13F-HR filed by UBS Group AG
UBS Group AG filed this 13F-HR for the quarter ended 2018-06-30, filed 2018-08-14, with 8,042 holding rows worth $230,936,215,000.
- Accession
- 0000950123-18-008576
- Filer
- CIK 1610520
- Filed
- 2018-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2018
A combination report, 13,708 entries on the cover page, a total value of $230,936,215,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $230,936,291,000 with VALUE read as thousands by filing date, 13F file number 028-16612. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerUBS ASSET MANAGEMENT (AMERICAS) INC 028-02682
- reports for this filerUBS OCONNOR LLC 028-06327
- included managerUBS Financial Services Inc. 028-11496
- included managerUBS Swiss Financial Advisors AG 028-11603
- included managerUBS AG New York Branch 028-07344
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Accenture Plc Class A | G1151C101 | COM | 8,400 | $1,374,000 | thousands by filing date | put |
| INVESCO EXCHANGE TRADED FD T | 46137V373 | S&P500 EQL STP | 10,990 | $1,374,000 | thousands by filing date | |
| NATIONAL VISION HLDGS INC COM | 63845R107 | Stock | 37,500 | $1,371,000 | thousands by filing date | call |
| MADISON COVERED CALL & EQUITY | 557437100 | COM | 183,977 | $1,371,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R874 | SHTRM MUN BD ACT | 27,371 | $1,368,000 | thousands by filing date | |
| NUVEEN NY DIVI ADV | 67066X107 | COM | 108,593 | $1,367,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E776 | FRONTIER MKTS | 98,990 | $1,367,000 | thousands by filing date | |
| PIMCO CALIF MUN INCOME FD | 72200N106 | COM | 80,067 | $1,358,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E180 | S&P SMLCP DISC | 20,630 | $1,358,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740C337 | S&P 500 VEQTOR | 8,381 | $1,358,000 | thousands by filing date | |
| RAYONIER INC COM | 754907103 | REIT | 35,036 | $1,356,000 | thousands by filing date | |
| EMERGENT BIOSOLUTIONS INC | 29089Q105 | COM | 26,857 | $1,356,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L407 | MORNSTAR UPSTR | 40,025 | $1,356,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E200 | FTSE COLOMBIA20 | 129,085 | $1,354,000 | thousands by filing date | |
| TRANSCAT INC | 893529107 | COM | 71,549 | $1,352,000 | thousands by filing date | |
| ALLIANCE NATIONAL MUNICIPAL IN | 01864U106 | COM | 107,094 | $1,352,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 25,000 | $1,350,000 | thousands by filing date | call |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 3,800 | $1,349,000 | thousands by filing date | put |
| INTERNATIONAL BANCSHARES COR | 459044103 | COM | 31,473 | $1,348,000 | thousands by filing date | |
| BROOKFIELD GLOBL LISTED INFR | 11273Q109 | COM SHS | 111,534 | $1,348,000 | thousands by filing date | |
| ANTERO MIDSTREAM GP LP | 03675Y103 | COM SHS REPSTG | 71,478 | $1,348,000 | thousands by filing date | |
| CM FIN INC COM | 12574Q103 | COM | 151,243 | $1,347,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY DEV CO | 48660Q102 | COM | 77,414 | $1,346,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X855 | ST STR INFRA ETF | 27,249 | $1,345,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860W102 | COM | 167,456 | $1,344,000 | thousands by filing date | |
| DOMTAR CORP | 257559203 | COM NEW | 28,108 | $1,342,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q643 | SPROTT GL MINE | 69,613 | $1,341,000 | thousands by filing date | |
| VMWARE, INC. | 928563402 | CL A COM | 9,100 | $1,337,000 | thousands by filing date | call |
| FLEXION THERAPEUTICS INC | 33938J106 | COM | 51,561 | $1,333,000 | thousands by filing date | |
| ISHARES INC | 464286251 | JP MRG EM CRP BD | 27,487 | $1,330,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L100 | MORNSTAR USMKT | 11,667 | $1,327,000 | thousands by filing date | |
| HOWARD HUGHES CORPORATION | 44267D107 | COMMON STOCK | 10,000 | $1,325,000 | thousands by filing date | call |
| AXA EQUITABLE HLDGS INC | 054561105 | COM | 64,300 | $1,325,000 | thousands by filing date | call |
| ALLEGIANT TRAVEL CO | 01748X102 | COM | 9,519 | $1,323,000 | thousands by filing date | |
| ARENA PHARMACEUTICALS INC | 040047607 | COM NEW | 30,326 | $1,322,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V696 | NEXT GEN MEDIA | 40,635 | $1,322,000 | thousands by filing date | |
| DAVE & BUSTERS ENTMT INC | 238337109 | COM | 27,717 | $1,319,000 | thousands by filing date | |
| USD PARTNERS LP LP | 903318103 | STOK | 122,712 | $1,319,000 | thousands by filing date | |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 179,287 | $1,318,000 | thousands by filing date | |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 132,120 | $1,318,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 161,837 | $1,318,000 | thousands by filing date | |
| KMG CHEMICALS INC | 482564101 | COM | 17,800 | $1,313,000 | thousands by filing date | |
| SPDR INDEX SHS FDS EUR STOXX SMCP | 78463X392 | CEF | 22,124 | $1,312,000 | thousands by filing date | |
| STEWART INFORMATION SVCS COR | 860372101 | COM | 30,450 | $1,311,000 | thousands by filing date | |
| ISHARES TR | 464288174 | GL TIMB FORE ETF | 16,742 | $1,308,000 | thousands by filing date | |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 272,586 | $1,306,000 | thousands by filing date | |
| REPLIGEN CORP COM | 759916109 | Stock | 27,760 | $1,306,000 | thousands by filing date | |
| ISHARES TR | 46434V720 | MIN VOL EUROPE | 53,001 | $1,306,000 | thousands by filing date | |
| MGE ENERGY INC | 55277P104 | COM | 20,698 | $1,305,000 | thousands by filing date | |
| ONE GAS INC COM | 68235P108 | Stock | 17,426 | $1,303,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 30,000 | $1,302,000 | thousands by filing date | put |
| CRESCENT PT ENERGY CORP | 22576C101 | COM | 177,055 | $1,301,000 | thousands by filing date | |
| CONCERT PHARMACEUTICALS INC | 206022105 | COM | 77,188 | $1,299,000 | thousands by filing date | |
| IRON MTN INC DEL COM | 46284V101 | REIT | 37,000 | $1,295,000 | thousands by filing date | put |
| IRON MTN INC DEL COM | 46284V101 | REIT | 37,000 | $1,295,000 | thousands by filing date | call |
| TAYLOR MORRISON HOME CORP COM | 87724P106 | Stock | 62,338 | $1,295,000 | thousands by filing date | |
| RESMED INC COM | 761152107 | Stock | 12,500 | $1,295,000 | thousands by filing date | call |
| TCF FINL CORP | 872275102 | COM | 52,388 | $1,290,000 | thousands by filing date | |
| HUYA INC ADS EACH REP 1 ORD SHS CL A | 44852D108 | COM | 39,205 | $1,289,000 | thousands by filing date | |
| WARRIOR MET COAL INC | 93627C101 | COM | 46,650 | $1,286,000 | thousands by filing date | |
| CONVERGYS CORP | 212485106 | COM | 52,607 | $1,286,000 | thousands by filing date | |
| AETNA INC NEW | 00817Y108 | COM | 7,000 | $1,285,000 | thousands by filing date | put |
| LG DISPLAY CO LTD SPONS ADR REP | 50186V102 | ADR | 155,716 | $1,283,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y848 | GLOBAL X SILVER | 44,387 | $1,282,000 | thousands by filing date | |
| URBAN OUTFITTERS INC | 917047102 | COM | 28,749 | $1,281,000 | thousands by filing date | |
| NEW YORK MTG TR INC | 649604808 | PFD-C CONV | 52,882 | $1,280,000 | thousands by filing date | |
| TAILORED BRANDS INC | 87403A107 | COM | 50,000 | $1,276,000 | thousands by filing date | put |
| ISHARES INC | 46434G848 | MSCI GBL ETF NEW | 39,086 | $1,275,000 | thousands by filing date | |
| OCH ZIFF CAP MGMT GROUP CL A | 67551U105 | COM | 660,538 | $1,275,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278274105 | COM | 83,048 | $1,274,000 | thousands by filing date | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 27,000 | $1,273,000 | thousands by filing date | put |
| CACI INTL INC CL A | 127190304 | Stock | 7,549 | $1,272,000 | thousands by filing date | |
| ARMSTRONG WORLD INDS INC NEW | 04247X102 | COM | 20,134 | $1,272,000 | thousands by filing date | |
| BROWN FORMAN CORP | 115637100 | CL A | 26,045 | $1,272,000 | thousands by filing date | |
| SLM CORP COM | 78442P106 | Stock | 111,000 | $1,271,000 | thousands by filing date | call |
| JOHN HANCOCK HDG EQ & INC FD | 47804L102 | COM | 75,418 | $1,268,000 | thousands by filing date | |
| KORN FERRY COM NEW | 500643200 | Stock | 20,432 | $1,266,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 26,800 | $1,264,000 | thousands by filing date | call |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 30,000 | $1,262,000 | thousands by filing date | put |
| SCIENCE APPLICATIONS INTL CORP COM | 808625107 | Stock | 15,581 | $1,261,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J109 | ASIA EX JAPAN | 38,529 | $1,261,000 | thousands by filing date | |
| ISHARES TR | 464288745 | GLB CNS DISC ETF | 10,969 | $1,260,000 | thousands by filing date | |
| UNIVERSAL INS HLDGS INC | 91359V107 | COM | 35,902 | $1,260,000 | thousands by filing date | |
| BRUKER CORP | 116794108 | COM | 43,346 | $1,259,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 18469Q108 | COM | 112,634 | $1,258,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 897,870 | $1,257,000 | thousands by filing date | |
| LHC GROUP | 50187A107 | COM | 14,665 | $1,255,000 | thousands by filing date | |
| QUALITY CARE PPTYS INC | 747545101 | COM | 58,354 | $1,255,000 | thousands by filing date | |
| Schwab Short Term US Treasury ETF | 808524862 | SHS | 25,210 | $1,254,000 | thousands by filing date | |
| VALVOLINE INC COM | 92047W101 | Stock | 57,983 | $1,251,000 | thousands by filing date | |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 267,617 | $1,250,000 | thousands by filing date | |
| BIO-TECHNE CORP | 09073M104 | COM | 8,430 | $1,248,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X651 | US S CAP QTY DIV | 33,973 | $1,246,000 | thousands by filing date | |
| UNIVERSAL HEALTH RLTY INCOME | 91359E105 | REIT | 19,437 | $1,244,000 | thousands by filing date | |
| FLAHERTY & CRUMRIN PFD & INM | 338478100 | COM | 65,726 | $1,243,000 | thousands by filing date | |
| REGIS CORP | 758932107 | COM | 74,825 | $1,238,000 | thousands by filing date | |
| ABSOLUTE SHS TR WBI BBR GBL HIGH | 00400R882 | CEF | 51,704 | $1,237,000 | thousands by filing date | |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 68,612 | $1,235,000 | thousands by filing date | |
| REATA PHARMACEUTICALS INC | 75615P103 | CL A | 35,045 | $1,226,000 | thousands by filing date | |
| PIMCO 15 YEAR US TIPS INDEX F | 72201R304 | 15+ YR US TIPS | 18,101 | $1,224,000 | thousands by filing date | |
| CALIFORNIA RES CORP | 13057Q206 | COM NEW | 26,896 | $1,222,000 | thousands by filing date | |
| AIR LEASE CORP | 00912X302 | CL A | 29,115 | $1,222,000 | thousands by filing date | |
| TABULA RASA HEALTHCARE INC | 873379101 | COMMON STOCK | 19,135 | $1,222,000 | thousands by filing date | |
| HUANENG PWR INTL INC | 443304100 | SPON ADR H SHS | 46,552 | $1,222,000 | thousands by filing date | |
| INVSC RAFI US 1500 SML MID ETF | 46137V209 | ETF | 33,858 | $1,221,000 | thousands by filing date | |
| INVESCO RAFI DEVELOPED MARKETS EX-U.S. SMALL-MID ETF | 46138E735 | ETF | 36,835 | $1,220,000 | thousands by filing date | |
| PIMCO NY MUNICIPAL INCOME FD | 72200T103 | COM | 98,648 | $1,220,000 | thousands by filing date | |
| VIASAT INC | 92552V100 | COM | 18,541 | $1,218,000 | thousands by filing date | |
| CARRIZO OIL & GAS INC | 144577103 | COM | 43,721 | $1,218,000 | thousands by filing date | |
| SITEONE LANDSCAPE SUPPLY INC | 82982L103 | COM | 14,497 | $1,217,000 | thousands by filing date | |
| CREE INC | 225447101 | COM | 29,270 | $1,217,000 | thousands by filing date | |
| FIRST FINL BANKSHARES INC COM | 32020R109 | Stock | 23,872 | $1,215,000 | thousands by filing date | |
| HORIZONS ETF TR I | 44053G603 | HRZNS S&P500 COV | 24,275 | $1,214,000 | thousands by filing date | |
| COMPASS MINERALS INTL INC | 20451N101 | COM | 18,450 | $1,213,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD II | 09253P109 | COM | 87,392 | $1,211,000 | thousands by filing date | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 97,952 | $1,211,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 250,000 | $1,203,000 | thousands by filing date | put |
| FANG HOLDING-ADR | 30711Y102 | ADR | 310,158 | $1,203,000 | thousands by filing date | |
| CORVEL CORP COM | 221006109 | Stock | 22,248 | $1,201,000 | thousands by filing date | |
| CONNECTICUT WTR SVC INC | 207797101 | COM | 18,338 | $1,198,000 | thousands by filing date | |
| MERCURY GENL CORP NEW | 589400100 | COM | 26,266 | $1,197,000 | thousands by filing date | |
| WNS HOLDINGS LTD | 92932M101 | SPON ADR | 22,946 | $1,197,000 | thousands by filing date | |
| ABERDEEN INDIA FD INC | 454089103 | COM | 49,281 | $1,196,000 | thousands by filing date | |
| Fidelity MSCI Information Technology Index ETF | 316092808 | SHS | 21,627 | $1,195,000 | thousands by filing date | |
| PERFORMANCE FOOD GROUP CO COM | 71377A103 | Stock | 32,523 | $1,194,000 | thousands by filing date | |
| RGC RESOURCES INC | 74955L103 | COMMON STOCK | 40,924 | $1,194,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUNS INC | 261932107 | COM | 155,461 | $1,193,000 | thousands by filing date | |
| V F CORP COM | 918204108 | Stock | 14,600 | $1,190,000 | thousands by filing date | call |
| WISDOMTREE TR | 97717X263 | CURRNCY INT EQ | 41,029 | $1,187,000 | thousands by filing date | |
| ALCOA CORP COM | 013872106 | Stock | 25,300 | $1,186,000 | thousands by filing date | put |
| HANCOCK WHITNEY CORPORATION | 410120109 | COM | 25,410 | $1,185,000 | thousands by filing date | |
| FTI CONSULTING INC | 302941109 | COM | 19,577 | $1,184,000 | thousands by filing date | |
| SUMMIT MATERIALS INC CLASS A | 86614U100 | CL A | 45,100 | $1,184,000 | thousands by filing date | call |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 23,445 | $1,180,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061201 | SHSHLD YIELD ETF | 31,030 | $1,175,000 | thousands by filing date | |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 76,810 | $1,174,000 | thousands by filing date | |
| COMMERCIAL METALS CO COM | 201723103 | Stock | 55,504 | $1,172,000 | thousands by filing date | |
| RAMCO-GERSHENSON PPTYS TR | 751452202 | COM SH BEN INT | 88,706 | $1,172,000 | thousands by filing date | |
| SPECIAL OPPORTUNITIES FD INC 2.75 CNV PFD C | 84741T302 | Convertible Preferred | 45,945 | $1,172,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 500,000 | $1,170,000 | thousands by filing date | call |
| REV Group Inc | 749527107 | Common Stock | 68,615 | $1,167,000 | thousands by filing date | |
| ABERDEEN GLOBAL DYNAMIC DIVIDE | 00302M106 | COM | 113,517 | $1,164,000 | thousands by filing date | |
| CDK GLOBAL INC | 12508E101 | COM | 17,900 | $1,164,000 | thousands by filing date | put |
| WISDOMTREE TR | 97717W877 | GLB HIGH DIV FD | 25,404 | $1,164,000 | thousands by filing date | |
| HUMANA INC COM | 444859102 | Stock | 3,900 | $1,161,000 | thousands by filing date | call |
| TESARO INC | 881569107 | COM | 26,117 | $1,161,000 | thousands by filing date | |
| ETF | 26923A106 | EXCHANGE TRADED | 12,819 | $1,161,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 168,663 | $1,160,000 | thousands by filing date | |
| FIRST MIDWEST BANCORP INC/IL | 320867104 | COM | 45,498 | $1,159,000 | thousands by filing date | |
| CREDIT ACCEP CORP MICH | 225310101 | COM | 3,278 | $1,158,000 | thousands by filing date | |
| ISHARES TR | 464288471 | EPRA/NAR DEV EUR | 29,089 | $1,157,000 | thousands by filing date | |
| PRIMORIS SVCS CORP COM | 74164F103 | Stock | 42,434 | $1,155,000 | thousands by filing date | |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 58,180 | $1,155,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R882 | 25YR ZERO U S | 10,015 | $1,155,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X784 | WSDM EMKTBD FD | 16,709 | $1,155,000 | thousands by filing date | |
| INSTRUCTURE INC | 45781U103 | COM | 27,127 | $1,155,000 | thousands by filing date | |
| VALMONT INDS INC COM | 920253101 | Stock | 7,654 | $1,154,000 | thousands by filing date | |
| ELME COMMUNITIES | 939653101 | SH BEN INT | 38,025 | $1,153,000 | thousands by filing date | |
| NUVEEN CONNECTICUT PREM INC | 67060D107 | COM | 96,938 | $1,152,000 | thousands by filing date | |
| HERC HLDGS INC COM | 42704L104 | Stock | 20,427 | $1,150,000 | thousands by filing date | |
| FATE THERAPEUTICS INC | 31189P102 | COM | 101,410 | $1,150,000 | thousands by filing date | |
| CORE LABORATORIES N V | N22717107 | COM | 9,105 | $1,149,000 | thousands by filing date | |
| NEWMARKET CORP COM | 651587107 | Stock | 2,838 | $1,148,000 | thousands by filing date | |
| OSHKOSH CORP COM | 688239201 | Stock | 16,328 | $1,148,000 | thousands by filing date | |
| WHITE MTNS INS GROUP LTD | G9618E107 | COM | 1,264 | $1,146,000 | thousands by filing date | |
| PATTERSON COS INC | 703395103 | COM | 50,542 | $1,146,000 | thousands by filing date | |
| EPIZYME INC | 29428V104 | COM | 84,503 | $1,145,000 | thousands by filing date | |
| PTC INC COM | 69370C100 | Stock | 12,200 | $1,144,000 | thousands by filing date | put |
| PAPA JOHNS INTL INC | 698813102 | COM | 22,528 | $1,143,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092709 | MSCI INDL INDX | 30,821 | $1,143,000 | thousands by filing date | |
| JANUS HENDERSON GROUP PLC ORD SHS | G4474Y214 | Stock | 36,982 | $1,137,000 | thousands by filing date | |
| EATON VANCE NY MUNI INCOME T | 27826W104 | SH BEN INT | 93,214 | $1,137,000 | thousands by filing date | |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 67,341 | $1,136,000 | thousands by filing date | |
| UMB FINL CORP | 902788108 | COM | 14,907 | $1,136,000 | thousands by filing date | |
| WSTRN AST GLBL CORP OPP FD I | 95790C107 | COM | 67,827 | $1,136,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 179,367 | $1,136,000 | thousands by filing date | |
| HP INC COM | 40434L105 | Stock | 50,000 | $1,135,000 | thousands by filing date | put |
| SPDR SERIES TRUST | 78468R747 | ST STR MSCI GEN | 15,675 | $1,135,000 | thousands by filing date | |
| ISHARES INC | 464286756 | MSCI SWEDEN ETF | 37,122 | $1,133,000 | thousands by filing date | |
| SUPERIOR ENERGY SVCS INC | 868157108 | COM | 116,367 | $1,133,000 | thousands by filing date | |
| SYNTEL INC | 87162H103 | COM | 35,286 | $1,133,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 287,360 | $1,126,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V712 | BLOO MVP MUL ETF | 11,152 | $1,124,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 10,000 | $1,123,000 | thousands by filing date | put |
| ENERGY RECOVERY INC | 29270J100 | COM | 139,050 | $1,123,000 | thousands by filing date | |
| NUVEEN NEW JERSEY QULT MUN F | 67069Y102 | COM | 86,043 | $1,123,000 | thousands by filing date | |
| BLACKROCK N Y MUN INCOME TRU | 09248L106 | SH BEN INT | 87,392 | $1,122,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F767 | INDIA GROWTH LDR | 23,024 | $1,121,000 | thousands by filing date | |
| CROSSAMERICA PARTNERS LP | 22758A105 | UT LTD PTN INT | 66,306 | $1,119,000 | thousands by filing date | |
| INTEGRA LIFESCIENCES HLDGS C | 457985208 | COM NEW | 17,338 | $1,117,000 | thousands by filing date | |
| CHEMICAL FINANCIAL CORP | 163731102 | COM | 20,037 | $1,116,000 | thousands by filing date | |
| TRIPADVISOR INC | 896945201 | COM | 20,000 | $1,114,000 | thousands by filing date | put |
| AAON INC | 000360206 | COM PAR $0.004 | 33,459 | $1,113,000 | thousands by filing date | |
| INVESCO DB MULTI-SECTOR COMM | 46140H106 | AGRICULTURE FD | 61,645 | $1,112,000 | thousands by filing date | |
| FLOOR & DECOR HLDGS INC CL A | 339750101 | Stock | 22,524 | $1,111,000 | thousands by filing date | |
| SAGE THERAPEUTICS INC | 78667J108 | COM | 7,100 | $1,111,000 | thousands by filing date | call |
| GRANITE PT MTG TR INC | 38741L107 | COM STK | 60,414 | $1,108,000 | thousands by filing date | |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 40,403 | $1,108,000 | thousands by filing date | |
| RAPID7 INC COM | 753422104 | Stock | 39,255 | $1,107,000 | thousands by filing date | |
| UNITED CMNTY BKS BLAIRSVLE G | 90984P303 | COM | 36,044 | $1,106,000 | thousands by filing date | |
| SINCLAIR BROADCAST GROUP INC | 829226109 | CL A | 34,344 | $1,104,000 | thousands by filing date | |
| TCW CONV SECS FD INC | 872340104 | COM | 201,139 | $1,104,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E529 | NY AMT FRE MUN | 46,080 | $1,104,000 | thousands by filing date | |
| SOUTHWEST GAS HLDGS INC COM | 844895102 | Stock | 14,459 | $1,103,000 | thousands by filing date | |
| ERIE INDTY CO CL A | 29530P102 | Stock | 9,379 | $1,100,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L845 | QLT DIV DEF IDX | 24,688 | $1,100,000 | thousands by filing date | |
| CARE COM INC | 141633107 | COM | 52,680 | $1,100,000 | thousands by filing date | |
| SCORPIO BULKERS INC | Y7546A122 | COM | 154,795 | $1,100,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL INCOME T | 27826U108 | SH BEN INT | 92,784 | $1,099,000 | thousands by filing date | |
| PIVOTAL SOFTWARE INC | 72582H107 | COM CL A | 45,228 | $1,098,000 | thousands by filing date | |
| XPLR INFRASTRUCTURE LP | 65341B106 | COM UNIT PART IN | 23,514 | $1,097,000 | thousands by filing date | |
| FRONTLINE PLC F | G3682E192 | ORD SHS | 187,765 | $1,097,000 | thousands by filing date | |
| GLOBAL X INTERNET OF THINGS ETF | 37954Y780 | UIT EXCHANGE TRADED | 56,362 | $1,096,000 | thousands by filing date | |
| TRINET GROUP INC COM | 896288107 | Stock | 19,584 | $1,095,000 | thousands by filing date | |
| ISHARES INC | 46434G830 | MSCI ITALY ETF | 37,785 | $1,091,000 | thousands by filing date | |
| ISHARES TR | 46429B606 | MSCI POLAND ETF | 49,913 | $1,087,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 76,563 | $1,087,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE DYNAMIC | 33848W106 | SHS | 46,273 | $1,086,000 | thousands by filing date | |
| XEROX CORP | 984121608 | COM NEW | 45,200 | $1,085,000 | thousands by filing date | call |
| MYLAN NV | N59465109 | SHS EURO | 30,000 | $1,084,000 | thousands by filing date | put |
| FLEXSHARES TR | 33939L886 | ULTR SHO INC FD | 14,371 | $1,084,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 5,600 | $1,082,000 | thousands by filing date | put |
| James Hardie Industries PLC | 47030M106 | Depositary Receipt | 64,033 | $1,082,000 | thousands by filing date | |
| CHENIERE ENERGY PARTNERS L P | 16411Q101 | COM UNIT | 30,000 | $1,079,000 | thousands by filing date | put |
| GOLDCORP INC NEW | 380956409 | COM | 78,700 | $1,079,000 | thousands by filing date | call |
| HIGHWOODS PPTYS INC COM | 431284108 | REIT | 21,258 | $1,078,000 | thousands by filing date | |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 17,400 | $1,076,000 | thousands by filing date | put |
| MICHAELS COS INC | 59408Q106 | COM | 56,147 | $1,076,000 | thousands by filing date | |
| NUVEEN ENERGY MLP TOTL RTRNF | 67074U103 | COM | 99,926 | $1,073,000 | thousands by filing date | |
| NEUROCRINE BIOSCIENCES INC | 64125C109 | COM | 10,910 | $1,072,000 | thousands by filing date | |
| WIX COM LTD SHS | M98068105 | Stock | 10,680 | $1,071,000 | thousands by filing date | |
| BT GROUP-ADR | 05577E101 | ADR | 74,018 | $1,070,000 | thousands by filing date | |
| SEMTECH CORP COM | 816850101 | Stock | 22,674 | $1,067,000 | thousands by filing date | |
| NUVEEN ESG MID-CAP VALUE ETF | 67092P508 | ETF | 37,590 | $1,062,000 | thousands by filing date | |
| SPARK THERAPEUTICS INC | 84652J103 | COM | 12,830 | $1,062,000 | thousands by filing date | |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 121,540 | $1,061,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME INV QL | 09250G102 | COM | 76,971 | $1,061,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F205 | STEEL ETF | 23,403 | $1,060,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 76,290 | $1,059,000 | thousands by filing date | |
| M.D.C. HOLDINGS INC | 552676108 | COM | 34,387 | $1,058,000 | thousands by filing date | |
| SL GREEN REALTY CORP | 78440X101 | COM | 10,521 | $1,058,000 | thousands by filing date | |
| NVE CORP COM NEW | 629445206 | Stock | 8,679 | $1,057,000 | thousands by filing date | |
| FIRST COMWLTH FINL CORP PA | 319829107 | COM | 68,119 | $1,057,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V381 | S&P500 EQL DIS | 10,195 | $1,056,000 | thousands by filing date | |
| ROOKLINE BANCORP INC DEL | 11373M107 | COM | 56,751 | $1,056,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E107 | EQUAL WEGT 0-30 | 33,279 | $1,055,000 | thousands by filing date | |
| ZUORA INC | 98983V106 | COMMON STOCK | 38,776 | $1,055,000 | thousands by filing date | |
| BRIGHTSPHERE INVESTMENT GROUP | G1644T109 | COMMON STOCK-FO | 73,912 | $1,054,000 | thousands by filing date | |
| ATRION CORPORATION | 049904105 | COMMON STOCK | 1,750 | $1,049,000 | thousands by filing date | |
| ISHARES TR | 464288786 | U.S. INSRNCE ETF | 17,028 | $1,047,000 | thousands by filing date | |
| YPF SOCIEDAD ANONIMA | 984245100 | SPON ADR CL D | 77,001 | $1,045,000 | thousands by filing date | |
| DEL MONTE CORP ORD | G36738105 | Stock | 23,383 | $1,042,000 | thousands by filing date | |
| PEDIATRIX MEDICAL GROUP INC | 58502B106 | COM | 24,026 | $1,040,000 | thousands by filing date | |
| TREX CO INC | 89531P105 | COM | 16,589 | $1,039,000 | thousands by filing date | |
| CYBERARK SOFTWARE LTD SHS | M2682V108 | Stock | 16,505 | $1,039,000 | thousands by filing date | |
| ISHARES TR | 464289875 | CORE 40 MODE ETF | 27,653 | $1,038,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 165,561 | $1,036,000 | thousands by filing date | |
| ISHARES MSCI AGRICULTUREPRODUCERS ETF | 464286350 | ETF | 36,358 | $1,036,000 | thousands by filing date | |
| MILLER HOWARD HIGH INC EQTY | 600379101 | COM SHS BEN IN | 85,652 | $1,031,000 | thousands by filing date | |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 23,200 | $1,030,000 | thousands by filing date | call |
| ISHARES TR | 464288711 | GLOB UTILITS ETF | 21,030 | $1,029,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 5,500 | $1,027,000 | thousands by filing date | call |
| WEX INC | 96208T104 | COM | 5,386 | $1,026,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F593 | CMN | 31,459 | $1,026,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 30,514 | $1,025,000 | thousands by filing date | |
| UNIVERSAL CORP VA MTNS BK ENT COM | 913456109 | Stock | 15,515 | $1,025,000 | thousands by filing date | |
| CLOUGH GLOBAL EQUITY FD | 18914C100 | COM | 71,349 | $1,022,000 | thousands by filing date | |
| CASELLA WASTE SYS INC | 147448104 | CL A | 39,912 | $1,022,000 | thousands by filing date | |
| ADVENT CLAY CONV SEC INC FD | 007639107 | COM | 182,750 | $1,022,000 | thousands by filing date | |
| PIONEER ENERGY SVCS CORP | 723664108 | COM | 174,501 | $1,021,000 | thousands by filing date | |
| PNC FINANCIAL SERVICES GROUP | 693475121 | CMN | 14,855 | $1,018,000 | thousands by filing date | |
| PIEDMONT REALTY TRUST INC | 720190206 | COM CL A | 50,909 | $1,015,000 | thousands by filing date | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 196,671 | $1,010,000 | thousands by filing date | |
| MANITOWOC CO INC | 563571405 | COM NEW | 39,048 | $1,010,000 | thousands by filing date | |
| EXLSERVICE HLDGS INC COM | 302081104 | Stock | 17,818 | $1,009,000 | thousands by filing date | |
| WELBILT INC | 949090104 | COM | 45,164 | $1,007,000 | thousands by filing date | |
| INVESCO BLDRS INDEX FDS TR | 46090C206 | DEVLPD MKTS100 | 45,012 | $1,007,000 | thousands by filing date | |
| INDEPENDENT BK CORP MASS | 453836108 | COM | 12,826 | $1,006,000 | thousands by filing date | |
| URBAN OUTFITTERS INC | 917047102 | COM | 22,400 | $998,000 | thousands by filing date | call |
| TRI POINTE HOMES INC | 87265H109 | COM | 60,812 | $995,000 | thousands by filing date | |
| VANECK PHARMACEUTICAL ETF | 92189F692 | ETF | 16,834 | $993,000 | thousands by filing date | |
| STATE BANK FINL CORP COM | 856190103 | COM | 29,722 | $992,000 | thousands by filing date | |
| ISHARES TR | 46429B135 | INT PFD STK FD | 56,949 | $991,000 | thousands by filing date | |
| PENUMBRA INC COM | 70975L107 | Stock | 7,168 | $990,000 | thousands by filing date | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 164,504 | $989,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 166,926 | $988,000 | thousands by filing date | |
| ZSCALERINC | 98980G102 | STOK | 27,600 | $987,000 | thousands by filing date | put |
| INFINERA CORP | 45667G103 | COMMON STOCK | 99,363 | $987,000 | thousands by filing date | |
| ALLY FINL INC COM | 02005N100 | Stock | 37,500 | $985,000 | thousands by filing date | call |
| YELP INC CL A | 985817105 | Stock | 25,079 | $983,000 | thousands by filing date | |
| BEST INC | 08653C106 | SPONSORED ADS | 80,499 | $983,000 | thousands by filing date | |
| PIMCO MUN INCOME FD | 72200R107 | COM | 74,559 | $982,000 | thousands by filing date | |
| ALLSPRING GLOBAL DIVIDEND OPPO | 94987C103 | COM | 175,802 | $982,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD PA QUALI | 09255G107 | COM | 72,989 | $981,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 9,000 | $980,000 | thousands by filing date | call |
| CONDUENT INC | 206787103 | COM | 53,757 | $977,000 | thousands by filing date | |
| SCHOLASTIC CORP COM | 807066105 | Stock | 21,928 | $972,000 | thousands by filing date | |
| CORELOGIC INC | 21871D103 | COM | 18,725 | $972,000 | thousands by filing date | |
| Invesco S&P MidCap Momentum ETF | 46137V464 | SHS | 19,822 | $971,000 | thousands by filing date | |
| HERSHEY CO COM | 427866108 | Stock | 10,400 | $968,000 | thousands by filing date | put |
| NOVA LTD COM | M7516K103 | Stock | 35,500 | $967,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X459 | ST STR SP GLBDIV | 14,349 | $967,000 | thousands by filing date | |
| CENTURY COMMUNITIES INC. | 156504300 | COM | 30,602 | $966,000 | thousands by filing date | |
| HNI CORP COM | 404251100 | Stock | 25,952 | $965,000 | thousands by filing date | |
| LENNAR CORP CL B | 526057302 | Stock | 22,615 | $965,000 | thousands by filing date | |
| ISHARES TR | 46432FBC0 | IBONDS MAR20 ETF | 37,288 | $965,000 | thousands by filing date | |
| PROTO LABS INC | 743713109 | COM | 8,084 | $962,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 98,856 | $962,000 | thousands by filing date | |
| PROVIDENT FINL SVCS INC COM | 74386T105 | Stock | 34,843 | $959,000 | thousands by filing date | |
| AVISTA CORP COM | 05379B107 | Stock | 18,210 | $959,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 3,300 | $958,000 | thousands by filing date | call |
| JPMORGAN CHASE + CO-CW18 | 46634E114 | *W E | 15,106 | $958,000 | thousands by filing date | |
| CITIZENS INC | 174740100 | COMMON STOCK | 122,490 | $954,000 | thousands by filing date | |
| IROBOT CORP | 462726100 | COM | 12,553 | $952,000 | thousands by filing date | |
| PROSHARES TR | 74347B375 | LONG ONLINE SHRT | 19,321 | $949,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y871 | GLOBAL X URANIUM | 73,657 | $948,000 | thousands by filing date | |
| HOPE BANCORP INC | 43940T109 | COM | 53,170 | $948,000 | thousands by filing date | |
| YIREN DIGITAL LTD | 98585L100 | SPONSORED ADS | 44,645 | $947,000 | thousands by filing date | |
| DRIL-QUIP INC | 262037104 | COM | 18,434 | $947,000 | thousands by filing date | |
| TXNM ENERGY INC COM | 69349H107 | Stock | 24,318 | $946,000 | thousands by filing date | |
| ECHOSTAR CORP | 278768106 | CL A | 21,300 | $946,000 | thousands by filing date | |
| ACI WORLDWIDE INC COM | 004498101 | Stock | 38,298 | $945,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A306 | COM NEW | 175,400 | $940,000 | thousands by filing date | put |
| EATON VANCE CALIF MUN BD FD | 27828C106 | COM | 87,760 | $940,000 | thousands by filing date | |
| DEPOMED INC | 249908104 | COM | 140,656 | $938,000 | thousands by filing date | |
| SENSIENT TECHNOLOGIES CORP | 81725T100 | COM | 13,099 | $937,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L803 | M STAR DEV MKT | 14,419 | $935,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 6,000 | $934,000 | thousands by filing date | call |
| VANECK ETF TRUST | 92189F411 | BDC INCOME ETF | 56,149 | $934,000 | thousands by filing date | |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 159,794 | $932,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C599 | VNG RUS3000IDX | 7,413 | $932,000 | thousands by filing date | |
| VISTRA CORP COM | 92840M102 | Stock | 39,371 | $931,000 | thousands by filing date | |
| AMNEAL PHARMACEUTICALS INC | 03168L105 | COM STK CL A | 56,727 | $931,000 | thousands by filing date | |
| ENOVA INTL INC | 29357K103 | COM | 25,382 | $928,000 | thousands by filing date | |
| POLYONE CORP | 73179P106 | COM | 21,423 | $926,000 | thousands by filing date | |
| AQUAVENTURE HLDGS LTD | G0443N107 | SHS | 59,456 | $926,000 | thousands by filing date | |
| SUNSTONE HOTEL INVS INC NEW | 867892101 | COM | 55,602 | $924,000 | thousands by filing date | |
| NUVEEN AMT-FREE MUN VALUE FD | 670695105 | COM | 59,127 | $924,000 | thousands by filing date | |
| SCOTTS MIRACLE-GRO CO | 810186106 | CL A | 11,100 | $923,000 | thousands by filing date | put |
| INVESCO ACTIVELY MANAGED EXC | 46090A705 | S&P500 DOWNSID | 33,030 | $923,000 | thousands by filing date | |
| WASHINGTON TRUST BANCORP | 940610108 | COMMON STOCK | 15,841 | $921,000 | thousands by filing date | |
| NACCO INDUSTRIES INC CLASS A | 629579103 | COM | 27,310 | $921,000 | thousands by filing date | |
| ACCESS NATIONAL CORP | 004337101 | COMMON STOCK | 32,214 | $921,000 | thousands by filing date | |
| INVESCO TR II ETF S&P 500 EMERGING MKTS LOW VOLATILITY | 46138E297 | ETF | 38,000 | $918,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 188,396 | $916,000 | thousands by filing date | |
| CENTURY BANCORP INC -CL A | 156432106 | CL A | 11,988 | $915,000 | thousands by filing date | |
| NUTANIX INC CL A | 67059N108 | Stock | 17,700 | $913,000 | thousands by filing date | put |
| CLEARWATER PAPER CORP | 18538R103 | COM | 39,488 | $912,000 | thousands by filing date | |
| FORTERRA INC | 34960W106 | COM | 93,643 | $911,000 | thousands by filing date | |
| AXALTA COATING SYS LTD COM | G0750C108 | Stock | 30,000 | $909,000 | thousands by filing date | call |
| CARDIOVASCULAR SYSTEMS INC | 141619106 | COMMON STOCK | 28,103 | $909,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 170,000 | $908,000 | thousands by filing date | call |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 108,036 | $908,000 | thousands by filing date | |
| INGEVITY CORP COM | 45688C107 | Stock | 11,205 | $906,000 | thousands by filing date | |
| URBAN EDGE PPTYS | 91704F104 | COM | 39,427 | $902,000 | thousands by filing date | |
| Schwab Fundamental Emerging Markets Equity ETF | 808524730 | SHS | 32,522 | $900,000 | thousands by filing date | |
| FINISAR CORP | 31787A507 | COM NEW | 50,000 | $900,000 | thousands by filing date | put |
| ALLIANZGI CONVERTIBLE & INCOME 2024 TARGET TERM FUND | 01883H102 | COM | 97,274 | $900,000 | thousands by filing date | |
| RLI CORP COM | 749607107 | Stock | 13,579 | $899,000 | thousands by filing date | |
| INVESCO CURRENCYSHARES EURO | 46138K103 | EURO SHS | 8,016 | $898,000 | thousands by filing date | |
| ISHARES TR | 46429B507 | MSCI IRELAND ETF | 18,954 | $897,000 | thousands by filing date | |
| MID AMERICA APARTMENT COMMUNITIES INC. | 59522J103 | Common Stock, par value $0.01 per share | 8,900 | $896,000 | thousands by filing date | call |
| FIRST TR EXCHANGE-TRADED ALP | 33737M201 | MID CAP VAL FD | 24,901 | $896,000 | thousands by filing date | |
| JBT MAREL CORPORATION | 477839104 | COM | 10,042 | $893,000 | thousands by filing date | |
| EXTREME NETWORKS INC | 30226D106 | COM | 112,146 | $893,000 | thousands by filing date | |
| ENDURANCE INTL GROUP HLDGS I | 29272B105 | COM | 89,702 | $893,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W323 | CMN | 35,771 | $889,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 High Dividend ETF | 78468R788 | SHS | 23,816 | $888,000 | thousands by filing date | |
| SAIA INC | 78709Y105 | COM | 10,981 | $888,000 | thousands by filing date | |
| CSW INDUSTRIALS INC | 126402106 | COM | 16,809 | $888,000 | thousands by filing date | |
| U.S. GLOBAL JETS ETF | 26922A842 | ETF | 30,720 | $888,000 | thousands by filing date | |
| COMMSCOPE HLDG CO INC | 20337X109 | COM | 30,352 | $887,000 | thousands by filing date | |
| SUNRUN INC | 86771W105 | COM | 67,345 | $886,000 | thousands by filing date | |
| GTT COMMUNICATIONS INC | 362393100 | COM | 19,683 | $886,000 | thousands by filing date | |
| COMPUGEN LTD | M25722105 | ORD | 268,085 | $885,000 | thousands by filing date | |
| INVESCO INDIA EXCHANGE-TRADE | 46137R109 | INDIA ETF | 35,986 | $885,000 | thousands by filing date | |
| PDC ENERGY INC | 69327R101 | COM | 14,627 | $884,000 | thousands by filing date | |
| UNIVERSAL FST PRODS INC | 913543104 | COM | 24,143 | $884,000 | thousands by filing date | |
| CALAMOS GLOBAL TOTAL RETURN FU | 128118106 | COM SH BEN INT | 62,352 | $883,000 | thousands by filing date | |
| TPI Composites Inc | 87266J104 | Common Stock | 30,150 | $882,000 | thousands by filing date | |
| CASEYS GEN STORES INC | 147528103 | COM | 8,378 | $881,000 | thousands by filing date | |
| CHARTER COMMUNICATIONS INC N | 16119P108 | COM | 3,000 | $880,000 | thousands by filing date | put |
| SWEDISH EXPT CR CORP | 870297801 | ROG TTL ETN 22 | 154,859 | $880,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E610 | KBW HIG DV YLD | 38,095 | $878,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 278,468 | $877,000 | thousands by filing date | |
| ISHARES TR | 46432FAZ0 | IBONDS MAR23 ETF | 34,114 | $875,000 | thousands by filing date | |
| TOMPKINS FINL CORP COM | 890110109 | Stock | 10,183 | $874,000 | thousands by filing date | |
| UTAH MEDICAL PRODUCTS INC | 917488108 | COMMON STOCK | 7,910 | $871,000 | thousands by filing date | |
| FOUR CORNERS PPTY TR INC | 35086T109 | COM | 35,327 | $870,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 113,471 | $869,000 | thousands by filing date | |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 84,249 | $866,000 | thousands by filing date | |
| WESTERN ASSET MUN DEF OPP TR | 95768A109 | COM | 40,861 | $866,000 | thousands by filing date | |
| SPDR Bloomberg Emerging Markets Local Bond ETF | 78464A391 | SHS | 32,074 | $865,000 | thousands by filing date | |
| COMMUNITY TRUST BANCORP INC | 204149108 | COMMON STOCK | 17,309 | $865,000 | thousands by filing date | |
| YY INC. ADR | 98426T106 | SPONSORED ADS A | 8,600 | $864,000 | thousands by filing date | call |
| NUVEEN OHIO QUALITY INC MUNI | 670980101 | COM | 61,985 | $861,000 | thousands by filing date | |
| VARONIS SYS INC | 922280102 | COM | 11,523 | $859,000 | thousands by filing date | |
| TORTOISE MLP FD INC | 89148B119 | RIGHT 07/18/2018 | 2,301,771 | $859,000 | thousands by filing date | |
| iShares MSCI USA Equal Weighted ETF | 464286681 | SHS | 15,203 | $858,000 | thousands by filing date | |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 7,597 | $858,000 | thousands by filing date | |
| ENEL AMERICAS S.A. (ADR) | 29274F104 | SPONSORED ADR | 97,431 | $858,000 | thousands by filing date | |
| DBX ETF TR | 233051820 | XTRACK MSCI ALL | 31,427 | $855,000 | thousands by filing date | |
| AIRCASTLE LTD | G0129K104 | COM | 41,651 | $854,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 338480106 | COM | 63,047 | $854,000 | thousands by filing date | |
| ECOPETROL S A SPONSORED ADS | 279158109 | ADR | 41,509 | $853,000 | thousands by filing date | |
| NOVOCURE LTD | G6674U108 | ORD SHS | 27,235 | $853,000 | thousands by filing date | |
| BIOSCRIP INC | 09069N108 | COM | 291,201 | $853,000 | thousands by filing date | |
| MCGRATH RENTCORP | 580589109 | COM | 13,463 | $852,000 | thousands by filing date | |
| ARRAY DIGITAL INFRASTRUCTURE | 911684108 | COM | 23,002 | $852,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 60,363 | $851,000 | thousands by filing date | |
| ALLSPRING UTILITIES AND HIGH | 94987E109 | WF UTILITIES INC | 68,889 | $851,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E701 | CHINA SMALL CP | 28,766 | $850,000 | thousands by filing date | |
| UNIVERSAL ELECTRS INC | 913483103 | COM | 25,695 | $849,000 | thousands by filing date | |
| GULFMARK OFFSHORE INC | 402629505 | COM | 25,331 | $849,000 | thousands by filing date | |
| WORKDAY INC CL A | 98138H101 | Stock | 7,000 | $848,000 | thousands by filing date | put |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 20,807 | $847,000 | thousands by filing date | |
| ONEMAIN HLDGS INC COM | 68268W103 | Stock | 25,395 | $845,000 | thousands by filing date | |
| TORTOISE PWR & ENERGY INFRASTR | 89147X104 | COM | 44,853 | $845,000 | thousands by filing date | |
| BLACKROCK CALIFORNIA | 09249C105 | COM | 57,103 | $844,000 | thousands by filing date | |
| VERITEX HLDGS INC | 923451108 | COM | 27,141 | $843,000 | thousands by filing date | |
| PROGRESS SOFTWARE CORP COM | 743312100 | Stock | 21,661 | $841,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657101 | COM | 15,955 | $841,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33718M105 | COM SHS ANNUAL | 16,517 | $841,000 | thousands by filing date | |
| REXNORD CORP | 76169B102 | COMMON STOCK | 28,904 | $840,000 | thousands by filing date | |
| NUVEEN ENHANCED MUNICIPAL VALU | 67074M101 | COM | 61,439 | $839,000 | thousands by filing date | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 6,800 | $838,000 | thousands by filing date | call |
| QUANEX BLDG PRODS CORP COM | 747619104 | Stock | 46,641 | $837,000 | thousands by filing date | |
| STANDEX INTL CORP | 854231107 | COM | 8,195 | $837,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 294,730 | $837,000 | thousands by filing date | |
| DECKERS OUTDOOR CORP | 243537107 | COM | 7,407 | $836,000 | thousands by filing date | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 92,850 | $836,000 | thousands by filing date | |
| DOUGLAS DYNAMICS INC | 25960R105 | COM | 17,410 | $836,000 | thousands by filing date | |
| PLEXUS CORP COM | 729132100 | Stock | 13,994 | $834,000 | thousands by filing date | |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 46,300 | $833,000 | thousands by filing date | call |
| PIONEER DIVERSIFIED HIGH INCOM | 723653101 | COM | 57,032 | $831,000 | thousands by filing date | |
| KOPPERS HOLDINGS INC | 50060P106 | COM | 21,621 | $830,000 | thousands by filing date | |
| STONERIDGE INC | 86183P102 | COMMON STOCK | 23,607 | $830,000 | thousands by filing date | |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 104,477 | $828,000 | thousands by filing date | |
| INVESCO BLDRS INDEX FDS TR | 46090C404 | EUROPE 100 ADR | 37,950 | $827,000 | thousands by filing date | |
| EW SCRIPPS CO THE A | 811054402 | COMMON STOCK | 61,490 | $823,000 | thousands by filing date | |
| CUBIC CORP | 229669106 | COM | 12,750 | $819,000 | thousands by filing date | |
| WORLDPAY INC | 981558109 | CL A | 10,000 | $818,000 | thousands by filing date | put |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 124,600 | $817,000 | thousands by filing date | call |
| GEOPARK LTD USD SHS | G38327105 | Stock | 39,573 | $817,000 | thousands by filing date | |
| MIMEDX GROUP INC | 602496101 | COM | 127,993 | $817,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 37,100 | $817,000 | thousands by filing date | put |
| XILINX INC | 983919101 | COM | 12,500 | $816,000 | thousands by filing date | call |
| MOOG INC CL A | 615394202 | Stock | 10,436 | $814,000 | thousands by filing date | |
| ROGERS CORP COM | 775133101 | Stock | 7,298 | $813,000 | thousands by filing date | |
| SASOL LTD | 803866300 | SPONSORED ADR | 22,236 | $812,000 | thousands by filing date | |
| FORTIS INC | 349553107 | COM | 25,400 | $810,000 | thousands by filing date | call |
| SAPIENS INTERNATIONAL CORP | N7716A151 | SHS | 82,781 | $809,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD II | 018825109 | COM | 133,620 | $806,000 | thousands by filing date | |
| 1ST SOURCE CORP COM | 336901103 | Stock | 15,077 | $805,000 | thousands by filing date | |
| MYRIAD GENETICS INC | 62855J104 | COM | 21,559 | $805,000 | thousands by filing date | |
| YY INC. ADR | 98426T106 | SPONSORED ADS A | 8,000 | $804,000 | thousands by filing date | put |
| BANCOLOMBIA S A | 05968L102 | SPON ADR PREF | 16,805 | $803,000 | thousands by filing date | |
| CUTERA INC | 232109108 | COM | 19,918 | $802,000 | thousands by filing date | |
| FLEXSTEEL INDS | 339382103 | COMMON STOCK | 20,120 | $802,000 | thousands by filing date | |
| SPECTRUM BRANDS HLDGS INC | 84763R101 | COM | 9,814 | $801,000 | thousands by filing date | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 20,000 | $800,000 | thousands by filing date | call |
| KNOT OFFSHORE PARTNERS LP | Y48125101 | COM UNITS | 36,049 | $799,000 | thousands by filing date | |
| IRHYTHM HOLDINGS INC COM | 450056106 | Stock | 9,789 | $794,000 | thousands by filing date | |
| Flushing Financial Corp | 343873105 | Common Stock | 30,388 | $793,000 | thousands by filing date | |
| INNOVATIVE INDL PPTYS INC COM | 45781V101 | REIT | 21,577 | $791,000 | thousands by filing date | |
| ISHARES MSCI BRAZIL SMALL-CAP ETF | 464289131 | ETF | 63,486 | $790,000 | thousands by filing date | |
| CHEFS WHSE INC | 163086101 | COM | 27,669 | $789,000 | thousands by filing date | |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 236,394 | $787,000 | thousands by filing date | |
| RLJ LODGING TR COM | 74965L101 | REIT | 35,659 | $786,000 | thousands by filing date | |
| FIRST BANCORP INC ME | 31866P102 | COMMON STOCK | 27,853 | $786,000 | thousands by filing date | |
| AEGLEA BIOTHERAPEUTICS INC | 00773J103 | COM | 74,015 | $784,000 | thousands by filing date | |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 25,374 | $783,000 | thousands by filing date | |
| SENECA FOODS CORP NEW | 817070501 | CL A | 28,966 | $782,000 | thousands by filing date | |
| VIKING THERAPEUTICS INC | 92686J106 | COM | 82,201 | $780,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A771 | ST STR SP CAPMKT | 13,431 | $779,000 | thousands by filing date | |
| PGT INNOVATIONS INC | 69336V101 | COM | 37,275 | $777,000 | thousands by filing date | |
| WEYCO GROUP INC COM | 962149100 | Stock | 21,322 | $776,000 | thousands by filing date | |
| OCEANEERING INTL INC | 675232102 | COM | 30,429 | $775,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V191 | S&P MDCP400 VL | 10,987 | $774,000 | thousands by filing date | |
| TEKLA LIFE SCIENCES INVESTORS | 87911K100 | SH BEN INT | 41,065 | $772,000 | thousands by filing date | |
| SIMPSON MFG INC | 829073105 | COM | 12,383 | $770,000 | thousands by filing date | |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 16,000 | $769,000 | thousands by filing date | call |
| VANECK ETF TRUST | 92189F825 | DEFENSE ETF | 42,906 | $769,000 | thousands by filing date | |
| EQUITY COMMONWEALTH | 294628102 | COM SH BEN INT | 24,385 | $768,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 119,346 | $768,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G862 | FLOAT RATE ETF | 30,805 | $767,000 | thousands by filing date | |
| DELAWARE ENHANCED GLOBAL DIVID | 246060107 | COM | 67,599 | $766,000 | thousands by filing date | |
| NUVEEN INTER DURATION MUN | 670677103 | INDX FD | 60,929 | $766,000 | thousands by filing date | |
| NBT BANCORP INC COM | 628778102 | Stock | 20,034 | $764,000 | thousands by filing date | |
| LTC PPTYS INC COM | 502175102 | REIT | 17,874 | $764,000 | thousands by filing date | |
| FIRST MERCHANTS CORP COM | 320817109 | Stock | 16,371 | $760,000 | thousands by filing date | |
| MASONITE INTERNATIONAL CORP | 575385109 | COMMON STOCK-FO | 10,580 | $760,000 | thousands by filing date | |
| BLACKROCK MUNI 2018 TERM TR | 09248C106 | COM | 50,637 | $760,000 | thousands by filing date | |
| LUMENTUM HLDGS INC COM | 55024U109 | Stock | 13,100 | $758,000 | thousands by filing date | put |
| VOXELJET AG | 92912L107 | ADS | 215,232 | $756,000 | thousands by filing date | |
| INTERPARFUMS INC COM | 458334109 | Stock | 14,118 | $755,000 | thousands by filing date | |
| FULLER H B CO COM | 359694106 | Stock | 14,057 | $755,000 | thousands by filing date | |
| CARS COM INC | 14575E105 | COM | 26,574 | $755,000 | thousands by filing date | |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 16,400 | $754,000 | thousands by filing date | put |
| AGREE RLTY CORP COM | 008492100 | REIT | 14,284 | $754,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-18-008576 | this filing | 2018-08-14 | acceptance time not in the bulk data set |