13F-HR filed by BANK OF MONTREAL /CAN/
BANK OF MONTREAL /CAN/ filed this 13F-HR for the quarter ended 2018-09-30, filed 2018-10-12, with 4,789 holding rows worth $127,655,942,000.
- Accession
- 0000950123-18-009876
- Filer
- CIK 927971
- Filed
- 2018-10-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2018
A holdings report, 16,410 entries on the cover page, a total value of $127,655,942,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $127,655,942,000 with VALUE read as thousands by filing date, 13F file number 028-07640. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBMO HARRIS BANK N.A.
- included managerBMO ASSET MANAGEMENT CORP.
- included managerSTOKER OSTLER WEALTH ADVISORS, INC.
- included managerBMO NESBITT BURNS INC.
- included managerBMO PRIVATE INVESTMENT COUNSEL INC.
- included managerBMO ASSET MANAGEMENT INC.
- included managerF&C ASSET MANAGEMENT
- included managerBMO HARRIS FINANCIAL ADVISORS, INC.
- included managerCTC MYCFO
- included managerBANK OF MONTREAL IRELAND P.L.C.
- included managerPYRFORD INTERNATIONAL LIMITED
- included managerBMO CAPITAL MARKETS CORP.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ADVISORSHARES | 00768Y883 | EXCHANGE TRADED | 5,200 | $38,000 | thousands by filing date | |
| AKARI THERAPEUTICS PLC | 00972G108 | ADR | 15,000 | $38,000 | thousands by filing date | |
| NCS MULTISTAGE HLDGS INC | 628877102 | COM | 2,319 | $38,000 | thousands by filing date | |
| ISHARES TR | 46435G326 | CORE MSCI INTL | 650 | $37,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092600 | MSCI HLTH CARE I | 800 | $37,000 | thousands by filing date | |
| GLOBAL BLOOD THERAPEUTICS USD | 37890U108 | COM | 977 | $37,000 | thousands by filing date | |
| UNIVERSAL ELECTRS INC | 913483103 | COM | 918 | $37,000 | thousands by filing date | |
| FIBROGEN INC | 31572Q808 | COM | 621 | $37,000 | thousands by filing date | |
| NUVEEN GLOBAL HIGH INCOME FD | 67075G103 | SHS | 2,379 | $37,000 | thousands by filing date | |
| EW SCRIPPS CO THE A | 811054402 | COMMON STOCK | 2,191 | $37,000 | thousands by filing date | |
| DRIVE SHACK INC | 262077100 | COM | 6,319 | $37,000 | thousands by filing date | |
| ZOES KITCHEN INC | 98979J109 | COM | 2,900 | $37,000 | thousands by filing date | put |
| BRIDGE BANCORP INC | 108035106 | COM | 1,109 | $37,000 | thousands by filing date | |
| GREEN BANCORP INC | 39260X100 | COM | 1,695 | $37,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X846 | NASDAQ CYB ETF | 1,250 | $36,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A839 | ST STR SP400VAL | 662 | $36,000 | thousands by filing date | |
| WESTWOOD HOLDINGS GROUP INC | 961765104 | COMMON STOCK | 689 | $36,000 | thousands by filing date | |
| STRATTEC SECURITY CORP | 863111100 | COMMON STOCK | 1,000 | $36,000 | thousands by filing date | |
| ALEXANDER & BALDWIN INC NEW | 014491104 | COM | 1,553 | $36,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A573 | ST STR SP HCSVC | 465 | $36,000 | thousands by filing date | |
| HORTONWORKS INC | 440894103 | COM | 1,589 | $36,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW COM NEW | 171871502 | Stock | 2,302 | $36,000 | thousands by filing date | |
| TRIPLE-S MGMT CORP | 896749108 | CL B | 1,898 | $36,000 | thousands by filing date | |
| PARTNER COMMUNICATIONS CO LT | 70211M109 | ADR | 6,971 | $36,000 | thousands by filing date | |
| VENATOR MATERIALS PLC | G9329Z100 | Foreign Stock | 4,000 | $36,000 | thousands by filing date | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 691 | $35,000 | thousands by filing date | |
| BUCKLE INC COM | 118440106 | Stock | 1,510 | $35,000 | thousands by filing date | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 62,390 | $35,000 | thousands by filing date | |
| KNOWLES CORP COM | 49926D109 | Stock | 2,109 | $35,000 | thousands by filing date | |
| MIMEDX GROUP INC | 602496101 | COM | 5,700 | $35,000 | thousands by filing date | put |
| LINDSAY CORPORATION | 535555106 | COM | 361 | $35,000 | thousands by filing date | |
| ISHARES INC | 464286251 | JP MRG EM CRP BD | 729 | $35,000 | thousands by filing date | |
| ADTRAN INC | 00738A106 | COMMON STOCK | 1,994 | $35,000 | thousands by filing date | |
| INTL FCSTONE INC | 46116V105 | COM | 733 | $35,000 | thousands by filing date | |
| ISHARES TR | 46429B135 | INT PFD STK FD | 2,000 | $35,000 | thousands by filing date | |
| LILIS ENERGY INC | 532403201 | COM NEW | 7,243 | $35,000 | thousands by filing date | |
| GETTY RLTY CORP NEW COM | 374297109 | REIT | 1,202 | $34,000 | thousands by filing date | |
| ISHARES TR | 464288729 | GLOB INDSTRL ETF | 358 | $34,000 | thousands by filing date | |
| SANFILIPPO JOHN B & SON INC | 800422107 | COM | 481 | $34,000 | thousands by filing date | |
| TALOS ENERGY INC | 87484T108 | COM | 1,019 | $34,000 | thousands by filing date | |
| ATLANTICA YIELD PLC | G0751N103 | SHS | 1,634 | $34,000 | thousands by filing date | |
| ADAM NAT RES FD INC | 00548F105 | COM | 1,685 | $34,000 | thousands by filing date | |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 405 | $34,000 | thousands by filing date | |
| CZR | 127686103 | Stock | 3,323 | $34,000 | thousands by filing date | |
| NEXTERA ENERGY INC CORPORATE | 65339f820 | COM | 598 | $34,000 | thousands by filing date | principal |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 733 | $33,000 | thousands by filing date | |
| DXP ENTERPRISES INC | 233377407 | COM NEW | 848 | $33,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V241 | S&P500 QUALITY | 1,000 | $33,000 | thousands by filing date | |
| YEXT INC | 98585N106 | COM | 1,413 | $33,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 2,741 | $33,000 | thousands by filing date | |
| UNIVEST FINANCIAL CORPORATIO | 915271100 | COM | 1,256 | $33,000 | thousands by filing date | |
| INNOPHOS HOLDINGS INC | 45774N108 | COMMON STOCK | 723 | $33,000 | thousands by filing date | |
| IOVANCE BIOTHERAPEUTICS INC | 462260100 | COM | 2,905 | $32,000 | thousands by filing date | |
| GIBRALTAR INDS INC | 374689107 | COM | 689 | $32,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA LTD | G9001E102 | COM CL A | 1,518 | $32,000 | thousands by filing date | |
| CODEXIS INC | 192005106 | COM | 1,851 | $32,000 | thousands by filing date | |
| PURSUIT ATTRACTIONS AND HOSP | 92552R406 | COM | 535 | $32,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767850 | MSCI CHINA CLEAN | 1,600 | $32,000 | thousands by filing date | |
| NOODLES & CO | 65540B105 | COM CL A | 2,697 | $32,000 | thousands by filing date | |
| MODEL N INC | 607525102 | COM | 2,016 | $32,000 | thousands by filing date | |
| SUN HYDRAULICS CORP | 866942105 | COM | 572 | $32,000 | thousands by filing date | |
| BLUEKNIGHT ENERGY PARTNERS LP | 09625U109 | PREFERRED | 15,000 | $32,000 | thousands by filing date | |
| MELINTA THERAPEUTICS INC | 58549G100 | COM | 8,010 | $32,000 | thousands by filing date | |
| FIVE9 INC | 338307101 | COM | 717 | $31,000 | thousands by filing date | |
| ISHARES TR | 464289438 | RUS TP200 GR ETF | 360 | $31,000 | thousands by filing date | |
| MYR GROUP INC | 55405W104 | COM | 950 | $31,000 | thousands by filing date | |
| EVOQUA WATER TECHNOLOGIES CO | 30057T105 | COM | 1,769 | $31,000 | thousands by filing date | |
| BANC OF CALIFORNIA INC | 05990K106 | COMMON STOCK | 1,585 | $31,000 | thousands by filing date | |
| HOOKER FURNISHINGS CORPORATI | 439038100 | COM | 917 | $31,000 | thousands by filing date | |
| ISHARES TR | 464287531 | US DIGI REAL ETF | 562 | $31,000 | thousands by filing date | |
| ISHARES MORNINGSTAR ETF SMALL CAP VALUE | 464288703 | ETF | 200 | $31,000 | thousands by filing date | |
| CLOUDERA INC | 18914U100 | COM | 1,726 | $31,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F718 | OIL SVCS ETF | 1,222 | $31,000 | thousands by filing date | |
| KEMET CORP | 488360207 | COM NEW | 1,689 | $31,000 | thousands by filing date | |
| ONEMAIN HLDGS INC COM | 68268W103 | Stock | 894 | $30,000 | thousands by filing date | |
| ARK ETF TR | 00214Q203 | AUTNMUS TECHNLGY | 840 | $30,000 | thousands by filing date | |
| INTELLIA THERAPEUTICS INC | 45826J105 | COM | 1,029 | $30,000 | thousands by filing date | |
| XPERI CORP | 98421B100 | COM | 2,068 | $30,000 | thousands by filing date | |
| TTEC HLDGS INC | 89854H102 | COM | 1,142 | $30,000 | thousands by filing date | |
| SCORPIO TANKERS INC | Y7542C106 | COMMON STOCK-FO | 15,029 | $30,000 | thousands by filing date | |
| MIDWESTONE FINACIAL GROUP I | 598511103 | COMMON STOCK | 877 | $30,000 | thousands by filing date | |
| SOLARIS ENERGY INFRAS INC COM CL A | 83418M103 | Stock | 1,550 | $29,000 | thousands by filing date | |
| SPDR SER TR | 78464A821 | S&P 400 MDCP GRW | 510 | $29,000 | thousands by filing date | |
| DOUGLAS DYNAMICS INC | 25960R105 | COM | 647 | $29,000 | thousands by filing date | |
| Federal Agric Mtg Corp Cl C | 313148306 | COM | 408 | $29,000 | thousands by filing date | |
| UNITED FIRE GROUP INC | 910340108 | COMMON STOCK | 568 | $29,000 | thousands by filing date | |
| MECHANICS BANCORP A | 43785V102 | COMMON STOCK | 1,074 | $29,000 | thousands by filing date | |
| SPX CORP | 784635104 | COMMON STOCK | 894 | $29,000 | thousands by filing date | |
| EXPRO GROUP HOLDINGS NV COM | N33462107 | Stock | 3,363 | $29,000 | thousands by filing date | |
| EKSO BIONICS HLDGS INC | 282644202 | COM NEW | 12,594 | $29,000 | thousands by filing date | |
| INVESCO VALUE MUNICIPAL INCOME | 46132P108 | COM | 2,044 | $28,000 | thousands by filing date | |
| NUVEEN ENHANCED MUNICIPAL VALU | 67074M101 | COM | 2,174 | $28,000 | thousands by filing date | |
| QUIDEL CORP | 74838J101 | COM | 439 | $28,000 | thousands by filing date | |
| MANHATTAN BRDG CAP INC | 562803106 | COM | 4,340 | $28,000 | thousands by filing date | |
| SYNTEL INC | 87162H103 | COM | 678 | $28,000 | thousands by filing date | |
| AIMMUNE THERAPEUTICS INC. | 00900T107 | Common Stock | 1,025 | $28,000 | thousands by filing date | |
| AUDENTES THERAPEUTICS INC. | 05070R104 | Common Stock | 717 | $28,000 | thousands by filing date | |
| CHINANET ONLINE HLDGS INC | 16949H201 | COM NEW | 15,900 | $28,000 | thousands by filing date | put |
| SHARING ECONOMY INTL INC | 819534108 | COM | 10,000 | $28,000 | thousands by filing date | |
| HESS CORP | 42809H404 | DEP PDF SR A | 358 | $28,000 | thousands by filing date | principal |
| BLOOM ENERGY CORP | 093712107 | COM | 800 | $27,000 | thousands by filing date | |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 4,897 | $27,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A599 | ST STR SW SERV | 300 | $27,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972A301 | COM NEW | 955 | $27,000 | thousands by filing date | |
| PIMCO GLOBAL STOCKPLUS INCOM | 722011103 | COM | 1,881 | $27,000 | thousands by filing date | |
| Reality Shares Nasdaq NexGen Economy ETF | 75605A702 | COM | 1,120 | $27,000 | thousands by filing date | |
| GUARANTY BANCORP | 40075T607 | COM | 920 | $27,000 | thousands by filing date | |
| MOGO FIN TECHNOLOGY INC | 608008108 | COM | 8,620 | $27,000 | thousands by filing date | |
| JONES ENERGY INC | 48019R306 | CL A NEW | 4,528 | $27,000 | thousands by filing date | |
| Cannae Holdings, Inc. | 13765N107 | Common Stock, $0.0001 par value | 1,232 | $26,000 | thousands by filing date | |
| Vanguard Energy ETF | 92204A306 | SHS | 245 | $26,000 | thousands by filing date | |
| COHEN & STEERS INC COM | 19247A100 | Stock | 639 | $26,000 | thousands by filing date | |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 1,863 | $26,000 | thousands by filing date | |
| TRIUMPH FINANCIAL INC | 89679E300 | COM | 683 | $26,000 | thousands by filing date | |
| DAQO NEW ENERGY CORP. (ADR) | 23703Q203 | SPNSRD ADS NEW | 1,000 | $26,000 | thousands by filing date | put |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 1,234 | $26,000 | thousands by filing date | |
| CAESARSTONE LTD | M20598104 | ORD SHS | 1,365 | $26,000 | thousands by filing date | |
| AMERICAN OUTDOOR BRANDS CORP | 02874P103 | COM | 1,700 | $26,000 | thousands by filing date | put |
| RED ROCK RESORTS INC | 75700L108 | CL A | 974 | $26,000 | thousands by filing date | |
| ARROW FINANCIAL CORP | 042744102 | COMMON STOCK | 696 | $26,000 | thousands by filing date | |
| EAGLE PHARMACEUTICALS INC | 269796108 | COM | 380 | $26,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V662 | PHARMACEUTICALS | 360 | $26,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108102 | CMN | 500 | $26,000 | thousands by filing date | |
| THE BRAND HOUSE COLLECTIVE I | 497498105 | COM | 2,617 | $26,000 | thousands by filing date | |
| RESOLUTE FOREST PRODUCTS | 76117W109 | COMMON STOCK | 2,000 | $26,000 | thousands by filing date | |
| VanEck Rare Earth/Strat Mtls ETF | 92189F742 | Exchange Traded Fund | 1,258 | $26,000 | thousands by filing date | |
| LIONSGATE STUDIOS CORP F | 316394105 | COM | 1,056 | $26,000 | thousands by filing date | |
| GENMARK DIAGNOSTICS INC | 372309104 | COM | 3,490 | $26,000 | thousands by filing date | |
| VIVUS INC | 928551308 | COM NEW | 6,000 | $26,000 | thousands by filing date | |
| Engility Holdings Inc | 29286C107 | COM | 724 | $26,000 | thousands by filing date | |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 3,269 | $25,000 | thousands by filing date | |
| INSMED INC COM PAR $.01 | 457669307 | Stock | 1,213 | $25,000 | thousands by filing date | |
| BEACON FINANCIAL CORP. | 084680107 | COM | 629 | $25,000 | thousands by filing date | |
| STEWART INFORMATION SVCS COR | 860372101 | COM | 553 | $25,000 | thousands by filing date | |
| WHITESTONE REIT | 966084204 | COM | 1,803 | $25,000 | thousands by filing date | |
| SHENANDOAH TELECOMMUNICATION | 82312B106 | COMMON STOCK | 662 | $25,000 | thousands by filing date | |
| AMERICAN COASTAL INSURANCE C | 910710102 | COMMON STOCK | 1,107 | $25,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W869 | EUROPE SMCP DV | 395 | $25,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 4,571 | $25,000 | thousands by filing date | |
| MSG NETWORK INC | 553573106 | CL A | 953 | $25,000 | thousands by filing date | |
| UBS Alerian MLP/ MLPI | 902641646 | TR UNIT | 1,052 | $25,000 | thousands by filing date | |
| CRAFT BREW ALLIANCE INC | 224122101 | COM | 1,545 | $25,000 | thousands by filing date | |
| Vanguard International High Dividend Yield ETF | 921946794 | SHS | 375 | $24,000 | thousands by filing date | |
| VIRTUS INVT PARTNERS INC COM | 92828Q109 | Stock | 219 | $24,000 | thousands by filing date | |
| BJS WHSL CLUB HLDGS INC COM | 05550J101 | Stock | 912 | $24,000 | thousands by filing date | |
| DENISON MINES CORP | 248356107 | COM | 36,033 | $24,000 | thousands by filing date | |
| SONIC AUTOMOTIVE INC | 83545G102 | CL A | 1,303 | $24,000 | thousands by filing date | |
| WSFS FINL CORP | 929328102 | COM | 513 | $24,000 | thousands by filing date | |
| SOLAR SENIOR CAPITAL LTD | 83416M105 | COM | 1,412 | $24,000 | thousands by filing date | |
| NEW MEDIA INVT GROUP INC | 64704V106 | COM | 1,560 | $24,000 | thousands by filing date | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 2,079 | $24,000 | thousands by filing date | |
| ARRAY DIGITAL INFRASTRUCTURE | 911684108 | COM | 542 | $24,000 | thousands by filing date | |
| VOYAGER THERAPEUTICS INC | 92915B106 | COMMON STOCK | 1,265 | $24,000 | thousands by filing date | |
| GERMAN AMERICAN BANCORP | 373865104 | COMMON STOCK | 677 | $24,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 244 | $24,000 | thousands by filing date | |
| MELLANOX TECHNOLOGIES LTD | M51363113 | COMMON STOCK | 326 | $24,000 | thousands by filing date | |
| INDEPENDENCE HLDG CO | 453440307 | COMMON STOCK | 678 | $24,000 | thousands by filing date | |
| RA PHARMACEUTICALS INC | 74933V108 | COM | 1,302 | $24,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X756 | S&P EMKTSC ETF | 523 | $23,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L795 | STOXX GLOBR INF | 490 | $23,000 | thousands by filing date | |
| ISHARES TR | 46435G672 | CORE INTL AGGR | 440 | $23,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723763108 | COM SHS | 2,048 | $23,000 | thousands by filing date | |
| SAILPOINT TECHNOLOGIES HOLDING | 78781P105 | COM | 671 | $23,000 | thousands by filing date | |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 2,276 | $23,000 | thousands by filing date | |
| NEXPOINT RESIDENTIAL TR INC | 65341D102 | COM | 696 | $23,000 | thousands by filing date | |
| ANAPTYSBIO INC | 032724106 | COM | 230 | $23,000 | thousands by filing date | |
| YORK WATER CO | 987184108 | COMMON STOCK | 761 | $23,000 | thousands by filing date | |
| ISHARES TR | 464287333 | GLOBAL FINLS ETF | 347 | $23,000 | thousands by filing date | |
| MV OIL TR | 553859109 | TR UNITS | 2,000 | $23,000 | thousands by filing date | |
| BARNES & NOBLE INC | 067774109 | COMMON STOCK | 4,099 | $23,000 | thousands by filing date | |
| KNOLL INC | 498904200 | COM NEW | 981 | $23,000 | thousands by filing date | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 1,514 | $22,000 | thousands by filing date | |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 5,666 | $22,000 | thousands by filing date | |
| ISHARES 10 Y INVE GRADE COR B | 464289511 | 10+ YR INVST GRD | 377 | $22,000 | thousands by filing date | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 2,741 | $22,000 | thousands by filing date | |
| FLAHERTY & CRUMRIN PFD & INM | 338478100 | COM | 1,200 | $22,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E719 | BLOO EN ANGE ETF | 1,202 | $22,000 | thousands by filing date | |
| QUARTERHILL INC COM | 747713105 | COM | 15,678 | $22,000 | thousands by filing date | |
| CADENCE BANCORP | 12739A100 | COMMON EQUITY | 838 | $22,000 | thousands by filing date | |
| RAMCO-GERSHENSON PPTYS TR | 751452202 | COM SH BEN INT | 1,680 | $22,000 | thousands by filing date | |
| CLEAR CHANNEL OUTDOOR HLDGS | 18451C109 | CL A | 3,623 | $22,000 | thousands by filing date | |
| LIBERTY | 531229888 | COMMON STOCK | 819 | $22,000 | thousands by filing date | |
| COWEN GROUP INC | 223622606 | COMMON STOCK | 1,342 | $22,000 | thousands by filing date | |
| SANDY SPRING BANCORP INC | 800363103 | COMMON STOCK | 574 | $22,000 | thousands by filing date | |
| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 6,660 | $22,000 | thousands by filing date | |
| PARK ELECTROCHEMICAL CORP | 700416209 | COM | 1,104 | $22,000 | thousands by filing date | |
| AVX CORP NEW | 002444107 | COM | 1,252 | $22,000 | thousands by filing date | |
| Vanguard Mega Cap Growth ETF | 921910816 | SHS | 167 | $21,000 | thousands by filing date | |
| TAYLOR MORRISON HOME CORP COM | 87724P106 | Stock | 1,183 | $21,000 | thousands by filing date | |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 1,115 | $21,000 | thousands by filing date | |
| PIMCO MUN INCOME FD | 72200R107 | COM | 1,595 | $21,000 | thousands by filing date | |
| LEMAITRE VASCULAR INC | 525558201 | COM | 559 | $21,000 | thousands by filing date | |
| SITEONE LANDSCAPE SUPPLY INC | 82982L103 | COM | 274 | $21,000 | thousands by filing date | |
| MOELIS & CO | 60786M105 | CL A | 376 | $21,000 | thousands by filing date | |
| MARINEMAX INC | 567908108 | COM | 983 | $21,000 | thousands by filing date | |
| CEVA INC | 157210105 | COMMON STOCK | 720 | $21,000 | thousands by filing date | |
| ObsEva SA | H5861P103 | COM | 1,180 | $21,000 | thousands by filing date | |
| MYOKARDIA INC | 62857M105 | COM | 323 | $21,000 | thousands by filing date | |
| MDC PARTNERS INC | 552697104 | CL A SUB VTG | 4,917 | $21,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 1,054 | $21,000 | thousands by filing date | |
| SPDR S&P 600 Small Cap Value ETF | 78464A300 | SHS | 300 | $20,000 | thousands by filing date | |
| CBIZ INC | 124805102 | COM | 874 | $20,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505889 | EMQQ EME MAR ETF | 610 | $20,000 | thousands by filing date | |
| MCGRATH RENTCORP | 580589109 | COM | 367 | $20,000 | thousands by filing date | |
| COMMUNITY USD0.01 | 20369C106 | COM | 643 | $20,000 | thousands by filing date | |
| LIVE OAK BANCSHARES INC | 53803X105 | COM | 750 | $20,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS DEB | 61744H105 | COM | 2,322 | $20,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y814 | FINTECH ETF | 700 | $20,000 | thousands by filing date | |
| ISHARES TR | 464288695 | GLOBAL MATER ETF | 304 | $20,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860W102 | COM | 2,524 | $20,000 | thousands by filing date | |
| EARTHSTONE ENERGY INC | 27032D304 | COMMON STOCK | 2,191 | $20,000 | thousands by filing date | |
| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 6,000 | $20,000 | thousands by filing date | put |
| GREAT PANTHER MINING | 39115V101 | COM | 23,335 | $20,000 | thousands by filing date | |
| VALHI INC NEW | 918905100 | COM | 9,106 | $20,000 | thousands by filing date | |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 2,280 | $19,000 | thousands by filing date | |
| ULTRA CLEAN HLDGS INC COM | 90385V107 | Stock | 1,547 | $19,000 | thousands by filing date | |
| CARGURUS INC COM CL A | 141788109 | Stock | 344 | $19,000 | thousands by filing date | |
| NUVEEN NASDAQ 100 DYNAMIC OV | 670699107 | COM SHS | 800 | $19,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D101 | NO AMER ENERGY | 808 | $19,000 | thousands by filing date | |
| ADDUS HOMECARE CORP | 006739106 | COM | 271 | $19,000 | thousands by filing date | |
| FB FINL CORP | 30257X104 | COM | 503 | $19,000 | thousands by filing date | |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 1,573 | $19,000 | thousands by filing date | |
| THERAVANCE BIOPHARMA INC | G8807B106 | COM | 585 | $19,000 | thousands by filing date | |
| DISTRIBUTION SOLUTIONS GRP I | 520776105 | COM | 546 | $19,000 | thousands by filing date | |
| NORTHFIELD BANCORP INC | 66611T108 | COMMON STOCK | 1,155 | $19,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V373 | S&P500 EQL STP | 150 | $19,000 | thousands by filing date | |
| NUVEEN MINN QUALITY MUN INM | 670734102 | SHS | 1,517 | $19,000 | thousands by filing date | |
| LOGILITY SUPPLY CHAIN SOLUTIONS | 029683109 | COMMON STOCK | 1,633 | $19,000 | thousands by filing date | |
| NINE ENERGY SERVICE INC | 65441V101 | COM | 627 | $19,000 | thousands by filing date | |
| GLOBAL INDEMNITY GROUP LLC COM CL A | G3933F105 | Stock | 517 | $19,000 | thousands by filing date | |
| NYMOX PHARMACEUTICAL CORP ORD SHS Corp | P73398102 | Common Stock | 7,667 | $19,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC | 42806J106 | COM | 1,173 | $19,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A826 | RANGE CANCER THE | 760 | $19,000 | thousands by filing date | |
| CONSTELLATION PHARMACEUTICALS INC. | 210373106 | Common Stock | 2,880 | $19,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q585 | SPROTT JR GLD | 800 | $19,000 | thousands by filing date | |
| CRH MEDICAL CORP | 12626F105 | COM | 4,915 | $19,000 | thousands by filing date | |
| ARMSTRONG FLOORING INC | 04238R106 | COM | 1,055 | $19,000 | thousands by filing date | |
| FGL HLDGS | G3402M102 | ORD SHS | 2,148 | $19,000 | thousands by filing date | |
| EMPIRE RESORTS INC | 292052305 | COM PAR $0 01 | 2,025 | $19,000 | thousands by filing date | |
| GORMAN RUPP CO COM | 383082104 | Stock | 499 | $18,000 | thousands by filing date | |
| DUCOMMUN INC DEL | 264147109 | COM | 441 | $18,000 | thousands by filing date | |
| SPDR CITI INTL GOVT INFLATION- | 78464A490 | FTSE INT GVT ETF | 345 | $18,000 | thousands by filing date | |
| EZCORP INC | 302301106 | CL A NON VTG | 1,684 | $18,000 | thousands by filing date | |
| CITIZENS INC | 174740100 | COMMON STOCK | 2,124 | $18,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A404 | VIDENT INTERNATI | 725 | $18,000 | thousands by filing date | |
| ALTRA HOLDINGS INC | 02208R106 | COMMON STOCK | 445 | $18,000 | thousands by filing date | |
| BABCOCK & WILCOX ENTERPRISES INC | 05614L100 | COM | 18,131 | $18,000 | thousands by filing date | |
| ONCOLYTICS BIOTECH INC | 682310875 | COM NEW | 4,843 | $18,000 | thousands by filing date | |
| ORITANI FINANCIAL CORP | 68633D103 | COM | 1,126 | $18,000 | thousands by filing date | |
| BANK OF AMERICA CORPORATION | 060505146 | *W EXP 01/16/201 | 1,000 | $18,000 | thousands by filing date | |
| ALIO GOLD INC | 01627X108 | COM | 23,019 | $18,000 | thousands by filing date | |
| ADVISORSHARES NEW TECH AND MEDIA ETF | 00768Y552 | ETF | 800 | $18,000 | thousands by filing date | |
| WAVE LIFE SCIENCES LTD SHS | Y95308105 | Stock | 334 | $17,000 | thousands by filing date | |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 864 | $17,000 | thousands by filing date | |
| ELME COMMUNITIES | 939653101 | SH BEN INT | 541 | $17,000 | thousands by filing date | |
| GRIFFON CORP | 398433102 | COM | 1,070 | $17,000 | thousands by filing date | |
| NUVEEN CA DIVI ADV MUN | 67066Y105 | COM | 1,338 | $17,000 | thousands by filing date | |
| FATE THERAPEUTICS INC | 31189P102 | COM | 1,044 | $17,000 | thousands by filing date | |
| MERCER INTL INC | 588056101 | COM | 1,000 | $17,000 | thousands by filing date | |
| INVESCO DB PRECIOUS METALS FUND | 46140H502 | ETF | 500 | $17,000 | thousands by filing date | |
| JAMES RIV GROUP LTD | G5005R107 | COM | 398 | $17,000 | thousands by filing date | |
| AVADEL PHARMACEUTICALS, PLC | 05337M104 | COMMON STOCK-FO | 3,981 | $17,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 3,305 | $17,000 | thousands by filing date | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 495 | $17,000 | thousands by filing date | |
| Vitamin Shoppe, Inc. | 92849E101 | COM | 1,772 | $17,000 | thousands by filing date | |
| RIGNET INC | 766582100 | COM | 846 | $17,000 | thousands by filing date | |
| ROSETTA STONE INC | 777780107 | COM | 829 | $17,000 | thousands by filing date | |
| EXANTAS CAP CORP | 30068N105 | COM NEW | 1,595 | $17,000 | thousands by filing date | |
| ANAVEX LIFE SCIENCES CORP | 032797300 | COM NEW | 5,933 | $16,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E203 | NY ARCA BIOTECH | 100 | $16,000 | thousands by filing date | |
| ISHARES TR | 464288745 | GLB CNS DISC ETF | 130 | $16,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E115 | S&P SMLCP INFO | 193 | $16,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V134 | WILDERHIL CLAN | 673 | $16,000 | thousands by filing date | |
| FIRST INTERNET BANCORP | 320557101 | COM | 535 | $16,000 | thousands by filing date | |
| GRANITESHARES GOLD TR | 38748G101 | SHS BEN INT | 133 | $16,000 | thousands by filing date | |
| ARENA PHARMACEUTICALS INC | 040047607 | COM NEW | 343 | $16,000 | thousands by filing date | |
| LITHIUM AMERS CORP NEW | 53680Q207 | COM NEW | 3,306 | $16,000 | thousands by filing date | |
| MINDBODY INC | 60255W105 | COM CL A | 409 | $16,000 | thousands by filing date | |
| IRHYTHM HOLDINGS INC COM | 450056106 | Stock | 166 | $16,000 | thousands by filing date | |
| COLUMBIA FINANCIAL INC | 197641103 | COMMON STOCK | 932 | $16,000 | thousands by filing date | |
| CENTRAL GARDEN PET CO | 153527106 | COMMON STOCK | 440 | $16,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E875 | DORSEY WRGT DVLP | 600 | $16,000 | thousands by filing date | |
| KEANE GROUP INC | 48669A108 | COM | 1,267 | $16,000 | thousands by filing date | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 3,890 | $16,000 | thousands by filing date | |
| ARK ETF TR | 00214Q302 | GENOMIC REV ETF | 480 | $16,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 1,768 | $16,000 | thousands by filing date | |
| Accelerate Diagnostics | 00430H102 | COM | 699 | $16,000 | thousands by filing date | |
| BONANZA CREEK ENERGY INC | 097793400 | COM NEW | 538 | $16,000 | thousands by filing date | |
| CAROLINA FINL CORP NEW | 143873107 | COM | 444 | $16,000 | thousands by filing date | |
| EXELA TECHNOLOGIES INC | 30162V102 | COM | 2,306 | $16,000 | thousands by filing date | |
| NVE CORP COM NEW | 629445206 | Stock | 142 | $15,000 | thousands by filing date | |
| STAAR SURGICAL CO COM PAR $0.01 | 852312305 | Stock | 304 | $15,000 | thousands by filing date | |
| INDEPENDENCE RLTY TR INC | 45378A106 | COM | 1,477 | $15,000 | thousands by filing date | |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 224 | $15,000 | thousands by filing date | |
| INSTEEL INDS INC | 45774W108 | COM | 401 | $15,000 | thousands by filing date | |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 709 | $15,000 | thousands by filing date | |
| NOVANTA INC | 67000B104 | COM | 224 | $15,000 | thousands by filing date | |
| UNITED STS LIME & MINERALS I | 911922102 | COM | 196 | $15,000 | thousands by filing date | |
| BIOHAVEN PHARMACEUTICAL HOLDIN | G11196105 | COM | 397 | $15,000 | thousands by filing date | |
| MAN TECH INTERNATIONAL CORP | 564563104 | CL A | 233 | $15,000 | thousands by filing date | |
| ISHARES TR | 464288117 | INTL TREA BD ETF | 314 | $15,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y848 | GLOBAL X SILVER | 615 | $15,000 | thousands by filing date | |
| VERA BRADLEY INC | 92335C106 | COM | 1,011 | $15,000 | thousands by filing date | |
| NATHANS FAMOUS INC NEW | 632347100 | COM | 175 | $15,000 | thousands by filing date | |
| WESTERN ASST INFLTN LKD INM | 95766Q106 | COM SH BEN INT | 1,300 | $15,000 | thousands by filing date | |
| LIQUIDITY SVCS INC | 53635B107 | COM | 2,373 | $15,000 | thousands by filing date | |
| MIDLAND STATES BANCORP INC | 597742105 | COMMON STOCK | 454 | $15,000 | thousands by filing date | |
| WESTERN ASSET MUN HIGH INCOME COM | 95766N103 | CEF | 2,113 | $15,000 | thousands by filing date | |
| ISHARES MSCI INDIA SMALL-CAP ETF | 46429B614 | ETF | 400 | $15,000 | thousands by filing date | |
| EATON VANCE MUN BD FD II | 27827K109 | COM | 1,277 | $15,000 | thousands by filing date | |
| CHASE CORP | 16150R104 | COM | 127 | $15,000 | thousands by filing date | |
| GROUPON INC | 399473107 | COMMON STOCK | 4,045 | $15,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 1,654 | $15,000 | thousands by filing date | |
| BRIGHTCOVE INC | 10921T101 | COM | 1,788 | $15,000 | thousands by filing date | |
| APTOSE BIOSCIENCES INC COM | 03835T200 | Stock | 5,886 | $15,000 | thousands by filing date | |
| UNIQURE NV | N90064101 | SHS | 377 | $14,000 | thousands by filing date | |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 1,754 | $14,000 | thousands by filing date | |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 946 | $14,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092204 | MSCI CONSM DIS | 300 | $14,000 | thousands by filing date | |
| STAR BULK CARRIERS CORP. | Y8162K204 | SHS PAR | 1,000 | $14,000 | thousands by filing date | |
| ONESPAN INC | 68287N100 | COM | 730 | $14,000 | thousands by filing date | |
| BARRETT BUSINESS SVCS INC | 068463108 | COM | 220 | $14,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075402 | COM | 856 | $14,000 | thousands by filing date | |
| FARMERS NATL BANC CORP | 309627107 | COMMON STOCK | 879 | $14,000 | thousands by filing date | |
| GRAY MEDIA INC | 389375106 | COMMON STOCK | 777 | $14,000 | thousands by filing date | |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 1,094 | $14,000 | thousands by filing date | |
| HEIDRICK & STRUGGLES INTL IN | 422819102 | COM | 428 | $14,000 | thousands by filing date | |
| ALLOT LTD | M0854Q105 | SHS | 2,251 | $14,000 | thousands by filing date | |
| MOUNTAIN PROV DIAMONDS INC COM NEW ISIN #CA62426E4022 SEDOL #2607948 | 62426E402 | Equities | 6,552 | $14,000 | thousands by filing date | |
| NYMOX PHARMACEUTICAL CORP ORD SHS Corp | P73398102 | Common Stock | 5,700 | $14,000 | thousands by filing date | put |
| CONCERT PHARMACEUTICALS INC | 206022105 | COM | 940 | $14,000 | thousands by filing date | |
| MTS SYSTEMS CORP | 553777103 | COM | 245 | $14,000 | thousands by filing date | |
| CHANNELADVISOR CORP | 159179100 | COM | 1,125 | $14,000 | thousands by filing date | |
| APPLIED GENETIC TECHNOL CORP | 03820J100 | COM | 1,880 | $14,000 | thousands by filing date | |
| NOBILIS HEALTH CORP | 65500B103 | COM | 14,070 | $14,000 | thousands by filing date | |
| ISHARES TR | 464288372 | COM | 300 | $13,000 | thousands by filing date | |
| Vanguard Communication Services ETF | 92204A884 | SHS | 155 | $13,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C730 | COM | 101 | $13,000 | thousands by filing date | |
| VANGUARDRUSSELL2000ETF | 92206C664 | STOK | 96 | $13,000 | thousands by filing date | |
| TASEKO MINES LTD COM | 876511106 | Stock | 16,136 | $13,000 | thousands by filing date | |
| ISHARES TR | 464288562 | RESIDENTIAL MULT | 200 | $13,000 | thousands by filing date | |
| EHEALTH INC | 28238P109 | COM | 474 | $13,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY-WR | 27828X100 | COM | 771 | $13,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063C106 | SH BEN INT | 1,000 | $13,000 | thousands by filing date | |
| RED ROBIN GOURMET BURGERS IN | 75689M101 | COM | 309 | $13,000 | thousands by filing date | |
| RESOURCES CONNECTION INC | 76122Q105 | COM | 795 | $13,000 | thousands by filing date | |
| REGIONAL MANAGEMENT CORP | 75902K106 | COMMON STOCK | 451 | $13,000 | thousands by filing date | |
| ISHARES MSCI TURKEY ETF | 464286715 | ETF | 525 | $13,000 | thousands by filing date | |
| CARRIZO OIL & GAS INC | 144577103 | COM | 500 | $13,000 | thousands by filing date | put |
| ASA GOLD AND PRECIOUS MTLS L | G3156P103 | SHS | 1,500 | $13,000 | thousands by filing date | |
| ISHARES MSCI BIC ETF | 464286657 | ETF | 324 | $13,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 2,000 | $13,000 | thousands by filing date | put |
| CONSOLIDATED TOMOKA LAND CO | 210226106 | COMMON STOCK | 206 | $13,000 | thousands by filing date | |
| MIDSOUTH BANCORP INC | 598039105 | COMMON STOCK | 792 | $13,000 | thousands by filing date | |
| PLAYAGS INC | 72814N104 | COM | 444 | $13,000 | thousands by filing date | |
| AXOVANT SCIENCES LTD | G0750W104 | COM | 5,330 | $13,000 | thousands by filing date | |
| FARMER BROS CO | 307675108 | COM | 491 | $13,000 | thousands by filing date | |
| MARLIN BUSINESS SVCS CORP | 571157106 | COM | 448 | $13,000 | thousands by filing date | |
| TRINITY BIOTECH PLC | 896438306 | SPON ADR NEW | 3,209 | $13,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E606 | CHINA FINL ETF | 750 | $13,000 | thousands by filing date | |
| TANZANIAN ROYALTY EXPLORATION CORP. | 87600U104 | COM | 37,000 | $13,000 | thousands by filing date | |
| OCEAN RIG UDW INC | G66964118 | SHS NEW | 374 | $13,000 | thousands by filing date | |
| DIANA CONTAINERSHIPS INC | Y2069P507 | SHS PAR | 10,000 | $13,000 | thousands by filing date | |
| CYTOKINETICS INC | 23282W605 | COM NEW | 1,254 | $12,000 | thousands by filing date | |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 1,068 | $12,000 | thousands by filing date | |
| CYBERARK SOFTWARE LTD SHS | M2682V108 | Stock | 156 | $12,000 | thousands by filing date | |
| ISHARES TR MSCI CHINA ETF | 46429B671 | MSCI CHINA ETF | 200 | $12,000 | thousands by filing date | |
| JELD-WEN HLDG INC | 47580P103 | COM | 477 | $12,000 | thousands by filing date | |
| KEARNY FINL CORP MD | 48716P108 | COM | 920 | $12,000 | thousands by filing date | |
| SELECT WATER SOLUTIONS INC | 81617J301 | CL A COM | 1,004 | $12,000 | thousands by filing date | |
| SENECA FOODS CORP NEW | 817070501 | CL A | 344 | $12,000 | thousands by filing date | |
| ACUSHNET HLDGS CORP | 005098108 | COM | 439 | $12,000 | thousands by filing date | |
| BEL FUSE INC | 077347300 | CL B | 437 | $12,000 | thousands by filing date | |
| EXTREME NETWORKS INC | 30226D106 | COM | 2,251 | $12,000 | thousands by filing date | |
| KKR REAL ESTATE FIN TR INC | 48251K100 | COM | 640 | $12,000 | thousands by filing date | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 1,472 | $12,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092501 | MSCI FINLS IDX | 300 | $12,000 | thousands by filing date | |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 1,494 | $12,000 | thousands by filing date | |
| EMPIRE ST RLTY OP L P | 292102308 | UNIT LTD PRT 250 | 714 | $12,000 | thousands by filing date | |
| WEB.COM GROUP INC | 94733A104 | COMMON STOCK | 416 | $12,000 | thousands by filing date | |
| ZION OIL & GAS INC | 989696109 | COM | 9,577 | $12,000 | thousands by filing date | |
| VBI VACCINES INC | 91822J103 | COM NEW | 5,000 | $12,000 | thousands by filing date | |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 1,562 | $12,000 | thousands by filing date | |
| SIERRA METALS INC | 82639W106 | COM | 4,761 | $12,000 | thousands by filing date | |
| CENTRAL EUROPEAN MEDIA ENTERPRISES LTD-CL A | G20045202 | COM | 3,242 | $12,000 | thousands by filing date | |
| GP STRATEGIES CORP | 36225V104 | COM | 761 | $12,000 | thousands by filing date | |
| QUORUM HEALTH CORP | 74909E106 | COM | 2,009 | $12,000 | thousands by filing date | |
| CHECK CAP LTD | M2361E203 | SHS | 3,000 | $12,000 | thousands by filing date | |
| PROVIDENT BANCORP INC | 74383X109 | COM | 410 | $12,000 | thousands by filing date | |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 2,432 | $11,000 | thousands by filing date | |
| SEABOARD CORP DEL | 811543107 | COM | 3 | $11,000 | thousands by filing date | |
| COLLEGIUM PHARMACEUTICAL INC | 19459J104 | COM | 735 | $11,000 | thousands by filing date | |
| BANCO SANTANDER BRASIL S.A. AD | 05967A107 | ADS REP 1 UNIT | 1,192 | $11,000 | thousands by filing date | |
| EVERBRIDGE INC | 29978A104 | COM | 185 | $11,000 | thousands by filing date | |
| NEUBERGER BERMAN HIGH YIELD ST | 64128C106 | COM | 1,000 | $11,000 | thousands by filing date | |
| ALPHA & OMEGA SEMICONDUCTOR | G6331P104 | SHS | 877 | $11,000 | thousands by filing date | |
| MRC GLOBAL INC | 55345K103 | COM | 581 | $11,000 | thousands by filing date | |
| UTAH MEDICAL PRODUCTS INC | 917488108 | COMMON STOCK | 118 | $11,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W109 | US TOTAL DIVIDND | 113 | $11,000 | thousands by filing date | |
| DBX ETF TR | 233051507 | XTRACK MSCI JAPN | 250 | $11,000 | thousands by filing date | |
| ISHARES INC | 464286780 | MSCI STH AFR ETF | 206 | $11,000 | thousands by filing date | |
| ISHARES INDIA 50 ETF | 464289529 | UIT EXCHANGE TRADED | 330 | $11,000 | thousands by filing date | |
| INTEL CORP | 458140AF7 | CORPORATE OBLIG | 5,000 | $11,000 | thousands by filing date | principal |
| REATA PHARMACEUTICALS INC | 75615P103 | CL A | 129 | $11,000 | thousands by filing date | |
| Bowater Inc | 09066L105 | COMMON STOCKS | 5,068 | $11,000 | thousands by filing date | |
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 2,226 | $11,000 | thousands by filing date | |
| SEASPAN CORP | Y75638109 | SHS | 1,378 | $11,000 | thousands by filing date | |
| BOVIE MEDICAL CORP | 10211F100 | COM | 1,500 | $11,000 | thousands by filing date | |
| SPEEDWAY MOTORSPORTS INC | 847788106 | COM | 665 | $11,000 | thousands by filing date | |
| TRIBUNE COMPANY | 896047503 | COMMON | 297 | $11,000 | thousands by filing date | |
| ISHARES TR | 46434V704 | CUR HED MSCI GER | 401 | $11,000 | thousands by filing date | |
| BENEFICIAL BANCORP INC | 08171T102 | COM | 662 | $11,000 | thousands by filing date | |
| COHBAR INC COM NEW | 19249J109 | Stock | 2,565 | $11,000 | thousands by filing date | |
| PDVWIRELESS INC | 69290R104 | COM | 322 | $11,000 | thousands by filing date | |
| PRESIDIO INC | 74102M103 | COM | 748 | $11,000 | thousands by filing date | |
| MIDSTATES PETE CO INC | 59804T407 | COM PAR | 1,265 | $11,000 | thousands by filing date | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 1,059 | $10,000 | thousands by filing date | |
| PROSHARES TR | 74347B680 | S&P MDCP 400 DIV | 173 | $10,000 | thousands by filing date | |
| V2X INC | 92242T101 | COM | 353 | $10,000 | thousands by filing date | |
| ARDMORE SHIPPING CORP | Y0207T100 | COM | 1,415 | $10,000 | thousands by filing date | |
| ARQ INC | 00770C101 | COM | 826 | $10,000 | thousands by filing date | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 825 | $10,000 | thousands by filing date | |
| WEST BANCORPORATION | 95123P106 | COMMON STOCK | 415 | $10,000 | thousands by filing date | |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 1,049 | $10,000 | thousands by filing date | |
| GENCOR INDUSTRIES INC | 368678108 | COMMON STOCK | 767 | $10,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 1,470 | $10,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F817 | VANECK VIETNAM | 600 | $10,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V860 | DORSEY WRGT FINL | 288 | $10,000 | thousands by filing date | |
| REIS INC | 75936P105 | COM | 469 | $10,000 | thousands by filing date | |
| ETF | 26923A106 | EXCHANGE TRADED | 100 | $10,000 | thousands by filing date | |
| WIDEOPENWEST INC | 96758W101 | COM | 954 | $10,000 | thousands by filing date | |
| SP PLUS CORP | 78469C103 | COM | 265 | $10,000 | thousands by filing date | |
| OPTINOSE INC | 68404V100 | COM | 789 | $10,000 | thousands by filing date | |
| ZYNERBA PHARMACEUTICALS INC | 98986X109 | COM | 1,200 | $10,000 | thousands by filing date | |
| ZYNERBA PHARMACEUTICALS INC | 98986X109 | COM | 1,200 | $10,000 | thousands by filing date | put |
| ALZA CORP 7/2 | 02261WAB5 | SDCV | 5,000 | $10,000 | thousands by filing date | principal |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 8,789 | $10,000 | thousands by filing date | |
| ENDURANCE INTL GROUP HLDGS I | 29272B105 | COM | 1,144 | $10,000 | thousands by filing date | |
| WOORI BK | 98105T104 | ADR | 225 | $10,000 | thousands by filing date | |
| AMPLIPHI BIOSCIENCES CORP | 03211P301 | COM PAR | 10,000 | $10,000 | thousands by filing date | |
| iShares Emerging Markets Dividend ETF | 464286319 | SHS | 225 | $9,000 | thousands by filing date | |
| KINSALECAPGROUPINC | 49714P108 | STOK | 135 | $9,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V100 | AEROSPACE DEFN | 150 | $9,000 | thousands by filing date | |
| OCEANFIRST FINL CORP | 675234108 | COM | 329 | $9,000 | thousands by filing date | |
| CHATHAM LODGING TR | 16208T102 | COM | 409 | $9,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 609 | $9,000 | thousands by filing date | |
| HCI GROUP INC | 40416E103 | COM | 214 | $9,000 | thousands by filing date | |
| TECHTARGET INC | 87874R100 | COM | 461 | $9,000 | thousands by filing date | |
| AMERESCO INC | 02361E108 | CL A | 668 | $9,000 | thousands by filing date | |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 1,071 | $9,000 | thousands by filing date | |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 201 | $9,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 2,683 | $9,000 | thousands by filing date | |
| REPLIMUNE GROUP INC | 76029N106 | COMMON STOCK | 562 | $9,000 | thousands by filing date | |
| CYTOSORBENTS CORP | 23283X206 | CMN | 672 | $9,000 | thousands by filing date | |
| Bancorp 34 Inc | 05970V106 | Com | 522 | $9,000 | thousands by filing date | |
| ALTAIR ENGINEERING INC | 021369103 | COMMON STOCK | 209 | $9,000 | thousands by filing date | |
| QUOTIENT TECHNOLOGY INC | 749119103 | COMMON STOCK | 551 | $9,000 | thousands by filing date | |
| Ramaco Resources Inc | 75134P303 | COM CL B | 1,245 | $9,000 | thousands by filing date | |
| GMS INC | 36251C103 | COM | 411 | $9,000 | thousands by filing date | |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 892 | $9,000 | thousands by filing date | |
| DERMIRA INC | 24983L104 | COM | 783 | $9,000 | thousands by filing date | |
| BIOXCEL THERAPEUTICS INC | 09075P105 | COM | 1,200 | $9,000 | thousands by filing date | |
| EVELO BIOSCIENCES INC | 299734103 | COM | 808 | $9,000 | thousands by filing date | |
| CAPSTAR FINL HLDGS INC | 14070T102 | COM | 511 | $9,000 | thousands by filing date | |
| DSP GROUP INC | 23332B106 | COM | 716 | $9,000 | thousands by filing date | |
| TEEKAY TANKERS LTD | Y8565N102 | CL A | 9,346 | $9,000 | thousands by filing date | |
| WILLIAM LYON HOMES-CL A | 552074700 | CL A | 542 | $9,000 | thousands by filing date | |
| KMG CHEMICALS INC | 482564101 | COM | 117 | $9,000 | thousands by filing date | |
| CHINA BIOLOGIC PRODS HLDGS I | G21515104 | COM | 110 | $9,000 | thousands by filing date | |
| TALEND S A | 874224207 | ADS | 122 | $9,000 | thousands by filing date | |
| REXAHN PHARMACEUTICALS INC | 761640200 | COM NEW | 5,000 | $9,000 | thousands by filing date | |
| BMC STK HLDGS INC | 05591B109 | COM | 466 | $9,000 | thousands by filing date | |
| ALTA MESA RES INC | 02133L109 | CL A | 2,243 | $9,000 | thousands by filing date | |
| INSTRUCTURE INC | 45781U103 | COM | 257 | $9,000 | thousands by filing date | |
| NUVECTRA CORP | 67075N108 | COM | 418 | $9,000 | thousands by filing date | |
| J JILL INC | 46620W102 | COM | 1,419 | $9,000 | thousands by filing date | |
| iShares International Dividend Growth ETF | 46435G524 | SHS | 145 | $8,000 | thousands by filing date | |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 1,008 | $8,000 | thousands by filing date | |
| ENNIS INC COM | 293389102 | Stock | 395 | $8,000 | thousands by filing date | |
| ADVANCED DRAIN SYS INC DEL COM | 00790R104 | Stock | 250 | $8,000 | thousands by filing date | |
| NIO INC SPON ADS | 62914V106 | ADR | 1,150 | $8,000 | thousands by filing date | |
| SUNRUN INC | 86771W105 | COM | 668 | $8,000 | thousands by filing date | |
| PAR PAC HOLDINGS INC | 69888T207 | COM NEW | 395 | $8,000 | thousands by filing date | |
| KADANT INC | 48282T104 | COM | 74 | $8,000 | thousands by filing date | |
| LAKELAND FINL CORP | 511656100 | COM | 168 | $8,000 | thousands by filing date | |
| AMERICAN PUB ED INC | 02913V103 | COM | 219 | $8,000 | thousands by filing date | |
| HA SUSTAINABLE INFRA CAP INC | 41068X100 | COM | 357 | $8,000 | thousands by filing date | |
| HURON CONSULTING GROUP INC | 447462102 | COM | 153 | $8,000 | thousands by filing date | |
| WARRIOR MET COAL INC | 93627C101 | COM | 298 | $8,000 | thousands by filing date | |
| TELECOM ARGENTINA SA | 879273209 | SPON ADR REP B | 461 | $8,000 | thousands by filing date | |
| NATURAL GAS SERVICES GROUP | 63886Q109 | COMMON STOCK | 374 | $8,000 | thousands by filing date | |
| METALLUS INC | 887399103 | COMMON STOCK | 545 | $8,000 | thousands by filing date | |
| REPOSITRAK INC | 700215304 | COMMON STOCK | 815 | $8,000 | thousands by filing date | |
| FIRST BANCORP NC | 318910106 | COMMON STOCK | 202 | $8,000 | thousands by filing date | |
| RGC RESOURCES INC | 74955L103 | COMMON STOCK | 327 | $8,000 | thousands by filing date | |
| ORAMED PHARMACEUTICALS INC | 68403P203 | COM NEW | 1,600 | $8,000 | thousands by filing date | |
| Lifetime Brands Inc | 53222Q103 | COM | 736 | $8,000 | thousands by filing date | |
| GEE GROUP INC | 36165A102 | COM | 3,125 | $8,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y863 | GLOBAL X GOLD EX | 440 | $8,000 | thousands by filing date | |
| MANCHESTER UTD PLC NEW | G5784H106 | CMN | 351 | $8,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-18-009876 | this filing | 2018-10-12 | acceptance time not in the bulk data set |