13F-HR filed by UBS Group AG
UBS Group AG filed this 13F-HR for the quarter ended 2018-09-30, filed 2018-11-14, with 8,040 holding rows worth $252,295,740,000.
- Accession
- 0000950123-18-011573
- Filer
- CIK 1610520
- Filed
- 2018-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2018
A combination report, 13,792 entries on the cover page, a total value of $252,295,740,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $252,295,774,000 with VALUE read as thousands by filing date, 13F file number 028-16612. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerUBS ASSET MANAGEMENT (AMERICAS) INC 028-02682
- reports for this filerUBS OCONNOR LLC 028-06327
- included managerUBS Financial Services Inc. 028-11496
- included managerUBS Swiss Financial Advisors AG 028-11603
- included managerUBS AG New York Branch 028-07344
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| FIRSTENERGY CORP | 337932107 | COM | 371,420 | $13,806,000 | thousands by filing date | |
| HESS MIDSTREAM PARTNERS LP | 428104103 | UNIT LTD PR INT | 604,681 | $13,793,000 | thousands by filing date | |
| FS KKR CAPITAL CORP | 302635107 | COM | 1,955,816 | $13,789,000 | thousands by filing date | |
| HUNTSMAN CORP | 447011107 | COM | 506,084 | $13,781,000 | thousands by filing date | |
| WASTE CONNECTIONS INC COM | 94106B101 | Stock | 172,383 | $13,751,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V621 | FINL PFD ETF | 755,739 | $13,747,000 | thousands by filing date | |
| WABTEC COM | 929740108 | Stock | 130,854 | $13,724,000 | thousands by filing date | |
| XCELENERGY INC | 98389B100 | COM | 290,352 | $13,708,000 | thousands by filing date | |
| APTIV PLC | G6095L109 | SHS | 163,200 | $13,692,000 | thousands by filing date | put |
| ENERPLUS CORP | 292766102 | COM | 1,108,344 | $13,677,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R775 | ACTIVE BD ETF | 133,487 | $13,663,000 | thousands by filing date | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 267,700 | $13,658,000 | thousands by filing date | call |
| INVESCO EXCHANGE TRADED FD T | 46137V647 | SEMICONDUCTORS | 256,657 | $13,652,000 | thousands by filing date | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 1,188,787 | $13,647,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 179,018 | $13,636,000 | thousands by filing date | |
| AMTRUST FINL SVCS INC | 032359309 | COM | 938,600 | $13,629,000 | thousands by filing date | |
| AUTOZONE INC COM | 053332102 | Stock | 17,500 | $13,575,000 | thousands by filing date | put |
| CALAVO GROWERS INC | 128246105 | COM | 140,323 | $13,555,000 | thousands by filing date | |
| KRANESHARES TRUST CSI CHI INTERNET | 500767306 | CSI CHI INTERNET | 277,618 | $13,553,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 1,163,186 | $13,551,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E719 | BLOO EN ANGE ETF | 731,028 | $13,545,000 | thousands by filing date | |
| CVR ENERGY, INC. | 12662P108 | COM | 335,940 | $13,511,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST INC COM CL A | 09257W100 | REIT | 402,821 | $13,499,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 305,000 | $13,469,000 | thousands by filing date | put |
| M & T BK CORP COM | 55261F104 | Stock | 81,828 | $13,464,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 201,000 | $13,457,000 | thousands by filing date | call |
| BRIXMOR PPTY GROUP INC | 11120U105 | COM | 768,393 | $13,455,000 | thousands by filing date | |
| EQUIFAX INC COM | 294429105 | Stock | 102,946 | $13,442,000 | thousands by filing date | |
| COCA-COLA EUROPACIFIC PARTNERS SHS | G25839104 | Stock | 295,479 | $13,436,000 | thousands by filing date | |
| BERRY GLOBAL GROUP INC | 08579W103 | COM | 277,662 | $13,436,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 200,500 | $13,423,000 | thousands by filing date | put |
| COGNEX CORP | 192422103 | COM | 239,556 | $13,372,000 | thousands by filing date | |
| iShares Morningstar Mid-Cap Value ETF | 464288406 | SHS | 82,559 | $13,369,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 720,323 | $13,297,000 | thousands by filing date | |
| COMMERCE BANCSHARES INC | 200525103 | COM | 201,159 | $13,281,000 | thousands by filing date | |
| RESMED INC COM | 761152107 | Stock | 115,000 | $13,264,000 | thousands by filing date | call |
| ISHARES TR | 464288653 | 10-20 YR TRS ETF | 102,909 | $13,231,000 | thousands by filing date | |
| GREEN BANCORP INC | 39260X100 | COM | 597,862 | $13,213,000 | thousands by filing date | |
| EXPEDITORS INTL WASH INC COM | 302130109 | Stock | 179,456 | $13,195,000 | thousands by filing date | |
| ORCHID IS CAP INC | 68571X103 | COM | 1,819,046 | $13,188,000 | thousands by filing date | |
| TIVITY HEALTH INC | 88870R102 | COM | 410,000 | $13,182,000 | thousands by filing date | call |
| EVERGY INC COM | 30034W106 | Stock | 239,868 | $13,174,000 | thousands by filing date | |
| FLEETCOR TECHNOLOGIES INC | 339041105 | COM | 57,778 | $13,164,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 86,800 | $13,125,000 | thousands by filing date | call |
| UMPQUA HOLDINGS | 904214103 | COM | 629,220 | $13,088,000 | thousands by filing date | |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 116,199 | $13,070,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 82,100 | $13,056,000 | thousands by filing date | call |
| GOLDCORP INC NEW | 380956409 | COM | 1,277,209 | $13,027,000 | thousands by filing date | |
| SKECHERS U S A INC | 830566105 | CL A | 463,811 | $12,954,000 | thousands by filing date | |
| FLOWSERVE CORP | 34354P105 | COM | 236,736 | $12,947,000 | thousands by filing date | call |
| NII HLDGS INC COM PAR $0.001 | 62913F508 | CS | 2,209,383 | $12,947,000 | thousands by filing date | |
| GARMIN LTD SHS | H2906T109 | Stock | 184,512 | $12,925,000 | thousands by filing date | |
| PERRIGO CO PLC SHS | G97822103 | Stock | 182,467 | $12,919,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 2,307,320 | $12,875,000 | thousands by filing date | |
| ISHARES TR | 46434VBD1 | IBONDS DEC25 ETF | 537,883 | $12,860,000 | thousands by filing date | |
| SPDR SER TR | 78464A821 | S&P 400 MDCP GRW | 229,282 | $12,828,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 48,200 | $12,823,000 | thousands by filing date | call |
| GAP INC COM | 364760108 | Stock | 444,385 | $12,821,000 | thousands by filing date | |
| DIAMONDBACK ENERGY INC COM | 25278X109 | Stock | 94,800 | $12,816,000 | thousands by filing date | call |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 536,097 | $12,813,000 | thousands by filing date | |
| AQUA AMERICA INC | 03836W103 | COM | 347,098 | $12,808,000 | thousands by filing date | |
| FIVE BELOW INC COM | 33829M101 | Stock | 98,323 | $12,788,000 | thousands by filing date | |
| NUVEEN TAXABLE MUNICPAL INM FD COM | 67074C103 | CEF | 637,799 | $12,756,000 | thousands by filing date | |
| GROUPON INC | 399473107 | COMMON STOCK | 3,380,086 | $12,743,000 | thousands by filing date | |
| CHEESECAKE FACTORY INC | 163072101 | COM | 237,971 | $12,741,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 295,492 | $12,731,000 | thousands by filing date | |
| COMPANIA DE MINAS BUENAVENTU | 204448104 | SPONSORED ADR | 948,332 | $12,717,000 | thousands by filing date | |
| CHEESECAKE FACTORY INC | 163072101 | COM | 237,500 | $12,716,000 | thousands by filing date | call |
| SPDR Portfolio Emerging Markets ETF | 78463X509 | SHS | 364,068 | $12,681,000 | thousands by filing date | |
| CADENCE DESIGN SYSTEM INC COM | 127387108 | Stock | 279,686 | $12,675,000 | thousands by filing date | |
| AGCO CORP | 001084102 | COM | 207,718 | $12,627,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06742C723 | IPATH SELCT MLP | 605,603 | $12,620,000 | thousands by filing date | |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 178,206 | $12,603,000 | thousands by filing date | |
| IMPERIAL OIL LTD COM NEW | 453038408 | Stock | 389,321 | $12,602,000 | thousands by filing date | |
| METHANEX CORP COM | 59151K108 | Stock | 159,311 | $12,601,000 | thousands by filing date | |
| VARIAN MED SYS INC | 92220P105 | COM | 112,518 | $12,594,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 740,577 | $12,590,000 | thousands by filing date | |
| NVR INC COM | 62944T105 | Stock | 5,082 | $12,557,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A284 | NUVEEN ICE HIGH | 222,417 | $12,515,000 | thousands by filing date | |
| EDGEWELL PERSONAL CARE CO | 28035Q102 | COM | 270,177 | $12,491,000 | thousands by filing date | |
| TD AMERITRADE HLDG CORP | 87236Y108 | COM | 236,448 | $12,491,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 200,000 | $12,490,000 | thousands by filing date | call |
| PBF LOGISTICS LP | 69318Q104 | UNIT LTD PTNR | 579,525 | $12,489,000 | thousands by filing date | |
| FLIR SYS INC | 302445101 | COM | 202,966 | $12,477,000 | thousands by filing date | |
| IHS MARKIT LTD | G47567105 | SHS | 231,173 | $12,474,000 | thousands by filing date | |
| TELUS CORPORATION COM | 87971M103 | Stock | 338,266 | $12,462,000 | thousands by filing date | |
| PERRIGO CO PLC SHS | G97822103 | Stock | 176,000 | $12,461,000 | thousands by filing date | put |
| STERIS PLC | G84720104 | SHS USD | 108,721 | $12,437,000 | thousands by filing date | |
| SMITH A O CORP COM | 831865209 | Stock | 232,859 | $12,428,000 | thousands by filing date | |
| WORKDAY INC | 98138HAD3 | NOTE 1.500% 7/1 | 6,902,000 | $12,428,000 | thousands by filing date | principal |
| SPDR S&P 600 Small Cap Value ETF | 78464A300 | SHS | 181,990 | $12,424,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 133,197 | $12,421,000 | thousands by filing date | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 151,120 | $12,395,000 | thousands by filing date | |
| KIRKLAND LAKE GOLD LTD | 49741E100 | COM | 652,098 | $12,384,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 1,957,099 | $12,370,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A581 | ST STR SP HCEQ | 140,824 | $12,366,000 | thousands by filing date | |
| HENRY JACK & ASSOC INC | 426281101 | COM | 77,235 | $12,364,000 | thousands by filing date | |
| INVESCO | 46138J882 | EXCHANGE TRADED | 598,271 | $12,357,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 50,600 | $12,350,000 | thousands by filing date | call |
| TRIMBLE INC COM | 896239100 | Stock | 283,799 | $12,334,000 | thousands by filing date | |
| GRACO INC COM | 384109104 | Stock | 265,617 | $12,309,000 | thousands by filing date | |
| MARTIN MARIETTA MATLS INC COM | 573284106 | Stock | 67,452 | $12,273,000 | thousands by filing date | |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 512,961 | $12,270,000 | thousands by filing date | |
| DBX ETF TR | 233051853 | XTRACK MSCI EURP | 429,357 | $12,267,000 | thousands by filing date | |
| WOLVERINE WORLD WIDE INC | 978097103 | COM | 314,011 | $12,262,000 | thousands by filing date | |
| SPDR SSgA Multi-Asset Real Return ETF | 78467V103 | SHS | 462,984 | $12,251,000 | thousands by filing date | |
| DOLBY LABORATORIES INC COM CL A | 25659T107 | Stock | 174,988 | $12,244,000 | thousands by filing date | |
| PLAINS GP HLDGS L P | 72651A207 | LTD PARTNR INT A | 498,696 | $12,233,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V142 | WATER RES ETF | 384,408 | $12,229,000 | thousands by filing date | |
| WEX INC | 96208T104 | COM | 60,800 | $12,206,000 | thousands by filing date | call |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 320,400 | $12,201,000 | thousands by filing date | put |
| BURLINGTON STORES INC COM | 122017106 | Stock | 74,879 | $12,199,000 | thousands by filing date | |
| WHEATON PRECIOUS METALS CORP COM | 962879102 | Stock | 695,647 | $12,174,000 | thousands by filing date | |
| FIDELITY MERRIMACK STR TR | 316188309 | TOTAL BD ETF | 250,175 | $12,161,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E842 | DORSEY WRGT SMLC | 211,387 | $12,159,000 | thousands by filing date | |
| ASE TECHNOLOGY HLDG CO LTD SPONSORED ADS | 00215W100 | ADR | 2,515,573 | $12,151,000 | thousands by filing date | |
| MERCADOLIBREINC | 58733R102 | STOK | 35,661 | $12,142,000 | thousands by filing date | put |
| CAMDEN PPTY TR SH BEN INT | 133131102 | REIT | 129,747 | $12,141,000 | thousands by filing date | |
| COREPOINT LODGING INC | 21872L104 | COM | 624,125 | $12,139,000 | thousands by filing date | |
| PROSHARES TR | 74347B318 | S&P 500 BD ETF | 151,198 | $12,137,000 | thousands by filing date | |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 180,000 | $12,134,000 | thousands by filing date | put |
| SPDR Portfolio S&P 600 Small Cap ETF | 78468R853 | SHS | 364,373 | $12,112,000 | thousands by filing date | |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 73,623 | $12,108,000 | thousands by filing date | |
| TERADYNE INC COM | 880770102 | Stock | 327,405 | $12,107,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X533 | ST MAR DIVID ETF | 393,607 | $12,099,000 | thousands by filing date | |
| ARCHROCK INC | 03957W106 | COM | 991,296 | $12,093,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 302,671 | $12,071,000 | thousands by filing date | |
| EAST WEST BANCORP INC COM | 27579R104 | Stock | 199,274 | $12,030,000 | thousands by filing date | |
| GODADDY INC CL A | 380237107 | Stock | 144,199 | $12,025,000 | thousands by filing date | |
| FLUOR CORP | 343412102 | COM | 206,907 | $12,021,000 | thousands by filing date | |
| Concho Resources Inc. | 20605P101 | COM | 78,700 | $12,021,000 | thousands by filing date | call |
| INVESTORS BANCORP, INC. | 46146L101 | COMMON STOCK | 979,717 | $12,021,000 | thousands by filing date | |
| ISHARES TR | 46434V886 | CMN | 350,822 | $12,016,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY-WR | 27828X100 | COM | 721,638 | $12,015,000 | thousands by filing date | |
| NORDSON CORP | 655663102 | COM | 86,252 | $11,980,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E867 | DORSEY WRGT EMRG | 669,938 | $11,908,000 | thousands by filing date | |
| NUVEEN TX ADV TOTAL RET STRG | 67090H102 | COM | 878,246 | $11,900,000 | thousands by filing date | |
| SPDR MSCI ACWI EX-US ETF | 78463X848 | COM | 318,284 | $11,891,000 | thousands by filing date | |
| Vanguard Utilities ETF | 92204A876 | SHS | 100,880 | $11,891,000 | thousands by filing date | |
| AMERIGAS PARTNERS MLP | 030975106 | COM | 300,967 | $11,891,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J304 | BULSHS 2019 CB | 563,320 | $11,875,000 | thousands by filing date | |
| ADT INC DEL COM | 00090Q103 | Stock | 1,261,363 | $11,844,000 | thousands by filing date | call |
| Philip Morris International Inc. | 718172109 | COM | 145,000 | $11,823,000 | thousands by filing date | put |
| OKTAINCCLASSA | 679295105 | STOK | 166,946 | $11,746,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B560 | FTSE INTL EQTY C | 556,156 | $11,724,000 | thousands by filing date | |
| ALCOA CORP COM | 013872106 | Stock | 289,983 | $11,716,000 | thousands by filing date | |
| ISHARES TR | 46434V571 | ISHARES TR | 463,413 | $11,700,000 | thousands by filing date | |
| FINISAR CORP | 31787A507 | COM NEW | 612,741 | $11,673,000 | thousands by filing date | |
| CDW CORP COM | 12514G108 | Stock | 131,241 | $11,670,000 | thousands by filing date | |
| HEALTHEQUITY INC COM | 42226A107 | Stock | 123,596 | $11,669,000 | thousands by filing date | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 880,493 | $11,649,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y715 | RBTCS ARTFL INTE | 508,812 | $11,642,000 | thousands by filing date | |
| PACWEST BANCORP DEL | 695263103 | COM | 243,907 | $11,622,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 135,500 | $11,585,000 | thousands by filing date | put |
| ACUITY INC COM | 00508Y102 | Stock | 73,512 | $11,556,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 55,700 | $11,538,000 | thousands by filing date | call |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 999,647 | $11,536,000 | thousands by filing date | |
| LIBERTY BROADBAND CORP | 530307305 | COM SER C | 136,818 | $11,534,000 | thousands by filing date | |
| UNIFIRST CORP MASS | 904708104 | COM | 66,394 | $11,529,000 | thousands by filing date | |
| PACKAGING CORP AMER COM | 695156109 | Stock | 105,084 | $11,526,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 277,000 | $11,448,000 | thousands by filing date | put |
| HEICO CORP NEW COM | 422806109 | Stock | 123,044 | $11,395,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V399 | S&P500 BUY WRT | 502,410 | $11,395,000 | thousands by filing date | |
| EXTENDED STAY AMER INC | 30224P200 | UNIT 99/99/9999B | 563,011 | $11,390,000 | thousands by filing date | |
| NUVEEN S&P 500 DYNAMIC OVERWRI COM | 6706EW100 | CEF | 673,080 | $11,382,000 | thousands by filing date | |
| ALEXANDRIA REAL ESTATE EQ INC COM | 015271109 | REIT | 90,479 | $11,382,000 | thousands by filing date | |
| BARCLAYS BANK PLC 8.125% P | 06739H362 | ADR PFD SR 5 | 436,839 | $11,371,000 | thousands by filing date | |
| ISHARES TR | 464288802 | ESG OPTIMIZED | 95,181 | $11,360,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 387,443 | $11,356,000 | thousands by filing date | |
| BROWN FORMAN CORP CL B | 115637209 | Stock | 223,711 | $11,308,000 | thousands by filing date | |
| ACCELERON PHARMA INC | 00434H108 | COM | 197,188 | $11,285,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 450,000 | $11,255,000 | thousands by filing date | call |
| INVESCO EXCH TRADED FD TR II | 46138E263 | S&P GBL WATER | 322,232 | $11,240,000 | thousands by filing date | |
| INVESCO HIGH YIELD EQUITY DIVIDEND ACHIEVERS ETF | 46137V563 | ETF | 625,939 | $11,229,000 | thousands by filing date | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 1,013,538 | $11,220,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F437 | COM | 385,686 | $11,216,000 | thousands by filing date | |
| GOLDMAN SACHS BDC INC | 38147U107 | SHS | 505,350 | $11,209,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 1,273,226 | $11,204,000 | thousands by filing date | |
| ITRON INC COM | 465741106 | Stock | 174,508 | $11,203,000 | thousands by filing date | |
| iShares iBonds Dec 2026 Term Corporate ETF | 46435GAA0 | SHS | 480,671 | $11,190,000 | thousands by filing date | |
| ISHARES TR | 464288182 | MSCI AC ASIA ETF | 158,358 | $11,182,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X846 | NASDAQ CYB ETF | 391,971 | $11,179,000 | thousands by filing date | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 85,827 | $11,169,000 | thousands by filing date | |
| MADISON SQUARE GRDN SPRT CORP CL A | 55825T103 | Stock | 35,405 | $11,164,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U120 | SHS CL C | 395,952 | $11,149,000 | thousands by filing date | |
| TRANSDIGM GROUP INC COM | 893641100 | Stock | 29,920 | $11,140,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 116,800 | $11,114,000 | thousands by filing date | put |
| ISHARES TR | 464288109 | MORNINGSTAR VALU | 103,388 | $11,101,000 | thousands by filing date | |
| PROSHARES TR | 74347B714 | FUND | 379,250 | $11,097,000 | thousands by filing date | |
| SPDR S&P 500 Fossil Fuel Reserves Free ETF | 78468R796 | SHS | 157,050 | $11,093,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2019 HIGH | 46138J403 | BULSHS 2019 HY | 457,083 | $11,093,000 | thousands by filing date | |
| OGE ENERGY CORP | 670837103 | COM | 304,940 | $11,076,000 | thousands by filing date | |
| TAPESTRY INC COM | 876030107 | Stock | 220,300 | $11,074,000 | thousands by filing date | put |
| AT&T Inc | 00206R102 | COM | 328,500 | $11,031,000 | thousands by filing date | call |
| VANGUARD ADMIRAL FDS INC | 921932869 | MIDCP 400 GRTH | 76,202 | $11,024,000 | thousands by filing date | |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 74,886 | $11,018,000 | thousands by filing date | |
| BRIGHTHOUSE FINL INC | 10922N103 | COM | 248,629 | $10,999,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X184 | UTILITIES ALPH | 397,391 | $10,956,000 | thousands by filing date | |
| HSBC HLDGS PLC | 404280604 | ADR A 1/40PF A | 425,958 | $10,934,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 136,700 | $10,932,000 | thousands by filing date | put |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 50,700 | $10,932,000 | thousands by filing date | call |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 115,000 | $10,917,000 | thousands by filing date | put |
| CTRIP COM INTL LTD | 22943FAF7 | NOTE 1.000% 7/0 | 11,152,000 | $10,913,000 | thousands by filing date | principal |
| IRON MTN INC DEL COM | 46284V101 | REIT | 315,830 | $10,902,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 75,000 | $10,898,000 | thousands by filing date | call |
| LAMB WESTON HLDGS INC | 513272104 | COM | 163,036 | $10,859,000 | thousands by filing date | |
| MKS INC. COM | 55306N104 | Stock | 135,386 | $10,851,000 | thousands by filing date | |
| CHILDRENS PL INC NEW | 168905107 | COM | 84,899 | $10,850,000 | thousands by filing date | |
| KLX INC | 482539103 | COM | 172,462 | $10,827,000 | thousands by filing date | |
| ISHARES TR | 464287275 | GBL COMM SVC ETF | 186,867 | $10,816,000 | thousands by filing date | |
| HORIZONS ETF TR I | 44053G603 | HRZNS S&P500 COV | 207,640 | $10,813,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 975,000 | $10,803,000 | thousands by filing date | call |
| SCOTTS MIRACLE-GRO CO | 810186106 | CL A | 137,021 | $10,788,000 | thousands by filing date | |
| OPPENHEIMER ETF TR | 68386C302 | S&P SMALLCAP 600 | 143,292 | $10,788,000 | thousands by filing date | |
| WELLS FARGO & CO | 949746804 | PERP PFD CNV A | 8,344 | $10,771,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 797,441 | $10,765,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 583,254 | $10,750,000 | thousands by filing date | |
| THE COOPER COMPANIES | 216648402 | COM NEW | 38,766 | $10,744,000 | thousands by filing date | |
| CORESITE RLTY CORP | 21870Q105 | COM | 96,407 | $10,715,000 | thousands by filing date | |
| ALLIANT ENERGY CORP COM | 018802108 | Stock | 251,600 | $10,711,000 | thousands by filing date | |
| FEDERAL SIGNAL CORP | 313855108 | COM | 399,923 | $10,710,000 | thousands by filing date | |
| WABCO HLDGS INC | 92927K102 | COM | 90,781 | $10,708,000 | thousands by filing date | |
| EDISON INTL COM | 281020107 | Stock | 158,107 | $10,700,000 | thousands by filing date | |
| VAIL RESORTS INC COM | 91879Q109 | Stock | 38,978 | $10,697,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A672 | ST INTER ETF | 183,789 | $10,691,000 | thousands by filing date | |
| VALERO ENERGY PARTNERS LP | 91914J102 | COM UNT REP LP | 282,146 | $10,688,000 | thousands by filing date | |
| UGI CORP NEW COM | 902681105 | Stock | 192,632 | $10,687,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRAD FD VI | 33739H101 | FST TR GLB FD | 538,563 | $10,685,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 225,400 | $10,673,000 | thousands by filing date | put |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 135,186 | $10,669,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X119 | CONSUMR STAPLE | 227,150 | $10,656,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V746 | LARGE CAP GROWTH | 220,342 | $10,629,000 | thousands by filing date | |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 299,478 | $10,625,000 | thousands by filing date | |
| AMETEK INC COM | 031100100 | Stock | 134,172 | $10,616,000 | thousands by filing date | |
| HALCON RES CORP | 40537Q605 | COM PAR NEW | 2,374,368 | $10,614,000 | thousands by filing date | |
| AEROVIRONMENT INC COM | 008073108 | Stock | 94,568 | $10,608,000 | thousands by filing date | |
| ISHARES TR | 464288794 | US BR DEL SE ETF | 170,399 | $10,604,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061300 | CAMBRIA FGN SHR | 420,761 | $10,594,000 | thousands by filing date | |
| LIGAND PHARMACEUTICALS INC | 53220K504 | COM NEW | 38,487 | $10,564,000 | thousands by filing date | |
| BP MIDSTREAM PARTNERS LP | 0556EL109 | UNIT LTD PTNR | 560,658 | $10,540,000 | thousands by filing date | |
| CIENA CORP COM NEW | 171779309 | Stock | 336,840 | $10,523,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 353,059 | $10,500,000 | thousands by filing date | |
| BEST BUY INC COM | 086516101 | Stock | 132,137 | $10,486,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 1,103,626 | $10,484,000 | thousands by filing date | |
| NVENT ELEC PLC SHS | G6700G107 | Stock | 385,985 | $10,483,000 | thousands by filing date | |
| PTC INC COM | 69370C100 | Stock | 98,549 | $10,465,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 74,800 | $10,458,000 | thousands by filing date | put |
| FMC CORP COM NEW | 302491303 | Stock | 119,838 | $10,448,000 | thousands by filing date | |
| MAGNA INTL INC COM | 559222401 | Stock | 198,559 | $10,430,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q718 | INTL SEC DV DOG | 387,704 | $10,414,000 | thousands by filing date | |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 1,660,775 | $10,363,000 | thousands by filing date | |
| BAUSCH HEALTH COS INC COM | 071734107 | Stock | 403,530 | $10,359,000 | thousands by filing date | call |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 742,400 | $10,356,000 | thousands by filing date | call |
| T-Mobile US,Inc. | 872590104 | COM | 147,500 | $10,352,000 | thousands by filing date | put |
| SPDR Portfolio Long Term Treasury ETF | 78464A664 | SHS | 306,190 | $10,350,000 | thousands by filing date | |
| Anglogold Ashanti Plc | 035128206 | Common | 1,204,886 | $10,338,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 90,000 | $10,334,000 | thousands by filing date | call |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 785,782 | $10,333,000 | thousands by filing date | |
| DONALDSON INC COM | 257651109 | Stock | 176,886 | $10,306,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 591,100 | $10,303,000 | thousands by filing date | put |
| WISDOMTREE TR | 97717W406 | US AI ENHANCED | 113,652 | $10,278,000 | thousands by filing date | |
| COHEN & STEERS REIT AND PREFER | 19247X100 | COM | 525,746 | $10,268,000 | thousands by filing date | |
| CDK GLOBAL INC | 12508E101 | COM | 163,377 | $10,221,000 | thousands by filing date | |
| CVR Partners, LP | 126633106 | LTD | 2,680,678 | $10,214,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E644 | INTL BUYBACK | 296,828 | $10,202,000 | thousands by filing date | |
| GILDAN ACTIVEWEAR INC COM | 375916103 | Stock | 335,150 | $10,199,000 | thousands by filing date | |
| BOX INC CL A | 10316T104 | Stock | 425,796 | $10,181,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2021 HIGH | 46138J809 | BULSHS 2021 HY | 410,933 | $10,179,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E149 | S&P SMLCP HELT | 72,378 | $10,160,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J700 | BULSHS 2021 CB | 489,696 | $10,156,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J182 | EMERG MKT ALPH | 405,102 | $10,152,000 | thousands by filing date | |
| ISHARES IBONDS DEC 2021 TERM MUNI BD ETF | 46435G789 | ETF | 400,335 | $10,128,000 | thousands by filing date | |
| LOEWS CORP COM | 540424108 | Stock | 201,278 | $10,110,000 | thousands by filing date | |
| UNITED STS NAT GAS FD LP | 912318300 | UNIT PAR | 406,200 | $10,086,000 | thousands by filing date | put |
| OLD DOMINION FREIGHT LINE INC COM | 679580100 | Stock | 62,389 | $10,061,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F791 | JUNIOR GOLD MINE | 367,700 | $10,060,000 | thousands by filing date | call |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 370,566 | $10,050,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 2,335,340 | $10,041,000 | thousands by filing date | |
| MAXIMUS INC | 577933104 | COM | 154,334 | $10,040,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 111,865 | $10,011,000 | thousands by filing date | call |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 61,946 | $10,005,000 | thousands by filing date | |
| ICF INTL INC | 44925C103 | COM | 132,448 | $9,993,000 | thousands by filing date | |
| Engility Holdings Inc | 29286C107 | COM | 277,622 | $9,992,000 | thousands by filing date | |
| NEWFIELD EXPL CO | 651290108 | COM | 346,408 | $9,988,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 78,901 | $9,970,000 | thousands by filing date | |
| ISHARES INC | 46434G780 | MSCI SINGPOR ETF | 410,738 | $9,969,000 | thousands by filing date | |
| Vanguard S&P Small-Cap 600 Value ETF | 921932778 | SHS | 69,227 | $9,958,000 | thousands by filing date | |
| TRANSMONTAIGNE PARTNERS L P | 89376V100 | COM UNIT L P | 258,591 | $9,956,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY FU | 09254F100 | COM | 734,751 | $9,934,000 | thousands by filing date | |
| TEEKAY LNG PARTNERS L P | Y8564M105 | PRTNRSP UNITS | 594,767 | $9,933,000 | thousands by filing date | |
| NEXSTAR MEDIA GROUP INC COMMON STOCK | 65336K103 | Stock | 121,830 | $9,917,000 | thousands by filing date | |
| Vanguard Short-Term Treasury ETF | 92206C102 | SHS | 165,970 | $9,915,000 | thousands by filing date | |
| DUN & BRADSTREET CORP DEL NE | 26483E100 | COM | 69,474 | $9,901,000 | thousands by filing date | |
| ISHARES TR | 46435G755 | IBONDS DEC2022 | 389,371 | $9,893,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E727 | RAFI EMRGNG MRKT | 466,307 | $9,858,000 | thousands by filing date | |
| ISHARES INC | 464286624 | MSCI THAILND ETF | 104,460 | $9,850,000 | thousands by filing date | |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 186,000 | $9,839,000 | thousands by filing date | call |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 555,000 | $9,829,000 | thousands by filing date | call |
| GRUBHUB INC | 400110102 | COM | 70,878 | $9,825,000 | thousands by filing date | |
| ISHARES MORNINGSTAR MID-CAP GROWTH ETF | 464288307 | ETF | 41,651 | $9,818,000 | thousands by filing date | |
| SPDR SERIES TRUST OILGAS EQUIP | 78464A748 | COM | 586,744 | $9,810,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 581,992 | $9,794,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 99,200 | $9,758,000 | thousands by filing date | put |
| VANECK ETF TRUST | 92189F700 | AGRIBUSINESS ETF | 148,419 | $9,751,000 | thousands by filing date | |
| GARTNERINC | 366651107 | STOK | 61,472 | $9,743,000 | thousands by filing date | |
| CARTERS INC | 146229109 | COM | 98,684 | $9,731,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 1,653,002 | $9,719,000 | thousands by filing date | |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 476,171 | $9,714,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 162,908 | $9,698,000 | thousands by filing date | |
| TELADOC HEALTH INC | 87918A105 | COM | 112,278 | $9,695,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 737,636 | $9,670,000 | thousands by filing date | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 321,432 | $9,668,000 | thousands by filing date | |
| DUFF & PHELPS UTLITY AND INF | 26433C105 | COM | 666,131 | $9,666,000 | thousands by filing date | |
| GRUBHUB INC | 400110102 | COM | 69,600 | $9,648,000 | thousands by filing date | put |
| QUANTA SVCS INC | 74762E102 | COM | 288,458 | $9,628,000 | thousands by filing date | |
| PS BUSINESS PKS INC CALIF | 69360J107 | COM | 75,643 | $9,613,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 40,800 | $9,583,000 | thousands by filing date | call |
| STEWART INFORMATION SVCS COR | 860372101 | COM | 212,758 | $9,576,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X202 | EURO STOXX 50 | 250,000 | $9,568,000 | thousands by filing date | call |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 920,903 | $9,568,000 | thousands by filing date | |
| PROSHARES TR | 74347B680 | S&P MDCP 400 DIV | 167,996 | $9,562,000 | thousands by filing date | |
| MAN TECH INTERNATIONAL CORP | 564563104 | CL A | 151,021 | $9,559,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 108,800 | $9,557,000 | thousands by filing date | call |
| PROSHARES TR | 74347R248 | LARGE CAP CRE | 132,309 | $9,557,000 | thousands by filing date | |
| COMSCORE INC | 20564W105 | COM | 520,940 | $9,497,000 | thousands by filing date | |
| L BRANDS INC | 501797104 | COM | 313,262 | $9,491,000 | thousands by filing date | |
| VIPER | 92763M105 | COMMON STOCK | 225,172 | $9,480,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 245,500 | $9,452,000 | thousands by filing date | call |
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 300,000 | $9,429,000 | thousands by filing date | call |
| KT CORP SPONSORED ADR | 48268K101 | ADR | 633,268 | $9,404,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q309 | HIGH INCM STRGC | 190,488 | $9,369,000 | thousands by filing date | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 48,565 | $9,360,000 | thousands by filing date | call |
| OMEROS CORP | 682143102 | COM | 382,636 | $9,340,000 | thousands by filing date | |
| ISHARES TR | 464287838 | U.S. BAS MTL ETF | 94,817 | $9,332,000 | thousands by filing date | |
| GROUPE CGI INC | 39945C109 | CL A SUB VTG | 144,699 | $9,330,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 400,300 | $9,319,000 | thousands by filing date | put |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 707,515 | $9,318,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 525,000 | $9,308,000 | thousands by filing date | call |
| DAVITA INC COM | 23918K108 | Stock | 129,900 | $9,305,000 | thousands by filing date | call |
| GOLDMAN SACHS MLP ENERGY REN | 38148G107 | COM | 1,440,545 | $9,291,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F726 | BIOTECH ETF | 68,289 | $9,290,000 | thousands by filing date | |
| INVESCO ADVANTAGE MUN INCOME | 46132E103 | SH BEN INT | 879,652 | $9,272,000 | thousands by filing date | |
| MOBILE TELESYSTEMS PJSC | 607409109 | SPONSORED ADR | 1,085,154 | $9,257,000 | thousands by filing date | |
| Etfs Phys Platinum Etf | 26922V101 | SH BEN INT | 119,444 | $9,241,000 | thousands by filing date | |
| DBX ETF TR | 233051507 | XTRACK MSCI JAPN | 206,756 | $9,213,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41021P103 | COM | 493,742 | $9,208,000 | thousands by filing date | |
| SPDR Portfolio S&P 1500 Composite Stock Market ETF | 78464A805 | SHS | 253,867 | $9,190,000 | thousands by filing date | |
| AMEREN CORP COM | 023608102 | Stock | 145,248 | $9,183,000 | thousands by filing date | |
| GRACE W R & CO DEL NEW COM | 38388F108 | Stock | 128,312 | $9,169,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 269,793 | $9,165,000 | thousands by filing date | |
| SEI INVTS CO COM | 784117103 | Stock | 149,785 | $9,152,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 116,200 | $9,148,000 | thousands by filing date | put |
| CEDAR FAIR L P | 150185106 | DEPOSITRY UNIT | 175,659 | $9,148,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 97,400 | $9,147,000 | thousands by filing date | call |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 20,112 | $9,141,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 2,204,901 | $9,129,000 | thousands by filing date | |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 1,048,595 | $9,112,000 | thousands by filing date | |
| SINCLAIR BROADCAST GROUP INC | 829226109 | CL A | 320,000 | $9,072,000 | thousands by filing date | put |
| REALPAGE INC | 75606N109 | COM | 137,340 | $9,051,000 | thousands by filing date | |
| TIFFANY & CO NEW | 886547108 | COM | 70,100 | $9,041,000 | thousands by filing date | put |
| COLUMBIA SPORTSWEAR CO | 198516106 | COM | 97,105 | $9,037,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F409 | INCOME OPPRTNTES | 408,457 | $8,998,000 | thousands by filing date | |
| iShares U.S. ETF Trust iShares GSCI Commodity Dynamic Roll Strategy ETF | 46431W853 | SHS | 231,040 | $8,994,000 | thousands by filing date | |
| ATMOS ENERGY CORP COM | 049560105 | Stock | 95,757 | $8,993,000 | thousands by filing date | |
| INVESCO S&P 500 EQUAL WEIGHT ENERGY ETF | 46137V365 | ETF | 144,677 | $8,989,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 234,400 | $8,985,000 | thousands by filing date | put |
| JACOBS ENGINEERING GROUP INC | 469814107 | COM | 117,192 | $8,965,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 784,526 | $8,943,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 52,500 | $8,936,000 | thousands by filing date | call |
| ISHARES TR | 464288323 | NEW YORK MUN ETF | 163,805 | $8,904,000 | thousands by filing date | |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 421,897 | $8,902,000 | thousands by filing date | |
| TOLL BROTHERS INC COM | 889478103 | Stock | 269,216 | $8,892,000 | thousands by filing date | |
| CITRIX SYSTEMS INC | 177376100 | COM | 79,900 | $8,882,000 | thousands by filing date | call |
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 194,745 | $8,863,000 | thousands by filing date | |
| CRITEO S A SPONS ADS | 226718104 | ADR | 386,259 | $8,860,000 | thousands by filing date | |
| TANGER INC | 875465106 | COM | 387,070 | $8,857,000 | thousands by filing date | |
| ISHARES TR | 464287713 | US TELECOM ETF | 297,699 | $8,853,000 | thousands by filing date | |
| HCP INC | 40414L109 | COM | 336,201 | $8,849,000 | thousands by filing date | |
| BLACKROCK DEBT STRATEGIES FD I | 09255R202 | COM NEW | 794,116 | $8,846,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 25,000 | $8,833,000 | thousands by filing date | put |
| JONES LANG LASALLE INC COM | 48020Q107 | Stock | 61,177 | $8,830,000 | thousands by filing date | |
| EXTRA SPACE STORAGE INC COM | 30225T102 | REIT | 101,849 | $8,824,000 | thousands by filing date | |
| FORTINET INC COM | 34959E109 | Stock | 95,400 | $8,803,000 | thousands by filing date | put |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 364,883 | $8,794,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V787 | BIOTECHNOLOGY | 147,652 | $8,778,000 | thousands by filing date | |
| INGREDION INC COM | 457187102 | Stock | 83,486 | $8,762,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 627,765 | $8,758,000 | thousands by filing date | |
| YELP INC CL A | 985817105 | Stock | 177,800 | $8,748,000 | thousands by filing date | put |
| HUDSON LTD | G46408103 | COM CL A | 387,514 | $8,742,000 | thousands by filing date | |
| UBS GROUP AG SHS | H42097107 | Stock | 555,661 | $8,741,000 | thousands by filing date | put |
| BOOZ ALLEN HAMILTON HLDG CORP CL A | 099502106 | Stock | 175,643 | $8,717,000 | thousands by filing date | |
| ISHARES TR | 464287564 | SELECT US REIT | 86,785 | $8,685,000 | thousands by filing date | |
| HOSPITALITY PROPERTIES TRUST | 44106M102 | COM SH BEN INT | 300,282 | $8,660,000 | thousands by filing date | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 786,616 | $8,645,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X749 | ST DOW GLOBA ETF | 181,498 | $8,634,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 35,700 | $8,597,000 | thousands by filing date | put |
| RAYMOND JAMES FINL INC COM | 754730109 | Stock | 93,302 | $8,589,000 | thousands by filing date | |
| FERRARI N V | N3167Y103 | COM | 62,732 | $8,588,000 | thousands by filing date | |
| SK TELECOM LTD | 78440P108 | SPONSORED ADR | 307,698 | $8,579,000 | thousands by filing date | |
| HUBSPOTINC | 443573100 | STOK | 56,823 | $8,577,000 | thousands by filing date | |
| XPO INC COM | 983793100 | Stock | 75,000 | $8,563,000 | thousands by filing date | put |
| XPO INC COM | 983793100 | Stock | 75,000 | $8,563,000 | thousands by filing date | call |
| GARDNER DENVER HLDGS INC | 36555P107 | COM | 300,524 | $8,516,000 | thousands by filing date | |
| TRANSUNION COM | 89400J107 | Stock | 115,627 | $8,507,000 | thousands by filing date | |
| IQIYI INC SPONSORED ADS | 46267X108 | ADR | 314,146 | $8,504,000 | thousands by filing date | |
| CBRE GROUP INC CL A | 12504L109 | Stock | 192,825 | $8,504,000 | thousands by filing date | |
| CMS ENERGY CORP COM | 125896100 | Stock | 173,262 | $8,490,000 | thousands by filing date | |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 1,000,000 | $8,490,000 | thousands by filing date | put |
| FEDERAL REALTY INVESTMENT TRUS | 313747206 | SH BEN INT NEW | 67,052 | $8,479,000 | thousands by filing date | |
| CURTISS WRIGHT CORP COM | 231561101 | Stock | 61,670 | $8,474,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 1,078,158 | $8,474,000 | thousands by filing date | |
| MSC INDL DIRECT INC CL A | 553530106 | Stock | 96,163 | $8,473,000 | thousands by filing date | |
| NEUBERGER BERMAN MUN FD INC | 64124P101 | COM | 629,903 | $8,472,000 | thousands by filing date | |
| PEMBINA PIPELINE CORP COM | 706327103 | Stock | 248,362 | $8,442,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 39,400 | $8,436,000 | thousands by filing date | call |
| Cisco Systems,Inc. | 17275R102 | COM | 173,300 | $8,431,000 | thousands by filing date | call |
| VOYA FINANCIAL INC COM | 929089100 | Stock | 169,664 | $8,428,000 | thousands by filing date | |
| LIVANOVA PLC | G5509L101 | SHS | 67,977 | $8,427,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X202 | EURO STOXX 50 | 220,000 | $8,419,000 | thousands by filing date | put |
| KIMCO REALTY CORP COM | 49446R109 | REIT | 501,783 | $8,399,000 | thousands by filing date | |
| DOCUSIGN INC COM | 256163106 | Stock | 159,279 | $8,374,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V548 | COM | 530,917 | $8,357,000 | thousands by filing date | |
| EVERPURE INC CL A | 74624M102 | Stock | 321,942 | $8,354,000 | thousands by filing date | |
| MASCO CORP | 574599106 | COM | 227,600 | $8,330,000 | thousands by filing date | put |
| INVESCO EXCHANGE TRADED FD T | 46137V423 | S&P 500 VLU MOMN | 213,671 | $8,328,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 274,100 | $8,278,000 | thousands by filing date | put |
| ISHARES TR | 464288497 | DEVSMCP EXNA ETF | 149,323 | $8,274,000 | thousands by filing date | |
| HEICO CORP NEW | 422806208 | CL A | 109,420 | $8,262,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | G4863A108 | SHS USD | 418,300 | $8,261,000 | thousands by filing date | call |
| FACTSET RESH SYS INC COM | 303075105 | Stock | 36,902 | $8,255,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484MAA4 | NOTE 1.750% 6/1 | 9,781,000 | $8,255,000 | thousands by filing date | principal |
| FORTUNE BRANDS INNOVATIONS INC COM | 34964C106 | Stock | 157,527 | $8,248,000 | thousands by filing date | |
| CHURCHILL DOWNS INC | 171484108 | COM | 29,700 | $8,248,000 | thousands by filing date | call |
| INVESCO ENERGY EXPLORATION & PRODUCTION ETF | 46137V761 | ETF | 300,483 | $8,248,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 320,748 | $8,246,000 | thousands by filing date | |
| SHAW COMMUNICATIONS INC | 82028K200 | CL B CONV | 422,496 | $8,234,000 | thousands by filing date | |
| CANTEL MEDICAL CORP | 138098108 | COM | 89,441 | $8,234,000 | thousands by filing date | |
| CLEARBRIDGE ENERGY MIDSTRM O | 18469P100 | COM | 720,735 | $8,231,000 | thousands by filing date | |
| THETRADEDESKINCCLASSCLASSA | 88339J105 | STOK | 54,531 | $8,229,000 | thousands by filing date | |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 244,562 | $8,181,000 | thousands by filing date | |
| NOBLE ENERGY INC | 655044105 | COM | 262,164 | $8,176,000 | thousands by filing date | |
| PROOFPOINT INC | 743424103 | COM | 76,832 | $8,169,000 | thousands by filing date | |
| MALIBU BOATS INC A | 56117J100 | COMMON STOCK | 149,137 | $8,161,000 | thousands by filing date | |
| BLACKROCK MUN INCOME TR | 09248F109 | SH BEN INT | 655,241 | $8,151,000 | thousands by filing date | |
| SENIOR HSG PPTYS TR | 81721M109 | SH BEN INT | 464,077 | $8,149,000 | thousands by filing date | |
| ISHARES INC | 464286285 | JP MRGN EM HI BD | 176,450 | $8,137,000 | thousands by filing date | |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 92,862 | $8,128,000 | thousands by filing date | |
| YPF SOCIEDAD ANONIMA | 984245100 | SPON ADR CL D | 525,000 | $8,111,000 | thousands by filing date | call |
| Intuit Inc. | 461202103 | COM | 35,600 | $8,095,000 | thousands by filing date | call |
| iShares Emerging Markets Equity Factor ETF | 46434G889 | SHS | 187,033 | $8,086,000 | thousands by filing date | |
| THOR INDS INC | 885160101 | COM | 96,557 | $8,081,000 | thousands by filing date | |
| ISHARES TR | 464287333 | GLOBAL FINLS ETF | 122,539 | $8,069,000 | thousands by filing date | |
| BLACKROCK SCIENCE & TECHNOLO | 09258G104 | SHS | 226,991 | $8,058,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 135,400 | $8,033,000 | thousands by filing date | put |
| VANGUARD BD INDEX FDS | 921937793 | LONG TERM BOND | 91,869 | $8,032,000 | thousands by filing date | |
| PINNACLE FINANCIAL PARTNERS IN | 72346Q104 | COM | 133,477 | $8,029,000 | thousands by filing date | |
| TRIBUNE COMPANY | 896047503 | COMMON | 208,636 | $8,018,000 | thousands by filing date | |
| AUTOHOME INC SP ADS RP CL A | 05278C107 | ADR | 103,413 | $8,005,000 | thousands by filing date | |
| RANGE RES CORP COM | 75281A109 | Stock | 470,900 | $8,001,000 | thousands by filing date | call |
| ICU MED INC | 44930G107 | COM | 28,216 | $7,979,000 | thousands by filing date | |
| NEWTEKONE INC | 652526203 | COM NEW | 380,041 | $7,958,000 | thousands by filing date | |
| LANDSTAR SYS INC COM | 515098101 | Stock | 65,172 | $7,951,000 | thousands by filing date | |
| NORBORD INC | 65548P403 | COM NEW | 239,354 | $7,939,000 | thousands by filing date | |
| WHIRLPOOL CORP COM | 963320106 | Stock | 66,800 | $7,933,000 | thousands by filing date | call |
| DUKE REALTY CORP | 264411505 | COM NEW | 279,460 | $7,928,000 | thousands by filing date | |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 252,531 | $7,927,000 | thousands by filing date | |
| ZOGENIX INC. | 98978L204 | Common Stock | 159,800 | $7,926,000 | thousands by filing date | call |
| BROOKFIELD PPTY REIT INC | 11282X103 | CL A | 378,033 | $7,913,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 502,075 | $7,883,000 | thousands by filing date | |
| WESTERN ALLIANCE BANCORP COM | 957638109 | Stock | 138,517 | $7,880,000 | thousands by filing date | |
| PRA HEALTH SCIENCES INC | 69354M108 | COM | 71,373 | $7,865,000 | thousands by filing date | |
| ISHARES INDIA 50 ETF | 464289529 | UIT EXCHANGE TRADED | 229,164 | $7,837,000 | thousands by filing date | |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 587,773 | $7,823,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 695,250 | $7,822,000 | thousands by filing date | |
| KKR INCOME OPPORTUNITIES FD | 48249T106 | COM | 475,725 | $7,807,000 | thousands by filing date | |
| ATI INC COM | 01741R102 | Stock | 263,965 | $7,800,000 | thousands by filing date | |
| CONNS INC | 208242107 | COM | 220,400 | $7,791,000 | thousands by filing date | call |
| APOLLO INVT CORP | 03761U106 | COM | 1,431,081 | $7,785,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 509,300 | $7,777,000 | thousands by filing date | put |
| ASSURANT INC COM | 04621X108 | Stock | 71,965 | $7,769,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A599 | ST STR SW SERV | 85,605 | $7,763,000 | thousands by filing date | |
| AXIS CAP HLDGS LTD SHS | G0692U109 | Stock | 134,501 | $7,762,000 | thousands by filing date | |
| STEPAN CO | 858586100 | COM | 89,215 | $7,762,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 66,200 | $7,760,000 | thousands by filing date | call |
| CLEARBRIDGE ALL CAP GROWTH ESG | 524682101 | FUND | 246,180 | $7,730,000 | thousands by filing date | |
| DICERNA PHARMACEUTICALS INC | 253031108 | COM | 505,591 | $7,715,000 | thousands by filing date | |
| TAL ED GROUP SPONSORED ADS | 874080104 | ADR | 300,000 | $7,713,000 | thousands by filing date | call |
| ENTEGRIS INC COM | 29362U104 | Stock | 266,229 | $7,708,000 | thousands by filing date | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 13,400 | $7,691,000 | thousands by filing date | put |
| SSGA ACTIVE TR | 78470P200 | ST STR TOTAL ETF | 157,635 | $7,691,000 | thousands by filing date | |
| COHERENT INC | 192479103 | COM | 44,625 | $7,684,000 | thousands by filing date | |
| LATTICE STRATEGIES TR | 518416409 | HARTFORD US EQTY | 232,032 | $7,666,000 | thousands by filing date | |
| NNN REIT INC COM | 637417106 | REIT | 170,956 | $7,662,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A839 | ST STR SP400VAL | 142,520 | $7,658,000 | thousands by filing date | |
| MARKETAXESS HLDGS INC | 57060D108 | COM | 42,748 | $7,630,000 | thousands by filing date | |
| SENSATA TECHNOLOGIES HLDG PL | g8060n102 | SHS | 153,872 | $7,625,000 | thousands by filing date | |
| SPDR SER TR STATE STR SPDR PORT S&P 500 ETF | 78464A854 | SHS | 223,474 | $7,613,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R100 | MULTI ASSET DI | 410,463 | $7,610,000 | thousands by filing date | |
| iShares MSCI Russia ETF Special | 46434G798 | Exchange Traded Fund | 215,827 | $7,595,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 376,800 | $7,581,000 | thousands by filing date | call |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-18-011573 | this filing | 2018-11-14 | acceptance time not in the bulk data set |