13F-HR filed by BANK OF MONTREAL /CAN/
BANK OF MONTREAL /CAN/ filed this 13F-HR for the quarter ended 2018-09-30, filed 2018-10-12, with 4,789 holding rows worth $127,655,942,000.
- Accession
- 0000950123-18-009876
- Filer
- CIK 927971
- Filed
- 2018-10-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2018
A holdings report, 16,410 entries on the cover page, a total value of $127,655,942,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $127,655,942,000 with VALUE read as thousands by filing date, 13F file number 028-07640. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBMO HARRIS BANK N.A.
- included managerBMO ASSET MANAGEMENT CORP.
- included managerSTOKER OSTLER WEALTH ADVISORS, INC.
- included managerBMO NESBITT BURNS INC.
- included managerBMO PRIVATE INVESTMENT COUNSEL INC.
- included managerBMO ASSET MANAGEMENT INC.
- included managerF&C ASSET MANAGEMENT
- included managerBMO HARRIS FINANCIAL ADVISORS, INC.
- included managerCTC MYCFO
- included managerBANK OF MONTREAL IRELAND P.L.C.
- included managerPYRFORD INTERNATIONAL LIMITED
- included managerBMO CAPITAL MARKETS CORP.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| FIRST TR EXCHANGE TRADED FD | 33741X201 | INDXX INOVTV ETF | 41 | $1,000 | thousands by filing date | |
| I3 VERTICALS INC | 46571Y107 | COM CL A | 53 | $1,000 | thousands by filing date | |
| CORVUS PHARMACEUTICALS INC | 221015100 | COM | 96 | $1,000 | thousands by filing date | |
| ISHARES GLOBAL HIGH YIELD CO | 464286178 | US INTL HGH YLD | 13 | $1,000 | thousands by filing date | |
| DOMO INC | 257554105 | COM CL B | 56 | $1,000 | thousands by filing date | |
| LCNB CORP | 50181P100 | COM | 62 | $1,000 | thousands by filing date | |
| PREFORMED LINE PRODS CO | 740444104 | COM | 21 | $1,000 | thousands by filing date | |
| ARDELYX INC | 039697107 | COM | 308 | $1,000 | thousands by filing date | |
| IDT CORP | 448947507 | CL B NEW | 257 | $1,000 | thousands by filing date | |
| CARDLYTICS INC | 14161W105 | COM | 41 | $1,000 | thousands by filing date | |
| SYNDAX PHARMACEUTICALS INC | 87164F105 | COM | 96 | $1,000 | thousands by filing date | |
| BCB BANCORP INC | 055298103 | COMMON STOCK | 93 | $1,000 | thousands by filing date | |
| BIGLARI HOLDINGS INC B | 08986R309 | COMMON STOCK | 7 | $1,000 | thousands by filing date | |
| FARMLAND PARTNERS INC | 31154R109 | REIT | 219 | $1,000 | thousands by filing date | |
| FIDELITY DD BANCORP INC | 31609R100 | COMMON STOCK | 19 | $1,000 | thousands by filing date | |
| CLEARFIELD INC | 18482P103 | COMMON STOCK | 78 | $1,000 | thousands by filing date | |
| DONEGAL GROUP INC CL A | 257701201 | COMMON STOCK | 65 | $1,000 | thousands by filing date | |
| NATURES SUNSHINE PRODS INC | 639027101 | COMMON STOCK | 58 | $1,000 | thousands by filing date | |
| NI HOLDINGS INC | 65342T106 | COMMON STOCK | 67 | $1,000 | thousands by filing date | |
| PURE CYCLE CORP | 746228303 | COMMON STOCK | 117 | $1,000 | thousands by filing date | |
| QUANTERIX CORP | 74766Q101 | COMMON STOCK | 58 | $1,000 | thousands by filing date | |
| SILVERCREST ASSET MANAGEME A | 828359109 | COMMON STOCK | 57 | $1,000 | thousands by filing date | |
| MAUI LAND PINEAPPLE CO | 577345101 | COMMON STOCK | 47 | $1,000 | thousands by filing date | |
| MID PENN BANCORP INC | 59540G107 | COMMON STOCK | 32 | $1,000 | thousands by filing date | |
| OMEGA FLEX INC | 682095104 | COMMON STOCK | 20 | $1,000 | thousands by filing date | |
| OP BANCORP | 67109R109 | COMMON STOCK | 87 | $1,000 | thousands by filing date | |
| ORRSTOWN FINL SERVICES INC | 687380105 | COMMON STOCK | 51 | $1,000 | thousands by filing date | |
| PARKE BANCORP INC | 700885106 | COMMON STOCK | 48 | $1,000 | thousands by filing date | |
| MVB FINANCIAL CORP | 553810102 | COMMON STOCK | 58 | $1,000 | thousands by filing date | |
| WILLIS LEASE FINANCE CORP | 970646105 | COMMON STOCK | 21 | $1,000 | thousands by filing date | |
| ASURE SOFTWARE INC | 04649U102 | COMMON STOCK | 88 | $1,000 | thousands by filing date | |
| CB FINANCIAL SERVICES INC | 12479G101 | COMMON STOCK | 32 | $1,000 | thousands by filing date | |
| FENNEC PHARMACEUTICALS INC | 31447P100 | COMMON STOCK | 98 | $1,000 | thousands by filing date | |
| FIRST COMMUNITY CORP | 319835104 | COMMON STOCK | 49 | $1,000 | thousands by filing date | |
| FIRST UNITED CORP | 33741H107 | COMMON STOCK | 47 | $1,000 | thousands by filing date | |
| OVID THERAPEUTICS INC | 690469101 | COMMON STOCK | 91 | $1,000 | thousands by filing date | |
| UNITY BANCORP INC | 913290102 | COMMON STOCK | 53 | $1,000 | thousands by filing date | |
| KINGSWAY CORP | 496904202 | COMMON STOCK | 250 | $1,000 | thousands by filing date | |
| FIRST BANK HAMILTON NJ | 31931U102 | COMMON STOCK | 113 | $1,000 | thousands by filing date | |
| PAMT CORP | 693149106 | COMMON STOCK | 15 | $1,000 | thousands by filing date | |
| RANGER ENERGY SERVICES CL A | 75282U104 | COMMON STOCK | 124 | $1,000 | thousands by filing date | |
| KINGSTONE COS INC | 496719105 | COMMON STOCK | 64 | $1,000 | thousands by filing date | |
| BRT APARTMENTS CORP | 055645303 | REIT | 63 | $1,000 | thousands by filing date | |
| C F FINANCIAL CORP | 12466Q104 | COMMON STOCK | 23 | $1,000 | thousands by filing date | |
| CHEMUNG FINANCIAL CORP | 164024101 | COMMON STOCK | 22 | $1,000 | thousands by filing date | |
| GENCO SHIPPING TRADING LTD | Y2685T131 | COMMON STOCK | 69 | $1,000 | thousands by filing date | |
| GLADSTONE LAND CORP | 376549101 | REIT | 90 | $1,000 | thousands by filing date | |
| GREENE COUNTY BANCORP INC | 394357107 | COMMON STOCK | 21 | $1,000 | thousands by filing date | |
| IRADIMED CORP | 46266A109 | COMMON STOCK | 24 | $1,000 | thousands by filing date | |
| PEOPLES BANCORP OF NC | 710577107 | COMMON STOCK | 32 | $1,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL B | 781846308 | COMMON STOCK | 30 | $1,000 | thousands by filing date | |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 349 | $1,000 | thousands by filing date | |
| KOPIN CORP | 500600101 | COMMON STOCK | 424 | $1,000 | thousands by filing date | |
| KVH INDS INC | 482738101 | COM | 111 | $1,000 | thousands by filing date | |
| FREIGHTCAR AMER INC | 357023100 | COM | 82 | $1,000 | thousands by filing date | |
| CENTURY CASINOS INC | 156492100 | COM | 186 | $1,000 | thousands by filing date | |
| SPERO THERAPEUTICS INC | 84833T103 | COM | 59 | $1,000 | thousands by filing date | |
| SIEBERT FINL CORP | 826176109 | COM | 51 | $1,000 | thousands by filing date | |
| RESEARCH FRONTIERS INC | 760911107 | COM | 700 | $1,000 | thousands by filing date | |
| CLIPPER REALTY INC | 18885T306 | COM | 103 | $1,000 | thousands by filing date | |
| ASCENT INDUSTRIES CO | 871565107 | COM | 57 | $1,000 | thousands by filing date | |
| GEOSPACE TECHNOLOGIES CORP | 37364X109 | COM | 80 | $1,000 | thousands by filing date | |
| GAIA INC NEW | 36269P104 | CL A | 78 | $1,000 | thousands by filing date | |
| NEURONETICS INC | 64131A105 | COM | 44 | $1,000 | thousands by filing date | |
| Dawson Geophysical Co Ne | 239360100 | COM | 146 | $1,000 | thousands by filing date | |
| Rafael Holdings Inc Class B | 75062E106 | COM | 128 | $1,000 | thousands by filing date | |
| VERITONE INC | 92347M100 | COM | 56 | $1,000 | thousands by filing date | |
| EASTERN CO | 276317104 | COM | 38 | $1,000 | thousands by filing date | |
| SAGA COMMUNICATIONS INC | 786598300 | CL A NEW | 26 | $1,000 | thousands by filing date | |
| FIRST GTY BANCSHARES INC | 32043P106 | COM | 33 | $1,000 | thousands by filing date | |
| FIRST NORTHWEST BANCORP | 335834107 | COM | 66 | $1,000 | thousands by filing date | |
| AUBURN NATL BANCORP | 050473107 | COM | 16 | $1,000 | thousands by filing date | |
| UNION BANKSHARES INC | 905400107 | CMN | 27 | $1,000 | thousands by filing date | |
| PURPLE INNOVATION INC | 74640Y106 | CMN | 252 | $1,000 | thousands by filing date | |
| CRAWFORD & CO | 224633107 | COM | 80 | $1,000 | thousands by filing date | |
| Enzo Biochem Inc | 294100102 | Common Stock | 304 | $1,000 | thousands by filing date | |
| Mersana Therapeutics Inc | 59045L106 | Common Stock | 87 | $1,000 | thousands by filing date | |
| AQUABOUNTY TECHNOLOGIES INC | 03842K200 | COM NEW | 224 | $1,000 | thousands by filing date | |
| ADAMS RESOURCES & ENERGY INC | 006351308 | COMMON STOCK | 15 | $1,000 | thousands by filing date | |
| CARBO CERAMICS INC | 140781105 | COMMON STOCK | 143 | $1,000 | thousands by filing date | |
| MANITEX INTL INC | 563420108 | COMMON STOCK | 100 | $1,000 | thousands by filing date | |
| MAXWELL TECHNOLOGIES INC | 577767106 | COMMON STOCK | 286 | $1,000 | thousands by filing date | |
| AMALGAMATED BANK | 022663108 | COMMON STOCK | 68 | $1,000 | thousands by filing date | |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 838 | $1,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 605 | $1,000 | thousands by filing date | |
| KALA BIO INC COM | 483119103 | Stock | 79 | $1,000 | thousands by filing date | |
| ITERIS INC NEW | 46564T107 | COM | 174 | $1,000 | thousands by filing date | |
| KEZAR LIFE SCIENCES INC | 49372L100 | COM | 36 | $1,000 | thousands by filing date | |
| AVID TECHNOLOGY INC | 05367P100 | COM | 187 | $1,000 | thousands by filing date | |
| CUE BIOPHARMA INC | 22978P106 | COM | 122 | $1,000 | thousands by filing date | |
| OVERSEAS SHIPHOLDING GROUP I | 69036R863 | CL A NEW | 414 | $1,000 | thousands by filing date | |
| SILVERBOW RES INC | 82836G102 | COM | 49 | $1,000 | thousands by filing date | |
| SEASPINE HLDGS CORP | 81255T108 | COM | 81 | $1,000 | thousands by filing date | |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 212 | $1,000 | thousands by filing date | |
| KINIKSA PHARMACEUTICALS LTD | G5269C101 | COM CL A | 45 | $1,000 | thousands by filing date | |
| SECUREWORKS CORP | 81374A105 | CL A | 59 | $1,000 | thousands by filing date | |
| FONAR CORP | 344437405 | COM NEW | 42 | $1,000 | thousands by filing date | |
| GOODRICH PETE CORP COM PAR | 382410843 | Stock | 61 | $1,000 | thousands by filing date | |
| SELECT BANCORP INC NEW COM | 81617L108 | Stock | 78 | $1,000 | thousands by filing date | |
| CHIMERIX INC COM | 16934W106 | Stock | 407 | $1,000 | thousands by filing date | |
| AXOVANT SCIENCES LTD | G0750W104 | COM | 400 | $1,000 | thousands by filing date | put |
| MARINE PRODS CORP | 568427108 | cs | 51 | $1,000 | thousands by filing date | |
| HIVE | 007786106 | Stock | 227 | $1,000 | thousands by filing date | |
| TYME TECHNOLOGIES INC COM | 90238J103 | Stock | 290 | $1,000 | thousands by filing date | |
| TRINITY PLACE HOLDINGS ORD | 89656D101 | COM | 120 | $1,000 | thousands by filing date | |
| UNITED SEC BANCSHARES CALIF | 911460103 | COM | 91 | $1,000 | thousands by filing date | |
| PALATIN TECHNOLOGIES INC | 696077403 | COM PAR $ .01 | 1,370 | $1,000 | thousands by filing date | |
| MIDDLEFIELD BANC CORP | 596304204 | COM NEW | 21 | $1,000 | thousands by filing date | |
| FIRST SVGS FINL GROUP INC | 33621E109 | COM | 13 | $1,000 | thousands by filing date | |
| Impac Mortgage Holdings Inc | 45254P508 | COM NEW | 67 | $1,000 | thousands by filing date | |
| SERES THERAPEUTICS INC | 81750R102 | COM | 141 | $1,000 | thousands by filing date | |
| VERRICA PHARMACEUTICALS INC | 92511W108 | COM | 40 | $1,000 | thousands by filing date | |
| PENNS WOODS BANCORP INC | 708430103 | COM | 32 | $1,000 | thousands by filing date | |
| SURFACE ONCOLOGY INC | 86877M209 | COM | 50 | $1,000 | thousands by filing date | |
| AGROFRESH SOLUTIONS INC | 00856G109 | COM | 218 | $1,000 | thousands by filing date | |
| CATALYST BIOSCIENCES INC | 14888D208 | COM | 82 | $1,000 | thousands by filing date | |
| COMMUNITY FINL CORP MD | 20368X101 | COM | 33 | $1,000 | thousands by filing date | |
| CTI BIOPHARMA CORP | 12648L601 | COM | 353 | $1,000 | thousands by filing date | |
| FORTRESS BIOTECH INC | 34960Q109 | COM | 945 | $1,000 | thousands by filing date | |
| EMAGIN CORP | 29076N206 | COM | 610 | $1,000 | thousands by filing date | |
| RUBICON TECHNOLOGY INC | 78112T206 | COM NEW | 62 | $1,000 | thousands by filing date | |
| SOCIETAL CDMO INC | 75629F109 | COM | 122 | $1,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 86 | $1,000 | thousands by filing date | |
| PIER 1 IMPORTS INC | 720279108 | COM | 565 | $1,000 | thousands by filing date | |
| ENDOLOGIX INC | 29266S106 | COM | 574 | $1,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 1,082 | $1,000 | thousands by filing date | |
| ACETO CORP | 004446100 | COM | 513 | $1,000 | thousands by filing date | |
| FRED S INC CLASS A | 356108100 | COM | 532 | $1,000 | thousands by filing date | |
| STEIN MART INC | 858375108 | COM | 320 | $1,000 | thousands by filing date | |
| Castle Brands Inc | 148435100 | COM | 630 | $1,000 | thousands by filing date | |
| GENERAL FINANCE CORPORATION | 369822101 | COM | 67 | $1,000 | thousands by filing date | |
| PRGX GLOBAL INC | 69357C503 | COM NEW | 145 | $1,000 | thousands by filing date | |
| RED LION HOTELS CORP | 756764106 | COM | 109 | $1,000 | thousands by filing date | |
| ASCENT CAPITAL GROUP INC-A | 043632108 | COM | 286 | $1,000 | thousands by filing date | |
| USA TRUCK INC | 902925106 | COM | 55 | $1,000 | thousands by filing date | |
| ISRAMCO INC | 465141406 | COM | 5 | $1,000 | thousands by filing date | |
| BEASLEY BROADCAST GRP INC -A | 074014101 | CL A | 224 | $1,000 | thousands by filing date | |
| CENTURY BANCORP INC -CL A | 156432106 | CL A | 20 | $1,000 | thousands by filing date | |
| GAIN CAPITAL HOLDINGS INC | 36268W100 | COM | 189 | $1,000 | thousands by filing date | |
| SPARTON CORP | 847235108 | COM | 66 | $1,000 | thousands by filing date | |
| PZENA INVESTMENT MANAGM-CL A | 74731Q103 | CLAS | 120 | $1,000 | thousands by filing date | |
| BANK OF COMMERCE HOLDINGS | 06424J103 | COMMON STOCK NPV | 106 | $1,000 | thousands by filing date | |
| THE BANK OF PRINCETON | 064520109 | COMMON | 40 | $1,000 | thousands by filing date | |
| M B T FINANCIAL CORP | 578877102 | Stock | 124 | $1,000 | thousands by filing date | |
| PREMIER FINL BANCORP INC | 74050M105 | COM | 81 | $1,000 | thousands by filing date | |
| SI FINL GROUP INC MD | 78425V104 | COM | 76 | $1,000 | thousands by filing date | |
| CELLCOM ISRAEL LTD | M2196U109 | SHS | 200 | $1,000 | thousands by filing date | |
| Malvern Bancorp, Inc. | 561409103 | Common Stock | 44 | $1,000 | thousands by filing date | |
| ENVIROSTAR INC EVI | 29414M100 | COMMON | 26 | $1,000 | thousands by filing date | |
| COMMUNITY BANKERS TRUST CORP | 203612106 | COM | 149 | $1,000 | thousands by filing date | |
| MUTUALFIRST FINANCIAL INC | 62845B104 | COM | 40 | $1,000 | thousands by filing date | |
| 1ST CONSTITUTION BANCORP | 31986N102 | COM | 51 | $1,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHA FD I | 33737J133 | BRAZIL ALPHA | 50 | $1,000 | thousands by filing date | |
| CLEARSIDE BIOMEDICAL INC | 185063104 | COM | 193 | $1,000 | thousands by filing date | |
| CALYXT INC | 13173L107 | COM | 41 | $1,000 | thousands by filing date | |
| ELECTROCORE INC | 28531P103 | COM | 42 | $1,000 | thousands by filing date | |
| IDERA PHARMACEUTICALS INC | 45168K405 | COM PAR | 132 | $1,000 | thousands by filing date | |
| THERIVA BIOLOGICS INC COM NEW | 87164U201 | Stock | 572 | $1,000 | thousands by filing date | |
| GENESIS HEALTHCARE CLASS A | 37185X106 | COMMON STOCK | 395 | $1,000 | thousands by filing date | |
| INFRA AND ENERGY ALTRNTIVE I | 45686J104 | COM | 118 | $1,000 | thousands by filing date | |
| VITAL THERAPIES INC | 92847R104 | COM | 4,210 | $1,000 | thousands by filing date | |
| VITAL THERAPIES INC | 92847R104 | COM | 4,000 | $1,000 | thousands by filing date | put |
| ENTREE RES LTD COM | 29384j103 | CS | 2,422 | $1,000 | thousands by filing date | |
| RETAIL VALUE INC | 76133Q102 | COM | 44 | $1,000 | thousands by filing date | |
| IMMUNE DESIGN CORP. | 45252L103 | Common Stock | 231 | $1,000 | thousands by filing date | |
| TRANSLATE BIO INC. | 89374L104 | Common Stock | 68 | $1,000 | thousands by filing date | |
| VIVINT SOLAR INC. | 92854Q106 | Common Stock | 218 | $1,000 | thousands by filing date | |
| CARBON BLACK INC | 14081R103 | COM | 58 | $1,000 | thousands by filing date | |
| DASAN ZHONE SOLUTIONS INC | 23305L206 | COM NEW | 41 | $1,000 | thousands by filing date | |
| MARRONE BIO INNOVATIONS INC | 57165B106 | COM | 377 | $1,000 | thousands by filing date | |
| DRYSHIPS INC | Y2109Q705 | COM PAR NEW | 100 | $1,000 | thousands by filing date | |
| DRYSHIPS INC | Y2109Q705 | COM PAR NEW | 100 | $1,000 | thousands by filing date | put |
| PFENEX INC | 717071104 | COM | 201 | $1,000 | thousands by filing date | |
| UNITY BIOTECHNOLOGY INC | 91381U101 | COM | 35 | $1,000 | thousands by filing date | |
| CALITHERA BIOSCIENCES INC COM NEW | 13089P101 | Stock | 213 | $1,000 | thousands by filing date | |
| ODONATE THERAPEUTICS INC | 676079106 | COM | 47 | $1,000 | thousands by filing date | |
| MENLO THERAPEUTICS INC | 586858102 | COM | 68 | $1,000 | thousands by filing date | |
| XERIS PHARMACEUTICALS INC | 98422L107 | COM | 46 | $1,000 | thousands by filing date | |
| CELLULAR BIOMEDICINE GROUP I | 15117P102 | COM NEW | 80 | $1,000 | thousands by filing date | |
| STEEL CONNECT INC | 858098106 | CMN | 529 | $1,000 | thousands by filing date | |
| PYXUS INTL INC | 74737V106 | COM | 58 | $1,000 | thousands by filing date | |
| DARIOHEALTH CORP | 23725P100 | COM | 800 | $1,000 | thousands by filing date | |
| ADESTO TECHNOLOGIES CORP | 00687D101 | COM | 174 | $1,000 | thousands by filing date | |
| PDL CMNTY BANCORP | 69290X101 | COM | 61 | $1,000 | thousands by filing date | |
| FORTY SEVEN INC | 34983P104 | COM | 56 | $1,000 | thousands by filing date | |
| AMERISOURCEBERGEN COR | 000307108 | COMMON | 90 | $1,000 | thousands by filing date | |
| SAFETY INCOME & GROWTH INC | 78649D104 | COM | 53 | $1,000 | thousands by filing date | |
| TELARIA INC | 879181105 | COM | 303 | $1,000 | thousands by filing date | |
| ASTERIAS BIOTHERAPEUTICS INC | 04624N107 | COM SER A | 527 | $1,000 | thousands by filing date | |
| BASIC ENERGY SVCS INC NEW | 06985P209 | COM NEW | 132 | $1,000 | thousands by filing date | |
| Allena Pharmaceuticals, Inc. | 018119107 | COM | 80 | $1,000 | thousands by filing date | |
| PRUDENTIAL BANCORP INC NEW | 74431A101 | COM | 61 | $1,000 | thousands by filing date | |
| ZOMEDICA PHARMACEUTICALS COR | 98979F107 | COM | 286 | $1,000 | thousands by filing date | |
| RESTORBIO INC | 76133L103 | COM | 54 | $1,000 | thousands by filing date | |
| ECLIPSE RES CORP | 27890G100 | COM | 609 | $1,000 | thousands by filing date | |
| GULFMARK OFFSHORE INC | 402629505 | COM | 29 | $1,000 | thousands by filing date | |
| SB ONE BANCORP | 78413T103 | COM | 49 | $1,000 | thousands by filing date | |
| SPRING BK PHARMACEUTICALS IN | 849431101 | COM | 99 | $1,000 | thousands by filing date | |
| INDEPENDENCE CONTRACT DRIL I | 453415309 | COM | 237 | $1,000 | thousands by filing date | |
| MCCLATCHY CO | 579489303 | CL A NEW | 63 | $1,000 | thousands by filing date | |
| MIRAGEN THERAPEUTICS INC | 60463E103 | COM | 180 | $1,000 | thousands by filing date | |
| MARATHON PATENT GROUP INC | 56585W302 | COM PAR | 1,000 | $1,000 | thousands by filing date | |
| MARATHON PATENT GROUP INC | 56585W302 | COM PAR | 1,000 | $1,000 | thousands by filing date | put |
| PROSHARES TR | 74348A319 | ULTSHT RUSS2000 | 77 | $1,000 | thousands by filing date | |
| ISHARES TR | 46435G821 | MSCI ITALY ETF | 83 | $1,000 | thousands by filing date | |
| AMERICANRLTYINVSINC | 029174109 | STOK | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DRDGOLD LIMITED SPON ADR REPSTG | 26152H301 | ADR | 49 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COMSTOCK RES INC COM | 205768302 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 91 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIGHTPATH TECHNOLOGIES INC | 532257805 | COM CL A | 62 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BRF SA | 10552T107 | SPONSORED ADR | 64 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALTIMMUNE INC | 02155H200 | COM NEW | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WISDOMTREE TR | 97717X131 | INTL QULTY DIV | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEXTDECADE CORP | 65342K105 | COM | 54 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EASTMAN KODAK CO | 277461406 | COM NEW | 117 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RIMINI STR INC DEL | 76674Q107 | COM | 68 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ULTRAPAR PARTICIPACOES SA | 90400P101 | SP ADR REP COM | 38 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMERICAN FINANCE TRUST INC | 02607T109 | COM CLASS A | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRANSCONTINENTAL RLTY INVS | 893617209 | COM NEW | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MEIRAGTX HOLDINGS PLC | G59665102 | COMMON STOCK | 26 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RED VIOLET INC | 75704L104 | COMMON STOCK | 33 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VALUE LINE INC | 920437100 | COMMON STOCK | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VISTA GOLD CORP | 927926303 | COMMON STOCK | 800 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BRIDGEWATER BANCSHARES INC | 108621103 | COMMON STOCK | 34 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COMPX INTERNATIONAL INC | 20563P101 | COMMON STOCK | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PARAMOUNT GOLD NEV CORP COM | 69924M109 | Stock | 350 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| XBIOTECH INC | 98400H102 | COM | 150 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRAVELZOO | 89421Q205 | CMN | 33 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MICROBOT MED INC | 59503A204 | COM NEW | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SCPHARMACEUTICALS INC | 810648105 | COM | 47 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENEL GENERACION CHILE S A | 29244T101 | SPONSORED ADR | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NORDIC AMERN OFFSHORE LTD | G65772108 | SHS | 971 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLACK BOX CORP | 091826107 | COMMON STOCK | 400 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Fluent Co | 34380C102 | COM | 225 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Helios and Matheson Analytics Inc | 42327L309 | Common Stock | 40 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DIANTHUS THERAPEUTICS INC COM | 55910K108 | Stock | 28 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PRESURANCE HLDGS INC | 20731J102 | EQUITY | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ROSETTA RES INC COM | 777385105 | Stock | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Cinedigm Corp CL A | 172406209 | COM NEW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UNITED STS NAT GAS FD LP | 912318300 | UNIT PAR | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TIDEWATER INC NEW | 88642R117 | WARR | 34 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TIDEWATER INC NEW | 88642R125 | WARR | 36 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MOLECULAR TEMPLATES INC | 608550109 | COM | 62 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ICONIX BRAND GROUP INC | 451055107 | COM | 608 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OVASCIENCE INC | 69014Q101 | COM | 908 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COBIZ FINANCIAL INC | 190897108 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Ampio Pharmaceuticals | 03209T109 | COM | 687 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GRIFFIN LAND + NURSERIES | 398231100 | CL A | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALIMERA SCIENCES INC | 016259103 | COM | 500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OCONEE FED FINL CORP | 675607105 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BROADVISION INC | 111412706 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AETERNA ZENTARIS INC | 007975402 | COM | 45 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ASHFORD INC | 044104107 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EASTSIDE DISTILLING INC | 277802302 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EIDOS THERAPEUTICS INC. | 28249H104 | Common Stock | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OPHTHOTECH CORP | 683745103 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRANSATLANTIC PETROLEUM LTD | G89982113 | SHS NEW | 80 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GTX INC DEL | 40052B207 | COM NEW | 35 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SEADRILL LTD | G7998G106 | COM | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INTELLIPHARMACEUTICS INTL IN | 458173309 | COM | 74 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CLEVELAND BIOLABS INC | 185860202 | COM NEW | 31 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LEVEL ONE BANCORP INC | 52730d208 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AGILE THERAPEUTICS INC | 00847L100 | COM | 1,350 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPIRIT OF TEX BANCSHARES INC | 84861D103 | COM | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| APPLIED DNA SCIENCES INC | 03815U201 | COM NEW | 166 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CYTRX CORP | 232828608 | COM PAR | 82 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROTEOSTASIS THERAPEUTICS IN | 74373B109 | COM | 177 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FRANKLIN LTD DURATION INCM T | 353793110 | RIGHT 10/18/2018 | 2,276 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NIGHTSTAR THERAPEUTICS PLC | 65413A101 | ADR | 21 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHARAH SOLUTIONS INC | 15957P105 | COM | 51 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Arsanis Inc | 042873109 | COM | 36 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COGENT BIOSCIENCES INC COM | 903214104 | COM | 24 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIVEXLIVE MEDIA INC | 53839L208 | COM NEW | 33 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NUVERRA ENVIRONMENTAL SOLUTI | 67091K302 | CMN | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COMMAND CENTER INC | 200497204 | COM NEW | 41 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BIO PATH HOLDINGS INC | 09057N201 | COM NEW | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FUSION CONNECT INC | 36116X102 | COM | 148 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SEARS HLDGS CORP | 812350155 | *W EXP 12/15/201 | 34 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HEMISPHERX BIOPHARMA INC | 42366C301 | COM NEW | 209 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VERSARTIS INC | 92529L102 | COM | 101 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STELLAR BIOTECHNOLOGIES INC | 85855A302 | COM | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MAJESCO | 56068V102 | COM | 39 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEON THERAPEUTICS INC | 64050Y100 | COM | 44 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| QUINTANA ENERGY SVCS INC | 74875T103 | COM | 43 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSHARES TR ULTSHRT QQQ | 74347B243 | CEF | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HANWHA Q CELL CO LTD | 41135V301 | SPONSORED ADR NE | 40 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GULFMARK OFFSHORE INC | 402629117 | *W EXP 11/14/202 | 22 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPHERE 3D CORP NEW | 84841L209 | COM NEW | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIQUID MEDIA GROUP LTD NEW | 53634Q105 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-18-009876 | this filing | 2018-10-12 | acceptance time not in the bulk data set |