13F-HR filed by BANK OF MONTREAL /CAN/
BANK OF MONTREAL /CAN/ filed this 13F-HR for the quarter ended 2018-09-30, filed 2018-10-12, with 4,789 holding rows worth $127,655,942,000.
- Accession
- 0000950123-18-009876
- Filer
- CIK 927971
- Filed
- 2018-10-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2018
A holdings report, 16,410 entries on the cover page, a total value of $127,655,942,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $127,655,942,000 with VALUE read as thousands by filing date, 13F file number 028-07640. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBMO HARRIS BANK N.A.
- included managerBMO ASSET MANAGEMENT CORP.
- included managerSTOKER OSTLER WEALTH ADVISORS, INC.
- included managerBMO NESBITT BURNS INC.
- included managerBMO PRIVATE INVESTMENT COUNSEL INC.
- included managerBMO ASSET MANAGEMENT INC.
- included managerF&C ASSET MANAGEMENT
- included managerBMO HARRIS FINANCIAL ADVISORS, INC.
- included managerCTC MYCFO
- included managerBANK OF MONTREAL IRELAND P.L.C.
- included managerPYRFORD INTERNATIONAL LIMITED
- included managerBMO CAPITAL MARKETS CORP.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| M.D.C. HOLDINGS INC | 552676108 | COM | 4,303 | $127,000 | thousands by filing date | |
| WORTHINGTON ENTERPRISES INC | 981811102 | COM | 2,890 | $126,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 8,610 | $126,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 28,772 | $125,000 | thousands by filing date | |
| DEL MONTE CORP ORD | G36738105 | Stock | 3,705 | $125,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 11,000 | $125,000 | thousands by filing date | call |
| EATON VANCE SHORT DURATION D | 27828V104 | COM | 9,651 | $125,000 | thousands by filing date | |
| ALAMOS GOLD INC COM CL A | 011532108 | Stock | 26,600 | $123,000 | thousands by filing date | call |
| GENWORTH FINL INC | 37247D106 | COM SHS | 29,223 | $123,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A474 | ST SHOR CORP ETF | 4,083 | $123,000 | thousands by filing date | |
| XOMA ROYALTY CORPORATION | 98419J206 | COMMON STOCK | 7,039 | $123,000 | thousands by filing date | |
| TRIVAGO N V SPON ADS A SHS N | 89686D105 | ADR | 19,925 | $123,000 | thousands by filing date | |
| DYCOM INDS INC COM | 267475101 | Stock | 1,440 | $122,000 | thousands by filing date | |
| FOX FACTORY HLDG CORP | 35138V102 | COM | 1,751 | $122,000 | thousands by filing date | |
| HOLLY ENERGY PARTNERS L P | 435763107 | COM UT LTD PTN | 3,893 | $122,000 | thousands by filing date | |
| AEGION CORP | 00770F104 | COMMON STOCK | 4,764 | $122,000 | thousands by filing date | |
| INTRA-CELLULAR THERAPIES INC | 46116X101 | COMMON STOCK | 5,633 | $122,000 | thousands by filing date | |
| FEDERATED HERMES INC CL B | 314211103 | Stock | 5,014 | $121,000 | thousands by filing date | |
| TRIVAGO N V SPON ADS A SHS N | 89686D105 | ADR | 19,600 | $121,000 | thousands by filing date | put |
| K2M GROUP HLDGS INC | 48273J107 | COM | 4,446 | $121,000 | thousands by filing date | |
| DINE BRANDS GLOBAL INC | 254423106 | COM | 1,480 | $120,000 | thousands by filing date | |
| TIMKEN CO | 887389104 | COM | 2,397 | $120,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G107 | COM CL A | 28,967 | $120,000 | thousands by filing date | |
| FIRST BUSEY CORP | 319383204 | COM NEW | 3,882 | $120,000 | thousands by filing date | |
| PARK NATL CORP COM | 700658107 | Stock | 1,126 | $119,000 | thousands by filing date | |
| AZENTA INC | 114340102 | COM | 3,393 | $119,000 | thousands by filing date | |
| ESCO TECHNOLOGIES INC | 296315104 | COM | 1,748 | $119,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G706 | SOLAR ETF | 5,738 | $119,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A284 | NUVEEN ICE HIGH | 2,105 | $119,000 | thousands by filing date | |
| CITIZENS NORTHERN CORP | 172922106 | COMMON STOCK | 4,515 | $118,000 | thousands by filing date | |
| TRIUMPH GROUP INC NEW | 896818101 | COM | 5,070 | $118,000 | thousands by filing date | |
| CONTINENTAL BUILDING PRODUCTS | 211171103 | COMMON STOCK | 3,146 | $118,000 | thousands by filing date | |
| CENTRAL VY CMNTY BANCORP | 155685100 | COM | 5,416 | $118,000 | thousands by filing date | |
| HOUGHTON MIFFLIN HARCOURT CO | 44157R109 | COM | 16,872 | $118,000 | thousands by filing date | |
| BENCHMARK ELECTRS INC COM | 08160H101 | Stock | 4,948 | $117,000 | thousands by filing date | |
| SAIA INC | 78709Y105 | COM | 1,517 | $117,000 | thousands by filing date | |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 9,757 | $117,000 | thousands by filing date | |
| ISHARES TR | 46429B408 | CMN | 3,900 | $117,000 | thousands by filing date | |
| HARVARD BIOSCIENCE INC | 416906105 | COM | 22,409 | $117,000 | thousands by filing date | |
| XO GROUP INC | 983772104 | COM | 3,386 | $117,000 | thousands by filing date | |
| CREE INC | 225447101 | COM | 3,059 | $116,000 | thousands by filing date | |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 6,500 | $115,000 | thousands by filing date | call |
| VANGUARD S&P SMALL-CAP 600 GROWTH ETF | 921932794 | ETF | 661 | $115,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550105 | COM | 10,134 | $115,000 | thousands by filing date | |
| FOSTER LB CO A | 350060109 | COMMON STOCK | 5,573 | $115,000 | thousands by filing date | |
| CHURCHILL DOWNS INC | 171484108 | COM | 413 | $114,000 | thousands by filing date | |
| LIBERTY ENERGY INC | 53115L104 | COM CL A | 5,300 | $114,000 | thousands by filing date | put |
| FORWARD AIR CORP | 349853101 | COM | 1,573 | $114,000 | thousands by filing date | |
| TIVO CORP | 88870P106 | COM | 9,212 | $114,000 | thousands by filing date | |
| NEENAH PAPER INC | 640079109 | COM | 1,317 | $114,000 | thousands by filing date | |
| U HAUL HOLDING COMPANY | 023586100 | COM | 316 | $113,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V332 | S&P500 EQL HLT | 543 | $112,000 | thousands by filing date | |
| COOPER TIRE & RUBR CO | 216831107 | COM | 3,982 | $112,000 | thousands by filing date | |
| SURGERY PARTNERS INC | 86881A100 | COM | 6,742 | $111,000 | thousands by filing date | |
| FORRESTER RESH INC | 346563109 | COM | 2,418 | $111,000 | thousands by filing date | |
| SOUTH JERSEY INDUSTRIES INC | 838518108 | COM | 3,166 | $111,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V589 | GBL LISTED PVT | 9,000 | $111,000 | thousands by filing date | |
| COVISTA INC | 00737L103 | COM | 2,276 | $110,000 | thousands by filing date | |
| ASTRONOVA INC | 04638F108 | COM | 5,122 | $110,000 | thousands by filing date | |
| INVACARE CORP | 461203101 | COMMON STOCK | 7,455 | $109,000 | thousands by filing date | |
| ACCELERON PHARMA INC | 00434H108 | COM | 1,891 | $108,000 | thousands by filing date | |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 7,734 | $108,000 | thousands by filing date | |
| CONNECTICUT WTR SVC INC | 207797101 | COM | 1,556 | $108,000 | thousands by filing date | |
| BRIGGS & STRATTON CORP | 109043109 | COM | 5,629 | $108,000 | thousands by filing date | |
| MIMEDX GROUP INC | 602496101 | COM | 17,460 | $107,000 | thousands by filing date | |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 1,483 | $107,000 | thousands by filing date | |
| BOSTON PRIVATE FINL HLDGS INC COM | 101119105 | Stock | 7,811 | $107,000 | thousands by filing date | |
| PFSWEB INC | 717098206 | COM | 14,295 | $107,000 | thousands by filing date | |
| WEIS MKTS INC COM | 948849104 | Stock | 2,435 | $106,000 | thousands by filing date | |
| ROGERS CORP COM | 775133101 | Stock | 713 | $106,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 10,000 | $106,000 | thousands by filing date | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 8,000 | $106,000 | thousands by filing date | |
| NLIGHT INC | 65487K100 | COM | 4,759 | $106,000 | thousands by filing date | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 16,317 | $105,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G107 | COM CL A | 25,400 | $105,000 | thousands by filing date | put |
| REMARK HLDGS INC | 75955K102 | COM | 32,677 | $105,000 | thousands by filing date | |
| INVITATION HOMES INC COM | 46187W107 | REIT | 4,555 | $104,000 | thousands by filing date | |
| TRIMAS CORP | 896215209 | COM NEW | 3,416 | $104,000 | thousands by filing date | |
| SERVISFIRST BANCSHARES INC | 81768T108 | COM | 2,653 | $104,000 | thousands by filing date | |
| CERIDIAN HCM HLDG INC | 15677J108 | COM | 2,481 | $104,000 | thousands by filing date | |
| BELMOND LTD | G1154H107 | COMMON STOCK-FO | 5,743 | $104,000 | thousands by filing date | |
| NAVIGATORS GROUP INC | 638904102 | COM | 1,510 | $104,000 | thousands by filing date | |
| GARDNER DENVER HLDGS INC | 36555P107 | COM | 3,676 | $104,000 | thousands by filing date | |
| RBC BEARINGS INC COM | 75524B104 | Stock | 685 | $103,000 | thousands by filing date | |
| FTI CONSULTING INC | 302941109 | COM | 1,409 | $103,000 | thousands by filing date | |
| THL CR SR LN FD | 87244R103 | COM | 6,175 | $103,000 | thousands by filing date | |
| SPARTANNASH CO | 847215100 | COM | 5,140 | $103,000 | thousands by filing date | |
| GOLDCORP INC NEW | 380956409 | COM | 10,000 | $102,000 | thousands by filing date | call |
| AVANTAX INC | 095229100 | COMMON STOCK | 2,546 | $102,000 | thousands by filing date | |
| TEEKAY LNG PARTNERS L P | Y8564M105 | PRTNRSP UNITS | 6,025 | $101,000 | thousands by filing date | |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 54,900 | $100,000 | thousands by filing date | put |
| PULSE BIOSCIENCES INC | 74587B101 | COMMON STOCK | 7,073 | $100,000 | thousands by filing date | |
| FIRST FINANCIAL CORP | 320218100 | COMMON STOCK | 1,994 | $100,000 | thousands by filing date | |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 7,865 | $100,000 | thousands by filing date | |
| INVESCO HIGH YIELD EQUITY DIVIDEND ACHIEVERS ETF | 46137V563 | ETF | 5,488 | $99,000 | thousands by filing date | |
| MORPHOSYS AG | 617760202 | ADR | 3,700 | $99,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 5,901 | $99,000 | thousands by filing date | |
| INTERNATIONAL SPEEDWAY CORP | 460335201 | COMMON STOCK | 2,229 | $98,000 | thousands by filing date | |
| NUTRI SYS INC NEW | 67069D108 | COM | 2,630 | $98,000 | thousands by filing date | |
| CISION LTD | G1992S109 | SHS | 5,872 | $98,000 | thousands by filing date | |
| UNIVERSAL CORP VA MTNS BK ENT COM | 913456109 | Stock | 1,491 | $97,000 | thousands by filing date | |
| FIRST HAWAIIAN INC | 32051X108 | COM | 3,561 | $97,000 | thousands by filing date | |
| WRIGHT MED GROUP N V | N96617118 | ORD SHS | 3,350 | $97,000 | thousands by filing date | |
| UNIVERSAL INS HLDGS INC | 91359V107 | COM | 1,993 | $97,000 | thousands by filing date | |
| REGIS CORP | 758932107 | COM | 4,751 | $97,000 | thousands by filing date | |
| CHINANET ONLINE HLDGS INC | 16949H201 | COM NEW | 55,900 | $97,000 | thousands by filing date | |
| FCB Financial Holdings Inc Cla | 30255G103 | COM | 2,051 | $97,000 | thousands by filing date | |
| POLARITYTE INC | 731094108 | COM | 5,070 | $97,000 | thousands by filing date | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 1,168 | $96,000 | thousands by filing date | |
| INVESCO DB MULTI-SECTOR COMM | 46140H106 | AGRICULTURE FD | 5,689 | $96,000 | thousands by filing date | |
| BIOTELEMETRY INC | 090672106 | COM | 1,490 | $96,000 | thousands by filing date | |
| UNION BANKSHARES CORP | 90539J109 | COM | 2,493 | $96,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220106 | COM | 30,028 | $96,000 | thousands by filing date | |
| ADAMIS PHARMACEUTICALS CORP | 00547W208 | COM NEW | 27,400 | $96,000 | thousands by filing date | |
| ADAMIS PHARMACEUTICALS CORP | 00547W208 | COM NEW | 27,400 | $96,000 | thousands by filing date | put |
| INVESCO EXCHANGE TRADED FD T | 46137V548 | COM | 6,038 | $95,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 2,480 | $95,000 | thousands by filing date | |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 35,501 | $95,000 | thousands by filing date | |
| FIRST MERCHANTS CORP COM | 320817109 | Stock | 2,104 | $94,000 | thousands by filing date | |
| NBT BANCORP INC COM | 628778102 | Stock | 2,449 | $94,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 33,718 | $94,000 | thousands by filing date | |
| NETSCOUT SYS INC | 64115T104 | COM | 3,695 | $94,000 | thousands by filing date | |
| BRINKS CO | 109696104 | COM | 1,340 | $94,000 | thousands by filing date | |
| ENERGY FUELS INC | 292671708 | COM NEW | 28,458 | $94,000 | thousands by filing date | |
| TANDEM DIABETES CARE INC | 875372203 | COM NEW | 2,205 | $94,000 | thousands by filing date | |
| ISHARES INC | 464286756 | MSCI SWEDEN ETF | 2,875 | $94,000 | thousands by filing date | |
| James Hardie Industries PLC | 47030M106 | Depositary Receipt | 6,166 | $94,000 | thousands by filing date | |
| CORE-MARK HOLDING CO INC | 218681104 | COMMON STOCK | 2,769 | $94,000 | thousands by filing date | |
| TIVITY HEALTH INC | 88870R102 | COM | 2,921 | $94,000 | thousands by filing date | |
| ACHAOGEN INC | 004449104 | COM | 23,562 | $94,000 | thousands by filing date | |
| EP ENERGY CORP | 268785102 | CL A | 40,287 | $94,000 | thousands by filing date | |
| WORLD ACCEP CORPORATION | 981419104 | COM | 805 | $93,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R783 | 0-5 HIGH YIELD | 918 | $93,000 | thousands by filing date | |
| INVESCO MSCI SUSTAINABLEFUTURE ETF | 46137V407 | ETF | 2,140 | $93,000 | thousands by filing date | |
| AVALON HLDGS CORP | 05343P109 | CL A | 25,000 | $93,000 | thousands by filing date | |
| WIX COM LTD SHS | M98068105 | Stock | 764 | $92,000 | thousands by filing date | |
| CTS CORP | 126501105 | COM | 2,676 | $92,000 | thousands by filing date | |
| GENERAL AMERICAN INVESTORS CO | 368802104 | COM | 2,500 | $92,000 | thousands by filing date | |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 4,456 | $92,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 9,376 | $92,000 | thousands by filing date | |
| RADWARE LTD | M81873107 | COMMON STOCK | 3,490 | $92,000 | thousands by filing date | |
| INVESCO INDIA EXCHANGE-TRADE | 46137R109 | INDIA ETF | 3,875 | $92,000 | thousands by filing date | |
| TRITON INTL LTD | G9078F107 | CL A | 2,760 | $92,000 | thousands by filing date | |
| AAON INC | 000360206 | COM PAR $0.004 | 2,399 | $91,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA LTD | G9001E128 | COM CL C | 4,432 | $91,000 | thousands by filing date | |
| ACCENDRA HEALTH INC | 690732102 | COM | 5,490 | $91,000 | thousands by filing date | |
| UNIVERSAL FST PRODS INC | 913543104 | COM | 2,574 | $91,000 | thousands by filing date | |
| HEALTH INS INNOVATIONS INC | 42225K106 | COM CL A | 1,488 | $91,000 | thousands by filing date | |
| PIMCO CORPORATE & INCM STRG | 72200U100 | COM | 5,000 | $91,000 | thousands by filing date | |
| MFS HIGH YIELD MUNICIPAL TRUST | 59318E102 | SH BEN INT | 20,000 | $91,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L886 | ULTR SHO INC FD | 1,200 | $91,000 | thousands by filing date | |
| WILDHORSE RESOURCE DEV CORP | 96812T102 | COM | 3,867 | $91,000 | thousands by filing date | |
| WINGSTOP INC COM | 974155103 | Stock | 1,315 | $90,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R205 | 1-5 US TIP IDX | 1,760 | $90,000 | thousands by filing date | |
| HYSTER-YALE INC | 449172105 | CL A | 1,448 | $89,000 | thousands by filing date | |
| TEMPLETON DRAGON FD INC | 88018T101 | COM | 4,450 | $89,000 | thousands by filing date | |
| TURTLE BEACH CORP | 900450206 | COMMON STOCK | 4,476 | $89,000 | thousands by filing date | |
| RENASANT CORP | 75970E107 | COM | 2,130 | $88,000 | thousands by filing date | |
| OMNOVA SOLUTIONS INC | 682129101 | COMMON STOCK | 8,970 | $88,000 | thousands by filing date | |
| CARDTRONICS PLC | G1991C105 | COMMON STOCK-FO | 2,761 | $88,000 | thousands by filing date | |
| DIPLOMAT PHARMACY INC | 25456K101 | COM | 4,505 | $88,000 | thousands by filing date | |
| PROVIDENCE SVC CORP | 743815102 | COM | 1,318 | $88,000 | thousands by filing date | |
| NAVIGANT CONSULTING INC | 63935N107 | COM | 3,827 | $88,000 | thousands by filing date | |
| ISHARES TR | 464287564 | SELECT US REIT | 868 | $87,000 | thousands by filing date | |
| JACK IN THE BOX INC | 466367109 | COM | 1,020 | $86,000 | thousands by filing date | |
| NORTHWEST BANCSHARES INC COM | 667340103 | Stock | 4,905 | $85,000 | thousands by filing date | |
| NATIONAL BEVERAGE CORP COM | 635017106 | Stock | 734 | $85,000 | thousands by filing date | |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 46,067 | $85,000 | thousands by filing date | |
| HAMILTON LANE INC | 407497106 | CL A | 1,903 | $85,000 | thousands by filing date | |
| M/I HOMES INC | 55305B101 | COM | 3,536 | $85,000 | thousands by filing date | |
| NEW AMERICA HIGH INCOME FUND I | 641876800 | COM NEW | 9,944 | $85,000 | thousands by filing date | |
| CONNECTONE BANCORP INC | 20786W107 | COMMON STOCK | 3,595 | $85,000 | thousands by filing date | |
| WESCO AIRCRAFT HOLDINGS INC | 950814103 | COMMON STOCK | 7,571 | $85,000 | thousands by filing date | |
| BOSTON BEER INC CL A | 100557107 | Stock | 293 | $84,000 | thousands by filing date | |
| ADVANSIX INC | 00773T101 | COM | 2,466 | $84,000 | thousands by filing date | |
| HEARTLAND EXPRESS INC | 422347104 | COM | 4,315 | $84,000 | thousands by filing date | |
| HINGHAM INSTN SVGS MASS | 433323102 | COM | 382 | $84,000 | thousands by filing date | |
| OFG BANCORP | 67103X102 | COM | 5,160 | $84,000 | thousands by filing date | |
| EVO PMTS INC | 26927E104 | CL A COM | 3,512 | $84,000 | thousands by filing date | |
| HEMISPHERE MEDIA GROUP INC CL A | 42365Q103 | COM | 5,991 | $84,000 | thousands by filing date | |
| REVOLUTION LIGHTING TECHNOLO | 76155G206 | COM NEW | 29,701 | $84,000 | thousands by filing date | |
| REVOLUTION LIGHTING TECHNOLO | 76155G206 | COM NEW | 29,700 | $84,000 | thousands by filing date | put |
| GOLDMAN SACHS ETF TR | 381430206 | ACTIVEBETA EME | 2,520 | $83,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A789 | ST STR SP INS | 2,574 | $83,000 | thousands by filing date | |
| CAREER EDUCATION CORP | 141665109 | COM | 5,519 | $83,000 | thousands by filing date | |
| UBS AG LONDON BRANCH | 902677780 | NT LKD 24 | 277 | $83,000 | thousands by filing date | |
| GCP APPLIED TECHNOLOGIES INC | 36164Y101 | COM | 3,132 | $83,000 | thousands by filing date | |
| FIRST TR VALUE LINE DIVID IN | 33734H106 | SHS | 2,600 | $82,000 | thousands by filing date | |
| AMERISAFE INC | 03071H100 | COM | 1,320 | $82,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 19,858 | $82,000 | thousands by filing date | |
| ACHAOGEN INC | 004449104 | COM | 20,600 | $82,000 | thousands by filing date | put |
| REVANCE THERAPEUTICS INC | 761330109 | COM | 3,227 | $81,000 | thousands by filing date | |
| TARO PHARMACEUTICAL INDS LTD | M8737E108 | SHS | 830 | $81,000 | thousands by filing date | |
| HFF INC | 40418F108 | CL A | 1,906 | $81,000 | thousands by filing date | |
| PACIFIC CITY FINANCIAL CORP | 69406T408 | COM NEW | 4,191 | $81,000 | thousands by filing date | |
| SENTINEL ENERGY SVCS INC | G8062D102 | COM CL A | 8,250 | $81,000 | thousands by filing date | |
| ISHARES INC | 46434G863 | COM | 2,400 | $80,000 | thousands by filing date | |
| DIGI INTL INC | 253798102 | COM | 5,963 | $80,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 41,900 | $80,000 | thousands by filing date | put |
| BLUEROCK RESIDENTIAL GWT REI | 09627J102 | COM CL A | 8,170 | $80,000 | thousands by filing date | |
| ISHARES TR | 46435G516 | COM | 1,200 | $79,000 | thousands by filing date | |
| PROVIDENT FINL SVCS INC COM | 74386T105 | Stock | 3,162 | $79,000 | thousands by filing date | |
| ARROWHEAD PHARMACEUTICALS IN | 04280A100 | COM | 4,100 | $79,000 | thousands by filing date | put |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 4,980 | $79,000 | thousands by filing date | |
| POLYONE CORP | 73179P106 | COM | 1,804 | $79,000 | thousands by filing date | |
| LORAL SPACE & COM INC | 543881106 | COM | 1,746 | $79,000 | thousands by filing date | |
| SEACOR MARINE HLDGS INC COM | 78413P101 | Stock | 3,428 | $78,000 | thousands by filing date | |
| INTERFACE INC | 458665304 | COM | 3,321 | $78,000 | thousands by filing date | |
| SEACOAST BKG CORP FLA | 811707801 | COM NEW | 2,689 | $78,000 | thousands by filing date | |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 1,123 | $78,000 | thousands by filing date | |
| RADIANT LOGISTICS INC | 75025X100 | COM | 13,113 | $78,000 | thousands by filing date | |
| BRAEMAR HOTELS RESORTS INC | 10482B101 | REIT | 6,632 | $78,000 | thousands by filing date | |
| ARLO TECHNOLOGIES INC | 04206A101 | COMMON STOCK | 5,382 | $78,000 | thousands by filing date | |
| STATE STREET SPDR NYSE TECHNOLOGY ETF | 78464A102 | ETF | 830 | $78,000 | thousands by filing date | |
| PROSHARES TR | 74347R248 | LARGE CAP CRE | 1,072 | $77,000 | thousands by filing date | |
| SYNEOS HEALTH INC | 87166B102 | CL A | 1,487 | $77,000 | thousands by filing date | |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 35,000 | $77,000 | thousands by filing date | |
| iShares Global Healthcare ETF | 464287325 | SHS | 1,203 | $76,000 | thousands by filing date | |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 545 | $76,000 | thousands by filing date | |
| MARTEN TRANSPORT LTD | 573075108 | COM | 3,574 | $76,000 | thousands by filing date | |
| FIRST COMMUNITY BANKSHARES | 31983A103 | COMMON STOCK | 2,227 | $76,000 | thousands by filing date | |
| MCDERMOTT INTL INC COM | 580037703 | Stock | 4,100 | $76,000 | thousands by filing date | put |
| SHUTTERSTOCK INC COM | 825690100 | Stock | 1,388 | $75,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD | 018828103 | COM | 10,833 | $75,000 | thousands by filing date | |
| SANMINA CORP COM | 801056102 | Stock | 2,675 | $74,000 | thousands by filing date | |
| MODINE MFG CO COM | 607828100 | Stock | 5,008 | $74,000 | thousands by filing date | |
| NEXSTAR MEDIA GROUP INC COMMON STOCK | 65336K103 | Stock | 907 | $74,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B800 | NYLI MERGER ARBI | 2,325 | $74,000 | thousands by filing date | |
| TWIN DISC INC | 901476101 | COMMON STOCK | 3,230 | $74,000 | thousands by filing date | |
| RAVEN INDS INC COM | 754212108 | Stock | 1,641 | $74,000 | thousands by filing date | |
| PROSHARES TR | 74347B383 | ULTRASHRT S&P500 | 2,244 | $74,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 10,401 | $73,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L308 | MSTAR EMKT FAC | 1,400 | $73,000 | thousands by filing date | |
| RIOT PLATFORMS INC | 767292105 | COM | 20,100 | $73,000 | thousands by filing date | |
| RIOT PLATFORMS INC | 767292105 | COM | 20,100 | $73,000 | thousands by filing date | put |
| VERASTEM INC | 92337C104 | COM | 10,157 | $73,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E263 | S&P GBL WATER | 2,050 | $72,000 | thousands by filing date | |
| STOCK YDS BANCORP INC | 861025104 | COM | 1,992 | $72,000 | thousands by filing date | |
| NATIONAL BANKSHARES INC VA | 634865109 | COMMON STOCK | 1,595 | $72,000 | thousands by filing date | |
| NATURAL GROCERS BY VITAMIN C | 63888U108 | COMMON STOCK | 4,286 | $72,000 | thousands by filing date | |
| MATTHEWS INTL CORP CLASS A | 577128101 | COMMON STOCK | 1,435 | $72,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 10,066 | $71,000 | thousands by filing date | |
| FARMERS MERCHANTS BANCO OH | 30779N105 | COMMON STOCK | 1,662 | $71,000 | thousands by filing date | |
| MEDICINES CO | 584688105 | COM | 2,379 | $71,000 | thousands by filing date | |
| AKORN INC | 009728106 | COM | 5,536 | $71,000 | thousands by filing date | |
| VALERO ENERGY PARTNERS LP | 91914J102 | COM UNT REP LP | 1,885 | $71,000 | thousands by filing date | |
| SK TELECOM LTD | 78440P108 | SPONSORED ADR | 2,490 | $70,000 | thousands by filing date | |
| USA COMPRESSION PARTNERS LP | 90290N109 | COM UNIT LTDPAR | 4,180 | $69,000 | thousands by filing date | |
| ENVESTNET INC | 29404K106 | COM | 1,142 | $69,000 | thousands by filing date | |
| DIME CMNTY BANCSHARES INC COM | 253922108 | Stock | 3,876 | $69,000 | thousands by filing date | |
| BENEFITFOCUS INC | 08180D106 | COM | 1,720 | $69,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 14,130 | $69,000 | thousands by filing date | |
| BRASKEM S A SP ADR PFD A | 105532105 | ADR | 2,350 | $68,000 | thousands by filing date | |
| CAPITOL FED FINL INC COM | 14057J101 | Stock | 5,382 | $68,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E727 | RAFI EMRGNG MRKT | 3,199 | $68,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V613 | RAFI US 1000 ETF | 570 | $68,000 | thousands by filing date | |
| LINDBLAD EXPEDITIONS HLDGS I | 535219109 | COM | 4,606 | $68,000 | thousands by filing date | |
| 8X8 INC | 282914100 | COMMON STOCK | 3,165 | $68,000 | thousands by filing date | |
| WABASH NATIONAL CORP | 929566107 | COMMON STOCK | 3,750 | $68,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736N101 | ALERIAN DISRUPT | 1,525 | $68,000 | thousands by filing date | |
| ZOGENIX INC. | 98978L204 | Common Stock | 1,384 | $68,000 | thousands by filing date | |
| SPOK HLDGS INC COM | 84863T106 | Stock | 4,390 | $67,000 | thousands by filing date | |
| VANECK LOW CARBON ENERGYETF | 92189F502 | UIT EXCHANGE TRADED | 1,146 | $67,000 | thousands by filing date | |
| KINDER MORGAN INC DEL | 49456B200 | PFD SER A | 2,000 | $67,000 | thousands by filing date | principal |
| TOWN SPORTS INTL HLDGS INC | 89214A102 | COM | 7,691 | $67,000 | thousands by filing date | |
| AZZ INC COM | 002474104 | Stock | 1,298 | $66,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 7,901 | $66,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X150 | INDLS PROD DUR | 1,559 | $66,000 | thousands by filing date | |
| KELLY SVCS INC | 488152208 | CL A | 2,752 | $66,000 | thousands by filing date | |
| FARFETCH LTD | 30744W107 | ORD SH CL A | 2,440 | $66,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 3,971 | $66,000 | thousands by filing date | |
| SOUTHSIDE BANCSHARES INC | 84470P109 | COMMON STOCK | 1,875 | $66,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735K108 | COM SHS | 932 | $66,000 | thousands by filing date | |
| FIRST US BANCSHARES INC | 33744V103 | COM | 6,100 | $66,000 | thousands by filing date | |
| AMERICAN WOODMARK CORP | 030506109 | COM | 832 | $66,000 | thousands by filing date | |
| CAMBRIDGE BANCORP | 132152109 | COM | 740 | $66,000 | thousands by filing date | |
| ST JOE CO | 790148100 | COM | 3,847 | $65,000 | thousands by filing date | |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 5,725 | $65,000 | thousands by filing date | |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 5,050 | $65,000 | thousands by filing date | |
| GASLOG PARTNERS LP | Y2687W108 | UNIT LTD PTNRP | 2,582 | $65,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD II | 018825109 | COM | 10,621 | $65,000 | thousands by filing date | |
| TABULA RASA HEALTHCARE INC | 873379101 | COMMON STOCK | 804 | $65,000 | thousands by filing date | |
| ARTISAN PARTNERS ASSET MGMT I CL A | 04316A108 | Stock | 1,982 | $64,000 | thousands by filing date | |
| WESTERN ASSET CORPORATE LN F | 95790J102 | COM | 6,416 | $64,000 | thousands by filing date | |
| MORGAN STANLEY CHINA A SH FD | 617468103 | COM | 2,968 | $64,000 | thousands by filing date | |
| CATO CORP NEW | 149205106 | CL A | 3,045 | $64,000 | thousands by filing date | |
| NORTH EUROPEAN OIL RTY TR | 659310106 | SH BEN INT | 8,300 | $64,000 | thousands by filing date | |
| PARTY CITY HOLDCO INC | 702149105 | COM | 4,742 | $64,000 | thousands by filing date | |
| ARTIVION INC | 228903100 | COM | 1,765 | $63,000 | thousands by filing date | |
| CENTERSTATE BK CORP | 15201P109 | COM | 2,221 | $63,000 | thousands by filing date | |
| PIVOTAL SOFTWARE INC | 72582H107 | COM CL A | 3,210 | $63,000 | thousands by filing date | |
| PERNIX THERAPEUTICS HLDGS IN | 71426V306 | COM NEW | 65,100 | $63,000 | thousands by filing date | |
| PERNIX THERAPEUTICS HLDGS IN | 71426V306 | COM NEW | 65,100 | $63,000 | thousands by filing date | put |
| Vanguard Intermediate-Term Treasury ETF | 92206C706 | SHS | 999 | $62,000 | thousands by filing date | |
| HYATT HOTELS CORP COM CL A | 448579102 | Stock | 781 | $62,000 | thousands by filing date | |
| ABRDN HEALTHCARE INVESTORS | 87911J103 | SH BEN INT | 2,682 | $62,000 | thousands by filing date | |
| RE MAX HLDGS INC | 75524W108 | CL A | 1,418 | $62,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F700 | AGRIBUSINESS ETF | 950 | $62,000 | thousands by filing date | |
| JOHN HANCOCK TAX-ADVANTAGED DI | 41013V100 | COM | 2,662 | $62,000 | thousands by filing date | |
| AMTRUST FINL SVCS INC | 032359309 | COM | 4,259 | $62,000 | thousands by filing date | |
| MACOM TECH SOLUTIONS HLDGS INC COM | 55405Y100 | Stock | 2,960 | $61,000 | thousands by filing date | |
| TFS FINL CORP | 87240R107 | COM | 4,098 | $61,000 | thousands by filing date | |
| UNIVERSAL TECHNICAL INST INC | 913915104 | COM | 22,952 | $61,000 | thousands by filing date | |
| ENCORE WIRE CORP | 292562105 | COM | 1,202 | $61,000 | thousands by filing date | |
| RBB BANCORP | 74930B105 | COMMON STOCK | 2,495 | $61,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E198 | S&P MIDCP LOW | 1,255 | $61,000 | thousands by filing date | |
| ORCHIDS PAPER PRODUCTS CO | 68572N104 | COMMON STOCK | 18,400 | $61,000 | thousands by filing date | |
| ORCHIDS PAPER PRODUCTS CO | 68572N104 | COMMON STOCK | 18,400 | $61,000 | thousands by filing date | put |
| GLOBAL X FDS | 37950E549 | GLB X SUPERDIV | 2,979 | $61,000 | thousands by filing date | |
| GOLAR LNG PARTNERS LP | Y2745C102 | COM UNITS LPI | 4,261 | $61,000 | thousands by filing date | |
| OBSIDIAN ENERGY LTD | 674482104 | COM | 63,932 | $61,000 | thousands by filing date | |
| BLACKROCK MUNIENHANCED FD IN | 09253Y100 | COM | 5,929 | $60,000 | thousands by filing date | |
| INTREXON CORP | 46122T102 | COM | 3,500 | $60,000 | thousands by filing date | put |
| AMAG PHARMACEUTICALS INC | 00163U106 | COM | 3,013 | $60,000 | thousands by filing date | |
| ARRAY BIOPHARMA INC COM | 04269X105 | Stock | 3,991 | $60,000 | thousands by filing date | |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 5,801 | $59,000 | thousands by filing date | |
| ANIKA THERAPEUTICS INC | 035255108 | COM | 1,418 | $59,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 3,197 | $59,000 | thousands by filing date | |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 4,018 | $59,000 | thousands by filing date | |
| KEYW HLDG CORP | 493723100 | COM | 6,828 | $59,000 | thousands by filing date | |
| STATE BANK FINL CORP COM | 856190103 | COM | 1,960 | $59,000 | thousands by filing date | |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 3,026 | $58,000 | thousands by filing date | |
| COCA COLA CONS INC | 191098102 | COM | 320 | $58,000 | thousands by filing date | |
| AGILYSYS INC | 00847J105 | COM | 3,546 | $58,000 | thousands by filing date | |
| INNOVIVA INC | 45781M101 | COM | 3,818 | $58,000 | thousands by filing date | |
| LENNAR CORP CL B | 526057302 | Stock | 1,514 | $58,000 | thousands by filing date | |
| CIRCOR INTL INC | 17273K109 | COM | 1,226 | $58,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E800 | CHINA TECHNLGY | 1,200 | $58,000 | thousands by filing date | |
| VERITIV CORP | 923454102 | COM | 1,577 | $58,000 | thousands by filing date | |
| PORTOLA PHARMACEUTICALS INC COM | 737010108 | Stock | 2,181 | $58,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 26,643 | $58,000 | thousands by filing date | |
| PHH CORP | 693320202 | COM NEW | 5,312 | $58,000 | thousands by filing date | |
| ZYMEWORKS INC | 98985W102 | COM | 3,715 | $58,000 | thousands by filing date | |
| BELLATRIX EXPLORATION LTD | 078314507 | COM NEW | 54,865 | $58,000 | thousands by filing date | |
| Vanguard Materials ETF | 92204A801 | SHS | 432 | $57,000 | thousands by filing date | |
| MOOG INC CL A | 615394202 | Stock | 663 | $57,000 | thousands by filing date | |
| POWELL INDS INC | 739128106 | COM | 1,603 | $57,000 | thousands by filing date | |
| CALERES INC | 129500104 | COM | 1,584 | $57,000 | thousands by filing date | |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 3,142 | $57,000 | thousands by filing date | |
| TRANSGLOBE ENERGY CORP | 893662106 | COM | 17,123 | $57,000 | thousands by filing date | |
| WELLS FARGO & CO NEW | 949746119 | *W EXP 10/28/201 | 2,955 | $57,000 | thousands by filing date | |
| FEDERAL SIGNAL CORP | 313855108 | COM | 2,067 | $56,000 | thousands by filing date | |
| ENANTA PHARMACEUTICALS INC | 29251M106 | COM | 654 | $56,000 | thousands by filing date | |
| LA Z BOY INC | 505336107 | COM | 1,769 | $56,000 | thousands by filing date | |
| MYERS INDUSTRIES INC | 628464109 | COMMON STOCK | 2,406 | $56,000 | thousands by filing date | |
| UNIFI INC | 904677200 | COM NEW | 2,008 | $56,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G102 | S&P SMLCP LOW | 1,142 | $56,000 | thousands by filing date | |
| TIER REIT COM | 88650V208 | COM NEW | 2,349 | $56,000 | thousands by filing date | |
| UNIVAR INC | 91336L107 | COMMON STOCK | 1,817 | $56,000 | thousands by filing date | |
| SENESTECH INC | 81720R109 | COM | 80,000 | $56,000 | thousands by filing date | |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 430 | $55,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 15,000 | $55,000 | thousands by filing date | call |
| MONARCH CASINO & RESORT INC | 609027107 | COM | 1,189 | $55,000 | thousands by filing date | |
| PINNACLE ENTMT INC NEW | 72348Y105 | COM | 1,636 | $55,000 | thousands by filing date | |
| KIMBALL ELECTRONICS INC | 49428J109 | COMMON STOCK | 2,761 | $55,000 | thousands by filing date | |
| HEARTLAND FINL USA INC | 42234Q102 | COM | 927 | $55,000 | thousands by filing date | |
| LITHIA MTRS INC COM | 536797103 | Stock | 661 | $54,000 | thousands by filing date | |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 2,122 | $54,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W406 | US AI ENHANCED | 600 | $54,000 | thousands by filing date | |
| MAXLINEAR INC | 57776J100 | COM | 2,715 | $54,000 | thousands by filing date | |
| ISHARES TR | 46429B507 | MSCI IRELAND ETF | 1,200 | $54,000 | thousands by filing date | |
| ICAD INC | 44934S206 | COM NEW | 18,500 | $54,000 | thousands by filing date | |
| GLATFELTER | 377316104 | COM | 2,820 | $54,000 | thousands by filing date | |
| GUESS INC COM | 401617105 | Stock | 2,329 | $53,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X143 | HLTH CARE ALPH | 625 | $53,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F643 | MRNGSTR WDE MOAT | 1,126 | $53,000 | thousands by filing date | |
| SABINE RTY TR | 785688102 | UNIT BEN INT | 1,250 | $53,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 11,674 | $53,000 | thousands by filing date | |
| PTC THERAPEUTICS INC | 69366J200 | COM | 1,122 | $53,000 | thousands by filing date | |
| MANITOWOC CO INC | 563571405 | COM NEW | 2,196 | $53,000 | thousands by filing date | |
| CRAWFORD COMPANY CL A | 224633206 | COMMON STOCK | 5,860 | $53,000 | thousands by filing date | |
| THERMON GROUP HLDGS INC | 88362T103 | COM | 2,031 | $53,000 | thousands by filing date | |
| PHI INC-NON VOTING | 69336T205 | COM | 5,645 | $53,000 | thousands by filing date | |
| JBG SMITH PPTYS COM | 46590V100 | REIT | 1,421 | $52,000 | thousands by filing date | |
| CRITEO S A SPONS ADS | 226718104 | ADR | 2,275 | $52,000 | thousands by filing date | |
| ARK ETF TR | 00214Q609 | ISRAEL INOVATE | 2,395 | $52,000 | thousands by filing date | |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 4,503 | $52,000 | thousands by filing date | |
| ISHARES TR | 464288786 | U.S. INSRNCE ETF | 786 | $52,000 | thousands by filing date | |
| HOSTESS BRANDS INC | 44109J106 | COMMON STOCK | 4,636 | $52,000 | thousands by filing date | |
| SPIRIT AIRLS INC | 848577102 | COM | 1,118 | $52,000 | thousands by filing date | |
| EROS INTL PLC | G3788M114 | SHS NEW | 4,296 | $52,000 | thousands by filing date | |
| APPFOLIO INC | 03783C100 | COM CL A | 649 | $51,000 | thousands by filing date | |
| PRIMORIS SVCS CORP COM | 74164F103 | Stock | 2,079 | $51,000 | thousands by filing date | |
| CORCEPT THERAPEUTICS INC | 218352102 | COM | 3,629 | $51,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 22,860 | $51,000 | thousands by filing date | |
| OCLARO INC | 67555N206 | COM | 5,799 | $51,000 | thousands by filing date | |
| iShares Core Dividend Growth ETF | 46434V621 | SHS | 1,348 | $50,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 1,788 | $50,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 8,135 | $50,000 | thousands by filing date | |
| CAMDEN NATIONAL CORP | 133034108 | COMMON STOCK | 1,136 | $50,000 | thousands by filing date | |
| FRONTLINE PLC F | G3682E192 | ORD SHS | 8,696 | $50,000 | thousands by filing date | |
| CEDAR REALTY TRUST INC | 150602209 | COMMON STOCK | 10,759 | $50,000 | thousands by filing date | |
| NANOSTRING TECHNOLOGIES INC | 63009R109 | COM | 2,818 | $50,000 | thousands by filing date | |
| AEGLEA BIOTHERAPEUTICS INC | 00773J103 | COM | 5,219 | $50,000 | thousands by filing date | |
| INGLES MKTS INC CL A | 457030104 | Stock | 1,438 | $49,000 | thousands by filing date | |
| CORVEL CORP COM | 221006109 | Stock | 803 | $49,000 | thousands by filing date | |
| GRANITE PT MTG TR INC | 38741L107 | COM STK | 2,563 | $49,000 | thousands by filing date | |
| FARO TECHNOLOGIES INC | 311642102 | COM | 765 | $49,000 | thousands by filing date | |
| IMMUNOMEDICS INC | 452907108 | COM | 2,391 | $49,000 | thousands by filing date | |
| SUMMIT MIDSTREAM PARTNERS LP | 866142102 | COM UNIT LTD | 3,426 | $49,000 | thousands by filing date | |
| KLX ENERGY SERVICS HOLDNGS I | 48253L106 | COM | 1,557 | $49,000 | thousands by filing date | |
| QUINSTREET INC | 74874Q100 | COM | 3,577 | $49,000 | thousands by filing date | |
| MULTI-COLOR | 625383104 | COM | 797 | $49,000 | thousands by filing date | |
| REVLON INC | 761525609 | OPT | 2,226 | $49,000 | thousands by filing date | |
| FBL FINL GROUP INC | 30239F106 | CL A | 652 | $49,000 | thousands by filing date | |
| ACER THERAPEUTICS INC | 00444P108 | CMN | 1,605 | $49,000 | thousands by filing date | |
| VILLAGE SUPER MKT INC CL A NEW | 927107409 | Stock | 1,731 | $48,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 5,000 | $48,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD | 41013W108 | SH BEN INT | 2,189 | $48,000 | thousands by filing date | |
| TRI CONTL CORP | 895436103 | COM | 1,700 | $48,000 | thousands by filing date | |
| EDITAS MEDICINE INC | 28106W103 | COM | 1,496 | $48,000 | thousands by filing date | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 6,449 | $48,000 | thousands by filing date | |
| NATURAL HEALTH TRENDS CORP | 63888P406 | COM | 2,060 | $48,000 | thousands by filing date | |
| ROOKLINE BANCORP INC DEL | 11373M107 | COM | 2,934 | $48,000 | thousands by filing date | |
| SYNERGY PHARMACEUTICALS DEL | 871639308 | COM NEW | 28,205 | $48,000 | thousands by filing date | |
| POINTS INTL LTD | 730843208 | COM NEW | 3,400 | $48,000 | thousands by filing date | |
| NEWLINK GENETICS CORP | 651511107 | COM | 20,201 | $48,000 | thousands by filing date | |
| BLUEGREEN VACATIONS CORP | 09629F108 | COM | 2,670 | $48,000 | thousands by filing date | |
| TOWNEBANK PORTSMOUTH VA | 89214P109 | COM | 1,514 | $47,000 | thousands by filing date | |
| MITEK SYS INC | 606710200 | COM NEW | 6,590 | $47,000 | thousands by filing date | |
| ORION GROUP HOLDINGS INC | 68628V308 | COMMON STOCK | 6,227 | $47,000 | thousands by filing date | |
| AERIE PHARMACEUTICALS INC | 00771V108 | COM | 756 | $47,000 | thousands by filing date | |
| ESSENDANT INC | 296689102 | COM | 3,748 | $47,000 | thousands by filing date | |
| SCORPIO BULKERS INC | Y7546A122 | COM | 6,459 | $47,000 | thousands by filing date | |
| ASBURY AUTOMOTIVE GROUP INC COM | 043436104 | Stock | 670 | $46,000 | thousands by filing date | |
| ALAMO GROUP INC | 011311107 | COM | 504 | $46,000 | thousands by filing date | |
| AMBARELLA INC | G037AX101 | SHS | 1,200 | $46,000 | thousands by filing date | put |
| U S CONCRETE INC | 90333L201 | COM | 990 | $46,000 | thousands by filing date | |
| INDEPENDENT BANK GROUP INC | 45384B106 | COM | 686 | $46,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R106 | 1-3YR USTREIDX | 920 | $46,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 2,500 | $45,000 | thousands by filing date | |
| LGI HOMES INC COM | 50187T106 | Stock | 954 | $45,000 | thousands by filing date | |
| AMERICOLD REALTY TRUST INC COM | 03064D108 | REIT | 1,796 | $45,000 | thousands by filing date | |
| High Yield ETF | 30151E814 | HIGH YIELD ETF | 1,240 | $45,000 | thousands by filing date | |
| APPIAN CORP | 03782L101 | CL A | 1,365 | $45,000 | thousands by filing date | |
| STANDARD MOTOR PRODS | 853666105 | COMMON STOCK | 922 | $45,000 | thousands by filing date | |
| ATN INTERNATIONAL INC | 00215F107 | COMMON STOCK | 612 | $45,000 | thousands by filing date | |
| RIVERVIEW BANCORP INC | 769397100 | COM | 5,146 | $45,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A306 | COM NEW | 6,855 | $45,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R403 | BROAD US TIPS | 800 | $45,000 | thousands by filing date | |
| MORGAN STANLEY ASIA PAC FD I | 61744U106 | COM | 2,750 | $45,000 | thousands by filing date | |
| CROWN CASTLE INTL CORP NEW | 22822V309 | 6.875% CON PFD A | 41 | $45,000 | thousands by filing date | principal |
| TOMPKINS FINL CORP COM | 890110109 | Stock | 546 | $44,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336917109 | SHS | 1,487 | $44,000 | thousands by filing date | |
| INSTALLED BLDG PRODS INC | 45780R101 | COM | 1,130 | $44,000 | thousands by filing date | |
| ISHARES INC | 464286103 | MSCI AUST ETF | 2,025 | $44,000 | thousands by filing date | |
| VICOR CORP | 925815102 | COM | 957 | $44,000 | thousands by filing date | |
| ASANKO GOLD INC | 04341Y105 | COM | 54,292 | $44,000 | thousands by filing date | |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 4,655 | $44,000 | thousands by filing date | |
| SYNERGY PHARMACEUTICALS DEL | 871639308 | COM NEW | 25,900 | $44,000 | thousands by filing date | put |
| NEXEO SOLUTIONS INC | 65342H102 | COM SHS | 3,593 | $44,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 3,100 | $43,000 | thousands by filing date | call |
| CROCS INC COM | 227046109 | Stock | 2,020 | $43,000 | thousands by filing date | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 18,534 | $43,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229870 | COM SER A FRMLA | 1,201 | $43,000 | thousands by filing date | |
| URSTADT BIDDLE PROPERTIES | 917286205 | COMMON STOCK | 2,048 | $43,000 | thousands by filing date | |
| AMERICAN RAILCAR INDUSTRIES | 02916P103 | COMMON STOCK | 946 | $43,000 | thousands by filing date | |
| ETFS Gold Trust | 26922Y105 | ETF | 370 | $43,000 | thousands by filing date | |
| ECOVYST INC. | 73943T103 | Common Stock | 2,458 | $43,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V555 | INSIDER SENMNT | 645 | $43,000 | thousands by filing date | |
| HUTCHMED CHINA LTD SPONSORED ADS | 44842L103 | ADR | 1,300 | $42,000 | thousands by filing date | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 2,855 | $42,000 | thousands by filing date | |
| MIMECAST LIMITED | G14838109 | ORD SHS | 1,000 | $42,000 | thousands by filing date | |
| SCHWEITZER-MAUDUIT INTL INC | 808541106 | COM | 1,117 | $42,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919401 | CL A VTG | 1,735 | $42,000 | thousands by filing date | |
| AMPHASTAR PHARMACEUTICALS IN | 03209R103 | COM | 2,184 | $42,000 | thousands by filing date | |
| GASLOG LTD | G37585109 | SHS | 2,103 | $42,000 | thousands by filing date | |
| UNITED STATES COMMODITY INDE | 911717106 | Common Stock | 1,000 | $42,000 | thousands by filing date | |
| FINISAR CORP | 31787A507 | COM NEW | 2,247 | $42,000 | thousands by filing date | |
| HUTTIG BUILDING PRODUCTS | 448451104 | COMM | 10,000 | $42,000 | thousands by filing date | |
| VERSO CORP | 92531L207 | CL A | 1,238 | $42,000 | thousands by filing date | |
| ISHARES TR | 464287523 | COM | 223 | $41,000 | thousands by filing date | |
| STANDEX INTL CORP | 854231107 | COM | 394 | $41,000 | thousands by filing date | |
| ULTRAGENYX PHARMACEUTICAL IN | 90400D108 | COM | 537 | $41,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635109 | COM | 2,851 | $41,000 | thousands by filing date | |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 3,798 | $41,000 | thousands by filing date | |
| ELECTRONICS FOR IMAGING INC | 286082102 | COM | 1,229 | $41,000 | thousands by filing date | |
| THIRD PT REINS LTD | G8827U100 | COM | 3,136 | $41,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G870 | VAR RATE PFD | 1,600 | $40,000 | thousands by filing date | |
| ACADIA RLTY TR | 004239109 | COM SH BEN INT | 1,451 | $40,000 | thousands by filing date | |
| OSI SYSTEMS INC | 671044105 | COM | 528 | $40,000 | thousands by filing date | |
| UNIVERSAL HEALTH RLTY INCOME | 91359E105 | REIT | 534 | $40,000 | thousands by filing date | |
| CIVISTA BANCSHARES INC | 178867107 | COMMON STOCK | 1,664 | $40,000 | thousands by filing date | |
| REX AMERICAN RESOURCES CORP | 761624105 | COMMON STOCK | 528 | $40,000 | thousands by filing date | |
| INVESCO TR II ETF S&P 500 EMERGING MKTS LOW VOLATILITY | 46138E297 | ETF | 1,608 | $40,000 | thousands by filing date | |
| FLAGSTAR BANCORP INC | 337930705 | COM PAR .001 | 1,276 | $40,000 | thousands by filing date | |
| GLOBAL X FTSE GREECE 20 ETF | 37950E366 | COMMON | 4,833 | $40,000 | thousands by filing date | |
| NXT-ID INC | 67091J206 | COM NEW | 30,201 | $40,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 944 | $39,000 | thousands by filing date | |
| INTERNATIONAL TOWER HILL MIN | 46050R102 | COM | 81,450 | $39,000 | thousands by filing date | |
| EROS INTL PLC | G3788M114 | SHS NEW | 3,200 | $39,000 | thousands by filing date | put |
| ZOES KITCHEN INC | 98979J109 | COM | 3,031 | $39,000 | thousands by filing date | |
| NXT-ID INC | 67091J206 | COM NEW | 29,800 | $39,000 | thousands by filing date | put |
| FIRST TR EXCHANGE-TRADED FD | 337345102 | SHS | 484 | $38,000 | thousands by filing date | |
| BLACKROCK SCIENCE & TECHNOLO | 09258G104 | SHS | 1,069 | $38,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 1,279 | $38,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109108 | COM | 2,046 | $38,000 | thousands by filing date | |
| BARINGS BDC INC | 06759L103 | COM | 3,800 | $38,000 | thousands by filing date | |
| RMR GROUP INC | 74967R106 | CL A | 414 | $38,000 | thousands by filing date | |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 2,060 | $38,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-18-009876 | this filing | 2018-10-12 | acceptance time not in the bulk data set |