13F-HR filed by UBS Group AG
UBS Group AG filed this 13F-HR for the quarter ended 2018-09-30, filed 2018-11-14, with 8,040 holding rows worth $252,295,740,000.
- Accession
- 0000950123-18-011573
- Filer
- CIK 1610520
- Filed
- 2018-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2018
A combination report, 13,792 entries on the cover page, a total value of $252,295,740,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $252,295,774,000 with VALUE read as thousands by filing date, 13F file number 028-16612. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerUBS ASSET MANAGEMENT (AMERICAS) INC 028-02682
- reports for this filerUBS OCONNOR LLC 028-06327
- included managerUBS Financial Services Inc. 028-11496
- included managerUBS Swiss Financial Advisors AG 028-11603
- included managerUBS AG New York Branch 028-07344
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| FIDUS INVESTMENT GROUP | 316500107 | COM | 518,389 | $7,579,000 | thousands by filing date | |
| QIAGEN NV | N72482123 | SHS NEW | 199,956 | $7,575,000 | thousands by filing date | |
| CIMAREX ENERGY CO COM | 171798101 | Stock | 81,500 | $7,575,000 | thousands by filing date | call |
| PAPA JOHNS INTL INC | 698813102 | COM | 147,700 | $7,574,000 | thousands by filing date | call |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 628,724 | $7,570,000 | thousands by filing date | |
| ICON PUB LTD CO SHS | G4705A100 | Stock | 49,203 | $7,565,000 | thousands by filing date | |
| ENBRIDGE ENERGY PARTNERS L P | 29250R106 | Domestic Common | 688,200 | $7,563,000 | thousands by filing date | call |
| MICHAEL KORS HLDGS LTD | G60754101 | SHS | 110,257 | $7,558,000 | thousands by filing date | |
| CYBERARK SOFTWARE LTD SHS | M2682V108 | Stock | 94,659 | $7,557,000 | thousands by filing date | |
| SPDR Portfolio S&P 400 Mid Cap ETF | 78464A847 | SHS | 209,014 | $7,556,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V589 | GBL LISTED PVT | 613,515 | $7,547,000 | thousands by filing date | |
| CLEVELAND-CLIFFS INC NEW COM | 185899101 | Stock | 595,495 | $7,539,000 | thousands by filing date | |
| OSI ETF TR | 67110P100 | OSI ETF TR | 264,979 | $7,511,000 | thousands by filing date | |
| KB FINL GROUP INC SPONSORED ADR | 48241A105 | ADR | 155,455 | $7,505,000 | thousands by filing date | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 97,200 | $7,499,000 | thousands by filing date | put |
| SEMGROUP CORP | 81663A105 | CL A | 339,988 | $7,497,000 | thousands by filing date | |
| G III APPAREL GROUP LTD | 36237H101 | COM | 155,400 | $7,489,000 | thousands by filing date | call |
| HARMONIC INC | 413160AB8 | NOTE 4.000%12/0 | 6,560,000 | $7,477,000 | thousands by filing date | principal |
| OWENS CORNING NEW | 690742101 | COM | 137,734 | $7,474,000 | thousands by filing date | |
| LOGMEIN INC | 54142L109 | COMMON STOCK | 83,698 | $7,457,000 | thousands by filing date | |
| BENEFICIAL BANCORP INC | 08171T102 | COM | 440,397 | $7,443,000 | thousands by filing date | |
| BLACKROCK CALIFORNIA MUNICIPAL | 09248E102 | SH BEN INT | 602,120 | $7,436,000 | thousands by filing date | |
| BLACKROCK ENHANCED LARGE CAP | 09256A109 | COM | 432,141 | $7,433,000 | thousands by filing date | |
| Concho Resources Inc. | 20605P101 | COM | 48,571 | $7,418,000 | thousands by filing date | |
| H WORLD GROUP LTD SPONSORED ADS | 44332N106 | ADR | 229,562 | $7,415,000 | thousands by filing date | |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 725,723 | $7,410,000 | thousands by filing date | |
| WISDOMTREE JAPAN SMALLCAP DIVIDEND FUND | 97717W836 | ETF | 95,788 | $7,410,000 | thousands by filing date | |
| ALLEGION PLC | G0176J109 | ORD SHS | 81,633 | $7,393,000 | thousands by filing date | |
| INTERPUBLIC GROUP COS | 460690100 | COM | 322,691 | $7,380,000 | thousands by filing date | |
| COLONY CAPITAL INC | 19626G108 | CL A COM | 1,210,904 | $7,374,000 | thousands by filing date | |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 31,155 | $7,357,000 | thousands by filing date | |
| NUTANIX INC CL A | 67059N108 | Stock | 171,985 | $7,347,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A516 | ST INTL BBG ETF | 268,177 | $7,343,000 | thousands by filing date | |
| DAVIS FUNDAMENTAL ETF TR | 23908L306 | SELECT WRLD WI | 286,174 | $7,343,000 | thousands by filing date | |
| INOGEN INC | 45780L104 | COM | 30,071 | $7,341,000 | thousands by filing date | |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 493,240 | $7,325,000 | thousands by filing date | |
| KEYSIGHT TECHNOLOGIES INC COM | 49338L103 | Stock | 110,391 | $7,317,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W109 | US TOTAL DIVIDND | 76,025 | $7,301,000 | thousands by filing date | |
| WILDHORSE RESOURCE DEV CORP | 96812T102 | COM | 308,480 | $7,293,000 | thousands by filing date | |
| WILDHORSE RESOURCE DEV CORP | 96812T102 | COM | 308,000 | $7,281,000 | thousands by filing date | call |
| INVESCO | 46138J866 | EXCHANGE TRADED | 360,068 | $7,281,000 | thousands by filing date | |
| MATCH GROUP INC | 57665R106 | COM | 125,500 | $7,268,000 | thousands by filing date | call |
| GLOBAL X FDS | 37950E549 | GLB X SUPERDIV | 353,024 | $7,206,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 1,409,581 | $7,203,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R860 | NASDAQ BK ETF | 257,958 | $7,194,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X871 | ST INTL CAP ETF | 209,267 | $7,190,000 | thousands by filing date | |
| ENVIVA PARTNERS LP | 29414J107 | COM UNIT | 225,640 | $7,175,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 1,156,919 | $7,173,000 | thousands by filing date | |
| ARCONIC INC | 03965L100 | COM | 324,893 | $7,150,000 | thousands by filing date | |
| REGENCY CTRS CORP COM | 758849103 | REIT | 110,536 | $7,148,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 467,950 | $7,146,000 | thousands by filing date | |
| FIRST TR EMERGING ETF MARKETS SMALL CAP ALPHADEX FUND | 33737J307 | ETF | 197,691 | $7,137,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 1,157,973 | $7,133,000 | thousands by filing date | |
| TORTOISE MIDSTRM ENERGY FD I | 89148B101 | COM | 442,970 | $7,123,000 | thousands by filing date | |
| LKQ CORP COM | 501889208 | Stock | 224,336 | $7,105,000 | thousands by filing date | |
| JUNIPER NETWORKS INC | 48203R104 | COM | 236,341 | $7,083,000 | thousands by filing date | |
| HAEMONETICS CORP MASS COM | 405024100 | Stock | 61,733 | $7,074,000 | thousands by filing date | |
| ARCELORMITTAL SA LUXEMBOURG NY REGISTRY SH | 03938L203 | ADR | 229,057 | $7,068,000 | thousands by filing date | |
| BRADY CORP | 104674106 | CL A | 161,535 | $7,067,000 | thousands by filing date | |
| AETNA INC NEW | 00817Y108 | COM | 34,800 | $7,059,000 | thousands by filing date | call |
| INVESCO EXCHANGE TRADED FD T | 46137V555 | INSIDER SENMNT | 105,618 | $7,046,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 230,652 | $7,030,000 | thousands by filing date | call |
| NUVEEN MUN HIGH INCOME OPPOR | 670682103 | COM | 559,403 | $7,020,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q205 | EQUAL SEC ETF | 96,116 | $7,011,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V803 | DORSEY WRGT CSMR | 116,855 | $7,011,000 | thousands by filing date | |
| ATLANTICA YIELD PLC | G0751N103 | SHS | 339,805 | $6,993,000 | thousands by filing date | |
| ISHARES TR | 464288117 | INTL TREA BD ETF | 145,125 | $6,989,000 | thousands by filing date | |
| NUVEEN REAL ASSET INCOME AND G | 67074Y105 | COM | 433,374 | $6,982,000 | thousands by filing date | |
| WESTLAKE CORPORATION | 960413102 | COM | 83,947 | $6,977,000 | thousands by filing date | |
| MONOLITHIC PWR SYS INC COM | 609839105 | Stock | 55,561 | $6,975,000 | thousands by filing date | |
| PACER TRENDPILOT 100 ETF | 69374H303 | ETF | 192,757 | $6,964,000 | thousands by filing date | |
| ENVESTNET INC | 29404K106 | COM | 114,085 | $6,954,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 95,000 | $6,949,000 | thousands by filing date | call |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 53,300 | $6,926,000 | thousands by filing date | call |
| ASPEN TECHNOLOGY INC | 045327103 | COM | 60,718 | $6,917,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 70,200 | $6,906,000 | thousands by filing date | call |
| ABRDN HEALTHCARE INVESTORS | 87911J103 | SH BEN INT | 297,923 | $6,897,000 | thousands by filing date | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 195,000 | $6,891,000 | thousands by filing date | call |
| iShares Treasury Floating Rate Bond ETF | 46434V860 | SHS | 136,512 | $6,869,000 | thousands by filing date | |
| QUALYS INC COM | 74758T303 | Stock | 77,098 | $6,869,000 | thousands by filing date | |
| XEROX CORP | 984121608 | COM NEW | 254,247 | $6,860,000 | thousands by filing date | |
| TRAVELPORT WORLDWIDE LTD | G9019D104 | SHS | 406,512 | $6,858,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 33,000 | $6,841,000 | thousands by filing date | call |
| KENNEDY-WILSON HOLDINGS INC | 489398107 | COM | 317,731 | $6,831,000 | thousands by filing date | |
| NETGEAR INC | 64111Q104 | COM | 108,599 | $6,825,000 | thousands by filing date | |
| ALLIANZGI DIVIDEND INT & PRM | 01883A107 | COM | 520,541 | $6,819,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 2,237,627 | $6,802,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 56,400 | $6,796,000 | thousands by filing date | put |
| YELP INC CL A | 985817105 | Stock | 138,023 | $6,791,000 | thousands by filing date | |
| RIVERNORTH DOUBLELINE STRATE | 76882G107 | COM | 399,844 | $6,777,000 | thousands by filing date | |
| VIRTU FINL INC | 928254101 | CL A | 331,250 | $6,774,000 | thousands by filing date | |
| NEKTAR THERAPEUTICS | 640268108 | COM | 110,827 | $6,756,000 | thousands by filing date | |
| RESOLUTE FOREST PRODUCTS | 76117W109 | COMMON STOCK | 521,288 | $6,751,000 | thousands by filing date | |
| NICE LTD SPONSORED ADR | 653656108 | ADR | 58,883 | $6,740,000 | thousands by filing date | |
| SABRA HEALTH CARE REIT INC COM | 78573L106 | REIT | 291,427 | $6,738,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943FAD2 | NOTE 1.250%10/1 | 6,735,000 | $6,734,000 | thousands by filing date | principal |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 418,218 | $6,717,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 587,042 | $6,716,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 385,100 | $6,712,000 | thousands by filing date | call |
| UNITED STS NAT GAS FD LP | 912318300 | UNIT PAR | 270,225 | $6,709,000 | thousands by filing date | |
| SIX FLAGS ENTERTAINMENT CORP | 83001A102 | COM | 96,017 | $6,704,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A722 | ST STR SP PHARMA | 137,717 | $6,688,000 | thousands by filing date | |
| AES CORP COM | 00130H105 | Stock | 477,284 | $6,682,000 | thousands by filing date | |
| SPDR PORTFOLIO TIPS ETF | 78464A656 | PORTFLI TIPS ETF | 122,532 | $6,674,000 | thousands by filing date | |
| CHEMED CORP NEW | 16359R103 | COM | 20,844 | $6,661,000 | thousands by filing date | |
| KNIGHT-SWIFT TRANSN HLDGS IN | 499049104 | CL A | 193,187 | $6,661,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 197,703 | $6,657,000 | thousands by filing date | call |
| SPLUNK INC | 848637104 | COM | 55,000 | $6,650,000 | thousands by filing date | put |
| IPG PHOTONICS CORP | 44980X109 | COM | 42,560 | $6,643,000 | thousands by filing date | |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 267,300 | $6,637,000 | thousands by filing date | call |
| PAN AMERN SILVER CORP | 697900108 | COM | 449,454 | $6,634,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N873 | VCSHS US SMCP HG | 140,269 | $6,616,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 80,400 | $6,606,000 | thousands by filing date | put |
| LIBERTY MEDIA CORP DEL | 531229607 | COM C SIRIUSXM | 151,968 | $6,603,000 | thousands by filing date | |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 216,246 | $6,576,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 92,470 | $6,560,000 | thousands by filing date | call |
| INVESCO EXCHANGE TRADED FD T | 46137V217 | S&P MDCP400 PR | 39,687 | $6,560,000 | thousands by filing date | |
| SLEEP NUMBER CORP | 83125X103 | COM D | 178,357 | $6,560,000 | thousands by filing date | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 60,000 | $6,558,000 | thousands by filing date | put |
| iShares MSCI Japan ETF | 46434G822 | SHS | 108,400 | $6,529,000 | thousands by filing date | put |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 1,252,974 | $6,528,000 | thousands by filing date | |
| INTEGRATED DEVICE TECHNOLOGY INC | 458118106 | COMMON STOCK | 138,586 | $6,515,000 | thousands by filing date | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 436,826 | $6,514,000 | thousands by filing date | |
| FIRST AMERN FINL CORP | 31847R102 | COM | 126,138 | $6,507,000 | thousands by filing date | |
| OSI ETF TR | 67110P506 | OSHARES FTSE EUR | 270,769 | $6,507,000 | thousands by filing date | |
| O'Shares FTSE U.S. Quality Divid | 67110P407 | COM | 198,094 | $6,488,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E388 | S&P 500 EX RAT | 178,629 | $6,477,000 | thousands by filing date | |
| VANGUARD INTL EQUITY INDEX F | 922042676 | COM | 115,276 | $6,475,000 | thousands by filing date | |
| ELLSWORTH GROWTH AND INCOME FU | 289074106 | COM | 627,353 | $6,468,000 | thousands by filing date | |
| KNOLL INC | 498904200 | COM NEW | 274,938 | $6,448,000 | thousands by filing date | |
| DROPBOX INC CL A | 26210C104 | Stock | 240,000 | $6,439,000 | thousands by filing date | put |
| ARK ETF TR | 00214Q302 | GENOMIC REV ETF | 192,371 | $6,431,000 | thousands by filing date | |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 309,674 | $6,429,000 | thousands by filing date | |
| USA COMPRESSION PARTNERS LP | 90290N109 | COM UNIT LTDPAR | 388,687 | $6,418,000 | thousands by filing date | |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 594,243 | $6,418,000 | thousands by filing date | |
| SKYWEST INC COM | 830879102 | Stock | 108,657 | $6,400,000 | thousands by filing date | |
| THE ULTIMATE SOFTWARE GROUP IN | 90385D107 | COM | 19,842 | $6,393,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V662 | PHARMACEUTICALS | 86,904 | $6,388,000 | thousands by filing date | |
| CHINA PETROLEUM AND CHEMICAL-A | 16941R108 | SPON ADR H SHS | 63,551 | $6,383,000 | thousands by filing date | |
| CRH PLC ADS | 12626K203 | ADR | 194,905 | $6,378,000 | thousands by filing date | |
| ADAM NAT RES FD INC | 00548F105 | COM | 318,459 | $6,350,000 | thousands by filing date | |
| HFF INC | 40418F108 | CL A | 149,389 | $6,346,000 | thousands by filing date | |
| NAVIGANT CONSULTING INC | 63935N107 | COM | 275,197 | $6,346,000 | thousands by filing date | |
| PAGSEGURO DIGITAL LTD | G68707101 | COM CL A | 229,304 | $6,345,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137Y401 | CMN | 93,069 | $6,345,000 | thousands by filing date | |
| SIGNATURE BANK | 82669G104 | COM | 55,199 | $6,339,000 | thousands by filing date | |
| ServiceNow,Inc. | 81762P102 | COM | 32,400 | $6,338,000 | thousands by filing date | put |
| MACYS INC COM | 55616P104 | Stock | 182,500 | $6,338,000 | thousands by filing date | put |
| GRAMERCY PPTY TR | 385002308 | COM NEW | 230,870 | $6,335,000 | thousands by filing date | |
| COMMVAULT SYS INC COM | 204166102 | Stock | 90,463 | $6,332,000 | thousands by filing date | |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 493,967 | $6,323,000 | thousands by filing date | |
| SEMPRA COM | 816851109 | Stock | 55,500 | $6,313,000 | thousands by filing date | call |
| MATTEL INC | 577081102 | COM | 402,000 | $6,311,000 | thousands by filing date | put |
| MAZOR ROBOTICS LTD | 57886P103 | SPONSORED ADS | 107,818 | $6,288,000 | thousands by filing date | |
| OLIN CORP | 680665205 | COM PAR $1 | 244,834 | $6,287,000 | thousands by filing date | |
| CARS COM INC | 14575E105 | COM | 227,200 | $6,273,000 | thousands by filing date | |
| EXPONENT INC | 30214U102 | COM | 116,947 | $6,268,000 | thousands by filing date | |
| INVESCO | 46138J841 | EXCHANGE TRADED | 311,548 | $6,262,000 | thousands by filing date | |
| ISHARES MICRO-CAP ETF | 464288869 | ETF | 58,860 | $6,257,000 | thousands by filing date | |
| SINA CORP | G81477104 | ORD | 90,000 | $6,253,000 | thousands by filing date | put |
| MANPOWERGROUP INC WIS COM | 56418H100 | Stock | 72,704 | $6,249,000 | thousands by filing date | |
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 312,086 | $6,245,000 | thousands by filing date | |
| WATSCO INC COM | 942622200 | Stock | 35,046 | $6,241,000 | thousands by filing date | |
| JEFFERIES FINANCIAL GROUP IN | 47233W109 | COM | 284,000 | $6,237,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E401 | NASDAQ 100 EX | 117,470 | $6,233,000 | thousands by filing date | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 96,800 | $6,233,000 | thousands by filing date | put |
| INVESCO CURRENCYSHARES EURO | 46138K103 | EURO SHS | 56,000 | $6,225,000 | thousands by filing date | call |
| BLUEBIRD BIO INC | 09609G100 | COM | 42,629 | $6,224,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 85,000 | $6,218,000 | thousands by filing date | put |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 141,342 | $6,216,000 | thousands by filing date | |
| NEWS CORP NEW CL A | 65249B109 | Stock | 470,881 | $6,211,000 | thousands by filing date | |
| OPEN TEXT CORP COM | 683715106 | Stock | 163,145 | $6,206,000 | thousands by filing date | |
| COHEN & STEERS SELECT PFD & | 19248Y107 | COM | 232,365 | $6,183,000 | thousands by filing date | |
| ISHARES TR | 464287382 | JPX NIKKEI 400 | 94,951 | $6,172,000 | thousands by filing date | |
| BLACK STONE MINERALS L P | 09225M101 | COM UNIT | 338,338 | $6,162,000 | thousands by filing date | |
| LUMENTUM HLDGS INC COM | 55024U109 | Stock | 102,760 | $6,160,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 1,000,000 | $6,160,000 | thousands by filing date | put |
| AVANOS MED INC | 05350V106 | COM | 89,729 | $6,147,000 | thousands by filing date | |
| HUDBAY MINERALS INC COM | 443628102 | Stock | 1,216,923 | $6,146,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 1,555,000 | $6,127,000 | thousands by filing date | call |
| CENTER COAST BRKFLD MLP ENRG | 151461100 | SHS BEN INT | 649,981 | $6,123,000 | thousands by filing date | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 2,525,429 | $6,111,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E578 | BLOOM DATA ETF | 109,452 | $6,108,000 | thousands by filing date | |
| SANFILIPPO JOHN B & SON INC | 800422107 | COM | 85,301 | $6,089,000 | thousands by filing date | |
| VERADIGM INC | 01988P108 | COMMON STOCK | 426,817 | $6,083,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD FUND | 09253W104 | COM | 462,837 | $6,077,000 | thousands by filing date | |
| DOUBLELINE OPPORTUNISTIC CR | 258623107 | COM | 294,825 | $6,065,000 | thousands by filing date | |
| iShares U.S. Oil & Gas Exploration & Production ETF | 464288851 | SHS | 79,820 | $6,061,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 604,219 | $6,060,000 | thousands by filing date | |
| NU SKIN ENTERPRISES INC | 67018T105 | CL A | 73,394 | $6,050,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E800 | CHINA TECHNLGY | 125,902 | $6,049,000 | thousands by filing date | |
| OAKTREE STRATEGIC INCOME COR | 67402D104 | COM | 698,704 | $6,043,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845PAA6 | NOTE 3.250% 7/0 | 5,968,000 | $6,031,000 | thousands by filing date | principal |
| EBAY INC. COM | 278642103 | Stock | 182,516 | $6,027,000 | thousands by filing date | call |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 62,197 | $6,016,000 | thousands by filing date | |
| SANTANDER CONSUMER USA HOLDINGS | 80283M101 | COMMON STOCK | 300,205 | $6,016,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 468,487 | $6,015,000 | thousands by filing date | |
| ALKERMES PLC | G01767105 | SHS | 141,094 | $5,987,000 | thousands by filing date | |
| BEMIS INC | 081437105 | COM | 122,654 | $5,961,000 | thousands by filing date | |
| ISHARES TR | 464288695 | GLOBAL MATER ETF | 88,504 | $5,957,000 | thousands by filing date | |
| SPIRIT AIRLS INC | 848577102 | COM | 126,791 | $5,955,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 197,170 | $5,954,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 314,911 | $5,952,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V811 | S&P500 EQL HIG | 90,098 | $5,951,000 | thousands by filing date | |
| INVESCO | 46138J874 | EXCHANGE TRADED | 241,399 | $5,950,000 | thousands by filing date | |
| NTNLGRIDPLCADRFSPONSOREDADR1ADRREPS5ORDSHS | 636274409 | STOK | 114,583 | $5,943,000 | thousands by filing date | |
| WESTERN ASSET CORPORATE LN F | 95790J102 | COM | 597,484 | $5,939,000 | thousands by filing date | |
| M.D.C. HOLDINGS INC | 552676108 | COM | 200,000 | $5,916,000 | thousands by filing date | put |
| SUN CMNTYS INC COM | 866674104 | REIT | 58,183 | $5,908,000 | thousands by filing date | |
| CAPITAL SOUTHWEST CORP | 140501107 | COM | 311,015 | $5,903,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063C106 | SH BEN INT | 441,779 | $5,902,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 28,000 | $5,900,000 | thousands by filing date | call |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 790,901 | $5,900,000 | thousands by filing date | |
| LGI HOMES INC COM | 50187T106 | Stock | 124,325 | $5,898,000 | thousands by filing date | |
| MILLERKNOLL INC | 600544100 | COM | 153,573 | $5,898,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229409 | COM A SIRIUSXM | 135,321 | $5,878,000 | thousands by filing date | |
| MARCUS MILLICHAP INC | 566324109 | COMMON STOCK | 169,203 | $5,873,000 | thousands by filing date | |
| SPDR SER TR | 78464A292 | WELLS FG PFD ETF | 137,666 | $5,869,000 | thousands by filing date | |
| MONROE CAPITAL CORP | 610335101 | COM | 431,148 | $5,851,000 | thousands by filing date | |
| NISOURCE INC COM | 65473P105 | Stock | 234,780 | $5,850,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 990,491 | $5,844,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733C108 | SHS ISSUED FRST | 101,569 | $5,843,000 | thousands by filing date | |
| LENNAR CORP CL A | 526057104 | Stock | 125,000 | $5,836,000 | thousands by filing date | put |
| MSA SAFETY INC COM | 553498106 | Stock | 54,707 | $5,823,000 | thousands by filing date | |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 110,000 | $5,819,000 | thousands by filing date | put |
| LIBERTY PROPERTY TRUST | 531172104 | SH BEN INT | 137,361 | $5,804,000 | thousands by filing date | |
| COLUMBIA ETF TR II BEYOND BRICS ETF | 19762B103 | CEF | 327,631 | $5,802,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 69,500 | $5,784,000 | thousands by filing date | call |
| FIRST TR DYNAMIC EUROPE EQUI | 33740D107 | COM SHS | 364,450 | $5,751,000 | thousands by filing date | |
| REGENXBIO INC | 75901B107 | COM | 76,050 | $5,742,000 | thousands by filing date | |
| NEW MEDIA INVT GROUP INC | 64704V106 | COM | 365,630 | $5,736,000 | thousands by filing date | |
| BJS RESTAURANTS INC | 09180C106 | COM | 79,398 | $5,733,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M102 | MID CP GR ALPH | 123,884 | $5,733,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X168 | MATERIALS ALPH | 138,510 | $5,732,000 | thousands by filing date | |
| BAUSCH HEALTH COS INC COM | 071734107 | Stock | 222,982 | $5,723,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524771 | FUNDAMENTAL US L | 144,207 | $5,722,000 | thousands by filing date | |
| ROBERT HALF INC. COM | 770323103 | Stock | 81,173 | $5,712,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V400 | STATE STREET GLO | 147,730 | $5,710,000 | thousands by filing date | |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 270,000 | $5,702,000 | thousands by filing date | call |
| INTERNATIONAL GAME TECHNOLOG | G4863A108 | SHS USD | 288,665 | $5,701,000 | thousands by filing date | |
| HUMANA INC COM | 444859102 | Stock | 16,800 | $5,687,000 | thousands by filing date | call |
| WPP PLC NEW ADR | 92937A102 | ADR | 77,237 | $5,659,000 | thousands by filing date | |
| RYDER SYS INC COM | 783549108 | Stock | 77,453 | $5,659,000 | thousands by filing date | |
| Etfmg Prime Mobile | 26924G409 | COM | 131,780 | $5,655,000 | thousands by filing date | |
| GUGGENHEIM TAXABLE MUNICP BO | 401664107 | COM | 265,400 | $5,632,000 | thousands by filing date | |
| ASHLAND INC | 044186104 | COM | 67,098 | $5,627,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD | 41013W108 | SH BEN INT | 255,666 | $5,620,000 | thousands by filing date | |
| HELEN OF TROY CORP LTD | G4388N106 | COM | 42,896 | $5,615,000 | thousands by filing date | |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 365,000 | $5,606,000 | thousands by filing date | put |
| INVESCO DORSEY WRIGHT INDUSTRIALS MOMENTUM ETF | 46137V845 | ETF | 87,140 | $5,605,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092832 | DIVID ETF RISI | 172,887 | $5,598,000 | thousands by filing date | |
| SIBANYE GOLD LTD | 825724206 | SPONSORED ADR | 2,243,119 | $5,586,000 | thousands by filing date | |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 80,879 | $5,585,000 | thousands by filing date | |
| BANKUNITED INC | 06652K103 | COM | 157,619 | $5,579,000 | thousands by filing date | |
| BERRY GLOBAL GROUP INC | 08579W103 | COM | 115,100 | $5,570,000 | thousands by filing date | call |
| RINGCENTRAL INC | 76680R206 | CL A | 59,776 | $5,563,000 | thousands by filing date | |
| Invsc SP 500 Equal Weight Matrl ETF | 46137V316 | ETF | 51,097 | $5,550,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 46,000 | $5,543,000 | thousands by filing date | call |
| COMMSCOPE HLDG CO INC | 20337X109 | COM | 180,000 | $5,537,000 | thousands by filing date | call |
| SPDR CITI INTL GOVT INFLATION- | 78464A490 | FTSE INT GVT ETF | 105,121 | $5,531,000 | thousands by filing date | |
| ROGERS COMMUNICATIONS INC CL B | 775109200 | Stock | 107,000 | $5,501,000 | thousands by filing date | call |
| IQVIA HLDGS INC COM | 46266C105 | Stock | 42,351 | $5,495,000 | thousands by filing date | |
| ENSTAR GROUP LIMITED | G3075P101 | SHS | 26,337 | $5,492,000 | thousands by filing date | |
| GUGGENHEIM STRATEGIC OPPORTU | 40167F101 | COM SBI | 260,433 | $5,469,000 | thousands by filing date | |
| OXFORD SQUARE CAP CORP | 69181V107 | COM | 767,288 | $5,463,000 | thousands by filing date | |
| CENTENNIAL RESOURCE DEV INC | 15136A102 | CL A | 250,000 | $5,463,000 | thousands by filing date | put |
| BANK HAWAII CORP | 062540109 | COM | 69,184 | $5,459,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229870 | COM SER A FRMLA | 153,310 | $5,455,000 | thousands by filing date | |
| PIMCO CORPORATE & INCM STRG | 72200U100 | COM | 297,923 | $5,449,000 | thousands by filing date | |
| ATHENAHEALTH INC | 04685W103 | COMMON STOCK | 40,728 | $5,441,000 | thousands by filing date | |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 474,845 | $5,427,000 | thousands by filing date | |
| FIDELITY COMWLTH TR | 315912808 | COM | 17,191 | $5,425,000 | thousands by filing date | |
| EATON VANCE CORP | 278265103 | COM NON VTG | 103,135 | $5,420,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F791 | JUNIOR GOLD MINE | 198,000 | $5,417,000 | thousands by filing date | put |
| NUVEEN TAX-ADVANTAGED DIVID | 67073G105 | COM | 305,418 | $5,415,000 | thousands by filing date | |
| COMERICAINC | 200340107 | COM | 60,000 | $5,412,000 | thousands by filing date | put |
| ENTERPRISE FINL SVCS CORP | 293712105 | COM | 102,000 | $5,411,000 | thousands by filing date | call |
| TEXAS CAP BANCSHARES INC | 88224Q107 | COM | 65,411 | $5,406,000 | thousands by filing date | |
| VISTEON CORP | 92839U206 | COM NEW | 58,160 | $5,404,000 | thousands by filing date | |
| iShares Mortgage Real Estate ETF | 46435G342 | SHS | 123,936 | $5,399,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 1,464,835 | $5,391,000 | thousands by filing date | |
| WEATHERFORD INTL LTD | 947075AH0 | NOTE 5.875% 7/0 | 5,721,000 | $5,387,000 | thousands by filing date | principal |
| TYLER TECHNOLOGIES INC COM | 902252105 | Stock | 21,956 | $5,380,000 | thousands by filing date | |
| EVEREST GROUP LTD COM | G3223R108 | Stock | 23,529 | $5,375,000 | thousands by filing date | |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 291,357 | $5,370,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G706 | SOLAR ETF | 258,447 | $5,360,000 | thousands by filing date | |
| HORIZON PHARMA PLC | G4617B105 | SHS | 273,409 | $5,353,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L852 | COM | 118,368 | $5,351,000 | thousands by filing date | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 449,698 | $5,342,000 | thousands by filing date | |
| GENTHERM INC | 37253A103 | COM | 117,450 | $5,338,000 | thousands by filing date | |
| VERSUM MATLS INC | 92532W103 | COM | 148,059 | $5,332,000 | thousands by filing date | |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 95,075 | $5,330,000 | thousands by filing date | |
| IONIS PHARMACEUTICALS INC COM | 462222100 | Stock | 103,264 | $5,327,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q726 | BARRONS 400 ETF | 118,083 | $5,312,000 | thousands by filing date | |
| NUVEEN CORPORATE INCM NOVEME | 67077N106 | COM | 557,350 | $5,312,000 | thousands by filing date | |
| ARAMARK COM | 03852U106 | Stock | 123,394 | $5,308,000 | thousands by filing date | |
| ETFS Gold Trust | 26922Y105 | ETF | 46,055 | $5,299,000 | thousands by filing date | |
| STATE STREET SPDR NYSE TECHNOLOGY ETF | 78464A102 | ETF | 56,096 | $5,298,000 | thousands by filing date | |
| KULICKE & SOFFA INDS INC | 501242101 | COM | 221,552 | $5,282,000 | thousands by filing date | |
| SHUTTERFLY INC | 82568P304 | COM | 80,158 | $5,282,000 | thousands by filing date | |
| CANOPY GROWTH CORP | 138035100 | COM | 108,486 | $5,277,000 | thousands by filing date | |
| RLJ LODGING TR COM | 74965L101 | REIT | 239,491 | $5,276,000 | thousands by filing date | |
| CHARLES RIV LABS INTL INC | 159864107 | COM | 39,199 | $5,274,000 | thousands by filing date | |
| MICHAEL KORS HLDGS LTD | G60754101 | SHS | 76,900 | $5,272,000 | thousands by filing date | put |
| HORIZON PHARMA INVT LTD | 44052TAB7 | NOTE 2.500% 3/1 | 5,216,000 | $5,247,000 | thousands by filing date | principal |
| INVACARE CORP | 461203101 | COMMON STOCK | 359,898 | $5,237,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J859 | MULTI INTL ETF | 178,297 | $5,236,000 | thousands by filing date | |
| SYNOVUS FINL CORP | 87161C501 | COM NEW | 114,312 | $5,234,000 | thousands by filing date | |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 26,492 | $5,234,000 | thousands by filing date | |
| NCI BUILDING SYSTEMS INC | 628852204 | COM | 344,921 | $5,225,000 | thousands by filing date | |
| IMPINJ INC | 453204109 | COM | 210,362 | $5,221,000 | thousands by filing date | |
| MDU RES GROUP INC | 552690109 | COM | 203,226 | $5,220,000 | thousands by filing date | |
| CALLAWAY GOLF CO | 131193104 | COM | 214,527 | $5,211,000 | thousands by filing date | |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 135,500 | $5,209,000 | thousands by filing date | put |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 84,498 | $5,197,000 | thousands by filing date | |
| EVERFORTH INC COM | 00191U102 | Stock | 65,801 | $5,194,000 | thousands by filing date | |
| MARTIN MARIETTA MATLS INC COM | 573284106 | Stock | 28,500 | $5,186,000 | thousands by filing date | call |
| NEUROCRINE BIOSCIENCES INC | 64125C109 | COM | 42,166 | $5,184,000 | thousands by filing date | |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 195,560 | $5,180,000 | thousands by filing date | |
| SUPERVALU INC | 868536301 | COM NEW | 159,925 | $5,153,000 | thousands by filing date | |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 163,419 | $5,152,000 | thousands by filing date | |
| GUARANTY BANCORP | 40075T607 | COM | 173,446 | $5,151,000 | thousands by filing date | |
| JACK IN THE BOX INC | 466367109 | COM | 61,331 | $5,142,000 | thousands by filing date | |
| VANGUARD RUSSELL 2000 GROWTH ETF | 92206C623 | ETF | 32,911 | $5,134,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 305,318 | $5,129,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 50,000 | $5,126,000 | thousands by filing date | put |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 50,000 | $5,126,000 | thousands by filing date | call |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 75,000 | $5,120,000 | thousands by filing date | put |
| INVESCO EXCHANGE TRADED FD T | 46137V688 | NEXT GEN CON ETF | 88,263 | $5,120,000 | thousands by filing date | |
| GLAUKOS CORP COM | 377322102 | Stock | 78,868 | $5,118,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137Y500 | ZACKS MULT AST | 230,738 | $5,118,000 | thousands by filing date | |
| CHESAPEAKE LODGING TR | 165240102 | SH BEN INT | 159,583 | $5,118,000 | thousands by filing date | |
| SOLAR SENIOR CAPITAL LTD | 83416M105 | COM | 304,675 | $5,091,000 | thousands by filing date | |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 348,530 | $5,089,000 | thousands by filing date | |
| MANCHESTER UTD PLC NEW | G5784H106 | CMN | 225,725 | $5,079,000 | thousands by filing date | |
| ENI SPA SPONSORED ADR | 26874R108 | ADR | 134,833 | $5,078,000 | thousands by filing date | |
| FAIR ISAAC CORP COM | 303250104 | Stock | 21,998 | $5,027,000 | thousands by filing date | |
| NEW RELIC INC | 64829B100 | COMMON STOCK | 53,330 | $5,025,000 | thousands by filing date | |
| BANCROFT FUND LIMITED | 059695106 | COM | 219,125 | $5,018,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 127,233 | $5,017,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 200,000 | $5,002,000 | thousands by filing date | put |
| ETSY INC | 29786A106 | COM | 97,336 | $5,001,000 | thousands by filing date | |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 129,600 | $4,982,000 | thousands by filing date | call |
| ABRDN HEALTHCARE OPPORTUNITI | 879105104 | SHS | 265,777 | $4,981,000 | thousands by filing date | |
| ALLSPRING MULTI SECTOR INCOM | 94987D101 | COM | 409,477 | $4,979,000 | thousands by filing date | |
| THL CREDIT INC | 872438106 | COM | 616,161 | $4,972,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 138,750 | $4,962,000 | thousands by filing date | |
| TRITON INTL LTD | G9078F107 | CL A | 148,901 | $4,954,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 66,400 | $4,950,000 | thousands by filing date | put |
| ISHARES INC | 464286202 | MSCI AUSTRIA ETF | 215,994 | $4,942,000 | thousands by filing date | |
| LIBERTY | 531229888 | COMMON STOCK | 181,265 | $4,940,000 | thousands by filing date | |
| MAGNOLIA OIL & GAS CORP | 559663109 | CL A | 328,632 | $4,933,000 | thousands by filing date | |
| CONTINENTAL BUILDING PRODUCTS | 211171103 | COMMON STOCK | 131,224 | $4,928,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W794 | TRUE DEV INTL FD | 101,945 | $4,917,000 | thousands by filing date | |
| OLLIES BARGAIN OUTLET HLDGS | 681116109 | COM | 51,125 | $4,913,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 835,000 | $4,910,000 | thousands by filing date | call |
| UNITED RENTALS INC COM | 911363109 | Stock | 30,000 | $4,908,000 | thousands by filing date | put |
| TETRA TECH INC NEW | 88162G103 | COM | 71,845 | $4,907,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 170,000 | $4,905,000 | thousands by filing date | call |
| LIONS GATE ENTMNT CORP | 535919500 | CL B NON VTG | 210,514 | $4,905,000 | thousands by filing date | |
| IDEX CORP COM | 45167R104 | Stock | 32,540 | $4,903,000 | thousands by filing date | |
| MITEK SYS INC | 606710200 | COM NEW | 695,555 | $4,903,000 | thousands by filing date | |
| AECOM COM | 00766T100 | Stock | 150,000 | $4,899,000 | thousands by filing date | put |
| WINNEBAGO INDS INC | 974637100 | COM | 147,791 | $4,899,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 471,404 | $4,888,000 | thousands by filing date | |
| FLEXSHARES IBOXX 5 YR TARGET D | 33939L605 | IBOXX 5YR TRGT | 201,660 | $4,887,000 | thousands by filing date | |
| ANGI INC CLASS A | 00183L102 | CL A | 208,017 | $4,885,000 | thousands by filing date | |
| CBIZ INC | 124805102 | COM | 205,848 | $4,878,000 | thousands by filing date | |
| ARES MGMT LP COM SHS REG INT | 04014Y101 | Stock | 210,184 | $4,877,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 150,000 | $4,872,000 | thousands by filing date | put |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 112,353 | $4,872,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A151 | SST SPDR BLOOMBE | 144,767 | $4,862,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 129,876 | $4,857,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W786 | INTERNTNL AI ENH | 115,489 | $4,855,000 | thousands by filing date | |
| SELECTIVE INS GROUP INC | 816300107 | COM | 76,388 | $4,851,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 250,000 | $4,840,000 | thousands by filing date | put |
| BLOOMIN BRANDS INC | 094235108 | COM | 244,060 | $4,830,000 | thousands by filing date | |
| TEXAS ROADHOUSE INC COM | 882681109 | Stock | 69,669 | $4,827,000 | thousands by filing date | |
| TREX CO INC | 89531P105 | COM | 62,638 | $4,822,000 | thousands by filing date | |
| RESTAURANT BRANDS INTL INC COM | 76131D103 | Stock | 81,337 | $4,821,000 | thousands by filing date | |
| GASLOG LTD | G37585109 | SHS | 243,888 | $4,816,000 | thousands by filing date | |
| PLANET FITNESS MASTER ISSUER L CL A | 72703H101 | Stock | 88,781 | $4,797,000 | thousands by filing date | |
| AMN HEALTHCARE SVCS INC | 001744101 | COM | 87,681 | $4,796,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 50,000 | $4,794,000 | thousands by filing date | put |
| RBC BEARINGS INC COM | 75524B104 | Stock | 31,851 | $4,789,000 | thousands by filing date | |
| AFFILIATED MANAGERS GROUP COM | 008252108 | Stock | 35,024 | $4,789,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C847 | COM | 66,244 | $4,781,000 | thousands by filing date | |
| WASHINGTON PRIME GROUP NEW | 93964W108 | COM | 654,343 | $4,777,000 | thousands by filing date | |
| KBR INC COM | 48242W106 | Stock | 226,003 | $4,775,000 | thousands by filing date | |
| NOBLE MIDSTREAM PARTNERS LP | 65506L105 | COM UNIT REPST | 134,703 | $4,770,000 | thousands by filing date | |
| BAOZUN INC ADR | 06684L103 | SPONSORED ADR | 97,900 | $4,756,000 | thousands by filing date | |
| MCDERMOTT INTL INC COM | 580037703 | Stock | 257,974 | $4,755,000 | thousands by filing date | |
| INSPERITY INC | 45778Q107 | COM | 40,303 | $4,754,000 | thousands by filing date | |
| PETMED EXPRESS INC | 716382106 | COM | 143,848 | $4,748,000 | thousands by filing date | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 109,879 | $4,740,000 | thousands by filing date | |
| HILLENBRAND INC | 431571108 | COM | 90,633 | $4,740,000 | thousands by filing date | |
| ELLIE MAE INC | 28849P100 | COM | 50,000 | $4,739,000 | thousands by filing date | put |
| VANECK ETF TRUST | 92189F387 | SHRT HGH YLD MUN | 194,668 | $4,732,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254N103 | COM | 369,259 | $4,730,000 | thousands by filing date | |
| INVESCO S&P MIDCAP 400 GARP ETF | 46137V225 | ETF | 69,369 | $4,730,000 | thousands by filing date | |
| ISHARES TR | 46435G425 | COM | 73,905 | $4,728,000 | thousands by filing date | |
| DAVIS FUNDAMENTAL ETF TR | 23908L108 | SELECT FINL | 191,301 | $4,727,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287108 | COM | 61,288 | $4,723,000 | thousands by filing date | |
| CROWN HLDGS INC COM | 228368106 | Stock | 98,371 | $4,722,000 | thousands by filing date | |
| SALIENT MIDSTREAM & MLP FD | 79471V105 | SH BEN INT | 463,347 | $4,722,000 | thousands by filing date | |
| WINGSTOP INC COM | 974155103 | Stock | 69,108 | $4,718,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 109,900 | $4,717,000 | thousands by filing date | call |
| HDFC BANK LTD SPONSORED ADS | 40415F101 | ADR | 50,000 | $4,705,000 | thousands by filing date | put |
| DELEK US HLDGS INC NEW COM | 24665A103 | Stock | 110,853 | $4,704,000 | thousands by filing date | |
| CARLISLE COS INC COM | 142339100 | Stock | 38,590 | $4,701,000 | thousands by filing date | |
| SPDR SER TR | 78468R101 | PORTFOLIO SH TSR | 159,304 | $4,691,000 | thousands by filing date | |
| HUBBELL INC COM | 443510607 | Stock | 35,108 | $4,690,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X867 | CMN | 142,926 | $4,690,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W844 | GLB US QTLY DIV | 81,760 | $4,677,000 | thousands by filing date | |
| SINCLAIR BROADCAST GROUP INC | 829226109 | CL A | 164,709 | $4,669,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 521,255 | $4,665,000 | thousands by filing date | |
| ROLLINS INC COM | 775711104 | Stock | 76,666 | $4,654,000 | thousands by filing date | |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 932,444 | $4,644,000 | thousands by filing date | |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 162,905 | $4,637,000 | thousands by filing date | |
| ORIX CORP SPONSORED ADR | 686330101 | ADR | 57,182 | $4,634,000 | thousands by filing date | |
| CAVCO INDS INC DEL | 149568107 | COM | 18,312 | $4,633,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J205 | BULSHS 2018 HY | 184,314 | $4,632,000 | thousands by filing date | |
| SPX CORP | 784635104 | COMMON STOCK | 138,952 | $4,629,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 100,307 | $4,627,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 406,568 | $4,627,000 | thousands by filing date | |
| OXFORD INDS INC | 691497309 | COM | 51,121 | $4,611,000 | thousands by filing date | |
| COLUMBIA BKG SYS INC | 197236102 | COM | 118,604 | $4,598,000 | thousands by filing date | |
| BANCO BRADESCO S A | 059460303 | SP ADR PFD NEW | 649,192 | $4,596,000 | thousands by filing date | |
| DDR CORP | 23317H854 | COM | 342,431 | $4,585,000 | thousands by filing date | |
| HARTFORD MULTIFACTOR EMERGING MARKETS ETF | 518416201 | ETF | 198,203 | $4,575,000 | thousands by filing date | |
| MAINSTAY DEFINED TERM MUNI OPP | 56064K100 | COM | 232,521 | $4,567,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 149,724 | $4,564,000 | thousands by filing date | |
| GARMIN LTD SHS | H2906T109 | Stock | 65,000 | $4,553,000 | thousands by filing date | put |
| AXONENTERPRISEINC | 05464C101 | STOK | 66,475 | $4,549,000 | thousands by filing date | |
| BANK OF AMER CORP | 060505682 | 7.25%CNV PFD L | 3,511 | $4,544,000 | thousands by filing date | |
| BOSTON BEER INC CL A | 100557107 | Stock | 15,791 | $4,540,000 | thousands by filing date | |
| KAMAN CORP-CLASS A | 483548103 | COM | 67,936 | $4,537,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 11,220 | $4,533,000 | thousands by filing date | call |
| ACCENDRA HEALTH INC | 690732102 | COM | 274,402 | $4,533,000 | thousands by filing date | |
| VANGUARD WHITEHALL FDS | 921946885 | COM | 59,723 | $4,529,000 | thousands by filing date | |
| MOLINA HEALTHCARE INC | 60855R100 | COM | 30,455 | $4,529,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 55,500 | $4,525,000 | thousands by filing date | call |
| WEST PHARMACEUTICAL SVSC INC COM | 955306105 | Stock | 36,652 | $4,525,000 | thousands by filing date | |
| ARCH CAP GROUP LTD ORD | G0450A105 | Stock | 151,779 | $4,525,000 | thousands by filing date | |
| Accelerate Diagnostics | 00430H102 | COM | 195,755 | $4,492,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 278,202 | $4,482,000 | thousands by filing date | |
| PENSKE AUTOMOTIVE GRP INC COM | 70959W103 | Stock | 94,541 | $4,481,000 | thousands by filing date | |
| L BRANDS INC | 501797104 | COM | 147,800 | $4,478,000 | thousands by filing date | call |
| AMER STATES WTR CO COM | 029899101 | Stock | 73,167 | $4,474,000 | thousands by filing date | |
| PRUDENTIAL PLC ADR | 74435K204 | ADR | 97,491 | $4,474,000 | thousands by filing date | |
| EVERTEC INC | 30040P103 | COM | 185,492 | $4,470,000 | thousands by filing date | |
| MIDSTREAM PARTNERS | 02752P100 | COMMON STOCK | 703,619 | $4,468,000 | thousands by filing date | |
| NUVEEN CALIFORNIA MUNI VLU F | 67062C107 | COM STK | 476,880 | $4,464,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733F101 | COM SHS | 57,966 | $4,458,000 | thousands by filing date | |
| BLACKROCK MUN 2020 TERM TR | 09249X109 | COM SHS | 300,823 | $4,458,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 190,000 | $4,444,000 | thousands by filing date | call |
| CYRUSONE INC | 23283R100 | COM | 70,086 | $4,443,000 | thousands by filing date | |
| MACERICH CO | 554382101 | COM | 80,141 | $4,430,000 | thousands by filing date | |
| LA Z BOY INC | 505336107 | COM | 140,146 | $4,429,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109108 | COM | 235,053 | $4,419,000 | thousands by filing date | |
| Invesco KBW Premium Yield | 46138E594 | KBW PREM YIELD | 130,393 | $4,415,000 | thousands by filing date | |
| HEXCEL CORP NEW | 428291108 | COM | 65,809 | $4,413,000 | thousands by filing date | |
| PARK HOTELS & RESORTS INC COM | 700517105 | REIT | 134,281 | $4,408,000 | thousands by filing date | |
| OSISKO GOLD ROYALTIES LTD | 68827L101 | COM | 580,515 | $4,406,000 | thousands by filing date | |
| PHYSICIANS REALTY TRUST | 71943U104 | COM | 261,033 | $4,401,000 | thousands by filing date | |
| MGM GROWTH PPTYS LLC | 55303A105 | CL A COM | 149,233 | $4,401,000 | thousands by filing date | |
| DBX ETF TR | 233051101 | XTRACK MSCI EMRG | 190,657 | $4,400,000 | thousands by filing date | |
| OLD REP INTL CORP COM | 680223104 | Stock | 196,546 | $4,398,000 | thousands by filing date | |
| FARO TECHNOLOGIES INC | 311642102 | COM | 68,327 | $4,397,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A573 | ST STR SP HCSVC | 57,145 | $4,385,000 | thousands by filing date | |
| TRIPLEPOINT VENTR GRW BDC CORP | 89677Y100 | COM | 322,225 | $4,379,000 | thousands by filing date | |
| CSG SYSTEMS | 126349109 | COM | 109,064 | $4,378,000 | thousands by filing date | |
| PROSHARES TR | 74347B235 | PSHS SHORT DOW30 | 79,863 | $4,378,000 | thousands by filing date | |
| PINNACLE WEST CAP CORP | 723484101 | COM | 55,272 | $4,376,000 | thousands by filing date | |
| WIX COM LTD SHS | M98068105 | Stock | 36,513 | $4,371,000 | thousands by filing date | |
| CATHAY GEN BANCORP | 149150104 | COM | 105,405 | $4,368,000 | thousands by filing date | |
| AXCELIS TECHNOLOGIES INC | 054540208 | COM NEW | 222,104 | $4,364,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A649 | ST STR AGGRE ETF | 157,334 | $4,360,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME TR II | 09249N101 | COM | 334,334 | $4,343,000 | thousands by filing date | |
| SHOE STA GROUP INC | 824889109 | COM | 112,682 | $4,338,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V878 | DORSEY WRGT ENRG | 98,183 | $4,336,000 | thousands by filing date | |
| SILICON LABORATORIES INC COM | 826919102 | Stock | 47,190 | $4,332,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 183,533 | $4,319,000 | thousands by filing date | |
| ACXIOM CORP | 005125109 | COMMON STOCK | 87,396 | $4,318,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524755 | FUNDAMENTAL INTL | 144,147 | $4,317,000 | thousands by filing date | |
| MFS HIGH INCOME MUN TR | 59318D104 | SH BEN INT | 871,346 | $4,304,000 | thousands by filing date | |
| ANDEAVOR | 03349M105 | COM | 28,000 | $4,298,000 | thousands by filing date | call |
| POPULAR INC | 733174700 | COM NEW | 83,780 | $4,293,000 | thousands by filing date | |
| KKR & CO INC | 48251W104 | COM | 157,400 | $4,292,000 | thousands by filing date | put |
| PIMCO ETF TR | 72201R718 | ENHNCD LW DUR AC | 43,052 | $4,291,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W705 | INT RT HDG C B | 44,119 | $4,287,000 | thousands by filing date | |
| PROSHARES TR | 74348A541 | HGH YLD INT RATE | 62,557 | $4,285,000 | thousands by filing date | |
| EATON VANCE MUN INCOME TERM | 27829U105 | SHS | 219,187 | $4,276,000 | thousands by filing date | |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 514,524 | $4,271,000 | thousands by filing date | |
| BIOTELEMETRY INC | 090672106 | COM | 66,240 | $4,269,000 | thousands by filing date | |
| ISHARES 10 Y INVE GRADE COR B | 464289511 | 10+ YR INVST GRD | 73,161 | $4,263,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 19,000 | $4,261,000 | thousands by filing date | call |
| ISHARES TR | 46429B564 | IBONDS SEP19 ETF | 167,890 | $4,256,000 | thousands by filing date | |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 204,051 | $4,252,000 | thousands by filing date | |
| ATHENE HOLDING LTD | G0684D107 | CL A | 81,880 | $4,230,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-18-011573 | this filing | 2018-11-14 | acceptance time not in the bulk data set |