13F-HR filed by UBS Group AG
UBS Group AG filed this 13F-HR for the quarter ended 2018-06-30, filed 2018-08-14, with 8,042 holding rows worth $230,936,215,000.
- Accession
- 0000950123-18-008576
- Filer
- CIK 1610520
- Filed
- 2018-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2018
A combination report, 13,708 entries on the cover page, a total value of $230,936,215,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $230,936,291,000 with VALUE read as thousands by filing date, 13F file number 028-16612. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerUBS ASSET MANAGEMENT (AMERICAS) INC 028-02682
- reports for this filerUBS OCONNOR LLC 028-06327
- included managerUBS Financial Services Inc. 028-11496
- included managerUBS Swiss Financial Advisors AG 028-11603
- included managerUBS AG New York Branch 028-07344
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| BLACKROCK MUNIYIELD INVESTMENT | 09254T100 | COM | 57,531 | $753,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 321,478 | $752,000 | thousands by filing date | |
| PRIMERICA INC | 74164M108 | COM | 7,538 | $751,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA LTD | G9001E102 | COM CL A | 39,217 | $750,000 | thousands by filing date | |
| ADVANCED DISP SVCS INC DEL | 00790X101 | COM | 30,256 | $750,000 | thousands by filing date | |
| TENNANT CO | 880345103 | COM | 9,503 | $750,000 | thousands by filing date | |
| BRIGHTHOUSE FINL INC | 10922N103 | COM | 18,700 | $749,000 | thousands by filing date | call |
| PROSPERITY BANCSHARES INC | 743606105 | COM | 10,946 | $749,000 | thousands by filing date | |
| MGP INGREDIENTS INC NEW | 55303J106 | COM | 8,437 | $749,000 | thousands by filing date | |
| NUVEEN SELECT TAX-FREE INCOM | 67062F100 | SH BEN INT | 52,267 | $747,000 | thousands by filing date | |
| GENERAL AMERICAN INVESTORS CO | 368802104 | COM | 21,750 | $747,000 | thousands by filing date | |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 52,613 | $747,000 | thousands by filing date | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 404,681 | $745,000 | thousands by filing date | |
| ESCO TECHNOLOGIES INC | 296315104 | COM | 12,861 | $743,000 | thousands by filing date | |
| MATERION CORP | 576690101 | COM | 13,676 | $741,000 | thousands by filing date | |
| MSG NETWORK INC | 553573106 | CL A | 30,834 | $738,000 | thousands by filing date | |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 62,815 | $737,000 | thousands by filing date | |
| SABINE RTY TR | 785688102 | UNIT BEN INT | 15,643 | $737,000 | thousands by filing date | |
| SOUNDTHINKING INC | 82536T107 | COM | 19,437 | $737,000 | thousands by filing date | |
| LAZARD GLOBAL TOTAL RETURN & | 52106W103 | COM | 40,091 | $736,000 | thousands by filing date | |
| MATTHEWS INTL CORP CLASS A | 577128101 | COMMON STOCK | 12,521 | $736,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 169,355 | $735,000 | thousands by filing date | |
| MFS MUNICIPAL INCOME TRUST | 552738106 | SH BEN INT | 111,455 | $734,000 | thousands by filing date | |
| VIRTUS STONE HBR EMRG MKTS I | 86164T107 | COM | 55,725 | $734,000 | thousands by filing date | |
| MOBILE MINI INC | 60740F105 | COM | 15,647 | $734,000 | thousands by filing date | |
| SPROTT FOCUS TR INC | 85208J109 | COM | 93,476 | $731,000 | thousands by filing date | |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 9,900 | $728,000 | thousands by filing date | put |
| UNITIL CORP COM | 913259107 | Stock | 14,257 | $728,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06738C778 | DJUBS CMDT ETN36 | 29,868 | $728,000 | thousands by filing date | |
| AMERICAN HOMES 4 RENT | 02665T306 | CL A | 32,788 | $728,000 | thousands by filing date | |
| EAGLE BANCORPORATION INC | 268948106 | COM | 11,865 | $727,000 | thousands by filing date | |
| CLOUGH GLOBAL OPPORTUNITIES | 18914E106 | SH BEN INT | 66,073 | $726,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 7,500 | $725,000 | thousands by filing date | call |
| SHENANDOAH TELECOMMUNICATION | 82312B106 | COMMON STOCK | 22,183 | $725,000 | thousands by filing date | |
| OLD NATL BANCORP IND | 680033107 | COM | 38,924 | $724,000 | thousands by filing date | |
| NATIONAL VISION HLDGS INC COM | 63845R107 | Stock | 19,768 | $723,000 | thousands by filing date | |
| AZENTA INC | 114340102 | COM | 22,120 | $721,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635109 | COM | 58,905 | $721,000 | thousands by filing date | |
| BARCLAYS BANK | 06742A750 | IPATH S&P MLP | 41,160 | $721,000 | thousands by filing date | |
| WD 40 CO COM | 929236107 | Stock | 4,917 | $719,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 79,493 | $719,000 | thousands by filing date | |
| ALEXANDER & BALDWIN INC NEW | 014491104 | COM | 30,620 | $719,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D480 | X LINK GOLD SHS | 84,281 | $719,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 40,000 | $716,000 | thousands by filing date | call |
| W & T OFFSHORE INC | 92922P106 | COM | 99,930 | $715,000 | thousands by filing date | |
| BOSTON PRIVATE FINL HLDGS INC COM | 101119105 | Stock | 44,974 | $715,000 | thousands by filing date | |
| CONMED CORP COM | 207410101 | Stock | 9,755 | $714,000 | thousands by filing date | |
| DAVE & BUSTERS ENTMT INC | 238337109 | COM | 15,000 | $714,000 | thousands by filing date | call |
| INVESCO EXCH TRADED FD TR II | 46138E545 | MSCI GBL TIMBR | 22,012 | $714,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E164 | S&P SMLCP ENGY | 41,926 | $712,000 | thousands by filing date | |
| INVESCO CURRENCYSHARES BRITISH | 46138m109 | INDX FD | 5,556 | $711,000 | thousands by filing date | |
| EXONE CO | 302104104 | COM | 100,356 | $711,000 | thousands by filing date | |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 68,865 | $710,000 | thousands by filing date | |
| TEMPLETON EMERGING MARKETS FUN | 880191101 | COM | 48,206 | $709,000 | thousands by filing date | |
| NUVEEN MORTGAGE AND INCOME F | 670735109 | COM | 30,080 | $708,000 | thousands by filing date | |
| DELAWARE INV MN MUN INC FD I | 24610V103 | COM | 57,169 | $708,000 | thousands by filing date | |
| TRANSALTA CORP | 89346D107 | COM | 141,285 | $707,000 | thousands by filing date | |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 31,186 | $703,000 | thousands by filing date | |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 61,636 | $703,000 | thousands by filing date | |
| BANCORPSOUTH BK TUPELO MISS | 05971J102 | COM | 21,339 | $703,000 | thousands by filing date | |
| Akoustis Technologies Inc | 00973N102 | COM | 96,525 | $702,000 | thousands by filing date | |
| UNIQURE NV | N90064101 | SHS | 18,531 | $700,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 100,000 | $700,000 | thousands by filing date | put |
| PROSHARES SHORT | 74347R396 | PSHS SH MSCI EMR | 36,716 | $700,000 | thousands by filing date | |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 9,500 | $699,000 | thousands by filing date | call |
| BLACKROCK MUNIVEST FUND II | 09253T101 | COM | 49,863 | $699,000 | thousands by filing date | |
| RUTHS HOSPITALITY GROUP INC | 783332109 | COM | 24,902 | $699,000 | thousands by filing date | |
| JERNIGAN CAP INC | 476405105 | COM | 36,570 | $697,000 | thousands by filing date | |
| HERITAGE FINANCIAL CORP | 42722X106 | COMMON STOCK | 19,975 | $696,000 | thousands by filing date | |
| DREYFUS MUN INCOME INC | 26201R102 | COM | 85,273 | $695,000 | thousands by filing date | |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 101,824 | $692,000 | thousands by filing date | |
| IVY HIGH INCOME OPPORTUNITIE | 465893105 | COM | 48,232 | $691,000 | thousands by filing date | |
| NATIONAL COMM CORP | 63546L102 | COM | 14,904 | $690,000 | thousands by filing date | |
| TETRAPHASE PHARMACEUTICALS INC | 88165N105 | COMMON STOCK | 192,871 | $689,000 | thousands by filing date | |
| GREAT ELM CAP CORP | 390320109 | COM | 74,567 | $689,000 | thousands by filing date | |
| ISHARES TR | 464289479 | CORE LT USDB ETF | 11,418 | $687,000 | thousands by filing date | |
| ELLINGTON FINANCIAL LLC | 288522303 | COM | 43,954 | $686,000 | thousands by filing date | |
| PRESTIGE CONSMR HEALTHCARE I | 74112D101 | COM | 17,841 | $685,000 | thousands by filing date | |
| APPTIO INC | 03835C108 | CL A | 18,920 | $685,000 | thousands by filing date | |
| ORMAT TECHNOLOGIES INC | 686688102 | COM | 12,859 | $684,000 | thousands by filing date | |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 359,500 | $683,000 | thousands by filing date | call |
| PAR PAC HOLDINGS INC | 69888T207 | COM NEW | 39,288 | $683,000 | thousands by filing date | |
| CROCS INC COM | 227046109 | Stock | 38,731 | $682,000 | thousands by filing date | |
| TOWNEBANK PORTSMOUTH VA | 89214P109 | COM | 21,226 | $682,000 | thousands by filing date | |
| II VI INC | 902104108 | COM | 15,678 | $681,000 | thousands by filing date | |
| Heritage Commerce Corp | 426927109 | Common Stock | 40,059 | $681,000 | thousands by filing date | |
| PLANET FITNESS MASTER ISSUER L CL A | 72703H101 | Stock | 15,448 | $679,000 | thousands by filing date | |
| AURINIA PHARMACEUTICALS INC COM | 05156V102 | Stock | 120,435 | $678,000 | thousands by filing date | |
| BUILDERS FIRSTSOURCE INC COM | 12008R107 | Stock | 36,980 | $677,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061409 | GLOBAL VALUE ETF | 28,454 | $675,000 | thousands by filing date | |
| ORBCOMM INC | 68555P100 | COM | 66,880 | $675,000 | thousands by filing date | |
| DAVITA INC COM | 23918K108 | Stock | 9,700 | $674,000 | thousands by filing date | call |
| WISDOMTREE U S VALUE ETF | 97717W547 | COM | 8,158 | $673,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736M103 | ALERIAN US NXTGN | 12,025 | $672,000 | thousands by filing date | |
| NEWFIELD EXPL CO | 651290108 | COM | 22,200 | $672,000 | thousands by filing date | call |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 24,991 | $671,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P888 | NUVEEN ESG EMRGN | 25,662 | $670,000 | thousands by filing date | |
| 8X8 INC | 282914100 | COMMON STOCK | 33,400 | $669,000 | thousands by filing date | |
| PROSHARES TR | 74347B235 | PSHS SHORT DOW30 | 11,181 | $669,000 | thousands by filing date | |
| HORTONWORKS INC | 440894103 | COM | 36,706 | $669,000 | thousands by filing date | |
| GLOBANT S A | L44385109 | COM | 11,763 | $668,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 122,653 | $667,000 | thousands by filing date | |
| IVLU | 46435G409 | COM | 26,630 | $666,000 | thousands by filing date | |
| COHU INC | 192576106 | COM | 27,153 | $666,000 | thousands by filing date | |
| BANK OF N T BUTTERFIELD & SO | G0772R208 | SHS NEW | 14,564 | $666,000 | thousands by filing date | |
| EATON VANCE NATIONAL MUNICIPAL | 27829L105 | COM SHS | 32,581 | $666,000 | thousands by filing date | |
| CAPITOL FED FINL INC COM | 14057J101 | Stock | 50,548 | $665,000 | thousands by filing date | |
| HINGHAM INSTN SVGS MASS | 433323102 | COM | 3,022 | $664,000 | thousands by filing date | |
| NEUBERGER BERMAN HIGH YIELD ST | 64128C106 | COM | 61,262 | $663,000 | thousands by filing date | |
| AVAYA HLDGS CORP | 05351X101 | COM | 33,025 | $663,000 | thousands by filing date | |
| THIRD PT REINS LTD | G8827U100 | COM | 52,979 | $663,000 | thousands by filing date | |
| WHITESTONE REIT | 966084204 | COM | 52,999 | $662,000 | thousands by filing date | |
| SIERRA ONCOLOGY INC | 82640U107 | COM | 223,348 | $661,000 | thousands by filing date | |
| PROSHARES TR PSHS ULTRA DOW30 | 74347r305 | INDX FD | 15,821 | $660,000 | thousands by filing date | |
| Cannae Holdings, Inc. | 13765N107 | Common Stock, $0.0001 par value | 35,546 | $659,000 | thousands by filing date | |
| ARCBEST CORP COM | 03937C105 | Stock | 14,409 | $659,000 | thousands by filing date | |
| VITAL ENERGY INC | 516806106 | COMMON STOCK | 68,000 | $654,000 | thousands by filing date | call |
| BARCLAYS PLC ADR | 06738E204 | ADR | 65,000 | $652,000 | thousands by filing date | put |
| INVESCO EXCH TRADED FD TR II | 46138E586 | KBW PPTY CASUT | 10,951 | $652,000 | thousands by filing date | |
| ZOES KITCHEN INC | 98979J109 | COM | 66,787 | $652,000 | thousands by filing date | |
| INTEGRATED DEVICE TECHNOLOGY INC | 458118106 | COMMON STOCK | 20,400 | $650,000 | thousands by filing date | call |
| CRAY INC | 225223304 | COM NEW | 26,324 | $648,000 | thousands by filing date | |
| AGIOS PHARMACEUTICALS INC | 00847X104 | COM | 7,679 | $647,000 | thousands by filing date | |
| VANECK LOW CARBON ENERGYETF | 92189F502 | UIT EXCHANGE TRADED | 11,073 | $647,000 | thousands by filing date | |
| INSULET CORP COM | 45784P101 | Stock | 7,530 | $646,000 | thousands by filing date | |
| ASCENDIS PHARMA A/S DKK 1.0 AD | 04351P101 | SPONSORED ADR | 9,713 | $646,000 | thousands by filing date | |
| SMITH & NEPHEW PLC SPDN ADR NEW | 83175M205 | ADR | 17,211 | $645,000 | thousands by filing date | |
| UNISYS CORP | 909214306 | COMMON STOCK | 50,000 | $645,000 | thousands by filing date | call |
| CRH MEDICAL CORP | 12626F105 | COM | 208,034 | $645,000 | thousands by filing date | |
| BSB BANCORP INC MD | 05573H108 | COM | 18,737 | $644,000 | thousands by filing date | |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 43,670 | $643,000 | thousands by filing date | |
| ACXIOM CORP | 005125109 | COMMON STOCK | 21,463 | $643,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 7,500 | $642,000 | thousands by filing date | call |
| AIR TRANSPORT SERVICES GRP I | 00922R105 | COM | 28,418 | $642,000 | thousands by filing date | |
| U S PHYSICAL THERAPY | 90337L108 | COM | 6,657 | $640,000 | thousands by filing date | |
| TREEHOUSE FOODS INC COM | 89469A104 | Stock | 12,167 | $639,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L787 | GLB QLT R/E IDX | 10,253 | $639,000 | thousands by filing date | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 1,176,791 | $638,000 | thousands by filing date | |
| CINEMARK HLDGS INC COM | 17243V102 | Stock | 18,136 | $636,000 | thousands by filing date | |
| High Templar Tech Limit | 747798106 | COM | 71,465 | $633,000 | thousands by filing date | |
| APPFOLIO INC | 03783C100 | COM CL A | 10,344 | $632,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 6,100 | $632,000 | thousands by filing date | put |
| TRUEBLUE INC | 89785X101 | COM | 23,430 | $632,000 | thousands by filing date | |
| SPX FLOW INC COM | 78469X107 | Stock | 14,443 | $632,000 | thousands by filing date | |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 54,280 | $630,000 | thousands by filing date | |
| DEL FRISCOS RESTAURANT GROUP | 245077102 | COM | 50,000 | $630,000 | thousands by filing date | put |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254M105 | COM | 47,234 | $629,000 | thousands by filing date | |
| UNION BANKSHARES CORP | 90539J109 | COM | 16,170 | $629,000 | thousands by filing date | |
| CARGURUS INC COM CL A | 141788109 | Stock | 18,068 | $628,000 | thousands by filing date | |
| COLUMBIA SELIGMAN PREMIUM TECH | 19842X109 | COM | 29,144 | $628,000 | thousands by filing date | |
| EBIX INC | 278715206 | COM NEW | 8,234 | $628,000 | thousands by filing date | |
| CHESAPEAKE UTILS CORP | 165303108 | COM | 7,845 | $627,000 | thousands by filing date | |
| FIRST FINANCIAL CORP | 320218100 | COMMON STOCK | 13,811 | $627,000 | thousands by filing date | |
| VANGUARD WORLD FD | 921910709 | EXTENDED DUR | 5,456 | $626,000 | thousands by filing date | |
| NEXPOINT RESIDENTIAL TR INC | 65341D102 | COM | 21,963 | $624,000 | thousands by filing date | |
| STAR GROUP LP | 85512C105 | UNIT LTD PARTNR | 63,467 | $622,000 | thousands by filing date | |
| FIRST INTERSTATE BANCSYSTEM IN | 32055Y201 | COM CL A | 14,714 | $621,000 | thousands by filing date | |
| SUNTRUST BANKS INC | 867914103 | COM | 9,400 | $621,000 | thousands by filing date | put |
| INVESCO EXCHANGE TRADED FD T | 46137V274 | S&P500 EQL UTL | 7,268 | $620,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 47,784 | $620,000 | thousands by filing date | |
| INTERNATIONAL SPEEDWAY CORP | 460335201 | COMMON STOCK | 13,832 | $619,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q837 | ULTRA SHRT ETF | 12,340 | $618,000 | thousands by filing date | |
| DORCHESTER MINERALS L P | 25820R105 | COM UNIT | 29,958 | $617,000 | thousands by filing date | |
| NORTHSTAR REALTY EUROPE CORP | 66706L101 | COM | 42,536 | $617,000 | thousands by filing date | |
| RALPH LAUREN CORP | 751212101 | CL A | 4,900 | $616,000 | thousands by filing date | call |
| TEJON RANCH CO | 879080109 | COMMON STOCK | 25,336 | $616,000 | thousands by filing date | |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 39,300 | $614,000 | thousands by filing date | put |
| NUVEEN DIVERSIFIED DIVID & I | 6706EP105 | COM | 52,640 | $614,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 2,800 | $613,000 | thousands by filing date | put |
| ACADIA RLTY TR | 004239109 | COM SH BEN INT | 22,383 | $613,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635109 | COM | 50,000 | $612,000 | thousands by filing date | put |
| EL PASO ELECTRIC CO | 283677854 | COM NEW | 10,358 | $612,000 | thousands by filing date | |
| LENDINGTREE INC | 52603B107 | COM | 2,862 | $611,000 | thousands by filing date | |
| STERLING BANCORP DEL | 85917A100 | COM | 25,962 | $610,000 | thousands by filing date | |
| BENCHMARK ELECTRS INC COM | 08160H101 | Stock | 20,903 | $609,000 | thousands by filing date | |
| iShares iBonds Dec. 2027 Corporate Bond ETF | 46435UAA9 | ETF | 25,771 | $608,000 | thousands by filing date | |
| FIRSTSERVICE CORP NEW | 33767E103 | COM | 7,998 | $608,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 38,900 | $606,000 | thousands by filing date | put |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 28,378 | $605,000 | thousands by filing date | |
| CAREER EDUCATION CORP | 141665109 | COM | 37,398 | $605,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW COM NEW | 171871502 | Stock | 38,409 | $603,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 41,456 | $601,000 | thousands by filing date | |
| BROWN & BROWN INC COM | 115236101 | Stock | 21,647 | $600,000 | thousands by filing date | |
| COHEN & STEERS GLOBAL INC BLDR | 19248M103 | COM | 62,995 | $599,000 | thousands by filing date | |
| PIXELWORKS INC | 72581M305 | COM NEW | 165,842 | $599,000 | thousands by filing date | |
| BLACKSTONE SENIOR FLOATING RAT | 09256U105 | COM | 33,141 | $597,000 | thousands by filing date | |
| DEL FRISCOS RESTAURANT GROUP | 245077102 | COM | 47,370 | $597,000 | thousands by filing date | |
| MAMMOTH ENERGY SERVICES INC | 56155L108 | COM | 17,546 | $596,000 | thousands by filing date | |
| ISHARES TR | 46432FAN7 | 2023 INVTGR BD | 25,295 | $596,000 | thousands by filing date | |
| ISHARES TR | 46429B291 | A RATE CP BD ETF | 11,781 | $594,000 | thousands by filing date | |
| SIMMONS 1ST NATL CORP | 828730200 | CL A $1 PAR | 19,828 | $593,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 26,500 | $589,000 | thousands by filing date | call |
| FOX FACTORY HLDG CORP | 35138V102 | COM | 12,654 | $589,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E834 | DWA TACTCL MLT | 23,101 | $589,000 | thousands by filing date | |
| NMI HLDGS INC | 629209305 | COM | 35,962 | $586,000 | thousands by filing date | |
| LESAKA TECHNOLOGIES INC | 64107N206 | CMN | 64,489 | $586,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 169,685 | $586,000 | thousands by filing date | |
| NEUBERGER BERMAN CALIFORNIA IN | 64123C101 | COM | 46,739 | $585,000 | thousands by filing date | |
| BILIBILI INC SPONS ADS REP Z | 090040106 | ADR | 41,630 | $582,000 | thousands by filing date | |
| KINDRED BIOSCIENCES INC COM | 494577109 | Stock | 54,574 | $582,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F809 | COAL ETF | 36,869 | $582,000 | thousands by filing date | |
| SUNTRUST BANKS INC | 867914103 | COM | 8,800 | $581,000 | thousands by filing date | call |
| WISDOMTREE TR | 97717W430 | HEDGED HI YLD BD | 24,231 | $580,000 | thousands by filing date | |
| DENNYS CORP | 24869P104 | COM | 36,401 | $580,000 | thousands by filing date | |
| PAYLOCITY HLDG CORP COM | 70438V106 | Stock | 9,824 | $579,000 | thousands by filing date | |
| FIRST CTZNS BANCSHARES INC DEL CL A | 31946M103 | Stock | 1,429 | $577,000 | thousands by filing date | |
| VIRTUSA CORP | 92827P102 | COM | 11,826 | $576,000 | thousands by filing date | |
| HAMILTON BEACH BRAND A | 40701T104 | COMMON STOCK | 19,815 | $576,000 | thousands by filing date | |
| CAMDEN NATIONAL CORP | 133034108 | COMMON STOCK | 12,606 | $576,000 | thousands by filing date | |
| ISHARES INC | 46434G509 | CUR HD MSCI EM | 22,485 | $576,000 | thousands by filing date | |
| HYATT HOTELS CORP COM CL A | 448579102 | Stock | 7,447 | $575,000 | thousands by filing date | |
| AXIA ENERGIA SA | 15234Q207 | SPONSORED ADR | 179,013 | $575,000 | thousands by filing date | |
| F N B CORP | 302520101 | COM | 42,837 | $575,000 | thousands by filing date | |
| ISHARES TR | 464289883 | CORE 30 70 ETF | 16,906 | $575,000 | thousands by filing date | |
| ELECTRO SCIENTIFIC INDS | 285229100 | COM | 36,477 | $575,000 | thousands by filing date | |
| ECHO GLOBAL LOGISTICS INC | 27875T101 | COM | 19,614 | $574,000 | thousands by filing date | |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 41,429 | $572,000 | thousands by filing date | |
| NUVEEN PFD & INCOME 2022 TER | 67075T105 | COM | 23,614 | $572,000 | thousands by filing date | |
| ARTESIAN RES CORP | 043113208 | CL A | 14,747 | $571,000 | thousands by filing date | |
| CENTRAL GARDEN PET CO | 153527106 | COMMON STOCK | 13,111 | $570,000 | thousands by filing date | |
| KIRBY CORP | 497266106 | COM | 6,787 | $567,000 | thousands by filing date | |
| ICL GROUP LTD ILS1 | M5920A109 | Common Stock | 123,129 | $567,000 | thousands by filing date | |
| O-I GLASS, INC. | 690768403 | COM | 33,718 | $567,000 | thousands by filing date | |
| ELDORADO RESORTS INC | 28470R102 | COM | 14,500 | $567,000 | thousands by filing date | put |
| INDEXIQ ETF TR | 45409B628 | US RL EST SMCP | 21,355 | $567,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 18,400 | $565,000 | thousands by filing date | call |
| ENANTA PHARMACEUTICALS INC | 29251M106 | COM | 4,871 | $565,000 | thousands by filing date | |
| HEALTH INS INNOVATIONS INC | 42225K106 | COM CL A | 17,464 | $565,000 | thousands by filing date | |
| SANDY SPRING BANCORP INC | 800363103 | COMMON STOCK | 13,782 | $565,000 | thousands by filing date | |
| ZIONS BANCORPORATION | 989701107 | COM | 10,700 | $564,000 | thousands by filing date | put |
| METALLUS INC | 887399103 | COMMON STOCK | 34,500 | $564,000 | thousands by filing date | put |
| CHUY'S HOLDINGS INC | 171604101 | COMMON STOCK | 18,345 | $563,000 | thousands by filing date | |
| ITAU CORPBANCA | 45033E105 | SPONSORED ADR | 37,842 | $562,000 | thousands by filing date | |
| MANAGED DURATION INVT GRD FU | 56165R103 | COM | 39,121 | $561,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E408 | MSCI CHINA CNSMR | 31,437 | $560,000 | thousands by filing date | |
| DREYFUS MUN BD INFRSTRCTR FD | 26203D101 | SHS | 44,814 | $559,000 | thousands by filing date | |
| ASHFORD HOSPITALITY | 044103109 | COMMON STOCK | 69,031 | $559,000 | thousands by filing date | |
| GREAT WESTN BANCORP INC | 391416104 | COM | 13,279 | $558,000 | thousands by filing date | |
| BANCO SANTANDER CHILE NEW | 05965X109 | SP ADR REP COM | 17,722 | $557,000 | thousands by filing date | |
| GREAT SOUTHERN BANCORP INC | 390905107 | COMMON STOCK | 9,734 | $556,000 | thousands by filing date | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 51,692 | $555,000 | thousands by filing date | |
| WAVE LIFE SCIENCES LTD SHS | Y95308105 | Stock | 14,506 | $554,000 | thousands by filing date | |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 233,642 | $554,000 | thousands by filing date | |
| MARINUS PHARMACEUTICALS INC | 56854Q101 | COM | 78,276 | $553,000 | thousands by filing date | |
| RTI BIOLOGICS INC | 74975N105 | COM | 119,892 | $551,000 | thousands by filing date | |
| PROSHARES TR | 74348A210 | SHRT RUSSELL2000 | 14,117 | $550,000 | thousands by filing date | |
| SSGA ACTIVE TR | 78470P309 | ST STR MARKE ETF | 11,362 | $549,000 | thousands by filing date | |
| AARONS INC | 002535300 | COM PAR $0.50 | 12,608 | $548,000 | thousands by filing date | |
| ALIGN TECHNOLOGY INC COM | 016255101 | Stock | 1,600 | $547,000 | thousands by filing date | put |
| UMH PPTYS INC | 903002103 | COM | 35,639 | $547,000 | thousands by filing date | |
| QUALITY SYS INC | 747582104 | COM | 27,985 | $546,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 11,900 | $545,000 | thousands by filing date | put |
| PPDAI GROUP INC | 69354V108 | SPONSORED ADR | 91,655 | $545,000 | thousands by filing date | |
| INVESCO MUNI INCOME OPP TRST | 46132X101 | COM | 72,059 | $544,000 | thousands by filing date | |
| ABSOLUTE SHS TR | 00400R809 | WBI BBR QTY 3000 | 20,797 | $543,000 | thousands by filing date | |
| STONEMOR PARTNERS LP | 86183Q100 | COMMON STOCK | 89,877 | $542,000 | thousands by filing date | |
| NIAGEN BIOSCIENCE INC | 171077407 | COM NEW | 145,704 | $541,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E500 | NAS CLNEDG GREEN | 27,744 | $541,000 | thousands by filing date | |
| NORTHERN LTS FD TR IV | 66538H666 | FRMLAFOLIOS TATL | 22,542 | $540,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E259 | GB MSCI AR ETF | 20,000 | $539,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F841 | NATURAL RESOURC | 14,485 | $538,000 | thousands by filing date | |
| CENTENNIAL RESOURCE DEV INC | 15136A102 | CL A | 29,835 | $538,000 | thousands by filing date | |
| CHART INDS INC | 16115Q308 | COM | 8,710 | $537,000 | thousands by filing date | |
| TPG RE FIN TR INC COM | 87266M107 | REIT | 26,367 | $536,000 | thousands by filing date | |
| HOME BANCSHARES INC COM | 436893200 | Stock | 23,736 | $535,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 118,857 | $535,000 | thousands by filing date | |
| COLUMBIA INDIA CONSUMER ETF | 19762B707 | ETF | 11,662 | $535,000 | thousands by filing date | |
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 70,424 | $535,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD | 72201H108 | COM | 45,086 | $534,000 | thousands by filing date | |
| FLEX LTD ORD | Y2573F102 | Stock | 37,800 | $533,000 | thousands by filing date | call |
| ABERDEEN INCOME CR STRATEGIE | 003057106 | COM | 38,615 | $533,000 | thousands by filing date | |
| CHENIERE ENERGY PTNRS LP HLD | 16411W108 | COM REP LLC IN | 16,929 | $533,000 | thousands by filing date | |
| VANECK RUSSIA ETF | 92189F403 | ETF | 25,000 | $531,000 | thousands by filing date | call |
| CORENERGY INFRASTRUCTURE TR | 21870U502 | TRUS | 14,127 | $531,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 328,709 | $530,000 | thousands by filing date | |
| PRIMO WTR CORP | 74165N105 | COM | 30,220 | $529,000 | thousands by filing date | |
| iShares MSCI Japan ETF | 46434G822 | SHS | 9,100 | $527,000 | thousands by filing date | put |
| SANMINA CORP COM | 801056102 | Stock | 17,968 | $527,000 | thousands by filing date | |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 38,066 | $527,000 | thousands by filing date | |
| STANTEC INC COM | 85472N109 | Stock | 20,557 | $527,000 | thousands by filing date | |
| CHINA AUTOMOTIVE SYS INC | 16936R105 | COM | 122,070 | $527,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E218 | MSCI NXT EMRNG | 24,637 | $527,000 | thousands by filing date | |
| WORKIVA INC COM CL A | 98139A105 | Stock | 21,526 | $525,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72200M108 | COM | 63,239 | $525,000 | thousands by filing date | |
| NINE ENERGY SERVICE INC | 65441V101 | COM | 15,847 | $525,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A306 | COM NEW | 97,625 | $524,000 | thousands by filing date | |
| DYNAGAS LNG PARTNERS LP | Y2188B108 | CMN | 63,879 | $523,000 | thousands by filing date | |
| HEARTLAND FINL USA INC | 42234Q102 | COM | 9,529 | $522,000 | thousands by filing date | |
| AMERICOLD REALTY TRUST INC COM | 03064D108 | REIT | 23,614 | $520,000 | thousands by filing date | |
| AMYRIS INC | 03236M200 | COM NEW | 81,234 | $519,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 57,025 | $518,000 | thousands by filing date | |
| INSPIRE MED SYS INC COM | 457730109 | Stock | 14,484 | $517,000 | thousands by filing date | |
| TELLURIAN INC NEW | 87968A104 | COM | 62,086 | $516,000 | thousands by filing date | |
| FGL HLDGS | G3402M102 | ORD SHS | 61,466 | $515,000 | thousands by filing date | |
| ISHARES TR | 46434V712 | MIN VOL JAPN ETF | 7,541 | $513,000 | thousands by filing date | |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 26,200 | $512,000 | thousands by filing date | call |
| MORGAN STANLEY CHINA A SH FD | 617468103 | COM | 22,186 | $512,000 | thousands by filing date | |
| AEROJET ROCKETDYNE HLDGS INC C | 007800105 | COM | 17,353 | $511,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E677 | GLOBAL GLD PREC | 27,662 | $511,000 | thousands by filing date | |
| EVERSOURCE ENERGY COM | 30040W108 | Stock | 8,700 | $510,000 | thousands by filing date | call |
| AMERIS BANCORP | 03076K108 | COM | 9,554 | $510,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E226 | GLB X MLP ENRG I | 38,253 | $510,000 | thousands by filing date | |
| TTOO | 89853L104 | Stock | 65,752 | $509,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W448 | GERMANY HEDEQ FD | 17,057 | $508,000 | thousands by filing date | |
| DAVIS FUNDAMENTAL ETF TR | 23908L108 | SELECT FINL | 21,378 | $506,000 | thousands by filing date | |
| TRIMAS CORP | 896215209 | COM NEW | 17,157 | $505,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 15,000 | $504,000 | thousands by filing date | put |
| VIRTUS TOTAL RETURN FUND INC | 92835W107 | COM | 44,667 | $503,000 | thousands by filing date | |
| INVESCO BD FD | 46132L107 | COM | 28,095 | $503,000 | thousands by filing date | |
| SIMULATIONS PLUS INC | 829214105 | COM | 22,592 | $502,000 | thousands by filing date | |
| LIBERTY ALL STAR GROWTH FUND I | 529900102 | COM | 75,436 | $500,000 | thousands by filing date | |
| WESTERN ASSET MUN HIGH INCOME COM | 95766N103 | CEF | 69,035 | $499,000 | thousands by filing date | |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 25,916 | $498,000 | thousands by filing date | |
| RADNET INC | 750491102 | COM | 33,242 | $498,000 | thousands by filing date | |
| DARLING INGREDIENTS INC COM | 237266101 | Stock | 24,981 | $497,000 | thousands by filing date | |
| DAQO NEW ENERGY CORP. (ADR) | 23703Q203 | SPNSRD ADS NEW | 13,950 | $496,000 | thousands by filing date | |
| NUVEEN ESG LARGE-CAP GROWTH ETF | 67092P201 | ETF | 14,427 | $495,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P102 | NUVEEN ENHNC YLD | 21,039 | $495,000 | thousands by filing date | |
| BLUEKNIGHT ENERGY PARTNERS LP | 09625U109 | PREFERRED | 145,254 | $494,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972A301 | COM NEW | 27,612 | $493,000 | thousands by filing date | |
| SOUTHSIDE BANCSHARES INC | 84470P109 | COMMON STOCK | 14,641 | $493,000 | thousands by filing date | |
| SPRAGUE RES LP | 849343108 | COM UNIT REP LTD | 19,405 | $493,000 | thousands by filing date | |
| WESBANCO INC | 950810101 | COM | 10,879 | $490,000 | thousands by filing date | |
| ELFBEAUTYINC | 26856L103 | STOK | 32,079 | $489,000 | thousands by filing date | |
| ABM INDS INC | 000957100 | COM | 16,759 | $489,000 | thousands by filing date | |
| FRANCESCAS HLDGS CORP | 351793104 | COM | 64,852 | $489,000 | thousands by filing date | |
| PROSHARES TR | 74348A178 | ULTRAPRO DOW 30 | 26,118 | $489,000 | thousands by filing date | |
| DESPEGAR COM CORP | G27358103 | ORD SHS | 23,304 | $488,000 | thousands by filing date | |
| CENTERSTATE BK CORP | 15201P109 | COM | 16,366 | $488,000 | thousands by filing date | |
| PURSUIT ATTRACTIONS AND HOSP | 92552R406 | COM | 8,985 | $487,000 | thousands by filing date | |
| ACACIA COMMUNICATIONS INC | 00401C108 | COM | 13,991 | $487,000 | thousands by filing date | |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 36,937 | $486,000 | thousands by filing date | |
| UNITED FINL BANCORP INC NEW | 910304104 | COM | 27,762 | $486,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 4,600 | $485,000 | thousands by filing date | put |
| MOVADO GROUP INC COM | 624580106 | Stock | 10,038 | $485,000 | thousands by filing date | |
| COMFORT SYS USA INC COM | 199908104 | Stock | 10,503 | $481,000 | thousands by filing date | |
| BANNER CORP | 06652V208 | COM NEW | 8,002 | $481,000 | thousands by filing date | |
| NUVEEN ARIZ PREM INCOME MUN | 67061W104 | COM | 37,425 | $479,000 | thousands by filing date | |
| DENISON MINES CORP | 248356107 | COM | 952,167 | $479,000 | thousands by filing date | |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 29,752 | $479,000 | thousands by filing date | |
| NUVEEN SHORT DURATION CREDIT | 67074X107 | COM | 28,119 | $478,000 | thousands by filing date | |
| EATON VANCE FLTG RATE INCOM | 278284104 | COM SHS BEN INT | 28,811 | $478,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554102 | COM | 13,017 | $477,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 90,000 | $477,000 | thousands by filing date | put |
| INVESCO EXCHANGE TRADED FD T | 46137V886 | S&P500 EX-RATE | 6,724 | $476,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 16,111 | $475,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2027 CORPORATE BOND ETF | 46138J783 | ETF | 25,006 | $475,000 | thousands by filing date | |
| ANIXTER INTL INC | 035290105 | COM | 7,496 | $475,000 | thousands by filing date | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 8,200 | $474,000 | thousands by filing date | put |
| BOOT BARN HLDGS INC | 099406100 | COM | 22,809 | $474,000 | thousands by filing date | |
| ISHARES TR | 46435G532 | MSCI GBL SUS DEV | 8,367 | $474,000 | thousands by filing date | |
| GENPACT LIMITED SHS | G3922B107 | Stock | 16,349 | $473,000 | thousands by filing date | |
| ICHOR HOLDINGS | G4740B105 | SHS | 22,232 | $472,000 | thousands by filing date | |
| VIRTUS TOTAL RETURN FUND INC | 92837G100 | COM | 43,012 | $472,000 | thousands by filing date | |
| CHERRY HILL MTG INVT CORP | 164651101 | COM | 26,364 | $471,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 45,996 | $469,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 5,000 | $468,000 | thousands by filing date | put |
| BANCO SANTANDER BRASIL S.A. AD | 05967A107 | ADS REP 1 UNIT | 62,469 | $468,000 | thousands by filing date | |
| GRAHAM HLDGS CO COM CL B | 384637104 | Stock | 796 | $467,000 | thousands by filing date | |
| SCHWEITZER-MAUDUIT INTL INC | 808541106 | COM | 10,678 | $467,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 2,700 | $467,000 | thousands by filing date | call |
| PIVOTAL SOFTWARE INC | 72582H107 | COM CL A | 19,200 | $466,000 | thousands by filing date | call |
| RELX PLC SPONSORED ADR | 759530108 | ADR | 21,406 | $465,000 | thousands by filing date | |
| BRF SA | 10552T107 | SPONSORED ADR | 99,391 | $465,000 | thousands by filing date | |
| DIVIDEND & INCOME FD INC | 25538A204 | COM NEW | 37,705 | $465,000 | thousands by filing date | |
| ENVIRI CORP | 415864107 | COM | 21,061 | $465,000 | thousands by filing date | |
| VOYA NAT RES EQUITY INCOME F | 92913C106 | COM | 73,124 | $464,000 | thousands by filing date | |
| NUVEEN VA QUALITY MUN INCOM | 67064R102 | COM | 37,241 | $464,000 | thousands by filing date | |
| SP PLUS CORP | 78469C103 | COM | 12,453 | $464,000 | thousands by filing date | |
| SMART GLOBAL HLDGS INC | G8232Y101 | COM | 14,555 | $464,000 | thousands by filing date | |
| KEMPER CORP COM | 488401100 | Stock | 6,118 | $463,000 | thousands by filing date | |
| BLACKROCK MUN INCOME INVT TR | 09248H105 | SHS BEN INT | 35,127 | $462,000 | thousands by filing date | |
| WORLD KINECT CORPORATION | 981475106 | COM | 22,609 | $461,000 | thousands by filing date | |
| CLOUDERA INC | 18914U100 | COM | 33,775 | $461,000 | thousands by filing date | |
| FIVE9 INC | 338307101 | COM | 13,265 | $459,000 | thousands by filing date | |
| NEOGENOMICS INC | 64049M209 | COM NEW | 34,984 | $459,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 60,000 | $458,000 | thousands by filing date | call |
| TEEKAY OFFSHORE PARTNERS LP | Y8565J101 | COMMON STOCK | 172,960 | $457,000 | thousands by filing date | |
| VERIS RESIDENTIAL INC | 554489104 | COM | 22,531 | $457,000 | thousands by filing date | |
| ATHENEX INC | 04685N103 | COM | 24,485 | $457,000 | thousands by filing date | |
| DIODES INC COM | 254543101 | Stock | 13,202 | $456,000 | thousands by filing date | |
| HAWKINS INC | 420261109 | COM | 12,891 | $456,000 | thousands by filing date | |
| COHEN & STEERS TOTAL RETURN | 19247R103 | COM | 36,426 | $456,000 | thousands by filing date | |
| ISHARES TR | 464288489 | INTL DEV RE ETF | 15,621 | $456,000 | thousands by filing date | |
| INVESCO TR INVT GRADE NEW YO | 46131T101 | COM | 35,666 | $455,000 | thousands by filing date | |
| CODEXIS INC | 192005106 | COM | 31,531 | $454,000 | thousands by filing date | |
| LCNB CORP | 50181P100 | COM | 23,066 | $454,000 | thousands by filing date | |
| ROYCE GLOBAL TRUST INC | 78081T104 | COM | 43,208 | $454,000 | thousands by filing date | |
| LANDMARK INFRASTRUCTURE PARTNERS | 51508J108 | COMMON STOCK | 32,759 | $454,000 | thousands by filing date | |
| ABSOLUTE SHS TR WBI BBR RNG 2000 | 00400R106 | CEF | 18,583 | $452,000 | thousands by filing date | |
| ARROWHEAD PHARMACEUTICALS IN | 04280A100 | COM | 33,140 | $451,000 | thousands by filing date | |
| BLACKROCK MUNIENHANCED FD IN | 09253Y100 | COM | 42,852 | $451,000 | thousands by filing date | |
| IMPERVA INC | 45321L100 | COM | 9,314 | $450,000 | thousands by filing date | |
| BRINKS CO | 109696104 | COM | 5,626 | $449,000 | thousands by filing date | |
| MERITOR INC | 59001K100 | COMMON STOCK | 21,828 | $449,000 | thousands by filing date | |
| BOTTOMLINE TECH INC DEL | 101388106 | COM | 8,978 | $448,000 | thousands by filing date | |
| WESTERN ASSET INTER MUNI FD | 958435109 | COM | 51,699 | $448,000 | thousands by filing date | |
| CANADA GOOSE HLDGS INC SHS SUB VTG | 135086106 | Stock | 7,597 | $447,000 | thousands by filing date | |
| PROPETRO HLDG CORP | 74347M108 | COM | 28,513 | $447,000 | thousands by filing date | |
| DINE BRANDS GLOBAL INC | 254423106 | COM | 5,977 | $447,000 | thousands by filing date | |
| Surmodics Inc | 868873100 | Common Stock | 8,094 | $447,000 | thousands by filing date | |
| GLOBAL X FTSE GREECE 20 ETF | 37950E366 | COMMON | 49,055 | $447,000 | thousands by filing date | |
| COGENT COMMUNICATIONS GROUP | 19239V302 | COM NEW | 8,351 | $446,000 | thousands by filing date | |
| CUBESMART COM | 229663109 | REIT | 13,802 | $445,000 | thousands by filing date | |
| SAFETY INS GROUP INC | 78648T100 | COM | 5,201 | $445,000 | thousands by filing date | |
| CALAMP CORP | 128126109 | COMMON STOCK | 18,976 | $445,000 | thousands by filing date | |
| AMERICAN NATL INS | 028591105 | COMMON STOCK | 3,713 | $444,000 | thousands by filing date | |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 135,000 | $444,000 | thousands by filing date | call |
| FI ENHANCED LRG CAP GROWTH CS | 22542D423 | COM | 1,740 | $444,000 | thousands by filing date | |
| CTS CORP | 126501105 | COM | 12,309 | $443,000 | thousands by filing date | |
| INVESCO | 46090C305 | EXCHANGE TRADED | 10,839 | $443,000 | thousands by filing date | |
| S & T BANCORP INC COM | 783859101 | Stock | 10,196 | $441,000 | thousands by filing date | |
| HC2 HLDGS INC | 404139107 | COM | 75,200 | $440,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 19,469 | $439,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 18,000 | $438,000 | thousands by filing date | put |
| AZZ INC COM | 002474104 | Stock | 10,070 | $438,000 | thousands by filing date | |
| HUB GROUP INC | 443320106 | CL A | 8,800 | $438,000 | thousands by filing date | put |
| WESTERN ASSET MUN PARTNERS F | 95766P108 | COM | 31,074 | $438,000 | thousands by filing date | |
| HUB GROUP INC | 443320106 | CL A | 8,769 | $437,000 | thousands by filing date | |
| BLACKLINE, INC. | 09239B109 | COM | 10,070 | $437,000 | thousands by filing date | |
| PROVIDENCE SVC CORP | 743815102 | COM | 5,568 | $437,000 | thousands by filing date | |
| TRIUMPH FINANCIAL INC | 89679E300 | COM | 10,720 | $436,000 | thousands by filing date | |
| VOYA ASIA PACIFIC HIGH DIVIDEN | 92912J102 | COM | 43,458 | $435,000 | thousands by filing date | |
| TIER REIT COM | 88650V208 | COM NEW | 18,273 | $435,000 | thousands by filing date | |
| ALTRA HOLDINGS INC | 02208R106 | COMMON STOCK | 10,102 | $435,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137Y302 | ZACKS MICRO CP | 21,367 | $435,000 | thousands by filing date | |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 29,441 | $434,000 | thousands by filing date | |
| RETAIL OPPORTUNITY INVESTMENTS | 76131N101 | COMMON STOCK | 22,673 | $434,000 | thousands by filing date | |
| CERUS CORP | 157085101 | COM | 64,720 | $432,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y830 | GLOBAL X COPPER | 17,895 | $432,000 | thousands by filing date | |
| EVERBRIDGE INC | 29978A104 | COM | 9,092 | $431,000 | thousands by filing date | |
| ORION S.A. | L72967109 | COM | 13,944 | $430,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V720 | LEISU ENTMT ETF | 9,243 | $430,000 | thousands by filing date | |
| CONSTELLIUM NV-CLASS A | N22035104 | CL A | 41,545 | $428,000 | thousands by filing date | |
| INSMED INC COM PAR $.01 | 457669307 | Stock | 18,052 | $427,000 | thousands by filing date | |
| OLLIES BARGAIN OUTLET HLDGS | 681116109 | COM | 5,885 | $427,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR II | 410142103 | COM | 26,791 | $427,000 | thousands by filing date | |
| NEVRO CORP | 64157F103 | COM | 5,345 | $427,000 | thousands by filing date | |
| BLACKROCK NEW YORK MUNI 2018 | 09248K108 | COM | 28,934 | $427,000 | thousands by filing date | |
| DOUGLAS EMMETT INC | 25960P109 | COM | 10,595 | $426,000 | thousands by filing date | |
| FRANKLIN ETF TR | 353506108 | SHRT DUR US GOVT | 4,483 | $426,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q106 | REIT DIVIDE DOGS | 9,691 | $426,000 | thousands by filing date | |
| LIFEPOINT HEALTH INC | 53219L109 | COM | 8,734 | $426,000 | thousands by filing date | |
| GALMED PHARMACEUTICALS LTD | M47238106 | SHS | 35,778 | $426,000 | thousands by filing date | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 2,500 | $425,000 | thousands by filing date | call |
| WAYFAIR INC | 94419L101 | CL A | 3,575 | $425,000 | thousands by filing date | |
| ETSY INC | 29786A106 | COM | 9,984 | $422,000 | thousands by filing date | |
| ELEMENTS ROGERS INTL CMDTY AGRI TR ETN | 870297603 | ETF | 70,742 | $421,000 | thousands by filing date | |
| COHERUS ONCOLOGY INC | 19249H103 | COM | 29,900 | $419,000 | thousands by filing date | call |
| NATIONAL STORAGE AFFILIATES TR COM SHS BEN IN | 637870106 | REIT | 13,549 | $418,000 | thousands by filing date | |
| BLUEROCK RESIDENTIAL GWT REI | 09627J102 | COM CL A | 46,962 | $418,000 | thousands by filing date | |
| BRF SA | 10552T107 | SPONSORED ADR | 89,100 | $417,000 | thousands by filing date | call |
| DNOW INC | 67011P100 | COMMON STOCK | 31,262 | $416,000 | thousands by filing date | |
| HIGHPOINT RES CORP | 43114K108 | COM | 68,278 | $415,000 | thousands by filing date | |
| ENERGOUS CORP | 29272C103 | COM | 27,990 | $415,000 | thousands by filing date | |
| AMERICAN OUTDOOR BRANDS CORP | 02874P103 | COM | 34,365 | $414,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 73,009 | $413,000 | thousands by filing date | |
| QUICKLOGIC CORP | 74837P108 | COM | 359,032 | $413,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V803 | DORSEY WRGT CSMR | 7,533 | $412,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33737A108 | NASDQ CLN EDGE | 8,434 | $411,000 | thousands by filing date | |
| POPULAR INC | 733174700 | COM NEW | 9,049 | $410,000 | thousands by filing date | |
| AMBARELLA INC | G037AX101 | SHS | 10,590 | $409,000 | thousands by filing date | |
| NAVIGATORS GROUP INC | 638904102 | COM | 7,173 | $409,000 | thousands by filing date | |
| SPS COMM INC COM | 78463M107 | Stock | 5,552 | $408,000 | thousands by filing date | |
| HERITAGE CRYSTAL CLEAN INC | 42726M106 | COM | 20,306 | $408,000 | thousands by filing date | |
| 180 DEGREE CAP CORP | 68235B109 | COM | 176,700 | $408,000 | thousands by filing date | |
| WESTERN ASSET INVESTMENT GRA | 95766T100 | COM | 29,573 | $407,000 | thousands by filing date | |
| KOSMOS ENERGY LTD | G5315B107 | SHS | 49,208 | $407,000 | thousands by filing date | |
| ULTRAPAR PARTICIPACOES SA | 90400P101 | SP ADR REP COM | 34,306 | $406,000 | thousands by filing date | |
| PTC THERAPEUTICS INC | 69366J200 | COM | 12,011 | $405,000 | thousands by filing date | |
| CYTOSORBENTS CORP | 23283X206 | CMN | 35,511 | $405,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E747 | GLOB X NOR ETF | 28,326 | $405,000 | thousands by filing date | |
| MONGODB INC CL A | 60937P106 | Stock | 8,133 | $404,000 | thousands by filing date | |
| UNITED THERAPEUTICS CORP DEL COM | 91307C102 | Stock | 3,571 | $404,000 | thousands by filing date | |
| COMTECH TELECOMMUNICATIONS C | 205826209 | COM NEW | 12,607 | $401,000 | thousands by filing date | |
| SMART SAND INC | 83191H107 | COM | 75,377 | $401,000 | thousands by filing date | |
| SAUL CTRS INC COM | 804395101 | REIT | 7,472 | $400,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA LTD | G9001E128 | COM CL C | 20,647 | $400,000 | thousands by filing date | |
| FLEETCOR TECHNOLOGIES INC | 339041105 | COM | 1,900 | $400,000 | thousands by filing date | put |
| SCANSOURCE INC | 806037107 | COM | 9,932 | $400,000 | thousands by filing date | |
| PROSHARES TR | 74347B383 | ULTRASHRT S&P500 | 10,465 | $400,000 | thousands by filing date | |
| ORITANI FINANCIAL CORP | 68633D103 | COM | 24,746 | $400,000 | thousands by filing date | |
| TRINITY PLACE HOLDINGS ORD | 89656D101 | COM | 60,905 | $399,000 | thousands by filing date | |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 100,000 | $399,000 | thousands by filing date | call |
| ALBIREO PHARMA INC | 01345P106 | COMMON STOCK | 11,218 | $398,000 | thousands by filing date | |
| MAUI LAND PINEAPPLE CO | 577345101 | COMMON STOCK | 35,359 | $396,000 | thousands by filing date | |
| AMERICAS CAR-MART INC | 03062T105 | COM | 6,401 | $396,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 100,000 | $396,000 | thousands by filing date | put |
| ASPEN INSURANCE HOLDINGS LTD | G05384105 | SHS | 9,711 | $396,000 | thousands by filing date | |
| BEACON FINANCIAL CORP. | 084680107 | COM | 9,715 | $395,000 | thousands by filing date | |
| DUFF & PHELPS | 26432K108 | EXCHANGE TRADED | 45,212 | $395,000 | thousands by filing date | |
| DELAWARE INVTS DIV & INCOME | 245915103 | COM | 34,296 | $395,000 | thousands by filing date | |
| EXTERRAN CORP | 30227H106 | COM | 15,702 | $394,000 | thousands by filing date | |
| UNIT CORP | 909218109 | COM | 15,367 | $393,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL A | 781846209 | Stock | 9,052 | $392,000 | thousands by filing date | |
| SAILPOINT TECHNOLOGIES HOLDING | 78781P105 | COM | 15,948 | $392,000 | thousands by filing date | |
| AEGION CORP | 00770F104 | COMMON STOCK | 15,221 | $392,000 | thousands by filing date | |
| FLOTEK INDS INC DEL | 343389102 | COM | 121,162 | $392,000 | thousands by filing date | |
| ISHARES TR | 464288562 | RESIDENTIAL MULT | 6,194 | $391,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W417 | RETAIL BULL 3X | 9,306 | $391,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-18-008576 | this filing | 2018-08-14 | acceptance time not in the bulk data set |