13F-HR filed by BANK OF MONTREAL /CAN/
BANK OF MONTREAL /CAN/ filed this 13F-HR for the quarter ended 2018-09-30, filed 2018-10-12, with 4,789 holding rows worth $127,655,942,000.
- Accession
- 0000950123-18-009876
- Filer
- CIK 927971
- Filed
- 2018-10-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2018
A holdings report, 16,410 entries on the cover page, a total value of $127,655,942,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $127,655,942,000 with VALUE read as thousands by filing date, 13F file number 028-07640. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBMO HARRIS BANK N.A.
- included managerBMO ASSET MANAGEMENT CORP.
- included managerSTOKER OSTLER WEALTH ADVISORS, INC.
- included managerBMO NESBITT BURNS INC.
- included managerBMO PRIVATE INVESTMENT COUNSEL INC.
- included managerBMO ASSET MANAGEMENT INC.
- included managerF&C ASSET MANAGEMENT
- included managerBMO HARRIS FINANCIAL ADVISORS, INC.
- included managerCTC MYCFO
- included managerBANK OF MONTREAL IRELAND P.L.C.
- included managerPYRFORD INTERNATIONAL LIMITED
- included managerBMO CAPITAL MARKETS CORP.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SIMPLY GOOD FOODS CO COM | 82900L102 | Stock | 17,491 | $340,000 | thousands by filing date | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 59,377 | $340,000 | thousands by filing date | |
| VISHAY PRECISION GROUP INC | 92835K103 | COM | 9,060 | $339,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL INCOME T | 27826U108 | SH BEN INT | 29,495 | $339,000 | thousands by filing date | |
| INTREXON CORP | 46122T102 | COM | 19,726 | $339,000 | thousands by filing date | |
| ZAYO GROUP HLDGS INC COM | 98919V105 | Stock | 9,771 | $339,000 | thousands by filing date | |
| BLUE APRON HLDGS INC | 09523Q101 | CL A | 197,200 | $339,000 | thousands by filing date | |
| BLUE APRON HLDGS INC | 09523Q101 | CL A | 197,100 | $339,000 | thousands by filing date | put |
| BIOLIFE SOLUTIONS INC COM NEW | 09062W204 | Stock | 19,286 | $338,000 | thousands by filing date | |
| MERCANTILE BANK CORP | 587376104 | COMMON STOCK | 10,112 | $338,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 10,000 | $337,000 | thousands by filing date | put |
| INTERXION HOLDING N.V | N47279109 | SHS | 5,008 | $337,000 | thousands by filing date | |
| CALAVO GROWERS INC | 128246105 | COM | 3,471 | $336,000 | thousands by filing date | |
| MINERALS TECHNOLOGIES INC COM | 603158106 | Stock | 4,968 | $335,000 | thousands by filing date | |
| DILLARDS INC CL A | 254067101 | Stock | 4,386 | $335,000 | thousands by filing date | |
| LADDER CAP CORP CL A | 505743104 | REIT | 19,805 | $335,000 | thousands by filing date | |
| HURCO CO | 447324104 | COM | 7,381 | $334,000 | thousands by filing date | |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 68,700 | $333,000 | thousands by filing date | |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 68,700 | $333,000 | thousands by filing date | put |
| EXLSERVICE HLDGS INC COM | 302081104 | Stock | 5,015 | $332,000 | thousands by filing date | |
| SEVEN STARS CLOUD GROUP INC | 81789Y102 | COM | 87,500 | $332,000 | thousands by filing date | |
| ARGAN INC | 04010E109 | COM | 7,664 | $330,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 16,342 | $329,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 9,694 | $327,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q408 | FIRST TR ENH NEW | 5,411 | $325,000 | thousands by filing date | |
| BIOSPECIFICS TECHNOLOGIES | 090931106 | COM | 5,535 | $324,000 | thousands by filing date | |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 13,100 | $323,000 | thousands by filing date | put |
| LEGACY RESVS INC COM | 524706108 | Stock | 66,300 | $322,000 | thousands by filing date | |
| LEGACY RESVS INC COM | 524706108 | Stock | 66,300 | $322,000 | thousands by filing date | put |
| CHEFS WHSE INC | 163086101 | COM | 8,819 | $321,000 | thousands by filing date | |
| TRI POINTE HOMES INC | 87265H109 | COM | 25,933 | $321,000 | thousands by filing date | |
| SIMPSON MFG INC | 829073105 | COM | 4,393 | $319,000 | thousands by filing date | |
| AMERICAN CAMPUS COMMUNITIES | 024835100 | COM | 7,749 | $319,000 | thousands by filing date | |
| SINA CORP | G81477104 | ORD | 4,597 | $319,000 | thousands by filing date | |
| NV5 HOLDINGS, INC | 62945V109 | COM | 3,650 | $318,000 | thousands by filing date | |
| MAGELLAN HEALTH SERVICES INC | 559079207 | COM NEW | 4,423 | $318,000 | thousands by filing date | |
| GLOBAL WATER RESOURCES INC | 379463102 | COMMON STOCK | 29,992 | $318,000 | thousands by filing date | |
| INTELSAT S A | L5140P101 | COM | 10,630 | $318,000 | thousands by filing date | |
| SWEDISH EXPT CR CORP | 870297801 | ROG TTL ETN 22 | 56,572 | $317,000 | thousands by filing date | |
| SCHOLASTIC CORP COM | 807066105 | Stock | 6,766 | $316,000 | thousands by filing date | |
| VAREX IMAGING CORP | 92214X106 | COMMON STOCK | 11,034 | $316,000 | thousands by filing date | |
| CARRIZO OIL & GAS INC | 144577103 | COM | 12,500 | $315,000 | thousands by filing date | call |
| HERITAGE FINANCIAL CORP | 42722X106 | COMMON STOCK | 8,907 | $314,000 | thousands by filing date | |
| CHINA EASTN AIRLS LTD | 16937R104 | SPON ADR CL H | 9,760 | $312,000 | thousands by filing date | |
| FIRST BUSINESS FINANCIAL SER | 319390100 | COMMON STOCK | 13,427 | $311,000 | thousands by filing date | |
| TESARO INC | 881569107 | COM | 7,977 | $311,000 | thousands by filing date | |
| Etfmg Prime Mobile | 26924G409 | COM | 7,227 | $310,000 | thousands by filing date | |
| iShares Expanded Tech-Software Sector ETF | 464287515 | SHS | 1,506 | $309,000 | thousands by filing date | |
| NETGEAR INC | 64111Q104 | COM | 4,914 | $309,000 | thousands by filing date | |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 10,849 | $309,000 | thousands by filing date | |
| INVITAE CORP | 46185L103 | COM | 18,461 | $309,000 | thousands by filing date | |
| ANDEAVOR | 03349M105 | COM | 2,000 | $307,000 | thousands by filing date | put |
| FITBIT INC | 33812L102 | CL A | 57,100 | $305,000 | thousands by filing date | put |
| VIRTU FINL INC | 928254101 | CL A | 14,855 | $304,000 | thousands by filing date | |
| ARATANA THERAPEUTICS INC | 03874P101 | COM | 51,360 | $301,000 | thousands by filing date | |
| AMBARELLA INC | G037AX101 | SHS | 7,757 | $300,000 | thousands by filing date | |
| VEONEER INC | 92336X109 | COM | 5,435 | $300,000 | thousands by filing date | |
| LIBERTY PROPERTY TRUST | 531172104 | SH BEN INT | 7,100 | $300,000 | thousands by filing date | call |
| MASTEC INC COM | 576323109 | Stock | 6,682 | $298,000 | thousands by filing date | |
| MARCUS CORPORATION | 566330106 | COMMON STOCK | 7,078 | $298,000 | thousands by filing date | |
| iShares 0-5 Year TIPS Bond ETF | 46429B747 | SHS | 3,000 | $296,000 | thousands by filing date | |
| FIRST FINL BANKSHARES INC COM | 32020R109 | Stock | 5,017 | $296,000 | thousands by filing date | |
| CASELLA WASTE SYS INC | 147448104 | CL A | 9,506 | $296,000 | thousands by filing date | |
| HAWKINS INC | 420261109 | COM | 7,120 | $296,000 | thousands by filing date | |
| AIRCASTLE LTD | G0129K104 | COM | 13,516 | $295,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 166,372 | $293,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 64,920 | $293,000 | thousands by filing date | |
| MICRO FOCUS INTL PLC NPV ADR | 594837304 | SPON ADR NEW | 15,765 | $292,000 | thousands by filing date | |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 16,103 | $291,000 | thousands by filing date | |
| TALLGRASS ENERGY LP | 874696107 | CLASS A SHS | 12,336 | $291,000 | thousands by filing date | |
| BEST INC | 08653C106 | SPONSORED ADS | 49,030 | $290,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 164,200 | $289,000 | thousands by filing date | put |
| MAMMOTH ENERGY SERVICES INC | 56155L108 | COM | 9,871 | $287,000 | thousands by filing date | |
| MIDDLESEX WTR CO | 596680108 | COM | 5,905 | $286,000 | thousands by filing date | |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 60,000 | $285,000 | thousands by filing date | put |
| STAMPS COM INC | 852857200 | COM NEW | 1,252 | $284,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 88,707 | $284,000 | thousands by filing date | |
| BROWN FORMAN CORP | 115637100 | CL A | 5,556 | $282,000 | thousands by filing date | |
| GOVERNMENT PPTYS INCOME TR | 38376A103 | COM SHS BEN INT | 24,994 | $282,000 | thousands by filing date | |
| J & J SNACK FOODS CORP COM | 466032109 | Stock | 1,860 | $281,000 | thousands by filing date | |
| AMN HEALTHCARE SVCS INC | 001744101 | COM | 5,131 | $281,000 | thousands by filing date | |
| H&E EQUIPMENT SERVICES INC | 404030108 | COM | 7,451 | $281,000 | thousands by filing date | |
| TEKLA LIFE SCIENCES INVESTORS | 87911K100 | SH BEN INT | 13,772 | $281,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V258 | S&P500 PUR VAL | 4,069 | $280,000 | thousands by filing date | |
| PACER FDS TR | 69374H105 | TRENDP US LAR CP | 8,851 | $279,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 62,000 | $279,000 | thousands by filing date | put |
| Vanguard Long-Term Corporate Bond ETF | 92206C813 | SHS | 3,162 | $278,000 | thousands by filing date | |
| OPUS BK IRVINE CALIF | 684000102 | COM | 10,135 | $278,000 | thousands by filing date | |
| MERIDIAN BANCORP INC MD | 58958U103 | COM | 16,316 | $278,000 | thousands by filing date | |
| LSC COMMUNICATIONS INC | 50218P107 | COM | 25,165 | $277,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D309 | SENIOR LN FD | 5,742 | $276,000 | thousands by filing date | |
| AXOGEN INC | 05463X106 | COM | 7,482 | $276,000 | thousands by filing date | |
| FRANCESCAS HLDGS CORP | 351793104 | COM | 74,440 | $276,000 | thousands by filing date | |
| WOLVERINE WORLD WIDE INC | 978097103 | COM | 7,043 | $275,000 | thousands by filing date | |
| BYLINE BANCORP INC | 124411109 | COM | 12,094 | $275,000 | thousands by filing date | |
| FRANCESCAS HLDGS CORP | 351793104 | COM | 74,200 | $275,000 | thousands by filing date | put |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 85,800 | $275,000 | thousands by filing date | put |
| GUGGENHEIM ENHANCED EQUITY I | 40167B100 | COM | 31,160 | $274,000 | thousands by filing date | |
| DELUXE CORP MEDIUM TERM NTS COM | 248019101 | Stock | 4,799 | $273,000 | thousands by filing date | |
| ALBANY INTL CORP | 012348108 | CL A | 3,422 | $273,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L100 | MORNSTAR USMKT | 2,266 | $271,000 | thousands by filing date | |
| SIMULATIONS PLUS INC | 829214105 | COM | 13,366 | $270,000 | thousands by filing date | |
| INTELSAT S A | L5140P101 | COM | 9,000 | $270,000 | thousands by filing date | put |
| AGREE RLTY CORP COM | 008492100 | REIT | 5,068 | $269,000 | thousands by filing date | |
| ISHARES TR | 464288802 | ESG OPTIMIZED | 2,256 | $269,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A516 | ST INTL BBG ETF | 9,818 | $269,000 | thousands by filing date | |
| ARCADIA BIOSCIENCES INC COM | 039014204 | Stock | 55,000 | $269,000 | thousands by filing date | |
| ALDER BIOPHARMACEUTICALS INC | 014339105 | COM | 16,123 | $269,000 | thousands by filing date | |
| VNET GROUP INC | 90138A103 | SPONSORED ADS A | 26,505 | $268,000 | thousands by filing date | |
| IKANG HEALTHCARE GROUP INC | 45174L108 | SPONSORED ADR | 14,790 | $268,000 | thousands by filing date | |
| EATON VANCE TAX ADVT DIV INC | 27828G107 | COM | 10,864 | $266,000 | thousands by filing date | |
| XCERRA CORP | 98400J108 | COM | 18,619 | $265,000 | thousands by filing date | |
| GATES INDL CORP PLC | G39108108 | ORD SHS | 13,570 | $264,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 11,396 | $263,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V621 | FINL PFD ETF | 14,396 | $262,000 | thousands by filing date | |
| GEO GROUP INC NEW | 36162J106 | COM | 10,378 | $261,000 | thousands by filing date | |
| ARROWHEAD PHARMACEUTICALS IN | 04280A100 | COM | 13,596 | $261,000 | thousands by filing date | |
| PROSHARES TR | 74347R206 | PSHS ULTRA QQQ | 2,590 | $261,000 | thousands by filing date | |
| U S G CORP | 903293405 | COM NEW | 6,006 | $261,000 | thousands by filing date | |
| CAMBIUM LEARNING GRP INC COM | 13201A107 | COM | 22,053 | $261,000 | thousands by filing date | |
| SPOTIFYTECHNOLOGYSAF | L8681T102 | STOK | 1,437 | $260,000 | thousands by filing date | |
| TELECOM ITALIA SPA | 87927Y102 | COMMON STOCK-FO | 43,150 | $259,000 | thousands by filing date | |
| VONAGE HLDGS CORP | 92886T201 | COM | 18,306 | $259,000 | thousands by filing date | |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 17,701 | $258,000 | thousands by filing date | |
| TAL ED GROUP SPONSORED ADS | 874080104 | ADR | 10,000 | $257,000 | thousands by filing date | put |
| RITEAID CORP | 767754104 | COM | 200,309 | $256,000 | thousands by filing date | |
| LAKELAND BANCORP INC | 511637100 | COM | 14,105 | $255,000 | thousands by filing date | |
| LIFEPOINT HEALTH INC | 53219L109 | COM | 3,965 | $255,000 | thousands by filing date | |
| J.HANCOCK FINL OPP FUND | 409735206 | COM | 6,836 | $253,000 | thousands by filing date | |
| LUMINEX CORP | 55027E102 | COMMON STOCK | 8,316 | $252,000 | thousands by filing date | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 3,769 | $251,000 | thousands by filing date | |
| GLACIER BANCORP INC NEW | 37637Q105 | COM | 5,823 | $250,000 | thousands by filing date | |
| WASHINGTON PRIME GROUP NEW | 93964W108 | COM | 34,364 | $250,000 | thousands by filing date | |
| CHAMPIONS ONCOLOGY INC | 15870P307 | COM NEW | 14,288 | $250,000 | thousands by filing date | |
| ENERSYS COM | 29275Y102 | Stock | 2,861 | $249,000 | thousands by filing date | |
| APPLIED INDL TECHNOLOGIES INC COM | 03820C105 | Stock | 3,175 | $248,000 | thousands by filing date | |
| PROSHARES TR | 74348A467 | S&P 500 DV ARIST | 3,679 | $246,000 | thousands by filing date | |
| SUMMIT HOTEL PPTYS | 866082100 | COM | 18,178 | $246,000 | thousands by filing date | |
| DANA INC | 235825205 | COM | 13,055 | $245,000 | thousands by filing date | |
| WASHINGTON TRUST BANCORP | 940610108 | COMMON STOCK | 4,418 | $245,000 | thousands by filing date | |
| KLX INC | 482539103 | COM | 3,899 | $245,000 | thousands by filing date | |
| XENCOR INC | 98401F105 | COMMON STOCK | 6,265 | $244,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W422 | INDIA ERNGS FD | 10,099 | $243,000 | thousands by filing date | |
| HEALTHCARE RLTY TR | 421946104 | COM | 8,276 | $242,000 | thousands by filing date | |
| INTERPARFUMS INC COM | 458334109 | Stock | 3,729 | $241,000 | thousands by filing date | |
| PATRICK INDS INC | 703343103 | COM | 4,060 | $241,000 | thousands by filing date | |
| UNITED CMNTY BKS BLAIRSVLE G | 90984P303 | COM | 8,575 | $240,000 | thousands by filing date | |
| FULTON FINL CORP PA | 360271100 | COM | 14,379 | $240,000 | thousands by filing date | |
| POTBELLY CORP | 73754Y100 | COM | 19,523 | $240,000 | thousands by filing date | |
| COMMUNITY FINANCIAL SYSTEM I | 203607106 | COM | 3,910 | $239,000 | thousands by filing date | |
| NORTH AMERN CONSTR GROUP LTD | 656811106 | COM | 24,384 | $239,000 | thousands by filing date | |
| GEVO INC | 374396406 | COM PAR | 60,000 | $238,000 | thousands by filing date | |
| ISHARES INC | 464286665 | MSCI PAC JP ETF | 5,244 | $238,000 | thousands by filing date | |
| ISHARES TR | 464288778 | US REGNL BKS ETF | 4,855 | $238,000 | thousands by filing date | |
| TRISTATE CAP HLDGS INC COM | 89678F100 | COM | 8,632 | $238,000 | thousands by filing date | |
| CASS INFORMATION SYSTEMS INC | 14808P109 | COMMON STOCK | 3,642 | $237,000 | thousands by filing date | |
| VISTA OUTDOOR INC | 928377100 | COM | 13,176 | $236,000 | thousands by filing date | |
| LIBERTY EXPEDIA HLDGS INC | 53046P109 | SER A COM | 4,989 | $235,000 | thousands by filing date | |
| INNOVATIVE INDL PPTYS INC COM | 45781V101 | REIT | 4,852 | $234,000 | thousands by filing date | |
| 1ST FINL BANCORP | 320209109 | COM | 7,878 | $234,000 | thousands by filing date | |
| ICHOR HOLDINGS | G4740B105 | SHS | 11,483 | $234,000 | thousands by filing date | |
| ASCENDIS PHARMA A/S DKK 1.0 AD | 04351P101 | SPONSORED ADR | 3,308 | $234,000 | thousands by filing date | |
| AIR LEASE CORP | 00912X302 | CL A | 5,120 | $234,000 | thousands by filing date | |
| FIRST CTZNS BANCSHARES INC DEL CL A | 31946M103 | Stock | 517 | $233,000 | thousands by filing date | |
| PEBBLEBROOK HOTEL TR | 70509V100 | COM | 6,400 | $233,000 | thousands by filing date | put |
| TREX CO INC | 89531P105 | COM | 3,028 | $232,000 | thousands by filing date | |
| CLEARWAY ENERGY INC CL C | 18539C204 | Stock | 12,050 | $232,000 | thousands by filing date | |
| AEROJET ROCKETDYNE HLDGS INC C | 007800105 | COM | 6,841 | $232,000 | thousands by filing date | |
| TEAM INC | 878155100 | COM | 10,228 | $231,000 | thousands by filing date | |
| TREEHOUSE FOODS INC COM | 89469A104 | Stock | 4,800 | $230,000 | thousands by filing date | call |
| INVESCO EXCHANGE TRADED FD T | 46137V308 | BUYBACK ACHIEV | 3,780 | $230,000 | thousands by filing date | |
| FIDELITY COMWLTH TR | 315912808 | COM | 725 | $229,000 | thousands by filing date | |
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 7,290 | $229,000 | thousands by filing date | |
| UNIVERSAL LOGISTICS HOLDINGS | 91388P105 | COMMON STOCK | 6,195 | $228,000 | thousands by filing date | |
| UNITIL CORP COM | 913259107 | Stock | 4,449 | $227,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41013X106 | COM | 10,713 | $227,000 | thousands by filing date | |
| MACQUARIE GLOBAL INFRASTRUCTUR | 55608D101 | COM | 10,685 | $227,000 | thousands by filing date | |
| CITY OFFICE REIT INC | 178587101 | COM | 17,806 | $225,000 | thousands by filing date | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 3,187 | $224,000 | thousands by filing date | |
| ADIENT PLC | G0084W101 | ORD SHS | 5,687 | $224,000 | thousands by filing date | |
| RADNET INC | 750491102 | COM | 14,927 | $224,000 | thousands by filing date | |
| Sohu.Com Ltd-Adr | 83410S108 | COM | 11,247 | $224,000 | thousands by filing date | |
| BG STAFFING INC | 05544A109 | COM | 8,209 | $224,000 | thousands by filing date | |
| WESBANCO INC | 950810101 | COM | 5,002 | $223,000 | thousands by filing date | |
| MEREDITH CORP | 589433101 | COM | 4,364 | $223,000 | thousands by filing date | |
| MOVADO GROUP INC COM | 624580106 | Stock | 5,297 | $222,000 | thousands by filing date | |
| INPHI CORP | 45772F107 | COM | 5,868 | $222,000 | thousands by filing date | |
| BLACKLINE, INC. | 09239B109 | COM | 3,891 | $219,000 | thousands by filing date | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 16,879 | $219,000 | thousands by filing date | |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 20,642 | $218,000 | thousands by filing date | |
| ARTESIAN RES CORP | 043113208 | CL A | 5,937 | $218,000 | thousands by filing date | |
| ABM INDS INC | 000957100 | COM | 6,703 | $217,000 | thousands by filing date | |
| Zagg, Inc. | 98884U108 | COM | 14,698 | $217,000 | thousands by filing date | |
| WESTAMERICA BANCORPORATION COM | 957090103 | Stock | 3,593 | $216,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q643 | SPROTT GL MINE | 13,825 | $216,000 | thousands by filing date | |
| LONESTAR RES US INC | 54240F103 | CL A VTG | 27,628 | $216,000 | thousands by filing date | |
| ON DECK CAP INC | 682163100 | COM | 28,360 | $216,000 | thousands by filing date | |
| GLOBANT S A | L44385109 | COM | 3,640 | $215,000 | thousands by filing date | |
| MESA RTY TR | 590660106 | UNIT BEN INT | 15,000 | $215,000 | thousands by filing date | |
| STRATEGY INC CL A NEW | 594972408 | Stock | 1,524 | $214,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 30,400 | $214,000 | thousands by filing date | call |
| CRYOPORT INC COM PAR $0.001 | 229050307 | Stock | 16,680 | $213,000 | thousands by filing date | |
| RLI CORP COM | 749607107 | Stock | 2,701 | $213,000 | thousands by filing date | |
| SILGAN HLDGS INC | 827048109 | COM | 7,692 | $213,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 40,563 | $213,000 | thousands by filing date | |
| SELECT INCOME REIT | 81618T100 | COM SH BEN INT | 9,724 | $213,000 | thousands by filing date | |
| NATIONAL COMM CORP | 63546L102 | COM | 5,139 | $213,000 | thousands by filing date | |
| HAVERTY FURNITURE COS INC COM | 419596101 | Stock | 9,542 | $212,000 | thousands by filing date | |
| NATIONAL HEALTHCARE CORP COM | 635906100 | Stock | 2,812 | $212,000 | thousands by filing date | |
| POWER INTEGRATIONS INC COM | 739276103 | Stock | 3,352 | $212,000 | thousands by filing date | |
| SELECT MED HLDGS CORP | 81619Q105 | COM | 11,483 | $212,000 | thousands by filing date | |
| DARLING INGREDIENTS INC COM | 237266101 | Stock | 10,928 | $211,000 | thousands by filing date | |
| ISHARES TR | 464287812 | US CONSM STAPLES | 1,780 | $211,000 | thousands by filing date | |
| GLOBAL NET LEASE INC COM NEW | 379378201 | REIT | 10,138 | $210,000 | thousands by filing date | |
| CHEETAH MOBILE INC SPONSORED ADS | 163075104 | ADR | 21,400 | $210,000 | thousands by filing date | put |
| FIRST BANCORP CORPORATION | 318672706 | COM NEW | 23,065 | $209,000 | thousands by filing date | |
| MERCURY GENL CORP NEW | 589400100 | COM | 4,176 | $209,000 | thousands by filing date | |
| WILLDAN GROUP INC | 96924N100 | COM | 6,117 | $209,000 | thousands by filing date | |
| INDEPENDENT BK CORP MASS | 453836108 | COM | 2,519 | $208,000 | thousands by filing date | |
| CROSSAMERICA PARTNERS LP | 22758A105 | UT LTD PTN INT | 11,500 | $208,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 18,470 | $207,000 | thousands by filing date | |
| HOPE BANCORP INC | 43940T109 | COM | 12,724 | $207,000 | thousands by filing date | |
| FIRST TRUST ENHANCED EQUITY IN | 337318109 | COM | 12,954 | $207,000 | thousands by filing date | |
| RENREN INC | 759892201 | SPON ADR A NEW | 147,052 | $207,000 | thousands by filing date | |
| OTTER TAIL CORP | 689648103 | COM | 4,302 | $206,000 | thousands by filing date | |
| SHOE STA GROUP INC | 824889109 | COM | 5,358 | $206,000 | thousands by filing date | |
| NATIONAL VISION HLDGS INC COM | 63845R107 | Stock | 4,536 | $205,000 | thousands by filing date | |
| PROS Holdings Inc | 74346Y103 | Common Stock | 5,864 | $205,000 | thousands by filing date | |
| COMMSCOPE HLDG CO INC | 20337X109 | COM | 6,625 | $204,000 | thousands by filing date | |
| TUNIU CORP | 89977P106 | SPONSORED ADS | 28,370 | $204,000 | thousands by filing date | |
| iShares MBS ETF | 464288588 | SHS | 1,958 | $203,000 | thousands by filing date | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 18,328 | $203,000 | thousands by filing date | |
| QUAKER HOUGHTON | 747316107 | COM | 1,003 | $203,000 | thousands by filing date | |
| GREEN DOT CORP CLASS A | 39304D102 | CL A | 2,285 | $203,000 | thousands by filing date | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 36,729 | $203,000 | thousands by filing date | |
| HOME BANCSHARES INC COM | 436893200 | Stock | 9,242 | $202,000 | thousands by filing date | |
| VERICEL CORP | 92346J108 | COM | 14,353 | $202,000 | thousands by filing date | |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 15,312 | $202,000 | thousands by filing date | |
| TERRITORAL BANCORP INC | 88145X108 | COMMON STOCK | 6,822 | $202,000 | thousands by filing date | |
| ATARA BIOTHERAPEUTICS INC COM NEW | 046513107 | Stock | 4,881 | $202,000 | thousands by filing date | |
| AMYRIS INC | 03236M200 | COM NEW | 25,291 | $202,000 | thousands by filing date | |
| NEW AGE BEVERAGES CORP | 64157V108 | COM | 37,800 | $202,000 | thousands by filing date | |
| ARGENX SE SPONSORED ADR | 04016X101 | ADR | 2,653 | $201,000 | thousands by filing date | |
| CVB FINL CORP COM | 126600105 | Stock | 8,992 | $201,000 | thousands by filing date | |
| B. RILEY FINANCIAL INC | 05580M108 | COM | 8,863 | $201,000 | thousands by filing date | |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 10,631 | $201,000 | thousands by filing date | |
| CONDUENT INC | 206787103 | COM | 8,902 | $201,000 | thousands by filing date | |
| ELLIE MAE INC | 28849P100 | COM | 2,121 | $201,000 | thousands by filing date | |
| HAEMONETICS CORP MASS COM | 405024100 | Stock | 1,742 | $200,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y715 | RBTCS ARTFL INTE | 8,739 | $200,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 50,901 | $200,000 | thousands by filing date | |
| PAYCHEX INC | 704326107 | COM | 2,700 | $199,000 | thousands by filing date | put |
| JANUS HENDERSON GROUP PLC ORD SHS | G4474Y214 | Stock | 7,368 | $199,000 | thousands by filing date | |
| TOPBUILD COR COM | 89055F103 | Stock | 3,497 | $199,000 | thousands by filing date | |
| ADVANCED DISP SVCS INC DEL | 00790X101 | COM | 7,364 | $199,000 | thousands by filing date | |
| ACASTI PHARMA INC | 00430K402 | CL A NEW | 154,427 | $199,000 | thousands by filing date | |
| INTERDIGITAL INC COM | 45867G101 | Stock | 2,477 | $198,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y855 | LITHIUM BTRY ETF | 6,014 | $198,000 | thousands by filing date | |
| APOLLO SENIOR FLOATING RATE FU | 037636107 | COM | 12,407 | $198,000 | thousands by filing date | |
| Heritage Commerce Corp | 426927109 | Common Stock | 13,318 | $198,000 | thousands by filing date | |
| SouthState Corp | 840441109 | Common Stock | 2,400 | $198,000 | thousands by filing date | |
| ENERGEN CORP | 29265N108 | COM | 2,309 | $198,000 | thousands by filing date | |
| LCI INDS | 50189K103 | COM | 2,371 | $197,000 | thousands by filing date | |
| POTLATCHDELTIC CORPORATION | 737630103 | COM | 4,799 | $197,000 | thousands by filing date | |
| AVANOS MED INC | 05350V106 | COM | 2,880 | $197,000 | thousands by filing date | |
| OLYMPIC STEEL INC COM | 68162K106 | Stock | 9,393 | $197,000 | thousands by filing date | |
| FIRST COMWLTH FINL CORP PA | 319829107 | COM | 12,160 | $196,000 | thousands by filing date | |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 17,742 | $196,000 | thousands by filing date | |
| BLUE HILLS BANCORP INC | 095573101 | COM | 8,103 | $196,000 | thousands by filing date | |
| INTERNATIONAL FLAVORS&FRAGRANC COM | 459506101 | Stock | 1,400 | $195,000 | thousands by filing date | put |
| LYDALL INC | 550819106 | COMMON STOCK | 4,536 | $195,000 | thousands by filing date | |
| MINERVA NEUROSCIENCES INC COM NEW | 603380106 | Stock | 15,553 | $195,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 13,774 | $194,000 | thousands by filing date | |
| ISHARES TR | 464288257 | MSCI ACWI ETF | 2,594 | $193,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A722 | ST STR SP PHARMA | 3,970 | $193,000 | thousands by filing date | |
| NUVEEN REAL ESTATE INCOME FD | 67071B108 | COM | 19,661 | $193,000 | thousands by filing date | |
| SIMMONS 1ST NATL CORP | 828730200 | CL A $1 PAR | 6,527 | $192,000 | thousands by filing date | |
| BANK OF MARIN BANCORP CA | 063425102 | COMMON STOCK | 2,283 | $192,000 | thousands by filing date | |
| MERITAGE HOMES CORP COM | 59001A102 | Stock | 4,766 | $191,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 13,849 | $191,000 | thousands by filing date | |
| BALCHEM CORP | 057665200 | COM | 1,695 | $190,000 | thousands by filing date | |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 16,570 | $190,000 | thousands by filing date | |
| HESKA CORP | 42805E306 | COM | 1,680 | $190,000 | thousands by filing date | |
| WHEATON PRECIOUS METALS CORP COM | 962879102 | Stock | 10,800 | $189,000 | thousands by filing date | call |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 14,091 | $189,000 | thousands by filing date | |
| BOTTOMLINE TECH INC DEL | 101388106 | COM | 2,613 | $189,000 | thousands by filing date | |
| BLUEPRINT MEDICINES CORP | 09627Y109 | COM | 2,422 | $189,000 | thousands by filing date | |
| CORBUS PHARMACEUTICALS HLDGS | 21833P103 | COM | 25,000 | $189,000 | thousands by filing date | call |
| VERACYTE INC COM | 92337F107 | Stock | 19,569 | $188,000 | thousands by filing date | |
| AARONS INC | 002535300 | COM PAR $0.50 | 3,445 | $188,000 | thousands by filing date | |
| BANCORPSOUTH BK TUPELO MISS | 05971J102 | COM | 5,783 | $188,000 | thousands by filing date | |
| LEXINFINTECH HLDGS LTD ADR | 528877103 | ADR | 18,850 | $187,000 | thousands by filing date | |
| HNI CORP COM | 404251100 | Stock | 4,241 | $187,000 | thousands by filing date | |
| REV Group Inc | 749527107 | Common Stock | 11,952 | $187,000 | thousands by filing date | |
| GCI LIBERTY INC COM CLASS A | 36164V305 | Stock | 3,657 | $187,000 | thousands by filing date | |
| EQT CORP COM | 26884L109 | Stock | 4,200 | $186,000 | thousands by filing date | call |
| ARES DYNAMIC CR ALLOCATION F | 04014F102 | COM | 11,955 | $186,000 | thousands by filing date | |
| SALIENT MIDSTREAM & MLP FD | 79471V105 | SH BEN INT | 18,225 | $186,000 | thousands by filing date | |
| BOK FINL CORP COM NEW | 05561Q201 | Stock | 1,910 | $185,000 | thousands by filing date | |
| ARCELORMITTAL SA LUXEMBOURG NY REGISTRY SH | 03938L203 | ADR | 6,021 | $185,000 | thousands by filing date | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 9,045 | $185,000 | thousands by filing date | |
| Allegiance Bancshares | 01748H107 | COM | 4,463 | $185,000 | thousands by filing date | |
| PEOPLES UTAH BANCORP | 712706209 | COM | 5,392 | $184,000 | thousands by filing date | |
| DEAN FOODS CO NEW | 242370203 | COM NEW | 25,891 | $183,000 | thousands by filing date | |
| PIONEER HIGH INCOME FUND INC | 72369H106 | COM | 19,661 | $182,000 | thousands by filing date | |
| FANG HOLDING-ADR | 30711Y102 | ADR | 70,185 | $182,000 | thousands by filing date | |
| 1 800 FLOWERS COM INC | 68243Q106 | CL A | 15,348 | $181,000 | thousands by filing date | |
| AUTONATION INC COM | 05329W102 | Stock | 4,348 | $181,000 | thousands by filing date | |
| PGIM HIGH YIELD BOND FUND IN | 69346H100 | COM | 12,832 | $181,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240M108 | COM | 13,126 | $181,000 | thousands by filing date | |
| USA TECHNOLOGIES INC | 90328S500 | COM NO PAR | 25,169 | $181,000 | thousands by filing date | |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 11,049 | $180,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 6,540 | $180,000 | thousands by filing date | |
| VIOMI TECHNOLOGY CO LTD | 92762J103 | SPONSORED ADS | 20,000 | $180,000 | thousands by filing date | |
| AVISTA CORP COM | 05379B107 | Stock | 3,536 | $179,000 | thousands by filing date | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 5,069 | $179,000 | thousands by filing date | |
| SHUTTERFLY INC | 82568P304 | COM | 2,713 | $179,000 | thousands by filing date | |
| ISHARES TR | 464287697 | U.S. UTILITS ETF | 1,327 | $177,000 | thousands by filing date | |
| OLLIES BARGAIN OUTLET HLDGS | 681116109 | COM | 1,841 | $177,000 | thousands by filing date | |
| PIONEER FLOATING RATE FUND I | 72369J102 | COM | 16,026 | $177,000 | thousands by filing date | |
| SPARK THERAPEUTICS INC | 84652J103 | COM | 3,253 | $177,000 | thousands by filing date | |
| CROSS CTRY HEALTHCARE INC | 227483104 | COM | 20,146 | $176,000 | thousands by filing date | |
| SCIENCE APPLICATIONS INTL CORP COM | 808625107 | Stock | 2,176 | $175,000 | thousands by filing date | |
| US ECOLOGY INC COM | 91732J102 | COM | 2,382 | $175,000 | thousands by filing date | |
| SCHD | 808524797 | COM | 3,284 | $174,000 | thousands by filing date | |
| VANECK PHARMACEUTICAL ETF | 92189F692 | ETF | 2,710 | $174,000 | thousands by filing date | |
| DATAWATCH CORP | 237917208 | COM NEW | 14,900 | $174,000 | thousands by filing date | |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 13,925 | $173,000 | thousands by filing date | |
| FIRST TR HIGH INCOME L/S FD | 33738E109 | COM | 11,769 | $173,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919500 | CL B NON VTG | 7,406 | $173,000 | thousands by filing date | |
| ELEVATE CREDIT INC | 28621V101 | COM | 21,405 | $173,000 | thousands by filing date | |
| LIVEPERSON, INC. | 538146101 | COM | 6,625 | $172,000 | thousands by filing date | |
| TELIGENT INC NEW | 87960W104 | COM | 43,517 | $172,000 | thousands by filing date | |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 16,272 | $171,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 20,006 | $170,000 | thousands by filing date | |
| CHESAPEAKE UTILS CORP | 165303108 | COM | 2,032 | $170,000 | thousands by filing date | |
| FS BANCORP INC | 30263Y104 | COM | 3,063 | $170,000 | thousands by filing date | |
| ETHAN ALLEN INTERIORS INC | 297602104 | COM | 8,227 | $170,000 | thousands by filing date | |
| BAYCOM CORP | 07272M107 | COMMON STOCK | 6,333 | $170,000 | thousands by filing date | |
| DEL TACO RESTAURANTS INC NEW | 245496104 | COM | 14,389 | $170,000 | thousands by filing date | |
| WD 40 CO COM | 929236107 | Stock | 984 | $169,000 | thousands by filing date | |
| II VI INC | 902104108 | COM | 3,584 | $169,000 | thousands by filing date | |
| FOUNDATION BLDG MATLS INC | 350392106 | COM | 13,642 | $169,000 | thousands by filing date | |
| FTS INTERNATIONAL INC | 30283W104 | COM | 14,272 | $169,000 | thousands by filing date | |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 13,231 | $168,000 | thousands by filing date | |
| HELEN OF TROY CORP LTD | G4388N106 | COM | 1,282 | $168,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229854 | COM SER C FRMLA | 4,510 | $168,000 | thousands by filing date | |
| CHEGG INC | 163092109 | COM | 5,920 | $168,000 | thousands by filing date | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 52,243 | $168,000 | thousands by filing date | |
| ELDORADO RESORTS INC | 28470R102 | COM | 3,445 | $168,000 | thousands by filing date | |
| FLEX LTD ORD | Y2573F102 | Stock | 12,696 | $167,000 | thousands by filing date | |
| ISHARES INC | 46434G848 | MSCI GBL ETF NEW | 5,080 | $166,000 | thousands by filing date | |
| ISHARES TR | 464287846 | DOW JONES US ETF | 1,140 | $166,000 | thousands by filing date | |
| AAR CORP | 000361105 | COM | 3,434 | $165,000 | thousands by filing date | |
| AVANGRID INC | 05351W103 | COM | 3,436 | $165,000 | thousands by filing date | |
| NEXTGEN HEALTHCARE INC | 65343C102 | COMMON STOCK | 8,236 | $165,000 | thousands by filing date | |
| OXFORD IMMUNOTEC GLOBAL PLC | G6855A103 | ORD SHS | 10,213 | $165,000 | thousands by filing date | |
| UNITED NAT FOODS INC COM | 911163103 | Stock | 5,484 | $164,000 | thousands by filing date | |
| RIBBON COMMUNICATIONS INC | 762544104 | COMMON STOCK | 24,198 | $164,000 | thousands by filing date | |
| HYDROGENICS CORPORATION NEW | 448883207 | COM | 22,588 | $164,000 | thousands by filing date | |
| STRATEGIC ED INC COM | 86272C103 | Stock | 1,185 | $163,000 | thousands by filing date | |
| PIPER SANDLER COMPANIES | 724078100 | COM | 2,126 | $163,000 | thousands by filing date | |
| ENVIRI CORP | 415864107 | COM | 5,709 | $163,000 | thousands by filing date | |
| ALTABA INC | 021346101 | COM | 2,400 | $163,000 | thousands by filing date | put |
| CLEARWATER PAPER CORP | 18538R103 | COM | 5,475 | $162,000 | thousands by filing date | |
| IROBOT CORP | 462726100 | COM | 1,479 | $162,000 | thousands by filing date | |
| AETNA INC NEW | 00817Y108 | COM | 800 | $162,000 | thousands by filing date | call |
| UNITED COMMUNITY FINANCIAL | 909839102 | COM | 16,847 | $162,000 | thousands by filing date | |
| NEW HOME CO INC COM | 645370107 | COM | 20,088 | $162,000 | thousands by filing date | |
| HTG MOLECULAR DIAGNOSTICS IN | 40434H104 | COM | 32,016 | $162,000 | thousands by filing date | |
| PREMIER INC | 74051N102 | CL A | 3,516 | $161,000 | thousands by filing date | |
| PLURALSIGHT INC | 72941B106 | COM CL A | 5,028 | $161,000 | thousands by filing date | |
| EPLUS INC | 294268107 | COM | 1,728 | $160,000 | thousands by filing date | |
| OOMA INC | 683416101 | COM | 9,678 | $160,000 | thousands by filing date | |
| NEW YORK & CO INC | 649295102 | COM | 41,474 | $160,000 | thousands by filing date | |
| ZAI LAB LTD ADR | 98887Q104 | ADR | 8,180 | $159,000 | thousands by filing date | |
| Viacom Inc Cl A | 92553P102 | CL A | 4,360 | $159,000 | thousands by filing date | |
| AVID BIOSERVICES INC | 05368M106 | COM | 22,956 | $158,000 | thousands by filing date | |
| TELIGENT INC NEW | 87960W104 | COM | 39,900 | $158,000 | thousands by filing date | put |
| AMBER ROAD INC | 02318Y108 | COM | 16,295 | $158,000 | thousands by filing date | |
| EHI CAR SVCS LTD | 26853A100 | SPON ADS CL A | 13,933 | $158,000 | thousands by filing date | |
| Vanguard Extended Market ETF | 922908652 | SHS | 1,279 | $157,000 | thousands by filing date | |
| GATX CORP COM | 361448103 | Stock | 1,813 | $157,000 | thousands by filing date | |
| PROGRESS SOFTWARE CORP COM | 743312100 | Stock | 4,430 | $157,000 | thousands by filing date | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 31,700 | $157,000 | thousands by filing date | |
| RH | 74967X103 | COM | 1,200 | $157,000 | thousands by filing date | put |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 5,837 | $157,000 | thousands by filing date | |
| SUPERIOR INDS INTL INC | 868168105 | COM | 9,222 | $157,000 | thousands by filing date | |
| LIBBEY INC | 529898108 | COM | 17,932 | $157,000 | thousands by filing date | |
| LIBERTY ENERGY INC | 53115L104 | COM CL A | 7,250 | $156,000 | thousands by filing date | |
| COUPA SOFTWARE INCORPORATED | 22266L106 | COM | 1,967 | $156,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L506 | IBOXX 3R TARGT | 6,532 | $156,000 | thousands by filing date | |
| NEW RELIC INC | 64829B100 | COMMON STOCK | 1,646 | $156,000 | thousands by filing date | |
| BRIGHT SCHOLAR ED HLDGS LTD | 109199109 | SPONSORED ADS | 12,603 | $156,000 | thousands by filing date | |
| XENON PHARMACEUTICALS INC COM | 98420N105 | Stock | 11,721 | $155,000 | thousands by filing date | |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 4,115 | $155,000 | thousands by filing date | |
| LIMONEIRA CO | 532746104 | COM | 5,951 | $155,000 | thousands by filing date | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 25,061 | $154,000 | thousands by filing date | |
| JERNIGAN CAP INC | 476405105 | COM | 8,022 | $154,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229409 | COM A SIRIUSXM | 3,532 | $153,000 | thousands by filing date | |
| ACTUANT CORP | 00508X203 | CL A NEW | 5,456 | $153,000 | thousands by filing date | |
| PLANET FITNESS MASTER ISSUER L CL A | 72703H101 | Stock | 2,807 | $152,000 | thousands by filing date | |
| ALTERYX, INC (CLASS A) | 02156B103 | COM CL A | 2,663 | $152,000 | thousands by filing date | |
| INOVALON HLDGS INC | 45781D101 | COM CL A | 15,080 | $152,000 | thousands by filing date | |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 21,950 | $151,000 | thousands by filing date | |
| KULICKE & SOFFA INDS INC | 501242101 | COM | 6,332 | $151,000 | thousands by filing date | |
| AQUA METALS INC | 03837J101 | COM | 58,500 | $151,000 | thousands by filing date | |
| AQUA METALS INC | 03837J101 | COM | 58,500 | $151,000 | thousands by filing date | put |
| Vanguard S&P 500 Growth ETF | 921932505 | SHS | 944 | $150,000 | thousands by filing date | |
| HOME BANCORP INC | 43689E107 | COMMON STOCK | 3,476 | $150,000 | thousands by filing date | |
| IES HOLDINGS INC | 44951W106 | COM | 7,696 | $149,000 | thousands by filing date | |
| SIERRA BANCORP | 82620P102 | COM | 5,169 | $149,000 | thousands by filing date | |
| HUYA INC ADS EACH REP 1 ORD SHS CL A | 44852D108 | COM | 6,300 | $149,000 | thousands by filing date | |
| BRYN MAWR BANK CORPORATION | 117665109 | Domestic Common | 3,182 | $149,000 | thousands by filing date | |
| BANCORP INC DEL | 05969A105 | COM | 15,457 | $148,000 | thousands by filing date | |
| CENTURY COMMUNITIES INC. | 156504300 | COM | 5,612 | $148,000 | thousands by filing date | |
| ISHARES INC | 46434G509 | CUR HD MSCI EM | 5,845 | $148,000 | thousands by filing date | |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 2,549 | $147,000 | thousands by filing date | |
| QUALYS INC COM | 74758T303 | Stock | 1,645 | $147,000 | thousands by filing date | |
| HERON THERAPEUTICS INC | 427746102 | COM | 4,648 | $147,000 | thousands by filing date | |
| NATIONAL BK HLDGS CORP | 633707104 | CL A | 3,905 | $147,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V142 | WATER RES ETF | 4,625 | $147,000 | thousands by filing date | |
| MADDEN STEVEN LTD | 556269108 | COM | 2,766 | $147,000 | thousands by filing date | |
| BLACKROCK MUNIASSETS FD INC | 09254J102 | COM | 11,315 | $147,000 | thousands by filing date | |
| ROCKY BRANDS INC | 774515100 | COMMON STOCK | 5,193 | $147,000 | thousands by filing date | |
| NEPTUNE WELLNESS SOLUTIONS I | 64079L105 | COM | 37,862 | $147,000 | thousands by filing date | |
| FRANKLIN ELEC INC COM | 353514102 | Stock | 3,096 | $146,000 | thousands by filing date | |
| COLONY CR REAL ESTATE INC | 19625T101 | COM CL A | 6,618 | $146,000 | thousands by filing date | |
| TIMBERLAND BANCORP INC | 887098101 | COMMON STOCK | 4,673 | $145,000 | thousands by filing date | |
| SPORTSMANS WHSE HLDGS INC | 84920Y106 | COM | 24,865 | $145,000 | thousands by filing date | |
| DAQO NEW ENERGY CORP. (ADR) | 23703Q203 | SPNSRD ADS NEW | 5,509 | $144,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X594 | ITL HDG QTLY DIV | 4,500 | $144,000 | thousands by filing date | |
| ALBIREO PHARMA INC | 01345P106 | COMMON STOCK | 4,393 | $144,000 | thousands by filing date | |
| Vanguard Utilities ETF | 92204A876 | SHS | 1,217 | $143,000 | thousands by filing date | |
| SEMTECH CORP COM | 816850101 | Stock | 2,561 | $143,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 47,530 | $143,000 | thousands by filing date | |
| NORTHEAST BANCORP | 663904209 | COM | 6,593 | $143,000 | thousands by filing date | |
| RADIAN GROUP INC COM | 750236101 | Stock | 6,865 | $142,000 | thousands by filing date | |
| ISHARES TR | 46434V639 | CUR HD EURZN ETF | 4,801 | $142,000 | thousands by filing date | |
| RENREN INC | 759892201 | SPON ADR A NEW | 101,000 | $142,000 | thousands by filing date | put |
| OMNICELL COM COM | 68213N109 | Stock | 1,968 | $141,000 | thousands by filing date | |
| DHX MEDIA LTD | 252406152 | COM VAR VTG | 93,628 | $141,000 | thousands by filing date | |
| PPDAI GROUP INC | 69354V108 | SPONSORED ADR | 26,300 | $141,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 67,077 | $140,000 | thousands by filing date | |
| PRESTIGE CONSMR HEALTHCARE I | 74112D101 | COM | 3,701 | $140,000 | thousands by filing date | |
| MEDEQUITIES RLTY TR INC | 58409L306 | COM | 14,477 | $140,000 | thousands by filing date | |
| HAILIANG ED GROUP INC | 40522L108 | SPONSORED ADR | 1,990 | $140,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 7,649 | $139,000 | thousands by filing date | |
| SUMMIT MATERIALS INC CLASS A | 86614U100 | CL A | 7,654 | $139,000 | thousands by filing date | |
| POWERSHARES GLOBAL EXCH TRD FD TR GLOBAL WATER PORT | 46138E651 | ETF | 5,400 | $139,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V530 | CMN | 1,033 | $139,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 29,800 | $139,000 | thousands by filing date | put |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 7,736 | $138,000 | thousands by filing date | |
| WERNER ENTERPRISES INC | 950755108 | COM | 3,900 | $138,000 | thousands by filing date | |
| KAMAN CORP-CLASS A | 483548103 | COM | 2,057 | $138,000 | thousands by filing date | |
| ASSEMBLY BIOSCIENCES INC | 045396108 | COM | 3,720 | $138,000 | thousands by filing date | |
| INNOVATE BIOPHARMACEUTICLS I | 45782F105 | COM PAR | 20,128 | $138,000 | thousands by filing date | |
| MERCURY SYS INC COM | 589378108 | Stock | 2,490 | $137,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 45,348 | $137,000 | thousands by filing date | |
| IMPINJ INC | 453204109 | COM | 5,513 | $137,000 | thousands by filing date | |
| RYERSON HLDG CORP | 783754104 | COM | 12,123 | $137,000 | thousands by filing date | |
| Real Estate Select Sector SPDR Fund | 81369Y860 | SHS | 4,178 | $136,000 | thousands by filing date | |
| Golden Entertainment Inc | 381013101 | Common Stock | 5,655 | $136,000 | thousands by filing date | |
| TRINET GROUP INC COM | 896288107 | Stock | 2,399 | $135,000 | thousands by filing date | |
| THE MEET GROUP INC. | 58513U101 | Common Stock | 27,547 | $135,000 | thousands by filing date | |
| MOBILEIRON INC | 60739U204 | COM NEW | 25,473 | $135,000 | thousands by filing date | |
| FI ENHANCED LRG CAP GROWTH CS | 22542D423 | COM | 454 | $135,000 | thousands by filing date | |
| AEROVIRONMENT INC COM | 008073108 | Stock | 1,196 | $134,000 | thousands by filing date | |
| IMPINJ INC | 453204109 | COM | 5,400 | $134,000 | thousands by filing date | put |
| SCANSOURCE INC | 806037107 | COM | 3,362 | $134,000 | thousands by filing date | |
| CRAY INC | 225223304 | COM NEW | 6,232 | $134,000 | thousands by filing date | |
| LAUREATE ED INC COMMON STOCK | 518613203 | Stock | 8,614 | $133,000 | thousands by filing date | |
| PENSKE AUTOMOTIVE GRP INC COM | 70959W103 | Stock | 2,793 | $133,000 | thousands by filing date | |
| TEXAS ROADHOUSE INC COM | 882681109 | Stock | 1,932 | $133,000 | thousands by filing date | |
| ENPRO INC | 29355X107 | COM | 1,830 | $133,000 | thousands by filing date | |
| EATON VANCE TAX ADVANTAGED GLO | 27828S101 | COM | 7,416 | $133,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V738 | LARGE CAP VALUE | 3,560 | $133,000 | thousands by filing date | |
| CUBIC CORP | 229669106 | COM | 1,792 | $132,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 47,096 | $132,000 | thousands by filing date | |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 3,388 | $131,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 32,809 | $131,000 | thousands by filing date | |
| Flushing Financial Corp | 343873105 | Common Stock | 5,338 | $131,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 28,005 | $131,000 | thousands by filing date | |
| PROFIRE ENERGY INC | 74316X101 | COM | 41,147 | $131,000 | thousands by filing date | |
| JINKOSOLAR HOLDING COMPANY,LIM | 47759T100 | SPONSORED ADR | 12,106 | $130,000 | thousands by filing date | |
| PACIFIC PREMIER BANCORP INC | 69478X105 | COM | 3,476 | $130,000 | thousands by filing date | |
| EMPIRE ST RLTY OP L P | 292102209 | UNIT LTD PRT 60 | 7,796 | $130,000 | thousands by filing date | |
| TARENA INTL INC | 876108101 | SPONSORED ADS | 16,010 | $130,000 | thousands by filing date | |
| HACKETT GROUP INC | 404609109 | COM | 6,418 | $129,000 | thousands by filing date | |
| FLOTEK INDS INC DEL | 343389102 | COM | 53,978 | $129,000 | thousands by filing date | |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 22,500 | $129,000 | thousands by filing date | |
| DIREXION DAILY ENERGY BEAR 2X SHARES | 25460E554 | ETF | 4,000 | $129,000 | thousands by filing date | |
| DIREXION DAILY ENERGY BEAR 2X SHARES | 25460E554 | ETF | 4,000 | $129,000 | thousands by filing date | put |
| RITEAID CORP | 767754104 | COM | 100,300 | $128,000 | thousands by filing date | put |
| VICTORY CAP HLDGS INC DEL COM CL A | 92645B103 | Stock | 13,334 | $128,000 | thousands by filing date | |
| GREIF INC | 397624107 | CL A | 2,391 | $128,000 | thousands by filing date | |
| FIRST INTERSTATE BANCSYSTEM IN | 32055Y201 | COM CL A | 2,856 | $128,000 | thousands by filing date | |
| MILLER INDUSTRIES INC TENN | 600551204 | COMMON STOCK | 4,730 | $128,000 | thousands by filing date | |
| ANTERO MIDSTREAM GP LP | 03675Y103 | COM SHS REPSTG | 7,544 | $128,000 | thousands by filing date | |
| ASTRONICS CORP COM | 046433108 | Stock | 2,925 | $127,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-18-009876 | this filing | 2018-10-12 | acceptance time not in the bulk data set |