13F-HR filed by BANK OF MONTREAL /CAN/
BANK OF MONTREAL /CAN/ filed this 13F-HR for the quarter ended 2018-09-30, filed 2018-10-12, with 4,789 holding rows worth $127,655,942,000.
- Accession
- 0000950123-18-009876
- Filer
- CIK 927971
- Filed
- 2018-10-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2018
A holdings report, 16,410 entries on the cover page, a total value of $127,655,942,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $127,655,942,000 with VALUE read as thousands by filing date, 13F file number 028-07640. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBMO HARRIS BANK N.A.
- included managerBMO ASSET MANAGEMENT CORP.
- included managerSTOKER OSTLER WEALTH ADVISORS, INC.
- included managerBMO NESBITT BURNS INC.
- included managerBMO PRIVATE INVESTMENT COUNSEL INC.
- included managerBMO ASSET MANAGEMENT INC.
- included managerF&C ASSET MANAGEMENT
- included managerBMO HARRIS FINANCIAL ADVISORS, INC.
- included managerCTC MYCFO
- included managerBANK OF MONTREAL IRELAND P.L.C.
- included managerPYRFORD INTERNATIONAL LIMITED
- included managerBMO CAPITAL MARKETS CORP.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| INVESCO EXCH TRADED FD TR II | 46138E156 | S&P SMLCP FINL | 132 | $8,000 | thousands by filing date | |
| TETRAPHASE PHARMACEUTICALS INC | 88165N105 | COMMON STOCK | 2,902 | $8,000 | thousands by filing date | |
| TILE SHOP HLDGS INC | 88677Q109 | COMMON STOCK | 1,125 | $8,000 | thousands by filing date | |
| INVESTMENT TECHNOLOGY GROUP | 46145F105 | COMMON STOCK | 370 | $8,000 | thousands by filing date | |
| SOL GEL TECHNOLOGIES | M8694L103 | SHS | 1,000 | $8,000 | thousands by filing date | |
| G1 THERAPEUTICS INC | 3621LQ109 | COM | 144 | $8,000 | thousands by filing date | |
| RADIUS HEALTH INC | 750469207 | COM NEW | 466 | $8,000 | thousands by filing date | |
| ACACIA COMMUNICATIONS INC | 00401C108 | COM | 189 | $8,000 | thousands by filing date | |
| FIESTA RESTAURANT GROUP INC | 31660B101 | COM | 303 | $8,000 | thousands by filing date | |
| BRAINSTORM CELL THERAPEUTICS | 10501E201 | COM | 2,000 | $8,000 | thousands by filing date | |
| ENDOCYTE INC | 29269A102 | COM | 449 | $8,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 4,000 | $8,000 | thousands by filing date | put |
| GOLDEN MINERALS COMPANY | 381119106 | COM | 37,250 | $8,000 | thousands by filing date | |
| PACIFIC MERCANTILE BANCORP | 694552100 | COM | 845 | $8,000 | thousands by filing date | |
| SIENTRA INC | 82621J105 | COM | 341 | $8,000 | thousands by filing date | |
| ULTRA PETROLEUM CORP | 903914208 | COM NEW | 7,357 | $8,000 | thousands by filing date | |
| SOCIAL CAP HEDOSOPHIA HLDGS | G8250R111 | UNIT 99/99/9999 | 800 | $8,000 | thousands by filing date | |
| FORESCOUT TECHNOLOGIES INC | 34553D101 | COM | 208 | $8,000 | thousands by filing date | |
| UNITED FINL BANCORP INC NEW | 910304104 | COM | 483 | $8,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 2,500 | $7,000 | thousands by filing date | put |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 541 | $7,000 | thousands by filing date | |
| MESA LABS INC COM | 59064R109 | Stock | 40 | $7,000 | thousands by filing date | |
| DENALI THERAPEUTICS INC COM | 24823R105 | Stock | 315 | $7,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 4,097 | $7,000 | thousands by filing date | |
| ACLARIS THERAPEUTICS INC COM | 00461U105 | Stock | 480 | $7,000 | thousands by filing date | |
| NEOGENOMICS INC | 64049M209 | COM NEW | 438 | $7,000 | thousands by filing date | |
| CAREDX INC | 14167L103 | COM | 230 | $7,000 | thousands by filing date | |
| AMERICAN SUPERCONDUCTOR CORP | 030111207 | SHS NEW | 1,000 | $7,000 | thousands by filing date | |
| CRA INTL INC | 12618T105 | COM | 124 | $7,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092303 | CONSMR STAPLES | 200 | $7,000 | thousands by filing date | |
| ISHARES INC | 464286749 | MSCI SWITZERLAND | 200 | $7,000 | thousands by filing date | |
| ISHARES INC | 464286475 | EM MKT SM-CP ETF | 160 | $7,000 | thousands by filing date | |
| MGP INGREDIENTS INC NEW | 55303J106 | COM | 91 | $7,000 | thousands by filing date | |
| MIRATI THERAPEUTICS INC | 60468T105 | COM | 139 | $7,000 | thousands by filing date | |
| TEMPLETON EMERGING MARKETS FUN | 880191101 | COM | 500 | $7,000 | thousands by filing date | |
| BROOKFIELD REAL ASSETS INCOM | 112830104 | SHS BEN INT | 305 | $7,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 889 | $7,000 | thousands by filing date | |
| SUPERIOR GROUP OF COS INC | 868358102 | COMMON STOCK | 393 | $7,000 | thousands by filing date | |
| INVESCO RAFI DEVELOPED MARKETS EX-U.S. SMALL-MID ETF | 46138E735 | ETF | 200 | $7,000 | thousands by filing date | |
| SPARK ENERGY INC | 846511103 | CL A COM | 758 | $7,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE DYNAMIC | 33848W106 | SHS | 323 | $7,000 | thousands by filing date | |
| Mexico Fund Inc/The | 592835102 | COM | 446 | $7,000 | thousands by filing date | |
| SENDGRID INC | 816883102 | COM | 200 | $7,000 | thousands by filing date | |
| BRIGHTSPHERE INVESTMENT GROUP | G1644T109 | COMMON STOCK-FO | 553 | $7,000 | thousands by filing date | |
| CYMABAY THERAPEUTICS INC | 23257D103 | COM | 596 | $7,000 | thousands by filing date | |
| ORCHID IS CAP INC | 68571X103 | COM | 893 | $7,000 | thousands by filing date | |
| OTONOMY INC | 68906L105 | COM | 2,508 | $7,000 | thousands by filing date | |
| R1 RCM INC | 749397105 | COM | 711 | $7,000 | thousands by filing date | |
| FRONT YD RESIDENTIAL CORP | 35904G107 | COM | 631 | $7,000 | thousands by filing date | |
| AMERICAN RENAL ASSOCIATES HO | 029227105 | COM | 341 | $7,000 | thousands by filing date | |
| COVIA HLDGS CORP | 22305A103 | COM | 746 | $7,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887208 | PFD SHS CONV A | 100 | $7,000 | thousands by filing date | principal |
| IRSA PROPIEDADES COMERCIALES | 463588103 | SPONSORED ADR | 294 | $7,000 | thousands by filing date | |
| PROTAGONIST THERAPEUTICS | 74366E102 | COM | 618 | $6,000 | thousands by filing date | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 3,549 | $6,000 | thousands by filing date | |
| PC CONNECTION INC | 69318J100 | COM | 159 | $6,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 550 | $6,000 | thousands by filing date | |
| DORIAN LPG LTD | Y2106R110 | SHS USD | 681 | $6,000 | thousands by filing date | |
| COHERUS ONCOLOGY INC | 19249H103 | COM | 359 | $6,000 | thousands by filing date | |
| CSW INDUSTRIALS INC | 126402106 | COM | 107 | $6,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 474 | $6,000 | thousands by filing date | |
| MACROGENICS INC | 556099109 | COM | 271 | $6,000 | thousands by filing date | |
| A10 NETWORKS INC | 002121101 | COM | 1,036 | $6,000 | thousands by filing date | |
| FOCUS FINANCIAL PARTNERS INC. | 34417P100 | COM CL A | 130 | $6,000 | thousands by filing date | |
| ARMOUR RESIDENTIAL REIT INC | 042315507 | COM NEW | 288 | $6,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W606 | IT RT HDG HGYL | 69 | $6,000 | thousands by filing date | |
| BROOKFIELD GLOBL LISTED INFR | 11273Q109 | COM SHS | 520 | $6,000 | thousands by filing date | |
| LANDS END INC | 51509F105 | COMMON STOCK | 368 | $6,000 | thousands by filing date | |
| FIRST BANCORP INC ME | 31866P102 | COMMON STOCK | 208 | $6,000 | thousands by filing date | |
| CYTOMX THERAPEUTICS INC | 23284F105 | COMMON STOCK | 307 | $6,000 | thousands by filing date | |
| NACCO INDUSTRIES INC CLASS A | 629579103 | COM | 189 | $6,000 | thousands by filing date | |
| INVESCO TR II ETF S&P INTL DEV LOW LOW VOLATILITY | 46138E230 | ETF | 180 | $6,000 | thousands by filing date | |
| KARYOPHARM THERAPEUTICS INC | 48576U106 | COM | 335 | $6,000 | thousands by filing date | |
| DIGIMARC CORP NEW COM | 25381B101 | COM | 201 | $6,000 | thousands by filing date | |
| SPIRIT MTA REIT | 84861U105 | COM SHS BEN IN | 548 | $6,000 | thousands by filing date | |
| DENNYS CORP | 24869P104 | COM | 428 | $6,000 | thousands by filing date | |
| CIVITAS SOLUTIONS INC | 17887R102 | COM | 389 | $6,000 | thousands by filing date | |
| BANKFINANCIAL CORP | 06643P104 | COM | 391 | $6,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06746P522 | FUND | 133 | $6,000 | thousands by filing date | |
| CORENERGY INFRASTRUCTURE TR | 21870U502 | TRUS | 143 | $6,000 | thousands by filing date | |
| NCI BUILDING SYSTEMS INC | 628852204 | COM | 459 | $6,000 | thousands by filing date | |
| HOUSTON WIRE & CABLE CO | 44244K109 | COM | 727 | $6,000 | thousands by filing date | |
| DYNEX CAP INC | 26817Q506 | COM NEW | 1,041 | $6,000 | thousands by filing date | |
| SPDR SERIES TRUST OILGAS EQUIP | 78464A748 | COM | 330 | $6,000 | thousands by filing date | |
| GLOBAL EAGLE ENTERTAINMENT I | 37951D102 | COM | 2,037 | $6,000 | thousands by filing date | |
| SYSTEMAX INC | 871851101 | COM | 171 | $6,000 | thousands by filing date | |
| WISDOMTREE TRUST | 97717W828 | ASIA PAC EXJP FD | 83 | $6,000 | thousands by filing date | |
| Attunity Ltd | M15332121 | SHS NEW | 300 | $6,000 | thousands by filing date | |
| NEW SR INVT GROUP INC | 648691103 | COM | 988 | $6,000 | thousands by filing date | |
| AMERICAS SILVER CORP | 03063L705 | COM NEW | 2,430 | $6,000 | thousands by filing date | |
| FUELCELL ENERGY INC | 35952H502 | COM NEW | 5,715 | $6,000 | thousands by filing date | |
| WESTWATER RES INC | 961684107 | COM | 30,000 | $6,000 | thousands by filing date | |
| AURYN RES INC | 05208W108 | COM | 5,894 | $6,000 | thousands by filing date | |
| DDR CORP | 23317H854 | COM | 444 | $6,000 | thousands by filing date | |
| HUDSON LTD | G46408103 | COM CL A | 275 | $6,000 | thousands by filing date | |
| SUTHERLAND ASSET MGMT CORP M | 86933G105 | COM | 378 | $6,000 | thousands by filing date | |
| KEY ENERGY SVCS INC DEL | 49309J103 | COM | 531 | $6,000 | thousands by filing date | |
| MEDLEY MANAGEMENT INC | 58503T106 | EQUITY | 1,125 | $6,000 | thousands by filing date | |
| COLUMBIA ETF TR I | 19762B889 | I INDIA SML CP ETF | 400 | $6,000 | thousands by filing date | |
| SEA LTD | 81141R100 | SPONSORD ADS | 381 | $5,000 | thousands by filing date | |
| STERLING INFRASTRUCTURE INC COM | 859241101 | Stock | 334 | $5,000 | thousands by filing date | |
| ALEXANDERS INC COM | 014752109 | REIT | 15 | $5,000 | thousands by filing date | |
| TPG RE FIN TR INC COM | 87266M107 | REIT | 243 | $5,000 | thousands by filing date | |
| NATERA INC COM | 632307104 | Stock | 227 | $5,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733B100 | WTR ETF | 100 | $5,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W307 | US LARGECAP DIVD | 50 | $5,000 | thousands by filing date | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 465 | $5,000 | thousands by filing date | |
| CLEARWAY ENERGY INC-CLASS A NE | 18539C105 | CL A | 241 | $5,000 | thousands by filing date | |
| AMERICA MOVIL SAB DE CV | 02364W204 | SPONSORED ADR | 300 | $5,000 | thousands by filing date | |
| LSB INDS INC | 502160104 | COM | 586 | $5,000 | thousands by filing date | |
| Invesco KBW Premium Yield | 46138E594 | KBW PREM YIELD | 149 | $5,000 | thousands by filing date | |
| VERITEX HLDGS INC | 923451108 | COM | 161 | $5,000 | thousands by filing date | |
| DICERNA PHARMACEUTICALS INC | 253031108 | COM | 314 | $5,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 1,344 | $5,000 | thousands by filing date | |
| TORTOISE ENERGY INDEPENDENC | 89148K101 | COM | 383 | $5,000 | thousands by filing date | |
| HORIZON BANCORP IND | 440407104 | COM | 256 | $5,000 | thousands by filing date | |
| ORIGIN BANCORP INC | 68621T102 | COMMON STOCK | 121 | $5,000 | thousands by filing date | |
| MOTORCAR PARTS OF AMERICA IN | 620071100 | COMMON STOCK | 199 | $5,000 | thousands by filing date | |
| CALEDONIA MINING CORP PLC | G1757E113 | COMMON STOCK | 800 | $5,000 | thousands by filing date | |
| MARCUS MILLICHAP INC | 566324109 | COMMON STOCK | 134 | $5,000 | thousands by filing date | |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 5,491 | $5,000 | thousands by filing date | |
| INVESCO FUNDAMENTAL INVESTMENT GRADE CORPORATE BOND ETF | 46138E693 | ETF | 200 | $5,000 | thousands by filing date | |
| FIVE POINT HOLDINGS LLC | 33833Q106 | COM CL A | 500 | $5,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W323 | CMN | 210 | $5,000 | thousands by filing date | |
| FIRSTHAND TECHNOLOGY VALUE F | 33766Y100 | COM | 308 | $5,000 | thousands by filing date | |
| TELENAV INC | 879455103 | COMMON STOCK | 961 | $5,000 | thousands by filing date | |
| INVESTORS REAL ESTATE TRUST | 461730103 | COMMON STOCK | 843 | $5,000 | thousands by filing date | |
| HANGER INC | 41043F208 | COMMON STOCK | 260 | $5,000 | thousands by filing date | |
| NOVAVAX INC | 670002104 | COMMON STOCK | 2,631 | $5,000 | thousands by filing date | |
| Viewra, Inc | 92672L107 | COM | 547 | $5,000 | thousands by filing date | |
| MAIDEN HOLDINGS LTD | G5753U112 | SHS | 1,863 | $5,000 | thousands by filing date | |
| GULF IS FABRICATION INC | 402307102 | COM | 501 | $5,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229706 | COM A BRAVES GRP | 170 | $5,000 | thousands by filing date | |
| PIONEER ENERGY SVCS CORP | 723664108 | COM | 1,477 | $5,000 | thousands by filing date | |
| ESSA BANCORP INC COM | 29667D104 | Stock | 318 | $5,000 | thousands by filing date | |
| ORBCOMM INC | 68555P100 | COM | 505 | $5,000 | thousands by filing date | |
| BSB BANCORP INC MD | 05573H108 | COM | 150 | $5,000 | thousands by filing date | |
| CLOUD PEAK ENERGY INC | 18911Q102 | COM | 2,242 | $5,000 | thousands by filing date | |
| ERA GROUP INC | 26885G109 | COM | 381 | $5,000 | thousands by filing date | |
| DEL FRISCOS RESTAURANT GROUP | 245077102 | COM | 623 | $5,000 | thousands by filing date | |
| LADENBURG THALMANN FINANCIAL | 50575Q102 | COM | 1,700 | $5,000 | thousands by filing date | |
| ATHENEX INC | 04685N103 | COM | 304 | $5,000 | thousands by filing date | |
| CBTX INC | 12481V104 | COM | 129 | $5,000 | thousands by filing date | |
| DAVIDSTEA INC | 238661102 | COM | 1,790 | $5,000 | thousands by filing date | |
| FUELCELL ENERGY INC | 35952H502 | COM NEW | 5,100 | $5,000 | thousands by filing date | put |
| PROTECTIVE INSURANCE CORP- B | 74368l203 | COM | 191 | $5,000 | thousands by filing date | |
| ENTEGRA FINL CORP | 29363J108 | COM | 204 | $5,000 | thousands by filing date | |
| BANK OF MONTREAL | 063679104 | ETN LKD 36 | 92 | $5,000 | thousands by filing date | |
| ZSCALERINC | 98980G102 | STOK | 96 | $4,000 | thousands by filing date | |
| ASE TECHNOLOGY HLDG CO LTD SPONSORED ADS | 00215W100 | ADR | 813 | $4,000 | thousands by filing date | |
| SHINHAN FINANCIAL GROUP CO LTD SPN ADR RESTRD | 824596100 | ADR | 100 | $4,000 | thousands by filing date | |
| KB FINL GROUP INC SPONSORED ADR | 48241A105 | ADR | 89 | $4,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 300 | $4,000 | thousands by filing date | |
| DAKTRONICS INC | 234264109 | COM | 460 | $4,000 | thousands by filing date | |
| ROCKET PHARMACEUTICALS INC | 77313F106 | COM | 144 | $4,000 | thousands by filing date | |
| CHAMPION HOMES INC | 830830105 | COM | 130 | $4,000 | thousands by filing date | |
| UMH PPTYS INC | 903002103 | COM | 230 | $4,000 | thousands by filing date | |
| CALAMOS DY COM NPV | 12811V105 | COM | 200 | $4,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X772 | S&P INTL ETF | 103 | $4,000 | thousands by filing date | |
| APELLIS PHARMACEUTICALS INC | 03753U106 | COM | 249 | $4,000 | thousands by filing date | |
| BUILD-A-BEAR WORKSHOP INC | 120076104 | COM | 400 | $4,000 | thousands by filing date | |
| HAMILTON BEACH BRAND A | 40701T104 | COMMON STOCK | 196 | $4,000 | thousands by filing date | |
| HOMETRUST BANCSHARES INC | 437872104 | COMMON STOCK | 121 | $4,000 | thousands by filing date | |
| QCR HOLDINGS INC | 74727A104 | COMMON STOCK | 90 | $4,000 | thousands by filing date | |
| NLI HOLDINGS INC | 629156407 | COMMON STOCK | 692 | $4,000 | thousands by filing date | |
| BOSTON OMAHA CORP CL A | 101044105 | COMMON STOCK | 130 | $4,000 | thousands by filing date | |
| CAPITAL CITY BANK GROUP INC | 139674105 | COMMON STOCK | 175 | $4,000 | thousands by filing date | |
| EQUITY BANCSHARES INC CL A | 29460X109 | COMMON STOCK | 92 | $4,000 | thousands by filing date | |
| DMC GLOBAL INC | 23291C103 | COM | 99 | $4,000 | thousands by filing date | |
| SMART SAND INC | 83191H107 | COM | 832 | $4,000 | thousands by filing date | |
| TILLYS INC | 886885102 | CL A | 181 | $4,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25490K596 | DAIL HO SUPP ETF | 100 | $4,000 | thousands by filing date | |
| GRUPO SUPERVIELLE S.A. | 40054A108 | CMN | 464 | $4,000 | thousands by filing date | |
| ISHARES TR | 46432F875 | MRNGSTR INC ETF | 150 | $4,000 | thousands by filing date | |
| EVERI HLDGS INC | 30034T103 | COM | 451 | $4,000 | thousands by filing date | |
| Diamond Hill Investment Group Inc | 25264R207 | Common Stock | 23 | $4,000 | thousands by filing date | |
| First Foundation Inc | 32026V104 | Common Stock | 263 | $4,000 | thousands by filing date | |
| WINDSTREAM HLDGS INC | 97382A309 | COM PAR | 762 | $4,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 229 | $4,000 | thousands by filing date | |
| TEEKAY OFFSHORE PARTNERS LP | Y8565J101 | COMMON STOCK | 1,600 | $4,000 | thousands by filing date | |
| ZION OIL & GAS INC | 989696109 | COM | 3,100 | $4,000 | thousands by filing date | put |
| SOLID BIOSCIENCES INC COM NEW | 83422E105 | Stock | 84 | $4,000 | thousands by filing date | |
| TITAN MED INC | 88830X819 | COM | 2,186 | $4,000 | thousands by filing date | |
| EPIZYME INC | 29428V104 | COM | 361 | $4,000 | thousands by filing date | |
| K12 INC | 48273U102 | COM | 253 | $4,000 | thousands by filing date | |
| ARQULE INC | 04269E107 | COM | 749 | $4,000 | thousands by filing date | |
| AG MTG INVT TR INC | 001228105 | COM | 194 | $4,000 | thousands by filing date | |
| PROGENICS PHARMACEUTICALS IN | 743187106 | COM | 583 | $4,000 | thousands by filing date | |
| Etfs Phys Platinum Etf | 26922V101 | SH BEN INT | 50 | $4,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 928 | $4,000 | thousands by filing date | |
| FIRST CONNECTICUT BANCORP | 319850103 | COM | 137 | $4,000 | thousands by filing date | |
| STATE AUTO FINANCIAL CORP | 855707105 | COM | 115 | $4,000 | thousands by filing date | |
| QAD INC-A | 74727D306 | CL A | 71 | $4,000 | thousands by filing date | |
| POINTER TELOCATION LTD | M7946T104 | SHS | 300 | $4,000 | thousands by filing date | |
| U.S. AUTO PARTS NETWORK INC | 90343C100 | COM | 2,538 | $4,000 | thousands by filing date | |
| NUVEEN MICH QUALITY INCOME MUN FD INC | 670979103 | CEF | 328 | $4,000 | thousands by filing date | |
| UBS AG JERSEY BRH | 902641679 | DJ COMMD ETN39 | 265 | $4,000 | thousands by filing date | |
| NII HLDGS INC COM PAR $0.001 | 62913F508 | CS | 613 | $4,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E164 | S&P SMLCP ENGY | 250 | $4,000 | thousands by filing date | |
| ARDAGH GROUP S A | L0223L101 | COM | 225 | $4,000 | thousands by filing date | |
| FTD COS INC | 30281V108 | COM | 1,686 | $4,000 | thousands by filing date | |
| ELOXX PHARMACEUTICALS INC | 29014R103 | COM | 215 | $4,000 | thousands by filing date | |
| WILLSCOT CORP | 971375126 | COM | 248 | $4,000 | thousands by filing date | |
| NANTHEALTH INC | 630104107 | CMN | 2,517 | $4,000 | thousands by filing date | |
| KINDRED BIOSCIENCES INC COM | 494577109 | Stock | 254 | $4,000 | thousands by filing date | |
| TRECORA RES | 894648104 | COM | 252 | $4,000 | thousands by filing date | |
| NEOS THERAPEUTICS INC | 64052L106 | COM | 996 | $4,000 | thousands by filing date | |
| HUNT COS FIN TR INC | 44558T100 | COM | 1,000 | $4,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC | 854502887 | UNIT 05/15/2020 | 40 | $4,000 | thousands by filing date | principal |
| LIFECOREBIOMEDICALINC | 514766104 | STOK | 186 | $3,000 | thousands by filing date | |
| INTERNATIONAL SEAWAYS INC COM | Y41053102 | Stock | 157 | $3,000 | thousands by filing date | |
| OIL DRI CORP AMER COM | 677864100 | Stock | 75 | $3,000 | thousands by filing date | |
| ESSENTIAL PPTYS RLTY TR INC COM | 29670E107 | REIT | 246 | $3,000 | thousands by filing date | |
| KURA ONCOLOGY INC COM | 50127T109 | Stock | 195 | $3,000 | thousands by filing date | |
| COCA-COLA FEMSA SAB DE CV SPONS ADS REP | 191241108 | ADR | 52 | $3,000 | thousands by filing date | |
| INDUSTRIAL LOGISTICS PPTYS T | 456237106 | COM SHS BEN INT | 139 | $3,000 | thousands by filing date | |
| TENABLE HLDGS INC | 88025T102 | COM | 87 | $3,000 | thousands by filing date | |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 184 | $3,000 | thousands by filing date | |
| BAR HBR BANKSHARES | 066849100 | COM | 105 | $3,000 | thousands by filing date | |
| WATERSTONE FINL INC MD | 94188P101 | COM | 176 | $3,000 | thousands by filing date | |
| BRIGHTVIEW HLDGS INC | 10948C107 | COM | 171 | $3,000 | thousands by filing date | |
| ALICO INC | 016230104 | COM | 89 | $3,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P869 | COM NEW | 284 | $3,000 | thousands by filing date | |
| CALIX INC | 13100M509 | COM | 309 | $3,000 | thousands by filing date | |
| WINMARK CORP | 974250102 | COM | 17 | $3,000 | thousands by filing date | |
| RHYTHM PHARMACEUTICALS INC | 76243J105 | COM | 105 | $3,000 | thousands by filing date | |
| MERCHANTS BANCORP IND | 58844R108 | COM | 111 | $3,000 | thousands by filing date | |
| ALLIENT INC | 019330109 | COM | 48 | $3,000 | thousands by filing date | |
| HARMONIC INC | 413160102 | COM | 575 | $3,000 | thousands by filing date | |
| CNB FINANCIAL CORP PA | 126128107 | COMMON STOCK | 100 | $3,000 | thousands by filing date | |
| OLD SECOND BANCORP INC | 680277100 | COMMON STOCK | 200 | $3,000 | thousands by filing date | |
| MISTRAS GROUP INC | 60649T107 | COMMON STOCK | 120 | $3,000 | thousands by filing date | |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 103 | $3,000 | thousands by filing date | |
| TEJON RANCH CO | 879080109 | COMMON STOCK | 160 | $3,000 | thousands by filing date | |
| NRC HEALTH | 637372202 | COMMON STOCK | 76 | $3,000 | thousands by filing date | |
| FRP HOLDINGS INC | 30292L107 | COMMON STOCK | 49 | $3,000 | thousands by filing date | |
| CARRIAGE SERVICES INC | 143905107 | COMMON STOCK | 122 | $3,000 | thousands by filing date | |
| CITI TRENDS INC | 17306X102 | COMMON STOCK | 88 | $3,000 | thousands by filing date | |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 253 | $3,000 | thousands by filing date | |
| ESCALADE INC | 296056104 | COMMON STOCK | 252 | $3,000 | thousands by filing date | |
| REPUBLIC BANCORP INC CLASS A | 760281204 | COMMON STOCK | 66 | $3,000 | thousands by filing date | |
| ISHARES TR | 464288505 | MRGSTR SM CP ETF | 15 | $3,000 | thousands by filing date | |
| SOUNDTHINKING INC | 82536T107 | COM | 51 | $3,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E291 | GLOBX SUPDV US | 100 | $3,000 | thousands by filing date | |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 600 | $3,000 | thousands by filing date | |
| CAI INTERNATIONAL INC | 12477X106 | COM | 118 | $3,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 1,097 | $3,000 | thousands by filing date | |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 239 | $3,000 | thousands by filing date | |
| ABEONA THERAPEUTICS INC | 00289Y107 | COM | 216 | $3,000 | thousands by filing date | |
| ISHARES TR | 46429B309 | MSCI INDONIA ETF | 150 | $3,000 | thousands by filing date | |
| Mkt Vctrs J P Mrgn Em | 92189F494 | COM | 176 | $3,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W133 | EMERG CUR STR FD | 143 | $3,000 | thousands by filing date | |
| NN INC | 629337106 | COM | 192 | $3,000 | thousands by filing date | |
| MEDICINOVA INC | 58468P206 | COM NEW | 274 | $3,000 | thousands by filing date | |
| SENSEONICS HLDGS INC | 81727U105 | COM | 589 | $3,000 | thousands by filing date | |
| TPI Composites Inc | 87266J104 | Common Stock | 101 | $3,000 | thousands by filing date | |
| LA JOLLA PHARMACEUTICAL CO | 503459604 | COM PAR $.0001 2 | 148 | $3,000 | thousands by filing date | |
| ACCESS NATIONAL CORP | 004337101 | COMMON STOCK | 105 | $3,000 | thousands by filing date | |
| SANOFI | 80105N113 | COMMON STOCK-FO | 6,387 | $3,000 | thousands by filing date | |
| UPLAND SOFTWARE INC | 91544A109 | COMMON STOCK | 108 | $3,000 | thousands by filing date | |
| PETIQ INC | 71639T106 | COMMON STOCK | 77 | $3,000 | thousands by filing date | |
| ALLAKOS INC | 01671P100 | COM | 57 | $3,000 | thousands by filing date | |
| CONTANGO OIL & GAS CO COM NEW | 21075N204 | Stock | 536 | $3,000 | thousands by filing date | |
| SALEM MEDIA GROUP INC CLASS A | 794093104 | COM | 881 | $3,000 | thousands by filing date | |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 279 | $3,000 | thousands by filing date | |
| ADAMAS PHARMACEUTICALS INC | 00548A106 | COM | 152 | $3,000 | thousands by filing date | |
| ALEXCO RESOURCE CORP | 01535P106 | COM | 2,929 | $3,000 | thousands by filing date | |
| Telecom Italia S P A New Spons | 87927Y201 | ADR | 616 | $3,000 | thousands by filing date | |
| FIRST BANCSHARES INC MISS | 318916103 | COM | 86 | $3,000 | thousands by filing date | |
| FIRST FINANCIAL NORTHWEST IN | 32022K102 | COM | 183 | $3,000 | thousands by filing date | |
| GLYCOMIMETICS INC | 38000Q102 | COM | 235 | $3,000 | thousands by filing date | |
| CASA SYS INC | 14713L102 | COM | 187 | $3,000 | thousands by filing date | |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 739 | $3,000 | thousands by filing date | |
| APPROACH RESOURCES INC | 03834A103 | COM | 1,415 | $3,000 | thousands by filing date | |
| BIOSCRIP INC | 09069N108 | COM | 873 | $3,000 | thousands by filing date | |
| CAPITAL SENIOR LIVING CORP | 140475104 | COM | 227 | $3,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 993 | $3,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 671 | $3,000 | thousands by filing date | |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 935 | $3,000 | thousands by filing date | |
| STEMLINE THERAPEUTICS INC | 85858C107 | COM | 196 | $3,000 | thousands by filing date | |
| SHILOH INDUSTRIES INC | 824543102 | COM | 297 | $3,000 | thousands by filing date | |
| PENNYMAC FINANCIAL SERVICE-A | 70932B101 | CL A | 142 | $3,000 | thousands by filing date | |
| WMI HOLDINGS CORP | 92936P100 | COMMON | 2,148 | $3,000 | thousands by filing date | |
| OLD LINE BANCSHARES INC | 67984M100 | COMMON | 108 | $3,000 | thousands by filing date | |
| INTRICON CORP | 46121H109 | COM | 50 | $3,000 | thousands by filing date | |
| CORBUS PHARMACEUTICALS HLDGS | 21833P103 | COM | 344 | $3,000 | thousands by filing date | |
| MUSTANG BIO INC | 62818Q104 | COM | 471 | $3,000 | thousands by filing date | |
| ONCOCYTE CORP | 68235C107 | COM | 1,348 | $3,000 | thousands by filing date | |
| SOPHIRIS BIO INC F | 83578Q209 | FOREIGN CANADIAN | 1,171 | $3,000 | thousands by filing date | |
| FORTERRA INC | 34960W106 | COM | 413 | $3,000 | thousands by filing date | |
| MARINUS PHARMACEUTICALS INC | 56854Q101 | COM | 251 | $3,000 | thousands by filing date | |
| FIVE PRIME THERAPEUTICS INC. | 33830X104 | Common Stock | 237 | $3,000 | thousands by filing date | |
| CHINOOK THERAPEUTICS INC. | 00739L101 | Common Stock | 443 | $3,000 | thousands by filing date | |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 357 | $3,000 | thousands by filing date | |
| BBX CAP CORP NEW | 05491N104 | CL A | 452 | $3,000 | thousands by filing date | |
| HELIUS MED TECHNOLOGIES INC | 42328V504 | COM CL A | 312 | $3,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E776 | FRONTIER MKTS | 188 | $3,000 | thousands by filing date | |
| APTINYX INC | 03836N103 | COM | 92 | $3,000 | thousands by filing date | |
| AKCEA THERAPEUTICS INC | 00972L107 | COM | 88 | $3,000 | thousands by filing date | |
| HARBORONE BANCORP INC | 41165F101 | COM | 170 | $3,000 | thousands by filing date | |
| ATLANTIC CAP BANCSHARES INC | 048269203 | COM | 176 | $3,000 | thousands by filing date | |
| EMERALD EXPOSITIONS EVENTS I | 29103B100 | COM | 171 | $3,000 | thousands by filing date | |
| J ALEXANDERS HLDGS INC | 46609J106 | COM | 218 | $3,000 | thousands by filing date | |
| PROSHARES TR | 74348A244 | ULTSHT REAL EST | 100 | $3,000 | thousands by filing date | |
| DELMAR PHARMACEUTICALS INC | 247078207 | COM NEW | 4,262 | $3,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E503 | CHINA ALL CAP | 100 | $3,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 28 | $2,000 | thousands by filing date | call |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 217 | $2,000 | thousands by filing date | |
| INSPIRE MED SYS INC COM | 457730109 | Stock | 54 | $2,000 | thousands by filing date | |
| VSE CORP COM | 918284100 | Stock | 60 | $2,000 | thousands by filing date | |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 155 | $2,000 | thousands by filing date | |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 436 | $2,000 | thousands by filing date | |
| SIGA TECHNOLOGIES INC COM | 826917106 | Stock | 358 | $2,000 | thousands by filing date | |
| MAGIC SOFTWARE ENTERPRISES LTD ORD | 559166103 | Stock | 200 | $2,000 | thousands by filing date | |
| WESTERN COPPER & GOLD CORP | 95805V108 | COM | 2,800 | $2,000 | thousands by filing date | |
| ISHARES INC MSCI CHILE ETF | 464286640 | MSCI CHILE ETF | 54 | $2,000 | thousands by filing date | |
| GREIF INC | 397624206 | CL B | 38 | $2,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W521 | JAPAN OPPOR FD | 50 | $2,000 | thousands by filing date | |
| CLARUS CORP NEW | 18270P109 | COM | 145 | $2,000 | thousands by filing date | |
| DAILY JOURNAL CORP | 233912104 | COM | 8 | $2,000 | thousands by filing date | |
| BLUE BIRD CORP | 095306106 | COM | 101 | $2,000 | thousands by filing date | |
| CADIZ INC | 127537207 | COM NEW | 156 | $2,000 | thousands by filing date | |
| GENIE ENERGY LTD | 372284208 | CL B | 394 | $2,000 | thousands by filing date | |
| NEWMARK GROUP INC | 65158N102 | CL A | 160 | $2,000 | thousands by filing date | |
| CHERRY HILL MTG INVT CORP | 164651101 | COM | 109 | $2,000 | thousands by filing date | |
| BANCO DE CHILE | 059520106 | SPONSORED ADS | 20 | $2,000 | thousands by filing date | |
| ENERGY RECOVERY INC | 29270J100 | COM | 249 | $2,000 | thousands by filing date | |
| COSTAMARE INC | Y1771G102 | SHS | 336 | $2,000 | thousands by filing date | |
| HERITAGE INSURANCE HLDGS INC | 42727J102 | COM | 137 | $2,000 | thousands by filing date | |
| INVESCO CURRENCYSHARES SWISS | 46138R108 | SWISS FRANC | 25 | $2,000 | thousands by filing date | |
| GOOSEHEAD INS INC | 38267D109 | COM CL A | 67 | $2,000 | thousands by filing date | |
| GRAHAM CORP | 384556106 | COM | 66 | $2,000 | thousands by filing date | |
| GREEN BRICK PARTNERS INC | 392709101 | COM | 169 | $2,000 | thousands by filing date | |
| SAVARA INC | 805111101 | COM | 200 | $2,000 | thousands by filing date | |
| BANCOLOMBIA S A | 05968L102 | SPON ADR PREF | 43 | $2,000 | thousands by filing date | |
| AVALARA INC | 05338G106 | COM | 60 | $2,000 | thousands by filing date | |
| UFP TECHNOLOGIES INC | 902673102 | COM | 45 | $2,000 | thousands by filing date | |
| TITAN MACHY INC | 88830R101 | COM | 130 | $2,000 | thousands by filing date | |
| COMMERCIAL VEH GROUP INC | 202608105 | COM | 209 | $2,000 | thousands by filing date | |
| PAR TECHNOLOGY CORP | 698884103 | COM | 79 | $2,000 | thousands by filing date | |
| AXT INC | 00246W103 | COM | 262 | $2,000 | thousands by filing date | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 521 | $2,000 | thousands by filing date | |
| ACNB CORP | 000868109 | COMMON STOCK | 47 | $2,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 946 | $2,000 | thousands by filing date | |
| NORTHRIM BANCORP INC | 666762109 | COMMON STOCK | 47 | $2,000 | thousands by filing date | |
| NORWOOD FINANCIAL CORP | 669549107 | COMMON STOCK | 39 | $2,000 | thousands by filing date | |
| RCI HOSPITALITY HOLDINGS INC | 74934Q108 | COMMON STOCK | 62 | $2,000 | thousands by filing date | |
| SHORE BANCSHARES INC | 825107105 | COMMON STOCK | 86 | $2,000 | thousands by filing date | |
| SMARTFINANCIAL INC | 83190L208 | COMMON STOCK | 78 | $2,000 | thousands by filing date | |
| METROPOLITAN BANK HOLDING CO | 591774104 | COMMON STOCK | 45 | $2,000 | thousands by filing date | |
| OPPENHEIMER HOLDINGS CL A | 683797104 | COMMON STOCK | 66 | $2,000 | thousands by filing date | |
| ORTHOPEDIATRICS CORP | 68752L100 | COMMON STOCK | 48 | $2,000 | thousands by filing date | |
| PARK OHIO HOLDINGS CORP | 700666100 | COMMON STOCK | 62 | $2,000 | thousands by filing date | |
| WESTERN NEW ENGLAND BANCORP | 958892101 | COMMON STOCK | 186 | $2,000 | thousands by filing date | |
| BLUELINX HOLDINGS INC | 09624H208 | COMMON STOCK | 62 | $2,000 | thousands by filing date | |
| SOUTHERN FIRST BANCSHARES | 842873101 | COMMON STOCK | 47 | $2,000 | thousands by filing date | |
| TRILOGY METALS INC | 89621C105 | COMMON STOCK | 1,148 | $2,000 | thousands by filing date | |
| FORESTAR GROUP INC | 346232101 | COMMON STOCK | 79 | $2,000 | thousands by filing date | |
| FRANKLIN COVEY CO | 353469109 | COMMON STOCK | 68 | $2,000 | thousands by filing date | |
| FUNKO INC CLASS A | 361008105 | COMMON STOCK | 72 | $2,000 | thousands by filing date | |
| BUSINESS FIRST BANCSHARES | 12326C105 | COMMON STOCK | 74 | $2,000 | thousands by filing date | |
| AMES NATIONAL CORP | 031001100 | COMMON STOCK | 59 | $2,000 | thousands by filing date | |
| INVESTAR HOLDING CORP | 46134L105 | COMMON STOCK | 61 | $2,000 | thousands by filing date | |
| INVESTORS TITLE CO | 461804106 | COMMON STOCK | 9 | $2,000 | thousands by filing date | |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 147 | $2,000 | thousands by filing date | |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 444 | $2,000 | thousands by filing date | |
| PDF SOLUTIONS INC | 693282105 | COMMON STOCK | 190 | $2,000 | thousands by filing date | |
| PEOPLES FINANCIAL SERVICES | 711040105 | COMMON STOCK | 47 | $2,000 | thousands by filing date | |
| FLEXSTEEL INDS | 339382103 | COMMON STOCK | 51 | $2,000 | thousands by filing date | |
| TURNING PT BRANDS INC COM | 90041L105 | Stock | 55 | $2,000 | thousands by filing date | |
| ALDEYRA THERAPEUTICS INC | 01438T106 | COM | 118 | $2,000 | thousands by filing date | |
| READING INTL INC | 755408101 | CL A | 116 | $2,000 | thousands by filing date | |
| INTREPID POTASH INC | 46121Y102 | COM | 674 | $2,000 | thousands by filing date | |
| VANECK INDONESIA INDEX ETF | 92189F833 | ETF | 119 | $2,000 | thousands by filing date | |
| SILICOM LTD | M84116108 | ORD | 38 | $2,000 | thousands by filing date | |
| BASSETT FURNITURE INDS INC COM | 070203104 | Stock | 71 | $2,000 | thousands by filing date | |
| BIGLARI HLDGS INC | 08986R408 | CMN | 2 | $2,000 | thousands by filing date | |
| CULP INC | 230215105 | CMN | 77 | $2,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W778 | INTL MIDCAP DV | 31 | $2,000 | thousands by filing date | |
| MOLSON COORS BEVERAGE CO | 60871R100 | CL A | 24 | $2,000 | thousands by filing date | |
| Great Lakes Dredge & Dock Corp | 390607109 | Common Stock | 392 | $2,000 | thousands by filing date | |
| Rithm Property Trust Inc | 38983D300 | REIT | 111 | $2,000 | thousands by filing date | |
| Berry Corp | 08579X101 | Common Stock | 95 | $2,000 | thousands by filing date | |
| TORTOISE PIPELINE & ENERGY F | 89148H108 | COM | 108 | $2,000 | thousands by filing date | |
| INTERNAP CORPORATION | 45885A409 | COMMON STOCK | 139 | $2,000 | thousands by filing date | |
| MACATAWA BANK CORP | 554225102 | COMMON STOCK | 179 | $2,000 | thousands by filing date | |
| STAGE STORES INC | 85254C305 | COMMON STOCK | 1,100 | $2,000 | thousands by filing date | |
| STAGE STORES INC | 85254C305 | COMMON STOCK | 1,100 | $2,000 | thousands by filing date | put |
| GUARANTY BANCSHARES INC | 400764106 | COMMON STOCK | 53 | $2,000 | thousands by filing date | |
| UNIVERSAL STAINLESS & ALLOY | 913837100 | COM | 59 | $2,000 | thousands by filing date | |
| STERLING BANCORP INC | 85917W102 | COM | 151 | $2,000 | thousands by filing date | |
| HERITAGE CRYSTAL CLEAN INC | 42726M106 | COM | 102 | $2,000 | thousands by filing date | |
| BARNES & NOBLE ED INC | 06777U101 | COM | 264 | $2,000 | thousands by filing date | |
| DASEKE INC | 23753F107 | COM | 283 | $2,000 | thousands by filing date | |
| DECIPHERA PHARMACEUTICALS IN | 24344T101 | COM | 62 | $2,000 | thousands by filing date | |
| PIXELWORKS INC | 72581M305 | COM NEW | 411 | $2,000 | thousands by filing date | |
| JOUNCE THERAPEUTICS INC | 481116101 | COM | 205 | $2,000 | thousands by filing date | |
| CURO GROUP HOLDINGS CORP | 23131L107 | COM | 81 | $2,000 | thousands by filing date | |
| REPUBLIC FIRST BANCORP INC | 760416107 | COM | 302 | $2,000 | thousands by filing date | |
| PCSB FINL CORP COM | 69324R104 | Stock | 114 | $2,000 | thousands by filing date | |
| TECTONIC THERAPEUTIC INC COM | 05455M100 | Stock | 42 | $2,000 | thousands by filing date | |
| GAMCO INVS INC COM | 361438104 | COM | 55 | $2,000 | thousands by filing date | |
| FEDNAT HOLDING COMPANY | 31431B109 | Common Stock | 79 | $2,000 | thousands by filing date | |
| TTOO | 89853L104 | Stock | 218 | $2,000 | thousands by filing date | |
| TRANSPORTATION & LOGISTI | 438083107 | COM | 72 | $2,000 | thousands by filing date | |
| ENTERPRISE BANCORP INC MASS COM | 293668109 | Stock | 66 | $2,000 | thousands by filing date | |
| SELECTA BIOSCIENCES INC | 816212104 | COM | 124 | $2,000 | thousands by filing date | |
| EAGLE BULK SHIPPING INC | Y2187A143 | SHS NEW | 329 | $2,000 | thousands by filing date | |
| ASSOCIATED CAP GROUP INC | 045528106 | COM | 44 | $2,000 | thousands by filing date | |
| CLEARSIGN TECHNOLOGIES CORP | 185064102 | COM | 1,000 | $2,000 | thousands by filing date | |
| EVANS BANCORP INC | 29911Q208 | COM | 32 | $2,000 | thousands by filing date | |
| SMART GLOBAL HLDGS INC | G8232Y101 | COM | 69 | $2,000 | thousands by filing date | |
| PIERIS PHARMACEUTICALS INC | 720795103 | COM | 358 | $2,000 | thousands by filing date | |
| TRICIDA INC | 89610F101 | COM | 81 | $2,000 | thousands by filing date | |
| CODORUS VY BANCORP INC | 192025104 | COM | 60 | $2,000 | thousands by filing date | |
| LUTHER BURBANK CORP | 550550107 | COM | 141 | $2,000 | thousands by filing date | |
| AMERICAN NATL BANKSHARES INC | 027745108 | COM | 57 | $2,000 | thousands by filing date | |
| SUMMIT FINL GROUP INC | 86606G101 | COM | 75 | $2,000 | thousands by filing date | |
| U S XPRESS ENTERPRISES INC | 90338N202 | COM | 145 | $2,000 | thousands by filing date | |
| ALTISOURCE PORTFOLIO SOLNS S | L0175J104 | REG SHS | 69 | $2,000 | thousands by filing date | |
| AVEO PHARMACEUTICALS INC | 053588109 | COM | 718 | $2,000 | thousands by filing date | |
| PICO HLDGS INC | 693366205 | COM NEW | 140 | $2,000 | thousands by filing date | |
| INNERWORKINGS INC | 45773Y105 | COM | 296 | $2,000 | thousands by filing date | |
| ELLIS PERRY INTL INC | 288853104 | COM | 89 | $2,000 | thousands by filing date | |
| EXFO INC | 302046107 | SUB VTG SHS | 500 | $2,000 | thousands by filing date | |
| LATAM AIRLS GROUP S A | 51817R106 | SPONSORED ADR | 225 | $2,000 | thousands by filing date | |
| RTI BIOLOGICS INC | 74975N105 | COM | 391 | $2,000 | thousands by filing date | |
| HOWARD BANCORP INC COM | 442496105 | COM | 90 | $2,000 | thousands by filing date | |
| ZIX CORP | 98974P100 | COM | 360 | $2,000 | thousands by filing date | |
| PANHANDLE OIL AND GAS INC | 698477106 | CL A | 109 | $2,000 | thousands by filing date | |
| YRC WORLDWIDE INC | 984249607 | COM | 228 | $2,000 | thousands by filing date | |
| EMC INS GROUP INC | 268664109 | COM | 64 | $2,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 782 | $2,000 | thousands by filing date | |
| TWO RIV BANCORP | 90207C105 | COMMON | 139 | $2,000 | thousands by filing date | |
| PROSHARES TR | 74348A525 | ULSHOIL&GASNEW13 | 83 | $2,000 | thousands by filing date | |
| SOUTHERN NATL BANCORP OF VA | 843395104 | COM | 134 | $2,000 | thousands by filing date | |
| Kelso Technologies Inc | 48826D201 | COM | 4,000 | $2,000 | thousands by filing date | |
| Adverum Biotechnologies, Inc. | 00773U108 | Common Stock | 376 | $2,000 | thousands by filing date | |
| CENTENNIAL RESOURCE DEV INC | 15136A102 | CL A | 102 | $2,000 | thousands by filing date | |
| RUBIUS THERAPEUTICS INC | 78116T103 | COM | 84 | $2,000 | thousands by filing date | |
| ION GEOPHYSICAL CORP | 462044207 | COMMON STOCK | 139 | $2,000 | thousands by filing date | |
| ADVAXIS INC | 007624208 | COM NEW | 2,259 | $2,000 | thousands by filing date | |
| SYNLOGIC INC | 87166L100 | COM | 106 | $2,000 | thousands by filing date | |
| AQUANTIA CORP | 03842Q108 | COM | 149 | $2,000 | thousands by filing date | |
| LEAF GROUP LTD | 52177G102 | COM | 216 | $2,000 | thousands by filing date | |
| PLATINUM GROUP METALS LTD | 72765Q601 | COM | 13,100 | $2,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E844 | DLY GOLD INDX 3X | 125 | $2,000 | thousands by filing date | |
| BELLICUM PHARMACEUTICALS INC | 079481107 | COM | 278 | $2,000 | thousands by filing date | |
| NOVELION THERAPEUTICS INC | 67001K202 | COM NEW | 930 | $2,000 | thousands by filing date | |
| TRONC INC | 89703P107 | COM | 118 | $2,000 | thousands by filing date | |
| CORREVIO PHARMA CORP | 22026V105 | COM | 504 | $2,000 | thousands by filing date | |
| DOVA PHARMACEUTICALS INC | 25985T102 | COM | 81 | $2,000 | thousands by filing date | |
| HABIT RESTAURANTS INC | 40449J103 | COM CL A | 141 | $2,000 | thousands by filing date | |
| TREVENA INC | 89532E109 | COM | 1,146 | $2,000 | thousands by filing date | |
| KADMON HLDGS INC | 48283N106 | COM | 689 | $2,000 | thousands by filing date | |
| RELIANT BANCORP INC | 75956B101 | COM | 70 | $2,000 | thousands by filing date | |
| SYROS PHARMACEUTICALS INC | 87184Q107 | COM | 175 | $2,000 | thousands by filing date | |
| NANTKWEST INC | 63016Q102 | COM | 383 | $2,000 | thousands by filing date | |
| CELYAD ONCOLOGY SA | 151205200 | ADR | 87 | $2,000 | thousands by filing date | |
| CASI PHARMACEUTICALS INC | 14757U109 | COM | 344 | $2,000 | thousands by filing date | |
| HC2 HLDGS INC | 404139107 | COM | 293 | $2,000 | thousands by filing date | |
| ZAFGEN INC | 98885E103 | COM | 210 | $2,000 | thousands by filing date | |
| ENERGY XXI GULF COAST INC | 29276K101 | COM | 209 | $2,000 | thousands by filing date | |
| BOJANGLES INC | 097488100 | COM | 120 | $2,000 | thousands by filing date | |
| CONVERGEONE HLDGS INC | 212481105 | COM CL A | 184 | $2,000 | thousands by filing date | |
| FIRST CHOICE BANCORP | 31948P104 | COM | 62 | $2,000 | thousands by filing date | |
| CORIUM INTL INC | 21887L107 | COM | 185 | $2,000 | thousands by filing date | |
| TOCAGEN INC | 888846102 | COM | 123 | $2,000 | thousands by filing date | |
| SIENNA BIOPHARMACEUTICALS IN | 82622H108 | COM | 106 | $2,000 | thousands by filing date | |
| OBALON THERAPEUTICS INC | 67424L100 | COM | 562 | $2,000 | thousands by filing date | |
| WISDOMTREE JAPAN HDG QLY | 97717X586 | COM | 70 | $2,000 | thousands by filing date | |
| TROVAGENE INC COM PAR | 897238408 | Stock | 1,876 | $2,000 | thousands by filing date | |
| SEQUENTIAL BRNDS GROUP I | 81734P107 | COM | 1,391 | $2,000 | thousands by filing date | |
| SPDR SER TR STATE STR SPDR PORT S&P 500 ETF | 78464A854 | SHS | 40 | $1,000 | thousands by filing date | |
| LOVESAC COMPANY | 54738L109 | COM | 24 | $1,000 | thousands by filing date | |
| NAPCO SEC TECHNOLOGIES INC COM | 630402105 | Stock | 81 | $1,000 | thousands by filing date | |
| ACM RESH INC COM CL A | 00108J109 | Stock | 58 | $1,000 | thousands by filing date | |
| CRINETICS PHARMACEUTICALS INC COM | 22663K107 | Stock | 48 | $1,000 | thousands by filing date | |
| AQUESTIVE THERAPEUTICS INC COM | 03843E104 | Stock | 49 | $1,000 | thousands by filing date | |
| LIQUIDIA CORPORATION COM NEW | 53635D202 | Stock | 34 | $1,000 | thousands by filing date | |
| CELSIUS HLDGS INC | 15118V207 | COM NEW | 158 | $1,000 | thousands by filing date | |
| ADMA BIOLOGICS INC | 000899104 | COM | 134 | $1,000 | thousands by filing date | |
| GLOBAL MED REIT INC | 37954A204 | COM NEW | 137 | $1,000 | thousands by filing date | |
| HALLADOR ENERGY COMPANY | 40609P105 | COM | 113 | $1,000 | thousands by filing date | |
| TIPTREE INC | 88822Q103 | COM | 186 | $1,000 | thousands by filing date | |
| INFORMATION SVCS GROUP INC | 45675Y104 | COM | 234 | $1,000 | thousands by filing date | |
| ASTRANA HEALTH INC | 03763A207 | COM NEW | 23 | $1,000 | thousands by filing date | |
| ARCUS BIOSCIENCES INC | 03969F109 | COM | 64 | $1,000 | thousands by filing date | |
| COASTAL FINL CORP WA | 19046P209 | COM NEW | 44 | $1,000 | thousands by filing date | |
| NWPX INFRASTRUCTURE INC | 667746101 | COM | 70 | $1,000 | thousands by filing date | |
| OHIO VY BANC CORP | 677719106 | COM | 28 | $1,000 | thousands by filing date | |
| NIAGEN BIOSCIENCE INC | 171077407 | COM NEW | 266 | $1,000 | thousands by filing date | |
| SCHOLAR ROCK HLDG CORP | 80706P103 | COM | 45 | $1,000 | thousands by filing date | |
| CELCUITY INC | 15102K100 | COM | 40 | $1,000 | thousands by filing date | |
| BANCO SANTANDER CHILE NEW | 05965X109 | SP ADR REP COM | 16 | $1,000 | thousands by filing date | |
| BANKWELL FINL GROUP INC | 06654A103 | COM | 42 | $1,000 | thousands by filing date | |
| ESQUIRE FINL HLDGS INC | 29667J101 | COM | 41 | $1,000 | thousands by filing date | |
| EVOLUS INC | 30052C107 | COM | 63 | $1,000 | thousands by filing date | |
| GRUPO TELEVISA S A B | 40049J206 | SPON ADR REP ORD | 51 | $1,000 | thousands by filing date | |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 178 | $1,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-18-009876 | this filing | 2018-10-12 | acceptance time not in the bulk data set |