13F-HR filed by UBS Group AG
UBS Group AG filed this 13F-HR for the quarter ended 2018-09-30, filed 2018-11-14, with 8,040 holding rows worth $252,295,740,000.
- Accession
- 0000950123-18-011573
- Filer
- CIK 1610520
- Filed
- 2018-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2018
A combination report, 13,792 entries on the cover page, a total value of $252,295,740,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $252,295,774,000 with VALUE read as thousands by filing date, 13F file number 028-16612. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerUBS ASSET MANAGEMENT (AMERICAS) INC 028-02682
- reports for this filerUBS OCONNOR LLC 028-06327
- included managerUBS Financial Services Inc. 028-11496
- included managerUBS Swiss Financial Advisors AG 028-11603
- included managerUBS AG New York Branch 028-07344
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| EMERGENT BIOSOLUTIONS INC | 29089Q105 | COM | 39,010 | $2,568,000 | thousands by filing date | |
| PREMIER INC | 74051N102 | CL A | 56,069 | $2,567,000 | thousands by filing date | |
| GOLDMAN SACHS MLP INC OPP FD | 38147W103 | COM SHS | 278,234 | $2,562,000 | thousands by filing date | |
| 1ST FINL BANCORP | 320209109 | COM | 86,240 | $2,561,000 | thousands by filing date | |
| ASTEC INDS INC | 046224101 | COM | 50,804 | $2,561,000 | thousands by filing date | |
| FIRST TRUST INTERMEDIATE DURATION PREFERRED & INCOME FUND | 33718W103 | CEF | 118,736 | $2,560,000 | thousands by filing date | |
| MIDDLEBYCORP | 596278101 | STOK | 19,769 | $2,557,000 | thousands by filing date | |
| APARTMENT INVT & MGMT CO | 03748R101 | CL A | 57,957 | $2,557,000 | thousands by filing date | |
| ARTIVION INC | 228903100 | COM | 72,228 | $2,543,000 | thousands by filing date | |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 52,445 | $2,533,000 | thousands by filing date | |
| BARINGS CORPORATE INVS | 06759X107 | COM | 165,291 | $2,533,000 | thousands by filing date | |
| GRAND CANYON ED INC COM | 38526M106 | Stock | 22,440 | $2,531,000 | thousands by filing date | |
| CHINA TELECOM CORP LTD | 169426103 | SPON ADR H SHS | 51,156 | $2,528,000 | thousands by filing date | |
| TOPBUILD COR COM | 89055F103 | Stock | 44,449 | $2,525,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 200,718 | $2,522,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | G4863A108 | SHS USD | 127,500 | $2,518,000 | thousands by filing date | put |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 91,818 | $2,517,000 | thousands by filing date | |
| PIONEER HIGH INCOME FUND INC | 72369H106 | COM | 271,861 | $2,517,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P805 | NUVEEN ESG INTL | 95,734 | $2,516,000 | thousands by filing date | |
| FMC CORP COM NEW | 302491303 | Stock | 28,800 | $2,511,000 | thousands by filing date | call |
| SPDR SERIES TRUST | 78464A789 | ST STR SP INS | 78,313 | $2,511,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 51,000 | $2,507,000 | thousands by filing date | put |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 29,100 | $2,507,000 | thousands by filing date | call |
| OUTFRONT MEDIA INC | 69007J106 | COM | 125,515 | $2,504,000 | thousands by filing date | |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 867,489 | $2,499,000 | thousands by filing date | |
| BROOKFIELD RENEWABLE ENERGY | G16258108 | PARTNERSHIP UNIT | 82,623 | $2,498,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E206 | CALIF AMT MUN | 97,878 | $2,497,000 | thousands by filing date | |
| NEW JERSEY RES CORP | 646025106 | COM | 53,956 | $2,487,000 | thousands by filing date | |
| KCAP FINANCIAL INC | 48668E101 | COM | 751,483 | $2,487,000 | thousands by filing date | |
| METHODE ELECTRONICS INC | 591520200 | COMMON STOCK | 68,367 | $2,475,000 | thousands by filing date | |
| GOVERNMENT PPTYS INCOME TR | 38376A103 | COM SHS BEN INT | 219,080 | $2,473,000 | thousands by filing date | |
| PAPA JOHNS INTL INC | 698813102 | COM | 48,157 | $2,470,000 | thousands by filing date | |
| PHIBRO ANIMAL HEALTH CORP (CLA | 71742Q106 | CL A COM | 57,511 | $2,467,000 | thousands by filing date | |
| ISHARES TR | 464288521 | CRE U S REIT ETF | 50,835 | $2,459,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 50,000 | $2,458,000 | thousands by filing date | put |
| RINGCENTRAL INC | 76680R206 | CL A | 26,400 | $2,457,000 | thousands by filing date | call |
| GOLAR LNG PARTNERS LP | Y2745C102 | COM UNITS LPI | 171,194 | $2,453,000 | thousands by filing date | |
| FIRST HAWAIIAN INC | 32051X108 | COM | 90,029 | $2,445,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 928,338 | $2,441,000 | thousands by filing date | |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 138,748 | $2,439,000 | thousands by filing date | |
| TELEKOMUNIKASI IND SPONSORED ADR | 715684106 | ADR | 99,595 | $2,438,000 | thousands by filing date | |
| Direxion All Cap Insider Senti | 25459Y769 | ETF | 59,253 | $2,438,000 | thousands by filing date | |
| QUIDEL CORP | 74838J101 | COM | 37,345 | $2,434,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 70,000 | $2,431,000 | thousands by filing date | call |
| PULTE GROUP INC COM | 745867101 | Stock | 98,100 | $2,430,000 | thousands by filing date | call |
| HAWAIIAN ELEC INDS INC MTN B | 419870100 | COM | 68,230 | $2,429,000 | thousands by filing date | |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 67,761 | $2,429,000 | thousands by filing date | |
| BB & T CORP | 054937107 | COM | 50,000 | $2,427,000 | thousands by filing date | put |
| ISHARES TR | 46435G326 | CORE MSCI INTL | 42,687 | $2,423,000 | thousands by filing date | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 118,177 | $2,423,000 | thousands by filing date | |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 318,204 | $2,422,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X263 | CURRNCY INT EQ | 81,590 | $2,417,000 | thousands by filing date | |
| NUTRI SYS INC NEW | 67069D108 | COM | 65,155 | $2,414,000 | thousands by filing date | |
| CORECIVIC INC | 21871N101 | COM | 99,182 | $2,413,000 | thousands by filing date | |
| NUVEEN GLOBAL HIGH INCOME FD | 67075G103 | SHS | 153,901 | $2,399,000 | thousands by filing date | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 150,791 | $2,396,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 135,000 | $2,394,000 | thousands by filing date | put |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 9,800 | $2,392,000 | thousands by filing date | put |
| BLACKROCK MUNIASSETS FD INC | 09254J102 | COM | 184,238 | $2,390,000 | thousands by filing date | |
| E TRADE FINANCIAL CORP | 269246401 | COM NEW | 45,600 | $2,389,000 | thousands by filing date | put |
| INVESCO EXCH TRADED FD TR II | 46138E123 | S&P SMLCP INDL | 32,551 | $2,389,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278277108 | COM | 135,195 | $2,388,000 | thousands by filing date | |
| MURPHY OIL CORP COM | 626717102 | Stock | 71,537 | $2,385,000 | thousands by filing date | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 146,897 | $2,384,000 | thousands by filing date | |
| FIRST TR BICK INDEX FD | 33733H107 | COM SHS | 90,139 | $2,384,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNI BO | 27828A100 | COM | 238,790 | $2,379,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 160,620 | $2,374,000 | thousands by filing date | |
| SUMMIT HOTEL PPTYS | 866082100 | COM | 175,458 | $2,374,000 | thousands by filing date | |
| APPLIED INDL TECHNOLOGIES INC COM | 03820C105 | Stock | 30,313 | $2,372,000 | thousands by filing date | |
| REPUBLIC FIRST BANCORP INC | 760416107 | COM | 331,370 | $2,370,000 | thousands by filing date | |
| PROSPERITY BANCSHARES INC | 743606105 | COM | 34,122 | $2,366,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 38,100 | $2,365,000 | thousands by filing date | call |
| XAI OCTAGN FLT RAT & ALT INM | 98400T106 | COM | 241,156 | $2,364,000 | thousands by filing date | |
| W & T OFFSHORE INC | 92922P106 | COM | 244,974 | $2,362,000 | thousands by filing date | |
| MYLAN NV | N59465109 | SHS EURO | 64,400 | $2,357,000 | thousands by filing date | put |
| INVESCO EXCH TRADED FD TR II | 46138E370 | S&P 500 HB ETF | 52,273 | $2,350,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P870 | NUVEEN ESG US | 97,535 | $2,349,000 | thousands by filing date | |
| BOISE CASCADE CO DEL | 09739D100 | COM | 63,822 | $2,348,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R887 | ST STR R2K LOWV | 24,216 | $2,348,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME FUN | 09253X102 | COM | 179,412 | $2,347,000 | thousands by filing date | |
| WIX COM LTD SHS | M98068105 | Stock | 19,600 | $2,346,000 | thousands by filing date | call |
| INDEPENDENCE RLTY TR INC | 45378A106 | COM | 222,525 | $2,344,000 | thousands by filing date | |
| USANA HEALTH SCIENCES INC | 90328M107 | COMMON STOCK | 19,442 | $2,344,000 | thousands by filing date | |
| CLEARWAY ENERGY INC CL C | 18539C204 | Stock | 121,324 | $2,336,000 | thousands by filing date | |
| PLANTRONICS INC NEW | 727493108 | COM | 38,686 | $2,332,000 | thousands by filing date | |
| PIVOTAL SOFTWARE INC | 72582H107 | COM CL A | 119,094 | $2,332,000 | thousands by filing date | |
| FRANKLIN ELEC INC COM | 353514102 | Stock | 49,335 | $2,331,000 | thousands by filing date | |
| NEW SR INVT GROUP INC | 648691103 | COM | 394,078 | $2,326,000 | thousands by filing date | |
| UNITED STATES COMMODITY INDE | 911717106 | Common Stock | 54,676 | $2,322,000 | thousands by filing date | |
| ISHARES TR | 46429B408 | CMN | 77,224 | $2,321,000 | thousands by filing date | |
| INVESCO DB MULTI-SECTOR COMM | 46140H403 | OIL FD | 171,855 | $2,316,000 | thousands by filing date | |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 32,800 | $2,314,000 | thousands by filing date | put |
| TEXAS ROADHOUSE INC COM | 882681109 | Stock | 33,400 | $2,314,000 | thousands by filing date | call |
| iShares MSCI ACWI Low Carbon Target ETF | 46434V464 | SHS | 19,276 | $2,313,000 | thousands by filing date | |
| HEALTHCARE RLTY TR | 421946104 | COM | 79,065 | $2,313,000 | thousands by filing date | |
| ROYAL BANK SCOTLAND GRP PLC 6.6% PFD SER B | 780097739 | PFD | 90,995 | $2,310,000 | thousands by filing date | |
| EASTGROUP PPTYS INC | 277276101 | COM | 24,129 | $2,307,000 | thousands by filing date | |
| ISHARES TR | 464288430 | ASIA 50 ETF | 36,865 | $2,305,000 | thousands by filing date | |
| AUTOLIV INC | 052800109 | COM | 26,544 | $2,301,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 High Dividend ETF | 78468R788 | SHS | 61,103 | $2,293,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD | 018828103 | COM | 329,912 | $2,293,000 | thousands by filing date | |
| VOYA EMERGING MKTS HIGH DIVI | 92912P108 | COM | 283,467 | $2,288,000 | thousands by filing date | |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 108,138 | $2,284,000 | thousands by filing date | |
| PRICESMART INC COM | 741511109 | Stock | 28,141 | $2,278,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 245,475 | $2,276,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 200,000 | $2,276,000 | thousands by filing date | put |
| MARTIN MARIETTA MATLS INC COM | 573284106 | Stock | 12,500 | $2,274,000 | thousands by filing date | put |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 5,000 | $2,273,000 | thousands by filing date | call |
| COSTAR GROUP INC COM | 22160N109 | Stock | 5,398 | $2,272,000 | thousands by filing date | |
| EATON VANCE NEW YORK MUN BD | 27827Y109 | COM | 204,873 | $2,266,000 | thousands by filing date | |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 186,951 | $2,264,000 | thousands by filing date | |
| WINDSTREAM HLDGS INC | 97382A309 | COM PAR | 461,990 | $2,264,000 | thousands by filing date | |
| CENTENNIAL RESOURCE DEV INC | 15136A102 | CL A | 103,548 | $2,263,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 690370101 | COM | 81,634 | $2,262,000 | thousands by filing date | |
| SOLID BIOSCIENCES INC COM NEW | 83422E105 | Stock | 47,921 | $2,261,000 | thousands by filing date | |
| JAMES RIV GROUP LTD | G5005R107 | COM | 53,004 | $2,259,000 | thousands by filing date | |
| BALCHEM CORP | 057665200 | COM | 20,141 | $2,258,000 | thousands by filing date | |
| BEST INC | 08653C106 | SPONSORED ADS | 380,431 | $2,252,000 | thousands by filing date | |
| STERICYCLE INC | 858912108 | COM | 38,362 | $2,251,000 | thousands by filing date | |
| INVESCO DB MULTI ETF SECTOR COMMODITY TRUST BASE METALS FUND | 46140H700 | ETF | 135,450 | $2,251,000 | thousands by filing date | |
| NUVEEN PREFERRED & INCOME | 67075A106 | EXCHANGE TRADED | 99,120 | $2,250,000 | thousands by filing date | |
| ISHARES MSCI NETHERLANDSETF | 464286814 | ETF | 74,388 | $2,246,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 457,500 | $2,242,000 | thousands by filing date | call |
| ARRAY BIOPHARMA INC COM | 04269X105 | Stock | 147,246 | $2,238,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 130,457 | $2,236,000 | thousands by filing date | |
| UNITED THERAPEUTICS CORP DEL COM | 91307C102 | Stock | 17,485 | $2,236,000 | thousands by filing date | |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 65,400 | $2,234,000 | thousands by filing date | call |
| FIRST TR EXCH TRADED FD III | 33739P855 | INSTL PFD SECS | 117,686 | $2,233,000 | thousands by filing date | |
| STAMPS COM INC | 852857200 | COM NEW | 9,803 | $2,217,000 | thousands by filing date | |
| STITCH FIX INC | 860897107 | COM CL A | 50,422 | $2,207,000 | thousands by filing date | |
| EBIX INC | 278715206 | COM NEW | 27,862 | $2,205,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 431,300 | $2,204,000 | thousands by filing date | call |
| VITAL ENERGY INC | 516806106 | COMMON STOCK | 269,473 | $2,202,000 | thousands by filing date | |
| YELP INC CL A | 985817105 | Stock | 44,700 | $2,199,000 | thousands by filing date | call |
| XENIA HOTELS & RESORTS INC COM | 984017103 | REIT | 92,786 | $2,199,000 | thousands by filing date | |
| ISHARES TR | 464288836 | U.S. PHARMA ETF | 13,100 | $2,199,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 347,634 | $2,190,000 | thousands by filing date | |
| MACOM TECH SOLUTIONS HLDGS INC COM | 55405Y100 | Stock | 106,170 | $2,187,000 | thousands by filing date | |
| CMS ENERGY CORP COM | 125896100 | Stock | 44,600 | $2,185,000 | thousands by filing date | call |
| AVISTA CORP COM | 05379B107 | Stock | 43,204 | $2,184,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 50,000 | $2,183,000 | thousands by filing date | call |
| ALLIANZGI CONVERTIBLE & INCOME 2024 TARGET TERM FUND | 01883H102 | COM | 237,331 | $2,183,000 | thousands by filing date | |
| WESTERN ASSET HIGH YIELD DEF | 95768B107 | COM | 149,772 | $2,179,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F528 | VANECK SHRT MUNI | 126,866 | $2,179,000 | thousands by filing date | |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 40,000 | $2,178,000 | thousands by filing date | put |
| HANCOCK WHITNEY CORPORATION | 410120109 | COM | 45,811 | $2,178,000 | thousands by filing date | |
| ISHARES INC | 464286210 | EURO HIGH YIELD | 41,375 | $2,178,000 | thousands by filing date | |
| DOMTAR CORP | 257559203 | COM NEW | 41,720 | $2,176,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 140,567 | $2,176,000 | thousands by filing date | |
| VANGUARD S&P SMALL-CAP 600 GROWTH ETF | 921932794 | ETF | 12,545 | $2,175,000 | thousands by filing date | |
| BEACON ROOFING SUPPLY INC | 073685109 | COM | 60,000 | $2,171,000 | thousands by filing date | call |
| REATA PHARMACEUTICALS INC | 75615P103 | CL A | 26,524 | $2,169,000 | thousands by filing date | |
| MONMOUTH REAL ESTATE INVT CO | 609720107 | CL A | 129,727 | $2,169,000 | thousands by filing date | |
| INVESCO DB MULTI-SECTOR COMM | 46140H304 | ENERGY FD | 119,395 | $2,165,000 | thousands by filing date | |
| CHEGG INC | 163092109 | COM | 76,127 | $2,164,000 | thousands by filing date | |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 126,441 | $2,163,000 | thousands by filing date | |
| FULTON FINL CORP PA | 360271100 | COM | 129,534 | $2,157,000 | thousands by filing date | |
| KORN FERRY COM NEW | 500643200 | Stock | 43,678 | $2,151,000 | thousands by filing date | |
| BLACKROCK LONG-TERM MUNCIPAL A | 09250B103 | COM | 190,651 | $2,151,000 | thousands by filing date | |
| VOYA INFRASTRUCTURE INDLS & | 92912X101 | COM | 136,736 | $2,151,000 | thousands by filing date | |
| SPDR SER TR | 78468R713 | DORSEY WRGT FI | 91,297 | $2,150,000 | thousands by filing date | |
| FLOWSERVE CORP | 34354P105 | COM | 39,286 | $2,148,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E333 | GLBX SUPRINC ETF | 180,345 | $2,148,000 | thousands by filing date | |
| Anglogold Ashanti Plc | 035128206 | Common | 250,000 | $2,145,000 | thousands by filing date | call |
| EMERSON ELEC CO COM | 291011104 | Stock | 28,000 | $2,144,000 | thousands by filing date | put |
| EMERSON ELEC CO COM | 291011104 | Stock | 28,000 | $2,144,000 | thousands by filing date | call |
| DR REDDYS LABS LTD ADR | 256135203 | ADR | 61,960 | $2,144,000 | thousands by filing date | |
| BLOOM ENERGY CORP | 093712107 | COM | 62,707 | $2,137,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V159 | CMN | 38,922 | $2,137,000 | thousands by filing date | |
| ABRDN WORLD HEALTHCARE FUND | 87911L108 | BEN INT SHS | 152,065 | $2,133,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767405 | BOSE MSC CHI ETF | 73,661 | $2,131,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P607 | NUVEEN ESG SMLCP | 67,424 | $2,130,000 | thousands by filing date | |
| TRUEBLUE INC | 89785X101 | COM | 81,641 | $2,127,000 | thousands by filing date | |
| SINCLAIR BROADCAST GROUP INC | 829226109 | CL A | 75,000 | $2,126,000 | thousands by filing date | call |
| VANECK ETF TRUST | 92189F684 | RETAIL ETF | 19,073 | $2,126,000 | thousands by filing date | |
| ISHARES TR | 464288505 | MRGSTR SM CP ETF | 11,742 | $2,116,000 | thousands by filing date | |
| THE CUSHING MLP INFASTCR TOT | 231631201 | COM NEW | 178,532 | $2,115,000 | thousands by filing date | |
| PRIMERICA INC | 74164M108 | COM | 17,536 | $2,114,000 | thousands by filing date | |
| SELECT INCOME REIT | 81618T100 | COM SH BEN INT | 96,371 | $2,114,000 | thousands by filing date | |
| EURONET WORLDWIDE INC COM | 298736109 | Stock | 21,045 | $2,110,000 | thousands by filing date | |
| PJT PARTNERS INC | 69343T107 | COM CL A | 40,308 | $2,110,000 | thousands by filing date | |
| CELANESE CORP DEL COM | 150870103 | Stock | 18,500 | $2,109,000 | thousands by filing date | put |
| CELANESE CORP DEL COM | 150870103 | Stock | 18,500 | $2,109,000 | thousands by filing date | call |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 448,767 | $2,107,000 | thousands by filing date | |
| HILL ROM HLDGS INC | 431475102 | COM | 22,309 | $2,106,000 | thousands by filing date | |
| AMERICAN EQUITY INVT LIFE | 025676206 | COMMON STOCK | 59,500 | $2,104,000 | thousands by filing date | put |
| FLEXSHARES TR | 33939L787 | GLB QLT R/E IDX | 34,308 | $2,103,000 | thousands by filing date | |
| OTTER TAIL CORP | 689648103 | COM | 43,876 | $2,102,000 | thousands by filing date | |
| PROSHARES TR II ULTRA VIX SHORT TERM FUTURES ETF | 74347W148 | ULTRA VIX SHORT | 56,960 | $2,096,000 | thousands by filing date | |
| KBHOME | 48666K109 | COM | 87,488 | $2,092,000 | thousands by filing date | |
| UNIVERSAL INS HLDGS INC | 91359V107 | COM | 43,069 | $2,091,000 | thousands by filing date | |
| FIBROGEN INC | 31572Q808 | COM | 34,418 | $2,090,000 | thousands by filing date | |
| HABIT RESTAURANTS INC | 40449J103 | COM CL A | 130,713 | $2,085,000 | thousands by filing date | |
| CIGNA CORPORATION | 125509109 | COM | 10,000 | $2,083,000 | thousands by filing date | put |
| RIVERNORTH OPPORTUNITIES FD | 76881Y109 | COM | 110,887 | $2,079,000 | thousands by filing date | |
| WESTAMERICA BANCORPORATION COM | 957090103 | Stock | 34,523 | $2,077,000 | thousands by filing date | |
| RELIANCE INC | 759509102 | COM | 24,298 | $2,072,000 | thousands by filing date | |
| J & J SNACK FOODS CORP COM | 466032109 | Stock | 13,726 | $2,071,000 | thousands by filing date | |
| GLOBAL PARTNERS LP | 37946R109 | COM UNITS | 113,752 | $2,070,000 | thousands by filing date | |
| BIO-TECHNE CORP | 09073M104 | COM | 10,132 | $2,068,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229706 | COM A BRAVES GRP | 75,585 | $2,062,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 53,739 | $2,060,000 | thousands by filing date | |
| WORLD KINECT CORPORATION | 981475106 | COM | 73,912 | $2,046,000 | thousands by filing date | |
| AIR TRANSPORT SERVICES GRP I | 00922R105 | COM | 95,234 | $2,045,000 | thousands by filing date | |
| SUMMIT MIDSTREAM PARTNERS LP | 866142102 | COM UNIT LTD | 142,744 | $2,041,000 | thousands by filing date | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 369,195 | $2,041,000 | thousands by filing date | |
| SANMINA CORP COM | 801056102 | Stock | 73,895 | $2,039,000 | thousands by filing date | |
| WEINGARTEN RLTY INVS | 948741103 | SH BEN INT | 68,485 | $2,038,000 | thousands by filing date | |
| PROSHARES TR | 74347X849 | INDX FD | 87,005 | $2,036,000 | thousands by filing date | |
| FIRST INDL RLTY TR INC COM | 32054K103 | REIT | 64,796 | $2,035,000 | thousands by filing date | |
| KLA CORP | 482480100 | COM | 20,000 | $2,034,000 | thousands by filing date | call |
| WISDOMTREE TR | 97717W588 | US LARGECAP FUND | 62,264 | $2,034,000 | thousands by filing date | |
| TCF FINL CORP | 872275102 | COM | 85,118 | $2,027,000 | thousands by filing date | |
| SENDGRID INC | 816883102 | COM | 55,000 | $2,023,000 | thousands by filing date | call |
| CUMMINS INC COM | 231021106 | Stock | 13,800 | $2,016,000 | thousands by filing date | put |
| GENERAC HLDGS INC | 368736104 | COM | 35,726 | $2,015,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V340 | S&P500 EQL FIN | 46,819 | $2,013,000 | thousands by filing date | |
| CLEARBRIDGE AMERN ENERG MLP | 184691103 | COM | 255,816 | $2,013,000 | thousands by filing date | |
| CBS CORP NEW | 124857202 | CL B | 35,000 | $2,011,000 | thousands by filing date | call |
| LIBERTY EXPEDIA HLDGS INC | 53046P109 | SER A COM | 42,710 | $2,009,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550105 | COM | 176,832 | $2,006,000 | thousands by filing date | |
| FIRST MIDWEST BANCORP INC/IL | 320867104 | COM | 75,363 | $2,004,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 27,300 | $2,003,000 | thousands by filing date | call |
| SAILPOINT TECHNOLOGIES HOLDING | 78781P105 | COM | 58,819 | $2,001,000 | thousands by filing date | |
| WESTERN ASSET MTG DEFINED OP | 95790B109 | COM | 87,027 | $2,001,000 | thousands by filing date | |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 23,729 | $2,001,000 | thousands by filing date | |
| PLANET FITNESS MASTER ISSUER L CL A | 72703H101 | Stock | 37,000 | $1,999,000 | thousands by filing date | call |
| CZR | 127686103 | Stock | 195,000 | $1,999,000 | thousands by filing date | put |
| EATON VANCE TAX-ADVANTAGED G | 27828U106 | COM | 78,945 | $1,998,000 | thousands by filing date | |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 73,541 | $1,990,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 25,000 | $1,973,000 | thousands by filing date | put |
| iShares MSCI Frontier 100 | 464286145 | cs | 69,277 | $1,970,000 | thousands by filing date | |
| SPDR Portfolio Long Term Corporate Bond ETF | 78464A367 | SHS | 75,250 | $1,969,000 | thousands by filing date | |
| ISHARES TR | 464289842 | MSCI PERU GL ETF | 53,250 | $1,966,000 | thousands by filing date | |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 117,832 | $1,964,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y673 | US INFR DEV ETF | 114,342 | $1,962,000 | thousands by filing date | |
| ISHARES TR | 464287531 | US DIGI REAL ETF | 35,603 | $1,962,000 | thousands by filing date | |
| CSW INDUSTRIALS INC | 126402106 | COM | 36,491 | $1,960,000 | thousands by filing date | |
| ZIFF DAVIS INC | 48123V102 | COM | 23,629 | $1,958,000 | thousands by filing date | |
| HOME BANCSHARES INC COM | 436893200 | Stock | 89,350 | $1,957,000 | thousands by filing date | |
| G III APPAREL GROUP LTD | 36237H101 | COM | 40,568 | $1,955,000 | thousands by filing date | |
| MEDICINES CO | 584688105 | COM | 65,357 | $1,954,000 | thousands by filing date | |
| ISHARES TR | 464288596 | GOV/CRED BD ETF | 17,758 | $1,951,000 | thousands by filing date | |
| SOURCE CAPITAL COM SHS OF BEN I | 836144105 | CEF | 48,469 | $1,949,000 | thousands by filing date | |
| China Yuchai Intl Ltd | G21082105 | COM | 112,181 | $1,937,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 100,000 | $1,936,000 | thousands by filing date | call |
| OPKO HEALTH INC | 68375N103 | COM | 555,612 | $1,922,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 113,253 | $1,920,000 | thousands by filing date | |
| Pimco Income Oppty Fund | 72202B100 | COM | 69,557 | $1,920,000 | thousands by filing date | |
| AGIOS PHARMACEUTICALS INC | 00847X104 | COM | 24,883 | $1,919,000 | thousands by filing date | |
| SYMANTEC CORP | 871503108 | COM | 90,000 | $1,915,000 | thousands by filing date | put |
| SHINHAN FINANCIAL GROUP CO LTD SPN ADR RESTRD | 824596100 | ADR | 47,638 | $1,912,000 | thousands by filing date | |
| AZENTA INC | 114340102 | COM | 54,582 | $1,912,000 | thousands by filing date | |
| CABOT CORP | 127055101 | COM | 30,498 | $1,912,000 | thousands by filing date | |
| RITCHIE BROS AUCTIONEERS | 767744105 | COM | 52,884 | $1,911,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 42,172 | $1,910,000 | thousands by filing date | |
| SPDR Portfolio High Yield Bond ETF | 78468R606 | SHS | 74,740 | $1,909,000 | thousands by filing date | |
| PROASSURANCE CORP | 74267C106 | COM | 40,654 | $1,909,000 | thousands by filing date | |
| INVESCO INTERNATIONAL CORPORAT | 46138E636 | INTL CORP BD | 73,540 | $1,908,000 | thousands by filing date | |
| SIMPSON MFG INC | 829073105 | COM | 26,316 | $1,907,000 | thousands by filing date | |
| GENOMIC HEALTH, INC. | 37244C101 | COM | 27,146 | $1,906,000 | thousands by filing date | |
| NUVEEN HGH INC DEC18 TRGT TR | 67075P103 | COM | 192,912 | $1,900,000 | thousands by filing date | |
| CELLECTIS ADS | 15117K103 | COM | 67,319 | $1,899,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J232 | SWITZLND ALPHA | 37,406 | $1,895,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC | 42806J106 | COM | 115,933 | $1,893,000 | thousands by filing date | |
| PACER FDS TR | 69374H881 | US CASH COWS 100 | 61,235 | $1,889,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B479 | IQ ENCH COR PL | 98,669 | $1,889,000 | thousands by filing date | |
| OCEANEERING INTL INC | 675232102 | COM | 68,369 | $1,887,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P306 | US CORE DIV TILT | 67,060 | $1,881,000 | thousands by filing date | |
| INTERNATIONAL BANCSHARES COR | 459044103 | COM | 41,723 | $1,878,000 | thousands by filing date | |
| Cyber Security ETF | 26924G201 | Common | 46,700 | $1,874,000 | thousands by filing date | put |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 300,000 | $1,872,000 | thousands by filing date | call |
| DREYFUS STRATEGIC MUN BD FD | 26202F107 | COM | 255,077 | $1,872,000 | thousands by filing date | |
| BILIBILI INC SPONS ADS REP Z | 090040106 | ADR | 138,711 | $1,870,000 | thousands by filing date | |
| NORTHWEST BANCSHARES INC COM | 667340103 | Stock | 107,836 | $1,868,000 | thousands by filing date | |
| JAGGED PEAK ENERGY INC | 47009K107 | COM | 135,031 | $1,867,000 | thousands by filing date | |
| CARMAX INC COM | 143130102 | Stock | 24,998 | $1,866,000 | thousands by filing date | |
| LHC GROUP | 50187A107 | COM | 18,067 | $1,861,000 | thousands by filing date | |
| BWX TECHNOLOGIES INC | 05605H100 | COM | 29,682 | $1,857,000 | thousands by filing date | |
| KEMPER CORP COM | 488401100 | Stock | 23,066 | $1,856,000 | thousands by filing date | |
| SIMPLY GOOD FOODS CO COM | 82900L102 | Stock | 95,273 | $1,853,000 | thousands by filing date | |
| ADT INC DEL COM | 00090Q103 | Stock | 197,209 | $1,852,000 | thousands by filing date | |
| UMB FINL CORP | 902788108 | COM | 26,109 | $1,851,000 | thousands by filing date | |
| LINDSAY CORPORATION | 535555106 | COM | 18,462 | $1,851,000 | thousands by filing date | |
| CHEMICAL FINANCIAL CORP | 163731102 | COM | 34,632 | $1,849,000 | thousands by filing date | |
| SSR MINING IN | 784730103 | COM | 211,753 | $1,845,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 133,485 | $1,841,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 459,480 | $1,838,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 46,400 | $1,836,000 | thousands by filing date | put |
| BLACKROCK MUNIYEILD QUALITY FU | 09254G108 | COM | 156,352 | $1,836,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 5,000 | $1,835,000 | thousands by filing date | put |
| FIRST TR EXCHANGE-TRADED FD | 33736N101 | ALERIAN DISRUPT | 40,759 | $1,829,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 486,375 | $1,828,000 | thousands by filing date | |
| CUSTOMERS BANCORP INC | 23204G100 | COM | 77,607 | $1,826,000 | thousands by filing date | |
| VORNADO RLTY TR | 929042109 | SH BEN INT | 25,000 | $1,825,000 | thousands by filing date | put |
| VORNADO RLTY TR | 929042109 | SH BEN INT | 25,000 | $1,825,000 | thousands by filing date | call |
| MS INDIA INVESTMENT (CL END) | 61745C105 | IFD | 77,842 | $1,825,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 84,700 | $1,824,000 | thousands by filing date | call |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 165,900 | $1,822,000 | thousands by filing date | call |
| PROVIDENCE SVC CORP | 743815102 | COM | 27,014 | $1,817,000 | thousands by filing date | |
| NEXGEN ENERGY LTD COM | 65340P106 | Stock | 885,098 | $1,815,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2026 CORPORATE BOND ETF | 46138J791 | ETF | 96,636 | $1,814,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X651 | US S CAP QTY DIV | 48,120 | $1,814,000 | thousands by filing date | |
| BlackRock Muniy Michigan | 09254V105 | Fund | 146,235 | $1,813,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860W102 | COM | 224,642 | $1,811,000 | thousands by filing date | |
| BLACKROCK INVESTMENT QUALITY M | 09247D105 | COM | 136,360 | $1,810,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G847 | GBL CLEAN ENRG | 151,044 | $1,810,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 46,800 | $1,809,000 | thousands by filing date | call |
| MIDDLESEX WTR CO | 596680108 | COM | 37,356 | $1,809,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 10,600 | $1,805,000 | thousands by filing date | put |
| INVESCO CURRENCYSHARES EURO | 46138K103 | EURO SHS | 16,200 | $1,801,000 | thousands by filing date | put |
| PITNEY BOWES INC COM | 724479100 | Stock | 253,889 | $1,797,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V506 | DIVID ACHIEVEV | 65,205 | $1,795,000 | thousands by filing date | |
| TABULA RASA HEALTHCARE INC | 873379101 | COMMON STOCK | 22,098 | $1,795,000 | thousands by filing date | |
| JELD-WEN HLDG INC | 47580P103 | COM | 72,724 | $1,793,000 | thousands by filing date | |
| NUVEEN ESG MID-CAP VALUE ETF | 67092P508 | ETF | 62,374 | $1,792,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 246,986 | $1,791,000 | thousands by filing date | |
| BLACKROCK HEALTH SCIENCES TR | 09250W107 | COM | 42,065 | $1,789,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J190 | GERMANY ALPHA | 38,595 | $1,788,000 | thousands by filing date | |
| INNOVATIVE INDL PPTYS INC COM | 45781V101 | REIT | 37,041 | $1,787,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NY QLTY | 09255C106 | COM | 149,776 | $1,787,000 | thousands by filing date | |
| iShares MSCI Intl Momentum Factor ETF | 46434V449 | SHS | 58,646 | $1,786,000 | thousands by filing date | |
| BRANDYWINEGLOBAL GLOBAL INCOME | 10537L104 | COM | 163,354 | $1,784,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E420 | CMN | 53,777 | $1,784,000 | thousands by filing date | |
| FIRST TRUST ENERGY INCOME AND | 33738G104 | COM | 80,259 | $1,783,000 | thousands by filing date | |
| BLUEPRINT MEDICINES CORP | 09627Y109 | COM | 22,846 | $1,783,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 319,207 | $1,781,000 | thousands by filing date | call |
| BARNES GROUP INC | 067806109 | COM | 25,014 | $1,777,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME QUA | 092479104 | COM | 138,964 | $1,776,000 | thousands by filing date | |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 50,000 | $1,774,000 | thousands by filing date | put |
| MEDLEY CAP CORP | 58503F106 | COM | 464,074 | $1,773,000 | thousands by filing date | |
| GRANITE CONSTR INC COM | 387328107 | Stock | 38,773 | $1,772,000 | thousands by filing date | |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 97,535 | $1,772,000 | thousands by filing date | |
| CHINA UNICOM HONG KONG | 16945R104 | SPONSORED ADR | 151,528 | $1,772,000 | thousands by filing date | |
| ZILLOW GROUP INC CL C CAP STK | 98954M200 | Stock | 40,000 | $1,770,000 | thousands by filing date | call |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 142,259 | $1,764,000 | thousands by filing date | |
| FIRSTCASH HOLDINGS INC. | 33767D105 | Common Stock | 21,485 | $1,762,000 | thousands by filing date | |
| FIRST TRUST MLP AND ENERGY INC | 33739B104 | COM | 140,515 | $1,759,000 | thousands by filing date | |
| SPDR SERIES TRUST BLOOMBERG BR | 78464A417 | BLOOMBERG BRCLYS | 48,800 | $1,759,000 | thousands by filing date | put |
| BEACON ROOFING SUPPLY INC | 073685109 | COM | 48,558 | $1,757,000 | thousands by filing date | |
| PATTERSON COS INC | 703395103 | COM | 71,809 | $1,755,000 | thousands by filing date | |
| K2M GROUP HLDGS INC | 48273J107 | COM | 64,012 | $1,752,000 | thousands by filing date | |
| SPS COMM INC COM | 78463M107 | Stock | 17,634 | $1,750,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 86,764 | $1,746,000 | thousands by filing date | |
| XPLR INFRASTRUCTURE LP | 65341B106 | COM UNIT PART IN | 35,934 | $1,743,000 | thousands by filing date | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 85,000 | $1,743,000 | thousands by filing date | call |
| RENASANT CORP | 75970E107 | COM | 42,264 | $1,742,000 | thousands by filing date | |
| ISHARES TR | 46435G672 | CORE INTL AGGR | 33,306 | $1,741,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 163,064 | $1,740,000 | thousands by filing date | |
| NUVEEN NY MUN VALUE FD | 67062M105 | COM | 184,408 | $1,739,000 | thousands by filing date | |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 62,346 | $1,732,000 | thousands by filing date | |
| PRIMORIS SVCS CORP COM | 74164F103 | Stock | 69,737 | $1,731,000 | thousands by filing date | |
| TIVO CORP | 88870P106 | COM | 138,940 | $1,730,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240M108 | COM | 125,426 | $1,728,000 | thousands by filing date | |
| CREDIT ACCEP CORP MICH | 225310101 | COM | 3,933 | $1,723,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 322,040 | $1,716,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657101 | COM | 28,550 | $1,716,000 | thousands by filing date | |
| TORTOISE ENERGY INDEPENDENC | 89148K101 | COM | 139,727 | $1,715,000 | thousands by filing date | |
| INVESCO S&P SMALLCAP 600PURE VALUE ETF | 46137V167 | ETF | 22,186 | $1,707,000 | thousands by filing date | |
| PEDIATRIX MEDICAL GROUP INC | 58502B106 | COM | 36,484 | $1,702,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q478 | DISRUPTIVE TECH | 57,323 | $1,700,000 | thousands by filing date | |
| BANK OF AMERICA CORPORATION | 060505146 | *W EXP 01/16/201 | 95,304 | $1,697,000 | thousands by filing date | |
| ADVANSIX INC | 00773T101 | COM | 49,894 | $1,694,000 | thousands by filing date | |
| FIRST TR ABERDEEN GLBL OPP F | 337319107 | COM SHS | 176,098 | $1,692,000 | thousands by filing date | |
| Gulfport Energy | 402635304 | COM | 162,575 | $1,692,000 | thousands by filing date | |
| ENSIGN GROUP INC | 29358P101 | COM | 44,596 | $1,691,000 | thousands by filing date | |
| UNITED CMNTY BKS BLAIRSVLE G | 90984P303 | COM | 60,557 | $1,688,000 | thousands by filing date | |
| VIACOM INC | 92553P201 | CL B | 50,000 | $1,688,000 | thousands by filing date | call |
| DIEBOLD NXDF INC | 253651103 | COM | 374,590 | $1,685,000 | thousands by filing date | |
| ONE GAS INC COM | 68235P108 | Stock | 20,466 | $1,684,000 | thousands by filing date | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 126,812 | $1,683,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 159,481 | $1,682,000 | thousands by filing date | |
| CULP INC | 230215105 | CMN | 69,364 | $1,679,000 | thousands by filing date | |
| ECOPETROL S A SPONSORED ADS | 279158109 | ADR | 62,274 | $1,677,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734G108 | CMN | 71,917 | $1,677,000 | thousands by filing date | |
| iShares Global REIT ETF | 46434V647 | SHS | 66,433 | $1,675,000 | thousands by filing date | |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 54,995 | $1,674,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943F100 | AMERICAN DEP SHS | 45,000 | $1,673,000 | thousands by filing date | call |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 418,158 | $1,669,000 | thousands by filing date | |
| NUVEEN BUILD AMER BD OPPTNY | 67074q102 | COM | 76,198 | $1,666,000 | thousands by filing date | |
| GUGGENHEIM ENHANCED EQUITY I | 40167B100 | COM | 188,918 | $1,661,000 | thousands by filing date | |
| NIELSEN HOLDINGS PLC | G6518L108 | SHS EUR | 60,000 | $1,660,000 | thousands by filing date | put |
| PIMCO ETF TR | 72201R874 | SHTRM MUN BD ACT | 33,352 | $1,658,000 | thousands by filing date | |
| MACQUARIE FT TR GB INF UT DI | 55607W100 | COM | 152,362 | $1,655,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALITY | 09254C107 | COM | 137,177 | $1,654,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L407 | MORNSTAR UPSTR | 48,622 | $1,645,000 | thousands by filing date | |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 50,000 | $1,645,000 | thousands by filing date | put |
| ZUMIEZ INC | 989817101 | COMMON STOCK | 62,416 | $1,645,000 | thousands by filing date | |
| SERITAGE GROWTH PPTYS | 81752R100 | CL A | 34,593 | $1,643,000 | thousands by filing date | put |
| GENUINE PARTS CO COM | 372460105 | Stock | 16,500 | $1,640,000 | thousands by filing date | call |
| COVISTA INC | 00737L103 | COM | 33,991 | $1,638,000 | thousands by filing date | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 265,850 | $1,638,000 | thousands by filing date | |
| MADRIGAL PHARMACEUTICALS INC COM | 558868105 | Stock | 7,635 | $1,635,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 250,000 | $1,635,000 | thousands by filing date | call |
| PROTO LABS INC | 743713109 | COM | 10,090 | $1,632,000 | thousands by filing date | |
| UNIVERSAL HEALTH RLTY INCOME | 91359E105 | REIT | 21,904 | $1,630,000 | thousands by filing date | |
| REGIS CORP | 758932107 | COM | 79,774 | $1,630,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 508,875 | $1,629,000 | thousands by filing date | |
| DIANA SHIPPING INC | Y2066G104 | COM | 394,805 | $1,627,000 | thousands by filing date | |
| COUSINS PROPERTIES INC | 222795106 | COM | 182,712 | $1,625,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 265,571 | $1,625,000 | thousands by filing date | |
| CAMPING WORLD HLDGS INC CL A | 13462K109 | Stock | 76,082 | $1,622,000 | thousands by filing date | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 98,495 | $1,621,000 | thousands by filing date | |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 18,500 | $1,620,000 | thousands by filing date | put |
| DRIL-QUIP INC | 262037104 | COM | 31,016 | $1,620,000 | thousands by filing date | |
| RAPID7 INC COM | 753422104 | Stock | 43,866 | $1,619,000 | thousands by filing date | |
| COCA-COLA FEMSA SAB DE CV SPONS ADS REP | 191241108 | ADR | 26,305 | $1,611,000 | thousands by filing date | |
| MAG SILVER CORP | 55903Q104 | COMMON STOCK-FO | 198,489 | $1,610,000 | thousands by filing date | |
| CINEMARK HLDGS INC COM | 17243V102 | Stock | 39,994 | $1,608,000 | thousands by filing date | |
| CRITEO S A SPONS ADS | 226718104 | ADR | 70,000 | $1,606,000 | thousands by filing date | put |
| VONAGE HLDGS CORP | 92886T201 | COM | 113,284 | $1,604,000 | thousands by filing date | |
| ARROWHEAD PHARMACEUTICALS IN | 04280A100 | COM | 83,583 | $1,602,000 | thousands by filing date | |
| TRI POINTE HOMES INC | 87265H109 | COM | 129,123 | $1,601,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 92,456 | $1,601,000 | thousands by filing date | |
| VIRTUS GLOBAL MULTI-SECTOR I | 92829B101 | COM | 120,960 | $1,599,000 | thousands by filing date | |
| ADAPTIMMUNE THERAPEUTICS PLC | 00653A107 | SPONDS ADR | 117,828 | $1,598,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 15,000 | $1,597,000 | thousands by filing date | call |
| DBX ETF TR XTRACK HRVST CSI | 233051879 | XTRACK HRVST CSI | 63,014 | $1,597,000 | thousands by filing date | |
| INVESCO EXCHANGETRADED FD T DWA TACTCL SCT | 46138E826 | CEF | 50,507 | $1,597,000 | thousands by filing date | |
| SANDERSON FARMS | 800013104 | COM | 15,435 | $1,596,000 | thousands by filing date | |
| INVESCO MSCI SUSTAINABLEFUTURE ETF | 46137V407 | ETF | 36,575 | $1,592,000 | thousands by filing date | |
| TRANSCAT INC | 893529107 | COM | 69,579 | $1,590,000 | thousands by filing date | |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 120,469 | $1,590,000 | thousands by filing date | |
| SPIRE INC | 84857L101 | COM | 21,619 | $1,590,000 | thousands by filing date | |
| TOWER INTL INC | 891826109 | COM | 52,473 | $1,587,000 | thousands by filing date | |
| PARK NATL CORP COM | 700658107 | Stock | 14,991 | $1,582,000 | thousands by filing date | |
| WADDELL & REED FINL INC | 930059100 | CL A | 74,694 | $1,582,000 | thousands by filing date | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 121,217 | $1,581,000 | thousands by filing date | |
| WEX INC | 96208T104 | COM | 7,850 | $1,577,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V753 | FOOD & BEVERAGE | 48,461 | $1,577,000 | thousands by filing date | |
| EPLUS INC | 294268107 | COM | 16,958 | $1,572,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 165,987 | $1,572,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F411 | BDC INCOME ETF | 91,944 | $1,570,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F429 | PREFERRED SECURT | 80,750 | $1,569,000 | thousands by filing date | |
| MINERALS TECHNOLOGIES INC COM | 603158106 | Stock | 23,133 | $1,564,000 | thousands by filing date | |
| LIFE STORAGE INC | 53223X107 | COM | 16,441 | $1,564,000 | thousands by filing date | |
| OLD NATL BANCORP IND | 680033107 | COM | 80,960 | $1,563,000 | thousands by filing date | |
| SCORPIO BULKERS INC | Y7546A122 | COM | 215,654 | $1,563,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 56,821 | $1,560,000 | thousands by filing date | |
| DRIVE SHACK INC | 262077100 | COM | 261,474 | $1,559,000 | thousands by filing date | |
| ULTRA PETROLEUM CORP | 903914208 | COM NEW | 1,392,000 | $1,559,000 | thousands by filing date | call |
| DHX MEDIA LTD | 252406152 | COM VAR VTG | 1,038,650 | $1,558,000 | thousands by filing date | |
| TRINET GROUP INC COM | 896288107 | Stock | 27,648 | $1,557,000 | thousands by filing date | |
| FLOWERS FOODS INC COM | 343498101 | Stock | 83,369 | $1,555,000 | thousands by filing date | |
| MGE ENERGY INC | 55277P104 | COM | 24,362 | $1,555,000 | thousands by filing date | |
| COPT DEFENSE PROPERTIES | 22002T108 | SHS BEN INT | 52,086 | $1,554,000 | thousands by filing date | |
| ATRION CORPORATION | 049904105 | COMMON STOCK | 2,237 | $1,554,000 | thousands by filing date | |
| TWITTER INC | 90184LAB8 | NOTE 0.250% 9/1 | 1,600,000 | $1,549,000 | thousands by filing date | principal |
| STEELCASE INC-CLASS A | 858155203 | CL A | 83,636 | $1,547,000 | thousands by filing date | |
| ALCENTRA CAP CORP | 01374T102 | COM | 258,733 | $1,547,000 | thousands by filing date | |
| REPLIGEN CORP COM | 759916109 | Stock | 27,885 | $1,546,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524888 | INTL SCEQT ETF | 43,354 | $1,546,000 | thousands by filing date | |
| CARA THERAPEUTICS INC | 140755109 | COM | 64,553 | $1,546,000 | thousands by filing date | |
| CAPITAL PRODUCT PARTNERS L P | Y11082107 | COM UNIT LP | 555,303 | $1,544,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 238,613 | $1,535,000 | thousands by filing date | |
| ISHARES INC | 46434G814 | MSCI MLY ETF NEW | 47,367 | $1,532,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E180 | S&P SMLCP DISC | 22,310 | $1,531,000 | thousands by filing date | |
| MANHATTAN ASSOCIATES INC COM | 562750109 | Stock | 28,026 | $1,530,000 | thousands by filing date | |
| VMWARE, INC. | 928563402 | CL A COM | 9,800 | $1,529,000 | thousands by filing date | call |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 84,452 | $1,528,000 | thousands by filing date | |
| Viacom Inc Cl A | 92553P102 | CL A | 41,826 | $1,528,000 | thousands by filing date | |
| OCH ZIFF CAP MGMT GROUP CL A | 67551U105 | COM | 1,029,551 | $1,524,000 | thousands by filing date | |
| POLYONE CORP | 73179P106 | COM | 34,828 | $1,522,000 | thousands by filing date | |
| AMBARELLA INC | G037AX101 | SHS | 39,271 | $1,519,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 273,276 | $1,519,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 180,892 | $1,518,000 | thousands by filing date | |
| RED ROCK RESORTS INC | 75700L108 | CL A | 56,893 | $1,516,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 80,000 | $1,512,000 | thousands by filing date | call |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 132,314 | $1,511,000 | thousands by filing date | |
| INGEVITY CORP COM | 45688C107 | Stock | 14,819 | $1,510,000 | thousands by filing date | |
| WELLCARE HEALTH PLANS INC | 94946T106 | COM | 4,700 | $1,506,000 | thousands by filing date | call |
| RAMCO-GERSHENSON PPTYS TR | 751452202 | COM SH BEN INT | 110,757 | $1,506,000 | thousands by filing date | |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 18,484 | $1,505,000 | thousands by filing date | |
| Cannae Holdings, Inc. | 13765N107 | Common Stock, $0.0001 par value | 71,737 | $1,503,000 | thousands by filing date | |
| NATERA INC COM | 632307104 | Stock | 62,798 | $1,503,000 | thousands by filing date | |
| UNIVERSAL FST PRODS INC | 913543104 | COM | 42,405 | $1,499,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 10,300 | $1,497,000 | thousands by filing date | put |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 21,200 | $1,495,000 | thousands by filing date | call |
| CHECK POINT SOFTWARE TECH LTD ORD | M22465104 | Stock | 12,700 | $1,494,000 | thousands by filing date | call |
| CORE LABORATORIES N V | N22717107 | COM | 12,887 | $1,493,000 | thousands by filing date | |
| Fidelity MSCI Information Technology Index ETF | 316092808 | SHS | 24,773 | $1,492,000 | thousands by filing date | |
| CALIFORNIA WTR SVC GROUP | 130788102 | COM | 34,791 | $1,492,000 | thousands by filing date | |
| OPPENHEIMER ETF TR | 68386C807 | S&P FINCIAL REVE | 22,064 | $1,491,000 | thousands by filing date | |
| BLACKSTONE LONG-SHORT CREDIT I | 09257D102 | COM SHS BN INT | 92,932 | $1,487,000 | thousands by filing date | |
| HOPE BANCORP INC | 43940T109 | COM | 91,762 | $1,484,000 | thousands by filing date | |
| SUNSTONE HOTEL INVS INC NEW | 867892101 | COM | 90,635 | $1,483,000 | thousands by filing date | |
| ISHARES TR | 464288216 | EMGR MKT INF ETF | 52,142 | $1,482,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R882 | 25YR ZERO U S | 13,549 | $1,477,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W778 | INTL MIDCAP DV | 22,526 | $1,477,000 | thousands by filing date | |
| CORVEL CORP COM | 221006109 | Stock | 24,505 | $1,476,000 | thousands by filing date | |
| SPECTRUM BRANDS HLDGS INC NEW COM | 84790A105 | Stock | 19,710 | $1,472,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L100 | MORNSTAR USMKT | 12,320 | $1,471,000 | thousands by filing date | |
| PROSHARES TR | 74347B839 | MSCI EAFE DIVD | 38,346 | $1,465,000 | thousands by filing date | |
| DIAMONDROCK HOSPITALITY CO | 252784301 | COM | 125,466 | $1,464,000 | thousands by filing date | |
| BLACKROCK UTILS INFRASTRUCTU | 09248D104 | COM | 70,249 | $1,463,000 | thousands by filing date | |
| DBX ETF TR | 233051697 | XTRACK MSCI EURO | 48,122 | $1,457,000 | thousands by filing date | |
| GAZIT GLOBE LTD | M4793C102 | SHS | 159,713 | $1,457,000 | thousands by filing date | |
| FIRST COMWLTH FINL CORP PA | 319829107 | COM | 90,154 | $1,455,000 | thousands by filing date | |
| ABERDEEN INDIA FD INC | 454089103 | COM | 65,696 | $1,454,000 | thousands by filing date | |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 209,065 | $1,446,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-18-011573 | this filing | 2018-11-14 | acceptance time not in the bulk data set |