13F-HR filed by UBS Group AG
UBS Group AG filed this 13F-HR for the quarter ended 2018-06-30, filed 2018-08-14, with 8,042 holding rows worth $230,936,215,000.
- Accession
- 0000950123-18-008576
- Filer
- CIK 1610520
- Filed
- 2018-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2018
A combination report, 13,708 entries on the cover page, a total value of $230,936,215,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $230,936,291,000 with VALUE read as thousands by filing date, 13F file number 028-16612. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerUBS ASSET MANAGEMENT (AMERICAS) INC 028-02682
- reports for this filerUBS OCONNOR LLC 028-06327
- included managerUBS Financial Services Inc. 028-11496
- included managerUBS Swiss Financial Advisors AG 028-11603
- included managerUBS AG New York Branch 028-07344
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CASEYS GEN STORES INC | 147528103 | COM | 22,900 | $2,406,000 | thousands by filing date | call |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 257,904 | $2,406,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 450,000 | $2,403,000 | thousands by filing date | put |
| EASTMAN CHEM CO COM | 277432100 | Stock | 24,000 | $2,399,000 | thousands by filing date | call |
| GOLDMAN SACHS ETF TR | 381430545 | HEDGE IND ETF | 43,349 | $2,396,000 | thousands by filing date | |
| HAWAIIAN ELEC INDS INC MTN B | 419870100 | COM | 69,650 | $2,389,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 135,000 | $2,385,000 | thousands by filing date | put |
| CHURCHILL DOWNS INC | 171484108 | COM | 8,019 | $2,378,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 505,939 | $2,378,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 769,529 | $2,378,000 | thousands by filing date | |
| FIDELITY MERRIMACK STR TR | 316188309 | TOTAL BD ETF | 48,575 | $2,374,000 | thousands by filing date | |
| INVESCO DB MULTI-SECTOR COMM | 46140H403 | OIL FD | 190,447 | $2,373,000 | thousands by filing date | |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 110,700 | $2,373,000 | thousands by filing date | call |
| SPDR SERIES TRUST | 78464A789 | ST STR SP INS | 79,523 | $2,370,000 | thousands by filing date | |
| MADDEN STEVEN LTD | 556269108 | COM | 44,590 | $2,368,000 | thousands by filing date | |
| GAZIT GLOBE LTD | M4793C102 | SHS | 254,052 | $2,368,000 | thousands by filing date | |
| iShares Morningstar Small-Cap Growth ETF | 464288604 | SHS | 11,919 | $2,366,000 | thousands by filing date | |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 186,355 | $2,363,000 | thousands by filing date | |
| MASIMO CORP COM | 574795100 | Stock | 24,183 | $2,362,000 | thousands by filing date | |
| WESTERN ASSET HIGH YIELD DEF | 95768B107 | COM | 161,749 | $2,360,000 | thousands by filing date | |
| PACKAGING CORP AMER COM | 695156109 | Stock | 21,100 | $2,359,000 | thousands by filing date | call |
| CENTURYLINK INC | 156700106 | COM | 126,000 | $2,349,000 | thousands by filing date | call |
| K2M GROUP HLDGS INC | 48273J107 | COM | 104,364 | $2,348,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P805 | NUVEEN ESG INTL | 91,253 | $2,345,000 | thousands by filing date | |
| JAGGED PEAK ENERGY INC | 47009K107 | COM | 180,000 | $2,344,000 | thousands by filing date | put |
| UNITED THERAPEUTICS CORP DEL COM | 91307C102 | Stock | 20,700 | $2,342,000 | thousands by filing date | call |
| ALLISON TRANSMISSION HLDGS I | 01973R101 | COM | 57,785 | $2,339,000 | thousands by filing date | |
| TIDEWATER INC NEW COM | 88642R109 | Stock | 80,787 | $2,337,000 | thousands by filing date | |
| STANDARD MOTOR PRODS | 853666105 | COMMON STOCK | 48,321 | $2,336,000 | thousands by filing date | |
| INVESCO DB MULTI ETF SECTOR COMMODITY TRUST BASE METALS FUND | 46140H700 | ETF | 132,816 | $2,336,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNI BO | 27828A100 | COM | 225,858 | $2,333,000 | thousands by filing date | |
| LINDBLAD EXPEDITIONS HLDGS I | 535219109 | COM | 175,504 | $2,325,000 | thousands by filing date | |
| KINDRED HEALTHCARE INC | 494580103 | COM | 258,184 | $2,324,000 | thousands by filing date | |
| FIRST TR BICK INDEX FD | 33733H107 | COM SHS | 84,650 | $2,324,000 | thousands by filing date | |
| RADIAN GROUP INC COM | 750236101 | Stock | 143,080 | $2,320,000 | thousands by filing date | |
| ISHARES TR | 464288430 | ASIA 50 ETF | 36,943 | $2,320,000 | thousands by filing date | |
| NUVEEN GLOBAL HIGH INCOME FD | 67075G103 | SHS | 150,170 | $2,319,000 | thousands by filing date | |
| STIFEL FINL CORP | 860630102 | COM | 44,360 | $2,318,000 | thousands by filing date | |
| ATHENE HOLDING LTD | G0684D107 | CL A | 52,820 | $2,315,000 | thousands by filing date | |
| PIMCO MUN INCOME FD III | 72201A103 | COM | 199,463 | $2,306,000 | thousands by filing date | |
| RADIUS HEALTH INC | 750469207 | COM NEW | 78,151 | $2,304,000 | thousands by filing date | |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 51,288 | $2,303,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305R109 | COM | 130,615 | $2,303,000 | thousands by filing date | |
| CRITEO S A SPONS ADS | 226718104 | ADR | 70,000 | $2,300,000 | thousands by filing date | put |
| BLACKROCK MUNIYEILD QUALITY FU | 09254G108 | COM | 189,865 | $2,299,000 | thousands by filing date | |
| ENERSYS COM | 29275Y102 | Stock | 30,777 | $2,297,000 | thousands by filing date | |
| TIVITY HEALTH INC | 88870R102 | COM | 65,229 | $2,296,000 | thousands by filing date | |
| SNAP INC | 83304A106 | CL A | 174,562 | $2,285,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 132,972 | $2,284,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V340 | S&P500 EQL FIN | 53,949 | $2,284,000 | thousands by filing date | |
| BALL CORP | 058498106 | COM | 64,200 | $2,282,000 | thousands by filing date | call |
| BLOCK H & R INC COM | 093671105 | Stock | 100,000 | $2,278,000 | thousands by filing date | put |
| ROYAL BANK SCOTLAND GRP PLC 6.6% PFD SER B | 780097739 | PFD | 88,668 | $2,277,000 | thousands by filing date | |
| MARZETTI COMPANY | 513847103 | COM | 16,443 | $2,276,000 | thousands by filing date | |
| RESTAURANT BRANDS INTL INC COM | 76131D103 | Stock | 37,670 | $2,271,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 49,849 | $2,267,000 | thousands by filing date | |
| BARINGS CORPORATE INVS | 06759X107 | COM | 149,722 | $2,262,000 | thousands by filing date | |
| HEALTHCARE RLTY TR | 421946104 | COM | 77,407 | $2,251,000 | thousands by filing date | |
| WOODWARD INC COM | 980745103 | Stock | 29,261 | $2,249,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD | 018828103 | COM | 321,594 | $2,248,000 | thousands by filing date | |
| SINA CORP | G81477104 | ORD | 26,440 | $2,239,000 | thousands by filing date | call |
| SERVICE CORP INTL COM | 817565104 | Stock | 62,500 | $2,237,000 | thousands by filing date | call |
| iShares S&P AMT-Free Municipal | 46429B580 | COM | 87,874 | $2,233,000 | thousands by filing date | |
| MEDIDATE SOLUTIONS INC | 58471A105 | COM | 27,669 | $2,229,000 | thousands by filing date | |
| GOLAR LNG PARTNERS LP | Y2745C102 | COM UNITS LPI | 143,870 | $2,224,000 | thousands by filing date | |
| ALGONQUIN POWER & UTILITIES CO COM | 015857105 | Stock | 229,929 | $2,223,000 | thousands by filing date | |
| ROWAN COMPANIES PLC | G7665A101 | SHS CL A | 136,954 | $2,221,000 | thousands by filing date | |
| CABOT CORP | 127055101 | COM | 35,936 | $2,220,000 | thousands by filing date | |
| DHX MEDIA LTD | 252406152 | COM VAR VTG | 1,055,750 | $2,217,000 | thousands by filing date | |
| iShares Core Aggressive Allocation ETF | 464289859 | SHS | 41,487 | $2,215,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 15,800 | $2,209,000 | thousands by filing date | put |
| BANC OF CALIFORNIA INC | 05990K106 | COMMON STOCK | 112,889 | $2,207,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E333 | GLBX SUPRINC ETF | 184,897 | $2,206,000 | thousands by filing date | |
| DRIVE SHACK INC | 262077100 | COM | 285,509 | $2,204,000 | thousands by filing date | |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 44,796 | $2,202,000 | thousands by filing date | |
| DBX ETF TR | 233051432 | XTRACK USD HIGH | 44,841 | $2,202,000 | thousands by filing date | |
| PLANET FITNESS MASTER ISSUER L CL A | 72703H101 | Stock | 50,000 | $2,197,000 | thousands by filing date | call |
| POTLATCHDELTIC CORPORATION | 737630103 | COM | 43,158 | $2,194,000 | thousands by filing date | |
| SAGE THERAPEUTICS INC | 78667J108 | COM | 13,993 | $2,191,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 20,000 | $2,186,000 | thousands by filing date | call |
| EATON VANCE ENHANCED EQUITY | 278277108 | COM | 129,805 | $2,184,000 | thousands by filing date | |
| CHINA UNICOM HONG KONG | 16945R104 | SPONSORED ADR | 174,458 | $2,183,000 | thousands by filing date | |
| MERITAGE HOMES CORP COM | 59001A102 | Stock | 49,566 | $2,178,000 | thousands by filing date | |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 128,188 | $2,178,000 | thousands by filing date | |
| SELECT INCOME REIT | 81618T100 | COM SH BEN INT | 96,680 | $2,172,000 | thousands by filing date | |
| ULTRAGENYX PHARMACEUTICAL IN | 90400D108 | COM | 28,234 | $2,170,000 | thousands by filing date | |
| ALTERYX, INC (CLASS A) | 02156B103 | COM CL A | 56,833 | $2,169,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932107 | COM | 60,375 | $2,168,000 | thousands by filing date | call |
| ISHARES TR | 464288505 | MRGSTR SM CP ETF | 12,115 | $2,166,000 | thousands by filing date | |
| UNITED STATES COMMODITY INDE | 911717106 | Common Stock | 49,521 | $2,165,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 51,400 | $2,163,000 | thousands by filing date | call |
| VOYA EMERGING MKTS HIGH DIVI | 92912P108 | COM | 268,572 | $2,162,000 | thousands by filing date | |
| ISHARES MSCI NETHERLANDSETF | 464286814 | ETF | 70,791 | $2,160,000 | thousands by filing date | |
| WADDELL & REED FINL INC | 930059100 | CL A | 119,922 | $2,155,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 47,000 | $2,154,000 | thousands by filing date | call |
| PAN AMERN SILVER CORP | 697900108 | COM | 120,200 | $2,152,000 | thousands by filing date | put |
| NEWELL BRANDS INC COM | 651229106 | Stock | 83,400 | $2,151,000 | thousands by filing date | call |
| INTREXON CORP | 46122T102 | COM | 154,086 | $2,148,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 417,447 | $2,146,000 | thousands by filing date | |
| SERVISFIRST BANCSHARES INC | 81768T108 | COM | 51,361 | $2,143,000 | thousands by filing date | |
| MIDDLEBYCORP | 596278101 | STOK | 20,510 | $2,142,000 | thousands by filing date | |
| H&E EQUIPMENT SERVICES INC | 404030108 | COM | 56,939 | $2,141,000 | thousands by filing date | |
| DBX ETF TR | 233051481 | XTRA RU 1000 ETF | 66,777 | $2,138,000 | thousands by filing date | |
| WEINGARTEN RLTY INVS | 948741103 | SH BEN INT | 69,364 | $2,137,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K315 | BRZ BL 3X SH NEW | 120,000 | $2,136,000 | thousands by filing date | put |
| BEACON ROOFING SUPPLY INC | 073685109 | COM | 50,041 | $2,133,000 | thousands by filing date | |
| GREEN DOT CORP CLASS A | 39304D102 | CL A | 28,983 | $2,127,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 48,626 | $2,124,000 | thousands by filing date | call |
| PITNEY BOWES INC COM | 724479100 | Stock | 247,628 | $2,122,000 | thousands by filing date | |
| QUAKER HOUGHTON | 747316107 | COM | 13,698 | $2,122,000 | thousands by filing date | |
| ABRDN WORLD HEALTHCARE FUND | 87911L108 | BEN INT SHS | 164,717 | $2,120,000 | thousands by filing date | |
| ACADIA HEALTHCARE COMPANY INC COM | 00404A109 | Stock | 51,798 | $2,119,000 | thousands by filing date | |
| EASTGROUP PPTYS INC | 277276101 | COM | 22,088 | $2,111,000 | thousands by filing date | |
| CMS ENERGY CORP COM | 125896100 | Stock | 44,600 | $2,109,000 | thousands by filing date | call |
| INDEXIQ ETF TR | 45409B479 | IQ ENCH COR PL | 110,503 | $2,109,000 | thousands by filing date | |
| MURPHY OIL CORP COM | 626717102 | Stock | 62,364 | $2,106,000 | thousands by filing date | |
| CHEGG INC | 163092109 | COM | 75,735 | $2,105,000 | thousands by filing date | |
| NETGEAR INC | 64111Q104 | COM | 33,672 | $2,104,000 | thousands by filing date | |
| SPOTIFYTECHNOLOGYSAF | L8681T102 | STOK | 12,500 | $2,103,000 | thousands by filing date | call |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 100,735 | $2,102,000 | thousands by filing date | |
| THE CUSHING MLP INFASTCR TOT | 231631201 | COM NEW | 176,202 | $2,100,000 | thousands by filing date | |
| B & G FOODS INC | 05508R106 | COM | 70,000 | $2,093,000 | thousands by filing date | call |
| SEA LTD | 81141R100 | SPONSORD ADS | 139,436 | $2,091,000 | thousands by filing date | |
| FIBROGEN INC | 31572Q808 | COM | 33,350 | $2,088,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y206 | DORSEY WRIGT ADR | 39,222 | $2,088,000 | thousands by filing date | |
| EXELIXIS INC COM | 30161Q104 | Stock | 96,908 | $2,085,000 | thousands by filing date | |
| FORWARD AIR CORP | 349853101 | COM | 35,259 | $2,084,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 45,000 | $2,079,000 | thousands by filing date | call |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 200,000 | $2,076,000 | thousands by filing date | put |
| BEST BUY INC COM | 086516101 | Stock | 27,800 | $2,073,000 | thousands by filing date | put |
| WINTRUST FINL CORP COM | 97650W108 | Stock | 23,805 | $2,072,000 | thousands by filing date | |
| SKECHERS U S A INC | 830566105 | CL A | 69,000 | $2,071,000 | thousands by filing date | call |
| BLACKROCK MUNIASSETS FD INC | 09254J102 | COM | 155,996 | $2,064,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V159 | CMN | 38,011 | $2,064,000 | thousands by filing date | |
| DENTSPLY SIRONA INC | 24906P109 | COM | 47,116 | $2,062,000 | thousands by filing date | |
| GREIF INC | 397624107 | CL A | 38,961 | $2,061,000 | thousands by filing date | |
| PATTERN ENERGY GROUP INC | 70338P100 | CL A | 109,779 | $2,059,000 | thousands by filing date | |
| SHINHAN FINANCIAL GROUP CO LTD SPN ADR RESTRD | 824596100 | ADR | 53,483 | $2,058,000 | thousands by filing date | |
| CELANESE CORP DEL COM | 150870103 | Stock | 18,500 | $2,055,000 | thousands by filing date | put |
| CELANESE CORP DEL COM | 150870103 | Stock | 18,500 | $2,055,000 | thousands by filing date | call |
| SUMMIT MATERIALS INC CLASS A | 86614U100 | CL A | 78,254 | $2,054,000 | thousands by filing date | |
| Anglogold Ashanti Plc | 035128206 | Common | 250,000 | $2,053,000 | thousands by filing date | call |
| 1ST FINL BANCORP | 320209109 | COM | 66,852 | $2,049,000 | thousands by filing date | |
| PERSPECTA INC | 715347100 | COM | 99,652 | $2,048,000 | thousands by filing date | |
| DR REDDYS LABS LTD ADR | 256135203 | ADR | 63,578 | $2,047,000 | thousands by filing date | |
| BlackRock Muniy Michigan | 09254V105 | Fund | 156,091 | $2,046,000 | thousands by filing date | |
| BLOOMIN BRANDS INC | 094235108 | COM | 101,761 | $2,045,000 | thousands by filing date | |
| INVESCO DB MULTI-SECTOR COMM | 46140H304 | ENERGY FD | 119,759 | $2,045,000 | thousands by filing date | |
| TECH DATA CORP | 878237106 | COM | 24,900 | $2,045,000 | thousands by filing date | |
| NUVEEN PREFERRED & INCOME | 67075A106 | EXCHANGE TRADED | 88,376 | $2,044,000 | thousands by filing date | |
| CUSTOMERS BANCORP INC | 23204G100 | COM | 71,810 | $2,038,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED G | 27828U106 | COM | 84,113 | $2,036,000 | thousands by filing date | |
| SPDR Portfolio Long Term Corporate Bond ETF | 78464A367 | SHS | 77,841 | $2,034,000 | thousands by filing date | |
| HILTON GRAND VACATIONS INC COM | 43283X105 | Stock | 58,622 | $2,034,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 2,043,928 | $2,031,000 | thousands by filing date | |
| REGAL REXNORD CORPORATION | 758750103 | COM | 24,781 | $2,027,000 | thousands by filing date | |
| INSTALLED BLDG PRODS INC | 45780R101 | COM | 35,742 | $2,022,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 36,500 | $2,020,000 | thousands by filing date | call |
| ISHARES TR | 464288836 | U.S. PHARMA ETF | 13,344 | $2,020,000 | thousands by filing date | |
| LPL FINL HLDGS INC COM | 50212V100 | Stock | 30,799 | $2,019,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W588 | US LARGECAP FUND | 65,728 | $2,017,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 277,557 | $2,015,000 | thousands by filing date | |
| AMYRIS INC | 03236M200 | COM NEW | 315,000 | $2,013,000 | thousands by filing date | call |
| Verizon Communications Inc | 92343V104 | COM | 40,000 | $2,012,000 | thousands by filing date | call |
| HERON THERAPEUTICS INC | 427746102 | COM | 51,776 | $2,012,000 | thousands by filing date | |
| GLOBAL PARTNERS LP | 37946R109 | COM UNITS | 117,624 | $2,006,000 | thousands by filing date | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 355,081 | $2,006,000 | thousands by filing date | |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 43,693 | $2,004,000 | thousands by filing date | |
| CVB FINL CORP COM | 126600105 | Stock | 89,126 | $1,998,000 | thousands by filing date | |
| WESTERN ASSET MTG DEFINED OP | 95790B109 | COM | 86,564 | $1,994,000 | thousands by filing date | |
| KAYNE ANDERSON ENRGY TTL RT | 48660P104 | COM | 211,092 | $1,994,000 | thousands by filing date | |
| CHILDRENS PL INC NEW | 168905107 | COM | 16,500 | $1,993,000 | thousands by filing date | put |
| XAI OCTAGN FLT RAT & ALT INM | 98400T106 | COM | 218,124 | $1,993,000 | thousands by filing date | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 156,387 | $1,993,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NY QLTY | 09255C106 | COM | 160,189 | $1,993,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 60,800 | $1,988,000 | thousands by filing date | call |
| FRANKLIN ELEC INC COM | 353514102 | Stock | 44,069 | $1,988,000 | thousands by filing date | |
| ASTEC INDS INC | 046224101 | COM | 33,221 | $1,986,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y855 | LITHIUM BTRY ETF | 61,072 | $1,986,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2026 CORPORATE BOND ETF | 46138J791 | ETF | 106,078 | $1,985,000 | thousands by filing date | |
| ISHARES TR | 464288596 | GOV/CRED BD ETF | 17,979 | $1,985,000 | thousands by filing date | |
| FIBRIA CELULOSE | 31573A109 | COMMON STOCK-FO | 106,684 | $1,983,000 | thousands by filing date | |
| FINISAR CORP | 31787A507 | COM NEW | 110,000 | $1,980,000 | thousands by filing date | call |
| PROSHARES TR | 74347B839 | MSCI EAFE DIVD | 51,834 | $1,974,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 56,200 | $1,973,000 | thousands by filing date | put |
| iShares MSCI ACWI Low Carbon Target ETF | 46434V464 | SHS | 17,080 | $1,971,000 | thousands by filing date | |
| ALLY FINL INC COM | 02005N100 | Stock | 75,000 | $1,970,000 | thousands by filing date | put |
| INVESCO EXCHANGE TRADED FD T | 46137V860 | DORSEY WRGT FINL | 56,556 | $1,970,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUN BD FD | 26202F107 | COM | 259,943 | $1,968,000 | thousands by filing date | |
| STEELCASE INC-CLASS A | 858155203 | CL A | 145,752 | $1,967,000 | thousands by filing date | |
| SEASPAN CORP | Y75638109 | SHS | 192,666 | $1,961,000 | thousands by filing date | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 123,256 | $1,959,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E123 | S&P SMLCP INDL | 28,939 | $1,959,000 | thousands by filing date | |
| TRUSTMARK CORP | 898402102 | COM | 59,955 | $1,957,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 506,591 | $1,956,000 | thousands by filing date | |
| ISHARES TR | 46429B499 | MSCI NORWAY ETF | 70,963 | $1,956,000 | thousands by filing date | |
| CONNS INC | 208242107 | COM | 59,200 | $1,954,000 | thousands by filing date | call |
| TD SYNNEX CORPORATION COM | 87162W100 | Stock | 20,239 | $1,953,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A540 | ST STR SP TELCO | 27,011 | $1,953,000 | thousands by filing date | |
| INVESCO INTERNATIONAL CORPORAT | 46138E636 | INTL CORP BD | 74,693 | $1,953,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 45,700 | $1,947,000 | thousands by filing date | call |
| RENEWABLE ENERGY GROUP INC | 75972AAC7 | BOND | 1,092,000 | $1,944,000 | thousands by filing date | principal |
| WORTHINGTON ENTERPRISES INC | 981811102 | COM | 46,284 | $1,943,000 | thousands by filing date | |
| GLOBAL NET LEASE INC COM NEW | 379378201 | REIT | 95,001 | $1,941,000 | thousands by filing date | |
| TWITTER INC | 90184LAB8 | NOTE 0.250% 9/1 | 2,000,000 | $1,939,000 | thousands by filing date | principal |
| EMERSON ELEC CO COM | 291011104 | Stock | 28,000 | $1,936,000 | thousands by filing date | put |
| MINDBODY INC | 60255W105 | COM CL A | 50,149 | $1,935,000 | thousands by filing date | |
| DORMAN PRODS INC | 258278100 | COM | 28,303 | $1,933,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P855 | INSTL PFD SECS | 101,732 | $1,933,000 | thousands by filing date | |
| KIMBELL RTY PARTNERS LP | 49435R102 | UNIT | 87,764 | $1,933,000 | thousands by filing date | |
| CLEARBRIDGE AMERN ENERG MLP | 184691103 | COM | 255,828 | $1,931,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 109,200 | $1,930,000 | thousands by filing date | call |
| BLACKBERRY LTD COM | 09228F103 | Stock | 200,000 | $1,930,000 | thousands by filing date | put |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 121,403 | $1,930,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 823,400 | $1,927,000 | thousands by filing date | put |
| BEONE MEDICINES LTD SPONSORED ADS | 07725L102 | ADR | 12,500 | $1,922,000 | thousands by filing date | put |
| BRANDYWINEGLOBAL GLOBAL INCOME | 10537L104 | COM | 168,314 | $1,920,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 62,461 | $1,918,000 | thousands by filing date | |
| VAREX IMAGING CORP | 92214X106 | COMMON STOCK | 51,595 | $1,914,000 | thousands by filing date | |
| MS INDIA INVESTMENT (CL END) | 61745C105 | IFD | 73,828 | $1,912,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736N101 | ALERIAN DISRUPT | 42,133 | $1,911,000 | thousands by filing date | |
| INDEPENDENCE RLTY TR INC | 45378A106 | COM | 184,298 | $1,900,000 | thousands by filing date | |
| CYMABAY THERAPEUTICS INC | 23257D103 | COM | 141,581 | $1,900,000 | thousands by filing date | |
| OTTER TAIL CORP | 689648103 | COM | 39,894 | $1,899,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 100,000 | $1,898,000 | thousands by filing date | call |
| BLACKROCK LONG-TERM MUNCIPAL A | 09250B103 | COM | 168,314 | $1,898,000 | thousands by filing date | |
| VANGUARD S&P SMALL-CAP 600 GROWTH ETF | 921932794 | ETF | 11,613 | $1,885,000 | thousands by filing date | |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 24,924 | $1,885,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 9,000 | $1,881,000 | thousands by filing date | call |
| SIGNET JEWELERS LTD SHS | G81276100 | Stock | 33,739 | $1,881,000 | thousands by filing date | |
| PLANTRONICS INC NEW | 727493108 | COM | 24,663 | $1,880,000 | thousands by filing date | |
| CAPITAL PRODUCT PARTNERS L P | Y11082107 | COM UNIT LP | 613,495 | $1,877,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E807 | NAT GAS ETF | 80,294 | $1,876,000 | thousands by filing date | |
| NEXGEN ENERGY LTD COM | 65340P106 | Stock | 1,007,920 | $1,875,000 | thousands by filing date | |
| SUMMIT HOTEL PPTYS | 866082100 | COM | 131,022 | $1,875,000 | thousands by filing date | |
| JAMES RIV GROUP LTD | G5005R107 | COM | 47,589 | $1,870,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K315 | BRZ BL 3X SH NEW | 104,958 | $1,868,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 44,347 | $1,867,000 | thousands by filing date | |
| LIBERTY EXPEDIA HLDGS INC | 53046P109 | SER A COM | 42,476 | $1,866,000 | thousands by filing date | |
| STERICYCLE INC | 858912108 | COM | 28,523 | $1,863,000 | thousands by filing date | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 298,609 | $1,860,000 | thousands by filing date | |
| SYMANTEC CORP | 871503108 | COM | 90,000 | $1,859,000 | thousands by filing date | put |
| Pimco Income Oppty Fund | 72202B100 | COM | 67,936 | $1,855,000 | thousands by filing date | |
| PARAMOUNT GROUP INC | 69924R108 | COM | 120,302 | $1,853,000 | thousands by filing date | |
| DELEK US HLDGS INC NEW COM | 24665A103 | Stock | 36,866 | $1,849,000 | thousands by filing date | |
| NUVEEN HGH INC DEC18 TRGT TR | 67075P103 | COM | 187,157 | $1,849,000 | thousands by filing date | |
| VORNADO RLTY TR | 929042109 | SH BEN INT | 25,000 | $1,848,000 | thousands by filing date | put |
| VORNADO RLTY TR | 929042109 | SH BEN INT | 25,000 | $1,848,000 | thousands by filing date | call |
| TORTOISE ENERGY INDEPENDENC | 89148K101 | COM | 146,331 | $1,847,000 | thousands by filing date | |
| CARTERS INC | 146229109 | COM | 17,000 | $1,843,000 | thousands by filing date | call |
| TAL ED GROUP SPONSORED ADS | 874080104 | ADR | 50,000 | $1,840,000 | thousands by filing date | call |
| EURONET WORLDWIDE INC COM | 298736109 | Stock | 21,942 | $1,838,000 | thousands by filing date | |
| ENSIGN GROUP INC | 29358P101 | COM | 51,335 | $1,838,000 | thousands by filing date | |
| CARMAX INC COM | 143130102 | Stock | 25,189 | $1,836,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 319,207 | $1,835,000 | thousands by filing date | call |
| FIRST TR EXCH TRD ALPHDX FD | 33737J232 | SWITZLND ALPHA | 36,384 | $1,829,000 | thousands by filing date | |
| IMAX CORP | 45245E109 | COM | 82,468 | $1,826,000 | thousands by filing date | |
| LINDSAY CORPORATION | 535555106 | COM | 18,695 | $1,813,000 | thousands by filing date | |
| COMMUNITY FINANCIAL SYSTEM I | 203607106 | COM | 30,617 | $1,808,000 | thousands by filing date | |
| NUVEEN NY MUN VALUE FD | 67062M105 | COM | 196,340 | $1,808,000 | thousands by filing date | |
| CBIZ INC | 124805102 | COM | 78,535 | $1,806,000 | thousands by filing date | |
| FIRST TRUST ENERGY INCOME AND | 33738G104 | COM | 78,526 | $1,803,000 | thousands by filing date | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 104,074 | $1,801,000 | thousands by filing date | |
| CANOPY GROWTH CORP | 138035100 | COM | 61,403 | $1,799,000 | thousands by filing date | |
| TIVO CORP | 88870P106 | COM | 133,791 | $1,799,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229706 | COM A BRAVES GRP | 69,902 | $1,797,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G847 | GBL CLEAN ENRG | 151,025 | $1,785,000 | thousands by filing date | |
| FARO TECHNOLOGIES INC | 311642102 | COM | 32,749 | $1,780,000 | thousands by filing date | |
| NUVEEN BUILD AMER BD OPPTNY | 67074q102 | COM | 81,037 | $1,780,000 | thousands by filing date | |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 40,000 | $1,776,000 | thousands by filing date | put |
| NUVEEN CALIFORNIA AMT-FREE MUN | 670651108 | COM | 130,788 | $1,776,000 | thousands by filing date | |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 27,536 | $1,774,000 | thousands by filing date | |
| SUPERNUS PHARMACEUTICALS | 868459108 | COM | 29,620 | $1,773,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 756,901 | $1,771,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y673 | US INFR DEV ETF | 108,632 | $1,769,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P306 | US CORE DIV TILT | 64,821 | $1,768,000 | thousands by filing date | |
| KEMET CORP | 488360207 | COM NEW | 73,188 | $1,768,000 | thousands by filing date | |
| INVESCO S&P SMALLCAP 600PURE VALUE ETF | 46137V167 | ETF | 22,813 | $1,764,000 | thousands by filing date | |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 50,000 | $1,763,000 | thousands by filing date | put |
| CLEVELAND-CLIFFS INC NEW COM | 185899101 | Stock | 209,063 | $1,762,000 | thousands by filing date | |
| ADVANSIX INC | 00773T101 | COM | 48,070 | $1,761,000 | thousands by filing date | |
| J & J SNACK FOODS CORP COM | 466032109 | Stock | 11,539 | $1,759,000 | thousands by filing date | |
| MEDICINES CO | 584688105 | COM | 47,867 | $1,757,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 50,000 | $1,756,000 | thousands by filing date | call |
| RITEAID CORP | 767754104 | COM | 1,014,464 | $1,755,000 | thousands by filing date | |
| TEGNA INC COM | 87901J105 | Stock | 161,481 | $1,752,000 | thousands by filing date | |
| JACK IN THE BOX INC | 466367109 | COM | 20,586 | $1,752,000 | thousands by filing date | |
| AKORN INC | 009728106 | COM | 105,652 | $1,752,000 | thousands by filing date | |
| DEXCOM INC COM | 252131107 | Stock | 18,394 | $1,747,000 | thousands by filing date | |
| APERGY CORP | 03755L104 | COM | 41,791 | $1,745,000 | thousands by filing date | |
| AMC NETWORKS INC | 00164V103 | CL A | 27,988 | $1,741,000 | thousands by filing date | |
| RAVEN INDS INC COM | 754212108 | Stock | 45,275 | $1,741,000 | thousands by filing date | |
| VIRTUS GLOBAL MULTI-SECTOR I | 92829B101 | COM | 129,750 | $1,735,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V753 | FOOD & BEVERAGE | 52,121 | $1,733,000 | thousands by filing date | |
| Cyber Security ETF | 26924G201 | Common | 46,800 | $1,732,000 | thousands by filing date | put |
| FIRST INDL RLTY TR INC COM | 32054K103 | REIT | 51,880 | $1,730,000 | thousands by filing date | |
| SPDR SER TR | 78468R713 | DORSEY WRGT FI | 73,018 | $1,730,000 | thousands by filing date | |
| XENIA HOTELS & RESORTS INC COM | 984017103 | REIT | 70,964 | $1,729,000 | thousands by filing date | |
| ISHARES TR | 464287531 | US DIGI REAL ETF | 33,016 | $1,728,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E420 | CMN | 54,283 | $1,726,000 | thousands by filing date | |
| ISHARES INC | 46434G814 | MSCI MLY ETF NEW | 55,247 | $1,723,000 | thousands by filing date | |
| BALCHEM CORP | 057665200 | COM | 17,547 | $1,722,000 | thousands by filing date | |
| PEGASYSTEMS INC COM | 705573103 | Stock | 31,367 | $1,719,000 | thousands by filing date | |
| RITCHIE BROS AUCTIONEERS | 767744105 | COM | 50,327 | $1,718,000 | thousands by filing date | |
| CNA FINL CORP | 126117100 | COM | 37,595 | $1,717,000 | thousands by filing date | |
| ARTIVION INC | 228903100 | COM | 61,607 | $1,716,000 | thousands by filing date | |
| FORESCOUT TECHNOLOGIES INC | 34553D101 | COM | 50,045 | $1,715,000 | thousands by filing date | |
| ARRAY BIOPHARMA INC COM | 04269X105 | Stock | 101,858 | $1,709,000 | thousands by filing date | |
| BUCKLE INC COM | 118440106 | Stock | 63,496 | $1,708,000 | thousands by filing date | |
| MEDLEY CAP CORP | 58503F106 | COM | 491,958 | $1,707,000 | thousands by filing date | |
| WERNER ENTERPRISES INC | 950755108 | COM | 45,385 | $1,704,000 | thousands by filing date | |
| MACQUARIE FT TR GB INF UT DI | 55607W100 | COM | 157,342 | $1,704,000 | thousands by filing date | |
| CONSOLIDATED TOMOKA LAND CO | 210226106 | COMMON STOCK | 27,654 | $1,701,000 | thousands by filing date | |
| WISDOMTREE TR | 97717x552 | EUROP OPPOR FD | 56,560 | $1,699,000 | thousands by filing date | |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 15,400 | $1,693,000 | thousands by filing date | call |
| FIRST TR EXCH TRD ALPHDX FD | 33737J190 | GERMANY ALPHA | 36,669 | $1,689,000 | thousands by filing date | |
| WBI BULLBEAR GLOBAL INCOME ETF | 00400R874 | ETF | 70,897 | $1,689,000 | thousands by filing date | |
| TOWER INTL INC | 891826109 | COM | 52,966 | $1,684,000 | thousands by filing date | |
| CABLE ONE INC | 12685J105 | COM | 2,295 | $1,683,000 | thousands by filing date | |
| IDACORP INC | 451107106 | COM | 18,248 | $1,683,000 | thousands by filing date | |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 121,893 | $1,682,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 272,414 | $1,673,000 | thousands by filing date | |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 79,353 | $1,672,000 | thousands by filing date | |
| ANIKA THERAPEUTICS INC | 035255108 | COM | 52,119 | $1,668,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 27,800 | $1,668,000 | thousands by filing date | put |
| BANK OF AMERICA CORPORATION | 060505146 | *W EXP 01/16/201 | 102,153 | $1,667,000 | thousands by filing date | |
| MICHAEL KORS HLDGS LTD | G60754101 | SHS | 25,000 | $1,665,000 | thousands by filing date | put |
| CAMPING WORLD HLDGS INC CL A | 13462K109 | Stock | 66,489 | $1,661,000 | thousands by filing date | |
| HILL ROM HLDGS INC | 431475102 | COM | 19,019 | $1,661,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V506 | DIVID ACHIEVEV | 64,703 | $1,661,000 | thousands by filing date | |
| Golden Entertainment Inc | 381013101 | Common Stock | 61,475 | $1,660,000 | thousands by filing date | |
| NORTHWEST BANCSHARES INC COM | 667340103 | Stock | 95,347 | $1,658,000 | thousands by filing date | |
| ALCENTRA CAP CORP | 01374T102 | COM | 259,344 | $1,657,000 | thousands by filing date | |
| MAGELLAN HEALTH SERVICES INC | 559079207 | COM NEW | 17,242 | $1,655,000 | thousands by filing date | |
| FIRST TR ABERDEEN GLBL OPP F | 337319107 | COM SHS | 164,976 | $1,654,000 | thousands by filing date | |
| BAKER HUGHES COMPANY CL A | 05722G100 | Stock | 50,000 | $1,652,000 | thousands by filing date | call |
| iShares MSCI Intl Momentum Factor ETF | 46434V449 | SHS | 55,651 | $1,651,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q783 | RIVRFRNT STR INC | 67,814 | $1,650,000 | thousands by filing date | |
| COLLEGIUM PHARMACEUTICAL INC | 19459J104 | COM | 69,018 | $1,646,000 | thousands by filing date | |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 21,578 | $1,646,000 | thousands by filing date | |
| DIAMONDROCK HOSPITALITY CO | 252784301 | COM | 133,990 | $1,645,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 91,136 | $1,643,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F528 | VANECK SHRT MUNI | 94,904 | $1,638,000 | thousands by filing date | |
| HRG GROUP INC COM | 40434J100 | Stock | 124,774 | $1,633,000 | thousands by filing date | |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 7,000 | $1,632,000 | thousands by filing date | |
| Delek Logistics Partners LP | 24664T103 | Com | 59,000 | $1,631,000 | thousands by filing date | put |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 540,151 | $1,631,000 | thousands by filing date | |
| BLACKROCK UTILS INFRASTRUCTU | 09248D104 | COM | 81,386 | $1,629,000 | thousands by filing date | |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 150,000 | $1,628,000 | thousands by filing date | put |
| DIANA SHIPPING INC | Y2066G104 | COM | 338,179 | $1,627,000 | thousands by filing date | |
| POPE RES DEL LTD PARTNERSHIP | 732857107 | DEPOSITRY RCPT | 22,092 | $1,624,000 | thousands by filing date | |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 138,986 | $1,623,000 | thousands by filing date | |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 73,437 | $1,621,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550105 | COM | 158,126 | $1,619,000 | thousands by filing date | |
| PIMCO STRATEGIC INCOME FD | 72200X104 | COM | 166,856 | $1,615,000 | thousands by filing date | |
| SEMPRA COM | 816851109 | Stock | 13,900 | $1,614,000 | thousands by filing date | call |
| WESTLAKE CORPORATION | 960413102 | COM | 15,000 | $1,614,000 | thousands by filing date | put |
| WESTLAKE CORPORATION | 960413102 | COM | 15,000 | $1,614,000 | thousands by filing date | call |
| AVANTAX INC | 095229100 | COMMON STOCK | 43,405 | $1,606,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC | 42806J106 | COM | 104,646 | $1,605,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 115,324 | $1,603,000 | thousands by filing date | |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 64,334 | $1,602,000 | thousands by filing date | |
| BAOZUN INC ADR | 06684L103 | SPONSORED ADR | 29,200 | $1,597,000 | thousands by filing date | put |
| BAOZUN INC ADR | 06684L103 | SPONSORED ADR | 29,200 | $1,597,000 | thousands by filing date | call |
| CHINA BIOLOGIC PRODS HLDGS I | G21515104 | COM | 16,070 | $1,596,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N J FD I | 09254Y109 | COM | 115,461 | $1,592,000 | thousands by filing date | |
| KBHOME | 48666K109 | COM | 58,369 | $1,590,000 | thousands by filing date | |
| ISHARES MSCI BIC ETF | 464286657 | ETF | 37,723 | $1,587,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F684 | RETAIL ETF | 15,825 | $1,585,000 | thousands by filing date | |
| WINGSTOP INC COM | 974155103 | Stock | 30,380 | $1,584,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 150,914 | $1,580,000 | thousands by filing date | |
| SOLAREDGE TECHNOLOGIES INC | 83417M104 | COM | 33,029 | $1,580,000 | thousands by filing date | |
| INVESCO EXCHANGETRADED FD T DWA TACTCL SCT | 46138E826 | CEF | 53,354 | $1,580,000 | thousands by filing date | |
| BLACKROCK HEALTH SCIENCES TR | 09250W107 | COM | 40,873 | $1,577,000 | thousands by filing date | |
| FLOWSERVE CORP | 34354P105 | COM | 39,031 | $1,576,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V101 | SP ADR NON VTG | 178,356 | $1,576,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALITY | 09254C107 | COM | 128,862 | $1,576,000 | thousands by filing date | |
| ABRDN PHYSICAL SILVER SHARES ETF | 26922X107 | COM | 100,500 | $1,574,000 | thousands by filing date | |
| RELIANCE INC | 759509102 | COM | 17,969 | $1,573,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734G108 | CMN | 67,275 | $1,572,000 | thousands by filing date | |
| ISHARES INC ETF MSCI GLOBAL GOLD MINERS ETF NEW | 46434G855 | ETF | 89,625 | $1,570,000 | thousands by filing date | |
| LITTELFUSE INC COM | 537008104 | Stock | 6,880 | $1,569,000 | thousands by filing date | |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 39,963 | $1,566,000 | thousands by filing date | |
| FIRSTCASH HOLDINGS INC. | 33767D105 | Common Stock | 17,429 | $1,566,000 | thousands by filing date | |
| NOVOCURE LTD | G6674U108 | ORD SHS | 50,000 | $1,565,000 | thousands by filing date | call |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 119,372 | $1,560,000 | thousands by filing date | |
| HUBBELL INC COM | 443510607 | Stock | 14,739 | $1,558,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 186,549 | $1,558,000 | thousands by filing date | |
| QUIDEL CORP | 74838J101 | COM | 23,427 | $1,558,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 238,609 | $1,558,000 | thousands by filing date | |
| GUGGENHEIM ENHANCED EQUITY I | 40167B100 | COM | 183,671 | $1,556,000 | thousands by filing date | |
| PARK NATL CORP COM | 700658107 | Stock | 13,960 | $1,555,000 | thousands by filing date | |
| NAVIENT CORPORATION COM | 63938C108 | Stock | 119,199 | $1,553,000 | thousands by filing date | |
| SOURCE CAPITAL COM SHS OF BEN I | 836144105 | CEF | 39,092 | $1,553,000 | thousands by filing date | |
| BLACKSTONE LONG-SHORT CREDIT I | 09257D102 | COM SHS BN INT | 94,185 | $1,550,000 | thousands by filing date | |
| CHINA LIFE INSURANCE CO-ADR | 16939P106 | SPON ADR REP H | 121,269 | $1,549,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 20,000 | $1,548,000 | thousands by filing date | put |
| NORTHWESTERN ENERGY GROUP INC COM NEW | 668074305 | Stock | 27,029 | $1,548,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 148,945 | $1,546,000 | thousands by filing date | |
| STELLUS CAP INVT CORP | 858568108 | COM | 120,971 | $1,546,000 | thousands by filing date | |
| BERKLEY W R CORP COM | 084423102 | Stock | 21,313 | $1,544,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 128,311 | $1,541,000 | thousands by filing date | |
| VOYA GLOBAL ADVANTAGE AND PREM | 92912R104 | COM | 132,961 | $1,540,000 | thousands by filing date | |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 58,105 | $1,534,000 | thousands by filing date | |
| ISHARES TR | 464289842 | MSCI PERU GL ETF | 39,079 | $1,534,000 | thousands by filing date | |
| OPPENHEIMER ETF TR | 68386C807 | S&P FINCIAL REVE | 23,473 | $1,532,000 | thousands by filing date | |
| NEXSTAR MEDIA GROUP INC COMMON STOCK | 65336K103 | Stock | 20,846 | $1,530,000 | thousands by filing date | |
| SODASTREAM INTERNATIONAL | M9068E105 | LTD | 17,935 | $1,530,000 | thousands by filing date | |
| NRG YIELD INC | 62942X405 | CL C | 88,984 | $1,530,000 | thousands by filing date | |
| CABOT MICROELECTRONICS CORP | 12709P103 | COM | 14,202 | $1,527,000 | thousands by filing date | |
| APPLE HOSPITALITY REIT INC COM NEW | 03784Y200 | REIT | 85,162 | $1,523,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092501 | MSCI FINLS IDX | 38,789 | $1,521,000 | thousands by filing date | |
| IBERIABANK CORP | 450828108 | COM | 20,069 | $1,521,000 | thousands by filing date | |
| GENERAC HLDGS INC | 368736104 | COM | 29,342 | $1,518,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F429 | PREFERRED SECURT | 77,319 | $1,515,000 | thousands by filing date | |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 15,000 | $1,511,000 | thousands by filing date | put |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 45,000 | $1,511,000 | thousands by filing date | put |
| SPIRE INC | 84857L101 | COM | 21,374 | $1,510,000 | thousands by filing date | |
| TEMPLETON DRAGON FD INC | 88018T101 | COM | 70,720 | $1,507,000 | thousands by filing date | |
| CORCEPT THERAPEUTICS INC | 218352102 | COM | 95,802 | $1,506,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 130,848 | $1,506,000 | thousands by filing date | |
| COVANTA HLDG CORP | 22282E102 | COM | 91,253 | $1,506,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72201C109 | COM | 145,094 | $1,505,000 | thousands by filing date | |
| HABIT RESTAURANTS INC | 40449J103 | COM CL A | 150,440 | $1,504,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 11,300 | $1,503,000 | thousands by filing date | put |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 44,560 | $1,502,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N865 | CMN | 33,065 | $1,498,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W778 | INTL MIDCAP DV | 22,939 | $1,497,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P607 | NUVEEN ESG SMLCP | 48,748 | $1,494,000 | thousands by filing date | |
| Viacom Inc Cl A | 92553P102 | CL A | 42,113 | $1,493,000 | thousands by filing date | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 145,102 | $1,491,000 | thousands by filing date | |
| GRAMERCY PPTY TR | 385002308 | COM NEW | 54,544 | $1,490,000 | thousands by filing date | |
| MORNINGSTAR INC COM | 617700109 | Stock | 11,594 | $1,487,000 | thousands by filing date | |
| SOTHERLY HOTELS INC | 83600C103 | COM | 212,279 | $1,482,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD IN | 09253N104 | COM | 94,889 | $1,481,000 | thousands by filing date | |
| ISHARES TR | 464288216 | EMGR MKT INF ETF | 52,686 | $1,481,000 | thousands by filing date | |
| HOEGH LNG PARTNERS LP | Y3262R100 | COM UNIT LTD | 82,467 | $1,481,000 | thousands by filing date | |
| TAILORED BRANDS INC | 87403A107 | COM | 57,850 | $1,476,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 122,659 | $1,472,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 15,000 | $1,470,000 | thousands by filing date | call |
| BRIGGS & STRATTON CORP | 109043109 | COM | 83,357 | $1,468,000 | thousands by filing date | |
| MANHATTAN ASSOCIATES INC COM | 562750109 | Stock | 31,079 | $1,461,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723763108 | COM SHS | 127,904 | $1,461,000 | thousands by filing date | |
| HARRIS CORP INC | 413875105 | COM | 10,100 | $1,460,000 | thousands by filing date | call |
| Merck & Co.,Inc. | 58933Y105 | COM | 24,028 | $1,459,000 | thousands by filing date | call |
| VANECK ETF TRUST | 92189F486 | IG FLOA RATE ETF | 57,745 | $1,459,000 | thousands by filing date | |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 19,986 | $1,456,000 | thousands by filing date | |
| CANADA GOOSE HLDGS INC SHS SUB VTG | 135086106 | Stock | 24,700 | $1,454,000 | thousands by filing date | put |
| AXOGEN INC | 05463X106 | COM | 28,922 | $1,454,000 | thousands by filing date | |
| INVESCO MSCI SUSTAINABLEFUTURE ETF | 46137V407 | ETF | 34,520 | $1,454,000 | thousands by filing date | |
| CELLECTIS ADS | 15117K103 | COM | 51,322 | $1,452,000 | thousands by filing date | |
| POWER INTEGRATIONS INC COM | 739276103 | Stock | 19,848 | $1,450,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 128,600 | $1,447,000 | thousands by filing date | call |
| BLACKROCK MUNICIPAL INCOME QUA | 092479104 | COM | 111,307 | $1,446,000 | thousands by filing date | |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 93,720 | $1,445,000 | thousands by filing date | |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 168,699 | $1,444,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 54,303 | $1,443,000 | thousands by filing date | |
| GENOMIC HEALTH, INC. | 37244C101 | COM | 28,614 | $1,442,000 | thousands by filing date | |
| WATTS WATER TECHNOLOGIES INC CL A | 942749102 | Stock | 18,381 | $1,441,000 | thousands by filing date | |
| SOLID BIOSCIENCES INC COM NEW | 83422E105 | Stock | 40,384 | $1,439,000 | thousands by filing date | |
| XPERI CORP | 98421B100 | COM | 89,326 | $1,438,000 | thousands by filing date | |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 202,385 | $1,433,000 | thousands by filing date | |
| ISHARES INC MSCI SPAIN ETF | 464286764 | MSCI SPAIN ETF | 47,226 | $1,433,000 | thousands by filing date | |
| STAR BULK CARRIERS CORP. | Y8162K204 | SHS PAR | 111,326 | $1,432,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R205 | 1-5 US TIP IDX | 27,669 | $1,432,000 | thousands by filing date | |
| COUSINS PROPERTIES INC | 222795106 | COM | 147,852 | $1,432,000 | thousands by filing date | |
| 2U INC | 90214J101 | COM | 17,134 | $1,432,000 | thousands by filing date | |
| ISHARES TR | 46432F875 | MRNGSTR INC ETF | 58,239 | $1,430,000 | thousands by filing date | |
| NUVEEN MD PREM INC MUNI FUND | 67061Q107 | mf | 117,910 | $1,430,000 | thousands by filing date | |
| PHI INC-NON VOTING | 69336T205 | COM | 140,457 | $1,428,000 | thousands by filing date | |
| RENASANT CORP | 75970E107 | COM | 31,349 | $1,427,000 | thousands by filing date | |
| MIDDLESEX WTR CO | 596680108 | COM | 33,835 | $1,427,000 | thousands by filing date | |
| EPLUS INC | 294268107 | COM | 15,165 | $1,427,000 | thousands by filing date | |
| ISHARES TR | 46432F370 | MSCI USA SZE FT | 16,909 | $1,425,000 | thousands by filing date | |
| FULTON FINL CORP PA | 360271100 | COM | 86,309 | $1,424,000 | thousands by filing date | |
| NEUBERGER BERMAN NY INT MUN | 64124K102 | COM | 123,875 | $1,423,000 | thousands by filing date | |
| REDFIN CORP | 75737F108 | COM | 61,398 | $1,417,000 | thousands by filing date | |
| ISHARES TR | 46435G672 | CORE INTL AGGR | 26,819 | $1,413,000 | thousands by filing date | |
| CALIFORNIA WTR SVC GROUP | 130788102 | COM | 36,258 | $1,412,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P300 | NUVEEN ESG LRGVL | 49,449 | $1,411,000 | thousands by filing date | |
| NOBLE ENERGY INC | 655044105 | COM | 40,000 | $1,411,000 | thousands by filing date | put |
| INVESCO VALUE MUNICIPAL INCOME | 46132P108 | COM | 99,313 | $1,404,000 | thousands by filing date | |
| THOR INDS INC | 885160101 | COM | 14,400 | $1,402,000 | thousands by filing date | put |
| TORTOISE PIPELINE & ENERGY F | 89148H108 | COM | 81,686 | $1,402,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 322,500 | $1,400,000 | thousands by filing date | call |
| NORTHWEST NATURAL GAS CO | 667655104 | COM | 21,920 | $1,398,000 | thousands by filing date | |
| MINERALS TECHNOLOGIES INC COM | 603158106 | Stock | 18,545 | $1,397,000 | thousands by filing date | |
| APOLLO SENIOR FLOATING RATE FU | 037636107 | COM | 85,536 | $1,397,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 5,000 | $1,396,000 | thousands by filing date | put |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 390,816 | $1,387,000 | thousands by filing date | |
| BARINGS GLOBAL SHORT DURATIO | 06760L100 | COM | 73,818 | $1,386,000 | thousands by filing date | |
| FOREST CITY RLTY TR INC | 345605109 | COM CL A | 60,602 | $1,382,000 | thousands by filing date | |
| PLURALSIGHT INC | 72941B106 | COM CL A | 56,527 | $1,382,000 | thousands by filing date | |
| PROASSURANCE CORP | 74267C106 | COM | 38,946 | $1,381,000 | thousands by filing date | |
| COCA-COLA FEMSA SAB DE CV SPONS ADS REP | 191241108 | ADR | 24,451 | $1,380,000 | thousands by filing date | |
| MEDIFAST INC | 58470H101 | COM | 8,618 | $1,380,000 | thousands by filing date | |
| MESA LABS INC COM | 59064R109 | Stock | 6,527 | $1,378,000 | thousands by filing date | |
| VONAGE HLDGS CORP | 92886T201 | COM | 106,869 | $1,378,000 | thousands by filing date | |
| AUTODESK INC COM | 052769106 | Stock | 10,500 | $1,376,000 | thousands by filing date | call |
| COPT DEFENSE PROPERTIES | 22002T108 | SHS BEN INT | 47,471 | $1,376,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-18-008576 | this filing | 2018-08-14 | acceptance time not in the bulk data set |