13F-HR filed by UBS Group AG
UBS Group AG filed this 13F-HR for the quarter ended 2018-06-30, filed 2018-08-14, with 8,042 holding rows worth $230,936,215,000.
- Accession
- 0000950123-18-008576
- Filer
- CIK 1610520
- Filed
- 2018-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2018
A combination report, 13,708 entries on the cover page, a total value of $230,936,215,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $230,936,291,000 with VALUE read as thousands by filing date, 13F file number 028-16612. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerUBS ASSET MANAGEMENT (AMERICAS) INC 028-02682
- reports for this filerUBS OCONNOR LLC 028-06327
- included managerUBS Financial Services Inc. 028-11496
- included managerUBS Swiss Financial Advisors AG 028-11603
- included managerUBS AG New York Branch 028-07344
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CELCUITY INC | 15102K100 | COM | 15,708 | $390,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED BON | 27829M103 | COM SH BEN INT | 42,440 | $388,000 | thousands by filing date | |
| MATCH GROUP INC | 57665R106 | COM | 10,000 | $387,000 | thousands by filing date | put |
| BLACKROCK NY MUNI INC QLTY T | 09249U105 | COM | 31,096 | $386,000 | thousands by filing date | |
| NEOS THERAPEUTICS INC | 64052L106 | COM | 61,807 | $386,000 | thousands by filing date | |
| UBIQUITI NETWORKS INC | 90347A100 | COM | 4,544 | $385,000 | thousands by filing date | |
| PERMROCK ROYALTY TRUST | 714254109 | TR UNIT | 23,740 | $385,000 | thousands by filing date | |
| LORAL SPACE & COM INC | 543881106 | COM | 10,227 | $385,000 | thousands by filing date | |
| STEMLINE THERAPEUTICS INC | 85858C107 | COM | 23,953 | $385,000 | thousands by filing date | |
| MERIDIAN BANCORP INC MD | 58958U103 | COM | 20,149 | $385,000 | thousands by filing date | |
| ALLIANZGI DIVERSIFIED INCOME | 01883J108 | COM | 16,719 | $384,000 | thousands by filing date | |
| M/I HOMES INC | 55305B101 | COM | 14,457 | $383,000 | thousands by filing date | |
| MERIT MED SYS INC COM | 589889104 | Stock | 7,454 | $382,000 | thousands by filing date | |
| ABRDN NATL MUN INCOME FD SH BEN INT | 24610T108 | CEF | 30,565 | $381,000 | thousands by filing date | |
| PROSHARES TR | 74347R404 | PSHS ULT MCAP400 | 8,912 | $380,000 | thousands by filing date | |
| NEENAH PAPER INC | 640079109 | COM | 4,480 | $380,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHA FD I | 33737J133 | BRAZIL ALPHA | 33,133 | $380,000 | thousands by filing date | |
| INSIGHT ENTERPRISES INC | 45765U103 | COM | 7,745 | $379,000 | thousands by filing date | |
| CALAMOS DY COM NPV | 12811V105 | COM | 17,555 | $379,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V202 | ST STR INCOM ETF | 11,626 | $377,000 | thousands by filing date | |
| CAMTEK LTD ORD | M20791105 | Stock | 51,195 | $376,000 | thousands by filing date | |
| CHAMPION HOMES INC | 830830105 | COM | 10,739 | $376,000 | thousands by filing date | |
| THERMON GROUP HLDGS INC | 88362T103 | COM | 16,431 | $376,000 | thousands by filing date | |
| INTEGER HLDGS CORP | 45826H109 | COM | 5,805 | $375,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V472 | S&P MDCP QUALITY | 7,625 | $375,000 | thousands by filing date | |
| INVESCO CURRENCYSHARES | 46138W107 | JAPANESE YEN | 4,325 | $374,000 | thousands by filing date | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 12,510 | $374,000 | thousands by filing date | |
| NUVEEN NC PREM INCOME MUN | 67060P100 | COM | 30,311 | $374,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 50,000 | $373,000 | thousands by filing date | put |
| GUESS INC COM | 401617105 | Stock | 17,445 | $373,000 | thousands by filing date | |
| BANCO MACRO S A | 05961W105 | SPON ADR B | 6,335 | $373,000 | thousands by filing date | |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 132,137 | $372,000 | thousands by filing date | |
| ISHARES INC | 464286632 | MSCI ISRAEL ETF | 7,176 | $372,000 | thousands by filing date | |
| NATIONAL WESTN LIFE GROUP IN | 638517102 | CL A | 1,211 | $372,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A305 | ALPCLONE ALTER | 7,882 | $371,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G107 | COM CL A | 104,954 | $370,000 | thousands by filing date | |
| AMERICAN ASSETS TR INC COM | 024013104 | REIT | 9,639 | $369,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALI | 09254A101 | COM | 29,844 | $369,000 | thousands by filing date | |
| THE BANK OF PRINCETON | 064520109 | COMMON | 11,078 | $369,000 | thousands by filing date | |
| ISHARES TR | 464289446 | RUS TOP 200 ETF | 5,845 | $368,000 | thousands by filing date | |
| ISHARES INC | 464286475 | EM MKT SM-CP ETF | 7,716 | $368,000 | thousands by filing date | |
| WESCO INTL INC COM | 95082P105 | Stock | 6,422 | $367,000 | thousands by filing date | |
| BLACKROCK FLA MUN 2020 TERM | 09250M109 | COM SHS | 25,747 | $367,000 | thousands by filing date | |
| FIRST TRUST TCW OPPORTUNISTIC | 33740F805 | TCW OPPORTUNIS | 7,446 | $366,000 | thousands by filing date | |
| ADVISORSHARES TR INSIDER ADVAN | 00768y818 | INDX FD | 5,362 | $366,000 | thousands by filing date | |
| EATON VANCE MUN BD FD II | 27827K109 | COM | 30,909 | $366,000 | thousands by filing date | |
| Viewra, Inc | 92672L107 | COM | 52,851 | $366,000 | thousands by filing date | |
| LEXINFINTECH HLDGS LTD ADR | 528877103 | ADR | 29,810 | $365,000 | thousands by filing date | |
| OXFORD INDS INC | 691497309 | COM | 4,389 | $365,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220106 | COM | 143,100 | $365,000 | thousands by filing date | put |
| SCHULMAN (A.) INC | 808194104 | COM | 8,202 | $365,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V571 | GLOBAL DRGN CN | 7,899 | $364,000 | thousands by filing date | |
| AUDENTES THERAPEUTICS INC. | 05070R104 | Common Stock | 9,508 | $364,000 | thousands by filing date | |
| ASA GOLD AND PRECIOUS MTLS L | G3156P103 | SHS | 35,576 | $363,000 | thousands by filing date | |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 16,426 | $362,000 | thousands by filing date | |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 63,239 | $362,000 | thousands by filing date | |
| GGP INC | 36174X101 | COM | 17,700 | $362,000 | thousands by filing date | put |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 1,046 | $361,000 | thousands by filing date | call |
| XPO INC COM | 983793100 | Stock | 3,600 | $361,000 | thousands by filing date | put |
| COLONY CR REAL ESTATE INC | 19625T101 | COM CL A | 17,400 | $361,000 | thousands by filing date | |
| FLAGSTAR BANCORP INC | 337930705 | COM PAR .001 | 10,503 | $360,000 | thousands by filing date | |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 10,000 | $359,000 | thousands by filing date | call |
| UNITED FIRE GROUP INC | 910340108 | COMMON STOCK | 6,598 | $359,000 | thousands by filing date | |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 20,000 | $358,000 | thousands by filing date | call |
| MARINE PRODS CORP | 568427108 | cs | 20,112 | $358,000 | thousands by filing date | |
| ISHARES TR | 46434V704 | CUR HED MSCI GER | 12,854 | $357,000 | thousands by filing date | |
| ALARM COM HLDGS INC COM | 011642105 | Stock | 8,831 | $356,000 | thousands by filing date | |
| ISHARES TR | 464288257 | MSCI ACWI ETF | 5,000 | $356,000 | thousands by filing date | put |
| VanEck Vectors Mortgage R | 92189F452 | MTG REIT INCOME | 14,915 | $356,000 | thousands by filing date | |
| VERMILION ENERGY INC COM | 923725105 | Stock | 9,848 | $355,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 175,841 | $355,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092204 | MSCI CONSM DIS | 8,266 | $354,000 | thousands by filing date | |
| NUVEEN CORE EQUITY ALPHA FUND | 67090X107 | COM | 24,165 | $354,000 | thousands by filing date | |
| LAKELAND BANCORP INC | 511637100 | COM | 17,828 | $354,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 14,477 | $353,000 | thousands by filing date | |
| PROSHARES TR | 74347R370 | PSHS SH MSCI EAF | 13,501 | $353,000 | thousands by filing date | |
| INVESCO CURRENCYSHARES SWISS | 46138R108 | SWISS FRANC | 3,713 | $352,000 | thousands by filing date | |
| ECOLAB INC COM | 278865100 | Stock | 2,500 | $351,000 | thousands by filing date | put |
| CAE INC COM | 124765108 | Stock | 16,943 | $351,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V480 | S&P SMCP VLU MNT | 10,940 | $351,000 | thousands by filing date | |
| BLACKROCK MUN BD TR | 09249H104 | COM | 24,444 | $350,000 | thousands by filing date | |
| HORACE MANN EDUCATORS CORP NEW COM | 440327104 | Stock | 7,817 | $349,000 | thousands by filing date | |
| SUNSTONE HOTEL INVS INC NEW | 867892101 | COM | 21,000 | $349,000 | thousands by filing date | call |
| El Paso Energy Capital Trust I | 283678209 | Preferred Shares | 7,481 | $349,000 | thousands by filing date | |
| CASA SYS INC | 14713L102 | COM | 21,351 | $349,000 | thousands by filing date | |
| AIRGAIN INC | 00938A104 | COM | 37,876 | $348,000 | thousands by filing date | |
| QIWI PLC | 74735M108 | SPON ADR REP B | 21,935 | $346,000 | thousands by filing date | |
| US ECOLOGY INC COM | 91732J102 | COM | 5,419 | $345,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC | 42806J106 | COM | 22,500 | $345,000 | thousands by filing date | put |
| HERTZ GLOBAL HLDGS INC | 42806J106 | COM | 22,500 | $345,000 | thousands by filing date | call |
| INTERNAP CORPORATION | 45885A409 | COMMON STOCK | 32,992 | $344,000 | thousands by filing date | |
| MTS SYSTEMS CORP | 553777103 | COM | 6,541 | $344,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE TOTAL RE | 338479108 | COM | 17,544 | $343,000 | thousands by filing date | |
| PEOPLES BANCORP INC | 709789101 | COM | 9,046 | $342,000 | thousands by filing date | |
| TRUSTCO BK CORP N Y | 898349105 | COM | 38,388 | $342,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J858 | BULSHS 2023 HY | 13,172 | $342,000 | thousands by filing date | |
| EATON VANCE SHORT DURATION D | 27828V104 | COM | 26,143 | $341,000 | thousands by filing date | |
| TACTILE SYSTEMS TECHNOLOGY I | 87357P100 | COMMON STOCK | 6,562 | $341,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 14,600 | $340,000 | thousands by filing date | call |
| VERINT SYS INC | 92343X100 | COM | 7,660 | $340,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L506 | IBOXX 3R TARGT | 13,973 | $340,000 | thousands by filing date | |
| DECKERS OUTDOOR CORP | 243537107 | COM | 3,000 | $339,000 | thousands by filing date | call |
| SPDR INDEX SHS FDS | 78463X194 | SST SPDR MSCI | 3,833 | $339,000 | thousands by filing date | |
| FIRST TR NASDAQ SMART PHONE | 33737K106 | COM SHS | 6,970 | $339,000 | thousands by filing date | |
| CLEVELAND-CLIFFS INC NEW COM | 185899101 | Stock | 40,000 | $337,000 | thousands by filing date | call |
| ENNIS INC COM | 293389102 | Stock | 16,484 | $336,000 | thousands by filing date | |
| FIDELITY DD BANCORP INC | 31609R100 | COMMON STOCK | 5,423 | $336,000 | thousands by filing date | |
| AQUANTIA CORP | 03842Q108 | COM | 29,012 | $336,000 | thousands by filing date | |
| ISHARES TR | 464288125 | 3YRTB ETF | 4,063 | $334,000 | thousands by filing date | |
| Diamond Hill Investment Group Inc | 25264R207 | Common Stock | 1,713 | $334,000 | thousands by filing date | |
| MICHAEL KORS HLDGS LTD | G60754101 | SHS | 5,000 | $333,000 | thousands by filing date | call |
| CONTROL4 CORP | 21240D107 | COM | 13,687 | $333,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y889 | S&P 500 CATHOLIC | 9,892 | $332,000 | thousands by filing date | |
| REPUBLIC BANCORP INC CLASS A | 760281204 | COMMON STOCK | 7,333 | $332,000 | thousands by filing date | |
| BELMOND LTD | G1154H107 | COMMON STOCK-FO | 29,714 | $332,000 | thousands by filing date | |
| VOCERA COMMUNICATIONS INC | 92857F107 | COMMON STOCK | 11,090 | $332,000 | thousands by filing date | |
| CARA THERAPEUTICS INC | 140755109 | COM | 17,294 | $332,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL CENT | 400501102 | SPON ADR | 7,959 | $331,000 | thousands by filing date | |
| CHASE CORP | 16150R104 | COM | 2,827 | $331,000 | thousands by filing date | |
| BAR HBR BANKSHARES | 066849100 | COM | 10,884 | $330,000 | thousands by filing date | |
| NUVEEN MTG OPPTY TERM FD 2 | 67074R100 | COM | 14,538 | $330,000 | thousands by filing date | |
| LIFECOREBIOMEDICALINC | 514766104 | STOK | 22,053 | $329,000 | thousands by filing date | |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 9,059 | $329,000 | thousands by filing date | |
| VAIL RESORTS INC COM | 91879Q109 | Stock | 1,200 | $329,000 | thousands by filing date | put |
| VANECK VECTORS ETF TR | 92189F510 | PRE REFUNDED MUN | 13,510 | $329,000 | thousands by filing date | |
| SALLY BEAUTY HLDGS INC | 79546E104 | COM | 20,422 | $328,000 | thousands by filing date | |
| STONE HBR EMERG MKTS TL INC | 86164W100 | COM | 25,441 | $328,000 | thousands by filing date | |
| WISDOMTREE JAPAN HDG QLY | 97717X586 | COM | 11,803 | $327,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R308 | BUYWRIT INCM ETF | 14,354 | $326,000 | thousands by filing date | |
| PDC ENERGY INC | 69327R101 | COM | 5,400 | $326,000 | thousands by filing date | put |
| DREYFUS ALCENTRA GBL CR INCO | 26189A105 | COM | 35,500 | $326,000 | thousands by filing date | |
| CAPITAL CITY BANK GROUP INC | 139674105 | COMMON STOCK | 13,759 | $325,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V456 | S&P MDCP VLU MNT | 10,454 | $325,000 | thousands by filing date | |
| STAAR SURGICAL CO COM PAR $0.01 | 852312305 | Stock | 10,462 | $324,000 | thousands by filing date | |
| TALEND S A | 874224207 | ADS | 5,191 | $324,000 | thousands by filing date | |
| PATHWARD FINANCIAL INC | 59100U108 | COM | 3,304 | $322,000 | thousands by filing date | |
| ISHARES TR | 46434V746 | MIN VOL ASIA JAP | 9,106 | $322,000 | thousands by filing date | |
| MFS INVT GRADE MUN TR | 59318B108 | SH BEN INT | 34,723 | $321,000 | thousands by filing date | |
| TRUBRIDGE INC | 205306103 | COM | 9,721 | $320,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V498 | S&P SMLCP MOMENT | 8,714 | $319,000 | thousands by filing date | |
| AMERICAN VANGUARD CORP | 030371108 | COM | 13,912 | $319,000 | thousands by filing date | |
| YEXT INC | 98585N106 | COM | 16,539 | $319,000 | thousands by filing date | |
| Apollo Global Management | 037612306 | COM | 10,000 | $319,000 | thousands by filing date | put |
| INNERWORKINGS INC | 45773Y105 | COM | 36,743 | $319,000 | thousands by filing date | |
| MONOTYPE IMAGING HOLDINGS, INC | 61022P100 | COM | 15,660 | $318,000 | thousands by filing date | |
| EXPRESS INC | 30219E103 | COMMON STOCK | 34,700 | $318,000 | thousands by filing date | put |
| BECTON DICKINSON & CO | 075887208 | PFD SHS CONV A | 5,142 | $318,000 | thousands by filing date | |
| HILTON WORLDWIDE HLDGS INC COM | 43300A203 | Stock | 4,000 | $317,000 | thousands by filing date | put |
| INGLES MKTS INC CL A | 457030104 | Stock | 9,947 | $317,000 | thousands by filing date | |
| KIRKLAND LAKE GOLD LTD | 49741E100 | COM | 15,000 | $317,000 | thousands by filing date | call |
| LENDINGCLUB CORP | 52603A109 | COM | 83,864 | $317,000 | thousands by filing date | |
| ASTRONICS CORP COM | 046433108 | Stock | 8,809 | $316,000 | thousands by filing date | |
| SABRE CORP COM | 78573M104 | Stock | 12,796 | $316,000 | thousands by filing date | |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 43,883 | $316,000 | thousands by filing date | |
| RANGER OIL CORPORATION CLASS A COM | 70788V102 | Stock | 3,723 | $316,000 | thousands by filing date | |
| Allegiance Bancshares | 01748H107 | COM | 7,292 | $316,000 | thousands by filing date | |
| Foundation Medicine Inc | 350465100 | COM | 2,313 | $316,000 | thousands by filing date | |
| NOVANTA INC | 67000B104 | COM | 5,056 | $315,000 | thousands by filing date | |
| CENTRAL SECURITIES CORP | 155123102 | COM | 11,324 | $315,000 | thousands by filing date | |
| BRT APARTMENTS CORP | 055645303 | REIT | 24,751 | $315,000 | thousands by filing date | |
| SINOPEC SHANGHAI PETROCHEMIC | 82935M109 | SPON ADR H | 5,256 | $315,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 50,521 | $315,000 | thousands by filing date | |
| Impac Mortgage Holdings Inc | 45254P508 | COM NEW | 32,754 | $312,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V522 | BLOO AN RATI ETF | 6,645 | $311,000 | thousands by filing date | |
| FIRST TR/ABERDEEN EMERG OPT | 33731K102 | COM | 22,760 | $310,000 | thousands by filing date | |
| SEMICONDUCTOR MFG INTL CORP | 81663N206 | SPONSORED ADR | 47,762 | $310,000 | thousands by filing date | |
| JINKOSOLAR HOLDING COMPANY,LIM | 47759T100 | SPONSORED ADR | 22,423 | $309,000 | thousands by filing date | |
| B COMMUNICATIONS LTD | M15629104 | SHS | 32,970 | $309,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 88,745 | $308,000 | thousands by filing date | |
| CHUNGHWA TELECOM CO LTD SPON ADR NEW11 | 17133Q502 | ADR | 8,530 | $307,000 | thousands by filing date | |
| TREDEGAR CORP | 894650100 | COM | 13,087 | $307,000 | thousands by filing date | |
| WEST BANCORPORATION | 95123P106 | COMMON STOCK | 12,163 | $306,000 | thousands by filing date | |
| PROSHARES TR | 74347X294 | HD REPLICATION | 6,807 | $306,000 | thousands by filing date | |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 4,900 | $305,000 | thousands by filing date | call |
| RADWARE LTD | M81873107 | COMMON STOCK | 12,056 | $305,000 | thousands by filing date | |
| VERITONE INC | 92347M100 | COM | 18,120 | $305,000 | thousands by filing date | |
| CAMBRIDGE BANCORP | 132152109 | COM | 3,528 | $305,000 | thousands by filing date | |
| INVITAE CORP | 46185L103 | COM | 41,287 | $304,000 | thousands by filing date | |
| CIMPRESS N V | N20146101 | SHS EURO | 2,095 | $304,000 | thousands by filing date | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 5,600 | $303,000 | thousands by filing date | put |
| GIBRALTAR INDS INC | 374689107 | COM | 8,071 | $302,000 | thousands by filing date | |
| NATIONAL PRESTO INDS INC | 637215104 | COMMON STOCK | 2,437 | $302,000 | thousands by filing date | |
| PARK OHIO HOLDINGS CORP | 700666100 | COMMON STOCK | 8,100 | $302,000 | thousands by filing date | |
| ACTUANT CORP | 00508X203 | CL A NEW | 10,296 | $302,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X426 | ST STR MSCI EM | 5,078 | $301,000 | thousands by filing date | |
| INTERSECT ENT INC | 46071F103 | COM | 8,034 | $301,000 | thousands by filing date | |
| FAUQUIER BANKSHARES INC VA | 312059108 | COM | 14,208 | $301,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 3,600 | $300,000 | thousands by filing date | call |
| SANTANDER CONSUMER USA HOLDINGS | 80283M101 | COMMON STOCK | 15,694 | $300,000 | thousands by filing date | |
| MUELLER INDS INC COM | 624756102 | Stock | 10,142 | $299,000 | thousands by filing date | |
| CADENCE BANCORP | 12739A100 | COMMON EQUITY | 10,299 | $298,000 | thousands by filing date | |
| EATON VANCE | 27826G109 | SH BEN INT | 23,902 | $298,000 | thousands by filing date | |
| WOORI BK | 98105T104 | ADR | 6,790 | $298,000 | thousands by filing date | |
| UNIFI INC | 904677200 | COM NEW | 9,353 | $297,000 | thousands by filing date | |
| SENDGRID INC | 816883102 | COM | 11,217 | $297,000 | thousands by filing date | |
| GETTY RLTY CORP NEW COM | 374297109 | REIT | 10,508 | $296,000 | thousands by filing date | |
| COSTAMARE INC | Y1771G102 | SHS | 37,157 | $296,000 | thousands by filing date | |
| SPDR Portfolio Mortgage Backed Bond ETF | 78464A383 | SHS | 11,631 | $295,000 | thousands by filing date | |
| RCI HOSPITALITY HOLDINGS INC | 74934Q108 | COMMON STOCK | 9,283 | $294,000 | thousands by filing date | |
| PROSHARES TR ULTSHRT QQQ | 74347B243 | CEF | 7,024 | $294,000 | thousands by filing date | |
| MYERS INDUSTRIES INC | 628464109 | COMMON STOCK | 15,279 | $293,000 | thousands by filing date | |
| Abrdn Emerging Markets | 00301W105 | COM | 41,758 | $293,000 | thousands by filing date | |
| Proshares Short S&P | 74347B425 | COM | 10,000 | $293,000 | thousands by filing date | put |
| NUVEEN GA DIVID | 67072B107 | COM | 25,829 | $293,000 | thousands by filing date | |
| NRG YIELD INC | 62942X306 | COM | 17,080 | $292,000 | thousands by filing date | |
| NORTHFIELD BANCORP INC | 66611T108 | COMMON STOCK | 17,474 | $291,000 | thousands by filing date | |
| INVESCO LTD SHS | G491BT108 | Stock | 10,900 | $290,000 | thousands by filing date | put |
| VIRTUS INVT PARTNERS INC COM | 92828Q109 | Stock | 2,265 | $290,000 | thousands by filing date | |
| AUDIOCODES LTD | M15342104 | ORD | 37,347 | $290,000 | thousands by filing date | |
| ANDERSONS INC COM | 034164103 | Stock | 8,450 | $289,000 | thousands by filing date | |
| RED ROCK RESORTS INC | 75700L108 | CL A | 8,617 | $289,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 2,300 | $288,000 | thousands by filing date | put |
| FERRO CORP | 315405100 | COM | 13,844 | $288,000 | thousands by filing date | |
| PIER 1 IMPORTS INC | 720279108 | COM | 120,815 | $288,000 | thousands by filing date | |
| ARGAN INC | 04010E109 | COM | 7,012 | $287,000 | thousands by filing date | |
| WILLSCOT CORP | 971375126 | COM | 19,408 | $287,000 | thousands by filing date | |
| PRAXAIR INC | 74005P104 | COM | 1,800 | $285,000 | thousands by filing date | put |
| COLLIERS INTL GROUP INC SUB VTG SHS | 194693107 | Stock | 3,755 | $284,000 | thousands by filing date | |
| HCP INC | 40414L109 | COM | 11,000 | $284,000 | thousands by filing date | call |
| FIDELITY COVINGTON TRUST | 316092303 | CONSMR STAPLES | 9,063 | $283,000 | thousands by filing date | |
| SERITAGE GROWTH PPTYS | 81752R100 | CL A | 6,670 | $283,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V829 | DWA NASDAQ MNT | 2,549 | $283,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E552 | MSCI EMRNG MKT | 8,875 | $283,000 | thousands by filing date | |
| CARBONITE INC | 141337105 | COM | 8,076 | $282,000 | thousands by filing date | |
| LYDALL INC | 550819106 | COMMON STOCK | 6,461 | $282,000 | thousands by filing date | |
| SELECT MED HLDGS CORP | 81619Q105 | COM | 15,491 | $281,000 | thousands by filing date | |
| FIRST BANCORP NC | 318910106 | COMMON STOCK | 6,866 | $281,000 | thousands by filing date | |
| SCORPIO TANKERS INC | Y7542C106 | COMMON STOCK-FO | 100,000 | $281,000 | thousands by filing date | put |
| SCORPIO TANKERS INC | Y7542C106 | COMMON STOCK-FO | 100,000 | $281,000 | thousands by filing date | call |
| LEMAITRE VASCULAR INC | 525558201 | COM | 8,383 | $280,000 | thousands by filing date | |
| G III APPAREL GROUP LTD | 36237H101 | COM | 6,281 | $279,000 | thousands by filing date | |
| FIRST BANK HAMILTON NJ | 31931U102 | COMMON STOCK | 20,130 | $279,000 | thousands by filing date | |
| ALAMO GROUP INC | 011311107 | COM | 3,083 | $278,000 | thousands by filing date | |
| COLUMBIA PROPERTY TRUST INC | 198287203 | COM NEW | 12,220 | $277,000 | thousands by filing date | |
| INTRICON CORP | 46121H109 | COM | 6,878 | $277,000 | thousands by filing date | |
| Arbutus Biopharma Corp | 03879J100 | Common Shares, without par value | 37,762 | $276,000 | thousands by filing date | |
| PROTAGONIST THERAPEUTICS | 74366E102 | COM | 41,001 | $276,000 | thousands by filing date | |
| LAKELAND FINL CORP | 511656100 | COM | 5,730 | $276,000 | thousands by filing date | |
| FRANKLIN FINL NETWORK INC | 35352P104 | COM | 7,347 | $276,000 | thousands by filing date | |
| CUE BIOPHARMA INC | 22978P106 | COM | 23,156 | $275,000 | thousands by filing date | |
| KNOWLES CORP COM | 49926D109 | Stock | 17,838 | $273,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W125 | FUTRE STRAT FD | 6,836 | $273,000 | thousands by filing date | |
| FIRST LONG IS CORP | 320734106 | COM | 10,971 | $273,000 | thousands by filing date | |
| FIRST BUSEY CORP | 319383204 | COM NEW | 8,569 | $272,000 | thousands by filing date | |
| UROGEN PHARMA LTD | M96088105 | COMMON STOCK | 5,458 | $272,000 | thousands by filing date | |
| CHATHAM LODGING TR | 16208T102 | COM | 12,771 | $271,000 | thousands by filing date | |
| BANCO SANTANDER MEXICO SA | 05969B103 | SPONSORED ADS B | 40,555 | $271,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 18,500 | $270,000 | thousands by filing date | put |
| GAMESTOP CORP | 36467W109 | CL A | 18,500 | $270,000 | thousands by filing date | call |
| SELECT WATER SOLUTIONS INC | 81617J301 | CL A COM | 18,594 | $270,000 | thousands by filing date | |
| SUPERVALU INC | 868536301 | COM NEW | 13,193 | $270,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS DEB | 61744H105 | COM | 30,738 | $269,000 | thousands by filing date | |
| HMS HLDGS CORP | 40425J101 | COM | 12,439 | $269,000 | thousands by filing date | |
| WABASH NATIONAL CORP | 929566107 | COMMON STOCK | 14,382 | $269,000 | thousands by filing date | |
| GABELLI UTIL TR | 36240A101 | COM | 45,454 | $268,000 | thousands by filing date | |
| INVESCO PA VALUE MUN INC TR | 46132K109 | COM | 22,388 | $268,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767827 | ELEC VEH FUTUR | 11,936 | $267,000 | thousands by filing date | |
| RENAISSANCERE HLDGS LTD COM | G7496G103 | Stock | 2,208 | $266,000 | thousands by filing date | |
| SHUTTERSTOCK INC COM | 825690100 | Stock | 5,611 | $266,000 | thousands by filing date | |
| ST JOE CO | 790148100 | COM | 14,809 | $266,000 | thousands by filing date | |
| ZAYO GROUP HLDGS INC COM | 98919V105 | Stock | 7,300 | $266,000 | thousands by filing date | call |
| NISOURCE INC COM | 65473P105 | Stock | 10,000 | $263,000 | thousands by filing date | call |
| WSFS FINL CORP | 929328102 | COM | 4,934 | $263,000 | thousands by filing date | |
| NV5 HOLDINGS, INC | 62945V109 | COM | 3,774 | $262,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 25,182 | $262,000 | thousands by filing date | |
| OCEANFIRST FINL CORP | 675234108 | COM | 8,726 | $261,000 | thousands by filing date | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 76,432 | $260,000 | thousands by filing date | |
| ENEL CHILE SA SPONSORED ADR | 29278D105 | ADR | 53,253 | $260,000 | thousands by filing date | |
| PIPER SANDLER COMPANIES | 724078100 | COM | 3,374 | $259,000 | thousands by filing date | |
| KRATON CORPORATION | 50077C106 | COM | 5,613 | $259,000 | thousands by filing date | |
| DDR CORP | 23317H854 | COM | 17,500 | $259,000 | thousands by filing date | call |
| GRUPO AEROPORTUNARIO DEL PAC | 400506101 | SPON ADS B | 2,785 | $258,000 | thousands by filing date | |
| LIVE OAK BANCSHARES INC | 53803X105 | COM | 8,405 | $258,000 | thousands by filing date | |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 23,589 | $258,000 | thousands by filing date | |
| UNIVEST FINANCIAL CORPORATIO | 915271100 | COM | 9,368 | $258,000 | thousands by filing date | |
| RE MAX HLDGS INC | 75524W108 | CL A | 4,905 | $257,000 | thousands by filing date | |
| ETHAN ALLEN INTERIORS INC | 297602104 | COM | 10,495 | $257,000 | thousands by filing date | |
| AIMMUNE THERAPEUTICS INC. | 00900T107 | Common Stock | 9,564 | $257,000 | thousands by filing date | |
| PROSHARES TR | 74348A582 | ULTRAPRO FINLS | 3,017 | $256,000 | thousands by filing date | |
| COPA HOLDINGS SA | P31076105 | CL A | 2,690 | $255,000 | thousands by filing date | |
| MEDEQUITIES RLTY TR INC | 58409L306 | COM | 23,143 | $255,000 | thousands by filing date | |
| COHEN & STEERS INC COM | 19247A100 | Stock | 6,095 | $254,000 | thousands by filing date | |
| ARMSTRONG WORLD INDS INC NEW | 04247X102 | COM | 4,000 | $253,000 | thousands by filing date | call |
| PULSE BIOSCIENCES INC | 74587B101 | COMMON STOCK | 16,728 | $253,000 | thousands by filing date | |
| EMPLOYERS HOLDINGS INC | 292218104 | COMMON STOCK | 6,295 | $253,000 | thousands by filing date | |
| ANAPTYSBIO INC | 032724106 | COM | 3,542 | $252,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A306 | COM NEW | 47,100 | $252,000 | thousands by filing date | call |
| MAGIC SOFTWARE ENTERPRISES LTD ORD | 559166103 | Stock | 30,225 | $251,000 | thousands by filing date | |
| DBV TECHNOLOGIES S A | 23306J101 | ADR | 12,996 | $251,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E685 | GLOBAL AGRCLTR | 9,353 | $251,000 | thousands by filing date | |
| RMR REAL ESTATE INCOME FD | 76970B101 | COM | 13,642 | $250,000 | thousands by filing date | |
| ADVENT CLAYMORE ENH GRW & IN | 00765E104 | COM | 32,316 | $250,000 | thousands by filing date | |
| WIDEOPENWEST INC | 96758W101 | COM | 25,962 | $250,000 | thousands by filing date | |
| DECIPHERA PHARMACEUTICALS IN | 24344T101 | COM | 6,339 | $250,000 | thousands by filing date | |
| LITHIUM AMERS CORP NEW | 53680Q207 | COM NEW | 46,224 | $249,000 | thousands by filing date | |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 7,752 | $248,000 | thousands by filing date | |
| HILLTOP HLDGS INC | 432748101 | COM | 11,246 | $248,000 | thousands by filing date | |
| COLUMBIA ETF TR I | 19761L508 | DIVERSIFID FXD | 12,999 | $248,000 | thousands by filing date | |
| SEACOAST BKG CORP FLA | 811707801 | COM NEW | 7,781 | $246,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V449 | S&P 100 EQL WIGH | 4,591 | $246,000 | thousands by filing date | |
| Canadian $ ETF | 46138T104 | ETF | 3,276 | $246,000 | thousands by filing date | |
| INVESCO DORSEY WRIGHT BASIC MATERIALS MOMENTUMETF | 46137V704 | ETF | 3,613 | $246,000 | thousands by filing date | |
| U HAUL HOLDING COMPANY | 023586100 | COM | 689 | $245,000 | thousands by filing date | |
| PEBBLEBROOK HOTEL TR | 70509V100 | COM | 6,318 | $245,000 | thousands by filing date | |
| SELECT WATER SOLUTIONS INC | 81617J301 | CL A COM | 16,800 | $244,000 | thousands by filing date | put |
| INSIGHT SELECT INCOME FD | 45781W109 | COM | 12,859 | $244,000 | thousands by filing date | |
| WALKER&DUNLOPINC | 93148P102 | STOK | 4,362 | $243,000 | thousands by filing date | |
| WASHINGTON PRIME GROUP NEW | 93964W108 | COM | 30,000 | $243,000 | thousands by filing date | put |
| INVESCO DB PRECIOUS METALS FUND | 46140H502 | ETF | 6,638 | $243,000 | thousands by filing date | |
| SLM CORP COM | 78442P106 | Stock | 21,112 | $242,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 1,300 | $242,000 | thousands by filing date | call |
| NUVEEN NEW JERSEY MUN VALUE | 670702109 | SHS | 18,628 | $242,000 | thousands by filing date | |
| CONNECTONE BANCORP INC | 20786W107 | COMMON STOCK | 9,724 | $242,000 | thousands by filing date | |
| TRICO BANCSHARES | 896095106 | COMMON STOCK | 6,435 | $241,000 | thousands by filing date | |
| ABSOLUTE SHS TR | 00400R700 | WBI BBR YLD 3000 | 9,340 | $241,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X719 | CHINADIV EX FI | 2,947 | $240,000 | thousands by filing date | |
| NEW AMERICA HIGH INCOME FUND I | 641876800 | COM NEW | 27,860 | $240,000 | thousands by filing date | |
| BENEFICIAL BANCORP INC | 08171T102 | COM | 14,791 | $240,000 | thousands by filing date | |
| AMERISAFE INC | 03071H100 | COM | 4,141 | $239,000 | thousands by filing date | |
| POINTS INTL LTD | 730843208 | COM NEW | 14,500 | $239,000 | thousands by filing date | |
| GABELLI GLOBAL UTIL & INCOME | 36242L105 | COM SH BEN INT | 12,765 | $238,000 | thousands by filing date | |
| Empire State Realty Trust, Inc. | 292104106 | Class A Common Stock, $0.01 par value per share | 13,867 | $237,000 | thousands by filing date | |
| METROPOLITAN BANK HOLDING CO | 591774104 | COMMON STOCK | 4,507 | $237,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 1,400 | $236,000 | thousands by filing date | put |
| COMSTOCK RES INC COM | 205768302 | Stock | 22,500 | $236,000 | thousands by filing date | put |
| COMSTOCK RES INC COM | 205768302 | Stock | 22,500 | $236,000 | thousands by filing date | call |
| COHERUS ONCOLOGY INC | 19249H103 | COM | 16,863 | $236,000 | thousands by filing date | |
| LMP CAPITAL AND INCOME FUND | 50208A102 | COM | 18,353 | $236,000 | thousands by filing date | |
| VENATOR MATERIALS PLC | G9329Z100 | Foreign Stock | 14,400 | $236,000 | thousands by filing date | |
| CAESARSTONE LTD | M20598104 | ORD SHS | 15,538 | $235,000 | thousands by filing date | |
| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 62,564 | $235,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 479,840 | $235,000 | thousands by filing date | |
| LIONSGATE STUDIOS CORP F | 316394105 | COM | 9,253 | $235,000 | thousands by filing date | |
| APOLLO TACTICAL INCOME FD INC | 037638103 | COM | 15,016 | $234,000 | thousands by filing date | |
| COOPER TIRE & RUBR CO | 216831107 | COM | 8,873 | $233,000 | thousands by filing date | |
| SUPER MICRO COMPUTER INC | 86800U104 | COM | 9,831 | $232,000 | thousands by filing date | |
| EMPIRE ST RLTY OP L P | 292102308 | UNIT LTD PRT 250 | 13,563 | $232,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E883 | CHINS YUAN DIM | 10,137 | $232,000 | thousands by filing date | |
| AQUA METALS INC | 03837J101 | COM | 80,238 | $231,000 | thousands by filing date | |
| ARGO GROUP INTERNATIONAL | G0464B107 | COMMON STOCK | 3,957 | $230,000 | thousands by filing date | |
| EATON VANCE NY MUNI II | 27828T109 | CMN | 21,428 | $230,000 | thousands by filing date | |
| NATIONAL HEALTHCARE CORP COM | 635906100 | Stock | 3,242 | $229,000 | thousands by filing date | |
| HIGHLAND OPPS & INCOME FD | 43010E404 | HIGHLAND INCOME | 14,639 | $229,000 | thousands by filing date | |
| BLOOMIN BRANDS INC | 094235108 | COM | 11,400 | $229,000 | thousands by filing date | put |
| DMC GLOBAL INC | 23291C103 | COM | 5,096 | $229,000 | thousands by filing date | |
| SYNEOS HEALTH INC | 87166B102 | CL A | 4,882 | $228,000 | thousands by filing date | |
| NOVAVAX INC | 670002104 | COMMON STOCK | 170,454 | $228,000 | thousands by filing date | |
| PREMIER FINL BANCORP INC | 74050M105 | COM | 12,246 | $228,000 | thousands by filing date | |
| ULTRA CLEAN HLDGS INC COM | 90385V107 | Stock | 13,713 | $227,000 | thousands by filing date | |
| APPIAN CORP | 03782L101 | CL A | 6,291 | $227,000 | thousands by filing date | |
| TURTLE BEACH CORP | 900450206 | COMMON STOCK | 11,169 | $227,000 | thousands by filing date | |
| DANAHER CORP DEL | 235851AF9 | NOTE 1/2 | 60,000 | $227,000 | thousands by filing date | principal |
| PRINCIPAL REAL ESTATE INCOME | 74255X104 | SHS BEN INT | 12,735 | $226,000 | thousands by filing date | |
| NUVEEN SELECT MATURITIES MUNIC | 67061t101 | CLSD FD | 23,183 | $226,000 | thousands by filing date | |
| VISHAY PRECISION GROUP INC | 92835K103 | COM | 5,892 | $225,000 | thousands by filing date | |
| NUVEEN REAL ESTATE INCOME FD | 67071B108 | COM | 22,457 | $225,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E101 | MSCI NORWAY ETF | 10,365 | $225,000 | thousands by filing date | |
| IMMUNOMEDICS INC | 452907108 | COM | 9,451 | $224,000 | thousands by filing date | |
| NUVEEN PA INVT QUALITY MUN F | 670972108 | COM | 17,766 | $224,000 | thousands by filing date | |
| SUPERIOR INDS INTL INC | 868168105 | COM | 12,493 | $224,000 | thousands by filing date | |
| Fidelity MSCI Energy Index ETF | 316092402 | SHS | 10,498 | $223,000 | thousands by filing date | |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 2,007 | $223,000 | thousands by filing date | |
| Aussie $ ETF | 46090N103 | ETF | 3,005 | $223,000 | thousands by filing date | |
| VERIS RESIDENTIAL INC | 554489104 | COM | 11,000 | $223,000 | thousands by filing date | call |
| ENVIROSTAR INC EVI | 29414M100 | COMMON | 5,526 | $223,000 | thousands by filing date | |
| TARO PHARMACEUTICAL INDS LTD | M8737E108 | SHS | 1,918 | $222,000 | thousands by filing date | |
| XO GROUP INC | 983772104 | COM | 6,920 | $222,000 | thousands by filing date | |
| NAVIGANT CONSULTING INC | 63935N107 | COM | 10,009 | $222,000 | thousands by filing date | |
| WHEATON PRECIOUS METALS CORP COM | 962879102 | Stock | 10,000 | $221,000 | thousands by filing date | put |
| MIMECAST LIMITED | G14838109 | ORD SHS | 5,364 | $221,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E341 | GLB X GURU INDEX | 6,988 | $221,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W789 | DLY DEV MKT BULL | 3,089 | $221,000 | thousands by filing date | |
| ISHARES TR | 46435G862 | MSCI UN KNGDOM | 8,926 | $221,000 | thousands by filing date | |
| KKR REAL ESTATE FIN TR INC | 48251K100 | COM | 11,128 | $220,000 | thousands by filing date | |
| NUVEEN CALIFORNIA SELECT TAX-F | 67063R103 | SH BEN INT | 15,753 | $220,000 | thousands by filing date | |
| PROS Holdings Inc | 74346Y103 | Common Stock | 6,000 | $220,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y665 | GBL X MSCI NIGER | 10,191 | $220,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 1,500 | $218,000 | thousands by filing date | put |
| Q2 HLDGS INC COM | 74736L109 | Stock | 3,826 | $218,000 | thousands by filing date | |
| V2X INC | 92242T101 | COM | 7,078 | $218,000 | thousands by filing date | |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 16,878 | $218,000 | thousands by filing date | |
| PROSHARES TR II | 74347W882 | ULTRASHRT EURO | 9,583 | $218,000 | thousands by filing date | |
| FIRST FINANCIAL NORTHWEST IN | 32022K102 | COM | 11,134 | $218,000 | thousands by filing date | |
| GRIFFON CORP | 398433102 | COM | 12,168 | $217,000 | thousands by filing date | |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 20,029 | $217,000 | thousands by filing date | |
| CHINA FD INC | 169373107 | COM | 10,427 | $217,000 | thousands by filing date | |
| CARVANA CO CL A | 146869102 | Stock | 5,179 | $216,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 25,934 | $216,000 | thousands by filing date | |
| PURE CYCLE CORP | 746228303 | COMMON STOCK | 22,589 | $216,000 | thousands by filing date | |
| ISHARES INC | 464286293 | ASIA/PAC DIV ETF | 4,820 | $216,000 | thousands by filing date | |
| ELLIS PERRY INTL INC | 288853104 | COM | 7,939 | $216,000 | thousands by filing date | |
| DIGIMARC CORP NEW COM | 25381B101 | COM | 7,961 | $214,000 | thousands by filing date | |
| COLUMBIA FINANCIAL INC | 197641103 | COMMON STOCK | 12,891 | $213,000 | thousands by filing date | |
| WILEY JOHN & SONS INC | 968223305 | CL B | 3,391 | $213,000 | thousands by filing date | |
| MERIDIAN BIOSCIENCE INC | 589584101 | COMMON STOCK | 13,407 | $213,000 | thousands by filing date | |
| INVESCO HIGH INCOME 2024 TAR | 46136K105 | COM | 23,317 | $213,000 | thousands by filing date | |
| INVITATION HOMES INC COM | 46187W107 | REIT | 9,200 | $212,000 | thousands by filing date | call |
| FLEXSHARES TR | 33939L308 | MSTAR EMKT FAC | 3,927 | $212,000 | thousands by filing date | |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 12,869 | $212,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L795 | STOXX GLOBR INF | 4,595 | $211,000 | thousands by filing date | |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 31,270 | $211,000 | thousands by filing date | |
| KIRKLAND LAKE GOLD LTD | 49741E100 | COM | 10,000 | $211,000 | thousands by filing date | put |
| Mexico Fund Inc/The | 592835102 | COM | 13,918 | $211,000 | thousands by filing date | |
| ELECTRO-SENSORS INC | 285233102 | COM | 52,259 | $211,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 1,500 | $210,000 | thousands by filing date | call |
| RMR GROUP INC | 74967R106 | CL A | 2,675 | $210,000 | thousands by filing date | |
| BMC STK HLDGS INC | 05591B109 | COM | 10,048 | $210,000 | thousands by filing date | |
| BIT MINING LIMITED | 33829R100 | SPON ADR REP A | 14,310 | $210,000 | thousands by filing date | |
| CROSS TIMBERS RTY TR | 22757R109 | TR UNIT | 14,445 | $209,000 | thousands by filing date | |
| NATIONAL GEN HLDGS CORP | 636220303 | COM | 7,934 | $209,000 | thousands by filing date | |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 127,898 | $209,000 | thousands by filing date | |
| RUDOLPH TECHNOLOGIES INC | 781270103 | COM | 7,042 | $209,000 | thousands by filing date | |
| LA JOLLA PHARMACEUTICAL CO | 503459604 | COM PAR $.0001 2 | 7,138 | $208,000 | thousands by filing date | |
| SAFEGUARD SCIENTIFICS INC | 786449207 | COMMON STOCK | 16,229 | $208,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V134 | WILDERHIL CLAN | 8,312 | $207,000 | thousands by filing date | |
| CITY HOLDING CO | 177835105 | COMMON STOCK | 2,754 | $207,000 | thousands by filing date | |
| BOINGO WIRELESS INC | 09739C102 | COM | 9,176 | $207,000 | thousands by filing date | |
| MDC PARTNERS INC | 552697104 | CL A SUB VTG | 44,932 | $207,000 | thousands by filing date | |
| SMITH MICRO SOFTWARE INC | 832154207 | COMMON | 90,550 | $207,000 | thousands by filing date | |
| PROSHARES TR | 74347X880 | ULT FTSE CHIN 50 | 2,893 | $206,000 | thousands by filing date | |
| THE MEET GROUP INC. | 58513U101 | Common Stock | 46,070 | $206,000 | thousands by filing date | |
| CONFORMIS INC | 20717E101 | COM | 164,947 | $206,000 | thousands by filing date | |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 48,515 | $206,000 | thousands by filing date | |
| REVOLUTION LIGHTING TECHNOLO | 76155G206 | COM NEW | 51,093 | $206,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED EXC | 46090A804 | TOTAL RETURN | 3,922 | $204,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430305 | ACTIVEBETA EUR | 6,648 | $203,000 | thousands by filing date | |
| SPARTANNASH CO | 847215100 | COM | 7,947 | $203,000 | thousands by filing date | |
| DIME CMNTY BANCSHARES INC COM | 253922108 | Stock | 10,385 | $203,000 | thousands by filing date | |
| BANCO DE CHILE | 059520106 | SPONSORED ADS | 2,174 | $202,000 | thousands by filing date | |
| ENCORE WIRE CORP | 292562105 | COM | 4,262 | $202,000 | thousands by filing date | |
| FIRST COMMUNITY BANKSHARES | 31983A103 | COMMON STOCK | 6,354 | $202,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R803 | RBA QUALIN ETF | 8,251 | $202,000 | thousands by filing date | |
| CARETRUST REIT INC COM | 14174T107 | REIT | 12,039 | $201,000 | thousands by filing date | |
| VanEck Rare Earth/Strat Mtls ETF | 92189F742 | Exchange Traded Fund | 8,726 | $201,000 | thousands by filing date | |
| BRYN MAWR BANK CORPORATION | 117665109 | Domestic Common | 4,352 | $201,000 | thousands by filing date | |
| UNITI GROUP INC | 91325V108 | COM | 10,000 | $200,000 | thousands by filing date | put |
| REPOSITRAK INC | 700215304 | COMMON STOCK | 25,393 | $200,000 | thousands by filing date | |
| PROSHARES TR | 74347X815 | ULTRA MDCAP400 | 1,641 | $200,000 | thousands by filing date | |
| ALPHA ARCHITECT U.S. QUANTITATIVE MOMENTUM ETF | 02072L409 | ETF | 6,517 | $200,000 | thousands by filing date | |
| ALLIANCE CALIFORNIA MUNICIPAL | 018546101 | COM | 15,201 | $200,000 | thousands by filing date | |
| VOXX INTERNATIONAL CORP | 91829F104 | COMMON STOCK | 37,008 | $200,000 | thousands by filing date | |
| SYKES ENTERPRISES INC COM | 871237103 | Stock | 6,944 | $200,000 | thousands by filing date | |
| PROSHARES TR | 74348A160 | ULTRAPRO SHORT Q | 13,867 | $200,000 | thousands by filing date | |
| STERICYCLE INC | 858912207 | DEP PFD A 1/10 | 4,085 | $200,000 | thousands by filing date | |
| STOCK YDS BANCORP INC | 861025104 | COM | 5,236 | $199,000 | thousands by filing date | |
| QUINSTREET INC | 74874Q100 | COM | 15,653 | $199,000 | thousands by filing date | |
| SCORPIO TANKERS INC | Y7542C106 | COMMON STOCK-FO | 70,967 | $199,000 | thousands by filing date | |
| MADISON STRTG SECTOR PREM FD | 558268108 | COM | 16,922 | $199,000 | thousands by filing date | |
| OLD LINE BANCSHARES INC | 67984M100 | COMMON | 5,713 | $199,000 | thousands by filing date | |
| ELBIT SYS LTD ORD | M3760D101 | Stock | 1,660 | $198,000 | thousands by filing date | |
| EVOLENT HEALTH INC CL A | 30050B101 | Stock | 9,390 | $198,000 | thousands by filing date | |
| GABELLI MULTIMEDIA TR INC | 36239Q109 | COM | 20,936 | $198,000 | thousands by filing date | |
| HESS CORP | 42809H404 | DEP PDF SR A | 2,628 | $198,000 | thousands by filing date | |
| CASS INFORMATION SYSTEMS INC | 14808P109 | COMMON STOCK | 2,866 | $197,000 | thousands by filing date | |
| INVESTORS TITLE CO | 461804106 | COMMON STOCK | 1,065 | $197,000 | thousands by filing date | |
| INFRAREIT INC | 45685L100 | COM | 8,889 | $197,000 | thousands by filing date | |
| BONANZA CREEK ENERGY INC | 097793400 | COM NEW | 5,218 | $197,000 | thousands by filing date | |
| PEAPACK GLADSTONE FINL CORP | 704699107 | COMMON STOCK | 5,659 | $196,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 15,000 | $196,000 | thousands by filing date | call |
| NUSHARES ETF TR | 67092P409 | NUVEEN ESG MIDCP | 6,227 | $195,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G806 | VIRTUS REAVES UT | 5,858 | $195,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R804 | ST STR R1K LOWV | 2,164 | $195,000 | thousands by filing date | |
| YORK WATER CO | 987184108 | COMMON STOCK | 6,120 | $195,000 | thousands by filing date | |
| PAGSEGURO DIGITAL LTD | G68707101 | COM CL A | 7,000 | $194,000 | thousands by filing date | call |
| PEOPLES UTAH BANCORP | 712706209 | COM | 5,457 | $194,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR MFS SYS GWT EQ | 78467V889 | CEF | 2,410 | $194,000 | thousands by filing date | |
| LANDS END INC | 51509F105 | COMMON STOCK | 6,939 | $193,000 | thousands by filing date | |
| INOVALON HLDGS INC | 45781D101 | COM CL A | 19,433 | $193,000 | thousands by filing date | |
| SPDR S&P North American Natural Resources ETF | 78463X152 | SHS | 5,281 | $192,000 | thousands by filing date | |
| GRUPO FINANCIERO GALICIA | 399909100 | SPONSORED ADR | 5,818 | $192,000 | thousands by filing date | |
| FABRINET SHS | G3323L100 | Stock | 5,208 | $192,000 | thousands by filing date | |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 10,079 | $192,000 | thousands by filing date | |
| ARQ INC | 00770C101 | COM | 16,875 | $192,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 25,000 | $192,000 | thousands by filing date | put |
| LEGACY RESERVES LP | 524707304 | UNIT LP INT | 27,844 | $192,000 | thousands by filing date | |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 12,507 | $191,000 | thousands by filing date | |
| PIONEER FLOATING RATE FUND I | 72369J102 | COM | 17,041 | $191,000 | thousands by filing date | |
| HERSHA HOSPITALITY TR | 427825500 | PR SHS BEN INT | 8,909 | $191,000 | thousands by filing date | |
| INTL FCSTONE INC | 46116V105 | COM | 3,688 | $191,000 | thousands by filing date | |
| GREEN BRICK PARTNERS INC | 392709101 | COM | 19,420 | $190,000 | thousands by filing date | |
| TANDEM DIABETES CARE INC | 875372203 | COM NEW | 8,617 | $190,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A334 | BLOMBERG BRC INT | 6,075 | $190,000 | thousands by filing date | |
| INTERNET GOLD-GOLDEN LINES | M56595107 | COM | 69,227 | $190,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E750 | FTSE RAFI ASIA | 3,468 | $190,000 | thousands by filing date | |
| USAA ETF TR | 90291F204 | MSCI USA SMALL | 3,516 | $190,000 | thousands by filing date | |
| KINSALECAPGROUPINC | 49714P108 | STOK | 3,448 | $189,000 | thousands by filing date | |
| NATIONAL BK HLDGS CORP | 633707104 | CL A | 4,894 | $189,000 | thousands by filing date | |
| RLJ LODGING TR | 74965L200 | CUM CONV PFD A | 7,200 | $189,000 | thousands by filing date | |
| Zagg, Inc. | 98884U108 | COM | 10,899 | $189,000 | thousands by filing date | |
| BG STAFFING INC | 05544A109 | COM | 8,130 | $189,000 | thousands by filing date | |
| APTEVO THERAPEUTICS INC | 03835L108 | COM | 37,944 | $189,000 | thousands by filing date | |
| SAVARA INC | 805111101 | COM | 16,614 | $188,000 | thousands by filing date | |
| THL CR SR LN FD | 87244R103 | COM | 10,874 | $188,000 | thousands by filing date | |
| RUBICON PROJ INC | 78112V102 | COM | 65,828 | $188,000 | thousands by filing date | |
| PROSHARES ULTRAPRO DOW30 | 74347X823 | UIT EXCHANGE TRADED | 2,203 | $187,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q668 | EM SECT DIV DG | 8,720 | $187,000 | thousands by filing date | |
| ORTHOFIX INTL N V | N6748L102 | COM | 3,295 | $187,000 | thousands by filing date | |
| FIRST TR VALUE LINE 100 ETF | 33735G107 | COM SHS | 8,109 | $187,000 | thousands by filing date | |
| PLURISTEM THERAPEUTICS INC | 72940R102 | COM | 153,622 | $187,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F759 | CHINA GROWTH LDR | 4,536 | $187,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-18-008576 | this filing | 2018-08-14 | acceptance time not in the bulk data set |