13F-HR filed by UBS Group AG
UBS Group AG filed this 13F-HR for the quarter ended 2018-09-30, filed 2018-11-14, with 8,040 holding rows worth $252,295,740,000.
- Accession
- 0000950123-18-011573
- Filer
- CIK 1610520
- Filed
- 2018-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2018
A combination report, 13,792 entries on the cover page, a total value of $252,295,740,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $252,295,774,000 with VALUE read as thousands by filing date, 13F file number 028-16612. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerUBS ASSET MANAGEMENT (AMERICAS) INC 028-02682
- reports for this filerUBS OCONNOR LLC 028-06327
- included managerUBS Financial Services Inc. 028-11496
- included managerUBS Swiss Financial Advisors AG 028-11603
- included managerUBS AG New York Branch 028-07344
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| TJX Companies Inc | 872540109 | COM | 1,000 | $112,000 | thousands by filing date | put |
| NAPCO SEC TECHNOLOGIES INC COM | 630402105 | Stock | 7,507 | $112,000 | thousands by filing date | |
| INTREPID POTASH INC | 46121Y102 | COM | 31,281 | $112,000 | thousands by filing date | |
| GOLD STD VENTURES CORP | 380738104 | COM | 65,039 | $112,000 | thousands by filing date | |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 32,296 | $112,000 | thousands by filing date | |
| DORIAN LPG LTD | Y2106R110 | SHS USD | 13,897 | $111,000 | thousands by filing date | |
| ORTHOPEDIATRICS CORP | 68752L100 | COMMON STOCK | 3,015 | $111,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F304 | ENVIRONMENTAL SR | 1,150 | $111,000 | thousands by filing date | |
| READING INTL INC | 755408101 | CL A | 7,002 | $111,000 | thousands by filing date | |
| TOTAL RETURN SECURITIES FUND | 870875101 | COM | 13,036 | $111,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X309 | S NETWRK FUT VEH | 3,053 | $111,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A727 | CLEARSHS OCIO | 4,100 | $111,000 | thousands by filing date | |
| OPTINOSE INC | 68404V100 | COM | 8,962 | $111,000 | thousands by filing date | |
| CRH MEDICAL CORP | 12626F105 | COM | 28,082 | $111,000 | thousands by filing date | |
| Goldman Sachs Equal Weight U.S. Large Cap Equity ETF | 381430438 | SHS | 2,379 | $110,000 | thousands by filing date | |
| UNITED STS LIME & MINERALS I | 911922102 | COM | 1,394 | $110,000 | thousands by filing date | |
| FARMERS MERCHANTS BANCO OH | 30779N105 | COMMON STOCK | 2,578 | $110,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F460 | CEF MUNI INCOME | 4,473 | $110,000 | thousands by filing date | |
| CZR | 127686103 | Stock | 10,747 | $110,000 | thousands by filing date | |
| SPOTIFYTECHNOLOGYSAF | L8681T102 | STOK | 600 | $109,000 | thousands by filing date | put |
| MERCURY SYS INC COM | 589378108 | Stock | 1,971 | $109,000 | thousands by filing date | |
| VENTAS INC COM | 92276F100 | REIT | 2,000 | $109,000 | thousands by filing date | put |
| ARK ETF TR | 00214Q104 | INNOVATION ETF | 2,291 | $109,000 | thousands by filing date | |
| ESQUIRE FINL HLDGS INC | 29667J101 | COM | 4,360 | $109,000 | thousands by filing date | |
| HOMETRUST BANCSHARES INC | 437872104 | COMMON STOCK | 3,748 | $109,000 | thousands by filing date | |
| ISHARES TR | 46435G862 | MSCI UN KNGDOM | 4,515 | $109,000 | thousands by filing date | |
| AKCEA THERAPEUTICS INC | 00972L107 | COM | 3,121 | $109,000 | thousands by filing date | |
| PROSHARES TR II | 74347Y805 | ETF | 6,719 | $109,000 | thousands by filing date | |
| OOMA INC | 683416101 | COM | 6,501 | $108,000 | thousands by filing date | |
| SOUTHERN MISSOURI BANCORP | 843380106 | COMMON STOCK | 2,900 | $108,000 | thousands by filing date | |
| GLADSTONE LAND CORP | 376549101 | REIT | 8,710 | $108,000 | thousands by filing date | |
| ISHARES INC | 464286582 | MSCI JAPN SMCETF | 1,387 | $108,000 | thousands by filing date | |
| NUVEEN MINN QUALITY MUN INM | 670734102 | SHS | 8,447 | $108,000 | thousands by filing date | |
| PROSHARES TR | 74347X294 | HD REPLICATION | 2,393 | $108,000 | thousands by filing date | |
| MOOG INC | 615394301 | CL B | 1,264 | $108,000 | thousands by filing date | |
| RANDOLPH BANCORP INC | 752378109 | COM | 6,536 | $108,000 | thousands by filing date | |
| SB ONE BANCORP | 78413T103 | COM | 4,287 | $108,000 | thousands by filing date | |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 15,536 | $107,000 | thousands by filing date | |
| DB GOLD DOUBLE LONG ETN | 25154H749 | DB GOLD DBL LNG | 5,295 | $107,000 | thousands by filing date | |
| MERCHANTS BANCORP IND | 58844R108 | COM | 4,190 | $107,000 | thousands by filing date | |
| WILLDAN GROUP INC | 96924N100 | COM | 3,145 | $107,000 | thousands by filing date | |
| HOME BANCORP INC | 43689E107 | COMMON STOCK | 2,470 | $107,000 | thousands by filing date | |
| CARRIZO OIL & GAS INC | 144577103 | COM | 4,237 | $107,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W133 | EMERG CUR STR FD | 5,867 | $107,000 | thousands by filing date | |
| SENSEONICS HLDGS INC | 81727U105 | COM | 22,584 | $107,000 | thousands by filing date | |
| SINOPEC SHANGHAI PETROCHEMIC | 82935M109 | SPON ADR H | 1,774 | $107,000 | thousands by filing date | |
| FEDNAT HOLDING COMPANY | 31431B109 | Common Stock | 4,216 | $107,000 | thousands by filing date | |
| UNITED SEC BANCSHARES CALIF | 911460103 | COM | 9,590 | $107,000 | thousands by filing date | |
| CENTRAL VY CMNTY BANCORP | 155685100 | COM | 4,949 | $107,000 | thousands by filing date | |
| PHH CORP | 693320202 | COM NEW | 9,715 | $107,000 | thousands by filing date | |
| GLATFELTER | 377316104 | COM | 5,598 | $107,000 | thousands by filing date | |
| HARBORONE BANCORP INC | 41165F101 | COM | 5,589 | $107,000 | thousands by filing date | |
| RBB BANCORP | 74930B105 | COMMON STOCK | 4,338 | $106,000 | thousands by filing date | |
| RIVERVIEW BANCORP INC | 769397100 | COM | 12,054 | $106,000 | thousands by filing date | |
| EPR PPTYS | 26884U307 | CONV PFD 9% SR E | 2,958 | $106,000 | thousands by filing date | |
| ENTERPRISE BANCORP INC MASS COM | 293668109 | Stock | 3,068 | $106,000 | thousands by filing date | |
| NUVEEN CALIF MUNICPAL VALU F | 6706EB106 | COM | 6,725 | $106,000 | thousands by filing date | |
| ION GEOPHYSICAL CORP | 462044207 | COMMON STOCK | 6,799 | $106,000 | thousands by filing date | |
| ELOXX PHARMACEUTICALS INC | 29014R103 | COM | 6,224 | $106,000 | thousands by filing date | |
| ENERGY XXI GULF COAST INC | 29276K101 | COM | 12,648 | $106,000 | thousands by filing date | |
| PROSHARES ULTRASHORT UTILITIES | 74347B722 | FUND | 4,501 | $106,000 | thousands by filing date | |
| CELSIUS HLDGS INC | 15118V207 | COM NEW | 26,043 | $105,000 | thousands by filing date | |
| COHU INC | 192576106 | COM | 4,185 | $105,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J224 | UNIT KING ALPH | 2,728 | $105,000 | thousands by filing date | |
| LANDMARK BANCORP INC | 51504L107 | COMMON STOCK | 3,608 | $105,000 | thousands by filing date | |
| CAI INTERNATIONAL INC | 12477X106 | COM | 4,578 | $105,000 | thousands by filing date | |
| ZOES KITCHEN INC | 98979J109 | COM | 8,213 | $105,000 | thousands by filing date | |
| CHINA SOUTHN AIRLS LTD | 169409109 | SPON ADR CL H | 3,290 | $105,000 | thousands by filing date | |
| NEOPHOTONICS CORP | 64051T100 | COM | 12,577 | $105,000 | thousands by filing date | |
| CRESCENT PT ENERGY CORP | 22576C101 | COM | 16,359 | $104,000 | thousands by filing date | |
| NRC HEALTH | 637372202 | COMMON STOCK | 2,686 | $104,000 | thousands by filing date | |
| PROSHARES TR | 74347X500 | ULTR MSCI ETF | 2,545 | $104,000 | thousands by filing date | |
| YRC WORLDWIDE INC | 984249607 | COM | 11,520 | $104,000 | thousands by filing date | |
| PROSHARES TR II | 74347Y706 | ULTRA BLOOMBERG | 3,429 | $104,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 500 | $103,000 | thousands by filing date | put |
| OMEGA FLEX INC | 682095104 | COMMON STOCK | 1,441 | $103,000 | thousands by filing date | |
| ISHARES TR | 46434V787 | YLD OPTIM BD | 4,267 | $103,000 | thousands by filing date | |
| Enzo Biochem Inc | 294100102 | Common Stock | 25,013 | $103,000 | thousands by filing date | |
| PSYCHEMEDICS CORP | 744375205 | COM NEW | 5,499 | $103,000 | thousands by filing date | |
| PROSHARES TR II | 74347W221 | ULTRAPRO 3X CR | 1,569 | $103,000 | thousands by filing date | |
| ULTRA CLEAN HLDGS INC COM | 90385V107 | Stock | 8,182 | $102,000 | thousands by filing date | |
| GRANITESHARES GOLD TR | 38748G101 | SHS BEN INT | 861 | $102,000 | thousands by filing date | |
| TITAN MACHY INC | 88830R101 | COM | 6,601 | $102,000 | thousands by filing date | |
| FIDELITY DD BANCORP INC | 31609R100 | COMMON STOCK | 1,482 | $102,000 | thousands by filing date | |
| CLIMB GLOBAL SOLUTIONS INC | 946760105 | COMMON STOCK | 7,921 | $102,000 | thousands by filing date | |
| BUSINESS FIRST BANCSHARES | 12326C105 | COMMON STOCK | 3,857 | $102,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y280 | DLY FTS BUL 3X | 3,193 | $102,000 | thousands by filing date | |
| TRICIDA INC | 89610F101 | COM | 3,354 | $102,000 | thousands by filing date | |
| COLLECTORS UNIVERSE | 19421R200 | COMMON | 6,870 | $102,000 | thousands by filing date | |
| IJH | 464287507 | COM | 500 | $101,000 | thousands by filing date | put |
| ASTRANA HEALTH INC | 03763A207 | COM NEW | 4,568 | $101,000 | thousands by filing date | |
| DIGI INTL INC | 253798102 | COM | 7,508 | $101,000 | thousands by filing date | |
| SHORE BANCSHARES INC | 825107105 | COMMON STOCK | 5,710 | $101,000 | thousands by filing date | |
| SPORTSMANS WHSE HLDGS INC | 84920Y106 | COM | 17,279 | $101,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G301 | VIRTUS LIFESC CT | 2,932 | $101,000 | thousands by filing date | |
| LADENBURG THALMANN FINANCIAL | 50575Q102 | COM | 37,499 | $101,000 | thousands by filing date | |
| SWEDISH EXPT CR CORP | 870297405 | RG METAL ETN22 | 13,010 | $101,000 | thousands by filing date | |
| OXFORD IMMUNOTEC GLOBAL PLC | G6855A103 | ORD SHS | 6,215 | $101,000 | thousands by filing date | |
| FIRST CHOICE BANCORP | 31948P104 | COM | 3,711 | $101,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 1,100 | $100,000 | thousands by filing date | put |
| AAR CORP | 000361105 | COM | 2,095 | $100,000 | thousands by filing date | |
| SOTHEBYS | 835898107 | COM | 2,031 | $100,000 | thousands by filing date | |
| HIGH INCOME SECS FD | 42968F108 | SHS BEN INT | 10,551 | $100,000 | thousands by filing date | |
| SILVERBOW RES INC | 82836G102 | COM | 3,750 | $100,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06746P555 | FUND | 2,318 | $100,000 | thousands by filing date | |
| CHANNELADVISOR CORP | 159179100 | COM | 8,007 | $100,000 | thousands by filing date | |
| SPDR DOW JONES INDUSTRIAL AVRG ETF | 46435G870 | COM | 3,702 | $100,000 | thousands by filing date | |
| ANI PHARMACEUTICALS INC | 00182C103 | COM | 1,754 | $99,000 | thousands by filing date | |
| THL CR SR LN FD | 87244R103 | COM | 5,957 | $99,000 | thousands by filing date | |
| MISTRAS GROUP INC | 60649T107 | COMMON STOCK | 4,561 | $99,000 | thousands by filing date | |
| THE BRAND HOUSE COLLECTIVE I | 497498105 | COM | 9,820 | $99,000 | thousands by filing date | |
| PROSHARES TR | 74347R768 | ULTRA CONSU STAP | 2,309 | $99,000 | thousands by filing date | |
| DIREXION DAILY S&P BIOTECH BULL 3X ETF | 25490K323 | ETF | 1,059 | $99,000 | thousands by filing date | |
| PENNS WOODS BANCORP INC | 708430103 | COM | 2,281 | $99,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 23,444 | $99,000 | thousands by filing date | |
| PROTECTIVE INSURANCE CORP- B | 74368l203 | COM | 4,307 | $99,000 | thousands by filing date | |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 1,800 | $98,000 | thousands by filing date | call |
| GREIF INC | 397624206 | CL B | 1,707 | $98,000 | thousands by filing date | |
| CENTRAL GARDEN & PET CO | 153527205 | CL A NON-VTG | 2,967 | $98,000 | thousands by filing date | |
| BANKWELL FINL GROUP INC | 06654A103 | COM | 3,132 | $98,000 | thousands by filing date | |
| PAR TECHNOLOGY CORP | 698884103 | COM | 4,424 | $98,000 | thousands by filing date | |
| TIMBERLAND BANCORP INC | 887098101 | COMMON STOCK | 3,128 | $98,000 | thousands by filing date | |
| CENTRAL GARDEN PET CO | 153527106 | COMMON STOCK | 2,712 | $98,000 | thousands by filing date | |
| TTEC HLDGS INC | 89854H102 | COM | 3,767 | $98,000 | thousands by filing date | |
| MULTI-COLOR | 625383104 | COM | 1,569 | $98,000 | thousands by filing date | |
| NUVEEN N Y SELECT TAX FREE I | 67063V104 | SH BEN INT | 7,647 | $98,000 | thousands by filing date | |
| GP STRATEGIES CORP | 36225V104 | COM | 5,821 | $98,000 | thousands by filing date | |
| INTERNET GOLD-GOLDEN LINES | M56595107 | COM | 40,642 | $98,000 | thousands by filing date | |
| EQUITY COMWLTH | 294628201 | 6.5% CNV PFD D | 3,742 | $98,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J125 | LATIN AMER ALP | 5,212 | $97,000 | thousands by filing date | |
| Great Lakes Dredge & Dock Corp | 390607109 | Common Stock | 15,580 | $97,000 | thousands by filing date | |
| PFSWEB INC | 717098206 | COM | 13,133 | $97,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 49,900 | $97,000 | thousands by filing date | call |
| RELIANT BANCORP INC | 75956B101 | COM | 3,806 | $97,000 | thousands by filing date | |
| NAVIOS MARITIME PART LP | Y62267102 | COM UT LTD PTN | 55,083 | $96,000 | thousands by filing date | |
| DAKTRONICS INC | 234264109 | COM | 12,146 | $95,000 | thousands by filing date | |
| PROSHARES TR | 74347R669 | PSHS ULT SEMICDT | 2,104 | $95,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W380 | INTRST RATE HDGE | 1,982 | $95,000 | thousands by filing date | |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 10,000 | $95,000 | thousands by filing date | put |
| ZIX CORP | 98974P100 | COM | 17,187 | $95,000 | thousands by filing date | |
| UQM TECHNOLOGIES INC | 903213106 | COM | 72,865 | $95,000 | thousands by filing date | |
| CAMBIUM LEARNING GRP INC COM | 13201A107 | COM | 7,992 | $95,000 | thousands by filing date | |
| A10 NETWORKS INC | 002121101 | COM | 15,553 | $94,000 | thousands by filing date | |
| C F FINANCIAL CORP | 12466Q104 | COMMON STOCK | 1,596 | $94,000 | thousands by filing date | |
| LEGACY TEX FINL GROUP INC | 52471Y106 | COM | 2,223 | $94,000 | thousands by filing date | |
| GUARANTY BANCSHARES INC | 400764106 | COMMON STOCK | 3,123 | $94,000 | thousands by filing date | |
| BRIGHTCOVE INC | 10921T101 | COM | 11,196 | $94,000 | thousands by filing date | |
| TARO PHARMACEUTICAL INDS LTD | M8737E108 | SHS | 948 | $94,000 | thousands by filing date | |
| CIMPRESS N V | N20146101 | SHS EURO | 689 | $94,000 | thousands by filing date | |
| GS FIN CORP | 362273302 | MEDIUM TERM NTS | 721 | $94,000 | thousands by filing date | |
| BIGLARI HOLDINGS INC B | 08986R309 | COMMON STOCK | 509 | $93,000 | thousands by filing date | |
| UNITY BANCORP INC | 913290102 | COMMON STOCK | 4,061 | $93,000 | thousands by filing date | |
| INVESCO EXCHANGE-TRADED FUND TRUST INVESCO DORSEY WRIGHT UTILITIES MOMENTUM ETF | 46137V795 | ETF | 3,246 | $93,000 | thousands by filing date | |
| PowerShares DB Gold Double Short ETN | 25154H756 | ETP | 14,008 | $93,000 | thousands by filing date | |
| COVIA HLDGS CORP | 22305A103 | COM | 10,314 | $93,000 | thousands by filing date | |
| DIREXION DAILY ENERGY BEAR 2X SHARES | 25460E554 | ETF | 2,876 | $93,000 | thousands by filing date | |
| SUTHERLAND ASSET MGMT CORP M | 86933G105 | COM | 5,592 | $93,000 | thousands by filing date | |
| ProShares UltraShort MSCI Brazil Capped | 74347B292 | ETP | 1,778 | $93,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A529 | NYSE PICKENS | 3,471 | $93,000 | thousands by filing date | |
| MONRO INC | 610236101 | COMMON STOCK | 1,320 | $92,000 | thousands by filing date | |
| WATSCO INC | 942622101 | CL B CONV | 517 | $92,000 | thousands by filing date | |
| SURFACE ONCOLOGY INC | 86877M209 | COM | 8,395 | $92,000 | thousands by filing date | |
| CATALYST BIOSCIENCES INC | 14888D208 | COM | 8,546 | $92,000 | thousands by filing date | |
| U S XPRESS ENTERPRISES INC | 90338N202 | COM | 6,664 | $92,000 | thousands by filing date | |
| MOMENTA PHARMACEUTICALS INC | 60877T100 | COM | 3,500 | $92,000 | thousands by filing date | |
| SLM CORP COM | 78442P106 | Stock | 8,126 | $91,000 | thousands by filing date | |
| NEWMARK GROUP INC | 65158N102 | CL A | 8,181 | $91,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092881 | MSCI MATLS INDEX | 2,698 | $91,000 | thousands by filing date | |
| INNOVIVA INC | 45781M101 | COM | 5,973 | $91,000 | thousands by filing date | |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 39,942 | $91,000 | thousands by filing date | |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 8,608 | $91,000 | thousands by filing date | |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 18,629 | $91,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F508 | FLEXIBL MUN HIGH | 5,193 | $91,000 | thousands by filing date | |
| COTT CORP QUE | 22163N106 | COM | 5,614 | $91,000 | thousands by filing date | |
| ASSEMBLY BIOSCIENCES INC | 045396108 | COM | 2,449 | $91,000 | thousands by filing date | |
| REALITY SHS ETF TR | 75605A405 | DIVCN LDRS ETF | 2,647 | $91,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y103 | SCIEN BETA | 2,739 | $91,000 | thousands by filing date | |
| NWPX INFRASTRUCTURE INC | 667746101 | COM | 4,568 | $90,000 | thousands by filing date | |
| WERNER ENTERPRISES INC | 950755108 | COM | 2,547 | $90,000 | thousands by filing date | |
| VERA BRADLEY INC | 92335C106 | COM | 5,901 | $90,000 | thousands by filing date | |
| AXT INC | 00246W103 | COM | 12,497 | $90,000 | thousands by filing date | |
| UNITED GUARDIAN INC | 910571108 | COM | 5,565 | $90,000 | thousands by filing date | |
| TILE SHOP HLDGS INC | 88677Q109 | COMMON STOCK | 12,563 | $90,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N840 | VCSHS INTL VOLTY | 2,283 | $90,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06746P522 | FUND | 1,916 | $90,000 | thousands by filing date | |
| GREENSKY INC | 39572G100 | CL A | 5,000 | $90,000 | thousands by filing date | |
| POLARITYTE INC | 731094108 | COM | 4,686 | $90,000 | thousands by filing date | |
| CIM COML TR CORP | 125525105 | COM | 6,418 | $90,000 | thousands by filing date | |
| OIL DRI CORP AMER COM | 677864100 | Stock | 2,319 | $89,000 | thousands by filing date | |
| HOLLYSYS AUTOMATION TCHNGY L | G45667105 | SHS | 4,166 | $89,000 | thousands by filing date | |
| NORWOOD FINANCIAL CORP | 669549107 | COMMON STOCK | 2,276 | $89,000 | thousands by filing date | |
| EMERALD EXPOSITIONS EVENTS I | 29103B100 | COM | 5,408 | $89,000 | thousands by filing date | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 11,139 | $88,000 | thousands by filing date | |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 23,271 | $88,000 | thousands by filing date | |
| ALPHA & OMEGA SEMICONDUCTOR | G6331P104 | SHS | 7,551 | $88,000 | thousands by filing date | |
| LOGILITY SUPPLY CHAIN SOLUTIONS | 029683109 | COMMON STOCK | 7,246 | $88,000 | thousands by filing date | |
| ALLAKOS INC | 01671P100 | COM | 1,966 | $88,000 | thousands by filing date | |
| JPMorgan BetaBuilders Dev Asia | 46641Q688 | ETF | 3,565 | $88,000 | thousands by filing date | |
| EXCHANGE LISTED FDS TR REX BKCM ETF | 30151E822 | CEF | 3,527 | $88,000 | thousands by filing date | |
| AMES NATIONAL CORP | 031001100 | COMMON STOCK | 3,210 | $87,000 | thousands by filing date | |
| OLYMPIC STEEL INC COM | 68162K106 | Stock | 4,149 | $87,000 | thousands by filing date | |
| USA TRUCK INC | 902925106 | COM | 4,308 | $87,000 | thousands by filing date | |
| FT MEGA CAP ALPHADEX FD ETF(FMK) | 33737M508 | ETF | 2,351 | $87,000 | thousands by filing date | |
| EATON VANCE MI MUNI INCOME T | 27826D106 | SH BEN INT | 6,954 | $87,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W417 | RETAIL BULL 3X | 1,827 | $87,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J404 | CMN | 2,328 | $87,000 | thousands by filing date | |
| COGENT BIOSCIENCES INC COM | 903214104 | COM | 8,436 | $87,000 | thousands by filing date | |
| ABSOLUTE SHS TR WBI BBR GBL ROTN | 00400R866 | CEF | 3,444 | $87,000 | thousands by filing date | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 37,364 | $86,000 | thousands by filing date | |
| PROSHARES TR | 74347R818 | PSHS ULT SCAP600 | 686 | $86,000 | thousands by filing date | |
| I3 VERTICALS INC | 46571Y107 | COM CL A | 3,724 | $86,000 | thousands by filing date | |
| FOSTER LB CO A | 350060109 | COMMON STOCK | 4,196 | $86,000 | thousands by filing date | |
| PEOPLES BANCORP OF NC | 710577107 | COMMON STOCK | 2,992 | $86,000 | thousands by filing date | |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 88,637 | $86,000 | thousands by filing date | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 21,500 | $86,000 | thousands by filing date | call |
| NANOSTRING TECHNOLOGIES INC | 63009R109 | COM | 4,800 | $86,000 | thousands by filing date | |
| TECTONIC THERAPEUTIC INC COM | 05455M100 | Stock | 1,657 | $86,000 | thousands by filing date | |
| EMCLAIRE FINL CORP | 290828102 | COM | 2,300 | $86,000 | thousands by filing date | |
| UBS AG LONDON BRANCH | 90274D218 | FI ENHANCD ETN | 499 | $86,000 | thousands by filing date | |
| ISHARES TR | 46435G813 | MSCI SPAIN ETF | 4,070 | $86,000 | thousands by filing date | |
| JP MORGAN EXCHANGE TRADED FD | 46641Q506 | DIVRSFD RT INT | 2,796 | $86,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V290 | S&P500 EQL REL | 3,101 | $85,000 | thousands by filing date | |
| HARVARD BIOSCIENCE INC | 416906105 | COM | 16,028 | $85,000 | thousands by filing date | |
| CIVITAS SOLUTIONS INC | 17887R102 | COM | 5,792 | $85,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 38,539 | $85,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D829 | INVRS VIX MDTERM | 1,055 | $85,000 | thousands by filing date | |
| ETF MANAGERS TR | 26924G706 | WEDBUSH VID GAME | 1,787 | $85,000 | thousands by filing date | |
| ZAFGEN INC | 98885E103 | COM | 7,309 | $85,000 | thousands by filing date | |
| BLACKROCK MASS TAX-EXEMPT TR | 09258E109 | SH BEN INT | 6,775 | $85,000 | thousands by filing date | |
| CRYOPORT INC COM PAR $0.001 | 229050307 | Stock | 6,520 | $84,000 | thousands by filing date | |
| VILLAGE SUPER MKT INC CL A NEW | 927107409 | Stock | 3,079 | $84,000 | thousands by filing date | |
| BEL FUSE INC | 077347300 | CL B | 3,196 | $84,000 | thousands by filing date | |
| UFP TECHNOLOGIES INC | 902673102 | COM | 2,305 | $84,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 33848E106 | COM | 7,210 | $84,000 | thousands by filing date | |
| SUPERIOR GROUP OF COS INC | 868358102 | COMMON STOCK | 4,385 | $84,000 | thousands by filing date | |
| Inflarx Nv | N44821101 | COM | 2,442 | $84,000 | thousands by filing date | |
| ALPHA ARCHITECT INTERNATIONAL QUANTITATIVE VALUE ETF | 02072L201 | ETF | 2,749 | $84,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G202 | VIRTUS LIFESC BT | 1,854 | $84,000 | thousands by filing date | |
| CORE-MARK HOLDING CO INC | 218681104 | COMMON STOCK | 2,462 | $84,000 | thousands by filing date | |
| BANKFINANCIAL CORP | 06643P104 | COM | 5,296 | $84,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06746P563 | FUND | 2,155 | $84,000 | thousands by filing date | |
| DIREXION SHS EXCH TRD FD DAILY 30 YR TREAS BEAR | 25459Y678 | ETF | 4,002 | $84,000 | thousands by filing date | |
| PACIFIC CITY FINANCIAL CORP | 69406T408 | COM NEW | 4,367 | $84,000 | thousands by filing date | |
| QUORUM HEALTH CORP | 74909E106 | COM | 14,212 | $84,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L720 | CUR HDG DM IDX | 2,947 | $84,000 | thousands by filing date | |
| FI ENHANCED GLBL HIGH YLD BCSB | 06746Q249 | COM | 815 | $84,000 | thousands by filing date | |
| DUFF & PHELPS SLT ENGY AND M | 26433F108 | COM | 13,674 | $83,000 | thousands by filing date | |
| UNIVERSAL LOGISTICS HOLDINGS | 91388P105 | COMMON STOCK | 2,256 | $83,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L761 | CR SCD US BD | 1,685 | $83,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R696 | CMN | 3,306 | $83,000 | thousands by filing date | |
| OVERSEAS SHIPHOLDING GROUP I | 69036R863 | CL A NEW | 26,358 | $83,000 | thousands by filing date | |
| ECOLOGY & ENVIRONMENT INC | 278878103 | CL A | 6,177 | $83,000 | thousands by filing date | |
| LAIX INC | 50736W105 | ADS | 6,620 | $83,000 | thousands by filing date | |
| GRUPO TELEVISA S A B | 40049J206 | SPON ADR REP ORD | 4,600 | $82,000 | thousands by filing date | call |
| CHAMPIONS ONCOLOGY INC | 15870P307 | COM NEW | 4,680 | $82,000 | thousands by filing date | |
| BANK OF COMMERCE HOLDINGS | 06424J103 | COMMON STOCK NPV | 6,760 | $82,000 | thousands by filing date | |
| LIMESTONE BANCORP INC | 53262L105 | COM | 5,330 | $82,000 | thousands by filing date | |
| SPRING BK PHARMACEUTICALS IN | 849431101 | COM | 6,802 | $82,000 | thousands by filing date | |
| NAVIGATOR HLDGS LTD SHS | Y62132108 | Stock | 6,668 | $81,000 | thousands by filing date | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 10,313 | $81,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25460E679 | DAILY TRANSN ETF | 2,092 | $81,000 | thousands by filing date | |
| PROSHARES TR | 74348A525 | ULSHOIL&GASNEW13 | 2,718 | $81,000 | thousands by filing date | |
| SEMPRA ENERGY | 816851505 | PFD | 802 | $81,000 | thousands by filing date | |
| SURGERY PARTNERS INC | 86881A100 | COM | 4,839 | $80,000 | thousands by filing date | |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 16,824 | $80,000 | thousands by filing date | |
| NN INC | 629337106 | COM | 5,152 | $80,000 | thousands by filing date | |
| PERMIANVILLE RTY TR | 71425H100 | TR UNIT | 22,829 | $80,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 36,180 | $80,000 | thousands by filing date | |
| ERA GROUP INC | 26885G109 | COM | 6,483 | $80,000 | thousands by filing date | |
| HEMISPHERE MEDIA GROUP INC CL A | 42365Q103 | COM | 5,717 | $80,000 | thousands by filing date | |
| RED LION HOTELS CORP | 756764106 | COM | 6,427 | $80,000 | thousands by filing date | |
| M B T FINANCIAL CORP | 578877102 | Stock | 7,089 | $80,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS FD | 61744G107 | COM | 5,093 | $80,000 | thousands by filing date | |
| INVESCO DB MLTI SECTR CMMTY | 46140H601 | GOLD FD | 2,150 | $80,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J800 | MLTFACTR MATLS | 2,356 | $80,000 | thousands by filing date | |
| TRECORA RES | 894648104 | COM | 5,746 | $80,000 | thousands by filing date | |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 24,932 | $79,000 | thousands by filing date | |
| ISHARES TR | 46434V456 | MSCI INTL QUALTY | 2,687 | $79,000 | thousands by filing date | |
| MFS GOVT MKTS INCOME TR | 552939100 | SH BEN INT | 17,795 | $79,000 | thousands by filing date | |
| VOC ENERGY TR | 91829B103 | TR UNIT | 14,415 | $79,000 | thousands by filing date | |
| MAXWELL TECHNOLOGIES INC | 577767106 | COMMON STOCK | 22,804 | $79,000 | thousands by filing date | |
| AU OPTRONICS CORP | 002255107 | SPONSORED ADR | 18,893 | $79,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R106 | 1-3YR USTREIDX | 1,583 | $79,000 | thousands by filing date | |
| PROSHARES TR II | 74347W387 | UL DJUBSNATG NEW | 2,221 | $79,000 | thousands by filing date | |
| PHI INC | 69336T106 | COM VTG | 8,857 | $79,000 | thousands by filing date | |
| NUVEEN PA MUN VALUE FD | 67074K105 | COM | 6,084 | $79,000 | thousands by filing date | |
| INVUITY INC | 46187J205 | COM NEW | 10,705 | $79,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 300 | $78,000 | thousands by filing date | put |
| ZAI LAB LTD ADR | 98887Q104 | ADR | 4,010 | $78,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q878 | HIGH YLD RESRCH | 1,569 | $78,000 | thousands by filing date | |
| COMMERCIAL VEH GROUP INC | 202608105 | COM | 8,525 | $78,000 | thousands by filing date | |
| FONAR CORP | 344437405 | COM NEW | 3,122 | $78,000 | thousands by filing date | |
| Seadrill Partners, LLC | Y7545W109 | LTD | 21,297 | $78,000 | thousands by filing date | |
| EATON VANCE MICH MUN BD FD | 27828M104 | COM | 6,157 | $78,000 | thousands by filing date | |
| IDERA PHARMACEUTICALS INC | 45168K405 | COM PAR | 8,714 | $78,000 | thousands by filing date | |
| TRONC INC | 89703P107 | COM | 4,770 | $78,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P103 | LNG/SHT EQUITY | 1,919 | $77,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 800 | $77,000 | thousands by filing date | call |
| CHEMOCENTRYX INC | 16383L106 | COM | 6,090 | $77,000 | thousands by filing date | |
| LANDS END INC | 51509F105 | COMMON STOCK | 4,399 | $77,000 | thousands by filing date | |
| NORTHRIM BANCORP INC | 666762109 | COMMON STOCK | 1,865 | $77,000 | thousands by filing date | |
| HURCO CO | 447324104 | COM | 1,711 | $77,000 | thousands by filing date | |
| FLAGSTAR BANK NATIONAL ASSOC | 64944P307 | UNIT 05/07/2051 | 1,560 | $77,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L753 | CR SCORED LONG | 1,536 | $77,000 | thousands by filing date | |
| NOODLES & CO | 65540B105 | COM CL A | 6,380 | $77,000 | thousands by filing date | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 6,965 | $77,000 | thousands by filing date | |
| MARLIN BUSINESS SVCS CORP | 571157106 | COM | 2,668 | $77,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P806 | RIVRFRNT DYN EUR | 1,209 | $77,000 | thousands by filing date | |
| ALTISOURCE PORTFOLIO SOLNS S | L0175J104 | REG SHS | 2,397 | $77,000 | thousands by filing date | |
| SYNERGY PHARMACEUTICALS DEL | 871639308 | COM NEW | 45,000 | $77,000 | thousands by filing date | put |
| Misonix Inc | 604871103 | COM | 4,171 | $77,000 | thousands by filing date | |
| OBSIDIAN ENERGY LTD | 674482104 | COM | 80,262 | $77,000 | thousands by filing date | |
| FOUNDATION BLDG MATLS INC | 350392106 | COM | 6,212 | $77,000 | thousands by filing date | |
| NEW HOME CO INC COM | 645370107 | COM | 9,510 | $77,000 | thousands by filing date | |
| RUMBLEON INC | 781386206 | COM CL B | 7,267 | $77,000 | thousands by filing date | |
| ELFBEAUTYINC | 26856L103 | STOK | 6,026 | $76,000 | thousands by filing date | |
| ENPRO INC | 29355X107 | COM | 1,037 | $76,000 | thousands by filing date | |
| GREEN BRICK PARTNERS INC | 392709101 | COM | 7,538 | $76,000 | thousands by filing date | |
| EAGLE CAP GROWTH FD INC | 269451100 | CLSD FD | 9,481 | $76,000 | thousands by filing date | |
| PROSHARES TR | 74347B284 | SHT MSCI NEW | 1,643 | $76,000 | thousands by filing date | |
| RIGNET INC | 766582100 | COM | 3,740 | $76,000 | thousands by filing date | |
| BRIGHT SCHOLAR ED HLDGS LTD | 109199109 | SPONSORED ADS | 6,157 | $76,000 | thousands by filing date | |
| LANDMARK INFRASTRUCTURE PARTNE | 51508j405 | LP | 3,310 | $76,000 | thousands by filing date | |
| BOK FINL CORP COM NEW | 05561Q201 | Stock | 770 | $75,000 | thousands by filing date | |
| ALGONQUIN POWER & UTILITIES CO COM | 015857105 | Stock | 7,228 | $75,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y876 | DAIL HEAL BU ETF | 1,124 | $75,000 | thousands by filing date | |
| ASURE SOFTWARE INC | 04649U102 | COMMON STOCK | 6,017 | $75,000 | thousands by filing date | |
| ROCKY MTN CHOCOLATE FACT | 77467X101 | Equity | 7,310 | $75,000 | thousands by filing date | |
| INDEPENDENT BANK GROUP INC | 45384B106 | COM | 1,129 | $75,000 | thousands by filing date | |
| PIONEER ENERGY SVCS CORP | 723664108 | COM | 25,248 | $75,000 | thousands by filing date | |
| SEMICONDUCTOR MFG INTL CORP | 81663N206 | SPONSORED ADR | 13,750 | $75,000 | thousands by filing date | |
| DIREXION DAILY S&P BIOTECH BEAR 3X SHARES | 25460E539 | ETF | 3,087 | $75,000 | thousands by filing date | |
| AMBER ROAD INC | 02318Y108 | COM | 7,809 | $75,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E752 | DLY MSCI MX 3X | 3,763 | $75,000 | thousands by filing date | |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 7,286 | $74,000 | thousands by filing date | |
| LCI INDS | 50189K103 | COM | 889 | $74,000 | thousands by filing date | |
| WARRIOR MET COAL INC | 93627C101 | COM | 2,750 | $74,000 | thousands by filing date | |
| SARATOGA INVESTMENT CORP | 80349A208 | COM NEW | 3,204 | $74,000 | thousands by filing date | |
| ADVANCED DISP SVCS INC DEL | 00790X101 | COM | 2,753 | $74,000 | thousands by filing date | |
| HIGHLAND FDS I | 430101774 | HI LD IBOXX SRLN | 4,069 | $74,000 | thousands by filing date | |
| VANECK DIGITAL NATIVE ECONOMY ETF | 92189F882 | ETF | 1,854 | $74,000 | thousands by filing date | |
| NEW GERMANY FD INC | 644465106 | COM | 4,051 | $74,000 | thousands by filing date | |
| FARMER BROS CO | 307675108 | COM | 2,790 | $74,000 | thousands by filing date | |
| PROSHARES ULTRASHORT SILVER | 74347W114 | COM | 1,790 | $74,000 | thousands by filing date | |
| MACKINAC FINL CORP | 554571109 | COM | 4,541 | $74,000 | thousands by filing date | |
| PROTAGONIST THERAPEUTICS | 74366E102 | COM | 7,055 | $73,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 800 | $73,000 | thousands by filing date | put |
| PROSHARES TR | 74347X625 | ULT R/EST NEW | 1,110 | $73,000 | thousands by filing date | |
| AMERICA MOVIL SAB DE CV | 02364W204 | SPONSORED ADR | 4,533 | $73,000 | thousands by filing date | |
| BANK7 CORP | 06652N107 | COMMON STOCK | 3,803 | $73,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25460E711 | CMN | 2,765 | $73,000 | thousands by filing date | |
| PALATIN TECHNOLOGIES INC | 696077403 | COM PAR $ .01 | 73,062 | $73,000 | thousands by filing date | |
| LINCOLN NATL CORP IND | 534187117 | *W EXP 07/10/201 | 1,100 | $73,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H139 | W EXP 11/14/2018 | 1,375 | $73,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733A201 | DOW 30 EQL WGT | 3,047 | $72,000 | thousands by filing date | |
| PDF SOLUTIONS INC | 693282105 | COMMON STOCK | 7,977 | $72,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F635 | ISRAEL ETF | 2,170 | $72,000 | thousands by filing date | |
| PROSHARES TR | 74347X526 | ULT FTSE EUROPE | 1,354 | $72,000 | thousands by filing date | |
| ABSOLUTE SHS TR | 00400R858 | WBI PWR FACTOR | 2,684 | $72,000 | thousands by filing date | |
| CHESAPEAKE GRANITE WASH TRUST | 165185109 | COMMON STOCK | 43,458 | $72,000 | thousands by filing date | |
| TYME TECHNOLOGIES INC COM | 90238J103 | Stock | 26,047 | $72,000 | thousands by filing date | |
| HOWARD BANCORP INC COM | 442496105 | COM | 4,095 | $72,000 | thousands by filing date | |
| INDUSTRIAS BACHOCO S A B DE | 456463108 | ADR | 1,331 | $72,000 | thousands by filing date | |
| ZOGENIX INC. | 98978L204 | Common Stock | 1,450 | $72,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06746P498 | ETN LKD 48 | 1,472 | $72,000 | thousands by filing date | |
| SIENNA BIOPHARMACEUTICALS IN | 82622H108 | COM | 4,886 | $72,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 40,387 | $71,000 | thousands by filing date | |
| ACNB CORP | 000868109 | COMMON STOCK | 1,901 | $71,000 | thousands by filing date | |
| KINGSTONE COS INC | 496719105 | COMMON STOCK | 3,726 | $71,000 | thousands by filing date | |
| KVH INDS INC | 482738101 | COM | 5,469 | $71,000 | thousands by filing date | |
| ASCENT INDUSTRIES CO | 871565107 | COM | 3,090 | $71,000 | thousands by filing date | |
| SRC ENERGY INC | 78470V108 | COM | 8,071 | $71,000 | thousands by filing date | |
| STRATUS PPTYS INC | 863167201 | COM NEW | 2,348 | $71,000 | thousands by filing date | |
| FIRST TR/ABERDEEN EMERG OPT | 33731K102 | COM | 5,426 | $71,000 | thousands by filing date | |
| PROSHARES ULTRASHORT FTSE CHINA 50 | 74347B227 | ETF | 1,036 | $71,000 | thousands by filing date | |
| SYNLOGIC INC | 87166L100 | COM | 4,974 | $71,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X388 | EUR DOMST ECO FD | 2,636 | $71,000 | thousands by filing date | |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 800 | $70,000 | thousands by filing date | put |
| CADIZ INC | 127537207 | COM NEW | 6,276 | $70,000 | thousands by filing date | |
| High Yield ETF | 30151E814 | HIGH YIELD ETF | 1,910 | $70,000 | thousands by filing date | |
| DONNELLEY FINL SOLUTIONS INC | 25787G100 | COM | 3,946 | $70,000 | thousands by filing date | |
| INVESTAR HOLDING CORP | 46134L105 | COMMON STOCK | 2,592 | $70,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524789 | FUNDAMENTAL US B | 1,760 | $70,000 | thousands by filing date | |
| UNIVERSAL STAINLESS & ALLOY | 913837100 | COM | 2,755 | $70,000 | thousands by filing date | |
| PROPHASE LABS INC | 74345W108 | COM | 23,297 | $70,000 | thousands by filing date | |
| PIERIS PHARMACEUTICALS INC | 720795103 | COM | 12,581 | $70,000 | thousands by filing date | |
| Malvern Bancorp, Inc. | 561409103 | Common Stock | 2,906 | $70,000 | thousands by filing date | |
| APTINYX INC | 03836N103 | COM | 2,443 | $70,000 | thousands by filing date | |
| ACER THERAPEUTICS INC | 00444P108 | CMN | 2,276 | $70,000 | thousands by filing date | |
| PROSHARES TR | 74347B417 | K1 FRE CRD OIL | 2,545 | $70,000 | thousands by filing date | |
| PROSHARES TR | 74347B706 | COM | 944 | $70,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F783 | POLAND ETF | 4,040 | $70,000 | thousands by filing date | |
| ISHARES GLOBAL EQUITY FACTOR ETF | 46434V316 | COM | 2,233 | $69,000 | thousands by filing date | |
| ISHARES SYSTEMATIC BOND ETF | 46435U796 | COM | 706 | $69,000 | thousands by filing date | |
| IRADIMED CORP | 46266A109 | COMMON STOCK | 1,868 | $69,000 | thousands by filing date | |
| FREIGHTCAR AMER INC | 357023100 | COM | 4,276 | $69,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R795 | NASDAQ TRANSN | 2,715 | $69,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F866 | AFRICA INDEX ETF | 3,225 | $69,000 | thousands by filing date | |
| MIDSOUTH BANCORP INC | 598039105 | COMMON STOCK | 4,499 | $69,000 | thousands by filing date | |
| HAYNES INTL INC | 420877201 | COM NEW | 1,931 | $69,000 | thousands by filing date | |
| PROSHARES TR | 74347B367 | DECLINE RETAIL | 2,288 | $69,000 | thousands by filing date | |
| ADAMAS PHARMACEUTICALS INC | 00548A106 | COM | 3,465 | $69,000 | thousands by filing date | |
| SUMMIT FINL GROUP INC | 86606G101 | COM | 2,986 | $69,000 | thousands by filing date | |
| OSIRIS THERAPEUTICS INC NEW | 68827R108 | COM | 6,217 | $69,000 | thousands by filing date | |
| WINTRUST FINANCIAL CORP | 97650W157 | *W EXP 12/19/201 | 1,115 | $69,000 | thousands by filing date | |
| RUBIUS THERAPEUTICS INC | 78116T103 | COM | 2,868 | $69,000 | thousands by filing date | |
| LEVEL ONE BANCORP INC | 52730d208 | COM | 2,479 | $69,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y651 | NORTH SQUA MCKE | 694 | $69,000 | thousands by filing date | |
| ENTEGRA FINL CORP | 29363J108 | COM | 2,598 | $69,000 | thousands by filing date | |
| SPDR Portfolio Corporate Bond ETF | 78464A144 | SHS | 2,194 | $68,000 | thousands by filing date | |
| CYTOKINETICS INC | 23282W605 | COM NEW | 6,938 | $68,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108607 | BLOCK TECHN ETF | 3,341 | $68,000 | thousands by filing date | |
| EVOLUS INC | 30052C107 | COM | 3,643 | $68,000 | thousands by filing date | |
| RIMINI STR INC DEL | 76674Q107 | COM | 10,801 | $68,000 | thousands by filing date | |
| AMERICAN FINANCE TRUST INC | 02607T109 | COM CLASS A | 4,475 | $68,000 | thousands by filing date | |
| GENESCO INC | 371532102 | COM | 1,435 | $68,000 | thousands by filing date | |
| ORRSTOWN FINL SERVICES INC | 687380105 | COMMON STOCK | 2,863 | $68,000 | thousands by filing date | |
| BLUELINX HOLDINGS INC | 09624H208 | COMMON STOCK | 2,151 | $68,000 | thousands by filing date | |
| FIRST BUSINESS FINANCIAL SER | 319390100 | COMMON STOCK | 2,923 | $68,000 | thousands by filing date | |
| CHEMUNG FINANCIAL CORP | 164024101 | COMMON STOCK | 1,609 | $68,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X172 | US HGH YLD CORP | 1,345 | $68,000 | thousands by filing date | |
| ALPHA ARCHITECT U.S. QUANTITATIVE MOMENTUM ETF | 02072L409 | ETF | 1,992 | $68,000 | thousands by filing date | |
| AUBURN NATL BANCORP | 050473107 | COM | 1,768 | $68,000 | thousands by filing date | |
| Rithm Property Trust Inc | 38983D300 | REIT | 5,000 | $68,000 | thousands by filing date | |
| SANCHEZ ENERGY CORP | 79970Y105 | COMMON STOCK | 29,567 | $68,000 | thousands by filing date | |
| BARNES & NOBLE ED INC | 06777U101 | COM | 11,790 | $68,000 | thousands by filing date | |
| GAMCO INVS INC COM | 361438104 | COM | 2,923 | $68,000 | thousands by filing date | |
| TRANSPORTATION & LOGISTI | 438083107 | COM | 2,999 | $68,000 | thousands by filing date | |
| Reality Shares Nasdaq NexGen Economy ETF | 75605A702 | COM | 2,875 | $68,000 | thousands by filing date | |
| ABRDN JAPAN EQUITY FUND INC | 00306J109 | COM | 8,166 | $68,000 | thousands by filing date | |
| PROSHARES TR II | 74347W460 | PROSHS U/SHAUS | 1,282 | $68,000 | thousands by filing date | |
| FLEXSHARES TR CUR HDG EM IDX | 33939L712 | CEF | 2,414 | $68,000 | thousands by filing date | |
| GAFISA S A | 362607400 | UNSPONSORED ADR | 12,402 | $68,000 | thousands by filing date | |
| MAKEMYTRIP LIMITED MAURITIUS SHS | V5633W109 | Stock | 2,454 | $67,000 | thousands by filing date | |
| DROPBOX INC CL A | 26210C104 | Stock | 2,500 | $67,000 | thousands by filing date | call |
| SCHWAB STRATEGIC TR | 808524748 | FUNDAMENTAL INTL | 1,942 | $67,000 | thousands by filing date | |
| VANECK INTERNATIONAL HIGH YIEL | 92189F445 | INTERNATIONAL HI | 2,766 | $67,000 | thousands by filing date | |
| NATURAL GROCERS BY VITAMIN C | 63888U108 | COMMON STOCK | 3,974 | $67,000 | thousands by filing date | |
| COMPANIA CERVECERIAS UNIDAS | 204429104 | SPONSORED ADR | 2,398 | $67,000 | thousands by filing date | |
| NEW ENGLAND RLTY ASSOC LTD P | 644206104 | DEPOSITRY RCPT | 1,000 | $67,000 | thousands by filing date | |
| SEASPINE HLDGS CORP | 81255T108 | COM | 4,270 | $67,000 | thousands by filing date | |
| ESSA BANCORP INC COM | 29667D104 | Stock | 4,159 | $67,000 | thousands by filing date | |
| PROSHARES TR | 74348A392 | ULTPRO SHT MDCP | 8,331 | $67,000 | thousands by filing date | |
| INVESCO CURNCYSHS SNGPORE DL | 46138Y103 | SINGAPORE DLR | 937 | $67,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q845 | DIVERSFD EQT ETF | 2,040 | $66,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V605 | DJ INDL AVG DV | 1,833 | $66,000 | thousands by filing date | |
| FIRST TR MTG INCOME FD | 33734E103 | COM SHS | 4,936 | $66,000 | thousands by filing date | |
| PRINCIPAL EXCHANGE TRADED FD | 74255Y300 | PRNCPL VLU ETF | 1,962 | $66,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y768 | STAR GLOB BUYW | 2,064 | $66,000 | thousands by filing date | |
| AMYRIS INC | 03236M200 | COM NEW | 8,405 | $66,000 | thousands by filing date | |
| ARATANA THERAPEUTICS INC | 03874P101 | COM | 11,351 | $66,000 | thousands by filing date | |
| MORGAN STANLEY | 61747W257 | RENMIN/USD ETN | 1,541 | $66,000 | thousands by filing date | |
| LEAF GROUP LTD | 52177G102 | COM | 6,624 | $66,000 | thousands by filing date | |
| PROSHARES TR | 74347R206 | PSHS ULTRA QQQ | 646 | $65,000 | thousands by filing date | |
| MERIDIAN CORP | 58958P104 | COMMON STOCK | 3,799 | $65,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X426 | ST STR MSCI EM | 1,090 | $65,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R779 | EMERGING MKTS | 1,323 | $65,000 | thousands by filing date | |
| EVANS BANCORP INC | 29911Q208 | COM | 1,380 | $65,000 | thousands by filing date | |
| OPIANT PHARMACEUTICALS INC | 683750103 | COM | 3,615 | $65,000 | thousands by filing date | |
| PROSHARES TR | 74347B177 | BASIC MAT NEW | 2,454 | $65,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B552 | HDGD FTSE EURO | 3,313 | $65,000 | thousands by filing date | |
| ISHARES TR | 46435G664 | ADAPTV EUR ETF | 2,314 | $65,000 | thousands by filing date | |
| RYERSON HLDG CORP | 783754104 | COM | 5,676 | $64,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R697 | SP KENSHO INFRA | 2,079 | $64,000 | thousands by filing date | |
| TERRITORAL BANCORP INC | 88145X108 | COMMON STOCK | 2,156 | $64,000 | thousands by filing date | |
| COMMUNITY BANKERS TRUST CORP | 203612106 | COM | 7,221 | $64,000 | thousands by filing date | |
| COUNTY BANCORP INC | 221907108 | COM | 2,536 | $64,000 | thousands by filing date | |
| ISHARES TR | 46435G821 | MSCI ITALY ETF | 3,940 | $64,000 | thousands by filing date | |
| MAGIC SOFTWARE ENTERPRISES LTD ORD | 559166103 | Stock | 7,399 | $63,000 | thousands by filing date | |
| GATES INDL CORP PLC | G39108108 | ORD SHS | 3,220 | $63,000 | thousands by filing date | |
| CRONOS GROUP INC | 22717L101 | COM | 5,675 | $63,000 | thousands by filing date | |
| EASTMAN KODAK CO | 277461406 | COM NEW | 20,340 | $63,000 | thousands by filing date | |
| XOMA ROYALTY CORPORATION | 98419J206 | COMMON STOCK | 3,571 | $63,000 | thousands by filing date | |
| CLIPPER REALTY INC | 18885T306 | COM | 4,585 | $63,000 | thousands by filing date | |
| ISHARES MSCI DENMARK ETF | 46429B523 | ETF | 969 | $63,000 | thousands by filing date | |
| Perion Network Ltd | M78673114 | COM | 20,880 | $63,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767868 | MSCI ONE BELT | 2,652 | $63,000 | thousands by filing date | |
| STERLING BANCORP INC | 85917W102 | COM | 5,566 | $63,000 | thousands by filing date | |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 22,002 | $63,000 | thousands by filing date | |
| INNERWORKINGS INC | 45773Y105 | COM | 7,984 | $63,000 | thousands by filing date | |
| WISDOMTREE TOTAL EARNINGS | 97717W596 | TTL | 1,888 | $63,000 | thousands by filing date | |
| MUSTANG BIO INC | 62818Q104 | COM | 10,557 | $63,000 | thousands by filing date | |
| ADESTO TECHNOLOGIES CORP | 00687D101 | COM | 10,598 | $63,000 | thousands by filing date | |
| J ALEXANDERS HLDGS INC | 46609J106 | COM | 5,316 | $63,000 | thousands by filing date | |
| ABSOLUTE SHS TR | 00400R205 | WBI BBR VAL 2000 | 2,660 | $63,000 | thousands by filing date | |
| NET ELEMENT INC | 64111R300 | COM | 11,738 | $63,000 | thousands by filing date | |
| SOCIAL CAP HEDOSOPHIA HLDGS | G8250R103 | CL A | 6,297 | $63,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G830 | VIRTUS GLOVIST | 2,700 | $63,000 | thousands by filing date | |
| LEXINFINTECH HLDGS LTD ADR | 528877103 | ADR | 6,169 | $62,000 | thousands by filing date | |
| ALBANY INTL CORP | 012348108 | CL A | 775 | $62,000 | thousands by filing date | |
| FRANKLIN COVEY CO | 353469109 | COMMON STOCK | 2,605 | $62,000 | thousands by filing date | |
| BASSETT FURNITURE INDS INC COM | 070203104 | Stock | 2,931 | $62,000 | thousands by filing date | |
| MANITEX INTL INC | 563420108 | COMMON STOCK | 5,860 | $62,000 | thousands by filing date | |
| REDHILL BIOPHARMA LTD | 757468103 | ADR | 6,983 | $62,000 | thousands by filing date | |
| AGROFRESH SOLUTIONS INC | 00856G109 | COM | 9,917 | $62,000 | thousands by filing date | |
| SOCIETAL CDMO INC | 75629F109 | COM | 8,690 | $62,000 | thousands by filing date | |
| INVESCO BLDRS INDEX FDS TR | 46090C107 | ASIA 50ADR IDX | 1,916 | $62,000 | thousands by filing date | |
| OSI ETF TR | 67110P209 | OSI ETF TR | 2,327 | $62,000 | thousands by filing date | |
| NEUROTROPE INC | 64129T207 | COM NEW | 6,982 | $62,000 | thousands by filing date | |
| WHEATON PRECIOUS METALS CORP COM | 962879102 | Stock | 3,500 | $61,000 | thousands by filing date | call |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-18-011573 | this filing | 2018-11-14 | acceptance time not in the bulk data set |