13F-HR filed by UBS Group AG
UBS Group AG filed this 13F-HR for the quarter ended 2018-06-30, filed 2018-08-14, with 8,042 holding rows worth $230,936,215,000.
- Accession
- 0000950123-18-008576
- Filer
- CIK 1610520
- Filed
- 2018-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2018
A combination report, 13,708 entries on the cover page, a total value of $230,936,215,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $230,936,291,000 with VALUE read as thousands by filing date, 13F file number 028-16612. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerUBS ASSET MANAGEMENT (AMERICAS) INC 028-02682
- reports for this filerUBS OCONNOR LLC 028-06327
- included managerUBS Financial Services Inc. 028-11496
- included managerUBS Swiss Financial Advisors AG 028-11603
- included managerUBS AG New York Branch 028-07344
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| MONAKER GROUP INC | 609011200 | COM NEW | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LEO HOLDINGS CORP | G5463L113 | *W EXP 07/31/202 | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BIG ROCK PARTNERS ACQUISITIO | 089482129 | RIGHT 12/01/2022 | 825 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BIG ROCK PARTNERS ACQUISITIO | 089482111 | *W EXP 12/01/202 | 800 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BANK OF MONTREAL | 063679104 | ETN LKD 36 | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMERI HLDGS INC WT EXP 110823 | 02362F112 | Stock | 1,049 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LM FDG AMER INC | 502074115 | *W EXP 10/31/202 | 7,590 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DOLPHIN ENTMT INC | 25686H118 | *W EXP 12/26/202 | 120 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ROSEHILL RES INC | 777385204 | UNIT 12/31/2020 | 3,559 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WRLSW US 08 Aug 22 C11.5 | 70957E113 | W EXP 07/27/202 | 400 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PENSARE ACQUISITION CORP | 70957E121 | RIGHT 99/99/9999 | 412 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UBS AG LONDON BRANCH | 90274E828 | VELCTY 1X ETN 47 | 27 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GIGCAPITAL INC | 37518N114 | RIGHT 03/06/2020 | 600 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVESCO EXCHNG TRADED FD TR | 46138G854 | ZACKS INTL MLT | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CONTRAVIR PHARMACEUTICALS IN | 21234W202 | COM NEW | 272 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FEDERAL STR ACQUISITION CORP | 31421V115 | *W EXP 07/24/202 | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WHEELER REAL ESTATE INVT TR | 963025119 | *W EXP 04/29/201 | 16,051 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CM SEVEN STAR ACQUISITION CO | G2345N110 | *W EXP 08/21/202 | 1,100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CELLECTAR BIOSCIENCES INC | 15117F120 | *W EXP 08/20/201 | 470 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RESTORATION ROBOTICS INC | 76133C103 | COM | 40 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| JASON INDS INC | 471172114 | *W EXP 06/30/201 | 38,366 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| JENSYN ACQUISITION CORP | 47632B128 | RIGHT 99/99/9999 | 3,100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ATTIS INDS INC | 049836117 | *W EXP 01/10/202 | 2,038 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CLEARSIGN COMBUSTION CORP | 185064110 | *W EXP 01/25/201 | 519 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IShares Edge MSCI Min Vol | 464289115 | STK IDX | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EASTMAN KODAK CO WT EXP 090318 | 277461141 | Stock | 4,769 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EASTMAN KODAK CO WT EXP 090318 | 277461133 | Stock | 8,666 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TONIX PHARMACEUTICALS HLDG C | 890260409 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHINA ADVANCED CONSTR MATLS | 169365202 | COM NEW | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HUDBAY MINERALS INC | 443628136 | *W EXP 07/20/201 | 3,067 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DRAPER OAKWOOD TECHNOLOGY | 26146L111 | *W EXP 09/19/202 | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DRAPER OAKWOOD TECHNOLOGY | 26146L129 | RIGHT 09/19/2018 | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ADVAXIS INC | 007624117 | *W EXP 10/22/201 | 380 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ONCOBIOLOG-CW17A | 68235M113 | EQUITY WRT | 2,600 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| I AM CAP ACQUISITION CO | 45074Q116 | *W EXP 05/22/202 | 500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BARINGTON HILCO ACQUISITION | 06759V119 | RIGHT 08/11/2017 | 234 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| I AM CAP ACQUISITION CO | 45074Q124 | RIGHT 05/22/2019 | 370 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VIRTUS ETF TR II | 92790A306 | VIRTUS ENHCD SRT | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AVISTA HEALTHCARE PUB ACQ CO | G0726L109 | UNIT 99/99/9999 | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EASTERLY ACQUISITION CORP | 27616L201 | UNIT 07/29/2020 | 4,283 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IMMUNOCELLULAR THERAPEUTICS | 452536121 | *W EXP 08/12/202 | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| XG TECHNOLOGY INC | 98372A127 | *W EXP 07/19/201 | 126 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-18-008576 | this filing | 2018-08-14 | acceptance time not in the bulk data set |