13F-HR filed by BANK OF MONTREAL /CAN/
BANK OF MONTREAL /CAN/ filed this 13F-HR for the quarter ended 2018-09-30, filed 2018-10-12, with 4,789 holding rows worth $127,655,942,000.
- Accession
- 0000950123-18-009876
- Filer
- CIK 927971
- Filed
- 2018-10-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2018
A holdings report, 16,410 entries on the cover page, a total value of $127,655,942,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $127,655,942,000 with VALUE read as thousands by filing date, 13F file number 028-07640. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBMO HARRIS BANK N.A.
- included managerBMO ASSET MANAGEMENT CORP.
- included managerSTOKER OSTLER WEALTH ADVISORS, INC.
- included managerBMO NESBITT BURNS INC.
- included managerBMO PRIVATE INVESTMENT COUNSEL INC.
- included managerBMO ASSET MANAGEMENT INC.
- included managerF&C ASSET MANAGEMENT
- included managerBMO HARRIS FINANCIAL ADVISORS, INC.
- included managerCTC MYCFO
- included managerBANK OF MONTREAL IRELAND P.L.C.
- included managerPYRFORD INTERNATIONAL LIMITED
- included managerBMO CAPITAL MARKETS CORP.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| MATSON INC COM | 57686G105 | Stock | 25,007 | $992,000 | thousands by filing date | |
| TAUBMAN CTRS INC | 876664103 | COM | 16,501 | $988,000 | thousands by filing date | |
| EXTRACTION OIL AND GAS INC | 30227M105 | COM | 87,500 | $988,000 | thousands by filing date | put |
| PAYLOCITY HLDG CORP COM | 70438V106 | Stock | 12,298 | $987,000 | thousands by filing date | |
| KBR INC COM | 48242W106 | Stock | 46,748 | $987,000 | thousands by filing date | |
| WEINGARTEN RLTY INVS | 948741103 | SH BEN INT | 33,137 | $986,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 20,000 | $983,000 | thousands by filing date | call |
| CHINA TELECOM CORP LTD | 169426103 | SPON ADR H SHS | 19,895 | $983,000 | thousands by filing date | |
| COLONY CAPITAL INC | 19626G108 | CL A COM | 160,919 | $981,000 | thousands by filing date | |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 22,216 | $977,000 | thousands by filing date | |
| NATIONAL INSTRS CORP | 636518102 | COM | 20,208 | $977,000 | thousands by filing date | |
| CHINA UNICOM HONG KONG | 16945R104 | SPONSORED ADR | 83,397 | $975,000 | thousands by filing date | |
| SORL Auto Parts Inc | 78461U101 | COM | 233,700 | $975,000 | thousands by filing date | put |
| MARZETTI COMPANY | 513847103 | COM | 6,532 | $974,000 | thousands by filing date | |
| ISHARES INC | 464286509 | MSCI CDA ETF | 33,822 | $973,000 | thousands by filing date | |
| HEICO CORP NEW COM | 422806109 | Stock | 10,465 | $969,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 147,771 | $969,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 170,000 | $966,000 | thousands by filing date | put |
| VERSUM MATLS INC | 92532W103 | COM | 26,808 | $966,000 | thousands by filing date | |
| SORL Auto Parts Inc | 78461U101 | COM | 231,700 | $966,000 | thousands by filing date | |
| NOVOCURE LTD | G6674U108 | ORD SHS | 18,394 | $963,000 | thousands by filing date | |
| S & T BANCORP INC COM | 783859101 | Stock | 22,173 | $961,000 | thousands by filing date | |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 38,954 | $960,000 | thousands by filing date | |
| ENERGOUS CORP | 29272C103 | COM | 94,838 | $960,000 | thousands by filing date | |
| SPDR SER TR | 78464A292 | WELLS FG PFD ETF | 22,469 | $958,000 | thousands by filing date | |
| INTEGRA LIFESCIENCES HLDGS C | 457985208 | COM NEW | 14,520 | $956,000 | thousands by filing date | |
| iShares MSCI KLD 400 Social ETF | 464288570 | SHS | 8,938 | $955,000 | thousands by filing date | |
| SPDR Bloomberg 1-3 Month T-Bill ETF | 78468R663 | SHS | 10,415 | $954,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 10,000 | $952,000 | thousands by filing date | put |
| MURPHY USA INC COM | 626755102 | Stock | 11,102 | $948,000 | thousands by filing date | |
| HUDSON PAC PPTYS INC | 444097109 | COM | 28,952 | $947,000 | thousands by filing date | |
| IONIS PHARMACEUTICALS INC COM | 462222100 | Stock | 18,265 | $942,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 133,881 | $941,000 | thousands by filing date | |
| ATI INC COM | 01741R102 | Stock | 31,800 | $939,000 | thousands by filing date | |
| FLEXION THERAPEUTICS INC | 33938J106 | COM | 50,247 | $939,000 | thousands by filing date | |
| AECOM COM | 00766T100 | Stock | 28,708 | $937,000 | thousands by filing date | |
| IMAX CORP | 45245E109 | COM | 36,298 | $937,000 | thousands by filing date | |
| MSC INDL DIRECT INC CL A | 553530106 | Stock | 10,603 | $934,000 | thousands by filing date | |
| SYNCHRONYFINL | 87165B103 | STOK | 30,000 | $932,000 | thousands by filing date | call |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 58,675 | $932,000 | thousands by filing date | |
| PRIMERICA INC | 74164M108 | COM | 7,731 | $931,000 | thousands by filing date | |
| B & G FOODS INC | 05508R106 | COM | 33,922 | $931,000 | thousands by filing date | |
| INFRAREIT INC | 45685L100 | COM | 43,471 | $919,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 164,160 | $916,000 | thousands by filing date | |
| ISHARES INC | 464286525 | MSCI GBL MIN VOL | 10,386 | $913,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 58,881 | $911,000 | thousands by filing date | |
| KAPSTONE PAPER AND PACKAGING C | 48562P103 | COM | 26,796 | $908,000 | thousands by filing date | |
| MDU RES GROUP INC | 552690109 | COM | 35,158 | $903,000 | thousands by filing date | |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 28,600 | $902,000 | thousands by filing date | call |
| ADVANCED ENERGY INDS COM | 007973100 | Stock | 17,371 | $898,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430503 | ACTIVEBETA US LG | 15,279 | $898,000 | thousands by filing date | |
| CLEVELAND-CLIFFS INC NEW COM | 185899101 | Stock | 70,665 | $894,000 | thousands by filing date | |
| BILIBILI INC SPONS ADS REP Z | 090040106 | ADR | 65,930 | $889,000 | thousands by filing date | |
| COHEN & STEERS INFRASTRUCTUR | 19248A109 | COM | 40,113 | $888,000 | thousands by filing date | |
| ISHARES TR | 464288653 | 10-20 YR TRS ETF | 6,890 | $886,000 | thousands by filing date | |
| ASHFORD HOSPITALITY | 044103109 | COMMON STOCK | 138,442 | $885,000 | thousands by filing date | |
| CALIFORNIA WTR SVC GROUP | 130788102 | COM | 20,582 | $884,000 | thousands by filing date | |
| ISHARES INC | 464286202 | MSCI AUSTRIA ETF | 38,650 | $884,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A603 | INDUSTRIAL ETF | 5,963 | $881,000 | thousands by filing date | |
| EBIX INC | 278715206 | COM NEW | 11,101 | $878,000 | thousands by filing date | |
| 22ND CENTY GROUP INC | 90137F103 | COM | 311,102 | $874,000 | thousands by filing date | |
| TEGNA INC COM | 87901J105 | Stock | 72,881 | $872,000 | thousands by filing date | |
| 22ND CENTY GROUP INC | 90137F103 | COM | 310,300 | $872,000 | thousands by filing date | put |
| AMER STATES WTR CO COM | 029899101 | Stock | 14,237 | $871,000 | thousands by filing date | |
| ASPEN TECHNOLOGY INC | 045327103 | COM | 7,639 | $870,000 | thousands by filing date | |
| SAGE THERAPEUTICS INC | 78667J108 | COM | 6,147 | $868,000 | thousands by filing date | |
| ETSY INC | 29786A106 | COM | 16,885 | $867,000 | thousands by filing date | |
| SOGOU INC ADR REPSTG A | 83409V104 | ADR REPSTG A | 116,569 | $866,000 | thousands by filing date | |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 36,139 | $864,000 | thousands by filing date | |
| ISHARES INC MSCI SPAIN ETF | 464286764 | MSCI SPAIN ETF | 29,147 | $862,000 | thousands by filing date | |
| DAVE & BUSTERS ENTMT INC | 238337109 | COM | 13,013 | $862,000 | thousands by filing date | |
| INSYS THERAPEUTICS INC | 45824V209 | COMMON STOCK | 85,486 | $862,000 | thousands by filing date | |
| INSYS THERAPEUTICS INC | 45824V209 | COMMON STOCK | 85,500 | $862,000 | thousands by filing date | put |
| TRIMBLE INC COM | 896239100 | Stock | 19,782 | $860,000 | thousands by filing date | |
| CHEESECAKE FACTORY INC | 163072101 | COM | 16,000 | $857,000 | thousands by filing date | put |
| CARPENTER TECHNOLOGY CORP | 144285103 | COM | 14,522 | $855,000 | thousands by filing date | |
| NATIONAL STORAGE AFFILIATES TR COM SHS BEN IN | 637870106 | REIT | 33,551 | $853,000 | thousands by filing date | |
| FIRSTCASH HOLDINGS INC. | 33767D105 | Common Stock | 10,402 | $853,000 | thousands by filing date | |
| HANOVER INS GROUP INC COM | 410867105 | Stock | 6,906 | $852,000 | thousands by filing date | |
| INVESCO QQQ TRUST SERIES 1 | 74347B268 | ULTRAPRO SHORT S | 26,450 | $852,000 | thousands by filing date | |
| TRUPANION INC | 898202106 | COM | 23,595 | $843,000 | thousands by filing date | |
| ZENDESK INC | 98936J101 | COM | 11,870 | $843,000 | thousands by filing date | |
| INVESCO QQQ TRUST SERIES 1 | 74347B268 | ULTRAPRO SHORT S | 25,950 | $836,000 | thousands by filing date | put |
| CAVCO INDS INC DEL | 149568107 | COM | 3,285 | $832,000 | thousands by filing date | |
| ARCHROCK INC | 03957W106 | COM | 68,008 | $830,000 | thousands by filing date | |
| LUXFER HOLDINGS PLC | G5698W116 | COMMON STOCK | 35,604 | $828,000 | thousands by filing date | |
| Seadrill Partners, LLC | Y7545W109 | LTD | 225,000 | $828,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 43,900 | $827,000 | thousands by filing date | put |
| META PLATFORMS INC CL A | 30303M102 | COM | 5,000 | $822,000 | thousands by filing date | call |
| BT GROUP-ADR | 05577E101 | ADR | 55,645 | $822,000 | thousands by filing date | |
| BEACON ROOFING SUPPLY INC | 073685109 | COM | 22,671 | $821,000 | thousands by filing date | |
| ELANCO ANIMAL HEALTH INC COM | 28414H103 | Stock | 23,500 | $820,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E354 | S&P500 LOW VOL | 16,568 | $820,000 | thousands by filing date | |
| COLUMBIA BKG SYS INC | 197236102 | COM | 21,157 | $820,000 | thousands by filing date | |
| EATON VANCE MUN INCOME TERM | 27829U105 | SHS | 42,000 | $819,000 | thousands by filing date | |
| MTECH ACQUISITION CORP | 55378W107 | COM CLASS A | 80,118 | $817,000 | thousands by filing date | |
| KEYSIGHT TECHNOLOGIES INC COM | 49338L103 | Stock | 12,290 | $815,000 | thousands by filing date | |
| TERRAFORM PWR INC | 88104R209 | COM CL A | 70,601 | $815,000 | thousands by filing date | |
| CALLON PETE CO DEL | 13123X102 | COM | 68,000 | $815,000 | thousands by filing date | put |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 6,897 | $813,000 | thousands by filing date | |
| CRONOS GROUP INC | 22717L101 | COM | 73,000 | $812,000 | thousands by filing date | call |
| SSGA ACTIVE ETF TR | 78467V848 | ST STR TOTAL ETF | 17,181 | $812,000 | thousands by filing date | |
| FIRST MIDWEST BANCORP INC/IL | 320867104 | COM | 30,519 | $812,000 | thousands by filing date | |
| SONOS INC | 83570H108 | COM | 50,511 | $811,000 | thousands by filing date | |
| ALKERMES PLC | G01767105 | SHS | 18,992 | $807,000 | thousands by filing date | |
| AMERIS BANCORP | 03076K108 | COM | 17,597 | $804,000 | thousands by filing date | |
| LOGITECH INTL S A SHS | H50430232 | Stock | 17,965 | $803,000 | thousands by filing date | |
| SONOS INC | 83570H108 | COM | 50,000 | $802,000 | thousands by filing date | call |
| MUELLER INDS INC COM | 624756102 | Stock | 27,602 | $799,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 150,428 | $799,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 83,856 | $796,000 | thousands by filing date | |
| WHITE MTNS INS GROUP LTD | G9618E107 | COM | 849 | $794,000 | thousands by filing date | |
| BROOKFIELD PPTY REIT INC | 11282X103 | CL A | 37,820 | $793,000 | thousands by filing date | |
| GOLDEN STAR RES LTD CDA | 38119T104 | COM | 1,092,585 | $792,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 16,298 | $789,000 | thousands by filing date | |
| VANGUARD STAR FDS | 921909768 | COM | 14,593 | $788,000 | thousands by filing date | |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 25,000 | $788,000 | thousands by filing date | put |
| ISHARES INC | 46434G830 | MSCI ITALY ETF | 28,245 | $781,000 | thousands by filing date | |
| INTERCONTINENTAL HOTELS GROU | 45857P707 | SPONSORED ADR | 12,414 | $780,000 | thousands by filing date | |
| DULUTH HLDGS INC | 26443V101 | COM CL B | 24,713 | $778,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 149,700 | $777,000 | thousands by filing date | put |
| VIKING THERAPEUTICS INC | 92686J106 | COM | 44,243 | $771,000 | thousands by filing date | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 9,729 | $768,000 | thousands by filing date | |
| ASHLAND INC | 044186104 | COM | 9,134 | $766,000 | thousands by filing date | |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 41,678 | $764,000 | thousands by filing date | |
| LASALLE HOTEL PROPERTIES | 517942108 | COM | 22,014 | $761,000 | thousands by filing date | |
| TD SYNNEX CORPORATION COM | 87162W100 | Stock | 8,922 | $755,000 | thousands by filing date | |
| DULUTH HLDGS INC | 26443V101 | COM CL B | 24,000 | $755,000 | thousands by filing date | put |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 16,500 | $754,000 | thousands by filing date | put |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 16,310 | $752,000 | thousands by filing date | |
| RUTHS HOSPITALITY GROUP INC | 783332109 | COM | 23,844 | $752,000 | thousands by filing date | |
| EAST WEST BANCORP INC COM | 27579R104 | Stock | 12,366 | $748,000 | thousands by filing date | |
| HUBBELL INC COM | 443510607 | Stock | 5,589 | $747,000 | thousands by filing date | |
| GANNETT SPINCO INC | 36473H104 | COM | 74,454 | $745,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 25,771 | $745,000 | thousands by filing date | |
| VUZIX CORP | 92921W300 | COM NEW | 113,000 | $740,000 | thousands by filing date | put |
| LITTELFUSE INC COM | 537008104 | Stock | 3,735 | $739,000 | thousands by filing date | |
| NU SKIN ENTERPRISES INC | 67018T105 | CL A | 8,963 | $739,000 | thousands by filing date | |
| DOCUSIGN INC COM | 256163106 | Stock | 13,969 | $735,000 | thousands by filing date | |
| GUGGENHEIM STRATEGIC OPPORTU | 40167F101 | COM SBI | 35,000 | $735,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J601 | BULSHS 2020 HY | 30,224 | $735,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 118,262 | $731,000 | thousands by filing date | |
| TURKCELL ILETISIM SPON ADR NEW | 900111204 | ADR | 151,378 | $730,000 | thousands by filing date | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 80,000 | $725,000 | thousands by filing date | |
| CHEMICAL FINANCIAL CORP | 163731102 | COM | 13,531 | $723,000 | thousands by filing date | |
| CONNS INC | 208242107 | COM | 20,382 | $721,000 | thousands by filing date | |
| NATIONAL HEALTH INVS INC COM | 63633D104 | REIT | 9,533 | $720,000 | thousands by filing date | |
| GRAHAM HLDGS CO COM CL B | 384637104 | Stock | 1,240 | $719,000 | thousands by filing date | |
| NEXA RES S A | L67359106 | COM | 59,622 | $719,000 | thousands by filing date | |
| CIT GROUP INC COM NEW | 125581801 | Stock | 13,914 | $718,000 | thousands by filing date | |
| ELECTRO SCIENTIFIC INDS | 285229100 | COM | 41,056 | $717,000 | thousands by filing date | |
| CACTUS INC | 127203107 | CL A | 18,700 | $716,000 | thousands by filing date | |
| F N B CORP | 302520101 | COM | 56,238 | $716,000 | thousands by filing date | |
| PATTERSON COS INC | 703395103 | COM | 29,242 | $715,000 | thousands by filing date | |
| PRA HEALTH SCIENCES INC | 69354M108 | COM | 6,491 | $715,000 | thousands by filing date | |
| GRAMERCY PPTY TR | 385002308 | COM NEW | 26,021 | $714,000 | thousands by filing date | |
| AMNEAL PHARMACEUTICALS INC | 03168L105 | COM STK CL A | 32,128 | $713,000 | thousands by filing date | |
| VITAL ENERGY INC | 516806106 | COMMON STOCK | 87,183 | $712,000 | thousands by filing date | |
| SCOTTS MIRACLE-GRO CO | 810186106 | CL A | 9,020 | $711,000 | thousands by filing date | |
| CARA THERAPEUTICS INC | 140755109 | COM | 29,730 | $711,000 | thousands by filing date | |
| VUZIX CORP | 92921W300 | COM NEW | 108,162 | $708,000 | thousands by filing date | |
| ALLIANZGI DIVIDEND INT & PRM | 01883A107 | COM | 53,986 | $707,000 | thousands by filing date | |
| NEOPHOTONICS CORP | 64051T100 | COM | 85,122 | $707,000 | thousands by filing date | |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 39,891 | $706,000 | thousands by filing date | |
| NEOGEN CORP | 640491106 | COM | 9,835 | $704,000 | thousands by filing date | |
| NEWS CORP NEW | 65249B208 | CL B | 51,873 | $704,000 | thousands by filing date | |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 35,097 | $702,000 | thousands by filing date | |
| CONSTELLIUM NV-CLASS A | N22035104 | CL A | 56,798 | $701,000 | thousands by filing date | |
| INTEGRATED DEVICE TECHNOLOGY INC | 458118106 | COMMON STOCK | 14,909 | $701,000 | thousands by filing date | |
| NIC INC | 62914B100 | COM | 46,892 | $694,000 | thousands by filing date | |
| CASEYS GEN STORES INC | 147528103 | COM | 5,348 | $691,000 | thousands by filing date | |
| TREDEGAR CORP | 894650100 | COM | 31,837 | $691,000 | thousands by filing date | |
| NORBORD INC | 65548P403 | COM NEW | 20,800 | $690,000 | thousands by filing date | put |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 156,786 | $690,000 | thousands by filing date | |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 4,679 | $689,000 | thousands by filing date | |
| CITY HOLDING CO | 177835105 | COMMON STOCK | 8,898 | $684,000 | thousands by filing date | |
| RLJ LODGING TR COM | 74965L101 | REIT | 30,949 | $682,000 | thousands by filing date | |
| SOGOU INC ADR REPSTG A | 83409V104 | ADR REPSTG A | 91,800 | $682,000 | thousands by filing date | put |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 17,703 | $681,000 | thousands by filing date | |
| SONOCO PRODS CO | 835495102 | COM | 12,288 | $681,000 | thousands by filing date | |
| MONMOUTH REAL ESTATE INVT CO | 609720107 | CL A | 40,655 | $681,000 | thousands by filing date | |
| SABRA HEALTH CARE REIT INC COM | 78573L106 | REIT | 29,451 | $680,000 | thousands by filing date | |
| CATALENT INC USD 0.01 | 148806102 | COM | 14,881 | $678,000 | thousands by filing date | |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 90,969 | $678,000 | thousands by filing date | |
| SONIC CORP | 835451105 | COM | 15,650 | $678,000 | thousands by filing date | |
| EVERPURE INC CL A | 74624M102 | Stock | 26,066 | $677,000 | thousands by filing date | |
| ISHARES TR | 464289883 | CORE 30 70 ETF | 19,736 | $675,000 | thousands by filing date | |
| BILIBILI INC SPONS ADS REP Z | 090040106 | ADR | 50,000 | $674,000 | thousands by filing date | put |
| BIG LOTS INC | 089302103 | COM | 16,123 | $674,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 131,230 | $674,000 | thousands by filing date | |
| ONE MADISON CORP | G6772P100 | COM CL A | 69,300 | $674,000 | thousands by filing date | |
| Delek Logistics Partners LP | 24664T103 | Com | 19,700 | $670,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 140,000 | $666,000 | thousands by filing date | |
| C&J ENERGY SVCS INC NEW | 12674R100 | COM | 31,999 | $666,000 | thousands by filing date | |
| FERROGLOBE PLC | G33856108 | SHS | 81,302 | $664,000 | thousands by filing date | |
| SUNOPTA INC | 8676EP108 | COM | 90,000 | $662,000 | thousands by filing date | put |
| YPF SOCIEDAD ANONIMA | 984245100 | SPON ADR CL D | 42,800 | $661,000 | thousands by filing date | call |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 39,635 | $661,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL CENT | 400501102 | SPON ADR | 11,609 | $661,000 | thousands by filing date | |
| EXONE CO | 302104104 | COM | 69,760 | $661,000 | thousands by filing date | |
| SERITAGE GROWTH PPTYS | 81752R100 | CL A | 13,888 | $660,000 | thousands by filing date | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 40,016 | $659,000 | thousands by filing date | |
| ASPEN INSURANCE HOLDINGS LTD | G05384105 | SHS | 15,770 | $659,000 | thousands by filing date | |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 7,257 | $657,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06746L422 | IPATH S&P500 VIX | 24,621 | $657,000 | thousands by filing date | |
| HEICO CORP NEW | 422806208 | CL A | 8,696 | $656,000 | thousands by filing date | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 20,000 | $653,000 | thousands by filing date | put |
| SPROTT ASSET MANAGEMENT LP | 85208R101 | PHYSICAL GOLD AN | 55,941 | $653,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 73,782 | $650,000 | thousands by filing date | |
| BARNES GROUP INC | 067806109 | COM | 9,167 | $650,000 | thousands by filing date | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 58,759 | $646,000 | thousands by filing date | |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 146,500 | $645,000 | thousands by filing date | put |
| COUSINS PROPERTIES INC | 222795106 | COM | 72,482 | $644,000 | thousands by filing date | |
| TRONOX LTD | Q9235V101 | SHS CL A | 53,818 | $643,000 | thousands by filing date | |
| EASTERLY GOVERNMENT PROPERTIES | 27616P103 | COMMON STOCK | 33,165 | $642,000 | thousands by filing date | |
| WESTERN ALLIANCE BANCORP COM | 957638109 | Stock | 11,268 | $641,000 | thousands by filing date | |
| EXONE CO | 302104104 | COM | 67,400 | $639,000 | thousands by filing date | put |
| CULLEN FROST BANKERS INC COM | 229899109 | Stock | 6,109 | $638,000 | thousands by filing date | |
| CANTEL MEDICAL CORP | 138098108 | COM | 6,878 | $634,000 | thousands by filing date | |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 23,326 | $633,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q106 | REIT DIVIDE DOGS | 14,507 | $633,000 | thousands by filing date | |
| SEMICONDUCTOR MFG INTL CORP | 81663N206 | SPONSORED ADR | 116,310 | $632,000 | thousands by filing date | |
| JAGGED PEAK ENERGY INC | 47009K107 | COM | 45,736 | $632,000 | thousands by filing date | |
| SHAKE SHACK INC | 819047101 | CL A | 10,000 | $630,000 | thousands by filing date | put |
| TWO HARBORS INVESTMENT CORP | 90187B408 | COM NEW | 42,219 | $630,000 | thousands by filing date | |
| GRUPO AVAL ACCIONES Y VALORE | 40053W101 | SPONSORED ADS | 80,765 | $627,000 | thousands by filing date | |
| KENNEDY-WILSON HOLDINGS INC | 489398107 | COM | 29,172 | $626,000 | thousands by filing date | |
| SKYWEST INC COM | 830879102 | Stock | 10,596 | $625,000 | thousands by filing date | |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 5,580 | $624,000 | thousands by filing date | |
| PATHWARD FINANCIAL INC | 59100U108 | COM | 22,640 | $624,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 47,395 | $623,000 | thousands by filing date | |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 61,056 | $623,000 | thousands by filing date | |
| PLANTRONICS INC NEW | 727493108 | COM | 10,320 | $623,000 | thousands by filing date | |
| GDS HLDGS LTD SPONSORED ADS | 36165L108 | ADR | 17,718 | $622,000 | thousands by filing date | |
| iShares U.S. Oil & Gas Exploration & Production ETF | 464288851 | SHS | 8,161 | $620,000 | thousands by filing date | |
| MADRIGAL PHARMACEUTICALS INC COM | 558868105 | Stock | 2,898 | $620,000 | thousands by filing date | |
| USANA HEALTH SCIENCES INC | 90328M107 | COMMON STOCK | 5,136 | $619,000 | thousands by filing date | |
| ZUORA INC | 98983V106 | COMMON STOCK | 26,800 | $619,000 | thousands by filing date | |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 8,720 | $617,000 | thousands by filing date | |
| ZUORA INC | 98983V106 | COMMON STOCK | 26,700 | $617,000 | thousands by filing date | put |
| NATIONAL WESTN LIFE GROUP IN | 638517102 | CL A | 1,933 | $617,000 | thousands by filing date | |
| ARAMARK COM | 03852U106 | Stock | 14,275 | $615,000 | thousands by filing date | |
| UMPQUA HOLDINGS | 904214103 | COM | 29,526 | $615,000 | thousands by filing date | |
| NEWMARKET CORP COM | 651587107 | Stock | 1,515 | $613,000 | thousands by filing date | |
| AUTOLIV INC | 052800109 | COM | 7,073 | $613,000 | thousands by filing date | |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 127,788 | $611,000 | thousands by filing date | |
| ENTERCOM COMMUNICATIONS CORP | 293639100 | CL A | 77,406 | $611,000 | thousands by filing date | |
| VECTREN CORP | 92240G101 | COM | 8,526 | $609,000 | thousands by filing date | |
| DORMAN PRODS INC | 258278100 | COM | 7,860 | $605,000 | thousands by filing date | |
| LINE CORP | 53567X101 | SPONSORED ADR | 14,345 | $604,000 | thousands by filing date | |
| ENI SPA SPONSORED ADR | 26874R108 | ADR | 16,003 | $603,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 20,533 | $602,000 | thousands by filing date | |
| GRACE W R & CO DEL NEW COM | 38388F108 | Stock | 8,404 | $601,000 | thousands by filing date | |
| HEALTHSTREAM INC | 42222N103 | COM | 19,359 | $599,000 | thousands by filing date | |
| BANK OF MONTREAL | 063679872 | MICROSECTRS IDX | 9,653 | $599,000 | thousands by filing date | |
| U S PHYSICAL THERAPY | 90337L108 | COM | 5,036 | $597,000 | thousands by filing date | |
| NORTHWEST NATURAL GAS CO | 667655104 | COM | 8,917 | $597,000 | thousands by filing date | |
| VALMONT INDS INC COM | 920253101 | Stock | 4,293 | $595,000 | thousands by filing date | |
| WEST PHARMACEUTICAL SVSC INC COM | 955306105 | Stock | 4,827 | $595,000 | thousands by filing date | |
| FLY LEASING LTD | 34407D109 | SPONSORED ADR | 42,009 | $592,000 | thousands by filing date | |
| AURINIA PHARMACEUTICALS INC COM | 05156V102 | Stock | 88,995 | $591,000 | thousands by filing date | |
| INVESCO | 46138J874 | EXCHANGE TRADED | 23,937 | $590,000 | thousands by filing date | |
| JAGGED PEAK ENERGY INC | 47009K107 | COM | 42,600 | $589,000 | thousands by filing date | put |
| WISDOMTREE TR | 97717W604 | US SMALLCAP DIVD | 19,773 | $588,000 | thousands by filing date | |
| WELBILT INC | 949090104 | COM | 28,161 | $587,000 | thousands by filing date | |
| BAOZUN INC ADR | 06684L103 | SPONSORED ADR | 12,061 | $585,000 | thousands by filing date | |
| HUANENG PWR INTL INC | 443304100 | SPON ADR H SHS | 22,567 | $584,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 20,000 | $582,000 | thousands by filing date | call |
| SONIC CORP | 835451105 | COM | 13,400 | $581,000 | thousands by filing date | put |
| PERFICIENT INC | 71375U101 | COM | 21,780 | $580,000 | thousands by filing date | |
| ISHARES TR | 464288182 | MSCI AC ASIA ETF | 8,136 | $575,000 | thousands by filing date | |
| High Templar Tech Limit | 747798106 | COM | 110,081 | $573,000 | thousands by filing date | |
| CVR ENERGY, INC. | 12662P108 | COM | 14,215 | $571,000 | thousands by filing date | |
| SEVEN STARS CLOUD GROUP INC | 81789Y102 | COM | 150,600 | $571,000 | thousands by filing date | put |
| CAMDEN PPTY TR SH BEN INT | 133131102 | REIT | 6,094 | $570,000 | thousands by filing date | |
| SYNOVUS FINL CORP | 87161C501 | COM NEW | 12,345 | $566,000 | thousands by filing date | |
| AV HOMES INC | 00234P102 | COM | 28,267 | $566,000 | thousands by filing date | |
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 28,145 | $564,000 | thousands by filing date | |
| WEBSTER FINL CORP | 947890109 | COM | 9,541 | $562,000 | thousands by filing date | |
| CORELOGIC INC | 21871D103 | COM | 11,335 | $561,000 | thousands by filing date | |
| PEMBINA PIPELINE CORP COM | 706327103 | Stock | 16,470 | $560,000 | thousands by filing date | call |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 160,083 | $560,000 | thousands by filing date | |
| UNITI GROUP INC | 91325V108 | COM | 27,752 | $559,000 | thousands by filing date | |
| KNIGHT-SWIFT TRANSN HLDGS IN | 499049104 | CL A | 16,179 | $557,000 | thousands by filing date | |
| BADGER METER INC COM | 056525108 | Stock | 10,468 | $554,000 | thousands by filing date | |
| MOSAIC ACQUISITION CORP | G62848109 | SHS CL A | 57,000 | $554,000 | thousands by filing date | |
| PLEXUS CORP COM | 729132100 | Stock | 9,453 | $553,000 | thousands by filing date | |
| PARK HOTELS & RESORTS INC COM | 700517105 | REIT | 16,815 | $553,000 | thousands by filing date | |
| CHANGYOU COM LTD | 15911M107 | ADS REP CL A | 41,900 | $553,000 | thousands by filing date | |
| BIT MINING LIMITED | 33829R100 | SPON ADR REP A | 50,000 | $553,000 | thousands by filing date | |
| BIT MINING LIMITED | 33829R100 | SPON ADR REP A | 50,000 | $553,000 | thousands by filing date | put |
| LIVANOVA PLC | G5509L101 | SHS | 4,447 | $551,000 | thousands by filing date | |
| ALLETE INC | 018522300 | COM NEW | 7,336 | $550,000 | thousands by filing date | |
| VERINT SYS INC | 92343X100 | COM | 10,928 | $549,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 16,623 | $547,000 | thousands by filing date | |
| PIMCO Investment Grade Co | 72201R817 | INV GRD CRP BD | 5,410 | $544,000 | thousands by filing date | |
| NORTHSTAR REALTY EUROPE CORP | 66706L101 | COM | 38,436 | $543,000 | thousands by filing date | |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 44,476 | $542,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 45,000 | $541,000 | thousands by filing date | |
| MICROSECTORS FANG INDEX -3X INVERSE LEVERAGED ETN | 063679864 | ETF | 20,417 | $541,000 | thousands by filing date | |
| PEGASYSTEMS INC COM | 705573103 | Stock | 8,633 | $540,000 | thousands by filing date | |
| PETMED EXPRESS INC | 716382106 | COM | 16,285 | $537,000 | thousands by filing date | |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 9,593 | $531,000 | thousands by filing date | |
| ACADIA HEALTHCARE COMPANY INC COM | 00404A109 | Stock | 15,078 | $530,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 690370101 | COM | 19,141 | $530,000 | thousands by filing date | |
| SILVERCREST METALS INC | 828363101 | COM | 215,802 | $529,000 | thousands by filing date | |
| RH | 74967X103 | COM | 4,021 | $525,000 | thousands by filing date | |
| CABOT MICROELECTRONICS CORP | 12709P103 | COM | 5,078 | $524,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524888 | INTL SCEQT ETF | 14,639 | $522,000 | thousands by filing date | |
| BELDEN INC COM | 077454106 | Stock | 7,279 | $520,000 | thousands by filing date | |
| PENUMBRA INC COM | 70975L107 | Stock | 3,466 | $519,000 | thousands by filing date | |
| GREENHILL & CO INC COM | 395259104 | Stock | 19,717 | $519,000 | thousands by filing date | |
| BARCLAYS BANK PLC 8.125% P | 06739H362 | ADR PFD SR 5 | 19,954 | $519,000 | thousands by filing date | principal |
| MCBC HLDGS INC | 55276F107 | COM | 14,437 | $519,000 | thousands by filing date | |
| TRUPANION INC | 898202106 | COM | 14,500 | $518,000 | thousands by filing date | put |
| EXTENDED STAY AMER INC | 30224P200 | UNIT 99/99/9999B | 25,623 | $518,000 | thousands by filing date | |
| HERBALIFE LTD | G4412G101 | COM SHS | 9,477 | $517,000 | thousands by filing date | |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 17,637 | $516,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X103 | ST STR EUROP ETF | 15,355 | $516,000 | thousands by filing date | |
| HP INC COM | 40434L105 | Stock | 20,000 | $515,000 | thousands by filing date | call |
| CZR | 127686103 | Stock | 50,000 | $513,000 | thousands by filing date | call |
| LOOP INDS INC | 543518104 | COM | 50,985 | $512,000 | thousands by filing date | |
| REALPAGE INC | 75606N109 | COM | 7,779 | $512,000 | thousands by filing date | |
| HILTON GRAND VACATIONS INC COM | 43283X105 | Stock | 15,454 | $511,000 | thousands by filing date | |
| ITRON INC COM | 465741106 | Stock | 7,967 | $511,000 | thousands by filing date | |
| ANI PHARMACEUTICALS INC | 00182C103 | COM | 9,035 | $511,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V282 | S&P500 EQL TEC | 3,024 | $509,000 | thousands by filing date | |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 55,932 | $507,000 | thousands by filing date | |
| ARK ETF TR | 00214Q104 | INNOVATION ETF | 10,681 | $506,000 | thousands by filing date | |
| ARMSTRONG WORLD INDS INC NEW | 04247X102 | COM | 7,260 | $505,000 | thousands by filing date | |
| UBIQUITI NETWORKS INC | 90347A100 | COM | 5,100 | $504,000 | thousands by filing date | call |
| OUTFRONT MEDIA INC | 69007J106 | COM | 25,168 | $502,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W505 | US MIDCAP DIVID | 13,587 | $501,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 32,817 | $501,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 10,000 | $498,000 | thousands by filing date | call |
| NEVRO CORP | 64157F103 | COM | 8,752 | $498,000 | thousands by filing date | |
| Proshares Short S&P | 74347B425 | COM | 18,250 | $498,000 | thousands by filing date | |
| CARE COM INC | 141633107 | COM | 22,502 | $498,000 | thousands by filing date | |
| FLOOR & DECOR HLDGS INC CL A | 339750101 | Stock | 16,430 | $496,000 | thousands by filing date | |
| DONNELLEY FINL SOLUTIONS INC | 25787G100 | COM | 27,682 | $496,000 | thousands by filing date | |
| ESSENT GROUP LTD COM | G3198U102 | Stock | 11,082 | $491,000 | thousands by filing date | |
| AUTOLUS THERAPEUTICS PLC SPON | 05280R100 | COM | 16,000 | $491,000 | thousands by filing date | |
| KRANESHARES TRUST CSI CHI INTERNET | 500767306 | CSI CHI INTERNET | 10,045 | $490,000 | thousands by filing date | |
| CREDIT ACCEP CORP MICH | 225310101 | COM | 1,120 | $490,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 23,100 | $490,000 | thousands by filing date | put |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 100,597 | $488,000 | thousands by filing date | |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 14,520 | $487,000 | thousands by filing date | |
| BRISTOW GROUP INC | 110394103 | COM | 40,216 | $487,000 | thousands by filing date | |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 100,000 | $485,000 | thousands by filing date | put |
| VANECK ETF TRUST | 92189F486 | IG FLOA RATE ETF | 19,160 | $485,000 | thousands by filing date | |
| KENNAMETAL INC | 489170100 | COM | 11,048 | $480,000 | thousands by filing date | |
| EQUINOR ASA SPONSORED ADR | 29446M102 | ADR | 16,935 | $478,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657101 | COM | 7,949 | $478,000 | thousands by filing date | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 43,069 | $478,000 | thousands by filing date | |
| COPA HOLDINGS SA | P31076105 | CL A | 5,975 | $477,000 | thousands by filing date | |
| ISHARES TR | 464287861 | EUROPE ETF | 10,591 | $477,000 | thousands by filing date | |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 9,000 | $476,000 | thousands by filing date | put |
| ALLEGIANT TRAVEL CO | 01748X102 | COM | 3,754 | $476,000 | thousands by filing date | |
| SALLY BEAUTY HLDGS INC | 79546E104 | COM | 25,821 | $475,000 | thousands by filing date | |
| RETAIL OPPORTUNITY INVESTMENTS | 76131N101 | COMMON STOCK | 25,414 | $474,000 | thousands by filing date | |
| CARVANA CO CL A | 146869102 | Stock | 8,000 | $473,000 | thousands by filing date | put |
| PINNACLE FINANCIAL PARTNERS IN | 72346Q104 | COM | 7,861 | $473,000 | thousands by filing date | |
| GLOBUS MED INC CL A | 379577208 | Stock | 8,299 | $471,000 | thousands by filing date | |
| ISHARES TR MSCI UK ETF NEW | 46435G334 | MSCI UK ETF NEW | 13,755 | $469,000 | thousands by filing date | |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 47,211 | $469,000 | thousands by filing date | |
| SINOPEC SHANGHAI PETROCHEMIC | 82935M109 | SPON ADR H | 7,771 | $469,000 | thousands by filing date | |
| OPTIMUM COMMUNICATIONS INC | 02156K103 | CL A | 25,737 | $467,000 | thousands by filing date | |
| ARES MGMT LP COM SHS REG INT | 04014Y101 | Stock | 20,000 | $464,000 | thousands by filing date | |
| WELLS FARGO & CO | 949746804 | PERP PFD CNV A | 358 | $462,000 | thousands by filing date | principal |
| COHERENT INC | 192479103 | COM | 2,675 | $461,000 | thousands by filing date | |
| NICOLET BANKSHARES INC | 65406E102 | COM | 8,435 | $460,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V837 | DORSEY WRIGHT MO | 7,713 | $459,000 | thousands by filing date | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 16,153 | $459,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 216,800 | $459,000 | thousands by filing date | call |
| LAKEFRONT BIOTHERAPEUTICS NV | 36315X101 | SPON ADR | 4,070 | $458,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A581 | ST STR SP HCEQ | 5,203 | $457,000 | thousands by filing date | |
| GILDAN ACTIVEWEAR INC COM | 375916103 | Stock | 15,000 | $456,000 | thousands by filing date | put |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 62,320 | $456,000 | thousands by filing date | |
| FIRST LONG IS CORP | 320734106 | COM | 20,967 | $456,000 | thousands by filing date | |
| OPTIMUM COMMUNICATIONS INC | 02156K103 | CL A | 25,000 | $454,000 | thousands by filing date | put |
| TETRA TECH INC NEW | 88162G103 | COM | 6,628 | $453,000 | thousands by filing date | |
| H2O AMERICA | 784305104 | COM | 7,364 | $450,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 57,169 | $449,000 | thousands by filing date | |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 38,700 | $449,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 690370101 | COM | 16,100 | $446,000 | thousands by filing date | put |
| EMERGE ENERGY SVCS LP | 29102H108 | COM REP PARTN | 111,700 | $445,000 | thousands by filing date | |
| EMERGE ENERGY SVCS LP | 29102H108 | COM REP PARTN | 111,600 | $445,000 | thousands by filing date | put |
| VANGUARD WORLD FD | 92204A405 | FINANCIALS ETF | 6,396 | $444,000 | thousands by filing date | |
| HAWAIIAN ELEC INDS INC MTN B | 419870100 | COM | 12,468 | $444,000 | thousands by filing date | |
| DIAMONDROCK HOSPITALITY CO | 252784301 | COM | 37,925 | $443,000 | thousands by filing date | |
| ALTABA INC | 021346101 | COM | 6,500 | $443,000 | thousands by filing date | call |
| ISHARES INC | 464286582 | MSCI JAPN SMCETF | 5,652 | $441,000 | thousands by filing date | |
| AXOSFINLINC | 05465C100 | STOK | 12,807 | $440,000 | thousands by filing date | |
| High Templar Tech Limit | 747798106 | COM | 84,300 | $439,000 | thousands by filing date | put |
| ABRDN HEALTHCARE OPPORTUNITI | 879105104 | SHS | 23,300 | $437,000 | thousands by filing date | |
| ALUMINUM CORP CHINA LTD | 022276109 | SPON ADR H SHS | 39,313 | $436,000 | thousands by filing date | |
| REXFORD INDL RLTY INC COM | 76169C100 | REIT | 13,594 | $435,000 | thousands by filing date | |
| BANK OZK LITTLE ROCK ARK COM | 06417N103 | Stock | 11,458 | $434,000 | thousands by filing date | |
| CARVANA CO CL A | 146869102 | Stock | 7,322 | $433,000 | thousands by filing date | |
| ORMAT TECHNOLOGIES INC | 686688102 | COM | 8,004 | $433,000 | thousands by filing date | |
| CHOICE HOTELS INTL INC | 169905106 | COM | 5,173 | $431,000 | thousands by filing date | |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 38,326 | $430,000 | thousands by filing date | |
| PBF LOGISTICS LP | 69318Q104 | UNIT LTD PTNR | 19,950 | $430,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 5,000 | $428,000 | thousands by filing date | put |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 5,000 | $428,000 | thousands by filing date | call |
| AXCELIS TECHNOLOGIES INC | 054540208 | COM NEW | 21,815 | $428,000 | thousands by filing date | |
| BLACK STONE MINERALS L P | 09225M101 | COM UNIT | 23,500 | $428,000 | thousands by filing date | |
| Canadian $ ETF | 46138T104 | ETF | 5,600 | $428,000 | thousands by filing date | |
| DONNELLEY R R & SONS CO | 257867200 | COM | 77,903 | $421,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 219,190 | $420,000 | thousands by filing date | |
| ATRION CORPORATION | 049904105 | COMMON STOCK | 601 | $418,000 | thousands by filing date | |
| EXTRACTION OIL AND GAS INC | 30227M105 | COM | 37,000 | $418,000 | thousands by filing date | call |
| KITE REALTY GROUP TRUST COM NEW | 49803T300 | REIT | 24,960 | $416,000 | thousands by filing date | |
| ZUMIEZ INC | 989817101 | COMMON STOCK | 15,835 | $416,000 | thousands by filing date | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 17,200 | $415,000 | thousands by filing date | put |
| SENSIENT TECHNOLOGIES CORP | 81725T100 | COM | 5,388 | $412,000 | thousands by filing date | |
| FORUM ENERGY TECHNOLOGIES | 34984V100 | COMMON STOCK | 39,393 | $408,000 | thousands by filing date | |
| ISHARES TR | 464288836 | U.S. PHARMA ETF | 2,427 | $407,000 | thousands by filing date | |
| AGIOS PHARMACEUTICALS INC | 00847X104 | COM | 5,257 | $405,000 | thousands by filing date | |
| HOSPITALITY PROPERTIES TRUST | 44106M102 | COM SH BEN INT | 14,011 | $404,000 | thousands by filing date | |
| WORKIVA INC COM CL A | 98139A105 | Stock | 10,187 | $403,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 62,243 | $403,000 | thousands by filing date | |
| SIGNET JEWELERS LTD SHS | G81276100 | Stock | 6,086 | $402,000 | thousands by filing date | |
| TIDEWATER INC NEW COM | 88642R109 | Stock | 12,819 | $400,000 | thousands by filing date | |
| MATERION CORP | 576690101 | COM | 6,626 | $400,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E302 | DJ INTERNT IDX | 2,812 | $398,000 | thousands by filing date | |
| LHC GROUP | 50187A107 | COM | 3,864 | $398,000 | thousands by filing date | |
| VALVOLINE INC COM | 92047W101 | Stock | 18,333 | $394,000 | thousands by filing date | |
| INGEVITY CORP COM | 45688C107 | Stock | 3,817 | $389,000 | thousands by filing date | |
| EMPIRE ST RLTY OP L P | 292102100 | UNIT LTD PRTNSP | 23,296 | $389,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 12,750 | $388,000 | thousands by filing date | |
| NUVASIVE INC | 670704105 | COM | 5,441 | $386,000 | thousands by filing date | |
| PERSPECTA INC | 715347100 | COM | 15,026 | $386,000 | thousands by filing date | |
| ROYAL BANK SCOTLAND GRP PLC 6.6% PFD SER B | 780097739 | PFD | 15,189 | $386,000 | thousands by filing date | principal |
| NATIONAL PRESTO INDS INC | 637215104 | COMMON STOCK | 2,960 | $384,000 | thousands by filing date | |
| Vanguard Short-Term Treasury ETF | 92206C102 | SHS | 6,413 | $383,000 | thousands by filing date | |
| TORTOISE MIDSTRM ENERGY FD I | 89148B101 | COM | 23,792 | $383,000 | thousands by filing date | |
| LIBERTY BROADBAND CORP | 530307305 | COM SER C | 4,542 | $382,000 | thousands by filing date | |
| SPDR S&P Aerospace & Defense ETF | 78464A631 | SHS | 3,828 | $381,000 | thousands by filing date | |
| IBERIABANK CORP | 450828108 | COM | 4,680 | $381,000 | thousands by filing date | |
| CHEETAH MOBILE INC SPONSORED ADS | 163075104 | ADR | 38,782 | $381,000 | thousands by filing date | |
| IMV INC | 44974L103 | COM | 64,122 | $381,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 70,833 | $380,000 | thousands by filing date | |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 7,817 | $378,000 | thousands by filing date | |
| PLAINS GP HLDGS L P | 72651A207 | LTD PARTNR INT A | 15,400 | $378,000 | thousands by filing date | call |
| CENTRAL SECURITIES CORP | 155123102 | COM | 12,804 | $378,000 | thousands by filing date | |
| EXPONENT INC | 30214U102 | COM | 7,034 | $377,000 | thousands by filing date | |
| BRADY CORP | 104674106 | CL A | 8,580 | $376,000 | thousands by filing date | |
| BJS RESTAURANTS INC | 09180C106 | COM | 5,197 | $375,000 | thousands by filing date | |
| FULLER H B CO COM | 359694106 | Stock | 7,244 | $374,000 | thousands by filing date | |
| NUVEEN ENERGY MLP TOTL RTRNF | 67074U103 | COM | 33,675 | $373,000 | thousands by filing date | |
| MALIBU BOATS INC A | 56117J100 | COMMON STOCK | 6,790 | $372,000 | thousands by filing date | |
| CERUS CORP | 157085101 | COM | 51,454 | $371,000 | thousands by filing date | |
| UMB FINL CORP | 902788108 | COM | 5,241 | $371,000 | thousands by filing date | |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 26,486 | $370,000 | thousands by filing date | |
| SODASTREAM INTERNATIONAL | M9068E105 | LTD | 2,581 | $370,000 | thousands by filing date | |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 80,997 | $370,000 | thousands by filing date | |
| ENSTAR GROUP LIMITED | G3075P101 | SHS | 1,770 | $369,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 34,332 | $367,000 | thousands by filing date | |
| BOINGO WIRELESS INC | 09739C102 | COM | 10,523 | $367,000 | thousands by filing date | |
| ASIA PAC FD INC | 044901106 | COM | 27,208 | $367,000 | thousands by filing date | |
| ECHOSTAR CORP | 278768106 | CL A | 7,888 | $366,000 | thousands by filing date | |
| MEDIFAST INC | 58470H101 | COM | 1,653 | $366,000 | thousands by filing date | |
| VERADIGM INC | 01988P108 | COMMON STOCK | 25,723 | $366,000 | thousands by filing date | |
| BLACKROCK ENHANCED LARGE CAP | 09256A109 | COM | 21,211 | $365,000 | thousands by filing date | |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 44,040 | $365,000 | thousands by filing date | |
| WAGEWORKS INC | 930427109 | COM | 8,559 | $365,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222104 | COM | 21,107 | $364,000 | thousands by filing date | |
| TELEDYNE TECHNOLOGIES INC COM | 879360105 | Stock | 1,471 | $363,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A532 | STATE STREET SPD | 5,395 | $362,000 | thousands by filing date | |
| LEISURE ACQUISITION CORP | 52539T107 | COM | 36,960 | $360,000 | thousands by filing date | |
| ALGONQUIN POWER & UTILITIES CO COM | 015857105 | Stock | 34,600 | $358,000 | thousands by filing date | call |
| CHINA SOUTHN AIRLS LTD | 169409109 | SPON ADR CL H | 11,161 | $358,000 | thousands by filing date | |
| FRESHPET INC COM | 358039105 | Stock | 9,721 | $357,000 | thousands by filing date | |
| Cyber Security ETF | 26924G201 | Common | 8,915 | $357,000 | thousands by filing date | |
| SUPERVALU INC | 868536301 | COM NEW | 11,107 | $357,000 | thousands by filing date | |
| GROUP 1 AUTOMOTIVE INC COM | 398905109 | Stock | 5,481 | $356,000 | thousands by filing date | |
| LTC PPTYS INC COM | 502175102 | REIT | 8,082 | $356,000 | thousands by filing date | |
| FLEXION THERAPEUTICS INC | 33938J106 | COM | 19,000 | $355,000 | thousands by filing date | put |
| HALCON RES CORP | 40537Q605 | COM PAR NEW | 79,356 | $355,000 | thousands by filing date | |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 6,308 | $354,000 | thousands by filing date | |
| RAYONIER INC COM | 754907103 | REIT | 10,461 | $354,000 | thousands by filing date | |
| iShares Core S&P U.S. Value ETF | 464287663 | SHS | 6,263 | $353,000 | thousands by filing date | |
| ANIXTER INTL INC | 035290105 | COM | 5,011 | $352,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X176 | TECH ALPHADEX | 5,521 | $351,000 | thousands by filing date | |
| TAILORED BRANDS INC | 87403A107 | COM | 13,925 | $351,000 | thousands by filing date | |
| CARS COM INC | 14575E105 | COM | 12,697 | $350,000 | thousands by filing date | |
| METHODE ELECTRONICS INC | 591520200 | COMMON STOCK | 9,701 | $350,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L407 | MORNSTAR UPSTR | 10,303 | $349,000 | thousands by filing date | |
| Surmodics Inc | 868873100 | Common Stock | 4,679 | $349,000 | thousands by filing date | |
| KOPPERS HOLDINGS INC | 50060P106 | COM | 11,184 | $348,000 | thousands by filing date | |
| VERIS RESIDENTIAL INC | 554489104 | COM | 16,411 | $348,000 | thousands by filing date | |
| MSA SAFETY INC COM | 553498106 | Stock | 3,227 | $344,000 | thousands by filing date | |
| WEYCO GROUP INC COM | 962149100 | Stock | 9,767 | $343,000 | thousands by filing date | |
| PDC ENERGY INC | 69327R101 | COM | 7,000 | $343,000 | thousands by filing date | call |
| TACTILE SYSTEMS TECHNOLOGY I | 87357P100 | COMMON STOCK | 4,825 | $343,000 | thousands by filing date | |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 72,336 | $343,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 32,000 | $342,000 | thousands by filing date | put |
| INVESCO EXCH TRADED FD TR II | 46138E628 | KBW BK ETF | 6,309 | $341,000 | thousands by filing date | |
| FIRST WESTERN FINANCIAL INC | 33751L105 | COMMON STOCK | 19,514 | $341,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-18-009876 | this filing | 2018-10-12 | acceptance time not in the bulk data set |