13F-HR filed by UBS Group AG
UBS Group AG filed this 13F-HR for the quarter ended 2018-06-30, filed 2018-08-14, with 8,042 holding rows worth $230,936,215,000.
- Accession
- 0000950123-18-008576
- Filer
- CIK 1610520
- Filed
- 2018-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2018
A combination report, 13,708 entries on the cover page, a total value of $230,936,215,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $230,936,291,000 with VALUE read as thousands by filing date, 13F file number 028-16612. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerUBS ASSET MANAGEMENT (AMERICAS) INC 028-02682
- reports for this filerUBS OCONNOR LLC 028-06327
- included managerUBS Financial Services Inc. 028-11496
- included managerUBS Swiss Financial Advisors AG 028-11603
- included managerUBS AG New York Branch 028-07344
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| PROSHARES TR | 74347R818 | PSHS ULT SCAP600 | 792 | $92,000 | thousands by filing date | |
| CUSHING RENAISSANCE FD | 231647108 | COM | 5,076 | $92,000 | thousands by filing date | |
| FRP HOLDINGS INC | 30292L107 | COMMON STOCK | 1,416 | $92,000 | thousands by filing date | |
| PROSHARES TR | 74347X500 | ULTR MSCI ETF | 2,290 | $92,000 | thousands by filing date | |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 23,100 | $92,000 | thousands by filing date | put |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 32,460 | $92,000 | thousands by filing date | |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 19,420 | $91,000 | thousands by filing date | |
| LCI INDS | 50189K103 | COM | 1,013 | $91,000 | thousands by filing date | |
| AGILYSYS INC | 00847J105 | COM | 5,874 | $91,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092881 | MSCI MATLS INDEX | 2,698 | $91,000 | thousands by filing date | |
| DCT INDUSTRIAL TRUST INC | 233153204 | COM NEW | 1,367 | $91,000 | thousands by filing date | |
| Seadrill Partners, LLC | Y7545W109 | LTD | 26,304 | $91,000 | thousands by filing date | |
| OIL STS INTL INC | 678026105 | COM | 2,799 | $90,000 | thousands by filing date | |
| CALIX INC | 13100M509 | COM | 11,522 | $90,000 | thousands by filing date | |
| EMPIRE ST RLTY OP L P | 292102100 | UNIT LTD PRTNSP | 5,253 | $90,000 | thousands by filing date | |
| SOTHEBYS | 835898107 | COM | 1,672 | $90,000 | thousands by filing date | |
| TURNING PT BRANDS INC COM | 90041L105 | Stock | 2,799 | $90,000 | thousands by filing date | |
| ABSOLUTE SHS TR | 00400R601 | WBI BBR VAL 3000 | 3,208 | $90,000 | thousands by filing date | |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 14,034 | $90,000 | thousands by filing date | |
| DIREXION DAILY S&P BIOTECH BULL 3X ETF | 25490K323 | ETF | 944 | $90,000 | thousands by filing date | |
| ADAMAS PHARMACEUTICALS INC | 00548A106 | COM | 3,465 | $90,000 | thousands by filing date | |
| ENDOCYTE INC | 29269A102 | COM | 6,509 | $90,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 18,410 | $90,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D670 | 3X INVERS GOLD | 1,823 | $90,000 | thousands by filing date | |
| TECHNIPFMC PLC COM | G87110105 | Stock | 2,800 | $89,000 | thousands by filing date | put |
| SEACOR MARINE HLDGS INC COM | 78413P101 | Stock | 3,863 | $89,000 | thousands by filing date | |
| DORIAN LPG LTD | Y2106R110 | SHS USD | 11,637 | $89,000 | thousands by filing date | |
| KELLY SVCS INC | 488152208 | CL A | 3,961 | $89,000 | thousands by filing date | |
| Matrix Service Company | 576853105 | COM | 4,877 | $89,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 24,092 | $89,000 | thousands by filing date | |
| KIMBALL ELECTRONICS INC | 49428J109 | COMMON STOCK | 4,858 | $89,000 | thousands by filing date | |
| NAVIOS MARITIME PART LP | Y62267102 | COM UT LTD PTN | 47,104 | $89,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P806 | RIVRFRNT DYN EUR | 1,429 | $89,000 | thousands by filing date | |
| ALTISOURCE PORTFOLIO SOLNS S | L0175J104 | REG SHS | 3,048 | $89,000 | thousands by filing date | |
| TRISTATE CAP HLDGS INC COM | 89678F100 | COM | 3,419 | $89,000 | thousands by filing date | |
| CAMBIUM LEARNING GRP INC COM | 13201A107 | COM | 7,987 | $89,000 | thousands by filing date | |
| BLACKROCK MUNI N Y INTER DUR | 09255F109 | COM | 7,000 | $89,000 | thousands by filing date | |
| EQUITY COMWLTH | 294628201 | 6.5% CNV PFD D | 3,416 | $89,000 | thousands by filing date | |
| CARBON BLACK INC | 14081R103 | COM | 3,422 | $89,000 | thousands by filing date | |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 13,421 | $88,000 | thousands by filing date | |
| SIERRA BANCORP | 82620P102 | COM | 3,099 | $88,000 | thousands by filing date | |
| CLEARFIELD INC | 18482P103 | COMMON STOCK | 7,982 | $88,000 | thousands by filing date | |
| QCR HOLDINGS INC | 74727A104 | COMMON STOCK | 1,862 | $88,000 | thousands by filing date | |
| FIRST MID BANCSHARES INC | 320866106 | COMMON STOCK | 2,245 | $88,000 | thousands by filing date | |
| DASEKE INC | 23753F107 | COM | 8,935 | $88,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 25,909 | $88,000 | thousands by filing date | |
| PROSHARES TR | 74348A525 | ULSHOIL&GASNEW13 | 2,894 | $88,000 | thousands by filing date | |
| QUANTENNA COMMUNICATIONS INC | 74766D100 | COM | 5,653 | $88,000 | thousands by filing date | |
| BLACKROCK MASS TAX-EXEMPT TR | 09258E109 | SH BEN INT | 6,775 | $88,000 | thousands by filing date | |
| CARPENTER TECHNOLOGY CORP | 144285103 | COM | 1,666 | $87,000 | thousands by filing date | |
| DXP ENTERPRISES INC | 233377407 | COM NEW | 2,291 | $87,000 | thousands by filing date | |
| RESOURCES CONNECTION INC | 76122Q105 | COM | 5,129 | $87,000 | thousands by filing date | |
| SOUTHERN FIRST BANCSHARES | 842873101 | COMMON STOCK | 1,971 | $87,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 13,218 | $87,000 | thousands by filing date | |
| INSYS THERAPEUTICS INC | 45824V209 | COMMON STOCK | 12,019 | $87,000 | thousands by filing date | |
| UPLAND SOFTWARE INC | 91544A109 | COMMON STOCK | 2,532 | $87,000 | thousands by filing date | |
| SILVERBOW RES INC | 82836G102 | COM | 3,014 | $87,000 | thousands by filing date | |
| UNITED SEC BANCSHARES CALIF | 911460103 | COM | 7,835 | $87,000 | thousands by filing date | |
| NEW HOME CO INC COM | 645370107 | COM | 8,741 | $87,000 | thousands by filing date | |
| TIGENIX | 88675R109 | SPONSORED ADS | 2,126 | $87,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P103 | LNG/SHT EQUITY | 2,200 | $86,000 | thousands by filing date | |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 42,683 | $86,000 | thousands by filing date | |
| ABSOLUTE SHS TR | 00400R858 | WBI PWR FACTOR | 3,190 | $86,000 | thousands by filing date | |
| AVID BIOSERVICES INC | 05368M106 | COM | 21,752 | $86,000 | thousands by filing date | |
| OLYMPIC STEEL INC COM | 68162K106 | Stock | 4,252 | $86,000 | thousands by filing date | |
| COMPANIA CERVECERIAS UNIDAS | 204429104 | SPONSORED ADR | 3,436 | $85,000 | thousands by filing date | |
| AFFIMED N V | N01045108 | COM | 51,565 | $85,000 | thousands by filing date | |
| MORGAN STANLEY | 61747W257 | RENMIN/USD ETN | 1,917 | $85,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K356 | OIL GAS BL 3X SH | 2,081 | $85,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J305 | MULTIFACTOR CO | 2,648 | $85,000 | thousands by filing date | |
| NAVIGATOR HLDGS LTD SHS | Y62132108 | Stock | 6,668 | $84,000 | thousands by filing date | |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 3,428 | $84,000 | thousands by filing date | |
| BIGLARI HOLDINGS INC B | 08986R309 | COMMON STOCK | 456 | $84,000 | thousands by filing date | |
| JOHNSON OUTDOORS INC A | 479167108 | COMMON STOCK | 994 | $84,000 | thousands by filing date | |
| ISHARES INC | 464286327 | MSCI GLB SLV&MTL | 8,361 | $84,000 | thousands by filing date | |
| PROPHASE LABS INC | 74345W108 | COM | 25,713 | $84,000 | thousands by filing date | |
| ECOLOGY & ENVIRONMENT INC | 278878103 | CL A | 6,757 | $84,000 | thousands by filing date | |
| INVESCO DB MLTI SECTR CMMTY | 46140H601 | GOLD FD | 2,141 | $84,000 | thousands by filing date | |
| GREEN BANCORP INC | 39260X100 | COM | 3,890 | $84,000 | thousands by filing date | |
| EHI CAR SVCS LTD | 26853A100 | SPON ADS CL A | 6,465 | $84,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E305 | CDN ENERGY INM | 10,387 | $84,000 | thousands by filing date | |
| Fidelity MSCI Real Estate Index ETF | 316092857 | SHS | 3,381 | $83,000 | thousands by filing date | |
| CAREDX INC | 14167L103 | COM | 6,769 | $83,000 | thousands by filing date | |
| VERA BRADLEY INC | 92335C106 | COM | 5,913 | $83,000 | thousands by filing date | |
| OMEGA FLEX INC | 682095104 | COMMON STOCK | 1,053 | $83,000 | thousands by filing date | |
| PROSHARES TR | 74347R214 | PSHS ULT NASB | 1,444 | $83,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G409 | S&P SMLCP UTIL | 1,524 | $83,000 | thousands by filing date | |
| Call - MTB $73.86 Exp 12/23/2018 | 55261F112 | Warrants | 860 | $83,000 | thousands by filing date | |
| COMSTOCK RES INC | 205768AM6 | NOTE 7.750% 4/0 | 85,000 | $83,000 | thousands by filing date | principal |
| JP MORGAN EXCHANGE TRADED FD | 46641Q506 | DIVRSFD RT INT | 2,796 | $83,000 | thousands by filing date | |
| UNITY BANCORP INC | 913290102 | COMMON STOCK | 3,627 | $82,000 | thousands by filing date | |
| MULTI-COLOR | 625383104 | COM | 1,260 | $82,000 | thousands by filing date | |
| NATURAL HEALTH TRENDS CORP | 63888P406 | COM | 3,288 | $82,000 | thousands by filing date | |
| ObsEva SA | H5861P103 | COM | 5,419 | $82,000 | thousands by filing date | |
| PROSHARES SP 500 DIVIDEND ARISTOCRATS ETF | 74347B482 | ETF | 2,211 | $82,000 | thousands by filing date | |
| FIRST BANCSHARES INC MISS | 318916103 | COM | 2,273 | $82,000 | thousands by filing date | |
| CORINDUS VASCULAR ROBOTICS I | 218730109 | COM | 99,689 | $82,000 | thousands by filing date | |
| OSI ETF TR | 67110P209 | OSI ETF TR | 3,122 | $82,000 | thousands by filing date | |
| PROSHARES TR | 74347B417 | K1 FRE CRD OIL | 3,019 | $82,000 | thousands by filing date | |
| LUXOFT HLDG INC | G57279104 | ORD SHS CL A | 2,222 | $81,000 | thousands by filing date | |
| INTREPID POTASH INC | 46121Y102 | COM | 19,806 | $81,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L753 | CR SCORED LONG | 1,636 | $81,000 | thousands by filing date | |
| CZR | 127686103 | Stock | 7,616 | $81,000 | thousands by filing date | |
| ARQULE INC | 04269E107 | COM | 14,607 | $81,000 | thousands by filing date | |
| PHI INC | 69336T106 | COM VTG | 7,717 | $81,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E804 | NASDQ CHINA TECH | 2,746 | $81,000 | thousands by filing date | |
| JUPAI HLDGS LTD | 48205B107 | ADS | 4,286 | $81,000 | thousands by filing date | |
| VERACYTE INC COM | 92337F107 | Stock | 8,614 | $80,000 | thousands by filing date | |
| MFS GOVT MKTS INCOME TR | 552939100 | SH BEN INT | 17,914 | $80,000 | thousands by filing date | |
| RHYTHM PHARMACEUTICALS INC | 76243J105 | COM | 2,567 | $80,000 | thousands by filing date | |
| Bancorp 34 Inc | 05970V106 | Com | 5,354 | $80,000 | thousands by filing date | |
| MECHEL PAO | 583840608 | SPONSORED ADR NE | 25,528 | $80,000 | thousands by filing date | |
| K12 INC | 48273U102 | COM | 4,904 | $80,000 | thousands by filing date | |
| CRAFT BREW ALLIANCE INC | 224122101 | COM | 3,852 | $80,000 | thousands by filing date | |
| INDUSTRIAS BACHOCO S A B DE | 456463108 | ADR | 1,396 | $80,000 | thousands by filing date | |
| ELEVATE CREDIT INC | 28621V101 | COM | 9,477 | $80,000 | thousands by filing date | |
| ISHARES TR | 46429B465 | MSCI GERMNY ETF | 1,330 | $80,000 | thousands by filing date | |
| TECHNIPFMC PLC COM | G87110105 | Stock | 2,500 | $79,000 | thousands by filing date | call |
| GREEN PLAINS INC | 393222104 | COM | 4,301 | $79,000 | thousands by filing date | |
| BANK OF MARIN BANCORP CA | 063425102 | COMMON STOCK | 972 | $79,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X853 | INTL EQUITY OPP | 2,282 | $79,000 | thousands by filing date | |
| BASSETT FURNITURE INDS INC COM | 070203104 | Stock | 2,866 | $79,000 | thousands by filing date | |
| PENNYMAC FINANCIAL SERVICE-A | 70932B101 | CL A | 4,011 | $79,000 | thousands by filing date | |
| EATON VANCE MICH MUN BD FD | 27828M104 | COM | 6,026 | $79,000 | thousands by filing date | |
| EMCLAIRE FINL CORP | 290828102 | COM | 2,300 | $79,000 | thousands by filing date | |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 24,684 | $78,000 | thousands by filing date | |
| COVENANT LOGISTICS GROUP INC | 22284P105 | CL A | 2,474 | $78,000 | thousands by filing date | |
| ORIGIN BANCORP INC | 68621T102 | COMMON STOCK | 1,911 | $78,000 | thousands by filing date | |
| THE CENTRAL AND EASTERN EU I | 153436100 | COM | 3,388 | $78,000 | thousands by filing date | |
| FLAGSTAR BANK NATIONAL ASSOC | 64944P307 | UNIT 05/07/2051 | 1,560 | $78,000 | thousands by filing date | |
| CATALYST BIOSCIENCES INC | 14888D208 | COM | 6,684 | $78,000 | thousands by filing date | |
| ENDURO ROYALTY TRUST | 29269K100 | COMMON | 21,000 | $78,000 | thousands by filing date | |
| COVIA HLDGS CORP | 22305A103 | COM | 4,191 | $78,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K166 | DAILY EUROPEAN | 2,192 | $78,000 | thousands by filing date | |
| GRANITESHARES ETF TR | 38747R207 | S&P GSCI CM K 1 | 2,564 | $78,000 | thousands by filing date | |
| SPOK HLDGS INC COM | 84863T106 | Stock | 5,151 | $77,000 | thousands by filing date | |
| DAUCH CORP | 024061103 | COM | 4,924 | $77,000 | thousands by filing date | |
| XOMA ROYALTY CORPORATION | 98419J206 | COMMON STOCK | 3,682 | $77,000 | thousands by filing date | |
| RIVERVIEW BANCORP INC | 769397100 | COM | 9,140 | $77,000 | thousands by filing date | |
| VOC ENERGY TR | 91829B103 | TR UNIT | 14,415 | $77,000 | thousands by filing date | |
| CHARTER FINANCIAL CORP | 16122W108 | COM | 3,183 | $77,000 | thousands by filing date | |
| NEXEO SOLUTIONS INC | 65342H102 | COM SHS | 8,439 | $77,000 | thousands by filing date | |
| ENTERCOM COMMUNICATIONS CORP | 293639100 | CL A | 10,128 | $76,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F508 | FLEXIBL MUN HIGH | 4,244 | $76,000 | thousands by filing date | |
| PROSHARES TR | 74347R768 | ULTRA CONSU STAP | 1,779 | $76,000 | thousands by filing date | |
| GOLD STD VENTURES CORP | 380738104 | COM | 55,859 | $76,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E606 | CHINA FINL ETF | 4,500 | $76,000 | thousands by filing date | |
| VALHI INC NEW | 918905100 | COM | 16,041 | $76,000 | thousands by filing date | |
| DIREXION DAILY ENERGY BUL 3X | 25459W888 | CMN | 2,000 | $76,000 | thousands by filing date | |
| PROSHARES ULTRA | 74347R719 | PSHS ULTRA O&G | 1,735 | $76,000 | thousands by filing date | |
| CHEETAH MOBILE INC SPONSORED ADS | 163075104 | ADR | 7,960 | $76,000 | thousands by filing date | |
| USCF FDS TR | 91733T307 | US 3X OIL FD | 974 | $76,000 | thousands by filing date | |
| ENERGY XXI GULF COAST INC | 29276K101 | COM | 8,572 | $76,000 | thousands by filing date | |
| BOJANGLES INC | 097488100 | COM | 5,309 | $76,000 | thousands by filing date | |
| BOK FINL CORP COM NEW | 05561Q201 | Stock | 794 | $75,000 | thousands by filing date | |
| ITURAN LOCATION AND CONTROL SHS | M6158M104 | Stock | 2,467 | $75,000 | thousands by filing date | |
| ANGIODYNAMICS INC | 03475V101 | COM | 3,376 | $75,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 800 | $75,000 | thousands by filing date | call |
| TELEFONICA BRASIL SA FSPONSORED ADR 1 ADR REPS 2 ORD SHS | 87936R106 | COM | 6,300 | $75,000 | thousands by filing date | call |
| CLOUD PEAK ENERGY INC | 18911Q102 | COM | 21,526 | $75,000 | thousands by filing date | |
| STEIN MART INC | 858375108 | COM | 30,348 | $75,000 | thousands by filing date | |
| EMC INS GROUP INC | 268664109 | COM | 2,724 | $75,000 | thousands by filing date | |
| LEAF GROUP LTD | 52177G102 | COM | 6,908 | $75,000 | thousands by filing date | |
| PRA Group Inc | 69354N106 | COM | 1,919 | $74,000 | thousands by filing date | |
| TITAN MACHY INC | 88830R101 | COM | 4,760 | $74,000 | thousands by filing date | |
| MERCHANTS BANCORP IND | 58844R108 | COM | 2,599 | $74,000 | thousands by filing date | |
| C F FINANCIAL CORP | 12466Q104 | COMMON STOCK | 1,184 | $74,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V290 | S&P500 EQL REL | 2,666 | $74,000 | thousands by filing date | |
| NUVEEN MINN QUALITY MUN INM | 670734102 | SHS | 5,546 | $74,000 | thousands by filing date | |
| FIRST TR MTG INCOME FD | 33734E103 | COM SHS | 5,528 | $74,000 | thousands by filing date | |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 4,705 | $74,000 | thousands by filing date | |
| GENMARK DIAGNOSTICS INC | 372309104 | COM | 11,595 | $74,000 | thousands by filing date | |
| AMERICAN NATL BANKSHARES INC | 027745108 | COM | 1,858 | $74,000 | thousands by filing date | |
| SYNERGY PHARMACEUTICALS DEL | 871639308 | COM NEW | 42,500 | $74,000 | thousands by filing date | put |
| ADVISORSHARES TR | 00768Y727 | NEWFLT MULSINC | 1,551 | $74,000 | thousands by filing date | |
| Adverum Biotechnologies, Inc. | 00773U108 | Common Stock | 13,973 | $74,000 | thousands by filing date | |
| NUVECTRA CORP | 67075N108 | COM | 3,598 | $74,000 | thousands by filing date | |
| PRESIDIO INC | 74102M103 | COM | 5,630 | $74,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K133 | DAILY GOLD MINER | 3,057 | $74,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B552 | HDGD FTSE EURO | 3,858 | $74,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A529 | NYSE PICKENS | 2,742 | $74,000 | thousands by filing date | |
| POWELL INDS INC | 739128106 | COM | 2,099 | $73,000 | thousands by filing date | |
| COCA COLA CONS INC | 191098102 | COM | 543 | $73,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y657 | US PFD ETF | 2,990 | $73,000 | thousands by filing date | |
| UFP TECHNOLOGIES INC | 902673102 | COM | 2,394 | $73,000 | thousands by filing date | |
| CIRCOR INTL INC | 17273K109 | COM | 1,988 | $73,000 | thousands by filing date | |
| TESLA INC | 88160RAD3 | NOTE 2.375% 3/1 | 60,000 | $73,000 | thousands by filing date | principal |
| AU OPTRONICS CORP | 002255107 | SPONSORED ADR | 17,255 | $73,000 | thousands by filing date | |
| MACKINAC FINL CORP | 554571109 | COM | 4,357 | $73,000 | thousands by filing date | |
| ON DECK CAP INC | 682163100 | COM | 10,440 | $73,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 500 | $72,000 | thousands by filing date | put |
| BELDEN INC COM | 077454106 | Stock | 1,184 | $72,000 | thousands by filing date | |
| CRYOPORT INC COM PAR $0.001 | 229050307 | Stock | 4,588 | $72,000 | thousands by filing date | |
| MERCURY SYS INC COM | 589378108 | Stock | 1,894 | $72,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524722 | 1000 INDEX ETF | 2,685 | $72,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X309 | S NETWRK FUT VEH | 1,917 | $72,000 | thousands by filing date | |
| PROSHARES TR | 74347B490 | ULTRA MSCI BRAZI | 1,514 | $72,000 | thousands by filing date | |
| MODEL N INC | 607525102 | COM | 3,879 | $72,000 | thousands by filing date | |
| ZIX CORP | 98974P100 | COM | 13,399 | $72,000 | thousands by filing date | |
| SHILOH INDUSTRIES INC | 824543102 | COM | 8,214 | $72,000 | thousands by filing date | |
| EMERGE ENERGY SVCS LP | 29102H108 | COM REP PARTN | 10,147 | $72,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS FD | 61744G107 | COM | 4,416 | $72,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F734 | RUSSIA SMALL CAP | 2,006 | $72,000 | thousands by filing date | |
| EXANTAS CAP CORP | 30068N105 | COM NEW | 7,013 | $72,000 | thousands by filing date | |
| RELIANT BANCORP INC | 75956B101 | COM | 2,593 | $72,000 | thousands by filing date | |
| FI ENHANCED GLBL HIGH YLD BCSB | 06746Q249 | COM | 757 | $72,000 | thousands by filing date | |
| ROCKET PHARMACEUTICALS INC | 77313F106 | COM | 3,639 | $71,000 | thousands by filing date | |
| FEDERATED HERMES PREM MUNI I | 31423P108 | COM | 5,327 | $71,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P835 | FTSE BRAZIL | 3,571 | $71,000 | thousands by filing date | |
| WINDSTREAM HLDGS INC | 97382A309 | COM PAR | 13,418 | $71,000 | thousands by filing date | |
| BANKFINANCIAL CORP | 06643P104 | COM | 3,997 | $71,000 | thousands by filing date | |
| PHH CORP | 693320202 | COM NEW | 6,577 | $71,000 | thousands by filing date | |
| TSAKOS ENERGY NAVIGATION LTD | G9108L108 | SHS | 19,001 | $71,000 | thousands by filing date | |
| KEYW HLDG CORP | 493723100 | COM | 8,170 | $71,000 | thousands by filing date | |
| TESSCO TECHNOLOGIES INC | 872386107 | COM | 4,081 | $71,000 | thousands by filing date | |
| CHANNELADVISOR CORP | 159179100 | COM | 5,018 | $71,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E836 | DLY SEMICNDTR 3X | 6,249 | $71,000 | thousands by filing date | |
| BLUE APRON HLDGS INC | 09523Q101 | CL A | 21,220 | $71,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F783 | POLAND ETF | 4,509 | $71,000 | thousands by filing date | |
| RAMBUS INC DEL COM | 750917106 | Stock | 5,632 | $70,000 | thousands by filing date | |
| ARGENX SE SPONSORED ADR | 04016X101 | ADR | 845 | $70,000 | thousands by filing date | |
| BLUE BIRD CORP | 095306106 | COM | 3,139 | $70,000 | thousands by filing date | |
| THERAVANCE BIOPHARMA INC | G8807B106 | COM | 3,085 | $70,000 | thousands by filing date | |
| SOUTHERN MISSOURI BANCORP | 843380106 | COMMON STOCK | 1,797 | $70,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F866 | AFRICA INDEX ETF | 2,999 | $70,000 | thousands by filing date | |
| PROSHARES TR | 74347X526 | ULT FTSE EUROPE | 1,313 | $70,000 | thousands by filing date | |
| SouthState Corp | 840441109 | Common Stock | 817 | $70,000 | thousands by filing date | |
| SUN HYDRAULICS CORP | 866942105 | COM | 1,452 | $70,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E192 | GBL X MSCI PT ET | 5,519 | $70,000 | thousands by filing date | |
| JOHN HANCOCK MULTIFACTOR INDUSTRIALS ETF | 47804J883 | ETF | 2,064 | $70,000 | thousands by filing date | |
| J P MORGAN EXCHANGETRADED F DIV RTN EU ETF | 46641Q605 | Stock | 1,194 | $70,000 | thousands by filing date | |
| VNET GROUP INC | 90138A103 | SPONSORED ADS A | 7,076 | $69,000 | thousands by filing date | |
| LIMONEIRA CO | 532746104 | COM | 2,812 | $69,000 | thousands by filing date | |
| HOME BANCORP INC | 43689E107 | COMMON STOCK | 1,486 | $69,000 | thousands by filing date | |
| HOMETRUST BANCSHARES INC | 437872104 | COMMON STOCK | 2,462 | $69,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 4,744 | $69,000 | thousands by filing date | |
| MIDWESTONE FINACIAL GROUP I | 598511103 | COMMON STOCK | 2,056 | $69,000 | thousands by filing date | |
| CODORUS VY BANCORP INC | 192025104 | COM | 2,263 | $69,000 | thousands by filing date | |
| SOUTHERN NATL BANCORP OF VA | 843395104 | COM | 3,865 | $69,000 | thousands by filing date | |
| SYROS PHARMACEUTICALS INC | 87184Q107 | COM | 6,754 | $69,000 | thousands by filing date | |
| Engility Holdings Inc | 29286C107 | COM | 2,241 | $69,000 | thousands by filing date | |
| NABRIVA THERAPEUTICS PLC | G63637105 | SHS | 19,940 | $69,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06744M836 | NT LKD SER B26 | 486 | $69,000 | thousands by filing date | |
| BANCORP INC DEL | 05969A105 | COM | 6,526 | $68,000 | thousands by filing date | |
| DAKTRONICS INC | 234264109 | COM | 7,939 | $68,000 | thousands by filing date | |
| DONNELLEY FINL SOLUTIONS INC | 25787G100 | COM | 3,921 | $68,000 | thousands by filing date | |
| PDF SOLUTIONS INC | 693282105 | COMMON STOCK | 5,681 | $68,000 | thousands by filing date | |
| INVESCO QQQ TRUST SERIES 1 | 74347B268 | ULTRAPRO SHORT S | 1,705 | $68,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD ARIZ FD | 09254K109 | COM | 4,557 | $68,000 | thousands by filing date | |
| SONIC FDRY INC | 83545R207 | COM NEW | 29,830 | $68,000 | thousands by filing date | |
| LINCOLN NATL CORP IND | 534187117 | *W EXP 07/10/201 | 1,100 | $68,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X305 | MID EAST DIVD | 3,515 | $68,000 | thousands by filing date | |
| PROSHARES ULTRAPRO NASDAQ BIOTECHNOLOGY ETF | 74347B474 | ETF | 2,045 | $68,000 | thousands by filing date | |
| SEMPRA ENERGY | 816851406 | 6% PFD CONV A | 660 | $68,000 | thousands by filing date | |
| CITIGROUP GLOBAL | 17326E662 | MKT HLDGS I VELCTYSHS USDJPY | 2,620 | $68,000 | thousands by filing date | |
| WISDOMTREE TR | 97717Y832 | ICBCCS S&P CHINA | 2,384 | $68,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X446 | GBL SMLCP DIVI | 2,090 | $68,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y594 | PAC EN FLTG RT | 1,400 | $68,000 | thousands by filing date | |
| QUANTA SVCS INC | 74762E102 | COM | 2,000 | $67,000 | thousands by filing date | call |
| GRAHAM CORP | 384556106 | COM | 2,623 | $67,000 | thousands by filing date | |
| MERIDIAN CORP | 58958P104 | COMMON STOCK | 3,708 | $67,000 | thousands by filing date | |
| TIMBERLAND BANCORP INC | 887098101 | COMMON STOCK | 1,803 | $67,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R795 | NASDAQ TRANSN | 2,767 | $67,000 | thousands by filing date | |
| INDEPENDENT BANK GROUP INC | 45384B106 | COM | 1,008 | $67,000 | thousands by filing date | |
| CLEARSIDE BIOMEDICAL INC | 185063104 | COM | 6,248 | $67,000 | thousands by filing date | |
| MARIN SOFTWARE INC | 56804T205 | COM NEW | 11,495 | $67,000 | thousands by filing date | |
| CITIGROUP INC NEW | 17321F201 | CTRAKS ETN MILLR | 4,688 | $67,000 | thousands by filing date | |
| 1 800 FLOWERS COM INC | 68243Q106 | CL A | 5,228 | $66,000 | thousands by filing date | |
| GREIF INC | 397624206 | CL B | 1,145 | $66,000 | thousands by filing date | |
| EHEALTH INC | 28238P109 | COM | 3,007 | $66,000 | thousands by filing date | |
| EZCORP INC | 302301106 | CL A NON VTG | 5,492 | $66,000 | thousands by filing date | |
| FARMERS NATL BANC CORP | 309627107 | COMMON STOCK | 4,109 | $66,000 | thousands by filing date | |
| FIRST BUSINESS FINANCIAL SER | 319390100 | COMMON STOCK | 2,527 | $66,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524789 | FUNDAMENTAL US B | 1,760 | $66,000 | thousands by filing date | |
| NN INC | 629337106 | COM | 3,513 | $66,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F460 | CEF MUNI INCOME | 2,613 | $66,000 | thousands by filing date | |
| PROSHARES TR | 74347B185 | FUND | 2,859 | $66,000 | thousands by filing date | |
| CENTRAL VY CMNTY BANCORP | 155685100 | COM | 3,116 | $66,000 | thousands by filing date | |
| NUVEEN NY | 670706100 | COM | 4,792 | $66,000 | thousands by filing date | |
| TOCAGEN INC | 888846102 | COM | 7,036 | $66,000 | thousands by filing date | |
| ISHARES TR | 46435G664 | ADAPTV EUR ETF | 2,314 | $66,000 | thousands by filing date | |
| SMITH A O CORP COM | 831865209 | Stock | 1,100 | $65,000 | thousands by filing date | call |
| CADIZ INC | 127537207 | COM NEW | 4,956 | $65,000 | thousands by filing date | |
| CRA INTL INC | 12618T105 | COM | 1,269 | $65,000 | thousands by filing date | |
| A10 NETWORKS INC | 002121101 | COM | 10,409 | $65,000 | thousands by filing date | |
| GABELLI CONVERTIBLE & INCOME S | 36240B109 | COM | 9,950 | $65,000 | thousands by filing date | |
| ISHARES TR | 46429B333 | GNMA BOND ETF | 1,348 | $65,000 | thousands by filing date | |
| TRANSCONTINENTAL RLTY INVS | 893617209 | COM NEW | 1,914 | $65,000 | thousands by filing date | |
| NRC HEALTH | 637372202 | COMMON STOCK | 1,732 | $65,000 | thousands by filing date | |
| GAIA INC NEW | 36269P104 | CL A | 3,167 | $65,000 | thousands by filing date | |
| EDUCATIONAL DEV CORP | 281479105 | COM | 3,472 | $65,000 | thousands by filing date | |
| COWEN GROUP INC | 223622606 | COMMON STOCK | 4,695 | $65,000 | thousands by filing date | |
| GOL LINHAS AEREAS INTELIGENT | 38045R206 | SPON ADR PFD NEW | 12,230 | $65,000 | thousands by filing date | |
| INVUITY INC | 46187J205 | COM NEW | 16,441 | $65,000 | thousands by filing date | |
| SIENNA BIOPHARMACEUTICALS IN | 82622H108 | COM | 4,300 | $65,000 | thousands by filing date | |
| INVESCO CURNCYSHS SNGPORE DL | 46138Y103 | SINGAPORE DLR | 907 | $65,000 | thousands by filing date | |
| OPPENHEIMER ETF TR | 68386C781 | GLOBAL ESG ETF | 2,203 | $65,000 | thousands by filing date | |
| ACUSHNET HLDGS CORP | 005098108 | COM | 2,636 | $64,000 | thousands by filing date | |
| DUCOMMUN INC DEL | 264147109 | COM | 1,930 | $64,000 | thousands by filing date | |
| HEARTLAND EXPRESS INC | 422347104 | COM | 3,457 | $64,000 | thousands by filing date | |
| READING INTL INC | 755408101 | CL A | 4,021 | $64,000 | thousands by filing date | |
| PRINCIPAL EXCHANGE TRADED FD | 74255Y300 | PRNCPL VLU ETF | 1,965 | $64,000 | thousands by filing date | |
| MACATAWA BANK CORP | 554225102 | COMMON STOCK | 5,324 | $64,000 | thousands by filing date | |
| LOGILITY SUPPLY CHAIN SOLUTIONS | 029683109 | COMMON STOCK | 4,394 | $64,000 | thousands by filing date | |
| PENNS WOODS BANCORP INC | 708430103 | COM | 1,423 | $64,000 | thousands by filing date | |
| U S XPRESS ENTERPRISES INC | 90338N202 | COM | 4,256 | $64,000 | thousands by filing date | |
| EATON VANCE PA MUNI INCOME T | 27826T101 | SH BEN INT | 5,607 | $64,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A826 | RANGE CANCER THE | 2,669 | $64,000 | thousands by filing date | |
| INVESCO BLDRS INDEX FDS TR | 46090C107 | ASIA 50ADR IDX | 1,916 | $64,000 | thousands by filing date | |
| HARBORONE BANCORP INC | 41165F101 | COM | 3,390 | $64,000 | thousands by filing date | |
| PROSHARES TR | 74347B813 | mc | 1,694 | $64,000 | thousands by filing date | |
| RAYONIER ADVANCED MATLS INC | 75508B203 | PFD CV SER A | 525 | $64,000 | thousands by filing date | |
| SHORE BANCSHARES INC | 825107105 | COMMON STOCK | 3,345 | $63,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W331 | NEW ECON REAL ES | 2,073 | $63,000 | thousands by filing date | |
| ENEL GENERACION CHILE S A | 29244T101 | SPONSORED ADR | 3,164 | $63,000 | thousands by filing date | |
| WISDOMTREE TOTAL EARNINGS | 97717W596 | TTL | 1,983 | $63,000 | thousands by filing date | |
| Arsanis Inc | 042873109 | COM | 17,318 | $63,000 | thousands by filing date | |
| OPPENHEIMER ETF TR | 68386C674 | RUSL 1000 QTLY | 2,300 | $63,000 | thousands by filing date | |
| UNITED STS COMMODITY INDEX F | 911718104 | CM REP COPP FD | 3,324 | $62,000 | thousands by filing date | |
| DIGI INTL INC | 253798102 | COM | 4,700 | $62,000 | thousands by filing date | |
| CITIZENS NORTHERN CORP | 172922106 | COMMON STOCK | 2,417 | $62,000 | thousands by filing date | |
| SPORTSMANS WHSE HLDGS INC | 84920Y106 | COM | 12,215 | $62,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V605 | DJ INDL AVG DV | 1,839 | $62,000 | thousands by filing date | |
| CHESAPEAKE GRANITE WASH TRUST | 165185109 | COMMON STOCK | 38,575 | $62,000 | thousands by filing date | |
| HOWARD BANCORP INC COM | 442496105 | COM | 3,482 | $62,000 | thousands by filing date | |
| Constellation Brands Inc Cl B | 21036P207 | Com | 281 | $62,000 | thousands by filing date | |
| PROSHARES TR | 74347X310 | CMN | 1,693 | $62,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W463 | JAPAN HDG FINL | 2,650 | $62,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E844 | DLY GOLD INDX 3X | 2,556 | $62,000 | thousands by filing date | |
| CORIUM INTL INC | 21887L107 | COM | 7,779 | $62,000 | thousands by filing date | |
| BUSINESS FIRST BANCSHARES | 12326C105 | COMMON STOCK | 2,321 | $61,000 | thousands by filing date | |
| ORAMED PHARMACEUTICALS INC | 68403P203 | COM NEW | 8,166 | $61,000 | thousands by filing date | |
| NUVEEN MO QUALITY MUN INCOME | 67060Q108 | COM | 4,636 | $61,000 | thousands by filing date | |
| FT MEGA CAP ALPHADEX FD ETF(FMK) | 33737M508 | ETF | 1,756 | $61,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D654 | 3X INVERS SILV | 2,328 | $61,000 | thousands by filing date | |
| PROSHARES ULTRASHORT SILVER | 74347W114 | COM | 1,780 | $61,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740P650 | TRES 5YR BULL | 1,017 | $61,000 | thousands by filing date | |
| BASIC ENERGY SVCS INC NEW | 06985P209 | COM NEW | 5,452 | $61,000 | thousands by filing date | |
| PROSHARES TR II | 74347W221 | ULTRAPRO 3X CR | 965 | $61,000 | thousands by filing date | |
| PROSHARES TR | 74347B219 | ULSHRT SEMIC NEW | 3,643 | $61,000 | thousands by filing date | |
| MAKEMYTRIP LIMITED MAURITIUS SHS | V5633W109 | Stock | 1,677 | $60,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G707 | VIRTUS NEWFLEET | 2,470 | $60,000 | thousands by filing date | |
| LIMBACH HLDGS INC | 53263P105 | COM | 5,134 | $60,000 | thousands by filing date | |
| BLACKROCK STRATEGIC MUN TR | 09248T109 | COM | 4,719 | $60,000 | thousands by filing date | |
| RF INDUSTRIES LTD | 749552105 | COMMON STOCK | 8,322 | $60,000 | thousands by filing date | |
| GUANGSHEN RAILWAY CO LTD-ADR | 40065W107 | SPONSORED ADR | 2,152 | $60,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P863 | CALIF MUN INCM | 1,205 | $60,000 | thousands by filing date | |
| AMERICAN RENAL ASSOCIATES HO | 029227105 | COM | 3,838 | $60,000 | thousands by filing date | |
| ABSOLUTE SHS TR | 00400R205 | WBI BBR VAL 2000 | 2,462 | $60,000 | thousands by filing date | |
| NEXTERA ENERGY INC | 65339F846 | UNIT 08/31/2018 | 801 | $60,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 200 | $59,000 | thousands by filing date | put |
| FORRESTER RESH INC | 346563109 | COM | 1,414 | $59,000 | thousands by filing date | |
| NLIGHT INC | 65487K100 | COM | 1,806 | $59,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 33848E106 | COM | 5,493 | $59,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767876 | EMRNG MKT CONS | 2,429 | $59,000 | thousands by filing date | |
| LEVEL ONE BANCORP INC | 52730d208 | COM | 2,161 | $59,000 | thousands by filing date | |
| HEXINDAI INC | 428295109 | ADR | 5,873 | $59,000 | thousands by filing date | |
| OBALON THERAPEUTICS INC | 67424L100 | COM | 27,751 | $59,000 | thousands by filing date | |
| ISHARES TR | 46435G821 | MSCI ITALY ETF | 3,434 | $59,000 | thousands by filing date | |
| B. RILEY FINANCIAL INC | 05580M108 | COM | 2,598 | $58,000 | thousands by filing date | |
| OOMA INC | 683416101 | COM | 4,068 | $58,000 | thousands by filing date | |
| AXT INC | 00246W103 | COM | 8,119 | $58,000 | thousands by filing date | |
| TWIN DISC INC | 901476101 | COMMON STOCK | 2,322 | $58,000 | thousands by filing date | |
| EPR PPTYS | 26884U208 | PFD C CV 5.75% | 2,150 | $58,000 | thousands by filing date | |
| FIRST DEFIANCE FINL CORP | 32006W106 | COMMON STOCK | 1,721 | $58,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A508 | WHEAT FD | 9,114 | $58,000 | thousands by filing date | |
| Bowater Inc | 09066L105 | COMMON STOCKS | 28,000 | $58,000 | thousands by filing date | |
| DIPLOMAT PHARMACY INC | 25456K101 | COM | 2,269 | $58,000 | thousands by filing date | |
| USA TRUCK INC | 902925106 | COM | 2,457 | $58,000 | thousands by filing date | |
| NEOPHOTONICS CORP | 64051T100 | COM | 9,222 | $58,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TR | 301505400 | FORENSIC ACCTG | 1,390 | $58,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E828 | DAILY RUSSIA 3X | 3,073 | $58,000 | thousands by filing date | |
| PROSHARES TR | 74348A194 | ULTRASHORT GOLD | 4,016 | $58,000 | thousands by filing date | |
| NORWOOD FINANCIAL CORP | 669549107 | COMMON STOCK | 1,594 | $57,000 | thousands by filing date | |
| ALDEYRA THERAPEUTICS INC | 01438T106 | COM | 7,156 | $57,000 | thousands by filing date | |
| EARTHSTONE ENERGY INC | 27032D304 | COMMON STOCK | 6,373 | $57,000 | thousands by filing date | |
| FORTUNA MNG CORP F | 349915108 | COM | 10,000 | $57,000 | thousands by filing date | put |
| ERA GROUP INC | 26885G109 | COM | 4,421 | $57,000 | thousands by filing date | |
| TWO RIV BANCORP | 90207C105 | COMMON | 2,962 | $57,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y116 | CSI300 CHINA1X | 1,603 | $57,000 | thousands by filing date | |
| TapImmune Inc | 876033408 | COM | 5,974 | $57,000 | thousands by filing date | |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 500 | $56,000 | thousands by filing date | call |
| ADDUS HOMECARE CORP | 006739106 | COM | 972 | $56,000 | thousands by filing date | |
| WATERSTONE FINL INC MD | 94188P101 | COM | 3,263 | $56,000 | thousands by filing date | |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 20,354 | $56,000 | thousands by filing date | |
| FRANKLIN FTSE CHINA ETF | 35473P819 | ETF | 2,257 | $56,000 | thousands by filing date | |
| MARLIN BUSINESS SVCS CORP | 571157106 | COM | 1,873 | $56,000 | thousands by filing date | |
| IPATH PURE BETA CRUDE OIL | 06740P221 | CMN | 2,605 | $56,000 | thousands by filing date | |
| DGSE COMPANIES INC | 23323G106 | COM | 77,092 | $56,000 | thousands by filing date | |
| DBX ETF TR | 233051739 | UIT EXCHANGE TRADED | 2,391 | $56,000 | thousands by filing date | |
| CHINA CUST RELATIONS CNTR IN | G2118P102 | COM | 2,458 | $56,000 | thousands by filing date | |
| GAFISA S A | 362607400 | UNSPONSORED ADR | 10,657 | $56,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 400 | $55,000 | thousands by filing date | put |
| DISTRIBUTION SOLUTIONS GRP I | 520776105 | COM | 2,271 | $55,000 | thousands by filing date | |
| SAGA COMMUNICATIONS INC | 786598300 | CL A NEW | 1,416 | $55,000 | thousands by filing date | |
| MEXICO EQUITY & INCOME FD | 592834105 | COM | 5,378 | $55,000 | thousands by filing date | |
| PROSHARES TR | 74347R131 | SHRT HGH YIELD | 2,359 | $55,000 | thousands by filing date | |
| CORE-MARK HOLDING CO INC | 218681104 | COMMON STOCK | 2,439 | $55,000 | thousands by filing date | |
| PETIQ INC | 71639T106 | COMMON STOCK | 2,062 | $55,000 | thousands by filing date | |
| BABCOCK & WILCOX ENTERPRISES INC | 05614L100 | COM | 23,265 | $55,000 | thousands by filing date | |
| JA SOLAR HOLDINGS CO LTD | 466090206 | SPON ADR REP5ORD | 8,130 | $55,000 | thousands by filing date | |
| GEMPHIRE THERAPEUTICS INC | 36870A108 | COM | 5,324 | $55,000 | thousands by filing date | |
| CRESUD S A C I F Y A | 226406106 | SPONSORED ADR | 3,677 | $54,000 | thousands by filing date | |
| RBB BANCORP | 74930B105 | COMMON STOCK | 1,691 | $54,000 | thousands by filing date | |
| CEVA INC | 157210105 | COMMON STOCK | 1,776 | $54,000 | thousands by filing date | |
| PEOPLES FINANCIAL SERVICES | 711040105 | COMMON STOCK | 1,153 | $54,000 | thousands by filing date | |
| RIBBON COMMUNICATIONS INC | 762544104 | COMMON STOCK | 7,515 | $54,000 | thousands by filing date | |
| PROSHARES TR | 74347R750 | ULTRA CONS DISCR | 584 | $54,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J505 | EURO ALPHADEX | 1,301 | $54,000 | thousands by filing date | |
| MAGNACHIP SEMICONDUCTOR CORP | 55933J203 | CMN | 5,273 | $54,000 | thousands by filing date | |
| TERRITORAL BANCORP INC | 88145X108 | COMMON STOCK | 1,727 | $54,000 | thousands by filing date | |
| PLAYAGS INC | 72814N104 | COM | 1,980 | $54,000 | thousands by filing date | |
| TYME TECHNOLOGIES INC COM | 90238J103 | Stock | 17,364 | $54,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 20,915 | $54,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W364 | BRCLYS NEGTV DUR | 1,241 | $54,000 | thousands by filing date | |
| CELYAD ONCOLOGY SA | 151205200 | ADR | 1,824 | $54,000 | thousands by filing date | |
| ADESTO TECHNOLOGIES CORP | 00687D101 | COM | 6,433 | $54,000 | thousands by filing date | |
| TRECORA RES | 894648104 | COM | 3,617 | $54,000 | thousands by filing date | |
| ENTEGRA FINL CORP | 29363J108 | COM | 1,841 | $54,000 | thousands by filing date | |
| GDL FD | 361570104 | COM SH BEN IT | 5,817 | $53,000 | thousands by filing date | |
| NEWS CORP NEW | 65249B208 | CL B | 3,331 | $53,000 | thousands by filing date | |
| HIGHLAND FDS I | 430101774 | HI LD IBOXX SRLN | 2,920 | $53,000 | thousands by filing date | |
| CYTOMX THERAPEUTICS INC | 23284F105 | COMMON STOCK | 2,309 | $53,000 | thousands by filing date | |
| FREIGHTCAR AMER INC | 357023100 | COM | 3,152 | $53,000 | thousands by filing date | |
| BRIGHTCOVE INC | 10921T101 | COM | 5,459 | $53,000 | thousands by filing date | |
| NAVIOS MARITIME HOLDINGS INC | Y62196103 | COM | 61,980 | $53,000 | thousands by filing date | |
| ROSETTA STONE INC | 777780107 | COM | 3,278 | $53,000 | thousands by filing date | |
| NAVIOS MARITIME ACQUISITION | Y62159101 | COMMON | 86,012 | $53,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X255 | EUROPE MULTIFCTR | 1,785 | $53,000 | thousands by filing date | |
| VIRTUS INVT PARTNERS INC | 92828Q208 | PFD CV SER D | 485 | $53,000 | thousands by filing date | |
| SURGERY PARTNERS INC | 86881A100 | COM | 3,495 | $52,000 | thousands by filing date | |
| OVERSEAS SHIPHOLDING GROUP I | 69036R863 | CL A NEW | 13,352 | $52,000 | thousands by filing date | |
| EROS INTL PLC | G3788M114 | SHS NEW | 4,000 | $52,000 | thousands by filing date | |
| 22ND CENTY GROUP INC | 90137F103 | COM | 21,369 | $52,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 32,827 | $52,000 | thousands by filing date | |
| ARROW INVTS TR | 042765784 | QVM EQT FACTOR | 1,876 | $52,000 | thousands by filing date | |
| ABSOLUTE SHS TR WBI BBR QTY 2000 | 00400R403 | CEF | 2,188 | $52,000 | thousands by filing date | |
| Chubb Limited | H1467J104 | COM | 400 | $51,000 | thousands by filing date | put |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 16,239 | $51,000 | thousands by filing date | |
| ALBANY INTL CORP | 012348108 | CL A | 849 | $51,000 | thousands by filing date | |
| ENPRO INC | 29355X107 | COM | 736 | $51,000 | thousands by filing date | |
| HCI GROUP INC | 40416E103 | COM | 1,220 | $51,000 | thousands by filing date | |
| CHEMUNG FINANCIAL CORP | 164024101 | COMMON STOCK | 1,027 | $51,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X172 | US HGH YLD CORP | 1,038 | $51,000 | thousands by filing date | |
| EPR PPTYS | 26884U307 | CONV PFD 9% SR E | 1,470 | $51,000 | thousands by filing date | |
| EAGLE CAP GROWTH FD INC | 269451100 | CLSD FD | 6,655 | $51,000 | thousands by filing date | |
| REIS INC | 75936P105 | COM | 2,375 | $51,000 | thousands by filing date | |
| ARATANA THERAPEUTICS INC | 03874P101 | COM | 12,012 | $51,000 | thousands by filing date | |
| CAESARS ENTMT CORP | 127686AA1 | NOTE | 30,000 | $51,000 | thousands by filing date | principal |
| RA PHARMACEUTICALS INC | 74933V108 | COM | 5,171 | $51,000 | thousands by filing date | |
| SUNESIS PHARMACEUTICALS INC | 867328700 | COM | 24,003 | $51,000 | thousands by filing date | |
| NAPCO SEC TECHNOLOGIES INC COM | 630402105 | Stock | 3,408 | $50,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 100 | $50,000 | thousands by filing date | put |
| PARKE BANCORP INC | 700885106 | COMMON STOCK | 2,085 | $50,000 | thousands by filing date | |
| KOPIN CORP | 500600101 | COMMON STOCK | 17,739 | $50,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25460E711 | CMN | 1,957 | $50,000 | thousands by filing date | |
| MESA RTY TR | 590660106 | UNIT BEN INT | 3,421 | $50,000 | thousands by filing date | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 17,649 | $50,000 | thousands by filing date | |
| FONAR CORP | 344437405 | COM NEW | 1,891 | $50,000 | thousands by filing date | |
| TECTONIC THERAPEUTIC INC COM | 05455M100 | Stock | 1,749 | $50,000 | thousands by filing date | |
| PROSHARES TR | 74347B276 | PSHS ULDOW30 NEW | 1,450 | $50,000 | thousands by filing date | |
| ENTERPRISE BANCORP INC MASS COM | 293668109 | Stock | 1,230 | $50,000 | thousands by filing date | |
| ZYNERBA PHARMACEUTICALS INC | 98986X109 | COM | 5,208 | $50,000 | thousands by filing date | |
| COHBAR INC COM NEW | 19249J109 | Stock | 7,602 | $50,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E135 | GBL X JPM ROTA | 1,890 | $50,000 | thousands by filing date | |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 600 | $49,000 | thousands by filing date | put |
| PC CONNECTION INC | 69318J100 | COM | 1,473 | $49,000 | thousands by filing date | |
| HACKETT GROUP INC | 404609109 | COM | 3,062 | $49,000 | thousands by filing date | |
| AMPHASTAR PHARMACEUTICALS IN | 03209R103 | COM | 3,235 | $49,000 | thousands by filing date | |
| FRANKLIN FTSE EUROPE ETF | 35473P652 | ETF | 2,020 | $49,000 | thousands by filing date | |
| MID PENN BANCORP INC | 59540G107 | COMMON STOCK | 1,399 | $49,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P207 | EMER MKT COR DIV | 1,636 | $49,000 | thousands by filing date | |
| CARDTRONICS PLC | G1991C105 | COMMON STOCK-FO | 2,028 | $49,000 | thousands by filing date | |
| UNITS-GRANITE REIT-STAPL | 387437114 | UNIT 99/99/9999 | 1,209 | $49,000 | thousands by filing date | |
| TOWN SPORTS INTL HLDGS INC | 89214A102 | COM | 3,344 | $49,000 | thousands by filing date | |
| WISDOMTREE TR ASIA LC DBT FD | 97717X842 | COM | 1,113 | $49,000 | thousands by filing date | |
| BALLANTYNE STRONG INC | 058516105 | COM | 10,045 | $49,000 | thousands by filing date | |
| Malvern Bancorp, Inc. | 561409103 | Common Stock | 2,028 | $49,000 | thousands by filing date | |
| ALDER BIOPHARMACEUTICALS INC | 014339105 | COM | 3,088 | $49,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q650 | WRKPLC EQL PRT | 1,339 | $49,000 | thousands by filing date | |
| SUTHERLAND ASSET MGMT CORP M | 86933G105 | COM | 2,985 | $49,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A883 | VAL MKT LEG ET | 1,662 | $49,000 | thousands by filing date | |
| TWELVE SEAS INVESTMENT COMPA | G9145A123 | UNIT 06/21/2023 | 4,830 | $49,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 500 | $48,000 | thousands by filing date | put |
| EAGLE POINT CREDIT COMPANY I | 269808101 | COM | 2,651 | $48,000 | thousands by filing date | |
| FARMLAND PARTNERS INC | 31154R109 | REIT | 5,517 | $48,000 | thousands by filing date | |
| ZUMIEZ INC | 989817101 | COMMON STOCK | 1,938 | $48,000 | thousands by filing date | |
| 3D PRINTING ETF | 00214Q500 | ETF | 1,902 | $48,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R697 | SP KENSHO INFRA | 1,633 | $48,000 | thousands by filing date | |
| FIRST NORTHWEST BANCORP | 335834107 | COM | 3,009 | $48,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G202 | VIRTUS LIFESC BT | 1,085 | $48,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A727 | CLEARSHS OCIO | 1,800 | $48,000 | thousands by filing date | |
| SELECTA BIOSCIENCES INC | 816212104 | COM | 3,593 | $48,000 | thousands by filing date | |
| BRISTOL-MYERS SQUIBB CO | 110122AN8 | DBCV | 34,000 | $48,000 | thousands by filing date | principal |
| RAMCO-GERSHENSON PPTYS TR | 751452608 | PERP PFD-D CV | 897 | $48,000 | thousands by filing date | |
| WMI HOLDINGS CORP | 92936P100 | COMMON | 36,131 | $48,000 | thousands by filing date | |
| SI FINL GROUP INC MD | 78425V104 | COM | 3,249 | $48,000 | thousands by filing date | |
| NUVEEN PA MUN VALUE FD | 67074K105 | COM | 3,515 | $48,000 | thousands by filing date | |
| PROSHARES TR | 74347R115 | PSHS CONSUMR GD | 3,156 | $48,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L811 | COM | 2,063 | $48,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-18-008576 | this filing | 2018-08-14 | acceptance time not in the bulk data set |