13F-HR filed by UBS Group AG
UBS Group AG filed this 13F-HR for the quarter ended 2018-09-30, filed 2018-11-14, with 8,040 holding rows worth $252,295,740,000.
- Accession
- 0000950123-18-011573
- Filer
- CIK 1610520
- Filed
- 2018-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2018
A combination report, 13,792 entries on the cover page, a total value of $252,295,740,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $252,295,774,000 with VALUE read as thousands by filing date, 13F file number 028-16612. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerUBS ASSET MANAGEMENT (AMERICAS) INC 028-02682
- reports for this filerUBS OCONNOR LLC 028-06327
- included managerUBS Financial Services Inc. 028-11496
- included managerUBS Swiss Financial Advisors AG 028-11603
- included managerUBS AG New York Branch 028-07344
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ISHARES INC MSCI SPAIN ETF | 464286764 | MSCI SPAIN ETF | 48,814 | $1,445,000 | thousands by filing date | |
| PVH CORPORATION COM | 693656100 | Stock | 10,000 | $1,444,000 | thousands by filing date | call |
| VOYA GLOBAL ADVANTAGE AND PREM | 92912R104 | COM | 126,148 | $1,444,000 | thousands by filing date | |
| CADENCE BANCORP | 12739A100 | COMMON EQUITY | 55,249 | $1,444,000 | thousands by filing date | |
| GREIF INC | 397624107 | CL A | 26,813 | $1,438,000 | thousands by filing date | |
| ANAPTYSBIO INC | 032724106 | COM | 14,415 | $1,438,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E776 | FRONTIER MKTS | 106,372 | $1,436,000 | thousands by filing date | |
| MADISON COVERED CALL & EQUITY | 557437100 | COM | 185,988 | $1,430,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740C337 | S&P 500 VEQTOR | 8,266 | $1,430,000 | thousands by filing date | |
| IRON MTN INC DEL COM | 46284V101 | REIT | 41,400 | $1,429,000 | thousands by filing date | call |
| BELDEN INC COM | 077454106 | Stock | 19,993 | $1,428,000 | thousands by filing date | |
| APOLLO SENIOR FLOATING RATE FU | 037636107 | COM | 89,326 | $1,427,000 | thousands by filing date | |
| TESARO INC | 881569107 | COM | 36,429 | $1,421,000 | thousands by filing date | |
| AETNA INC NEW | 00817Y108 | COM | 7,000 | $1,420,000 | thousands by filing date | put |
| COVANTA HLDG CORP | 22282E102 | COM | 87,331 | $1,419,000 | thousands by filing date | |
| ISHARES INC | 46434G509 | CUR HD MSCI EM | 55,977 | $1,418,000 | thousands by filing date | |
| ISHARES INC | 46434G848 | MSCI GBL ETF NEW | 43,436 | $1,416,000 | thousands by filing date | |
| JANUS HENDERSON GROUP PLC ORD SHS | G4474Y214 | Stock | 52,500 | $1,415,000 | thousands by filing date | call |
| PTC THERAPEUTICS INC | 69366J200 | COM | 30,099 | $1,415,000 | thousands by filing date | |
| ISHARES TR | 46432F875 | MRNGSTR INC ETF | 57,074 | $1,412,000 | thousands by filing date | |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 159,797 | $1,411,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 122,502 | $1,410,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 200,000 | $1,408,000 | thousands by filing date | call |
| MERCURY GENL CORP NEW | 589400100 | COM | 28,056 | $1,408,000 | thousands by filing date | |
| MICHAELS COS INC | 59408Q106 | COM | 86,508 | $1,404,000 | thousands by filing date | |
| UNION BANKSHARES CORP | 90539J109 | COM | 36,386 | $1,402,000 | thousands by filing date | |
| TACTILE SYSTEMS TECHNOLOGY I | 87357P100 | COMMON STOCK | 19,689 | $1,399,000 | thousands by filing date | |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 56,668 | $1,397,000 | thousands by filing date | |
| ROGERS CORP COM | 775133101 | Stock | 9,477 | $1,397,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 3,800 | $1,396,000 | thousands by filing date | put |
| SOTHERLY HOTELS INC | 83600C103 | COM | 193,821 | $1,396,000 | thousands by filing date | |
| FIRST MERCHANTS CORP COM | 320817109 | Stock | 31,020 | $1,395,000 | thousands by filing date | |
| AVANTAX INC | 095229100 | COMMON STOCK | 34,403 | $1,384,000 | thousands by filing date | |
| CARS COM INC | 14575E105 | COM | 50,000 | $1,381,000 | thousands by filing date | call |
| EATON VANCE ENHANCED EQUITY | 278274105 | COM | 86,159 | $1,379,000 | thousands by filing date | |
| CONNECTICUT WTR SVC INC | 207797101 | COM | 19,876 | $1,379,000 | thousands by filing date | |
| TAUBMAN CTRS INC | 876664103 | COM | 22,996 | $1,376,000 | thousands by filing date | |
| CARDIOVASCULAR SYSTEMS INC | 141619106 | COMMON STOCK | 35,131 | $1,375,000 | thousands by filing date | |
| REXNORD CORP | 76169B102 | COMMON STOCK | 44,665 | $1,375,000 | thousands by filing date | |
| INVESCO RAFI DEVELOPED MARKETS EX-U.S. SMALL-MID ETF | 46138E735 | ETF | 42,005 | $1,373,000 | thousands by filing date | |
| PIMCO STRATEGIC INCOME FD | 72200X104 | COM | 140,715 | $1,373,000 | thousands by filing date | |
| SODASTREAM INTERNATIONAL | M9068E105 | LTD | 9,592 | $1,373,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y871 | GLOBAL X URANIUM | 103,038 | $1,372,000 | thousands by filing date | |
| PEGASYSTEMS INC COM | 705573103 | Stock | 21,831 | $1,367,000 | thousands by filing date | |
| MIRATI THERAPEUTICS INC | 60468T105 | COM | 29,024 | $1,367,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 823,400 | $1,367,000 | thousands by filing date | put |
| SEMTECH CORP COM | 816850101 | Stock | 24,561 | $1,366,000 | thousands by filing date | |
| TESARO INC | 881569107 | COM | 35,000 | $1,365,000 | thousands by filing date | call |
| ISHARES TR | 46434V720 | MIN VOL EUROPE | 54,204 | $1,365,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R747 | ST STR MSCI GEN | 17,774 | $1,364,000 | thousands by filing date | |
| INVESCO QQQ TRUST SERIES 1 | 74347B268 | ULTRAPRO SHORT S | 42,332 | $1,364,000 | thousands by filing date | |
| SUPERIOR ENERGY SVCS INC | 868157108 | COM | 139,913 | $1,364,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W877 | GLB HIGH DIV FD | 29,285 | $1,363,000 | thousands by filing date | |
| LPL FINL HLDGS INC COM | 50212V100 | Stock | 21,105 | $1,362,000 | thousands by filing date | |
| COMMERCIAL METALS CO COM | 201723103 | Stock | 66,301 | $1,361,000 | thousands by filing date | |
| LIFEPOINT HEALTH INC | 53219L109 | COM | 21,127 | $1,361,000 | thousands by filing date | |
| CAPITOL FED FINL INC COM | 14057J101 | Stock | 106,653 | $1,359,000 | thousands by filing date | |
| NEW YORK MTG TR INC | 649604808 | PFD-C CONV | 55,466 | $1,359,000 | thousands by filing date | |
| VICI PPTYS INC COM | 925652109 | REIT | 62,834 | $1,358,000 | thousands by filing date | |
| OWENS CORNING NEW | 690742101 | COM | 25,000 | $1,357,000 | thousands by filing date | put |
| PIONEER MUNICIPAL HIGH INCOME | 723763108 | COM SHS | 121,961 | $1,356,000 | thousands by filing date | |
| IQIYI INC SPONSORED ADS | 46267X108 | ADR | 50,000 | $1,354,000 | thousands by filing date | put |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 69,125 | $1,354,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD IN | 09253N104 | COM | 90,746 | $1,354,000 | thousands by filing date | |
| NUVEEN MD PREM INC MUNI FUND | 67061Q107 | mf | 114,834 | $1,353,000 | thousands by filing date | |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 66,009 | $1,348,000 | thousands by filing date | |
| ACADIA HEALTHCARE COMPANY INC COM | 00404A109 | Stock | 38,277 | $1,347,000 | thousands by filing date | |
| ALLEGIANT TRAVEL CO | 01748X102 | COM | 10,624 | $1,347,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 23,000 | $1,346,000 | thousands by filing date | put |
| INVESCO VALUE MUNICIPAL INCOME | 46132P108 | COM | 97,235 | $1,346,000 | thousands by filing date | |
| BROOKFIELD GLOBL LISTED INFR | 11273Q109 | COM SHS | 111,918 | $1,344,000 | thousands by filing date | |
| CLEARWATER PAPER CORP | 18538R103 | COM | 45,223 | $1,343,000 | thousands by filing date | |
| TOLL BROTHERS INC COM | 889478103 | Stock | 40,600 | $1,341,000 | thousands by filing date | put |
| ISHARES TR | 464288745 | GLB CNS DISC ETF | 11,159 | $1,341,000 | thousands by filing date | |
| WAYFAIR INC | 94419L101 | CL A | 9,081 | $1,341,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N865 | CMN | 29,049 | $1,341,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 72,600 | $1,338,000 | thousands by filing date | call |
| WHITE MTNS INS GROUP LTD | G9618E107 | COM | 1,428 | $1,337,000 | thousands by filing date | |
| FLEXION THERAPEUTICS INC | 33938J106 | COM | 71,321 | $1,335,000 | thousands by filing date | |
| LTC PPTYS INC COM | 502175102 | REIT | 30,231 | $1,334,000 | thousands by filing date | |
| YPF SOCIEDAD ANONIMA | 984245100 | SPON ADR CL D | 86,222 | $1,332,000 | thousands by filing date | |
| LIVEPERSON, INC. | 538146101 | COM | 51,263 | $1,331,000 | thousands by filing date | |
| PIMCO 15 YEAR US TIPS INDEX F | 72201R304 | 15+ YR US TIPS | 20,494 | $1,327,000 | thousands by filing date | |
| ACACIA COMMUNICATIONS INC | 00401C108 | COM | 32,070 | $1,327,000 | thousands by filing date | |
| PHI INC-NON VOTING | 69336T205 | COM | 141,758 | $1,324,000 | thousands by filing date | |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 153,858 | $1,323,000 | thousands by filing date | |
| CONMED CORP COM | 207410101 | Stock | 16,682 | $1,322,000 | thousands by filing date | |
| PIEDMONT REALTY TRUST INC | 720190206 | COM CL A | 69,732 | $1,320,000 | thousands by filing date | |
| GLOBAL NET LEASE INC COM NEW | 379378201 | REIT | 63,103 | $1,316,000 | thousands by filing date | |
| SIMMONS 1ST NATL CORP | 828730200 | CL A $1 PAR | 44,671 | $1,316,000 | thousands by filing date | |
| SPDR INDEX SHS FDS EUR STOXX SMCP | 78463X392 | CEF | 22,124 | $1,315,000 | thousands by filing date | |
| NUVEEN NY DIVI ADV | 67066X107 | COM | 106,718 | $1,314,000 | thousands by filing date | |
| AKORN INC | 009728106 | COM | 101,210 | $1,314,000 | thousands by filing date | |
| PDC ENERGY INC | 69327R101 | COM | 26,817 | $1,313,000 | thousands by filing date | |
| WORTHINGTON ENTERPRISES INC | 981811102 | COM | 30,223 | $1,310,000 | thousands by filing date | |
| FTI CONSULTING INC | 302941109 | COM | 17,884 | $1,309,000 | thousands by filing date | |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 123,387 | $1,307,000 | thousands by filing date | |
| TORTOISE PIPELINE & ENERGY F | 89148H108 | COM | 75,500 | $1,306,000 | thousands by filing date | |
| SOUTHWEST GAS HLDGS INC COM | 844895102 | Stock | 16,507 | $1,304,000 | thousands by filing date | |
| FOUR CORNERS PPTY TR INC | 35086T109 | COM | 50,762 | $1,304,000 | thousands by filing date | |
| CONDUENT INC | 206787103 | COM | 57,900 | $1,304,000 | thousands by filing date | |
| ACI WORLDWIDE INC COM | 004498101 | Stock | 46,292 | $1,303,000 | thousands by filing date | |
| CM FIN INC COM | 12574Q103 | COM | 151,546 | $1,303,000 | thousands by filing date | |
| KIRBY CORP | 497266106 | COM | 15,827 | $1,302,000 | thousands by filing date | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 10,000 | $1,301,000 | thousands by filing date | put |
| VAREX IMAGING CORP | 92214X106 | COMMON STOCK | 45,308 | $1,299,000 | thousands by filing date | |
| HNI CORP COM | 404251100 | Stock | 29,312 | $1,297,000 | thousands by filing date | |
| APPLE HOSPITALITY REIT INC COM NEW | 03784Y200 | REIT | 74,028 | $1,295,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 152,505 | $1,293,000 | thousands by filing date | |
| POTLATCHDELTIC CORPORATION | 737630103 | COM | 31,579 | $1,293,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 30,000 | $1,292,000 | thousands by filing date | put |
| MASONITE INTERNATIONAL CORP | 575385109 | COMMON STOCK-FO | 20,159 | $1,292,000 | thousands by filing date | |
| MIMEDX GROUP INC | 602496101 | COM | 208,879 | $1,291,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V373 | S&P500 EQL STP | 10,063 | $1,291,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q783 | RIVRFRNT STR INC | 52,423 | $1,290,000 | thousands by filing date | |
| HP INC COM | 40434L105 | Stock | 50,000 | $1,289,000 | thousands by filing date | put |
| MAGELLAN HEALTH SERVICES INC | 559079207 | COM NEW | 17,831 | $1,285,000 | thousands by filing date | |
| VIASAT INC | 92552V100 | COM | 20,026 | $1,281,000 | thousands by filing date | |
| BARINGS GLOBAL SHORT DURATIO | 06760L100 | COM | 65,954 | $1,278,000 | thousands by filing date | |
| IRON MTN INC DEL COM | 46284V101 | REIT | 37,000 | $1,277,000 | thousands by filing date | put |
| MYLAN NV | N59465109 | SHS EURO | 34,900 | $1,277,000 | thousands by filing date | call |
| F N B CORP | 302520101 | COM | 100,306 | $1,276,000 | thousands by filing date | |
| U.S. GLOBAL JETS ETF | 26922A842 | ETF | 39,140 | $1,275,000 | thousands by filing date | |
| DELPHI TECHNOLOGIES PLC | G2709G107 | SHS | 40,644 | $1,275,000 | thousands by filing date | |
| CENTURY COMMUNITIES INC. | 156504300 | COM | 48,527 | $1,274,000 | thousands by filing date | |
| CNO FINL GROUP INC | 12621E103 | COM | 60,002 | $1,273,000 | thousands by filing date | |
| BROWN FORMAN CORP | 115637100 | CL A | 25,045 | $1,273,000 | thousands by filing date | |
| FLUOR CORP | 343412102 | COM | 21,900 | $1,272,000 | thousands by filing date | call |
| GLOBAL X INTERNET OF THINGS ETF | 37954Y780 | UIT EXCHANGE TRADED | 62,645 | $1,271,000 | thousands by filing date | |
| POWER INTEGRATIONS INC COM | 739276103 | Stock | 20,092 | $1,269,000 | thousands by filing date | |
| BANCO BRADESCO S A | 059460303 | SP ADR PFD NEW | 179,300 | $1,269,000 | thousands by filing date | call |
| SOUNDTHINKING INC | 82536T107 | COM | 20,702 | $1,269,000 | thousands by filing date | |
| AUTODESK INC COM | 052769106 | Stock | 8,100 | $1,265,000 | thousands by filing date | put |
| FIRST TR EXCHANGE-TRADED FD | 33718M105 | COM SHS ANNUAL | 24,739 | $1,264,000 | thousands by filing date | |
| PROVIDENT FINL SVCS INC COM | 74386T105 | Stock | 51,330 | $1,260,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X855 | ST STR INFRA ETF | 25,989 | $1,258,000 | thousands by filing date | |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 262,875 | $1,257,000 | thousands by filing date | |
| AES CORP COM | 00130H105 | Stock | 89,800 | $1,257,000 | thousands by filing date | call |
| NCR VOYIX CORPORATION | 62886E108 | COM | 44,199 | $1,256,000 | thousands by filing date | |
| CENTERSTATE BK CORP | 15201P109 | COM | 44,660 | $1,253,000 | thousands by filing date | |
| ISHARES INC ETF MSCI GLOBAL GOLD MINERS ETF NEW | 46434G855 | ETF | 87,571 | $1,251,000 | thousands by filing date | |
| ROOKLINE BANCORP INC DEL | 11373M107 | COM | 74,819 | $1,250,000 | thousands by filing date | |
| NOBLE ENERGY INC | 655044105 | COM | 40,000 | $1,248,000 | thousands by filing date | put |
| GLOBAL X FDS | 37950E200 | FTSE COLOMBIA20 | 124,443 | $1,245,000 | thousands by filing date | |
| INVESCO CURRENCYSHARES EURO | 46138K103 | EURO SHS | 11,189 | $1,244,000 | thousands by filing date | |
| NEUBERGER BERMAN NY INT MUN | 64124K102 | COM | 108,848 | $1,244,000 | thousands by filing date | |
| SYNCHRONYFINL | 87165B103 | STOK | 40,000 | $1,243,000 | thousands by filing date | put |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 89,405 | $1,242,000 | thousands by filing date | |
| HOWARD HUGHES CORPORATION | 44267D107 | COMMON STOCK | 10,000 | $1,242,000 | thousands by filing date | call |
| MESA LABS INC COM | 59064R109 | Stock | 6,682 | $1,240,000 | thousands by filing date | |
| ISHARES INC | 464286780 | MSCI STH AFR ETF | 23,114 | $1,240,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R205 | 1-5 US TIP IDX | 24,110 | $1,237,000 | thousands by filing date | |
| ISHARES INC | 464286756 | MSCI SWEDEN ETF | 37,678 | $1,237,000 | thousands by filing date | |
| MORNINGSTAR INC COM | 617700109 | Stock | 9,789 | $1,233,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 18469Q108 | COM | 108,537 | $1,233,000 | thousands by filing date | |
| LATTICE STRATEGIES TR | 518416300 | Cmn | 80,608 | $1,231,000 | thousands by filing date | |
| JBT MAREL CORPORATION | 477839104 | COM | 10,310 | $1,230,000 | thousands by filing date | |
| U S PHYSICAL THERAPY | 90337L108 | COM | 10,358 | $1,228,000 | thousands by filing date | |
| ABRDN PHYSICAL SILVER SHARES ETF | 26922X107 | COM | 86,270 | $1,227,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 293,814 | $1,225,000 | thousands by filing date | |
| VALVOLINE INC COM | 92047W101 | Stock | 56,860 | $1,223,000 | thousands by filing date | |
| M.D.C. HOLDINGS INC | 552676108 | COM | 41,249 | $1,220,000 | thousands by filing date | |
| ISHARES INC | 464286632 | MSCI ISRAEL ETF | 21,731 | $1,217,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J108 | SHS | 6,376 | $1,215,000 | thousands by filing date | call |
| CAMBRIA ETF TR | 132061201 | SHSHLD YIELD ETF | 30,734 | $1,214,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y848 | GLOBAL X SILVER | 50,025 | $1,213,000 | thousands by filing date | |
| AVNET INC COM | 053807103 | Stock | 27,052 | $1,212,000 | thousands by filing date | |
| CASEYS GEN STORES INC | 147528103 | COM | 9,381 | $1,211,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092709 | MSCI INDL INDX | 30,089 | $1,210,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 57,000 | $1,210,000 | thousands by filing date | call |
| GREAT WESTN BANCORP INC | 391416104 | COM | 28,579 | $1,206,000 | thousands by filing date | |
| JOHN HANCOCK HDG EQ & INC FD | 47804L102 | COM | 76,396 | $1,204,000 | thousands by filing date | |
| CROSSAMERICA PARTNERS LP | 22758A105 | UT LTD PTN INT | 66,463 | $1,203,000 | thousands by filing date | |
| INVESCO DB MULTI-SECTOR COMM | 46140H106 | AGRICULTURE FD | 70,928 | $1,199,000 | thousands by filing date | |
| Schwab Short Term US Treasury ETF | 808524862 | SHS | 24,159 | $1,198,000 | thousands by filing date | |
| AIRCASTLE LTD | G0129K104 | COM | 54,717 | $1,198,000 | thousands by filing date | |
| UNIVERSAL CORP VA MTNS BK ENT COM | 913456109 | Stock | 18,409 | $1,197,000 | thousands by filing date | |
| TPI Composites Inc | 87266J104 | Common Stock | 41,948 | $1,197,000 | thousands by filing date | |
| URBAN EDGE PPTYS | 91704F104 | COM | 54,169 | $1,196,000 | thousands by filing date | |
| FORESCOUT TECHNOLOGIES INC | 34553D101 | COM | 31,616 | $1,194,000 | thousands by filing date | |
| RAYONIER INC COM | 754907103 | REIT | 35,301 | $1,193,000 | thousands by filing date | |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 263,978 | $1,193,000 | thousands by filing date | |
| REGAL REXNORD CORPORATION | 758750103 | COM | 14,433 | $1,190,000 | thousands by filing date | |
| CARE COM INC | 141633107 | COM | 53,666 | $1,187,000 | thousands by filing date | |
| VMWARE, INC. | 928563402 | CL A COM | 7,600 | $1,186,000 | thousands by filing date | put |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 161,873 | $1,185,000 | thousands by filing date | |
| SPECIAL OPPORTUNITIES FD INC 2.75 CNV PFD C | 84741T302 | Convertible Preferred | 46,459 | $1,184,000 | thousands by filing date | |
| ERIE INDTY CO CL A | 29530P102 | Stock | 9,258 | $1,181,000 | thousands by filing date | |
| NUVEEN NEW JERSEY QULT MUN F | 67069Y102 | COM | 91,691 | $1,178,000 | thousands by filing date | |
| AMERICOLD REALTY TRUST INC COM | 03064D108 | REIT | 46,885 | $1,173,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUNS INC | 261932107 | COM | 156,359 | $1,173,000 | thousands by filing date | |
| ELLIS PERRY INTL INC | 288853104 | COM | 42,795 | $1,170,000 | thousands by filing date | |
| EATON VANCE NY MUNI INCOME T | 27826W104 | SH BEN INT | 99,648 | $1,167,000 | thousands by filing date | |
| iShares Core Aggressive Allocation ETF | 464289859 | SHS | 21,336 | $1,166,000 | thousands by filing date | |
| ZENDESK INC | 98936J101 | COM | 16,400 | $1,164,000 | thousands by filing date | call |
| ANTERO MIDSTREAM GP LP | 03675Y103 | COM SHS REPSTG | 68,769 | $1,164,000 | thousands by filing date | |
| BOYDGAMINGCORP | 103304101 | STOK | 34,332 | $1,163,000 | thousands by filing date | |
| DERMIRA INC | 24983LAB0 | NOTE 3.000% 5/1 | 1,400,000 | $1,162,000 | thousands by filing date | principal |
| ISHARES TR | 46429B606 | MSCI POLAND ETF | 48,687 | $1,161,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X784 | WSDM EMKTBD FD | 16,844 | $1,160,000 | thousands by filing date | |
| ATI INC COM | 01741R102 | Stock | 39,200 | $1,158,000 | thousands by filing date | put |
| SAPIENS INTL CORP N V SHS | G7T16G103 | Stock | 87,684 | $1,158,000 | thousands by filing date | |
| BRF SA | 10552T107 | SPONSORED ADR | 211,300 | $1,158,000 | thousands by filing date | call |
| ISHARES TR | 464288471 | EPRA/NAR DEV EUR | 29,798 | $1,158,000 | thousands by filing date | |
| ESCO TECHNOLOGIES INC | 296315104 | COM | 16,979 | $1,156,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD II | 09253P109 | COM | 86,829 | $1,156,000 | thousands by filing date | |
| Akoustis Technologies Inc | 00973N102 | COM | 146,894 | $1,156,000 | thousands by filing date | |
| CHATHAM LODGING TR | 16208T102 | COM | 55,218 | $1,154,000 | thousands by filing date | |
| GRANITE PT MTG TR INC | 38741L107 | COM STK | 59,812 | $1,153,000 | thousands by filing date | |
| PIMCO NY MUNICIPAL INCOME FD | 72200T103 | COM | 98,896 | $1,153,000 | thousands by filing date | |
| ABERDEEN GLOBAL DYNAMIC DIVIDE | 00302M106 | COM | 111,436 | $1,152,000 | thousands by filing date | |
| LENNAR CORP CL B | 526057302 | Stock | 29,916 | $1,152,000 | thousands by filing date | |
| FIRST INTERSTATE BANCSYSTEM IN | 32055Y201 | COM CL A | 25,642 | $1,149,000 | thousands by filing date | |
| PROGRESS SOFTWARE CORP COM | 743312100 | Stock | 32,525 | $1,148,000 | thousands by filing date | |
| CITIZENS INC | 174740100 | COMMON STOCK | 136,620 | $1,148,000 | thousands by filing date | |
| EMCOR GROUP INC COM | 29084Q100 | Stock | 15,278 | $1,147,000 | thousands by filing date | |
| MANITOWOC CO INC | 563571405 | COM NEW | 47,810 | $1,147,000 | thousands by filing date | |
| TCW CONV SECS FD INC | 872340104 | COM | 204,790 | $1,147,000 | thousands by filing date | |
| VANECK PHARMACEUTICAL ETF | 92189F692 | ETF | 17,787 | $1,145,000 | thousands by filing date | |
| ELME COMMUNITIES | 939653101 | SH BEN INT | 37,285 | $1,143,000 | thousands by filing date | |
| VALMONT INDS INC COM | 920253101 | Stock | 8,247 | $1,142,000 | thousands by filing date | |
| NAVIENT CORPORATION COM | 63938C108 | Stock | 84,676 | $1,142,000 | thousands by filing date | |
| CONCERT PHARMACEUTICALS INC | 206022105 | COM | 76,976 | $1,142,000 | thousands by filing date | |
| APERGY CORP | 03755L104 | COM | 26,154 | $1,139,000 | thousands by filing date | |
| AMERIS BANCORP | 03076K108 | COM | 24,881 | $1,137,000 | thousands by filing date | |
| AIR LEASE CORP | 00912X302 | CL A | 24,766 | $1,136,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V712 | BLOO MVP MUL ETF | 10,655 | $1,131,000 | thousands by filing date | |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 100,840 | $1,130,000 | thousands by filing date | |
| NUVEEN CONNECTICUT PREM INC | 67060D107 | COM | 99,352 | $1,129,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 10,000 | $1,127,000 | thousands by filing date | put |
| ISHARES TR | 464288125 | 3YRTB ETF | 13,816 | $1,124,000 | thousands by filing date | |
| RGC RESOURCES INC | 74955L103 | COMMON STOCK | 42,068 | $1,123,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L845 | QLT DIV DEF IDX | 23,976 | $1,122,000 | thousands by filing date | |
| NBT BANCORP INC COM | 628778102 | Stock | 29,177 | $1,120,000 | thousands by filing date | |
| POPE RES DEL LTD PARTNERSHIP | 732857107 | DEPOSITRY RCPT | 15,442 | $1,120,000 | thousands by filing date | |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 21,739 | $1,118,000 | thousands by filing date | |
| MOOG INC CL A | 615394202 | Stock | 12,975 | $1,115,000 | thousands by filing date | |
| VERIS RESIDENTIAL INC | 554489104 | COM | 52,397 | $1,114,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972A301 | COM NEW | 38,624 | $1,113,000 | thousands by filing date | |
| MILLER HOWARD HIGH INC EQTY | 600379101 | COM SHS BEN IN | 90,373 | $1,113,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X853 | INTL EQUITY OPP | 31,588 | $1,111,000 | thousands by filing date | |
| ISHARES MSCI AGRICULTUREPRODUCERS ETF | 464286350 | ETF | 37,473 | $1,111,000 | thousands by filing date | |
| MCGRATH RENTCORP | 580589109 | COM | 20,378 | $1,110,000 | thousands by filing date | |
| IMMUNOMEDICS INC | 452907108 | COM | 53,226 | $1,109,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E545 | MSCI GBL TIMBR | 34,639 | $1,108,000 | thousands by filing date | |
| HILTON GRAND VACATIONS INC COM | 43283X105 | Stock | 33,428 | $1,107,000 | thousands by filing date | |
| AMNEAL PHARMACEUTICALS INC | 03168L105 | COM STK CL A | 49,897 | $1,107,000 | thousands by filing date | |
| SPX FLOW INC COM | 78469X107 | Stock | 21,290 | $1,107,000 | thousands by filing date | |
| UNIVERSAL ELECTRS INC | 913483103 | COM | 28,104 | $1,106,000 | thousands by filing date | |
| FRONT YD RESIDENTIAL CORP | 35904G107 | COM | 101,900 | $1,106,000 | thousands by filing date | call |
| MEDPACE HLDGS INC COM | 58506Q109 | Stock | 18,446 | $1,105,000 | thousands by filing date | |
| VISTRA CORP COM | 92840M102 | Stock | 44,379 | $1,104,000 | thousands by filing date | |
| ETF | 26923A106 | EXCHANGE TRADED | 10,812 | $1,104,000 | thousands by filing date | |
| NOVOCURE LTD | G6674U108 | ORD SHS | 21,040 | $1,103,000 | thousands by filing date | |
| BANK OF N T BUTTERFIELD & SO | G0772R208 | SHS NEW | 21,255 | $1,103,000 | thousands by filing date | |
| FLAHERTY & CRUMRIN PFD & INM | 338478100 | COM | 60,458 | $1,102,000 | thousands by filing date | |
| ENERGY TRANSFER PARTNERS LP | 29278N103 | UNIT LTD PRT INT | 49,500 | $1,102,000 | thousands by filing date | call |
| MACQUARIE GLOBAL INFRASTRUCTUR | 55608D101 | COM | 51,808 | $1,101,000 | thousands by filing date | |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 54,907 | $1,098,000 | thousands by filing date | |
| ALAMOS GOLD INC COM CL A | 011532108 | Stock | 238,087 | $1,097,000 | thousands by filing date | |
| WISDOMTREE TR | 97717x552 | EUROP OPPOR FD | 36,212 | $1,097,000 | thousands by filing date | |
| INVESCO CURRENCYSHARES BRITISH | 46138m109 | INDX FD | 8,665 | $1,096,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 338480106 | COM | 84,350 | $1,095,000 | thousands by filing date | |
| RLI CORP COM | 749607107 | Stock | 13,917 | $1,094,000 | thousands by filing date | |
| SHENANDOAH TELECOMMUNICATION | 82312B106 | COMMON STOCK | 28,179 | $1,092,000 | thousands by filing date | |
| FIDELITY NATL INFORMATION SVCS COM | 31620M106 | Stock | 10,000 | $1,091,000 | thousands by filing date | call |
| NUVEEN ENERGY MLP TOTL RTRNF | 67074U103 | COM | 98,504 | $1,090,000 | thousands by filing date | |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 23,100 | $1,089,000 | thousands by filing date | call |
| COMPASS MINERALS INTL INC | 20451N101 | COM | 16,212 | $1,089,000 | thousands by filing date | |
| GENERAL AMERICAN INVESTORS CO | 368802104 | COM | 29,436 | $1,089,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE DYNAMIC | 33848W106 | SHS | 46,795 | $1,086,000 | thousands by filing date | |
| ISHARES TR | 464288711 | GLOB UTILITS ETF | 22,028 | $1,085,000 | thousands by filing date | |
| ISHARES INC | 464286475 | EM MKT SM-CP ETF | 23,696 | $1,084,000 | thousands by filing date | |
| US ECOLOGY INC COM | 91732J102 | COM | 14,701 | $1,084,000 | thousands by filing date | |
| WILLSCOT CORP | 971375126 | COM | 63,199 | $1,084,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W103 | COM | 28,721 | $1,083,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N J FD I | 09254Y109 | COM | 83,326 | $1,083,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V381 | S&P500 EQL DIS | 10,195 | $1,081,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L886 | ULTR SHO INC FD | 14,289 | $1,081,000 | thousands by filing date | |
| PARTY CITY HOLDCO INC | 702149105 | COM | 79,801 | $1,081,000 | thousands by filing date | |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 42,519 | $1,080,000 | thousands by filing date | |
| JERNIGAN CAP INC | 476405105 | COM | 55,929 | $1,079,000 | thousands by filing date | |
| CONSOLIDATED TOMOKA LAND CO | 210226106 | COMMON STOCK | 17,294 | $1,077,000 | thousands by filing date | |
| Invesco S&P MidCap Momentum ETF | 46137V464 | SHS | 19,669 | $1,076,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E807 | NAT GAS ETF | 48,069 | $1,076,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 10,600 | $1,074,000 | thousands by filing date | put |
| CALAMOS GLOBAL TOTAL RETURN FU | 128118106 | COM SH BEN INT | 76,985 | $1,074,000 | thousands by filing date | |
| AXOGEN INC | 05463X106 | COM | 29,106 | $1,073,000 | thousands by filing date | |
| AGREE RLTY CORP COM | 008492100 | REIT | 20,158 | $1,071,000 | thousands by filing date | |
| COMMSCOPE HLDG CO INC | 20337X109 | COM | 34,751 | $1,069,000 | thousands by filing date | |
| HERITAGE FINANCIAL CORP | 42722X106 | COMMON STOCK | 30,407 | $1,069,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092501 | MSCI FINLS IDX | 26,488 | $1,068,000 | thousands by filing date | |
| HMS HLDGS CORP | 40425J101 | COM | 32,563 | $1,068,000 | thousands by filing date | |
| BEACON FINANCIAL CORP. | 084680107 | COM | 26,013 | $1,059,000 | thousands by filing date | |
| INSTALLED BLDG PRODS INC | 45780R101 | COM | 27,100 | $1,057,000 | thousands by filing date | |
| AQUAVENTURE HLDGS LTD | G0443N107 | SHS | 58,492 | $1,057,000 | thousands by filing date | |
| TD SYNNEX CORPORATION COM | 87162W100 | Stock | 12,454 | $1,055,000 | thousands by filing date | |
| SIGNET JEWELERS LTD SHS | G81276100 | Stock | 16,012 | $1,055,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 146,577 | $1,055,000 | thousands by filing date | |
| ENANTA PHARMACEUTICALS INC | 29251M106 | COM | 12,321 | $1,053,000 | thousands by filing date | |
| Golden Entertainment Inc | 381013101 | Common Stock | 43,873 | $1,053,000 | thousands by filing date | |
| SELECT MED HLDGS CORP | 81619Q105 | COM | 57,198 | $1,052,000 | thousands by filing date | |
| BANK OZK LITTLE ROCK ARK COM | 06417N103 | Stock | 27,690 | $1,051,000 | thousands by filing date | |
| WD 40 CO COM | 929236107 | Stock | 6,108 | $1,051,000 | thousands by filing date | |
| ALLEGHANY CORP DEL | 017175100 | COM | 1,600 | $1,044,000 | thousands by filing date | put |
| ELLINGTON FINANCIAL LLC | 288522303 | COM | 65,178 | $1,044,000 | thousands by filing date | |
| PLEXUS CORP COM | 729132100 | Stock | 17,831 | $1,043,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL INCOME T | 27826U108 | SH BEN INT | 90,731 | $1,042,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 13,000 | $1,042,000 | thousands by filing date | put |
| Matrix Service Company | 576853105 | COM | 42,270 | $1,042,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 160,435 | $1,040,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V886 | S&P500 EX-RATE | 14,478 | $1,039,000 | thousands by filing date | |
| INVSC RAFI US 1500 SML MID ETF | 46137V209 | ETF | 29,332 | $1,038,000 | thousands by filing date | |
| FIBRIA CELULOSE | 31573A109 | COMMON STOCK-FO | 55,869 | $1,036,000 | thousands by filing date | |
| HUYA INC ADS EACH REP 1 ORD SHS CL A | 44852D108 | COM | 43,872 | $1,034,000 | thousands by filing date | |
| EAGLE BANCORPORATION INC | 268948106 | COM | 20,400 | $1,032,000 | thousands by filing date | |
| BRIGHTSPHERE INVESTMENT GROUP | G1644T109 | COMMON STOCK-FO | 83,209 | $1,032,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 897,270 | $1,032,000 | thousands by filing date | |
| ENERGY RECOVERY INC | 29270J100 | COM | 115,205 | $1,031,000 | thousands by filing date | |
| QUANEX BLDG PRODS CORP COM | 747619104 | Stock | 56,541 | $1,029,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 7,900 | $1,027,000 | thousands by filing date | put |
| EW SCRIPPS CO THE A | 811054402 | COMMON STOCK | 62,252 | $1,027,000 | thousands by filing date | |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 31,200 | $1,026,000 | thousands by filing date | call |
| BANNER CORP | 06652V208 | COM NEW | 16,500 | $1,026,000 | thousands by filing date | |
| CALIFORNIA RES CORP | 13057Q206 | COM NEW | 21,147 | $1,026,000 | thousands by filing date | |
| HORTONWORKS INC | 440894103 | COM | 44,930 | $1,025,000 | thousands by filing date | |
| CHEFS WHSE INC | 163086101 | COM | 28,147 | $1,023,000 | thousands by filing date | |
| WORKDAY INC CL A | 98138H101 | Stock | 7,000 | $1,022,000 | thousands by filing date | put |
| TRIPADVISOR INC | 896945201 | COM | 20,000 | $1,021,000 | thousands by filing date | put |
| WESCO INTL INC COM | 95082P105 | Stock | 16,500 | $1,014,000 | thousands by filing date | call |
| ASCENDIS PHARMA A/S DKK 1.0 AD | 04351P101 | SPONSORED ADR | 14,305 | $1,014,000 | thousands by filing date | |
| WORLDPAY INC | 981558109 | CL A | 10,000 | $1,013,000 | thousands by filing date | put |
| ALPS ETF TR | 00162Q643 | SPROTT GL MINE | 64,917 | $1,013,000 | thousands by filing date | |
| STERLING BANCORP DEL | 85917A100 | COM | 45,988 | $1,012,000 | thousands by filing date | |
| COUPA SOFTWARE INCORPORATED | 22266L106 | COM | 12,787 | $1,011,000 | thousands by filing date | |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 18,234 | $1,009,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD PA QUALI | 09255G107 | COM | 79,120 | $1,008,000 | thousands by filing date | |
| ISHARES TR | 46429B135 | INT PFD STK FD | 56,925 | $1,007,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 9,000 | $1,006,000 | thousands by filing date | call |
| WORKIVA INC COM CL A | 98139A105 | Stock | 25,462 | $1,005,000 | thousands by filing date | |
| JPMORGAN CHASE + CO-CW18 | 46634E114 | *W E | 13,816 | $1,004,000 | thousands by filing date | |
| NEWMARKET CORP COM | 651587107 | Stock | 2,474 | $1,003,000 | thousands by filing date | |
| CHART INDS INC | 16115Q308 | COM | 12,808 | $1,003,000 | thousands by filing date | |
| LIBERTY ALL STAR GROWTH FUND I | 529900102 | COM | 157,878 | $1,003,000 | thousands by filing date | |
| REDFIN CORP | 75737F108 | COM | 53,606 | $1,002,000 | thousands by filing date | |
| PRESTIGE CONSMR HEALTHCARE I | 74112D101 | COM | 26,422 | $1,001,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 200,000 | $1,000,000 | thousands by filing date | put |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 75,100 | $1,000,000 | thousands by filing date | put |
| VIRTUSA CORP | 92827P102 | COM | 18,609 | $999,000 | thousands by filing date | |
| PLURALSIGHT INC | 72941B106 | COM CL A | 31,210 | $999,000 | thousands by filing date | |
| STATE BANK FINL CORP COM | 856190103 | COM | 33,098 | $999,000 | thousands by filing date | |
| EPIZYME INC | 29428V104 | COM | 93,987 | $997,000 | thousands by filing date | |
| WESBANCO INC | 950810101 | COM | 22,352 | $996,000 | thousands by filing date | |
| COBIZ FINANCIAL INC | 190897108 | COM | 45,000 | $996,000 | thousands by filing date | |
| MSG NETWORK INC | 553573106 | CL A | 38,536 | $994,000 | thousands by filing date | |
| ARDAGH GROUP S A | L0223L101 | COM | 59,571 | $994,000 | thousands by filing date | |
| ISHARES TR | 464288174 | GL TIMB FORE ETF | 13,192 | $993,000 | thousands by filing date | |
| IRHYTHM HOLDINGS INC COM | 450056106 | Stock | 10,483 | $992,000 | thousands by filing date | |
| WSTRN AST GLBL CORP OPP FD I | 95790C107 | COM | 61,153 | $991,000 | thousands by filing date | |
| CLEVELAND-CLIFFS INC NEW COM | 185899101 | Stock | 78,200 | $990,000 | thousands by filing date | put |
| ECHO GLOBAL LOGISTICS INC | 27875T101 | COM | 31,977 | $990,000 | thousands by filing date | |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 382,496 | $987,000 | thousands by filing date | |
| EQM MIDSTREAM PARTNERS LP | 26885B100 | UNIT LTD PARTN | 18,700 | $987,000 | thousands by filing date | call |
| INVESCO EXCH TRADED FD TR II | 46138E529 | NY AMT FRE MUN | 41,861 | $987,000 | thousands by filing date | |
| SPDR Bloomberg Emerging Markets Local Bond ETF | 78464A391 | SHS | 37,375 | $984,000 | thousands by filing date | |
| BT GROUP-ADR | 05577E101 | ADR | 66,600 | $984,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E610 | KBW HIG DV YLD | 43,017 | $980,000 | thousands by filing date | |
| CHARTER COMMUNICATIONS INC N | 16119P108 | COM | 3,000 | $978,000 | thousands by filing date | put |
| BLACK KNIGHT INC COM | 09215C105 | Stock | 18,800 | $977,000 | thousands by filing date | call |
| GLOBAL X FDS | 37950E747 | GLOB X NOR ETF | 64,178 | $977,000 | thousands by filing date | |
| CANOPY GROWTH CORP | 138035100 | COM | 20,000 | $973,000 | thousands by filing date | call |
| SENECA FOODS CORP NEW | 817070501 | CL A | 28,865 | $972,000 | thousands by filing date | |
| TOMPKINS FINL CORP COM | 890110109 | Stock | 11,962 | $971,000 | thousands by filing date | |
| PIMCO MUN INCOME FD | 72200R107 | COM | 74,810 | $971,000 | thousands by filing date | |
| VARONIS SYS INC | 922280102 | COM | 13,257 | $971,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 94,219 | $971,000 | thousands by filing date | |
| INVESCO TR II ETF S&P 500 EMERGING MKTS LOW VOLATILITY | 46138E297 | ETF | 39,059 | $971,000 | thousands by filing date | |
| 1ST SOURCE CORP COM | 336901103 | Stock | 18,406 | $968,000 | thousands by filing date | |
| WASHINGTON TRUST BANCORP | 940610108 | COMMON STOCK | 17,485 | $967,000 | thousands by filing date | |
| ISHARES TR | 464289875 | CORE 40 MODE ETF | 25,519 | $967,000 | thousands by filing date | |
| ISHARES TR | 464288786 | U.S. INSRNCE ETF | 14,576 | $967,000 | thousands by filing date | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 5,000 | $964,000 | thousands by filing date | put |
| MEDIFAST INC | 58470H101 | COM | 4,350 | $963,000 | thousands by filing date | |
| SL GREEN REALTY CORP | 78440X101 | COM | 9,871 | $963,000 | thousands by filing date | |
| ACCESS NATIONAL CORP | 004337101 | COMMON STOCK | 35,414 | $960,000 | thousands by filing date | |
| ABSOLUTE SHS TR WBI BBR GBL HIGH | 00400R882 | CEF | 40,332 | $960,000 | thousands by filing date | |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 128,703 | $959,000 | thousands by filing date | |
| NACCO INDUSTRIES INC CLASS A | 629579103 | COM | 29,263 | $958,000 | thousands by filing date | |
| TOWNEBANK PORTSMOUTH VA | 89214P109 | COM | 31,026 | $957,000 | thousands by filing date | |
| FANG HOLDING-ADR | 30711Y102 | ADR | 369,249 | $956,000 | thousands by filing date | |
| LESAKA TECHNOLOGIES INC | 64107N206 | CMN | 119,288 | $955,000 | thousands by filing date | |
| CHURCHILL DOWNS INC | 171484108 | COM | 3,431 | $953,000 | thousands by filing date | |
| STANDEX INTL CORP | 854231107 | COM | 9,143 | $953,000 | thousands by filing date | |
| H&E EQUIPMENT SERVICES INC | 404030108 | COM | 25,240 | $953,000 | thousands by filing date | |
| FINISAR CORP | 31787A507 | COM NEW | 50,000 | $953,000 | thousands by filing date | put |
| PNC FINANCIAL SERVICES GROUP | 693475121 | CMN | 13,810 | $953,000 | thousands by filing date | |
| SOLAREDGE TECHNOLOGIES INC | 83417M104 | COM | 25,285 | $952,000 | thousands by filing date | |
| BOSTON PRIVATE FINL HLDGS INC COM | 101119105 | Stock | 69,618 | $950,000 | thousands by filing date | |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 58,326 | $948,000 | thousands by filing date | |
| TENNANT CO | 880345103 | COM | 12,474 | $947,000 | thousands by filing date | |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 165,490 | $946,000 | thousands by filing date | |
| ASSERTIO THERAPEUTICS INC | 04545L107 | COM | 160,967 | $946,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA LTD | G9001E102 | COM CL A | 45,331 | $945,000 | thousands by filing date | |
| 8X8 INC | 282914100 | COMMON STOCK | 44,415 | $943,000 | thousands by filing date | |
| WAGEWORKS INC | 930427109 | COM | 22,049 | $943,000 | thousands by filing date | |
| CREE INC | 225447101 | COM | 24,864 | $942,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L803 | M STAR DEV MKT | 14,366 | $937,000 | thousands by filing date | |
| DOUGLAS DYNAMICS INC | 25960R105 | COM | 21,332 | $937,000 | thousands by filing date | |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 100,303 | $937,000 | thousands by filing date | |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 150,000 | $936,000 | thousands by filing date | put |
| SPDR INDEX SHS FDS | 78463X459 | ST STR SP GLBDIV | 13,790 | $936,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V860 | DORSEY WRGT FINL | 27,308 | $932,000 | thousands by filing date | |
| ISHARES MSCI TURKEY ETF | 464286715 | ETF | 39,057 | $930,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 31,665 | $930,000 | thousands by filing date | |
| DYCOM INDS INC COM | 267475101 | Stock | 10,969 | $928,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L506 | IBOXX 3R TARGT | 38,716 | $927,000 | thousands by filing date | |
| TAHOE RES INC | 873868103 | COM | 331,369 | $925,000 | thousands by filing date | |
| NATIONAL VISION HLDGS INC COM | 63845R107 | Stock | 20,471 | $924,000 | thousands by filing date | |
| CUBIC CORP | 229669106 | COM | 12,601 | $921,000 | thousands by filing date | |
| NUVEEN ESG LARGE-CAP GROWTH ETF | 67092P201 | ETF | 24,661 | $920,000 | thousands by filing date | |
| DOCUSIGN INC COM | 256163106 | Stock | 17,500 | $920,000 | thousands by filing date | call |
| VOXELJET AG | 92912L107 | ADS | 206,638 | $919,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 171,509 | $918,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F205 | STEEL ETF | 20,002 | $917,000 | thousands by filing date | |
| SEASPAN CORP | Y75638109 | SHS | 109,945 | $916,000 | thousands by filing date | |
| CROWN CASTLE INC COM | 22822V101 | REIT | 8,200 | $913,000 | thousands by filing date | call |
| SUNRUN INC | 86771W105 | COM | 73,374 | $913,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 129,833 | $913,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 80,000 | $912,000 | thousands by filing date | call |
| GOGO INC | 38046C109 | COM | 175,705 | $912,000 | thousands by filing date | |
| RUTHS HOSPITALITY GROUP INC | 783332109 | COM | 28,904 | $912,000 | thousands by filing date | |
| TAILORED BRANDS INC | 87403A107 | COM | 36,212 | $912,000 | thousands by filing date | |
| MEREDITH CORP | 589433101 | COM | 17,831 | $910,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E226 | GLB X MLP ENRG I | 67,788 | $906,000 | thousands by filing date | |
| ISHARES INC | 46434G830 | MSCI ITALY ETF | 32,727 | $905,000 | thousands by filing date | |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 70,733 | $905,000 | thousands by filing date | |
| INSULET CORP COM | 45784P101 | Stock | 8,530 | $904,000 | thousands by filing date | |
| BLACKLINE, INC. | 09239B109 | COM | 15,913 | $899,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M201 | MID CAP VAL FD | 24,357 | $897,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 539,376 | $895,000 | thousands by filing date | |
| ALLSPRING UTILITIES AND HIGH | 94987E109 | WF UTILITIES INC | 71,087 | $894,000 | thousands by filing date | |
| NVE CORP COM NEW | 629445206 | Stock | 8,432 | $893,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F767 | INDIA GROWTH LDR | 22,290 | $893,000 | thousands by filing date | |
| ACADIA RLTY TR | 004239109 | COM SH BEN INT | 31,807 | $891,000 | thousands by filing date | |
| HUANENG PWR INTL INC | 443304100 | SPON ADR H SHS | 34,332 | $889,000 | thousands by filing date | |
| BUCKLE INC COM | 118440106 | Stock | 38,486 | $887,000 | thousands by filing date | |
| II VI INC | 902104108 | COM | 18,753 | $887,000 | thousands by filing date | |
| SANDY SPRING BANCORP INC | 800363103 | COMMON STOCK | 22,583 | $887,000 | thousands by filing date | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 179,358 | $886,000 | thousands by filing date | |
| RANGER OIL CORPORATION CLASS A COM | 70788V102 | Stock | 11,007 | $886,000 | thousands by filing date | |
| EXONE CO | 302104104 | COM | 93,156 | $883,000 | thousands by filing date | |
| INVESCO BLDRS INDEX FDS TR | 46090C206 | DEVLPD MKTS100 | 39,518 | $883,000 | thousands by filing date | |
| EXTRACTION OIL AND GAS INC | 30227M105 | COM | 78,137 | $882,000 | thousands by filing date | |
| ONEMAIN HLDGS INC COM | 68268W103 | Stock | 26,142 | $879,000 | thousands by filing date | |
| ARCBEST CORP COM | 03937C105 | Stock | 18,098 | $878,000 | thousands by filing date | |
| MYRIAD GENETICS INC | 62855J104 | COM | 19,082 | $878,000 | thousands by filing date | |
| SITEONE LANDSCAPE SUPPLY INC | 82982L103 | COM | 11,657 | $878,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 62,971 | $877,000 | thousands by filing date | call |
| SAIA INC | 78709Y105 | COM | 11,477 | $877,000 | thousands by filing date | |
| BIOSCRIP INC | 09069N108 | COM | 282,726 | $877,000 | thousands by filing date | |
| iShares iBonds Dec. 2027 Corporate Bond ETF | 46435UAA9 | ETF | 37,181 | $876,000 | thousands by filing date | |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 42,369 | $875,000 | thousands by filing date | |
| HOULIHAN LOKEY INC CL A | 441593100 | Stock | 19,442 | $873,000 | thousands by filing date | |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 9,100 | $873,000 | thousands by filing date | put |
| EL PASO ELECTRIC CO | 283677854 | COM NEW | 15,233 | $872,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 136,030 | $871,000 | thousands by filing date | |
| ORBCOMM INC | 68555P100 | COM | 79,906 | $868,000 | thousands by filing date | |
| ISHARES TR | 46432FAZ0 | IBONDS MAR23 ETF | 33,798 | $867,000 | thousands by filing date | |
| KINDRED BIOSCIENCES INC COM | 494577109 | Stock | 62,146 | $867,000 | thousands by filing date | |
| ISHARES TR | 46429B291 | A RATE CP BD ETF | 17,152 | $865,000 | thousands by filing date | |
| YIREN DIGITAL LTD | 98585L100 | SPONSORED ADS | 47,005 | $865,000 | thousands by filing date | |
| CMB.TECH NV SHS | B38564108 | Stock | 99,330 | $864,000 | thousands by filing date | |
| ALLSPRING GLOBAL DIVIDEND OPPO | 94987C103 | COM | 163,318 | $864,000 | thousands by filing date | |
| TEEKAY TANKERS LTD | Y8565N102 | CL A | 873,603 | $863,000 | thousands by filing date | |
| Schwab Fundamental Emerging Markets Equity ETF | 808524730 | SHS | 29,918 | $862,000 | thousands by filing date | |
| iShares MSCI USA Equal Weighted ETF | 464286681 | SHS | 14,611 | $861,000 | thousands by filing date | |
| CENTURY BANCORP INC -CL A | 156432106 | CL A | 11,916 | $861,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X578 | EM EX ST-OWNED | 30,445 | $860,000 | thousands by filing date | |
| FIRST BANCORP INC ME | 31866P102 | COMMON STOCK | 29,684 | $860,000 | thousands by filing date | |
| ISHARES MSCI BIC ETF | 464286657 | ETF | 21,302 | $860,000 | thousands by filing date | |
| AUTODESK INC COM | 052769106 | Stock | 5,500 | $859,000 | thousands by filing date | call |
| CABLE ONE INC | 12685J105 | COM | 972 | $859,000 | thousands by filing date | |
| ORITANI FINANCIAL CORP | 68633D103 | COM | 55,240 | $859,000 | thousands by filing date | |
| ALLIANCE NATIONAL MUNICIPAL IN | 01864U106 | COM | 69,241 | $858,000 | thousands by filing date | |
| HERSHEY CO COM | 427866108 | Stock | 8,400 | $857,000 | thousands by filing date | put |
| AURINIA PHARMACEUTICALS INC COM | 05156V102 | Stock | 128,970 | $857,000 | thousands by filing date | |
| BRUKER CORP | 116794108 | COM | 25,625 | $857,000 | thousands by filing date | |
| BANCOLOMBIA S A | 05968L102 | SPON ADR PREF | 20,521 | $857,000 | thousands by filing date | |
| DREYFUS MUN INCOME INC | 26201R102 | COM | 109,318 | $856,000 | thousands by filing date | |
| NOVA LTD COM | M7516K103 | Stock | 32,498 | $856,000 | thousands by filing date | |
| INSPIRE MED SYS INC COM | 457730109 | Stock | 20,344 | $856,000 | thousands by filing date | |
| STAAR SURGICAL CO COM PAR $0.01 | 852312305 | Stock | 17,800 | $854,000 | thousands by filing date | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 5,900 | $854,000 | thousands by filing date | call |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 111,885 | $854,000 | thousands by filing date | |
| MARINUS PHARMACEUTICALS INC | 56854Q101 | COM | 85,315 | $853,000 | thousands by filing date | |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 109,655 | $851,000 | thousands by filing date | |
| YEXT INC | 98585N106 | COM | 35,895 | $851,000 | thousands by filing date | |
| BOTTOMLINE TECH INC DEL | 101388106 | COM | 11,658 | $848,000 | thousands by filing date | |
| COMMUNITY TRUST BANCORP INC | 204149108 | COMMON STOCK | 18,271 | $847,000 | thousands by filing date | |
| ISHARES INC | 464286251 | JP MRG EM CRP BD | 17,431 | $844,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-18-011573 | this filing | 2018-11-14 | acceptance time not in the bulk data set |