13F-HR filed by UBS Group AG
UBS Group AG filed this 13F-HR for the quarter ended 2018-06-30, filed 2018-08-14, with 8,042 holding rows worth $230,936,215,000.
- Accession
- 0000950123-18-008576
- Filer
- CIK 1610520
- Filed
- 2018-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2018
A combination report, 13,708 entries on the cover page, a total value of $230,936,215,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $230,936,291,000 with VALUE read as thousands by filing date, 13F file number 028-16612. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerUBS ASSET MANAGEMENT (AMERICAS) INC 028-02682
- reports for this filerUBS OCONNOR LLC 028-06327
- included managerUBS Financial Services Inc. 028-11496
- included managerUBS Swiss Financial Advisors AG 028-11603
- included managerUBS AG New York Branch 028-07344
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| TOTAL RETURN SECURITIES FUND | 870875101 | COM | 15,056 | $186,000 | thousands by filing date | |
| INDEPENDENCE HLDG CO | 453440307 | COMMON STOCK | 5,614 | $186,000 | thousands by filing date | |
| CYBEROPTICS CORP COM | 232517102 | Stock | 10,688 | $186,000 | thousands by filing date | |
| UNITED STS SHORT OIL FD LP | 912613205 | UNITS | 4,204 | $186,000 | thousands by filing date | |
| BLUE CAP REINS HLDGS LTD COM COM | G1190F107 | COM | 16,767 | $186,000 | thousands by filing date | |
| JP MORGAN EXCHANGE TRADED FD | 46641Q803 | DIVERSIFIED ET | 7,413 | $186,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G830 | VIRTUS GLOVIST | 8,300 | $186,000 | thousands by filing date | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 52,094 | $185,000 | thousands by filing date | |
| PACIFIC PREMIER BANCORP INC | 69478X105 | COM | 4,858 | $185,000 | thousands by filing date | |
| ENERGOUS CORP | 29272C103 | COM | 12,500 | $185,000 | thousands by filing date | call |
| Wellesley Bancorp. | 949485106 | COM | 5,741 | $185,000 | thousands by filing date | |
| BRAEMAR HOTELS RESORTS INC | 10482B101 | REIT | 16,084 | $184,000 | thousands by filing date | |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 13,538 | $184,000 | thousands by filing date | |
| KKR & CO LP | 48248M102 | COMMON STOCK | 7,400 | $184,000 | thousands by filing date | call |
| OCWEN FINL CORP | 675746309 | COM NEW | 46,376 | $184,000 | thousands by filing date | |
| DEL TACO RESTAURANTS INC NEW | 245496104 | COM | 12,983 | $184,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V126 | WILDERHL PRGRS | 7,057 | $184,000 | thousands by filing date | |
| OSI SYSTEMS INC | 671044105 | COM | 2,349 | $183,000 | thousands by filing date | |
| MERCANTILE BANK CORP | 587376104 | COMMON STOCK | 4,955 | $183,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW | 171871403 | PFD CV DEP1/20 | 3,703 | $183,000 | thousands by filing date | |
| PLDT INC SPONSORED ADR | 69344D408 | ADR | 7,765 | $182,000 | thousands by filing date | |
| DONNELLEY R R & SONS CO | 257867200 | COM | 31,629 | $182,000 | thousands by filing date | |
| TRONOX LTD | Q9235V101 | SHS CL A | 9,252 | $182,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V670 | DYNMC OIL GAS | 18,474 | $181,000 | thousands by filing date | |
| PACIFIC MERCANTILE BANCORP | 694552100 | COM | 18,563 | $181,000 | thousands by filing date | |
| BRASKEM S A SP ADR PFD A | 105532105 | ADR | 6,910 | $180,000 | thousands by filing date | |
| FINANCIAL INSTITUTIONS INC | 317585404 | COMMON STOCK | 5,460 | $180,000 | thousands by filing date | |
| ATOMERA INC | 04965B100 | COMMON STOCK | 29,441 | $180,000 | thousands by filing date | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 67,919 | $180,000 | thousands by filing date | |
| LAKEFRONT BIOTHERAPEUTICS NV | 36315X101 | SPON ADR | 1,950 | $180,000 | thousands by filing date | |
| DREYFUS | 26200S101 | MUTUAL FUNDS FI | 57,030 | $180,000 | thousands by filing date | |
| MCBC HLDGS INC | 55276F107 | COM | 6,228 | $180,000 | thousands by filing date | |
| VISTA OUTDOOR INC | 928377100 | COM | 11,501 | $179,000 | thousands by filing date | |
| UNISYS CORP | 909214306 | COMMON STOCK | 13,858 | $179,000 | thousands by filing date | |
| SPIRIT MTA REIT | 84861U105 | COM SHS BEN IN | 17,322 | $179,000 | thousands by filing date | |
| ISHARES DOW JONES UBS ROLL S | 45032K102 | SHS BEN INT | 4,899 | $179,000 | thousands by filing date | |
| IDERA PHARMACEUTICALS INC | 45168K306 | COM | 135,073 | $179,000 | thousands by filing date | |
| INNOVATE BIOPHARMACEUTICLS I | 45782F105 | COM PAR | 7,615 | $179,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 3,300 | $178,000 | thousands by filing date | put |
| ENBRIDGE INC COM | 29250N105 | Stock | 5,000 | $178,000 | thousands by filing date | put |
| COMMUNITY USD0.01 | 20369C106 | COM | 5,938 | $178,000 | thousands by filing date | |
| ISHARES TR | 46429B200 | CHINA SM-CAP ETF | 3,521 | $178,000 | thousands by filing date | |
| HESKA CORP | 42805E306 | COM | 1,717 | $178,000 | thousands by filing date | |
| GLATFELTER | 377316104 | COM | 9,073 | $178,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 1,600 | $177,000 | thousands by filing date | call |
| ENERGY FUELS INC | 292671708 | COM NEW | 78,296 | $177,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 22,815 | $177,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736G106 | GBL WND ENRG ETF | 14,007 | $177,000 | thousands by filing date | |
| BLACKROCK NY MUNICIPAL BOND | 09249P106 | COM | 13,499 | $177,000 | thousands by filing date | |
| CLEAN HARBORS INC COM | 184496107 | Stock | 3,160 | $176,000 | thousands by filing date | |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 17,000 | $176,000 | thousands by filing date | call |
| GNC HLDGS INC | 36191G107 | COM CL A | 50,000 | $176,000 | thousands by filing date | call |
| FARMERS CAP BANK CORP | 309562106 | COMMON STOCK | 3,383 | $176,000 | thousands by filing date | |
| MILACRON HLDGS CORP | 59870L106 | COM | 9,330 | $176,000 | thousands by filing date | |
| SIERRA WIRELESS INC | 826516106 | COM | 10,996 | $176,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J833 | BULSHS 2024 HY | 7,175 | $176,000 | thousands by filing date | |
| PROSHARES TR | 74347R669 | PSHS ULT SEMICDT | 4,035 | $175,000 | thousands by filing date | |
| TRIPLE-S MGMT CORP | 896749108 | CL B | 4,472 | $175,000 | thousands by filing date | |
| SPECIAL OPPORTUNITIES FD INC | 84741T104 | COM | 11,580 | $174,000 | thousands by filing date | |
| DB GOLD DOUBLE LONG ETN | 25154H749 | DB GOLD DBL LNG | 7,697 | $174,000 | thousands by filing date | |
| GLOBAL MED REIT INC | 37954A204 | COM NEW | 19,544 | $173,000 | thousands by filing date | |
| ARROW FINANCIAL CORP | 042744102 | COMMON STOCK | 4,767 | $173,000 | thousands by filing date | |
| ANGI INC CLASS A | 00183L102 | CL A | 11,232 | $173,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J817 | BULSHS 2025 HY | 7,206 | $173,000 | thousands by filing date | |
| 58 COM INC | 31680Q104 | SPON ADR REP A | 2,500 | $173,000 | thousands by filing date | call |
| PFSWEB INC | 717098206 | COM | 17,821 | $173,000 | thousands by filing date | |
| ARK ETF TR | 00214Q609 | ISRAEL INOVATE | 8,449 | $172,000 | thousands by filing date | |
| VANECK EMERGING MARKETS HIGH Y | 92189F353 | EMERGING MRKT HI | 7,515 | $172,000 | thousands by filing date | |
| PROSHARES TR II | 74347W247 | ULTA BLMBG 2017 | 5,006 | $172,000 | thousands by filing date | |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 11,698 | $171,000 | thousands by filing date | |
| PERFICIENT INC | 71375U101 | COM | 6,479 | $171,000 | thousands by filing date | |
| PANHANDLE OIL AND GAS INC | 698477106 | CL A | 8,981 | $171,000 | thousands by filing date | |
| PROSHARES TR ULTPRO SHT 2017 | 74348A152 | CEF | 6,988 | $171,000 | thousands by filing date | |
| WORLD ACCEP CORPORATION | 981419104 | COM | 1,532 | $170,000 | thousands by filing date | |
| FIDELITY MERRIMACK STR TR | 316188101 | CORP BOND ETF | 3,538 | $170,000 | thousands by filing date | |
| CHANGYOU COM LTD | 15911M107 | ADS REP CL A | 10,179 | $170,000 | thousands by filing date | |
| HUDSON LTD | G46408103 | COM CL A | 9,692 | $170,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNICIP | 27826F101 | SH BEN INT | 14,758 | $169,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y876 | DAIL HEAL BU ETF | 3,722 | $169,000 | thousands by filing date | |
| SMARTFINANCIAL INC | 83190L208 | COMMON STOCK | 6,566 | $169,000 | thousands by filing date | |
| MFS SPECIAL VALUE TRUST | 55274E102 | CMN | 29,906 | $169,000 | thousands by filing date | |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 25,000 | $168,000 | thousands by filing date | put |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 25,000 | $168,000 | thousands by filing date | call |
| HOSTESS BRANDS INC | 44109J106 | COMMON STOCK | 12,399 | $168,000 | thousands by filing date | |
| AMERICAN SUPERCONDUCTOR CORP | 030111207 | SHS NEW | 23,884 | $167,000 | thousands by filing date | |
| CHANGYOU COM LTD | 15911M107 | ADS REP CL A | 10,000 | $167,000 | thousands by filing date | call |
| OXFORD LANE CAP CORP | 691543102 | COM | 15,914 | $166,000 | thousands by filing date | |
| FIESTA RESTAURANT GROUP INC | 31660B101 | COM | 5,791 | $166,000 | thousands by filing date | |
| INSTEEL INDS INC | 45774W108 | COM | 4,953 | $165,000 | thousands by filing date | |
| BARRETT BUSINESS SVCS INC | 068463108 | COM | 1,703 | $165,000 | thousands by filing date | |
| METALLUS INC | 887399103 | COMMON STOCK | 10,080 | $165,000 | thousands by filing date | |
| ISHARES MSCI INDIA SMALL-CAP ETF | 46429B614 | ETF | 3,945 | $165,000 | thousands by filing date | |
| R1 RCM INC | 749397105 | COM | 19,007 | $165,000 | thousands by filing date | |
| NATERA INC COM | 632307104 | Stock | 8,727 | $164,000 | thousands by filing date | |
| HOLLYSYS AUTOMATION TCHNGY L | G45667105 | SHS | 7,419 | $164,000 | thousands by filing date | |
| Inflarx Nv | N44821101 | COM | 5,081 | $164,000 | thousands by filing date | |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 24,543 | $164,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R106 | 1-3YR USTREIDX | 3,284 | $164,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 60,821 | $163,000 | thousands by filing date | |
| ISHARES INC | 464286301 | CMN | 8,258 | $163,000 | thousands by filing date | |
| KARYOPHARM THERAPEUTICS INC | 48576U106 | COM | 9,567 | $163,000 | thousands by filing date | |
| ABILITY INC | G8789K124 | SHS | 22,895 | $163,000 | thousands by filing date | |
| TRANSPORTADORA DE GAS SUR | 893870204 | SPONSORED ADS B | 13,391 | $162,000 | thousands by filing date | |
| FBL FINL GROUP INC | 30239F106 | CL A | 2,065 | $162,000 | thousands by filing date | |
| LAZARD WORLD DIVID & INCOME | 521076109 | COM | 15,606 | $162,000 | thousands by filing date | |
| FOUNDATION BLDG MATLS INC | 350392106 | COM | 10,468 | $161,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 1,200 | $160,000 | thousands by filing date | call |
| FIRST TR EXCH TRD ALPHDX FD | 33737J125 | LATIN AMER ALP | 9,022 | $160,000 | thousands by filing date | |
| MARINEMAX INC | 567908108 | COM | 8,456 | $160,000 | thousands by filing date | |
| ALUMINUM CORP CHINA LTD | 022276109 | SPON ADR H SHS | 14,696 | $160,000 | thousands by filing date | |
| LUMINEX CORP | 55027E102 | COMMON STOCK | 5,369 | $159,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E271 | S&P GLOBL DIVI | 14,665 | $159,000 | thousands by filing date | |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 5,100 | $158,000 | thousands by filing date | call |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 6,800 | $158,000 | thousands by filing date | call |
| JAPAN SMALLER CAPITALIZATION | 47109U104 | COM | 13,550 | $158,000 | thousands by filing date | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 16,933 | $158,000 | thousands by filing date | |
| PHIBRO ANIMAL HEALTH CORP (CLA | 71742Q106 | CL A COM | 3,430 | $158,000 | thousands by filing date | |
| ATN INTERNATIONAL INC | 00215F107 | COMMON STOCK | 2,984 | $158,000 | thousands by filing date | |
| EXTRACTION OIL AND GAS INC | 30227M105 | COM | 10,655 | $157,000 | thousands by filing date | |
| FRESHPET INC COM | 358039105 | Stock | 5,660 | $156,000 | thousands by filing date | |
| SILGAN HLDGS INC | 827048109 | COM | 5,791 | $156,000 | thousands by filing date | |
| TALOS ENERGY INC | 87484T108 | COM | 4,861 | $156,000 | thousands by filing date | |
| AMERESCO INC | 02361E108 | CL A | 12,975 | $156,000 | thousands by filing date | |
| CNO FINL GROUP INC | 12621E103 | COM | 8,132 | $155,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P869 | COM NEW | 8,718 | $155,000 | thousands by filing date | |
| Xunlei Ltd-Adr | 98419E108 | COM | 14,552 | $155,000 | thousands by filing date | |
| NORTH EUROPEAN OIL RTY TR | 659310106 | SH BEN INT | 19,041 | $155,000 | thousands by filing date | |
| OPUS BK IRVINE CALIF | 684000102 | COM | 5,401 | $155,000 | thousands by filing date | |
| OBSIDIAN ENERGY LTD | 674482104 | COM | 137,362 | $155,000 | thousands by filing date | |
| NUVEEN HIGH INCOME 2020 TARG | 67075L102 | COM | 15,511 | $155,000 | thousands by filing date | |
| OMNICELL COM COM | 68213N109 | Stock | 2,945 | $154,000 | thousands by filing date | |
| OPPENHEIMER HOLDINGS CL A | 683797104 | COMMON STOCK | 5,522 | $154,000 | thousands by filing date | |
| GABELLI HEALTHCARE & WELLNES | 36246K103 | SHS | 15,405 | $154,000 | thousands by filing date | |
| NUVEEN MASS QUALITY MUN INC | 67061E104 | COM | 12,367 | $154,000 | thousands by filing date | |
| URSTADT BIDDLE PROPERTIES | 917286205 | COMMON STOCK | 6,795 | $154,000 | thousands by filing date | |
| OPTINOSE INC | 68404V100 | COM | 5,507 | $154,000 | thousands by filing date | |
| QAD INC-A | 74727D306 | CL A | 3,075 | $154,000 | thousands by filing date | |
| SIENTRA INC | 82621J105 | COM | 7,863 | $154,000 | thousands by filing date | |
| COREPOINT LODGING INC | 21872L104 | COM | 5,945 | $154,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V514 | RUSEL 2000 EQL | 3,326 | $154,000 | thousands by filing date | |
| TECHTARGET INC | 87874R100 | COM | 5,396 | $153,000 | thousands by filing date | |
| CARDLYTICS INC | 14161W105 | COM | 7,032 | $153,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 20,000 | $153,000 | thousands by filing date | put |
| EXELA TECHNOLOGIES INC | 30162V102 | COM | 32,278 | $153,000 | thousands by filing date | |
| JANUS DETROIT STR TR | 47103U886 | HENDRSN SHRT ETF | 3,045 | $152,000 | thousands by filing date | |
| BLACKROCK NY MUN INCOME TR I | 09249R102 | COM | 11,845 | $152,000 | thousands by filing date | |
| XENCOR INC | 98401F105 | COMMON STOCK | 4,074 | $151,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X376 | MSCI CDA STRTGIC | 2,571 | $151,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E792 | EMRNG MKT INFR | 4,548 | $151,000 | thousands by filing date | |
| HOUSTON WIRE & CABLE CO | 44244K109 | COM | 17,700 | $150,000 | thousands by filing date | |
| SPEEDWAY MOTORSPORTS INC | 847788106 | COM | 8,630 | $150,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X350 | SOLACTIVE GERMNY | 2,528 | $150,000 | thousands by filing date | |
| HERITAGE INSURANCE HLDGS INC | 42727J102 | COM | 8,924 | $149,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 51,388 | $149,000 | thousands by filing date | |
| PROSHARES TR II | 74347W270 | ULTRA YEN NEW | 2,576 | $149,000 | thousands by filing date | |
| SANCHEZ ENERGY CORP | 79970Y105 | COMMON STOCK | 33,105 | $149,000 | thousands by filing date | |
| NANTKWEST INC | 63016Q102 | COM | 48,523 | $149,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 43,249 | $148,000 | thousands by filing date | |
| KFORCE INC COM | 493732101 | Stock | 4,316 | $148,000 | thousands by filing date | |
| WRIGHT MED GROUP N V | N96617118 | ORD SHS | 5,683 | $148,000 | thousands by filing date | |
| WINMARK CORP | 974250102 | COM | 994 | $148,000 | thousands by filing date | |
| PROSHARES TR II | 74347W742 | PROSHS SHT EUR | 3,553 | $148,000 | thousands by filing date | |
| INVESCO DB MLTI SECTR CMMTY | 46140H205 | SILVER FD | 6,071 | $148,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q676 | ALERIAN ENERGY | 6,600 | $147,000 | thousands by filing date | |
| INVESCO HIGH INCOME TRUST II | 46131F101 | COM | 10,911 | $147,000 | thousands by filing date | |
| MARTEN TRANSPORT LTD | 573075108 | COM | 6,235 | $147,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 44,179 | $147,000 | thousands by filing date | |
| United States Brent Oil Fund L | 91167Q100 | COM | 6,623 | $147,000 | thousands by filing date | |
| BLACKROCK VA MUN BD TR | 092481100 | COM | 8,747 | $147,000 | thousands by filing date | |
| TIM PARTICIPACOES S A | 88706P205 | SPONSORED ADR | 8,701 | $147,000 | thousands by filing date | |
| UNITED COMMUNITY FINANCIAL | 909839102 | COM | 13,354 | $147,000 | thousands by filing date | |
| DAILY JOURNAL CORP | 233912104 | COM | 633 | $146,000 | thousands by filing date | |
| VANECK VECTORS ETF TRUST | 92189F288 | ENERGY INCOME | 6,724 | $146,000 | thousands by filing date | |
| HARMONIC INC | 413160102 | COM | 34,467 | $146,000 | thousands by filing date | |
| MAIDEN HOLDINGS LTD | G5753U112 | SHS | 18,814 | $146,000 | thousands by filing date | |
| MORGAN STANLEY ASIA PAC FD I | 61744U106 | COM | 8,498 | $146,000 | thousands by filing date | |
| STEWARDSHIP FINL CORP | 860326107 | COM | 12,474 | $146,000 | thousands by filing date | |
| CROWN CASTLE INTL CORP NEW | 22822V309 | 6.875% CON PFD A | 136 | $146,000 | thousands by filing date | |
| NELNET INC | 64031N108 | CL A | 2,472 | $145,000 | thousands by filing date | |
| PREFERRED BK LOS ANGELES CA | 740367404 | COM NEW | 2,352 | $145,000 | thousands by filing date | |
| WESTERN ASSET PREMIER BD FD | 957664105 | SHS BEN INT | 11,490 | $145,000 | thousands by filing date | |
| IRIDIUM COMMUNICATIONS INC | 46269C409 | PERP PFD CNV B | 267 | $145,000 | thousands by filing date | |
| MONRO INC | 610236101 | COMMON STOCK | 2,480 | $144,000 | thousands by filing date | |
| UNION BANKSHARES INC | 905400107 | CMN | 2,781 | $144,000 | thousands by filing date | |
| CHINA SOUTHN AIRLS LTD | 169409109 | SPON ADR CL H | 3,662 | $144,000 | thousands by filing date | |
| FB FINL CORP | 30257X104 | COM | 3,498 | $143,000 | thousands by filing date | |
| FIRST TRUST NEW OPPORTUNITIES | 33739M100 | COM | 13,768 | $143,000 | thousands by filing date | |
| APELLIS PHARMACEUTICALS INC | 03753U106 | COM | 6,489 | $143,000 | thousands by filing date | |
| THE BRAND HOUSE COLLECTIVE I | 497498105 | COM | 12,317 | $143,000 | thousands by filing date | |
| AMERICAN WOODMARK CORP | 030506109 | COM | 1,562 | $143,000 | thousands by filing date | |
| MFS CALIF MUN FD | 59318C106 | COM | 13,921 | $143,000 | thousands by filing date | |
| ESSENDANT INC | 296689102 | COM | 10,822 | $143,000 | thousands by filing date | |
| TELENAV INC | 879455103 | COMMON STOCK | 25,335 | $142,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 4,959 | $142,000 | thousands by filing date | |
| ASSURANT INC | 04621X207 | 6.50% CONV PFD D | 1,266 | $142,000 | thousands by filing date | |
| INNOSPEC INC | 45768S105 | COM | 1,845 | $141,000 | thousands by filing date | |
| MITEK SYS INC | 606710200 | COM NEW | 15,754 | $141,000 | thousands by filing date | |
| ALPHATEC HLDGS INC | 02081G201 | COM NEW | 47,153 | $141,000 | thousands by filing date | |
| MILLER INDUSTRIES INC TENN | 600551204 | COMMON STOCK | 5,513 | $141,000 | thousands by filing date | |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 9,469 | $141,000 | thousands by filing date | |
| BRIDGE BANCORP INC | 108035106 | COM | 3,924 | $141,000 | thousands by filing date | |
| WISDOMTREE TRUST | 97717W828 | ASIA PAC EXJP FD | 2,121 | $141,000 | thousands by filing date | |
| BRIGHT SCHOLAR ED HLDGS LTD | 109199109 | SPONSORED ADS | 8,501 | $141,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 49,124 | $140,000 | thousands by filing date | |
| MODINE MFG CO COM | 607828100 | Stock | 7,663 | $140,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A706 | ST STR GLB DOW | 1,700 | $140,000 | thousands by filing date | |
| ISHARES SYSTEMATIC BOND ETF | 46435U796 | COM | 1,448 | $140,000 | thousands by filing date | |
| JMP GROUP INC | 46629U107 | COMMON STOCK | 26,114 | $140,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E877 | DLY JR GOLD 3X | 2,762 | $140,000 | thousands by filing date | |
| Federal Agric Mtg Corp Cl C | 313148306 | COM | 1,558 | $139,000 | thousands by filing date | |
| INVESTORS REAL ESTATE TRUST | 461730103 | COMMON STOCK | 25,120 | $139,000 | thousands by filing date | |
| RICEBRAN TECHNOLOGIES | 762831204 | COM NEW | 64,344 | $139,000 | thousands by filing date | |
| DENALI THERAPEUTICS INC COM | 24823R105 | Stock | 9,044 | $138,000 | thousands by filing date | |
| TUCOWS INC | 898697206 | COM NEW | 2,269 | $138,000 | thousands by filing date | |
| ADAPTIMMUNE THERAPEUTICS PLC | 00653A107 | SPONDS ADR | 11,658 | $138,000 | thousands by filing date | |
| POINTER TELOCATION LTD | M7946T104 | SHS | 11,503 | $138,000 | thousands by filing date | |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 15,900 | $137,000 | thousands by filing date | |
| HEALTHSTREAM INC | 42222N103 | COM | 5,012 | $137,000 | thousands by filing date | |
| AMERICAN COASTAL INSURANCE C | 910710102 | COMMON STOCK | 6,984 | $137,000 | thousands by filing date | |
| MYOKARDIA INC | 62857M105 | COM | 2,758 | $137,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 47,100 | $137,000 | thousands by filing date | put |
| KIMBALL INTL INC | 494274103 | CL B | 8,432 | $137,000 | thousands by filing date | |
| FIRST CONNECTICUT BANCORP | 319850103 | COM | 4,464 | $137,000 | thousands by filing date | |
| ITUS CORP | 45069V203 | COM NEW | 45,243 | $137,000 | thousands by filing date | |
| BANCFIRST CORP | 05945F103 | COM | 2,293 | $136,000 | thousands by filing date | |
| WESTWOOD HOLDINGS GROUP INC | 961765104 | COMMON STOCK | 2,272 | $136,000 | thousands by filing date | |
| PROSHARES TR | 74347X849 | INDX FD | 6,000 | $136,000 | thousands by filing date | call |
| INDEPENDENT BK CORP MICH | 453838609 | COM NEW | 5,275 | $135,000 | thousands by filing date | |
| CROSS CTRY HEALTHCARE INC | 227483104 | COM | 11,970 | $135,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E259 | GB MSCI AR ETF | 5,000 | $135,000 | thousands by filing date | put |
| KEWAUNEE SCIENTIFIC CP | 492854104 | COMM | 3,757 | $135,000 | thousands by filing date | |
| INNOPHOS HOLDINGS INC | 45774N108 | COMMON STOCK | 2,819 | $135,000 | thousands by filing date | |
| WISDOMTREE TRUST CHINESE YUAN | 97717W182 | COM | 5,207 | $135,000 | thousands by filing date | |
| HARTFORD FINL SVCS GROUP INC | 416515120 | *W EXP 06/26/201 | 2,932 | $135,000 | thousands by filing date | |
| NUVEEN TEXAS QUAL MUN IN | 670983105 | COM | 10,523 | $135,000 | thousands by filing date | |
| IES HOLDINGS INC | 44951W106 | COM | 7,977 | $134,000 | thousands by filing date | |
| HORIZON BANCORP IND | 440407104 | COM | 6,474 | $134,000 | thousands by filing date | |
| MIDLAND STATES BANCORP INC | 597742105 | COMMON STOCK | 3,911 | $134,000 | thousands by filing date | |
| UNIVAR INC | 91336L107 | COMMON STOCK | 5,116 | $134,000 | thousands by filing date | |
| CATCHMARK TIMBER TR INC CL A | 14912Y202 | REIT | 10,478 | $134,000 | thousands by filing date | |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 19,123 | $133,000 | thousands by filing date | |
| BIOHAVEN PHARMACEUTICAL HOLDIN | G11196105 | COM | 3,360 | $133,000 | thousands by filing date | |
| VANGUARD WELLINGTON FD | 921935607 | US MULTIFACTOR | 1,684 | $133,000 | thousands by filing date | |
| CEDAR REALTY TRUST INC | 150602209 | COMMON STOCK | 28,030 | $133,000 | thousands by filing date | |
| GLOBAL BRASS & COPPR HLDGS I | 37953G103 | COM | 4,254 | $133,000 | thousands by filing date | |
| USA TECHNOLOGIES INC | 90328S500 | COM NO PAR | 9,508 | $133,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A207 | PFD CONV SER-A | 13,494 | $133,000 | thousands by filing date | |
| WATSCO INC | 942622101 | CL B CONV | 742 | $132,000 | thousands by filing date | |
| INTERCONTINENTAL HOTELS GROU | 45857P707 | SPONSORED ADR | 2,108 | $132,000 | thousands by filing date | |
| USAA ETF TR | 90291F105 | MSCI USA VL MT | 2,557 | $132,000 | thousands by filing date | |
| LAUREATE ED INC COMMON STOCK | 518613203 | Stock | 9,152 | $131,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 29,313 | $131,000 | thousands by filing date | |
| VIVINT SOLAR INC. | 92854Q106 | Common Stock | 26,368 | $131,000 | thousands by filing date | |
| GCP APPLIED TECHNOLOGIES INC | 36164Y101 | COM | 4,531 | $131,000 | thousands by filing date | |
| MONARCH CASINO & RESORT INC | 609027107 | COM | 2,946 | $130,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | G4863A108 | SHS USD | 5,600 | $130,000 | thousands by filing date | call |
| GSV CAPITAL CORP | 36191J101 | COM | 18,876 | $130,000 | thousands by filing date | |
| NUVEEN MICH QUALITY INCOME MUN FD INC | 670979103 | CEF | 10,260 | $130,000 | thousands by filing date | |
| Goldman Sachs Equal Weight U.S. Large Cap Equity ETF | 381430438 | SHS | 2,934 | $129,000 | thousands by filing date | |
| HURON CONSULTING GROUP INC | 447462102 | COM | 3,156 | $129,000 | thousands by filing date | |
| OLD SECOND BANCORP INC | 680277100 | COMMON STOCK | 8,991 | $129,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W133 | EMERG CUR STR FD | 6,951 | $129,000 | thousands by filing date | |
| EASTERN CO | 276317104 | COM | 4,590 | $129,000 | thousands by filing date | |
| AVEO PHARMACEUTICALS INC | 053588109 | COM | 57,340 | $129,000 | thousands by filing date | |
| BLACKROCK ENHANCED GOVT FD (EGF) | 09255K108 | COM | 9,990 | $129,000 | thousands by filing date | |
| PIMCO NEW YORK MUN FD II | 72200Y102 | COM | 12,059 | $128,000 | thousands by filing date | |
| NATUS MEDICAL INC | 639050103 | COM | 3,710 | $128,000 | thousands by filing date | |
| AMERICAN RAILCAR INDUSTRIES | 02916P103 | COMMON STOCK | 3,234 | $128,000 | thousands by filing date | |
| NUVEEN N Y SELECT TAX FREE I | 67063V104 | SH BEN INT | 9,790 | $128,000 | thousands by filing date | |
| CENTRAL EUROPEAN MEDIA ENTERPRISES LTD-CL A | G20045202 | COM | 30,673 | $128,000 | thousands by filing date | |
| CAROLINA FINL CORP NEW | 143873107 | COM | 2,982 | $128,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V806 | MFS SYS COR EQ | 1,699 | $128,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D100 | ETN STOXX EUR 50 | 1,043 | $128,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M409 | SML CAP VAL ALPH | 3,305 | $127,000 | thousands by filing date | |
| MAXLINEAR INC | 57776J100 | COM | 8,146 | $127,000 | thousands by filing date | |
| NICOLET BANKSHARES INC | 65406E102 | COM | 2,318 | $127,000 | thousands by filing date | |
| ABERDEEN | 003011103 | MUTUAL FUNDS EQ | 20,250 | $127,000 | thousands by filing date | |
| PERCEPTRON INC | 71361F100 | COMMON STOCK | 12,006 | $127,000 | thousands by filing date | |
| GREENHILL & CO INC COM | 395259104 | Stock | 4,480 | $127,000 | thousands by filing date | |
| PICO HLDGS INC | 693366205 | COM NEW | 10,922 | $127,000 | thousands by filing date | |
| WASHINGTON PRIME GROUP NEW | 93964W108 | COM | 15,500 | $126,000 | thousands by filing date | call |
| CARBO CERAMICS INC | 140781105 | COMMON STOCK | 13,765 | $126,000 | thousands by filing date | |
| SPDR SER TR | 78468R820 | S&P 500 BUYBCK | 1,996 | $126,000 | thousands by filing date | |
| GAMCO NAT RES GOLD & INCOME | 36465E101 | SH BEN INT | 19,584 | $125,000 | thousands by filing date | |
| ATRICURE INC | 04963C209 | COM | 4,626 | $125,000 | thousands by filing date | |
| BBX CAP CORP NEW | 05491N104 | CL A | 13,860 | $125,000 | thousands by filing date | |
| RESMED INC COM | 761152107 | Stock | 1,200 | $124,000 | thousands by filing date | put |
| POTBELLY CORP | 73754Y100 | COM | 9,573 | $124,000 | thousands by filing date | |
| COTT CORP QUE | 22163N106 | COM | 7,499 | $124,000 | thousands by filing date | |
| BELLICUM PHARMACEUTICALS INC | 079481107 | COM | 16,731 | $124,000 | thousands by filing date | |
| MIRATI THERAPEUTICS INC | 60468T105 | COM | 2,500 | $123,000 | thousands by filing date | |
| ABIOMED INC | 003654100 | COM | 300 | $123,000 | thousands by filing date | put |
| FIREEYE INC | 31816Q101 | COM | 8,000 | $123,000 | thousands by filing date | call |
| ISHARES INC | 464286582 | MSCI JAPN SMCETF | 1,574 | $123,000 | thousands by filing date | |
| ABRDN GLOBAL INCOME FUND INC | 003013109 | COM | 15,549 | $123,000 | thousands by filing date | |
| CNB FINANCIAL CORP PA | 126128107 | COMMON STOCK | 4,073 | $122,000 | thousands by filing date | |
| CLIMB GLOBAL SOLUTIONS INC | 946760105 | COMMON STOCK | 8,683 | $122,000 | thousands by filing date | |
| NEW ENGLAND RLTY ASSOC LTD P | 644206104 | DEPOSITRY RCPT | 1,816 | $122,000 | thousands by filing date | |
| UNITY BIOTECHNOLOGY INC | 91381U101 | COM | 8,111 | $122,000 | thousands by filing date | |
| IDT CORP | 448947507 | CL B NEW | 21,690 | $121,000 | thousands by filing date | |
| PLUMAS BANCORP | 729273102 | COMMON STOCK | 4,284 | $121,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061607 | GLB ASSET ALLO | 4,499 | $121,000 | thousands by filing date | |
| PCSB FINL CORP COM | 69324R104 | Stock | 6,072 | $121,000 | thousands by filing date | |
| AV HOMES INC | 00234P102 | COM | 5,640 | $121,000 | thousands by filing date | |
| CELLCOM ISRAEL LTD | M2196U109 | SHS | 21,222 | $121,000 | thousands by filing date | |
| MECHANICS BANCORP A | 43785V102 | COMMON STOCK | 4,446 | $120,000 | thousands by filing date | |
| EQUITY BANCSHARES INC CL A | 29460X109 | COMMON STOCK | 2,894 | $120,000 | thousands by filing date | |
| TTEC HLDGS INC | 89854H102 | COM | 3,460 | $120,000 | thousands by filing date | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 21,500 | $120,000 | thousands by filing date | call |
| SPARTAN MTRS INC | 846819100 | COM | 7,958 | $120,000 | thousands by filing date | |
| FRONT YD RESIDENTIAL CORP | 35904G107 | COM | 11,567 | $120,000 | thousands by filing date | |
| EMERALD EXPOSITIONS EVENTS I | 29103B100 | COM | 5,836 | $120,000 | thousands by filing date | |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 2,600 | $119,000 | thousands by filing date | put |
| INPHI CORP | 45772F107 | COM | 3,630 | $119,000 | thousands by filing date | |
| PHOTRONICS INC | 719405102 | COM | 14,980 | $119,000 | thousands by filing date | |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 12,045 | $119,000 | thousands by filing date | |
| Enzo Biochem Inc | 294100102 | Common Stock | 22,999 | $119,000 | thousands by filing date | |
| GMS INC | 36251C103 | COM | 4,368 | $119,000 | thousands by filing date | |
| BIOSPECIFICS TECHNOLOGIES | 090931106 | COM | 2,645 | $119,000 | thousands by filing date | |
| INDUSTRIAL LOGISTICS PPTYS T | 456237106 | COM SHS BEN INT | 5,280 | $118,000 | thousands by filing date | |
| ISHARES MSCI UNITED KINGDOM SMALL-CAP ETF | 46429B416 | ETF | 2,751 | $118,000 | thousands by filing date | |
| GROUPON INC | 399473107 | COMMON STOCK | 27,433 | $118,000 | thousands by filing date | |
| COBIZ FINANCIAL INC | 190897108 | COM | 5,472 | $118,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 31,055 | $117,000 | thousands by filing date | call |
| ADECOAGRO S A | L00849106 | COM | 14,655 | $117,000 | thousands by filing date | |
| ONESPAN INC | 68287N100 | COM | 5,952 | $117,000 | thousands by filing date | |
| AMERICAN PUB ED INC | 02913V103 | COM | 2,782 | $117,000 | thousands by filing date | |
| STITCH FIX INC | 860897107 | COM CL A | 4,265 | $117,000 | thousands by filing date | |
| ISHARES TR | 46429B515 | CMN | 2,871 | $117,000 | thousands by filing date | |
| NEW GERMANY FD INC | 644465106 | COM | 6,377 | $117,000 | thousands by filing date | |
| ELDORADO RESORTS INC | 28470R102 | COM | 3,000 | $117,000 | thousands by filing date | |
| WESTERN ASSET VAR RT STRG FD | 957667108 | COM | 6,955 | $117,000 | thousands by filing date | |
| MOBILEIRON INC | 60739U204 | COM NEW | 26,196 | $117,000 | thousands by filing date | |
| EASTMAN KODAK CO | 277461406 | COM NEW | 30,569 | $116,000 | thousands by filing date | |
| HYSTER-YALE INC | 449172105 | CL A | 1,803 | $116,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A102 | CORN FD SHS | 7,091 | $116,000 | thousands by filing date | |
| AH RLTY TR INC | 04208T108 | COM | 7,713 | $115,000 | thousands by filing date | |
| CVR ENERGY, INC. | 12662P108 | COM | 3,090 | $115,000 | thousands by filing date | |
| WESTERN NEW ENGLAND BANCORP | 958892101 | COMMON STOCK | 10,392 | $115,000 | thousands by filing date | |
| CARRIAGE SERVICES INC | 143905107 | COMMON STOCK | 4,706 | $115,000 | thousands by filing date | |
| McCormick & Company Inc | 579780107 | COM | 992 | $115,000 | thousands by filing date | |
| XPLORE TECHNOLOGIES CORP | 983950700 | COM PAR $0.001 | 30,000 | $115,000 | thousands by filing date | |
| CBTX INC | 12481V104 | COM | 3,481 | $115,000 | thousands by filing date | |
| RANDOLPH BANCORP INC | 752378109 | COM | 6,825 | $115,000 | thousands by filing date | |
| DEUTSCHE MULTI-MKT INCOME TR SHS | 25160E102 | CEF | 13,093 | $115,000 | thousands by filing date | |
| VENTAS INC COM | 92276F100 | REIT | 2,000 | $114,000 | thousands by filing date | put |
| PROSHARES TR | 74347X302 | MSCI EMRG ETF | 1,464 | $114,000 | thousands by filing date | |
| ALPHA ARCHITECT U.S. QUANTITATIVE VALUE ETF | 02072L102 | ETF | 3,657 | $114,000 | thousands by filing date | |
| EMPIRE ST RLTY OP L P | 292102209 | UNIT LTD PRT 60 | 6,663 | $114,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25490K331 | DAIL MS INDI ETF | 1,540 | $114,000 | thousands by filing date | |
| BARNES & NOBLE INC | 067774109 | COMMON STOCK | 18,005 | $114,000 | thousands by filing date | |
| PROSHARES TR II | 74347W395 | FUND | 1,513 | $114,000 | thousands by filing date | |
| NUVEEN CALIF MUNICPAL VALU F | 6706EB106 | COM | 7,108 | $114,000 | thousands by filing date | |
| ALEXANDERS INC COM | 014752109 | REIT | 295 | $113,000 | thousands by filing date | |
| FIDELITY MERRIMACK STR TR | 316188200 | LTD TRM BD ETF | 2,297 | $113,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524748 | FUNDAMENTAL INTL | 3,234 | $113,000 | thousands by filing date | |
| ENTERPRISE FINL SVCS CORP | 293712105 | COM | 2,090 | $113,000 | thousands by filing date | |
| BCB BANCORP INC | 055298103 | COMMON STOCK | 7,523 | $113,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A503 | VIDENT US EQUITY | 3,361 | $113,000 | thousands by filing date | |
| Rafael Holdings Inc Class B | 75062E106 | COM | 12,205 | $113,000 | thousands by filing date | |
| BROOKFIELD BUSINESS PARTNERS | G16234109 | COMMON STOCK-FO | 2,948 | $113,000 | thousands by filing date | |
| CASI PHARMACEUTICALS INC | 14757U109 | COM | 13,781 | $113,000 | thousands by filing date | |
| CLOUGH GLOBAL DIVID & INCOME | 18913Y103 | COM | 9,028 | $112,000 | thousands by filing date | |
| CAPITAL SENIOR LIVING CORP | 140475104 | COM | 10,536 | $112,000 | thousands by filing date | |
| AVX CORP NEW | 002444107 | COM | 7,177 | $112,000 | thousands by filing date | |
| BOWL AMER INC BWL | 102565108 | COMMON | 7,474 | $112,000 | thousands by filing date | |
| SWEDISH EXPT CR CORP | 870297405 | RG METAL ETN22 | 13,387 | $112,000 | thousands by filing date | |
| EATON VANCE OHIO MUN BD FD | 27828L106 | COM | 9,708 | $112,000 | thousands by filing date | |
| SPDR INDEX SHS FDS SOLACTIVE JAPAN | 78463X368 | CEF | 1,445 | $112,000 | thousands by filing date | |
| ASTRANA HEALTH INC | 03763A207 | COM NEW | 4,296 | $111,000 | thousands by filing date | |
| PROSHARES TR | 74347X864 | ULTRPRO S&P500 | 2,367 | $111,000 | thousands by filing date | |
| MESABI TR | 590672101 | CTF BEN INT | 4,539 | $111,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G201 | S&P SMLCP MATL | 2,097 | $111,000 | thousands by filing date | |
| 1ST CONSTITUTION BANCORP | 31986N102 | COM | 4,877 | $111,000 | thousands by filing date | |
| CIM COML TR CORP | 125525105 | COM | 7,340 | $111,000 | thousands by filing date | |
| SPDR Portfolio Corporate Bond ETF | 78464A144 | SHS | 3,539 | $110,000 | thousands by filing date | |
| AAR CORP | 000361105 | COM | 2,358 | $110,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J224 | UNIT KING ALPH | 2,728 | $110,000 | thousands by filing date | |
| LSC COMMUNICATIONS INC | 50218P107 | COM | 6,999 | $110,000 | thousands by filing date | |
| CHENIERE ENERGY INC | 16411RAG4 | NOTE 4.250% 3/1 | 139,000 | $110,000 | thousands by filing date | principal |
| VANECK VECTORS ETF TR | 92189F668 | UNCVTL OIL GAS | 6,332 | $110,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A128 | ST STR SP1500VT | 1,065 | $109,000 | thousands by filing date | |
| DULUTH HLDGS INC | 26443V101 | COM CL B | 4,592 | $109,000 | thousands by filing date | |
| OMNOVA SOLUTIONS INC | 682129101 | COMMON STOCK | 10,524 | $109,000 | thousands by filing date | |
| Attunity Ltd | M15332121 | SHS NEW | 9,407 | $109,000 | thousands by filing date | |
| CIVEO CORP CDA | 17878Y108 | COM | 25,055 | $109,000 | thousands by filing date | |
| SB ONE BANCORP | 78413T103 | COM | 3,652 | $109,000 | thousands by filing date | |
| ISHARES TR | 46434V456 | MSCI INTL QUALTY | 3,775 | $108,000 | thousands by filing date | |
| DTF TAX-FREE INCOME 2028 TER | 23334J107 | COM | 8,045 | $108,000 | thousands by filing date | |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 7,480 | $107,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F304 | ENVIRONMENTAL SR | 1,186 | $107,000 | thousands by filing date | |
| PROSHARES TR II | 74347W569 | ULTRASHORT YEN N | 1,462 | $107,000 | thousands by filing date | |
| First Foundation Inc | 32026V104 | Common Stock | 5,759 | $107,000 | thousands by filing date | |
| PUTMAN HIGH INCOME SEC FUND | 746779107 | SHS BEN INT | 11,487 | $107,000 | thousands by filing date | |
| TUNIU CORP | 89977P106 | SPONSORED ADS | 12,668 | $107,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 66,301 | $107,000 | thousands by filing date | |
| DEAN FOODS CO NEW | 242370203 | COM NEW | 10,200 | $107,000 | thousands by filing date | |
| ALLIANCE ONE INTL INC | 018772301 | COM NEW | 6,718 | $107,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F601 | URANI NUCLE ETF | 2,073 | $106,000 | thousands by filing date | |
| VEDANTA LTD | 92242Y100 | SPONSORED ADR | 7,791 | $106,000 | thousands by filing date | |
| BIO RAD LABS INC | 090572108 | CL B | 370 | $106,000 | thousands by filing date | |
| MIDDLEFIELD BANC CORP | 596304204 | COM NEW | 2,085 | $106,000 | thousands by filing date | |
| VSE CORP COM | 918284100 | Stock | 2,206 | $105,000 | thousands by filing date | |
| UNITED STS LIME & MINERALS I | 911922102 | COM | 1,247 | $105,000 | thousands by filing date | |
| INVESCO EXCHANGE-TRADED FUND TRUST INVESCO DORSEY WRIGHT UTILITIES MOMENTUM ETF | 46137V795 | ETF | 3,787 | $105,000 | thousands by filing date | |
| EAGLE BULK SHIPPING INC | Y2187A143 | SHS NEW | 19,244 | $105,000 | thousands by filing date | |
| TEAM INC | 878155100 | COM | 4,535 | $105,000 | thousands by filing date | |
| WISDOMTREE AUSTRALIA | 97717W810 | AUSTRALIA DIV FD | 1,882 | $105,000 | thousands by filing date | |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 4,038 | $104,000 | thousands by filing date | |
| SPDR SER TR | 78468R754 | RUSSELL LOW VOL | 1,427 | $104,000 | thousands by filing date | |
| EXPRESS INC | 30219E103 | COMMON STOCK | 11,443 | $104,000 | thousands by filing date | |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 31,287 | $104,000 | thousands by filing date | |
| FIVE PRIME THERAPEUTICS INC. | 33830X104 | Common Stock | 6,557 | $104,000 | thousands by filing date | |
| UBS AG LONDON BRANCH | 90274D218 | FI ENHANCD ETN | 651 | $104,000 | thousands by filing date | |
| INTEC PHARMA LTD JERUSALEM | M53644106 | SHS | 23,740 | $104,000 | thousands by filing date | |
| RBB FD INC | 74933W601 | MOTLEY FOL ETF | 5,102 | $103,000 | thousands by filing date | |
| STERLING INFRASTRUCTURE INC COM | 859241101 | Stock | 7,849 | $103,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL SURE | 40051E202 | SPON ADR SER B | 648 | $103,000 | thousands by filing date | |
| HEIDRICK & STRUGGLES INTL IN | 422819102 | COM | 2,927 | $103,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 49,900 | $103,000 | thousands by filing date | call |
| ATLANTIC CAP BANCSHARES INC | 048269203 | COM | 5,231 | $103,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J800 | MLTFACTR MATLS | 3,002 | $103,000 | thousands by filing date | |
| SIMPLY GOOD FOODS CO COM | 82900L102 | Stock | 7,077 | $102,000 | thousands by filing date | |
| VEON LTD | 91822M106 | SPONSORED ADR | 42,954 | $102,000 | thousands by filing date | |
| REGIONAL MANAGEMENT CORP | 75902K106 | COMMON STOCK | 2,911 | $102,000 | thousands by filing date | |
| UNITED GUARDIAN INC | 910571108 | COM | 5,335 | $102,000 | thousands by filing date | |
| TEEKAY TANKERS LTD | Y8565N102 | CL A | 86,782 | $102,000 | thousands by filing date | |
| ECOVYST INC. | 73943T103 | Common Stock | 5,688 | $102,000 | thousands by filing date | |
| NIGHTSTAR THERAPEUTICS PLC | 65413A101 | ADR | 6,345 | $102,000 | thousands by filing date | |
| ABSOLUTE SHS TR WBI BBR GBL ROTN | 00400R866 | CEF | 4,124 | $102,000 | thousands by filing date | |
| DIREXION SHS ETF TR DAILY RGNAL BULL | 25459Y132 | CEF | 1,358 | $102,000 | thousands by filing date | |
| OSPREY ENERGY ACQUISITION CO | 688397108 | CL A COM | 10,000 | $102,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 700 | $101,000 | thousands by filing date | put |
| GOLDMAN SACHS ETF TR | 381430479 | ACCESS INVT GR | 2,111 | $101,000 | thousands by filing date | |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 7,528 | $101,000 | thousands by filing date | |
| DELAWARE INVESTMENTS | 246101109 | EXCHANGE TRADED | 6,933 | $101,000 | thousands by filing date | |
| GLOBAL INDEMNITY GROUP LLC COM CL A | G3933F105 | Stock | 2,581 | $101,000 | thousands by filing date | |
| CTI BIOPHARMA CORP | 12648L601 | COM | 20,407 | $101,000 | thousands by filing date | |
| HORIZONS ETF TR I | 44053G207 | HORIZONS DAX GER | 3,513 | $101,000 | thousands by filing date | |
| PEAK RESORTS INC | 70469L100 | COM | 20,100 | $101,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 600 | $100,000 | thousands by filing date | put |
| FIRST INTERNET BANCORP | 320557101 | COM | 2,937 | $100,000 | thousands by filing date | |
| FRANKLIN UNIVERSAL TRUST | 355145103 | SH BEN INT | 14,894 | $100,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J775 | BLOO PRI PWR ETF | 2,160 | $100,000 | thousands by filing date | |
| LADENBURG THALMANN FINANCIAL | 50575Q102 | COM | 29,609 | $100,000 | thousands by filing date | |
| XCERRA CORP | 98400J108 | COM | 7,196 | $100,000 | thousands by filing date | |
| LANDMARK BANCORP INC | 51504L107 | COMMON STOCK | 3,499 | $99,000 | thousands by filing date | |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 7,073 | $99,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L761 | CR SCD US BD | 2,017 | $99,000 | thousands by filing date | |
| MOOG INC | 615394301 | CL B | 1,271 | $99,000 | thousands by filing date | |
| EATON VANCE N J MUN BD FD | 27828R103 | COM | 8,516 | $99,000 | thousands by filing date | |
| ALTAIR ENGINEERING INC | 021369103 | COMMON STOCK | 2,910 | $99,000 | thousands by filing date | |
| VERITIV CORP | 923454102 | COM | 2,480 | $99,000 | thousands by filing date | |
| VERSO CORP | 92531L207 | CL A | 4,533 | $99,000 | thousands by filing date | |
| KADMON HLDGS INC | 48283N106 | COM | 24,791 | $99,000 | thousands by filing date | |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 6,341 | $98,000 | thousands by filing date | |
| VILLAGE BK & TR FINL CORP | 92705T200 | COM | 2,926 | $98,000 | thousands by filing date | |
| Alexandria Real Estate E. | 015271505 | CONVERTIBLE PREFERRED STOCK | 2,800 | $98,000 | thousands by filing date | |
| LIMESTONE BANCORP INC | 53262L105 | COM | 6,458 | $98,000 | thousands by filing date | |
| REALITY SHS ETF TR | 75605A405 | DIVCN LDRS ETF | 2,994 | $98,000 | thousands by filing date | |
| CELSIUS HLDGS INC | 15118V207 | COM NEW | 21,231 | $97,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W458 | DAI SEM BUL ETF | 685 | $97,000 | thousands by filing date | |
| HAMILTON LANE INC | 407497106 | CL A | 2,017 | $97,000 | thousands by filing date | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 21,902 | $97,000 | thousands by filing date | |
| GERMAN AMERICAN BANCORP | 373865104 | COMMON STOCK | 2,692 | $97,000 | thousands by filing date | |
| MARCUS CORPORATION | 566330106 | COMMON STOCK | 2,978 | $97,000 | thousands by filing date | |
| COLLECTORS UNIVERSE | 19421R200 | COMMON | 6,589 | $97,000 | thousands by filing date | |
| BlackRock Ultra Short-Term Bond ETF | 46434V878 | SHS | 1,905 | $96,000 | thousands by filing date | |
| VICOR CORP | 925815102 | COM | 2,202 | $96,000 | thousands by filing date | |
| DANA INC | 235825205 | COM | 4,772 | $96,000 | thousands by filing date | |
| CAI INTERNATIONAL INC | 12477X106 | COM | 4,142 | $96,000 | thousands by filing date | |
| INVESCO DB US DLR INDEX TR | 46141D104 | BEARISH FD | 4,402 | $96,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R779 | EMERGING MKTS | 1,945 | $96,000 | thousands by filing date | |
| FARMER BROS CO | 307675108 | COM | 3,155 | $96,000 | thousands by filing date | |
| BRISTOW GROUP INC | 110394103 | COM | 6,797 | $96,000 | thousands by filing date | |
| STATE AUTO FINANCIAL CORP | 855707105 | COM | 3,229 | $96,000 | thousands by filing date | |
| CREDIT SUISSE AG NASSAU BRH | 22539T332 | NT BCOMCL 36 | 2,174 | $96,000 | thousands by filing date | |
| IOVANCE BIOTHERAPEUTICS INC | 462260100 | COM | 7,385 | $95,000 | thousands by filing date | |
| MYR GROUP INC | 55405W104 | COM | 2,699 | $95,000 | thousands by filing date | |
| QTS RLTY TR INC | 74736A103 | COM CL A | 2,407 | $95,000 | thousands by filing date | |
| G1 THERAPEUTICS INC | 3621LQ109 | COM | 2,193 | $95,000 | thousands by filing date | |
| REVANCE THERAPEUTICS INC | 761330109 | COM | 3,448 | $95,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E505 | DAILY CS 2X SH | 1,936 | $95,000 | thousands by filing date | |
| ION GEOPHYSICAL CORP | 462044207 | COMMON STOCK | 3,910 | $95,000 | thousands by filing date | |
| EYEPOINT PHARMACEUTICALS INC | 30233G100 | COM | 46,010 | $95,000 | thousands by filing date | |
| HAVERTY FURNITURE COS INC COM | 419596101 | Stock | 4,362 | $94,000 | thousands by filing date | |
| VILLAGE SUPER MKT INC CL A NEW | 927107409 | Stock | 3,187 | $94,000 | thousands by filing date | |
| CITY OFFICE REIT INC | 178587101 | COM | 7,263 | $94,000 | thousands by filing date | |
| GATES INDL CORP PLC | G39108108 | ORD SHS | 5,727 | $94,000 | thousands by filing date | |
| DUFF & PHELPS SLT ENGY AND M | 26433F108 | COM | 16,923 | $94,000 | thousands by filing date | |
| RELX NV | 75955B102 | SPONSORED ADR | 4,406 | $94,000 | thousands by filing date | |
| DBX ETF TR | 233051408 | FUND | 3,509 | $94,000 | thousands by filing date | |
| ENDOLOGIX INC | 29266S106 | COM | 16,625 | $94,000 | thousands by filing date | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 16,175 | $93,000 | thousands by filing date | |
| GENCO SHIPPING TRADING LTD | Y2685T131 | COMMON STOCK | 6,027 | $93,000 | thousands by filing date | |
| PEOPLES BANCORP OF NC | 710577107 | COMMON STOCK | 2,918 | $93,000 | thousands by filing date | |
| SPDR DOW JONES INDUSTRIAL AVRG ETF | 46435G870 | COM | 3,544 | $93,000 | thousands by filing date | |
| SPDR SER TR | 78468R127 | S&P INTERNET ETF | 1,059 | $93,000 | thousands by filing date | |
| BLUE HILLS BANCORP INC | 095573101 | COM | 4,202 | $93,000 | thousands by filing date | |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 2,000 | $92,000 | thousands by filing date | call |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-18-008576 | this filing | 2018-08-14 | acceptance time not in the bulk data set |