13F-HR filed by UBS Group AG
UBS Group AG filed this 13F-HR for the quarter ended 2018-09-30, filed 2018-11-14, with 8,040 holding rows worth $252,295,740,000.
- Accession
- 0000950123-18-011573
- Filer
- CIK 1610520
- Filed
- 2018-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2018
A combination report, 13,792 entries on the cover page, a total value of $252,295,740,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $252,295,774,000 with VALUE read as thousands by filing date, 13F file number 028-16612. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerUBS ASSET MANAGEMENT (AMERICAS) INC 028-02682
- reports for this filerUBS OCONNOR LLC 028-06327
- included managerUBS Financial Services Inc. 028-11496
- included managerUBS Swiss Financial Advisors AG 028-11603
- included managerUBS AG New York Branch 028-07344
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 4,026,138 | $27,418,000 | thousands by filing date | |
| MATCH GROUP INC | 57665R106 | COM | 473,256 | $27,406,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 1,529,563 | $27,348,000 | thousands by filing date | |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 709,602 | $27,277,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 67,500 | $27,273,000 | thousands by filing date | put |
| PIMCO ETF TR | 72201R783 | 0-5 HIGH YIELD | 271,000 | $27,271,000 | thousands by filing date | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 533,800 | $27,234,000 | thousands by filing date | put |
| Morgan Stanley | 617446448 | COM | 583,716 | $27,184,000 | thousands by filing date | call |
| iShares 0-5 Year High Yield Corporate Bond ETF | 46434V407 | COM | 576,788 | $27,155,000 | thousands by filing date | |
| MURPHY USA INC COM | 626755102 | Stock | 317,500 | $27,134,000 | thousands by filing date | call |
| NETAPP INC COM | 64110D104 | Stock | 314,900 | $27,047,000 | thousands by filing date | call |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 466,629 | $26,990,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 336,800 | $26,951,000 | thousands by filing date | call |
| GROUP 1 AUTOMOTIVE INC COM | 398905109 | Stock | 415,145 | $26,943,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 609,000 | $26,839,000 | thousands by filing date | call |
| FORTIVE CORP COM | 34959J108 | Stock | 318,600 | $26,826,000 | thousands by filing date | put |
| WISDOMTREE TR | 97717W281 | EMG MKTS SMCAP | 586,404 | $26,769,000 | thousands by filing date | |
| FIDELITY NATL INFORMATION SVCS COM | 31620M106 | Stock | 245,286 | $26,754,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075402 | COM | 1,647,076 | $26,749,000 | thousands by filing date | |
| RANGE RES CORP COM | 75281A109 | Stock | 1,574,209 | $26,746,000 | thousands by filing date | |
| ARRIS INTL INC SHS | G0551A103 | SHS | 1,027,291 | $26,699,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F676 | COM | 250,000 | $26,613,000 | thousands by filing date | put |
| FIRST REPUBLIC BANK/SAN FRANCI | 33616C100 | COM | 276,652 | $26,559,000 | thousands by filing date | |
| TPG SPECIALTY LENDING INC | 87265K102 | COM | 1,299,077 | $26,488,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 909,897 | $26,487,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 2,517,357 | $26,458,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 440,502 | $26,346,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 1,470,802 | $26,254,000 | thousands by filing date | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 485,823 | $26,234,000 | thousands by filing date | |
| ISHARES TR | 464287861 | EUROPE ETF | 581,550 | $26,210,000 | thousands by filing date | |
| HASBRO INC COM | 418056107 | Stock | 249,294 | $26,207,000 | thousands by filing date | |
| PGIM HIGH YIELD BOND FUND IN | 69346H100 | COM | 1,850,316 | $26,164,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 306,000 | $26,163,000 | thousands by filing date | call |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 2,162,600 | $26,103,000 | thousands by filing date | put |
| MOODYS CORP COM | 615369105 | Stock | 156,003 | $26,084,000 | thousands by filing date | |
| INVESCO S&P 500 TOP 50 ETF | 46137V233 | ETF | 124,668 | $26,076,000 | thousands by filing date | |
| COHEN & STEERS INFRASTRUCTUR | 19248A109 | COM | 1,177,203 | $26,052,000 | thousands by filing date | |
| NETEASE COM INC SPONSORED ADS | 64110W102 | ADR | 114,000 | $26,021,000 | thousands by filing date | put |
| CONNS INC | 208242107 | COM | 735,773 | $26,010,000 | thousands by filing date | |
| EXTRA SPACE STORAGE INC COM | 30225T102 | REIT | 300,000 | $25,992,000 | thousands by filing date | call |
| PINNACLE ENTMT INC NEW | 72348Y105 | COM | 770,791 | $25,968,000 | thousands by filing date | |
| FIRST TR SML CP CORE ALPHA F | 33734Y109 | COM SHS | 376,412 | $25,957,000 | thousands by filing date | |
| CZR | 127686103 | Stock | 2,521,300 | $25,843,000 | thousands by filing date | call |
| FORD MTR CO COM | 345370860 | Stock | 2,791,500 | $25,821,000 | thousands by filing date | call |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 1,845,000 | $25,682,000 | thousands by filing date | put |
| XYLEM INC COM | 98419M100 | Stock | 321,417 | $25,671,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 3,217,809 | $25,646,000 | thousands by filing date | |
| CAMPING WORLD HLDGS INC CL A | 13462K109 | Stock | 1,200,000 | $25,584,000 | thousands by filing date | call |
| ISHARES | 46434VBA7 | EXCHANGE TRADED | 1,050,672 | $25,563,000 | thousands by filing date | |
| MOHAWK INDS INC | 608190104 | COM | 145,764 | $25,560,000 | thousands by filing date | |
| PROSHARES TR | 74347B607 | INVT INT RT HG | 336,871 | $25,522,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 629,500 | $25,514,000 | thousands by filing date | call |
| INVESCO EXCH TRD SLF IDX FD | 46138J601 | BULSHS 2020 HY | 1,047,188 | $25,473,000 | thousands by filing date | |
| ISHARES TR | 464287754 | US INDUSTRIALS | 162,368 | $25,351,000 | thousands by filing date | |
| MITEL NETWORKS CORP | 60671Q104 | COM | 2,290,271 | $25,239,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 2,867,848 | $25,237,000 | thousands by filing date | |
| JOHN HANCOCK TAX-ADVANTAGED DI | 41013V100 | COM | 1,081,533 | $25,211,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 328,442 | $25,024,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 20,900 | $24,944,000 | thousands by filing date | call |
| PVH CORPORATION COM | 693656100 | Stock | 171,746 | $24,800,000 | thousands by filing date | |
| ISHARES TR | 46434V282 | U S EQUITY FACTR | 737,433 | $24,793,000 | thousands by filing date | |
| CINCINNATI FINL CORP COM | 172062101 | Stock | 322,735 | $24,789,000 | thousands by filing date | |
| FIRST DATA CORP NEW COM CL A | 32008D106 | Stock | 1,012,100 | $24,766,000 | thousands by filing date | call |
| AMC NETWORKS INC | 00164V103 | CL A | 373,000 | $24,745,000 | thousands by filing date | call |
| ISHARES INC | 464286509 | MSCI CDA ETF | 858,986 | $24,721,000 | thousands by filing date | |
| HESS CORP | 42809H107 | COM | 345,000 | $24,695,000 | thousands by filing date | put |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 722,600 | $24,684,000 | thousands by filing date | put |
| GAMING & LEISURE P COM | 36467J108 | REIT | 698,611 | $24,626,000 | thousands by filing date | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 751,870 | $24,556,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R704 | RBA INDL ETF | 877,320 | $24,530,000 | thousands by filing date | |
| KELLANOVA | 487836108 | COM | 350,000 | $24,507,000 | thousands by filing date | put |
| ABRDN TOTAL DYNAMIC DIVIDEND | 00326L100 | COM SH BEN INT | 2,789,156 | $24,489,000 | thousands by filing date | |
| ROGERS COMMUNICATIONS INC CL B | 775109200 | Stock | 476,139 | $24,478,000 | thousands by filing date | |
| WATERS CORP COM | 941848103 | Stock | 125,728 | $24,477,000 | thousands by filing date | |
| OPENLANE INC | 48238T109 | COM | 409,728 | $24,457,000 | thousands by filing date | |
| ALLY FINL INC COM | 02005N100 | Stock | 924,559 | $24,455,000 | thousands by filing date | |
| ISHARES INC | 464286749 | MSCI SWITZERLAND | 702,835 | $24,381,000 | thousands by filing date | |
| HUNT J B TRANS SVCS INC COM | 445658107 | Stock | 204,912 | $24,373,000 | thousands by filing date | |
| ELDORADO RESORTS INC | 28470R102 | COM | 500,000 | $24,300,000 | thousands by filing date | call |
| PRAXAIR INC | 74005P104 | COM | 151,000 | $24,270,000 | thousands by filing date | put |
| B & G FOODS INC | 05508R106 | COM | 879,973 | $24,156,000 | thousands by filing date | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 3,306,831 | $24,139,000 | thousands by filing date | |
| VANGUARD MALVERN FDS | 922020805 | SHS | 498,770 | $24,125,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138g805 | TAXABLE MUN BD | 827,182 | $24,054,000 | thousands by filing date | |
| WORLDPAY INC | 981558109 | CL A | 237,500 | $24,052,000 | thousands by filing date | call |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 531,090 | $24,001,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 690,027 | $23,964,000 | thousands by filing date | |
| WESTROCK CO | 96145D105 | COM | 446,303 | $23,851,000 | thousands by filing date | |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 2,398,262 | $23,838,000 | thousands by filing date | |
| WESTLAKE CHEMICAL PARTNERS LP | 960417103 | COM | 956,586 | $23,819,000 | thousands by filing date | |
| AVALONBAY CMNTYS INC COM | 053484101 | REIT | 131,346 | $23,793,000 | thousands by filing date | |
| VERISK ANALYTICS INC COM | 92345Y106 | Stock | 197,349 | $23,790,000 | thousands by filing date | |
| PIMCO DYNAMIC INCOME FD | 72201Y101 | SHS | 710,242 | $23,786,000 | thousands by filing date | |
| PLAYAGS INC | 72814N104 | COM | 805,171 | $23,728,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 4,969,486 | $23,655,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 171,387 | $23,650,000 | thousands by filing date | |
| CHURCH & DWIGHT CO INC COM | 171340102 | Stock | 397,608 | $23,606,000 | thousands by filing date | |
| ONEOK INC NEW | 682680103 | COM | 347,400 | $23,550,000 | thousands by filing date | call |
| INVESCO EXCHANGE TRADED FD T | 46137V308 | BUYBACK ACHIEV | 385,533 | $23,506,000 | thousands by filing date | |
| ISHARES TR | 464287770 | U.S. FIN SVC ETF | 176,159 | $23,480,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J107 | MLTFCTR LRG CAP | 624,202 | $23,420,000 | thousands by filing date | |
| WILLIS TOWERS WATSON PLC LTD SHS | G96629103 | Stock | 165,935 | $23,387,000 | thousands by filing date | |
| CHENIERE ENERGY PARTNERS L P | 16411Q101 | COM UNIT | 592,375 | $23,375,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 1,564,224 | $23,370,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 1,572,606 | $23,336,000 | thousands by filing date | |
| BEONE MEDICINES LTD SPONSORED ADS | 07725L102 | ADR | 135,462 | $23,329,000 | thousands by filing date | |
| BROOKFIELD PROPERTY PARTRS L | G16249107 | UNIT LTD PARTN | 1,116,212 | $23,318,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 721,472 | $23,296,000 | thousands by filing date | |
| COLUMBIA ETF TR II | 19762B509 | RESEARCH ENHANCD | 1,044,737 | $23,266,000 | thousands by filing date | |
| COMERICAINC | 200340107 | COM | 256,897 | $23,172,000 | thousands by filing date | |
| FIRST TR HIGH INCOME L/S FD | 33738E109 | COM | 1,570,738 | $23,168,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 1,095,001 | $23,159,000 | thousands by filing date | |
| BLACKSTONE STRATEGIC CREDIT FU | 09257R101 | COM SHS BEN IN | 1,454,937 | $23,134,000 | thousands by filing date | |
| ISHARES TR | 464288778 | US REGNL BKS ETF | 470,976 | $23,083,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 200,000 | $22,986,000 | thousands by filing date | call |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 1,591,024 | $22,927,000 | thousands by filing date | |
| TRANSCANADA CORP | 89353D107 | COM | 565,918 | $22,897,000 | thousands by filing date | |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 695,405 | $22,872,000 | thousands by filing date | |
| METTLER TOLEDO INTERNATIONAL COM | 592688105 | Stock | 37,523 | $22,851,000 | thousands by filing date | |
| BARNES & NOBLE INC | 067774109 | COMMON STOCK | 3,936,848 | $22,834,000 | thousands by filing date | |
| WEC ENERGY GROUP INC COM | 92939U106 | Stock | 341,897 | $22,825,000 | thousands by filing date | |
| CHECK POINT SOFTWARE TECH LTD ORD | M22465104 | Stock | 193,772 | $22,801,000 | thousands by filing date | |
| PGIM GLOBAL HIGH YIELD FUND IN | 69346J106 | COM | 1,642,527 | $22,782,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W307 | US LARGECAP DIVD | 238,419 | $22,748,000 | thousands by filing date | |
| BORGWARNER INC COM | 099724106 | Stock | 531,087 | $22,720,000 | thousands by filing date | |
| SPIRIT AEROSYSTEMS HLDGS INC | 848574109 | COM CL A | 247,662 | $22,703,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J106 | BULSHS2018 COR | 1,072,979 | $22,694,000 | thousands by filing date | |
| NEXPOINT DIVERSIFIED REAL ESTA | 65340G205 | COM NEW | 1,009,487 | $22,613,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 150,000 | $22,599,000 | thousands by filing date | put |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 18,700 | $22,572,000 | thousands by filing date | call |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 612,900 | $22,451,000 | thousands by filing date | call |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 191,100 | $22,401,000 | thousands by filing date | put |
| PALO ALTO NETWORKS INC | 697435105 | COM | 99,200 | $22,346,000 | thousands by filing date | put |
| INVESCO EXCHANGE TRADED FD T | 46137V324 | S&P500 EQL IND | 175,825 | $22,165,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E198 | S&P MIDCP LOW | 455,851 | $22,127,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 248,428 | $22,125,000 | thousands by filing date | |
| HD SUPPLY HLDGS INC | 40416M105 | COM | 517,061 | $22,125,000 | thousands by filing date | |
| BLACKROCK LIMITED DURATION INC | 09249W101 | COM SHS | 1,484,386 | $22,103,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C102 | mc | 574,896 | $22,099,000 | thousands by filing date | |
| DXC TECHNOLOGY CO COM | 23355L106 | Stock | 233,987 | $21,882,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A474 | ST SHOR CORP ETF | 724,061 | $21,852,000 | thousands by filing date | |
| SLR INVESTMENT CORP | 83413U100 | COM | 1,019,843 | $21,804,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 186,600 | $21,786,000 | thousands by filing date | put |
| NETAPP INC COM | 64110D104 | Stock | 253,228 | $21,749,000 | thousands by filing date | |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 318,456 | $21,741,000 | thousands by filing date | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 1,695,778 | $21,689,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 203,600 | $21,681,000 | thousands by filing date | put |
| RESMED INC COM | 761152107 | Stock | 187,562 | $21,633,000 | thousands by filing date | |
| FLEETCOR TECHNOLOGIES INC | 339041105 | COM | 94,900 | $21,622,000 | thousands by filing date | call |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 3,205,160 | $21,603,000 | thousands by filing date | |
| AMERICAN FINANCIAL GROUP INC COM | 025932104 | Stock | 194,646 | $21,600,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430107 | ACTIVEBETA INT | 730,518 | $21,594,000 | thousands by filing date | |
| CARLYLE GROUP L P | 14309L102 | COM UTS LTD PTN | 957,260 | $21,587,000 | thousands by filing date | |
| SERVICEMASTER GLOBAL HOLDING | 81761R109 | COMMON STOCK | 347,717 | $21,569,000 | thousands by filing date | |
| LEGG MASON ETF INVT | 52468L406 | FRANKLIN US LOW | 700,717 | $21,459,000 | thousands by filing date | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 2,709,075 | $21,456,000 | thousands by filing date | |
| C H ROBINSON WORLDWIDE IN COM NEW | 12541W209 | Stock | 218,909 | $21,436,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J108 | SHS | 112,500 | $21,429,000 | thousands by filing date | put |
| INVESCO ACTIVELY MANAGED EXC | 46090A887 | ULTRA SHRT DUR | 426,641 | $21,428,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 103,200 | $21,392,000 | thousands by filing date | put |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 1,864,651 | $21,388,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 1,929,900 | $21,383,000 | thousands by filing date | put |
| FIRST TR EXCHANGE-TRADED FD | 33734X101 | CONSUMR DISCRE | 490,226 | $21,310,000 | thousands by filing date | |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 1,101,203 | $21,253,000 | thousands by filing date | |
| YUM CHINA HLDGS INC | 98850P109 | COM | 604,300 | $21,217,000 | thousands by filing date | put |
| MESA AIR GROUP INC | 590479135 | COM NEW | 1,530,815 | $21,217,000 | thousands by filing date | |
| ALBEMARLE CORP | 012653101 | COM | 212,011 | $21,155,000 | thousands by filing date | |
| CNX RES CORP COM | 12653C108 | Stock | 1,475,931 | $21,121,000 | thousands by filing date | |
| SEMPRA COM | 816851109 | Stock | 185,322 | $21,080,000 | thousands by filing date | |
| EQUITY RESIDENTIAL | 29476L107 | SH BEN INT | 317,916 | $21,065,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 77,800 | $21,002,000 | thousands by filing date | call |
| FIRST TRUST HIGH YIELD LONG/SH | 33738D408 | FIRST TR TA HIYL | 438,852 | $20,973,000 | thousands by filing date | |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 385,172 | $20,968,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 3,441,772 | $20,926,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 93,900 | $20,903,000 | thousands by filing date | put |
| PACER FDS TR | 69374H204 | TRENDP US MID CP | 626,689 | $20,900,000 | thousands by filing date | |
| ENBRIDGE ENERGY MANAGEMENT L | 29250x103 | SHS UNITS LLI | 1,909,122 | $20,847,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 674,400 | $20,832,000 | thousands by filing date | call |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 2,046,008 | $20,809,000 | thousands by filing date | |
| VIACOM INC | 92553P201 | CL B | 616,175 | $20,802,000 | thousands by filing date | |
| MARKELGROUPINC | 570535104 | STOK | 17,486 | $20,782,000 | thousands by filing date | |
| ZEBRA TECHNOLOGIES CORPORATION CL A | 989207105 | Stock | 117,282 | $20,739,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 437,512 | $20,716,000 | thousands by filing date | |
| DOMINOS PIZZA INC COM | 25754A201 | Stock | 69,986 | $20,632,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY | 09254E103 | COM | 1,706,683 | $20,617,000 | thousands by filing date | |
| SMUCKER J M CO | 832696405 | COM NEW | 200,880 | $20,612,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 76,300 | $20,597,000 | thousands by filing date | put |
| LEAR CORP COM NEW | 521865204 | Stock | 141,926 | $20,579,000 | thousands by filing date | |
| SBA COMMUNICATIONS CORP CL A | 78410G104 | REIT | 128,029 | $20,565,000 | thousands by filing date | |
| INVESCO DORSEY WRIGHT HEALTHCARE MOMENTUM ETF | 46137V852 | ETF | 208,048 | $20,547,000 | thousands by filing date | |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 225,931 | $20,533,000 | thousands by filing date | |
| BALL CORP | 058498106 | COM | 466,499 | $20,521,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 230,000 | $20,484,000 | thousands by filing date | put |
| SL GREEN REALTY CORP | 78440X101 | COM | 209,388 | $20,422,000 | thousands by filing date | call |
| HORMEL FOODS CORP COM | 440452100 | Stock | 518,268 | $20,420,000 | thousands by filing date | |
| Vanguard Communication Services ETF | 92204A884 | SHS | 234,532 | $20,404,000 | thousands by filing date | |
| BUNGE LTD | G16962105 | COM | 296,936 | $20,402,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 299,000 | $20,374,000 | thousands by filing date | put |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 416,303 | $20,370,000 | thousands by filing date | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 1,661,909 | $20,341,000 | thousands by filing date | |
| CARLYLE SECURED LENDING INC | 872280102 | COM | 1,217,796 | $20,337,000 | thousands by filing date | |
| ISHARES | 46434VBG4 | EXCHANGE TRADED | 843,303 | $20,324,000 | thousands by filing date | |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 2,568,477 | $20,317,000 | thousands by filing date | |
| iShares Emerging Markets Dividend ETF | 464286319 | SHS | 519,629 | $20,219,000 | thousands by filing date | |
| TWILIO INC CL A | 90138F102 | Stock | 233,928 | $20,183,000 | thousands by filing date | |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 186,820 | $20,159,000 | thousands by filing date | |
| OMNICOM GROUP INC COM | 681919106 | Stock | 296,160 | $20,145,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E875 | DORSEY WRGT DVLP | 733,476 | $20,134,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 619,625 | $20,126,000 | thousands by filing date | |
| ISHARES MORNINGSTAR GROWTH ETF | 464287119 | ETF | 108,216 | $20,113,000 | thousands by filing date | |
| LASALLE HOTEL PROPERTIES | 517942108 | COM | 577,489 | $19,975,000 | thousands by filing date | |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 2,186,504 | $19,919,000 | thousands by filing date | |
| BRUNSWICK CORP | 117043109 | COM | 296,064 | $19,842,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 360,000 | $19,840,000 | thousands by filing date | put |
| INTERXION HOLDING N.V | N47279109 | SHS | 294,433 | $19,815,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 3,025,000 | $19,784,000 | thousands by filing date | put |
| LOGITECH INTL S A SHS | H50430232 | Stock | 441,658 | $19,751,000 | thousands by filing date | put |
| F5 INC COM | 315616102 | Stock | 98,939 | $19,730,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J206 | MULTIFACTOR MI | 540,206 | $19,718,000 | thousands by filing date | |
| RANDGOLD RES LTD | 752344309 | ADR | 278,132 | $19,622,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 410,930 | $19,589,000 | thousands by filing date | |
| WESTERN UN CO COM | 959802109 | Stock | 1,027,093 | $19,576,000 | thousands by filing date | |
| DELUXE CORP MEDIUM TERM NTS COM | 248019101 | Stock | 343,682 | $19,569,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N816 | VCSHS DEV ENH VL | 573,727 | $19,558,000 | thousands by filing date | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 533,893 | $19,557,000 | thousands by filing date | |
| NUVEEN NASDAQ 100 DYNAMIC OV | 670699107 | COM SHS | 807,776 | $19,411,000 | thousands by filing date | |
| SUN LIFE FINANCIAL INC. COM | 866796105 | Stock | 487,486 | $19,383,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V100 | AEROSPACE DEFN | 314,640 | $19,357,000 | thousands by filing date | |
| AERCAP HOLDINGS NV SHS | N00985106 | Stock | 336,294 | $19,344,000 | thousands by filing date | call |
| NUVEEN DOW 30 DYNMC OVERWRT | 67075F105 | SHS | 974,142 | $19,278,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X772 | S&P INTL ETF | 507,849 | $19,253,000 | thousands by filing date | |
| HERBALIFE LTD | G4412G101 | COM SHS | 352,413 | $19,223,000 | thousands by filing date | |
| MOMO INC | 60879B107 | ADR | 438,777 | $19,218,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 406,175 | $19,208,000 | thousands by filing date | call |
| TEREX CORP NEW COM | 880779103 | Stock | 480,906 | $19,193,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 1,035,870 | $19,091,000 | thousands by filing date | |
| CREDICORP LTD | G2519Y108 | COM | 85,570 | $19,089,000 | thousands by filing date | |
| AECOM COM | 00766T100 | Stock | 583,634 | $19,061,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R866 | INTER MUN BD ACT | 362,310 | $19,025,000 | thousands by filing date | |
| GOLUB CAP BDC INC | 38173M102 | COM | 1,012,956 | $18,993,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 254,474 | $18,971,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 319,100 | $18,961,000 | thousands by filing date | call |
| INVESCO DB US DLR INDEX TR | 46141D203 | BULLISH FD | 750,000 | $18,945,000 | thousands by filing date | put |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 312,327 | $18,942,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 184692101 | COM | 1,302,574 | $18,927,000 | thousands by filing date | |
| REVVITY INC | 714046109 | COM | 194,276 | $18,897,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 195,192 | $18,869,000 | thousands by filing date | |
| CIMAREX ENERGY CO COM | 171798101 | Stock | 202,853 | $18,853,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 1,985,314 | $18,841,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 561,788 | $18,837,000 | thousands by filing date | |
| SNAP INC | 83304A106 | CL A | 2,219,100 | $18,818,000 | thousands by filing date | put |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 82,270 | $18,814,000 | thousands by filing date | call |
| COTERRA ENERGY INC COM | 127097103 | Stock | 834,011 | $18,782,000 | thousands by filing date | |
| POLARIS INC COM | 731068102 | Stock | 185,884 | $18,765,000 | thousands by filing date | |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 197,500 | $18,764,000 | thousands by filing date | put |
| AXALTA COATING SYS LTD COM | G0750C108 | Stock | 642,870 | $18,746,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E115 | S&P SMLCP INFO | 222,918 | $18,725,000 | thousands by filing date | |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 2,201,685 | $18,693,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 374,700 | $18,675,000 | thousands by filing date | put |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 196,000 | $18,622,000 | thousands by filing date | call |
| UNDER ARMOUR INC | 904311107 | CL A | 876,314 | $18,595,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V530 | CMN | 137,925 | $18,574,000 | thousands by filing date | |
| ISHARES TR | 46434V100 | 0-5YR INVT GR CP | 373,871 | $18,566,000 | thousands by filing date | |
| WEIBO CORP SPONSORED ADR | 948596101 | ADR | 253,000 | $18,502,000 | thousands by filing date | put |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 661,200 | $18,454,000 | thousands by filing date | call |
| FIRST TR EXCHANGE-TRADED FD | 33733E104 | CAP STRENGTH ETF | 334,115 | $18,453,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 69,490 | $18,399,000 | thousands by filing date | |
| PULTE GROUP INC COM | 745867101 | Stock | 741,705 | $18,372,000 | thousands by filing date | |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 279,122 | $18,344,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733B100 | WTR ETF | 360,093 | $18,318,000 | thousands by filing date | |
| BLACKROCK TAX MUNICPAL BD TR | 09248X100 | SHS | 862,694 | $18,289,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 163,500 | $18,279,000 | thousands by filing date | put |
| RESTAURANT BRANDS INTL INC COM | 76131D103 | Stock | 308,000 | $18,258,000 | thousands by filing date | put |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 64,704 | $18,255,000 | thousands by filing date | |
| BAKER HUGHES COMPANY CL A | 05722G100 | Stock | 539,481 | $18,251,000 | thousands by filing date | |
| HOLLYFRONTIER CORP | 436106108 | COM | 260,991 | $18,243,000 | thousands by filing date | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 1,116,607 | $18,212,000 | thousands by filing date | |
| STATE STREET | 78464A813 | EXCHANGE TRADED | 240,387 | $18,142,000 | thousands by filing date | |
| CNX MIDSTREAM PARTNERS LP | 12654A101 | COM UNIT REPST | 939,283 | $18,081,000 | thousands by filing date | |
| AIX INC | 30712A103 | SPONSORED ADS | 668,747 | $18,070,000 | thousands by filing date | |
| MINDBODY INC | 60255W105 | COM CL A | 444,106 | $18,053,000 | thousands by filing date | |
| DTE ENERGY CO COM | 233331107 | Stock | 165,212 | $18,030,000 | thousands by filing date | |
| PEOPLE'S UNITED FINANCIAL INC | 712704105 | COM | 1,050,802 | $17,990,000 | thousands by filing date | |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 103,768 | $17,925,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V639 | AI AND NEXT GEN | 205,516 | $17,896,000 | thousands by filing date | |
| iShares Global 100 ETF | 464287572 | SHS | 364,802 | $17,806,000 | thousands by filing date | |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 1,620,917 | $17,798,000 | thousands by filing date | |
| DOVER CORP COM | 260003108 | Stock | 201,020 | $17,796,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V241 | S&P500 QUALITY | 541,974 | $17,777,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 328,600 | $17,721,000 | thousands by filing date | put |
| CNH INDL N V SHS | N20944109 | Stock | 1,473,930 | $17,702,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 331,500 | $17,699,000 | thousands by filing date | put |
| RPM INTL INC COM | 749685103 | Stock | 272,459 | $17,693,000 | thousands by filing date | |
| Whiting Petroleum Corpora | 966387409 | COM NEW | 333,456 | $17,686,000 | thousands by filing date | |
| SNAP INC | 83304A106 | CL A | 2,085,492 | $17,685,000 | thousands by filing date | |
| ISHARES INC | 46434G863 | COM | 529,720 | $17,671,000 | thousands by filing date | |
| ANSYS INC COM | 03662Q105 | COM | 94,468 | $17,635,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 1,589,647 | $17,613,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q593 | MED BREAKTHGH | 447,226 | $17,607,000 | thousands by filing date | |
| ZILLOW GROUP INC CL C CAP STK | 98954M200 | Stock | 396,298 | $17,536,000 | thousands by filing date | |
| BLACKROCK CORE BD TR | 09249E101 | SHS BEN INT | 1,372,097 | $17,535,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 1,457,593 | $17,535,000 | thousands by filing date | |
| Vanguard International High Dividend Yield ETF | 921946794 | SHS | 277,665 | $17,443,000 | thousands by filing date | |
| L3 TECHNOLOGIES INC | 502413107 | COM | 81,901 | $17,413,000 | thousands by filing date | |
| ISHARES TR | 46435G516 | COM | 262,328 | $17,371,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 83,800 | $17,359,000 | thousands by filing date | put |
| Proshares Short S&P | 74347B425 | COM | 634,706 | $17,340,000 | thousands by filing date | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 1,850,539 | $17,321,000 | thousands by filing date | |
| VANECK RUSSIA ETF | 92189F403 | ETF | 800,210 | $17,253,000 | thousands by filing date | |
| DB COMMODITY INDEX TRACKING | 46138B103 | ETF | 958,713 | $17,228,000 | thousands by filing date | |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 1,719,235 | $17,226,000 | thousands by filing date | |
| MID AMERICA APARTMENT COMMUNITIES INC. | 59522J103 | Common Stock, par value $0.01 per share | 171,609 | $17,192,000 | thousands by filing date | |
| AG MTG INVT TR INC | 001228105 | COM | 945,458 | $17,189,000 | thousands by filing date | |
| CONTINENTAL RES INC | 212015101 | COM | 251,643 | $17,182,000 | thousands by filing date | |
| NOMAD FOODS LTD USD ORD SHS | G6564A105 | Stock | 845,933 | $17,139,000 | thousands by filing date | |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 992,660 | $17,134,000 | thousands by filing date | |
| AMPHENOL CORP NEW | 032095101 | COM | 182,120 | $17,123,000 | thousands by filing date | |
| YY INC. ADR | 98426T106 | SPONSORED ADS A | 228,292 | $17,104,000 | thousands by filing date | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 3,741,606 | $17,099,000 | thousands by filing date | |
| PBF ENERGY INC | 69318G106 | CL A | 342,592 | $17,099,000 | thousands by filing date | |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 406,862 | $17,072,000 | thousands by filing date | |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 210,394 | $17,070,000 | thousands by filing date | |
| STRATEGY INC CL A NEW | 594972408 | Stock | 121,027 | $17,019,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L837 | INTL QLTDV IDX | 706,681 | $16,982,000 | thousands by filing date | |
| ESSEX PPTY TR INC COM | 297178105 | REIT | 68,815 | $16,978,000 | thousands by filing date | |
| BROADRIDGE FINL SOLUTIONS INC COM | 11133T103 | Stock | 128,608 | $16,970,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F718 | OIL SVCS ETF | 673,100 | $16,955,000 | thousands by filing date | call |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 787,000 | $16,952,000 | thousands by filing date | put |
| ISHARES TR | 464287812 | US CONSM STAPLES | 142,540 | $16,944,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 72,100 | $16,935,000 | thousands by filing date | put |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 6,241,886 | $16,916,000 | thousands by filing date | |
| FIRST TR NAS100 EQ WEIGHTED | 337344105 | SHS | 265,941 | $16,914,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 132,732 | $16,865,000 | thousands by filing date | |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 446,982 | $16,860,000 | thousands by filing date | |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 889,668 | $16,788,000 | thousands by filing date | |
| VANGUARD S&P SMALL-CAP 600 ETF | 921932828 | ETF | 105,099 | $16,765,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 1,200,500 | $16,747,000 | thousands by filing date | put |
| ISHARES TR | 464288257 | MSCI ACWI ETF | 225,000 | $16,709,000 | thousands by filing date | put |
| ISHARES TR | 464288257 | MSCI ACWI ETF | 225,000 | $16,709,000 | thousands by filing date | call |
| VANGUARD SCOTTSDALE FDS | 92206C771 | SHS | 326,797 | $16,667,000 | thousands by filing date | |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 88,488 | $16,638,000 | thousands by filing date | |
| STATE STREET SPDR ETF S&P RETAIL | 78464A714 | ETF | 326,000 | $16,633,000 | thousands by filing date | put |
| RALPH LAUREN CORP | 751212101 | CL A | 120,520 | $16,577,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 62,300 | $16,574,000 | thousands by filing date | put |
| CTRIP COM INTL LTD | 22943F100 | AMERICAN DEP SHS | 445,800 | $16,570,000 | thousands by filing date | put |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 170,820 | $16,565,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X200 | DJ GLBL DIVID | 659,483 | $16,553,000 | thousands by filing date | |
| ISHARES TR | 464288828 | US HLTHCR PR ETF | 82,780 | $16,544,000 | thousands by filing date | |
| FIRST BANCORP CORPORATION | 318672706 | COM NEW | 1,817,111 | $16,536,000 | thousands by filing date | |
| TABLEAU SOFTWARE INC | 87336U105 | CL A | 147,746 | $16,509,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X127 | ENERGY ALPHADX | 943,324 | $16,508,000 | thousands by filing date | |
| ZIONS BANCORPORATION | 989701107 | COM | 328,741 | $16,486,000 | thousands by filing date | |
| Uxin Ltd | 91818X108 | ADS | 2,427,953 | $16,485,000 | thousands by filing date | |
| SYNOPSYS INC COM | 871607107 | Stock | 166,971 | $16,465,000 | thousands by filing date | |
| SNAP ON INC COM | 833034101 | Stock | 89,595 | $16,450,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 129,400 | $16,442,000 | thousands by filing date | put |
| DECKERS OUTDOOR CORP | 243537107 | COM | 138,400 | $16,411,000 | thousands by filing date | put |
| NASDAQ INC COM | 631103108 | Stock | 191,200 | $16,405,000 | thousands by filing date | put |
| ISHARES TR | 464287846 | DOW JONES US ETF | 112,635 | $16,391,000 | thousands by filing date | |
| E TRADE FINANCIAL CORP | 269246401 | COM NEW | 312,800 | $16,388,000 | thousands by filing date | call |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 1,129,554 | $16,368,000 | thousands by filing date | |
| Real Estate Select Sector SPDR Fund | 81369Y860 | SHS | 500,630 | $16,325,000 | thousands by filing date | |
| OPPENHEIMER ETF TR | 68386C401 | ULTRA DIVID REV | 421,661 | $16,259,000 | thousands by filing date | |
| NATURAL RESOURCE PARTNERS LP | 63900P608 | COM UNIT LTD PAR | 524,411 | $16,257,000 | thousands by filing date | |
| Vanguard S&P Mid-Cap 400 ETF | 921932885 | SHS | 119,578 | $16,255,000 | thousands by filing date | |
| INVESCO DB US DLR INDEX TR | 46141D203 | BULLISH FD | 643,521 | $16,255,000 | thousands by filing date | |
| SUPERNUS PHARMACEUTICALS | 868459108 | COM | 322,740 | $16,250,000 | thousands by filing date | |
| TRIVAGO N V SPON ADS A SHS N | 89686D105 | ADR | 2,635,387 | $16,234,000 | thousands by filing date | |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 686,290 | $16,217,000 | thousands by filing date | |
| iShares Global Healthcare ETF | 464287325 | SHS | 255,902 | $16,117,000 | thousands by filing date | |
| SBA COMMUNICATIONS CORP CL A | 78410G104 | REIT | 100,000 | $16,063,000 | thousands by filing date | call |
| TEXTRON INC COM | 883203101 | Stock | 224,382 | $16,037,000 | thousands by filing date | |
| MOELIS & CO | 60786M105 | CL A | 292,558 | $16,032,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 181,600 | $16,019,000 | thousands by filing date | put |
| GLOBAL X FDS | 37954Y814 | FINTECH ETF | 556,214 | $15,991,000 | thousands by filing date | |
| BLACKROCK TCP CAPITAL CORP | 09259E108 | COM | 1,122,285 | $15,970,000 | thousands by filing date | |
| SPDR SER TR | 78464A862 | S&P SEMICNDCTR | 210,369 | $15,969,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311206 | CL C | 820,476 | $15,967,000 | thousands by filing date | |
| ISHARES | 46434VAX8 | EXCHANGE TRADED | 656,912 | $15,963,000 | thousands by filing date | |
| TAL ED GROUP SPONSORED ADS | 874080104 | ADR | 620,000 | $15,940,000 | thousands by filing date | put |
| TRINITY INDS INC | 896522109 | COM | 434,308 | $15,914,000 | thousands by filing date | |
| BXP INC COM | 101121101 | REIT | 129,012 | $15,880,000 | thousands by filing date | |
| WHIRLPOOL CORP COM | 963320106 | Stock | 133,711 | $15,879,000 | thousands by filing date | |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 234,735 | $15,823,000 | thousands by filing date | call |
| 58 COM INC | 31680Q104 | SPON ADR REP A | 214,899 | $15,817,000 | thousands by filing date | |
| ROKU INC COM CL A | 77543R102 | Stock | 216,046 | $15,778,000 | thousands by filing date | |
| ZENDESK INC | 98936J101 | COM | 222,198 | $15,776,000 | thousands by filing date | |
| COTERRA ENERGY INC COM | 127097103 | Stock | 700,100 | $15,766,000 | thousands by filing date | call |
| NETEASE COM INC SPONSORED ADS | 64110W102 | ADR | 69,000 | $15,749,000 | thousands by filing date | call |
| AUTOZONE INC COM | 053332102 | Stock | 20,300 | $15,747,000 | thousands by filing date | call |
| WABTEC COM | 929740108 | Stock | 150,000 | $15,732,000 | thousands by filing date | put |
| LINCOLN ELEC HLDGS INC | 533900106 | COM | 168,363 | $15,732,000 | thousands by filing date | |
| ISHARES TR | 464288372 | COM | 373,407 | $15,728,000 | thousands by filing date | |
| DIAMONDBACK ENERGY INC COM | 25278X109 | Stock | 115,989 | $15,680,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 3,384,937 | $15,673,000 | thousands by filing date | |
| REALTY INCOME CORP COM | 756109104 | REIT | 274,968 | $15,643,000 | thousands by filing date | |
| DYNEX CAP INC | 26817Q506 | COM NEW | 2,450,373 | $15,633,000 | thousands by filing date | |
| HERBALIFE LTD | 42703MAB9 | NOTE 2.000% 8/1 | 12,005,000 | $15,615,000 | thousands by filing date | principal |
| SPDR SERIES TRUST | 78464a201 | ST STR SP600GRWO | 230,391 | $15,551,000 | thousands by filing date | |
| ISHARES TR | 46432FAK3 | 2020 INVTGR BD | 635,840 | $15,540,000 | thousands by filing date | |
| PAYCOMSOFTWAREINC | 70432V102 | STOK | 99,453 | $15,456,000 | thousands by filing date | |
| Goldman Sachs Access Treasury 0-1 Year ETF | 381430529 | SHS | 154,149 | $15,440,000 | thousands by filing date | |
| ISHARES TR | 464287127 | MORNINGSTR US EQ | 91,589 | $15,416,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 3,078,280 | $15,391,000 | thousands by filing date | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 130,392 | $15,373,000 | thousands by filing date | |
| CONSOL ENERGY INC NEW | 20854L108 | COM | 376,046 | $15,347,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 662,211 | $15,304,000 | thousands by filing date | |
| WEIBO CORP SPONSORED ADR | 948596101 | ADR | 209,160 | $15,296,000 | thousands by filing date | call |
| SUNOCO LP/SUNOCO FIN CORP | 86765K109 | COM UT REP LP | 516,466 | $15,261,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 719,600 | $15,256,000 | thousands by filing date | put |
| Visa Inc | 92826C839 | COM | 101,600 | $15,249,000 | thousands by filing date | call |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 260,167 | $15,243,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 936,789 | $15,242,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 829,790 | $15,227,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X511 | YIELD ENHANCD US | 314,418 | $15,205,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2020 CORP | 46138J502 | BULSHS 2020 CB | 720,929 | $15,198,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 251,900 | $15,192,000 | thousands by filing date | call |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 1,255,000 | $15,173,000 | thousands by filing date | call |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 169,900 | $15,131,000 | thousands by filing date | call |
| ISHARES CMBS ETF | 46429B366 | CMBS ETF | 303,560 | $15,114,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W422 | INDIA ERNGS FD | 625,000 | $15,069,000 | thousands by filing date | put |
| WELLCARE HEALTH PLANS INC | 94946T106 | COM | 46,908 | $15,034,000 | thousands by filing date | |
| ISHARES TR | 464288356 | CALIF MUN BD ETF | 259,116 | $15,026,000 | thousands by filing date | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 33,000 | $14,999,000 | thousands by filing date | put |
| SPOTIFYTECHNOLOGYSAF | L8681T102 | STOK | 82,800 | $14,973,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 772,538 | $14,957,000 | thousands by filing date | |
| CBS CORP NEW | 124857202 | CL B | 260,000 | $14,937,000 | thousands by filing date | put |
| RANGE RES CORP COM | 75281A109 | Stock | 875,000 | $14,866,000 | thousands by filing date | put |
| QORVO INC COM | 74736K101 | Stock | 193,261 | $14,860,000 | thousands by filing date | |
| LEIDOS HOLDINGS INC COM | 525327102 | Stock | 214,865 | $14,860,000 | thousands by filing date | |
| EQT GP HLDGS LP | 26885J103 | COM UNIT REP | 713,368 | $14,859,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 2,025,965 | $14,851,000 | thousands by filing date | |
| EQUINOR ASA SPONSORED ADR | 29446M102 | ADR | 526,272 | $14,842,000 | thousands by filing date | |
| PENTAIR PLC SHS | G7S00T104 | Stock | 341,742 | $14,815,000 | thousands by filing date | |
| CERNER CORP | 156782104 | COM | 229,722 | $14,796,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 254,200 | $14,726,000 | thousands by filing date | put |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 195,400 | $14,719,000 | thousands by filing date | call |
| FORTIS INC | 349553107 | COM | 453,978 | $14,717,000 | thousands by filing date | |
| DISCOVERY INC | 25470F104 | COM SER A | 459,789 | $14,713,000 | thousands by filing date | |
| AVERY DENNISON CORP COM | 053611109 | Stock | 135,574 | $14,690,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736Q104 | CMN | 275,253 | $14,682,000 | thousands by filing date | |
| LEGGETT & PLATT INC | 524660107 | COM | 335,170 | $14,676,000 | thousands by filing date | |
| Vanguard Intermediate-Term Treasury ETF | 92206C706 | SHS | 235,798 | $14,641,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 128,600 | $14,628,000 | thousands by filing date | put |
| MELLANOX TECHNOLOGIES LTD | M51363113 | COMMON STOCK | 199,126 | $14,626,000 | thousands by filing date | |
| VORNADO RLTY TR | 929042109 | SH BEN INT | 199,836 | $14,588,000 | thousands by filing date | |
| BLOCK H & R INC COM | 093671105 | Stock | 566,224 | $14,580,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 971,987 | $14,580,000 | thousands by filing date | |
| REINSURANCE GROUP AMER INC COM NEW | 759351604 | Stock | 100,790 | $14,571,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V332 | S&P500 EQL HLT | 70,477 | $14,525,000 | thousands by filing date | |
| SINA CORP | G81477104 | ORD | 208,980 | $14,520,000 | thousands by filing date | |
| DROPBOX INC CL A | 26210C104 | Stock | 541,007 | $14,516,000 | thousands by filing date | |
| OAKTREE CAP GROUP LLC | 674001201 | UNIT 99/99/9999 | 350,475 | $14,509,000 | thousands by filing date | |
| VERISIGN INC COM | 92343E102 | Stock | 90,367 | $14,469,000 | thousands by filing date | |
| E TRADE FINANCIAL CORP | 269246401 | COM NEW | 276,113 | $14,465,000 | thousands by filing date | |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 441,198 | $14,458,000 | thousands by filing date | |
| SEATTLE GENETICS INC | 812578102 | COM | 187,469 | $14,458,000 | thousands by filing date | |
| MASCO CORP | 574599106 | COM | 394,983 | $14,456,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 1,222,176 | $14,446,000 | thousands by filing date | |
| GALLAGHER ARTHUR J & CO COM | 363576109 | Stock | 194,004 | $14,442,000 | thousands by filing date | |
| OPPENHEIMER ETF TR | 68386C203 | S&P MDCP 400 REV | 229,785 | $14,437,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 680,000 | $14,430,000 | thousands by filing date | put |
| WESTERN ASSET INVT GRADE OPP | 95790A101 | COM | 691,202 | $14,425,000 | thousands by filing date | |
| ATLASSIAN CORP | G06242104 | CL A | 150,000 | $14,421,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 3,885,124 | $14,414,000 | thousands by filing date | |
| ISHARES TR | 46434VAA8 | IBONDS DEC18 ETF | 574,041 | $14,414,000 | thousands by filing date | |
| TORO CO | 891092108 | COM | 240,057 | $14,397,000 | thousands by filing date | |
| GLOBUS MED INC CL A | 379577208 | Stock | 252,890 | $14,354,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229854 | COM SER C FRMLA | 383,289 | $14,255,000 | thousands by filing date | |
| HELMERICH & PAYNE INC | 423452101 | COM | 206,114 | $14,174,000 | thousands by filing date | |
| GLOBAL PMTS INC | 37940X102 | COM | 111,146 | $14,160,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 259,314 | $14,125,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430206 | ACTIVEBETA EME | 431,438 | $14,125,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 830,000 | $14,110,000 | thousands by filing date | put |
| SPDR SERIES TRUST | 78464A532 | STATE STREET SPD | 210,458 | $14,107,000 | thousands by filing date | |
| ISHARES TR | 464289867 | CORE 60 BALA ETF | 312,136 | $14,087,000 | thousands by filing date | |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 504,245 | $14,078,000 | thousands by filing date | |
| FIDELITY NATIONAL FINANCIAL | 31620R303 | FNF GROUP COM | 357,585 | $14,071,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 122,500 | $14,066,000 | thousands by filing date | put |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 169,000 | $14,059,000 | thousands by filing date | call |
| PROSHARES TR II | 74347W130 | SHT VIX ST TRM | 237,752 | $14,049,000 | thousands by filing date | |
| NUVEEN INTERMEDIATE DURATION M | 670671106 | COM | 1,124,596 | $14,047,000 | thousands by filing date | |
| KAPSTONE PAPER AND PACKAGING C | 48562P103 | COM | 414,205 | $14,045,000 | thousands by filing date | |
| ROYCE VALUE TRUST | 780910105 | COM | 858,558 | $14,037,000 | thousands by filing date | |
| VULCAN MATLS CO COM | 929160109 | Stock | 125,866 | $13,996,000 | thousands by filing date | |
| Broadcom Inc. | 11135F101 | COM | 56,700 | $13,990,000 | thousands by filing date | call |
| COOPER STANDARD HOLDING | 21676P103 | COMMON STOCK | 116,311 | $13,955,000 | thousands by filing date | |
| SYMANTEC CORP | 871503108 | COM | 655,780 | $13,955,000 | thousands by filing date | |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 907,503 | $13,939,000 | thousands by filing date | |
| SONIC CORP | 835451105 | COM | 321,301 | $13,925,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M300 | SML CP GRW ALP | 266,086 | $13,922,000 | thousands by filing date | |
| ISHARES TR | 464287192 | US TRSPRTION | 67,968 | $13,903,000 | thousands by filing date | |
| ARES DYNAMIC CR ALLOCATION F | 04014F102 | COM | 893,641 | $13,878,000 | thousands by filing date | |
| SAP SE SPON ADR | 803054204 | ADR | 112,781 | $13,872,000 | thousands by filing date | |
| EZCORP INC | 302301AF3 | NOTE2.875% 7/0 | 11,175,000 | $13,861,000 | thousands by filing date | principal |
| BARINGS BDC INC | 06759L103 | COM | 1,384,677 | $13,860,000 | thousands by filing date | |
| CRITEO S A SPONS ADS | 226718104 | ADR | 604,000 | $13,856,000 | thousands by filing date | call |
| WISDOMTREE TR | 97717W208 | US HIGH DIVIDEND | 191,913 | $13,848,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 285,850 | $13,841,000 | thousands by filing date | |
| INCYTE CORP COM | 45337C102 | Stock | 200,000 | $13,816,000 | thousands by filing date | call |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-18-011573 | this filing | 2018-11-14 | acceptance time not in the bulk data set |