13F-HR filed by UBS Group AG
UBS Group AG filed this 13F-HR for the quarter ended 2018-09-30, filed 2018-11-14, with 8,040 holding rows worth $252,295,740,000.
- Accession
- 0000950123-18-011573
- Filer
- CIK 1610520
- Filed
- 2018-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2018
A combination report, 13,792 entries on the cover page, a total value of $252,295,740,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $252,295,774,000 with VALUE read as thousands by filing date, 13F file number 028-16612. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerUBS ASSET MANAGEMENT (AMERICAS) INC 028-02682
- reports for this filerUBS OCONNOR LLC 028-06327
- included managerUBS Financial Services Inc. 028-11496
- included managerUBS Swiss Financial Advisors AG 028-11603
- included managerUBS AG New York Branch 028-07344
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| GOLDEN OCEAN GROUP LTD | G39637205 | SHS NEW | 428,826 | $4,228,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 224,496 | $4,227,000 | thousands by filing date | |
| ISHARESAGENCYBONDETF | 464288166 | STOK | 38,175 | $4,226,000 | thousands by filing date | |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 200,000 | $4,224,000 | thousands by filing date | put |
| AVANGRID INC | 05351W103 | COM | 87,811 | $4,208,000 | thousands by filing date | |
| AMERICAN EQUITY INVT LIFE | 025676206 | COMMON STOCK | 119,000 | $4,208,000 | thousands by filing date | call |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 418,797 | $4,188,000 | thousands by filing date | |
| CAMBREX CORP | 132011107 | COM | 61,117 | $4,180,000 | thousands by filing date | |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 30,000 | $4,170,000 | thousands by filing date | put |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 519,256 | $4,169,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 108,191 | $4,165,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NJ QLTY | 09254X101 | COM | 331,387 | $4,162,000 | thousands by filing date | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 2,505,183 | $4,159,000 | thousands by filing date | |
| BLACK KNIGHT INC COM | 09215C105 | Stock | 79,982 | $4,155,000 | thousands by filing date | |
| GUIDEWIRE SOFTWARE INC COM | 40171V100 | Stock | 41,121 | $4,154,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B107 | NYLI HEDGE MULTI | 135,094 | $4,150,000 | thousands by filing date | |
| EAGLE MATLS INC COM | 26969P108 | Stock | 48,670 | $4,149,000 | thousands by filing date | |
| BRANDYWINE RLTY TR | 105368203 | SH BEN INT NEW | 263,841 | $4,148,000 | thousands by filing date | |
| TRINSEO S A | L9340P101 | SHS | 52,972 | $4,147,000 | thousands by filing date | |
| EDITAS MEDICINE INC | 28106W103 | COM | 130,187 | $4,143,000 | thousands by filing date | |
| ENOVIS CORP | 194014106 | COMMON STOCK | 114,905 | $4,143,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 25,400 | $4,136,000 | thousands by filing date | put |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 228,247 | $4,133,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 785,632 | $4,132,000 | thousands by filing date | |
| PORTOLA PHARMACEUTICALS INC COM | 737010108 | Stock | 155,005 | $4,128,000 | thousands by filing date | |
| TUESDAY MORNING CORP | 899035505 | COM NEW | 1,287,980 | $4,122,000 | thousands by filing date | |
| CAE INC COM | 124765108 | Stock | 202,540 | $4,115,000 | thousands by filing date | |
| CARNIVAL PLC ADS | 14365C103 | ADR | 65,236 | $4,115,000 | thousands by filing date | |
| ARCH COAL INC | 039380407 | COMMON STOCK | 46,003 | $4,113,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V707 | ST STR UL BD ETF | 101,940 | $4,110,000 | thousands by filing date | |
| DEXCOM INC COM | 252131107 | Stock | 28,707 | $4,106,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 76,100 | $4,104,000 | thousands by filing date | call |
| EXELIXIS INC COM | 30161Q104 | Stock | 231,555 | $4,103,000 | thousands by filing date | |
| HOLOGIC INC | 436440101 | COM | 99,955 | $4,096,000 | thousands by filing date | |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 129,409 | $4,095,000 | thousands by filing date | |
| GENTEX CORP COM | 371901109 | Stock | 190,781 | $4,094,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 88,888 | $4,090,000 | thousands by filing date | |
| FEDERATED HERMES INC CL B | 314211103 | Stock | 169,590 | $4,090,000 | thousands by filing date | |
| WEBSTER FINL CORP | 947890109 | COM | 69,268 | $4,084,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 580,000 | $4,083,000 | thousands by filing date | put |
| INVESCO EXCHANGE TRADED FD T | 46137V779 | BLDG CONSTR ETF | 137,256 | $4,082,000 | thousands by filing date | |
| PACER TRENDPILOT EUROPEAN INDEX ETF | 69374H808 | ETF | 154,073 | $4,080,000 | thousands by filing date | |
| COMPANHIA BRASILEIRA DE DIST | 20440T201 | SPN ADR PFD CL A | 189,627 | $4,073,000 | thousands by filing date | |
| RYMAN HOSPITALITY PPTYS INC COM | 78377T107 | REIT | 47,214 | $4,068,000 | thousands by filing date | |
| EVERCORE INC CLASS A | 29977A105 | Stock | 40,427 | $4,065,000 | thousands by filing date | |
| KENNAMETAL INC | 489170100 | COM | 93,165 | $4,059,000 | thousands by filing date | |
| EVOGENE LTD | M4119S104 | SHS | 1,304,348 | $4,057,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063X100 | SH BEN INT | 289,407 | $4,052,000 | thousands by filing date | |
| CALLON PETE CO DEL | 13123X102 | COM | 337,308 | $4,044,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W802 | ITL HIGH DIV FD | 96,764 | $4,043,000 | thousands by filing date | |
| NETSCOUT SYS INC | 64115T104 | COM | 159,868 | $4,037,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 55,000 | $4,035,000 | thousands by filing date | put |
| NEW ORIENTAL EDUCATION & TECHN | 647581107 | SPON ADR | 54,500 | $4,034,000 | thousands by filing date | put |
| MATERIALISE NV | 57667T100 | SPONSORED ADS | 291,982 | $4,030,000 | thousands by filing date | |
| STAG INDUSTRIAL INC | 85254J102 | COM | 146,493 | $4,029,000 | thousands by filing date | |
| ISHARES TR | 46434V696 | CORE MSCI PAC | 68,386 | $4,026,000 | thousands by filing date | |
| DANA INC | 235825205 | COM | 215,306 | $4,020,000 | thousands by filing date | |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 100,224 | $4,019,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 285,677 | $4,017,000 | thousands by filing date | |
| FORESTAR GROUP INC | 346232101 | COMMON STOCK | 189,413 | $4,016,000 | thousands by filing date | |
| INTREXON CORP | 46122T102 | COM | 232,416 | $4,002,000 | thousands by filing date | |
| ALBEMARLE CORP | 012653101 | COM | 40,000 | $3,991,000 | thousands by filing date | put |
| ALBEMARLE CORP | 012653101 | COM | 40,000 | $3,991,000 | thousands by filing date | call |
| RANDGOLD RES LTD | 752344309 | ADR | 56,500 | $3,986,000 | thousands by filing date | call |
| GEO GROUP INC NEW | 36162J106 | COM | 158,366 | $3,985,000 | thousands by filing date | |
| CALERES INC | 129500104 | COM | 110,748 | $3,971,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 279,726 | $3,966,000 | thousands by filing date | |
| ISHARES TR | 464288422 | S&P DEV EX-US | 107,225 | $3,965,000 | thousands by filing date | |
| STAR BULK CARRIERS CORP. | Y8162K204 | SHS PAR | 274,009 | $3,960,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919401 | CL A VTG | 162,296 | $3,959,000 | thousands by filing date | |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 175,819 | $3,956,000 | thousands by filing date | |
| GLACIER BANCORP INC NEW | 37637Q105 | COM | 91,731 | $3,953,000 | thousands by filing date | |
| J.HANCOCK FINL OPP FUND | 409735206 | COM | 106,742 | $3,949,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 23,600 | $3,948,000 | thousands by filing date | put |
| CHENIERE ENERGY PARTNERS L P | 16411Q101 | COM UNIT | 100,000 | $3,946,000 | thousands by filing date | put |
| INTELLIA THERAPEUTICS INC | 45826J105 | COM | 137,899 | $3,946,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X863 | ST DOW INTL ETF | 102,868 | $3,935,000 | thousands by filing date | |
| BADGER METER INC COM | 056525108 | Stock | 74,250 | $3,932,000 | thousands by filing date | |
| GATX CORP COM | 361448103 | Stock | 45,391 | $3,930,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E404 | CEF INM COMPSI | 171,875 | $3,920,000 | thousands by filing date | |
| POWERSHARES GLOBAL EXCH TRD FD TR GLOBAL WATER PORT | 46138E651 | ETF | 151,736 | $3,895,000 | thousands by filing date | |
| ENCOMPASS HEALTH CORP COM | 29261A100 | Stock | 49,939 | $3,892,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 1,043,145 | $3,891,000 | thousands by filing date | |
| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 108,924 | $3,890,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 136,700 | $3,890,000 | thousands by filing date | call |
| CASELLA WASTE SYS INC | 147448104 | CL A | 124,469 | $3,866,000 | thousands by filing date | |
| ISHARES MORNINGSTAR ETF SMALL CAP VALUE | 464288703 | ETF | 25,130 | $3,864,000 | thousands by filing date | |
| UNITED NAT FOODS INC COM | 911163103 | Stock | 128,982 | $3,863,000 | thousands by filing date | |
| MIMEDX GROUP INC | 602496101 | COM | 625,000 | $3,863,000 | thousands by filing date | put |
| TEMPLETON DRAGON FD INC | 88018T101 | COM | 193,854 | $3,863,000 | thousands by filing date | |
| INVESCO | 46138J825 | EXCHANGE TRADED | 194,867 | $3,857,000 | thousands by filing date | |
| AARONS INC | 002535300 | COM PAR $0.50 | 70,711 | $3,851,000 | thousands by filing date | |
| QURATE RETAIL INC | 74915M100 | COM SER A | 173,372 | $3,850,000 | thousands by filing date | |
| VEON LTD | 91822M106 | SPONSORED ADR | 1,326,255 | $3,847,000 | thousands by filing date | |
| VANGUARD S&P MID-CAP 400 VALUE ETF | 921932844 | ETF | 29,845 | $3,845,000 | thousands by filing date | |
| APOGEE ENTERPRISES INC | 037598109 | COM | 92,969 | $3,841,000 | thousands by filing date | |
| VISHAY INTERTECHNOLOGY INC COM | 928298108 | Stock | 188,617 | $3,838,000 | thousands by filing date | |
| BIG LOTS INC | 089302103 | COM | 91,829 | $3,838,000 | thousands by filing date | |
| COLUMBUS MCKINNON CORP NY | 199333105 | COMMON STOCK | 96,962 | $3,834,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 851,396 | $3,831,000 | thousands by filing date | |
| ZSCALERINC | 98980G102 | STOK | 93,892 | $3,829,000 | thousands by filing date | |
| LAMAR ADVERTISING CO CL A | 512816109 | REIT | 49,222 | $3,829,000 | thousands by filing date | |
| ISHARES INC | 464286426 | MSCI EM ASIA ETF | 56,425 | $3,828,000 | thousands by filing date | |
| Blackrock 2022 Global In | 09258P104 | ETF | 426,760 | $3,820,000 | thousands by filing date | |
| WESTERN AST INFL LKD OPP & I | 95766R104 | COM | 352,117 | $3,817,000 | thousands by filing date | |
| FCB Financial Holdings Inc Cla | 30255G103 | COM | 80,436 | $3,812,000 | thousands by filing date | |
| LITHIA MTRS INC COM | 536797103 | Stock | 46,529 | $3,800,000 | thousands by filing date | |
| HEALTHCARE | 42225P501 | CL A NEW | 142,219 | $3,793,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W606 | IT RT HDG HGYL | 41,041 | $3,789,000 | thousands by filing date | |
| QIAGEN NV | N72482123 | SHS NEW | 100,000 | $3,788,000 | thousands by filing date | put |
| HD SUPPLY HLDGS INC | 40416M105 | COM | 88,500 | $3,787,000 | thousands by filing date | call |
| AMERICAN CAMPUS COMMUNITIES | 024835100 | COM | 91,942 | $3,784,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41013X106 | COM | 178,288 | $3,774,000 | thousands by filing date | |
| APTARGROUP INC COM | 038336103 | Stock | 35,017 | $3,773,000 | thousands by filing date | |
| GANNETT SPINCO INC | 36473H104 | COM | 376,642 | $3,770,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 25,000 | $3,767,000 | thousands by filing date | call |
| BERKLEY W R CORP COM | 084423102 | Stock | 47,084 | $3,764,000 | thousands by filing date | |
| URBAN OUTFITTERS INC | 917047102 | COM | 92,011 | $3,763,000 | thousands by filing date | |
| KILROY REALTY CORP COM | 49427F108 | REIT | 52,468 | $3,761,000 | thousands by filing date | |
| ALLETE INC | 018522300 | COM NEW | 50,051 | $3,754,000 | thousands by filing date | |
| REAVES UTIL INCOME FD | 756158101 | COM SH BEN INT | 122,209 | $3,747,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 64,600 | $3,742,000 | thousands by filing date | call |
| TORTOISE ENERGY INFRA CORP | 89147L100 | COM | 138,835 | $3,739,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD INVT F | 09254R104 | COM | 261,092 | $3,726,000 | thousands by filing date | |
| GASLOG PARTNERS LP | Y2687W108 | UNIT LTD PTNRP | 148,593 | $3,715,000 | thousands by filing date | |
| AAON INC | 000360206 | COM PAR $0.004 | 98,112 | $3,709,000 | thousands by filing date | |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 81,144 | $3,709,000 | thousands by filing date | |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 1,368,000 | $3,707,000 | thousands by filing date | put |
| TEGNA INC COM | 87901J105 | Stock | 309,568 | $3,703,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E396 | S&P 500 CONC ETF | 104,608 | $3,701,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y206 | DORSEY WRIGT ADR | 68,752 | $3,697,000 | thousands by filing date | |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 407,230 | $3,694,000 | thousands by filing date | |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 95,689 | $3,693,000 | thousands by filing date | |
| WAFD INC | 938824109 | COM | 115,344 | $3,691,000 | thousands by filing date | |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 206,684 | $3,689,000 | thousands by filing date | |
| PIMCO Investment Grade Co | 72201R817 | INV GRD CRP BD | 36,675 | $3,689,000 | thousands by filing date | |
| ZILLOW GROUP INC CLASS A | 98954M101 | CL A | 83,417 | $3,687,000 | thousands by filing date | |
| WINTRUST FINL CORP COM | 97650W108 | Stock | 43,392 | $3,686,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932107 | COM | 99,000 | $3,680,000 | thousands by filing date | call |
| GDS HLDGS LTD SPONSORED ADS | 36165L108 | ADR | 104,706 | $3,678,000 | thousands by filing date | |
| INVESTMENT TECHNOLOGY GROUP | 46145F105 | COMMON STOCK | 169,632 | $3,674,000 | thousands by filing date | |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 147,897 | $3,672,000 | thousands by filing date | |
| JBG SMITH PPTYS COM | 46590V100 | REIT | 99,713 | $3,672,000 | thousands by filing date | |
| ISHARES TR | 464287697 | U.S. UTILITS ETF | 27,387 | $3,672,000 | thousands by filing date | |
| PIMCO MUN INCOME FD III | 72201A103 | COM | 316,018 | $3,662,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q308 | DIV RTN EM EQT | 67,669 | $3,658,000 | thousands by filing date | |
| TRIMAS CORP | 896215209 | COM NEW | 120,235 | $3,655,000 | thousands by filing date | |
| HANMI FINANCIAL CORPORATION | 410495204 | COMMON STOCK | 146,736 | $3,654,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524763 | FUNDAMENTAL US S | 89,303 | $3,636,000 | thousands by filing date | |
| SHIRE PLC | 82481R106 | COMMON STOCK-FO | 20,000 | $3,625,000 | thousands by filing date | call |
| OFS CAPITAL CORP | 67103B100 | COM | 304,480 | $3,623,000 | thousands by filing date | |
| UNITED BANKSHARES INC WEST VA COM | 909907107 | Stock | 99,583 | $3,620,000 | thousands by filing date | |
| FOREST CITY RLTY TR INC | 345605109 | COM CL A | 144,244 | $3,619,000 | thousands by filing date | |
| CRISPR THERAPEUTICS AG NAMEN AKT | H17182108 | Stock | 81,554 | $3,617,000 | thousands by filing date | |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 50,220 | $3,615,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 84,200 | $3,613,000 | thousands by filing date | put |
| SNAP INC | 83304A106 | CL A | 425,442 | $3,608,000 | thousands by filing date | call |
| TRI CONTL CORP | 895436103 | COM | 129,369 | $3,606,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 71,725 | $3,604,000 | thousands by filing date | |
| JABIL INC COM | 466313103 | Stock | 133,041 | $3,603,000 | thousands by filing date | |
| STORE CAP CORP | 862121100 | COM | 129,537 | $3,600,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 21,500 | $3,597,000 | thousands by filing date | call |
| VIKING THERAPEUTICS INC | 92686J106 | COM | 206,157 | $3,591,000 | thousands by filing date | |
| FORWARD AIR CORP | 349853101 | COM | 50,013 | $3,585,000 | thousands by filing date | |
| CORIUM INTL INC | 21887L107 | COM | 376,721 | $3,583,000 | thousands by filing date | |
| WYNDHAM HOTELS & RESORTS INC | 98311A105 | COM | 64,462 | $3,582,000 | thousands by filing date | |
| CERNER CORP | 156782104 | COM | 55,600 | $3,581,000 | thousands by filing date | call |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 54,231 | $3,580,000 | thousands by filing date | |
| AVAYA HLDGS CORP | 05351X101 | COM | 161,436 | $3,574,000 | thousands by filing date | |
| DENNYS CORP | 24869P104 | COM | 242,542 | $3,570,000 | thousands by filing date | |
| UDR INC COM | 902653104 | REIT | 88,154 | $3,564,000 | thousands by filing date | |
| Vitamin Shoppe, Inc. | 92849E101 | COM | 356,287 | $3,563,000 | thousands by filing date | |
| CAREER EDUCATION CORP | 141665109 | COM | 238,582 | $3,562,000 | thousands by filing date | |
| TORCHMARK CORP | 891027104 | COM | 40,985 | $3,553,000 | thousands by filing date | |
| POOL CORP COM | 73278L105 | Stock | 21,242 | $3,545,000 | thousands by filing date | |
| HUTCHMED CHINA LTD SPONSORED ADS | 44842L103 | ADR | 109,968 | $3,540,000 | thousands by filing date | |
| BLACKROCK MUNIHLDNGS CALI | 09254L107 | COM | 281,395 | $3,534,000 | thousands by filing date | |
| RADIAN GROUP INC COM | 750236101 | Stock | 170,760 | $3,530,000 | thousands by filing date | |
| IMPERVA INC | 45321L100 | COM | 75,996 | $3,530,000 | thousands by filing date | |
| CIT GROUP INC COM NEW | 125581801 | Stock | 68,313 | $3,526,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 116,500 | $3,518,000 | thousands by filing date | call |
| KADANT INC | 48282T104 | COM | 32,624 | $3,518,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X103 | ST STR EUROP ETF | 104,649 | $3,516,000 | thousands by filing date | |
| FOX FACTORY HLDG CORP | 35138V102 | COM | 50,190 | $3,515,000 | thousands by filing date | |
| iShares JP Morgan EM Local Ccy Bd ETF | 464286517 | SHS | 81,432 | $3,511,000 | thousands by filing date | |
| NATIONAL BEVERAGE CORP COM | 635017106 | Stock | 30,075 | $3,507,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 75,000 | $3,493,000 | thousands by filing date | put |
| FIRST TR EXCH TRD ALPHDX FD | 33737J158 | JAPAN ALPHADEX | 60,610 | $3,493,000 | thousands by filing date | |
| ISHARES TR IBONDS DEC2023 | 46435G318 | IBONDS DEC2023 | 140,593 | $3,493,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 150,000 | $3,492,000 | thousands by filing date | call |
| NEW ORIENTAL EDUCATION & TECHN | 647581107 | SPON ADR | 47,060 | $3,483,000 | thousands by filing date | call |
| IBERIABANK CORP | 450828108 | COM | 42,812 | $3,483,000 | thousands by filing date | |
| NIC INC | 62914B100 | COM | 235,261 | $3,481,000 | thousands by filing date | |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 20,000 | $3,474,000 | thousands by filing date | call |
| GRUBHUB INC | 400110102 | COM | 25,000 | $3,466,000 | thousands by filing date | call |
| SHAKE SHACK INC | 819047101 | CL A | 54,830 | $3,455,000 | thousands by filing date | |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 81,580 | $3,445,000 | thousands by filing date | |
| POST HLDGS INC | 737446104 | COM | 35,142 | $3,445,000 | thousands by filing date | |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 50,000 | $3,443,000 | thousands by filing date | put |
| ATLAS AIR WORLDWIDE HOLDINGS I | 049164205 | COM NEW | 53,946 | $3,439,000 | thousands by filing date | |
| INVESCO TR II ETF S&P INTL DEV LOW LOW VOLATILITY | 46138E230 | ETF | 105,744 | $3,435,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 73,500 | $3,434,000 | thousands by filing date | put |
| TELEFLEX INCORPORATED | 879369106 | COM | 12,902 | $3,433,000 | thousands by filing date | |
| CENTRAL PAC FINL CORP | 154760409 | COM NEW | 129,675 | $3,427,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V696 | NEXT GEN MEDIA | 103,920 | $3,425,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y855 | LITHIUM BTRY ETF | 103,874 | $3,422,000 | thousands by filing date | |
| OFG BANCORP | 67103X102 | COM | 211,439 | $3,414,000 | thousands by filing date | |
| MATSON INC COM | 57686G105 | Stock | 85,721 | $3,398,000 | thousands by filing date | |
| AERCAP HOLDINGS NV SHS | N00985106 | Stock | 58,922 | $3,389,000 | thousands by filing date | |
| EDISON INTL COM | 281020107 | Stock | 50,000 | $3,384,000 | thousands by filing date | put |
| ADVANCED DRAIN SYS INC DEL COM | 00790R104 | Stock | 109,491 | $3,384,000 | thousands by filing date | |
| INVESCO QUALITY MUNICIPAL INCO | 46133G107 | COM | 292,076 | $3,382,000 | thousands by filing date | |
| TENNECO INC | 880349105 | COM | 80,237 | $3,381,000 | thousands by filing date | |
| MASIMO CORP COM | 574795100 | Stock | 27,108 | $3,376,000 | thousands by filing date | |
| TRANSENTERIX INC | 89366M201 | COM NEW | 581,633 | $3,374,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X756 | S&P EMKTSC ETF | 75,190 | $3,368,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 590,614 | $3,355,000 | thousands by filing date | |
| REXFORD INDL RLTY INC COM | 76169C100 | REIT | 104,569 | $3,342,000 | thousands by filing date | |
| TANDEM DIABETES CARE INC | 875372203 | COM NEW | 78,010 | $3,342,000 | thousands by filing date | |
| Schwab Intermediate-Term US Treasury ETF | 808524854 | SHS | 64,449 | $3,338,000 | thousands by filing date | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 517,407 | $3,337,000 | thousands by filing date | |
| iShares U.S. Small Cap Equity Factor ETF | 46434V290 | SHS | 76,707 | $3,334,000 | thousands by filing date | |
| GORMAN RUPP CO COM | 383082104 | Stock | 91,101 | $3,325,000 | thousands by filing date | |
| ARISTA NETWORKS INC | 040413106 | COM | 12,500 | $3,323,000 | thousands by filing date | call |
| ISHARES INC | 464286392 | MSCI WORLD ETF | 36,182 | $3,322,000 | thousands by filing date | |
| ETFS PRECIOUS METALSBASKET TR ETFS PHYSICAL PM BASKET SHS | 26922W109 | ETF | 56,587 | $3,322,000 | thousands by filing date | |
| AUTONATION INC COM | 05329W102 | Stock | 79,904 | $3,320,000 | thousands by filing date | |
| KITE REALTY GROUP TRUST COM NEW | 49803T300 | REIT | 199,118 | $3,316,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 278,550 | $3,315,000 | thousands by filing date | |
| CARGURUS INC COM CL A | 141788109 | Stock | 59,459 | $3,311,000 | thousands by filing date | |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 273,815 | $3,311,000 | thousands by filing date | |
| L BRANDS INC | 501797104 | COM | 109,100 | $3,306,000 | thousands by filing date | put |
| U S CONCRETE INC | 90333L201 | COM | 72,106 | $3,306,000 | thousands by filing date | |
| STELLUS CAP INVT CORP | 858568108 | COM | 242,154 | $3,303,000 | thousands by filing date | |
| ARCONIC INC | 03965L100 | COM | 150,000 | $3,302,000 | thousands by filing date | call |
| RH | 74967X103 | COM | 25,198 | $3,301,000 | thousands by filing date | |
| Eaton Vance Floating Rate | 27831H100 | ETF | 354,642 | $3,284,000 | thousands by filing date | |
| AMDOCS LTD | G02602103 | SHS | 49,738 | $3,282,000 | thousands by filing date | |
| AEROJET ROCKETDYNE HLDGS INC C | 007800105 | COM | 96,411 | $3,277,000 | thousands by filing date | |
| ABRDN GLOBAL PREMIER PPTYS F | 00302L108 | COM SH BEN INT | 540,646 | $3,276,000 | thousands by filing date | |
| KNIGHT-SWIFT TRANSN HLDGS IN | 499049104 | CL A | 95,000 | $3,276,000 | thousands by filing date | call |
| INVESCO EXCHANGE TRADED FD T | 46137V175 | S&P SML600 GWT | 24,394 | $3,268,000 | thousands by filing date | |
| TERNIUM SA | 880890108 | SPONSORED ADS | 107,886 | $3,267,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 221,100 | $3,264,000 | thousands by filing date | put |
| RADWARE LTD | M81873107 | COMMON STOCK | 123,117 | $3,259,000 | thousands by filing date | |
| BLACK HILLS CORP COM | 092113109 | Stock | 56,067 | $3,256,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33733A102 | CHINDIA ETF | 94,509 | $3,252,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F486 | IG FLOA RATE ETF | 128,239 | $3,248,000 | thousands by filing date | |
| MURPHY USA INC COM | 626755102 | Stock | 37,965 | $3,244,000 | thousands by filing date | |
| OAKTREE SPECIALTY LENDING CORP | 67401P108 | COM | 653,974 | $3,244,000 | thousands by filing date | |
| BRP INC COM SUN VTG | 05577W200 | Stock | 68,916 | $3,231,000 | thousands by filing date | |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 706,832 | $3,230,000 | thousands by filing date | |
| CHOICE HOTELS INTL INC | 169905106 | COM | 38,696 | $3,223,000 | thousands by filing date | |
| GRAPHIC PACKAGING HLDG CO COM | 388689101 | Stock | 229,358 | $3,213,000 | thousands by filing date | |
| BLACKBAUD INC COM | 09227Q100 | Stock | 31,618 | $3,209,000 | thousands by filing date | |
| COHEN & STEERS MLP INC & ENR | 19249B106 | COM SHS | 307,156 | $3,207,000 | thousands by filing date | |
| 51JOB INC | 316827104 | SPONSORED ADS | 41,575 | $3,201,000 | thousands by filing date | |
| ROWAN COMPANIES PLC | G7665A101 | SHS CL A | 169,810 | $3,198,000 | thousands by filing date | |
| FIRST TR SR FLOATING RATE 20 | 33740K101 | COM SHS | 343,847 | $3,198,000 | thousands by filing date | |
| TELEDYNE TECHNOLOGIES INC COM | 879360105 | Stock | 12,960 | $3,197,000 | thousands by filing date | |
| APPFOLIO INC | 03783C100 | COM CL A | 40,753 | $3,195,000 | thousands by filing date | |
| SPROTT ASSET MANAGEMENT LP | 85208R101 | PHYSICAL GOLD AN | 273,476 | $3,194,000 | thousands by filing date | |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 251,021 | $3,193,000 | thousands by filing date | |
| DORMAN PRODS INC | 258278100 | COM | 41,467 | $3,189,000 | thousands by filing date | |
| NATIONAL HEALTH INVS INC COM | 63633D104 | REIT | 42,173 | $3,188,000 | thousands by filing date | |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 55,480 | $3,186,000 | thousands by filing date | |
| QUAKER HOUGHTON | 747316107 | COM | 15,754 | $3,185,000 | thousands by filing date | |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 25,581 | $3,181,000 | thousands by filing date | |
| PORTLAND GEN ELEC CO | 736508847 | COM NEW | 69,682 | $3,179,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E416 | SOCIAL MED ETF | 99,659 | $3,179,000 | thousands by filing date | |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 125,000 | $3,175,000 | thousands by filing date | call |
| CNA FINL CORP | 126117100 | COM | 69,415 | $3,169,000 | thousands by filing date | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 244,541 | $3,167,000 | thousands by filing date | |
| DENTSPLY SIRONA INC | 24906P109 | COM | 83,851 | $3,165,000 | thousands by filing date | |
| MONGODB INC CL A | 60937P106 | Stock | 38,788 | $3,164,000 | thousands by filing date | |
| ULTRAGENYX PHARMACEUTICAL IN | 90400D108 | COM | 41,434 | $3,163,000 | thousands by filing date | |
| ALLIANZGI EQUITY & CONV INCO | 018829101 | COM | 137,803 | $3,162,000 | thousands by filing date | |
| MFS HIGH YIELD MUNICIPAL TRUST | 59318E102 | SH BEN INT | 693,020 | $3,153,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 447,108 | $3,147,000 | thousands by filing date | |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 70,904 | $3,146,000 | thousands by filing date | |
| ISHARES TR | 46429B309 | MSCI INDONIA ETF | 136,970 | $3,145,000 | thousands by filing date | |
| MONGODB INC CL A | 60937P106 | Stock | 38,500 | $3,140,000 | thousands by filing date | call |
| NEVSUN RES LTD | 64156L101 | COM | 706,954 | $3,132,000 | thousands by filing date | |
| ADVISORSHARES | 00768Y883 | EXCHANGE TRADED | 425,012 | $3,128,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 50,000 | $3,123,000 | thousands by filing date | put |
| WOODWARD INC COM | 980745103 | Stock | 38,608 | $3,122,000 | thousands by filing date | |
| ITT INC COM | 45073V108 | Stock | 50,821 | $3,113,000 | thousands by filing date | |
| FTAI AVIATION LTD | 34960P101 | COM | 171,265 | $3,113,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 355,555 | $3,111,000 | thousands by filing date | |
| RYANAIR HOLDINGS PLC SPONSORED ADR | 783513203 | ADR | 32,384 | $3,110,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 13,800 | $3,109,000 | thousands by filing date | call |
| EATON VANCE HIGH INCOME 2021 | 27829W101 | COM SH BEN INT | 320,555 | $3,109,000 | thousands by filing date | |
| INVITAE CORP | 46185L103 | COM | 185,661 | $3,106,000 | thousands by filing date | |
| LATAM AIRLS GROUP S A | 51817R106 | SPONSORED ADR | 329,931 | $3,101,000 | thousands by filing date | |
| AXOSFINLINC | 05465C100 | STOK | 90,126 | $3,100,000 | thousands by filing date | |
| NEOGEN CORP | 640491106 | COM | 43,294 | $3,097,000 | thousands by filing date | |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 542,892 | $3,095,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E156 | S&P SMLCP FINL | 54,043 | $3,093,000 | thousands by filing date | |
| OPENLANE INC | 48238T109 | COM | 51,800 | $3,092,000 | thousands by filing date | call |
| MVC CAPITAL INC | 553829102 | COM | 320,401 | $3,092,000 | thousands by filing date | |
| SYNTEL INC | 87162H103 | COM | 75,425 | $3,091,000 | thousands by filing date | |
| PACER FDS TR | 69374H709 | GLOBL CASH ETF | 99,574 | $3,088,000 | thousands by filing date | |
| ENERSYS COM | 29275Y102 | Stock | 35,381 | $3,083,000 | thousands by filing date | |
| FIRST TRUST ENHANCED EQUITY IN | 337318109 | COM | 192,204 | $3,075,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220106 | COM | 958,194 | $3,075,000 | thousands by filing date | |
| NUVEEN HIGH INCOME DECMBR 20 | 67076E107 | COM | 311,804 | $3,075,000 | thousands by filing date | |
| CATO CORP NEW | 149205106 | CL A | 145,802 | $3,065,000 | thousands by filing date | |
| FOOT LOCKER INC | 344849104 | COM | 60,000 | $3,059,000 | thousands by filing date | put |
| ARROW ELECTRS INC | 042735100 | COM | 41,448 | $3,056,000 | thousands by filing date | |
| PAYLOCITY HLDG CORP COM | 70438V106 | Stock | 38,012 | $3,053,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 100,000 | $3,048,000 | thousands by filing date | put |
| DYCOM INDS INC | 267475AB7 | NOTE 0.750% 9/1 | 2,748,000 | $3,048,000 | thousands by filing date | principal |
| CAPITALA FIN CORP | 14054R106 | COM | 349,717 | $3,046,000 | thousands by filing date | |
| ESTERLINE TECHNOLOGIES CORP | 297425100 | COM | 33,471 | $3,044,000 | thousands by filing date | |
| CACI INTL INC CL A | 127190304 | Stock | 16,528 | $3,043,000 | thousands by filing date | |
| PATTERN ENERGY GROUP INC | 70338P100 | CL A | 152,770 | $3,035,000 | thousands by filing date | |
| AMEDISYS INC | 023436108 | COM | 24,282 | $3,034,000 | thousands by filing date | |
| GARMIN LTD SHS | H2906T109 | Stock | 43,300 | $3,033,000 | thousands by filing date | call |
| GOLDMAN SACHS ETF TR | 381430545 | HEDGE IND ETF | 51,945 | $3,026,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 300,000 | $3,009,000 | thousands by filing date | put |
| EXCHANGE TRADED CONCEPTS TRU | 301505889 | EMQQ EME MAR ETF | 93,824 | $3,007,000 | thousands by filing date | |
| NORTHWEST NATURAL GAS CO | 667655104 | COM | 44,866 | $3,001,000 | thousands by filing date | |
| THOMSON REUTERS CORP | 884903105 | COM | 65,632 | $2,999,000 | thousands by filing date | |
| ARTISAN PARTNERS ASSET MGMT I CL A | 04316A108 | Stock | 92,278 | $2,990,000 | thousands by filing date | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 93,000 | $2,989,000 | thousands by filing date | put |
| AVIS BUDGET GROUP INC | 053774105 | COM | 93,000 | $2,989,000 | thousands by filing date | call |
| Vaneck Long Muni ETF | 92189F536 | ETF | 154,318 | $2,989,000 | thousands by filing date | |
| RAVEN INDS INC COM | 754212108 | Stock | 65,326 | $2,989,000 | thousands by filing date | |
| KAISER ALUMINUM CORP | 483007704 | COM PAR $0.01 | 27,405 | $2,988,000 | thousands by filing date | |
| SONOCO PRODS CO | 835495102 | COM | 53,750 | $2,984,000 | thousands by filing date | |
| INTERDIGITAL INC COM | 45867G101 | Stock | 37,291 | $2,983,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 258,718 | $2,983,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972AAC7 | BOND | 1,092,000 | $2,980,000 | thousands by filing date | principal |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 244,347 | $2,979,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 60,400 | $2,969,000 | thousands by filing date | call |
| FIDELITY COVINGTON TRUST | 316092600 | MSCI HLTH CARE I | 63,253 | $2,960,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 74,000 | $2,956,000 | thousands by filing date | put |
| RADIUS HEALTH INC | 750469207 | COM NEW | 165,806 | $2,951,000 | thousands by filing date | |
| ISHARES TR | 464289123 | NEW ZEALAND ETF | 60,663 | $2,948,000 | thousands by filing date | |
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 54,877 | $2,947,000 | thousands by filing date | |
| H2O AMERICA | 784305104 | COM | 48,153 | $2,945,000 | thousands by filing date | |
| BRIGGS & STRATTON CORP | 109043109 | COM | 153,158 | $2,945,000 | thousands by filing date | |
| Delek Logistics Partners LP | 24664T103 | Com | 86,566 | $2,943,000 | thousands by filing date | |
| PGT INNOVATIONS INC | 69336V101 | COM | 136,140 | $2,941,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 243,460 | $2,939,000 | thousands by filing date | call |
| ENERGIZER HLDGS INC COM | 29272W109 | Stock | 50,068 | $2,937,000 | thousands by filing date | |
| MATADOR RES CO COM | 576485205 | Stock | 88,732 | $2,933,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 26,000 | $2,931,000 | thousands by filing date | call |
| GLOBAL BLOOD THERAPEUTICS USD | 37890U108 | COM | 77,097 | $2,930,000 | thousands by filing date | |
| PATRICK INDS INC | 703343103 | COM | 49,383 | $2,923,000 | thousands by filing date | |
| FOMENTO ECONOMICO MEXICANO S A SPON ADR UNITS | 344419106 | ADR | 29,448 | $2,914,000 | thousands by filing date | |
| MASTEC INC COM | 576323109 | Stock | 65,235 | $2,913,000 | thousands by filing date | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 199,785 | $2,913,000 | thousands by filing date | |
| FIRST TRUST ENERGY INFRASTRUCT | 33738C103 | COM | 184,759 | $2,910,000 | thousands by filing date | |
| NATIONAL INSTRS CORP | 636518102 | COM | 60,116 | $2,906,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 1,495,284 | $2,901,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P300 | NUVEEN ESG LRGVL | 95,722 | $2,897,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 100,086 | $2,895,000 | thousands by filing date | |
| GCI LIBERTY INC COM CLASS A | 36164V305 | Stock | 56,778 | $2,895,000 | thousands by filing date | |
| ALLEGHANY CORP DEL | 017175100 | COM | 4,434 | $2,893,000 | thousands by filing date | |
| CVR REFINING LP COM UNIT REPSTG LTD PARTNER | 12663P107 | COM | 146,819 | $2,893,000 | thousands by filing date | |
| BUNGE LTD | G16962105 | COM | 41,900 | $2,879,000 | thousands by filing date | call |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 502,303 | $2,878,000 | thousands by filing date | |
| WATTS WATER TECHNOLOGIES INC CL A | 942749102 | Stock | 34,657 | $2,877,000 | thousands by filing date | |
| LITTELFUSE INC COM | 537008104 | Stock | 14,528 | $2,875,000 | thousands by filing date | |
| ISHARES TR | 464288729 | GLOB INDSTRL ETF | 30,650 | $2,871,000 | thousands by filing date | |
| PDC ENERGY INC | 69327R101 | COM | 58,500 | $2,864,000 | thousands by filing date | call |
| PERSPECTA INC | 715347100 | COM | 111,134 | $2,858,000 | thousands by filing date | |
| PROSHARES TR | 74347B508 | DJ BRKFLD GLB | 68,898 | $2,857,000 | thousands by filing date | |
| HANCOCK JOHN INCOME SECS TR | 410123103 | COM | 213,637 | $2,856,000 | thousands by filing date | |
| MARZETTI COMPANY | 513847103 | COM | 19,137 | $2,855,000 | thousands by filing date | |
| COHEN & STEERS CLOSED-END OP | 19248P106 | COM | 220,307 | $2,851,000 | thousands by filing date | |
| D R HORTON INC COM | 23331A109 | Stock | 67,500 | $2,847,000 | thousands by filing date | put |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 155,037 | $2,844,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F817 | VANECK VIETNAM | 168,993 | $2,841,000 | thousands by filing date | |
| CULLEN FROST BANKERS INC COM | 229899109 | Stock | 27,188 | $2,839,000 | thousands by filing date | |
| KEURIG DR PEPPER INC COM | 49271V100 | Stock | 122,562 | $2,839,000 | thousands by filing date | |
| INVESCO CALIF VALUE MUNI INCOM | 46132H106 | COM | 242,661 | $2,839,000 | thousands by filing date | |
| SAGE THERAPEUTICS INC | 78667J108 | COM | 20,077 | $2,836,000 | thousands by filing date | |
| DWS MUNICIPAL INCOME TRUST | 233368109 | COM | 270,180 | $2,834,000 | thousands by filing date | |
| BANCO BRADESCO S A | 059460303 | SP ADR PFD NEW | 400,000 | $2,832,000 | thousands by filing date | put |
| IDACORP INC | 451107106 | COM | 28,484 | $2,827,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 811904101 | COM | 57,227 | $2,827,000 | thousands by filing date | |
| SERVISFIRST BANCSHARES INC | 81768T108 | COM | 72,116 | $2,824,000 | thousands by filing date | |
| NUVASIVE INC | 670704105 | COM | 39,714 | $2,819,000 | thousands by filing date | |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 256,300 | $2,814,000 | thousands by filing date | put |
| TWITTER INC | 90184LAD4 | NOTE 1.000% 9/1 | 3,056,000 | $2,814,000 | thousands by filing date | principal |
| FORTUNA MNG CORP F | 349915108 | COM | 643,561 | $2,813,000 | thousands by filing date | |
| MERITAGE HOMES CORP COM | 59001A102 | Stock | 70,487 | $2,812,000 | thousands by filing date | |
| DSW INC-CLASS A | 23334L102 | CL A | 82,991 | $2,812,000 | thousands by filing date | |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 1,270,810 | $2,809,000 | thousands by filing date | |
| AEROVIRONMENT INC COM | 008073108 | Stock | 25,000 | $2,804,000 | thousands by filing date | call |
| DIREXION SHARES ETF TRUST | 25459Y207 | NASDAQ 100 EQ WT | 59,212 | $2,801,000 | thousands by filing date | |
| DBX ETF TR | 233051481 | XTRA RU 1000 ETF | 83,305 | $2,800,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 16,800 | $2,796,000 | thousands by filing date | put |
| SIX FLAGS ENTERTAINMENT CORP | 83001A102 | COM | 40,000 | $2,793,000 | thousands by filing date | put |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 307,883 | $2,789,000 | thousands by filing date | |
| FOOT LOCKER INC | 344849104 | COM | 54,662 | $2,787,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E291 | GLOBX SUPDV US | 110,191 | $2,783,000 | thousands by filing date | |
| SCHNEIDER NATIONAL INC | 80689H102 | CL B | 111,225 | $2,779,000 | thousands by filing date | |
| BARINGS PARTN INVS | 06761A103 | SH BEN INT | 186,543 | $2,779,000 | thousands by filing date | |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 88,100 | $2,778,000 | thousands by filing date | call |
| WILEY JOHN & SONS INC | 968223206 | CL A | 45,793 | $2,775,000 | thousands by filing date | |
| WHITEHORSE FINANCE INC | 96524V106 | COM | 199,622 | $2,775,000 | thousands by filing date | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 152,516 | $2,769,000 | thousands by filing date | |
| ISHARES TR | 464288737 | GLB CNSM STP ETF | 55,055 | $2,767,000 | thousands by filing date | |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 156,158 | $2,765,000 | thousands by filing date | |
| WHIRLPOOL CORP COM | 963320106 | Stock | 23,200 | $2,755,000 | thousands by filing date | put |
| OASIS MIDSTREAM PARTNERS LP | 67420T206 | COM UNITS REPS | 123,707 | $2,755,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E107 | EQUAL WEGT 0-30 | 88,637 | $2,754,000 | thousands by filing date | |
| SYNAPTICS INC COM | 87157D109 | Stock | 60,261 | $2,749,000 | thousands by filing date | |
| ISHARES INC MSCI CHILE ETF | 464286640 | MSCI CHILE ETF | 60,665 | $2,749,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 43,100 | $2,748,000 | thousands by filing date | call |
| CORNING INC | 219350105 | COM | 77,800 | $2,746,000 | thousands by filing date | put |
| HERON THERAPEUTICS INC | 427746102 | COM | 86,718 | $2,745,000 | thousands by filing date | |
| MANDIANT INC | 31816QAD3 | NOTE 1.625% 6/0 | 3,000,000 | $2,744,000 | thousands by filing date | principal |
| EQUITY LIFESTYLE PROPERTIES COM | 29472R108 | REIT | 28,430 | $2,742,000 | thousands by filing date | |
| HORIZON TECHNOLOGY FIN CORP | 44045A102 | COM | 240,142 | $2,740,000 | thousands by filing date | |
| STANDARD MOTOR PRODS | 853666105 | COMMON STOCK | 55,684 | $2,740,000 | thousands by filing date | |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 289,712 | $2,740,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 324,482 | $2,739,000 | thousands by filing date | |
| NOAH HLDGS LTD | 65487X102 | SPON ADS CL A | 64,950 | $2,737,000 | thousands by filing date | |
| CITRIX SYSTEMS INC | 177376100 | COM | 24,600 | $2,735,000 | thousands by filing date | put |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 59,646 | $2,735,000 | thousands by filing date | |
| iShares Morningstar Small-Cap Growth ETF | 464288604 | SHS | 12,830 | $2,728,000 | thousands by filing date | |
| NORTHWESTERN ENERGY GROUP INC COM NEW | 668074305 | Stock | 46,467 | $2,726,000 | thousands by filing date | |
| AMC NETWORKS INC | 00164V103 | CL A | 41,060 | $2,724,000 | thousands by filing date | |
| WESTERN ASST INFLTN LKD INM | 95766Q106 | COM SH BEN INT | 241,790 | $2,723,000 | thousands by filing date | |
| EPR PPTYS COM SH BEN INT | 26884U109 | REIT | 39,793 | $2,722,000 | thousands by filing date | |
| MOVADO GROUP INC COM | 624580106 | Stock | 64,741 | $2,713,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 58,000 | $2,710,000 | thousands by filing date | call |
| INVESCO EXCHANGE TRADED FD T | 46137V183 | S&P SML 600 EQ | 44,327 | $2,707,000 | thousands by filing date | |
| LINDBLAD EXPEDITIONS HLDGS I | 535219109 | COM | 181,940 | $2,705,000 | thousands by filing date | |
| MATERION CORP | 576690101 | COM | 44,668 | $2,702,000 | thousands by filing date | |
| INTERPARFUMS INC COM | 458334109 | Stock | 41,863 | $2,698,000 | thousands by filing date | |
| CATALENT INC USD 0.01 | 148806102 | COM | 59,229 | $2,697,000 | thousands by filing date | |
| COMMUNITY FINANCIAL SYSTEM I | 203607106 | COM | 44,091 | $2,692,000 | thousands by filing date | |
| TIMKEN CO | 887389104 | COM | 54,005 | $2,692,000 | thousands by filing date | |
| FRANCO NEV CORP COM | 351858105 | Stock | 43,015 | $2,691,000 | thousands by filing date | |
| NUVEEN ALL CAP ENE MLP OP JMLP | 67075E108 | COMMON | 337,929 | $2,690,000 | thousands by filing date | |
| GREEN DOT CORP CLASS A | 39304D102 | CL A | 30,232 | $2,685,000 | thousands by filing date | |
| MADDEN STEVEN LTD | 556269108 | COM | 50,679 | $2,681,000 | thousands by filing date | |
| GARRISON CAP INC | 366554103 | COM | 323,635 | $2,679,000 | thousands by filing date | |
| TIVITY HEALTH INC | 88870R102 | COM | 83,264 | $2,677,000 | thousands by filing date | |
| NUTANIX INC CL A | 67059N108 | Stock | 62,600 | $2,674,000 | thousands by filing date | call |
| WEB.COM GROUP INC | 94733A104 | COMMON STOCK | 95,695 | $2,670,000 | thousands by filing date | |
| ISHARES INC MSCI FRANCE ETF | 464286707 | ETF | 84,984 | $2,668,000 | thousands by filing date | |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 50,377 | $2,665,000 | thousands by filing date | |
| STIFEL FINL CORP | 860630102 | COM | 51,839 | $2,658,000 | thousands by filing date | |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 490,927 | $2,656,000 | thousands by filing date | |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 169,509 | $2,656,000 | thousands by filing date | |
| AMERICAN EQUITY INVT LIFE | 025676206 | COMMON STOCK | 75,115 | $2,656,000 | thousands by filing date | |
| NUVEEN CR OPPORTUNITIES 2022 | 67075U102 | COM | 278,190 | $2,656,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 63,581 | $2,653,000 | thousands by filing date | |
| ANIKA THERAPEUTICS INC | 035255108 | COM | 62,854 | $2,651,000 | thousands by filing date | |
| FIDUCIARY CLAYMORE ENGRY INF | 31647Q106 | COM | 216,947 | $2,649,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 15,200 | $2,648,000 | thousands by filing date | put |
| NEUROCRINE BIOSCIENCES INC | 64125CAD1 | NOTE 2.250% 5/1 | 1,553,000 | $2,647,000 | thousands by filing date | principal |
| ALLISON TRANSMISSION HLDGS I | 01973R101 | COM | 50,858 | $2,645,000 | thousands by filing date | |
| CVB FINL CORP COM | 126600105 | Stock | 118,249 | $2,640,000 | thousands by filing date | |
| UNISYS CORP | 909214306 | COMMON STOCK | 129,310 | $2,638,000 | thousands by filing date | |
| ULTRA PETROLEUM CORP | 903914208 | COM NEW | 2,354,891 | $2,638,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723762100 | COM | 247,310 | $2,637,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 56,600 | $2,636,000 | thousands by filing date | call |
| IROBOT CORP | 462726100 | COM | 23,846 | $2,621,000 | thousands by filing date | |
| DBX ETF TR | 233051432 | XTRACK USD HIGH | 52,559 | $2,620,000 | thousands by filing date | |
| NOVOCURE LTD | G6674U108 | ORD SHS | 50,000 | $2,620,000 | thousands by filing date | call |
| PETROLEO BRASILEIRO S A | 71654V101 | SP ADR NON VTG | 250,509 | $2,620,000 | thousands by filing date | |
| RH | 74967X103 | COM | 20,000 | $2,620,000 | thousands by filing date | call |
| CARBONITE INC | 141337105 | COM | 73,485 | $2,620,000 | thousands by filing date | |
| ALTERYX, INC (CLASS A) | 02156B103 | COM CL A | 45,779 | $2,619,000 | thousands by filing date | |
| VANGUARD RUSSELL 2000 VALUE ETF | 92206C649 | ETF | 22,685 | $2,617,000 | thousands by filing date | |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 76,392 | $2,613,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305R109 | COM | 164,204 | $2,613,000 | thousands by filing date | |
| EASTERLY GOVERNMENT PROPERTIES | 27616P103 | COMMON STOCK | 134,858 | $2,612,000 | thousands by filing date | |
| HUDSON PAC PPTYS INC | 444097109 | COM | 79,752 | $2,609,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS INVESTM | 09254P108 | COM | 208,282 | $2,608,000 | thousands by filing date | |
| OSHKOSH CORP COM | 688239201 | Stock | 36,585 | $2,607,000 | thousands by filing date | |
| SINA CORP | G81477104 | ORD | 37,518 | $2,607,000 | thousands by filing date | call |
| FIRST DATA CORP NEW COM CL A | 32008D106 | Stock | 106,559 | $2,607,000 | thousands by filing date | |
| SUNTRUST BANKS INC | 867914103 | COM | 39,000 | $2,605,000 | thousands by filing date | call |
| RED ROBIN GOURMET BURGERS IN | 75689M101 | COM | 64,836 | $2,604,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A540 | ST STR SP TELCO | 34,147 | $2,603,000 | thousands by filing date | |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 273,730 | $2,601,000 | thousands by filing date | |
| ADTRAN INC | 00738A106 | COMMON STOCK | 147,354 | $2,601,000 | thousands by filing date | |
| NUVEEN CALIFORNIA AMT-FREE MUN | 670651108 | COM | 201,939 | $2,599,000 | thousands by filing date | |
| LENDINGCLUB CORP | 52603A109 | COM | 669,000 | $2,596,000 | thousands by filing date | put |
| ARENA PHARMACEUTICALS INC | 040047607 | COM NEW | 56,363 | $2,594,000 | thousands by filing date | |
| ADVANCED ENERGY INDS COM | 007973100 | Stock | 50,205 | $2,593,000 | thousands by filing date | |
| TRUSTMARK CORP | 898402102 | COM | 77,071 | $2,593,000 | thousands by filing date | |
| TELEFONICA BRASIL SA FSPONSORED ADR 1 ADR REPS 2 ORD SHS | 87936R106 | COM | 266,333 | $2,591,000 | thousands by filing date | |
| HOOKER FURNISHINGS CORPORATI | 439038100 | COM | 76,536 | $2,586,000 | thousands by filing date | |
| BRIGHT HORIZONS FAM SOL IN DEL COM | 109194100 | Stock | 21,919 | $2,583,000 | thousands by filing date | |
| GUGGENHEIM CR ALLOCATION FD | 40168G108 | COM | 117,259 | $2,583,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 122,000 | $2,580,000 | thousands by filing date | put |
| PEABODY ENGR CORP | 704551100 | COM | 72,277 | $2,576,000 | thousands by filing date | |
| BLOCK H & R INC COM | 093671105 | Stock | 100,000 | $2,575,000 | thousands by filing date | put |
| BLOCK H & R INC COM | 093671105 | Stock | 100,000 | $2,575,000 | thousands by filing date | call |
| Anglogold Ashanti Plc | 035128206 | Common | 300,000 | $2,574,000 | thousands by filing date | put |
| INTEGRA LIFESCIENCES HLDGS C | 457985208 | COM NEW | 39,007 | $2,570,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-18-011573 | this filing | 2018-11-14 | acceptance time not in the bulk data set |