13F-HR filed by UBS Group AG
UBS Group AG filed this 13F-HR for the quarter ended 2015-12-31, filed 2016-02-16, with 8,404 holding rows worth $154,096,253,000.
- Accession
- 0000950123-16-014825
- Filer
- CIK 1610520
- Filed
- 2016-02-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2015
A combination report, 15,204 entries on the cover page, a total value of $154,096,253,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $154,049,085,000 with VALUE read as thousands by filing date, 13F file number 028-16612. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerUBS ASSET MANAGEMENT (AMERICAS) INC 028-02682
- reports for this filerUBS OCONNOR LLC 028-06327
- included managerUBS Financial Services Inc. 028-11496
- included managerUBS Swiss Financial Advisors AG 028-11603
- included managerUBS AG New York Branch 028-07344
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CLARCOR INC | 179895107 | COM | 9,465 | $471,000 | thousands by filing date | |
| CHART INDS INC | 16115Q308 | COM | 26,155 | $470,000 | thousands by filing date | |
| USANA HEALTH SCIENCES INC | 90328M107 | COMMON STOCK | 3,681 | $470,000 | thousands by filing date | |
| NUVEEN MD PREM INC MUNI FUND | 67061Q107 | mf | 37,049 | $470,000 | thousands by filing date | |
| WINTHROP REALTY TRUST | 976391300 | SH B | 36,283 | $470,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHA FD I | 33737J240 | HONG KONG ALPH | 13,972 | $470,000 | thousands by filing date | |
| TALMER BANCORP INC | 87482X101 | COM | 25,917 | $470,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 11,200 | $469,000 | thousands by filing date | put |
| UNITED RENTALS INC COM | 911363109 | Stock | 6,400 | $464,000 | thousands by filing date | call |
| ACCURAY INC DEL | 004397105 | COM | 68,747 | $464,000 | thousands by filing date | |
| DIVIDEND & INCOME FD INC | 25538A204 | COM NEW | 42,127 | $464,000 | thousands by filing date | |
| DIME CMNTY BANCSHARES INC COM | 253922108 | Stock | 26,575 | $464,000 | thousands by filing date | |
| CURRENCYSHARES SWISS FRANC TRU | 23129V109 | ETF | 4,816 | $464,000 | thousands by filing date | |
| ISHARES INC | 464286632 | MSCI ISRAEL ETF | 9,400 | $463,000 | thousands by filing date | |
| BANCO SANTANDER BRASIL S.A. AD | 05967A107 | ADS REP 1 UNIT | 118,995 | $463,000 | thousands by filing date | |
| LA Z BOY INC | 505336107 | COM | 18,915 | $462,000 | thousands by filing date | |
| WINDSTREAM HLDGS INC | 97382A200 | COM NEW | 71,706 | $462,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 9,486 | $461,000 | thousands by filing date | |
| GIBRALTAR INDS INC | 374689107 | COM | 18,119 | $461,000 | thousands by filing date | |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 12,944 | $461,000 | thousands by filing date | |
| POTLATCHDELTIC CORPORATION | 737630103 | COM | 15,242 | $460,000 | thousands by filing date | |
| TRIUMPH GROUP INC NEW | 896818101 | COM | 11,560 | $460,000 | thousands by filing date | |
| ETRACS CMCI TOTAL RETURN ETN | 902641778 | CMN | 38,103 | $460,000 | thousands by filing date | |
| PS BUSINESS PKS INC CALIF | 69360J107 | COM | 5,245 | $459,000 | thousands by filing date | |
| 2U INC | 90214J101 | COM | 16,410 | $459,000 | thousands by filing date | |
| MFS HIGH INCOME MUN TR | 59318D104 | SH BEN INT | 93,148 | $458,000 | thousands by filing date | |
| EXA CORP | 300614500 | COM | 39,406 | $458,000 | thousands by filing date | |
| STANTEC INC COM | 85472N109 | Stock | 18,450 | $457,000 | thousands by filing date | |
| F N B CORP | 302520101 | COM | 34,270 | $457,000 | thousands by filing date | |
| SENSIENT TECHNOLOGIES CORP | 81725T100 | COM | 7,216 | $454,000 | thousands by filing date | |
| EXAMWORKS GROUP INC COM | 30066A105 | COM | 17,047 | $454,000 | thousands by filing date | |
| DENISON MINES CORP | 248356107 | COM | 909,711 | $453,000 | thousands by filing date | |
| SCANSOURCE INC | 806037107 | COM | 14,024 | $452,000 | thousands by filing date | |
| SOLARWINDS INC | 83416B109 | COM | 7,679 | $452,000 | thousands by filing date | |
| BRF SA | 10552T107 | SPONSORED ADR | 32,574 | $451,000 | thousands by filing date | |
| LSB INDS INC | 502160104 | COM | 62,147 | $451,000 | thousands by filing date | |
| Fidelity MSCI Real Estate Index ETF | 316092857 | SHS | 19,831 | $449,000 | thousands by filing date | |
| ISHARES INC MSCI CHILE ETF | 464286640 | MSCI CHILE ETF | 14,060 | $449,000 | thousands by filing date | |
| KNOLL INC | 498904200 | COM NEW | 23,899 | $449,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR | 41013P749 | TAX ADV GLB SH | 43,821 | $448,000 | thousands by filing date | |
| SONIC FDRY INC | 83545R207 | COM NEW | 85,226 | $448,000 | thousands by filing date | |
| AXIA ENERGIA SA | 15234Q207 | SPONSORED ADR | 328,927 | $447,000 | thousands by filing date | |
| FIRST CTZNS BANCSHARES INC DEL CL A | 31946M103 | Stock | 1,730 | $446,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 27,382 | $446,000 | thousands by filing date | |
| iShares Core Aggressive Allocation ETF | 464289859 | SHS | 9,918 | $445,000 | thousands by filing date | |
| STIFEL FINL CORP | 860630102 | COM | 10,497 | $445,000 | thousands by filing date | |
| INTERCONTINENTAL HOTELS GROU | 45857P509 | SPON ADR NEW2014 | 11,482 | $445,000 | thousands by filing date | |
| SAUL CTRS INC COM | 804395101 | REIT | 8,669 | $444,000 | thousands by filing date | |
| HOOKER FURNISHINGS CORPORATI | 439038100 | COM | 17,585 | $443,000 | thousands by filing date | |
| BIO-TECHNE CORP | 09073M104 | COM | 4,904 | $442,000 | thousands by filing date | |
| TERRAFORM POWER INC | 88104R100 | Common Stock | 35,137 | $442,000 | thousands by filing date | |
| SILGAN HLDGS INC | 827048109 | COM | 8,177 | $440,000 | thousands by filing date | |
| WESTERN ASSET INTER MUNI FD | 958435109 | COM | 43,089 | $440,000 | thousands by filing date | |
| JAMES RIV GROUP LTD | G5005R107 | COM | 13,116 | $440,000 | thousands by filing date | |
| EVERBANK FINANCIAL CORPORATION | 29977G102 | COMMON STOCK | 27,478 | $440,000 | thousands by filing date | |
| SONIC CORP | 835451105 | COM | 13,633 | $440,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 4,200 | $439,000 | thousands by filing date | put |
| RITEAID CORP | 767754104 | COM | 56,000 | $439,000 | thousands by filing date | call |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 105,937 | $439,000 | thousands by filing date | |
| ISHARES INC | 464286475 | EM MKT SM-CP ETF | 10,748 | $439,000 | thousands by filing date | |
| PROSHARES TR II | 74347W882 | ULTRASHRT EURO | 17,184 | $439,000 | thousands by filing date | |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 6,956 | $438,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 4,600 | $438,000 | thousands by filing date | put |
| NUVEEN NC PREM INCOME MUN | 67060P100 | COM | 33,468 | $438,000 | thousands by filing date | |
| iShares U.S. ETF Trust iShares GSCI Commodity Dynamic Roll Strategy ETF | 46431W853 | SHS | 15,373 | $437,000 | thousands by filing date | |
| ISHARES TR | 464288521 | CRE U S REIT ETF | 9,239 | $437,000 | thousands by filing date | |
| Gulfport Energy | 402635304 | COM | 17,800 | $437,000 | thousands by filing date | call |
| ALEXANDER & BALDWIN INC NEW | 014491104 | COM | 12,327 | $435,000 | thousands by filing date | |
| GOVERNMENT PPTYS INCOME TR | 38376A103 | COM SHS BEN INT | 27,443 | $435,000 | thousands by filing date | |
| MARKET VECTORS GLOBAL ALT | 57061R593 | COMMON | 7,923 | $435,000 | thousands by filing date | |
| CITRIX SYS INC | 177376AD2 | NOTE 0.500% 4/1 | 400,000 | $435,000 | thousands by filing date | principal |
| PIMCO INCOME STRATEGY FD | 72201H108 | COM | 44,589 | $434,000 | thousands by filing date | |
| MOLINA HEALTHCARE INC | 60855RAD2 | DBCV 1.625% 8/1 | 362,000 | $434,000 | thousands by filing date | principal |
| CROWN CASTLE INC COM | 22822V101 | REIT | 5,000 | $432,000 | thousands by filing date | call |
| NUVEEN DIV ADVANTAGE MUN FD | 67070F100 | COM | 30,555 | $432,000 | thousands by filing date | |
| GUGGENHEIM S&P HIGH INCOME INFRASTRUCTURE ETF | 18383Q721 | ETF | 20,100 | $430,000 | thousands by filing date | |
| SASOL LTD | 803866300 | SPONSORED ADR | 16,018 | $429,000 | thousands by filing date | |
| OTONOMY INC | 68906L105 | COM | 15,427 | $428,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 10,000 | $427,000 | thousands by filing date | call |
| J & J SNACK FOODS CORP COM | 466032109 | Stock | 3,645 | $426,000 | thousands by filing date | |
| UNITS-GRANITE REIT-STAPL | 387437114 | UNIT 99/99/9999 | 15,481 | $426,000 | thousands by filing date | |
| IPATH DJ UBS COFFEE SUBINDEX | 06739H297 | COMMON | 21,637 | $426,000 | thousands by filing date | |
| SPDR S&P INTL TELECOM SECTOR | 78463X640 | CMN | 16,925 | $424,000 | thousands by filing date | |
| THE BRAND HOUSE COLLECTIVE I | 497498105 | COM | 29,165 | $423,000 | thousands by filing date | |
| DREW INDS INC | 26168L205 | COM NEW | 6,944 | $423,000 | thousands by filing date | |
| SPDR SER TR | 78468R507 | SPDR BOFA ML | 15,692 | $423,000 | thousands by filing date | |
| CACI INTL INC CL A | 127190304 | Stock | 4,551 | $422,000 | thousands by filing date | |
| FIRST TR STRATEGIC HIGH INC | 337353304 | COM SHS NEW | 37,933 | $422,000 | thousands by filing date | |
| IMPERVA INC | 45321L100 | COM | 6,668 | $422,000 | thousands by filing date | |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 33,399 | $421,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 90,100 | $421,000 | thousands by filing date | put |
| YAMANA GOLD INC | 98462Y100 | COM | 226,500 | $421,000 | thousands by filing date | put |
| POWERSHARES ETF TR II EURO CUR HDG | 73937B514 | ETF | 17,086 | $421,000 | thousands by filing date | |
| GENERAC HLDGS INC | 368736104 | COM | 14,078 | $420,000 | thousands by filing date | |
| YPF SOCIEDAD ANONIMA | 984245100 | SPON ADR CL D | 26,700 | $420,000 | thousands by filing date | call |
| CST BRANDS INC | 12646R105 | COM | 10,708 | $420,000 | thousands by filing date | |
| ETF | 26923A106 | EXCHANGE TRADED | 7,756 | $420,000 | thousands by filing date | |
| LMP REAL ESTATE INCOME FD IN | 50208C108 | COM | 32,179 | $420,000 | thousands by filing date | |
| WATTS WATER TECHNOLOGIES INC CL A | 942749102 | Stock | 8,426 | $419,000 | thousands by filing date | |
| XENCOR INC | 98401F105 | COMMON STOCK | 28,600 | $418,000 | thousands by filing date | |
| CAMDEN NATIONAL CORP | 133034108 | COMMON STOCK | 9,457 | $417,000 | thousands by filing date | |
| NIC INC | 62914B100 | COM | 21,162 | $417,000 | thousands by filing date | |
| CAPITAL SENIOR LIVING CORP | 140475104 | COM | 20,000 | $417,000 | thousands by filing date | put |
| BLACKROCK MUNICIPAL INCOME QUA | 092479104 | COM | 27,960 | $416,000 | thousands by filing date | |
| iShares Treasury Floating Rate Bond ETF | 46434V860 | SHS | 8,303 | $415,000 | thousands by filing date | |
| VALARIS ORD | 920355104 | COM | 5,000 | $415,000 | thousands by filing date | call |
| CHERRY HILL MTG INVT CORP | 164651101 | COM | 31,883 | $414,000 | thousands by filing date | |
| CHESAPEAKE LODGING TR | 165240102 | SH BEN INT | 16,422 | $414,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 25,752 | $413,000 | thousands by filing date | |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 9,492 | $413,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 389,981 | $413,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33718M105 | COM SHS ANNUAL | 12,557 | $413,000 | thousands by filing date | |
| DYNAGAS LNG PARTNERS LP | Y2188B108 | CMN | 42,545 | $413,000 | thousands by filing date | |
| POWERSHARES ETF TRUST INDL SEC | 73935X369 | COM | 9,256 | $413,000 | thousands by filing date | |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 27,500 | $411,000 | thousands by filing date | put |
| ALPS ETF TR | 00162Q106 | REIT DIVIDE DOGS | 9,679 | $411,000 | thousands by filing date | |
| ISHARES INC | 46434G509 | CUR HD MSCI EM | 20,432 | $409,000 | thousands by filing date | |
| ADVENT CLAYMORE ENH GRW & IN | 00765E104 | COM | 49,370 | $409,000 | thousands by filing date | |
| ASCENT CAPITAL GROUP INC-A | 043632108 | COM | 24,454 | $409,000 | thousands by filing date | |
| FRONTLINE LTD | G3682E127 | COM | 136,600 | $408,000 | thousands by filing date | call |
| PTC INC COM | 69370C100 | Stock | 11,758 | $407,000 | thousands by filing date | |
| CARNIVAL PLC ADS | 14365C103 | ADR | 7,157 | $407,000 | thousands by filing date | |
| NIMBLE STORAGE INC | 65440R101 | COM | 44,271 | $407,000 | thousands by filing date | |
| NEW RELIC INC | 64829B100 | COMMON STOCK | 11,124 | $405,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y694 | CMN | 13,890 | $404,000 | thousands by filing date | |
| EARTHLINK HLDGS CORP | 27033X101 | COM | 54,426 | $404,000 | thousands by filing date | |
| SPDR Bloomberg Emerging Markets Local Bond ETF | 78464A391 | SHS | 16,391 | $403,000 | thousands by filing date | |
| 58 COM INC | 31680Q104 | SPON ADR REP A | 6,103 | $403,000 | thousands by filing date | |
| POWERSHARES GOLDEN DRAGON (PGJ) | 73935X401 | ETF | 12,261 | $403,000 | thousands by filing date | |
| INPHI CORP | 45772F107 | COM | 14,846 | $402,000 | thousands by filing date | |
| TRAVELPORT WORLDWIDE LTD | G9019D104 | SHS | 31,212 | $402,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D480 | X LINK GOLD SHS | 39,146 | $401,000 | thousands by filing date | |
| U S CONCRETE INC | 90333L201 | COM | 7,612 | $400,000 | thousands by filing date | |
| NORTHFIELD BANCORP INC | 66611T108 | COMMON STOCK | 25,119 | $400,000 | thousands by filing date | |
| FIRST TR NASDAQ SMART PHONE | 33737K106 | COM SHS | 10,988 | $399,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 177,672 | $398,000 | thousands by filing date | |
| WEIBO CORP SPONSORED ADR | 948596101 | ADR | 20,404 | $397,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 9,000 | $397,000 | thousands by filing date | call |
| PATRIOT NATL INC | 70338T102 | COM | 58,911 | $396,000 | thousands by filing date | |
| SUPERIOR GROUP OF COS INC | 868358102 | COMMON STOCK | 23,251 | $395,000 | thousands by filing date | |
| QTS RLTY TR INC | 74736A103 | COM CL A | 8,739 | $394,000 | thousands by filing date | |
| TCF FINL CORP | 872275102 | COM | 27,828 | $393,000 | thousands by filing date | |
| RSP PERMIAN INC | 74978Q105 | COM | 16,014 | $391,000 | thousands by filing date | |
| PROGRESS SOFTWARE CORP COM | 743312100 | Stock | 16,268 | $390,000 | thousands by filing date | |
| MAXLINEAR INC | 57776J100 | COM | 26,462 | $390,000 | thousands by filing date | |
| PIONEER DIVERSIFIED HIGH INCOM | 723653101 | COM | 26,712 | $390,000 | thousands by filing date | |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 10,636 | $390,000 | thousands by filing date | |
| RESOURCES CONNECTION INC | 76122Q105 | COM | 23,833 | $389,000 | thousands by filing date | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 5,400 | $388,000 | thousands by filing date | put |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 27,607 | $388,000 | thousands by filing date | |
| ARRAY DIGITAL INFRASTRUCTURE | 911684108 | COM | 9,491 | $388,000 | thousands by filing date | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 1,266,886 | $387,000 | thousands by filing date | |
| NAVIOS MARITIME PART LP | Y62267102 | COM UT LTD PTN | 128,153 | $387,000 | thousands by filing date | |
| DORCHESTER MINERALS L P | 25820R105 | COM UNIT | 39,067 | $386,000 | thousands by filing date | |
| PARKWAY PPTYS INC | 70159Q104 | COM | 24,659 | $386,000 | thousands by filing date | |
| INDEPENDENT BANK GROUP INC | 45384B106 | COM | 12,019 | $385,000 | thousands by filing date | |
| AXIALL CORP | 05463D100 | COM | 25,000 | $385,000 | thousands by filing date | put |
| UNITED FINL BANCORP INC NEW | 910304104 | COM | 29,898 | $385,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 39,221 | $384,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L506 | IBOXX 3R TARGT | 15,886 | $384,000 | thousands by filing date | |
| LANDS END INC | 51509F105 | COMMON STOCK | 16,403 | $384,000 | thousands by filing date | |
| VALERO ENERGY PARTNERS LP | 91914J102 | COM UNT REP LP | 7,445 | $384,000 | thousands by filing date | |
| DOMINION DIAMOND CORP | 257287102 | COM | 37,505 | $383,000 | thousands by filing date | |
| ALEXANDERS INC COM | 014752109 | REIT | 994 | $382,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V202 | ST STR INCOM ETF | 12,922 | $382,000 | thousands by filing date | |
| FORESTAR GROUP, INC. | 346233109 | COMMON STOCK | 34,892 | $382,000 | thousands by filing date | |
| CENTRAL EUROPEAN MEDIA ENTERPRISES LTD-CL A | G20045202 | COM | 141,787 | $381,000 | thousands by filing date | |
| C&J ENERGY SVCS LTD SHS | G3164Q101 | Stock | 80,000 | $381,000 | thousands by filing date | put |
| MYRIAD GENETICS INC | 62855J104 | COM | 8,800 | $380,000 | thousands by filing date | call |
| VERMILION ENERGY INC COM | 923725105 | Stock | 13,939 | $379,000 | thousands by filing date | |
| JOY GLOBAL INC | 481165108 | COM | 29,964 | $378,000 | thousands by filing date | |
| CALIFORNIA RES CORP COM | 13057Q107 | COM | 162,109 | $378,000 | thousands by filing date | |
| ARMSTRONG WORLD INDS INC NEW | 04247X102 | COM | 8,230 | $376,000 | thousands by filing date | |
| TERRA NITROGEN CO L P | 881005201 | COM UNIT | 3,693 | $375,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U308 | MV STEEL INDEX | 19,219 | $375,000 | thousands by filing date | |
| SOUTH JERSEY INDUSTRIES INC | 838518108 | COM | 15,851 | $373,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q819 | KBW YIELD REIT | 12,257 | $373,000 | thousands by filing date | |
| MANITOWOC COMPANY INC | 563571108 | COM | 24,320 | $373,000 | thousands by filing date | |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 80,846 | $373,000 | thousands by filing date | |
| AMERICAN ASSETS TR INC COM | 024013104 | REIT | 9,719 | $372,000 | thousands by filing date | |
| ISHARES INC | 464286426 | MSCI EM ASIA ETF | 7,387 | $372,000 | thousands by filing date | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 15,512 | $372,000 | thousands by filing date | |
| TOMPKINS FINL CORP COM | 890110109 | Stock | 6,603 | $371,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A581 | ST STR SP HCEQ | 8,314 | $371,000 | thousands by filing date | |
| FIRST TR VALUE LINE 100 ETF | 33735G107 | COM SHS | 18,732 | $371,000 | thousands by filing date | |
| INLAND REAL ESTATE CORP | 457461200 | COM | 34,739 | $369,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 183,177 | $368,000 | thousands by filing date | |
| LESAKA TECHNOLOGIES INC | 64107N206 | CMN | 27,170 | $367,000 | thousands by filing date | |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 499,358 | $366,000 | thousands by filing date | |
| 1ST SOURCE CORP COM | 336901103 | Stock | 11,841 | $365,000 | thousands by filing date | |
| CABLE ONE INC | 12685J105 | COM | 843 | $365,000 | thousands by filing date | |
| CUBIC CORP | 229669106 | COM | 7,718 | $365,000 | thousands by filing date | |
| SILICON GRAPHICS INTL CORP COM | 82706L108 | COM | 61,871 | $365,000 | thousands by filing date | |
| RAIT FINANCIAL TRUST | 749227609 | COM NEW | 135,020 | $365,000 | thousands by filing date | |
| NQ MOBILE INC | 64118U108 | ADR REPR CL A | 100,000 | $364,000 | thousands by filing date | put |
| EXLSERVICE HLDGS INC COM | 302081104 | Stock | 8,088 | $363,000 | thousands by filing date | |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 5,000 | $363,000 | thousands by filing date | put |
| VERASTEM INC | 92337C104 | COM | 195,375 | $363,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 100,500 | $362,000 | thousands by filing date | put |
| TSAKOS ENERGY NAVIGATION LTD | G9108L108 | SHS | 45,720 | $362,000 | thousands by filing date | |
| GUGGENHEIM RUSSELL MCAP | 78355W577 | ETF | 7,612 | $362,000 | thousands by filing date | |
| CERUS CORP | 157085101 | COM | 57,113 | $361,000 | thousands by filing date | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 71,313 | $360,000 | thousands by filing date | |
| ISHARES TR | 464288174 | GL TIMB FORE ETF | 7,541 | $360,000 | thousands by filing date | |
| FRESH MKT INC | 35804H106 | COM | 15,345 | $360,000 | thousands by filing date | |
| VITAL ENERGY INC | 516806106 | COMMON STOCK | 44,888 | $359,000 | thousands by filing date | |
| QUOTIENT LTD | G73268107 | SHS | 22,463 | $359,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 124,445 | $358,000 | thousands by filing date | |
| BANCO SANTANDER CHILE NEW | 05965X109 | SP ADR REP COM | 20,246 | $358,000 | thousands by filing date | |
| ZENDESK INC | 98936J101 | COM | 13,484 | $357,000 | thousands by filing date | |
| CORELOGIC INC | 21871D103 | COM | 10,549 | $357,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL PURE MID GROWTH | 73935X807 | COMMON | 11,840 | $356,000 | thousands by filing date | |
| Anglogold Ashanti Plc | 035128206 | Common | 50,000 | $355,000 | thousands by filing date | put |
| BRIGHTCOVE INC | 10921T101 | COM | 57,162 | $355,000 | thousands by filing date | |
| NEW IRELAND FD INCORPORATED | 645673104 | Closed End Funds - Taxable | 25,553 | $355,000 | thousands by filing date | |
| VOYA ASIA PACIFIC HIGH DIVIDEN | 92912J102 | COM | 39,264 | $354,000 | thousands by filing date | |
| NCI BUILDING SYSTEMS INC | 628852204 | COM | 28,481 | $353,000 | thousands by filing date | |
| HALLADOR ENERGY COMPANY | 40609P105 | COM | 76,864 | $351,000 | thousands by filing date | |
| ISHARES TR | 46434VBD1 | IBONDS DEC25 ETF | 14,640 | $351,000 | thousands by filing date | |
| SYMANTEC CORP | 871503108 | COM | 16,700 | $351,000 | thousands by filing date | call |
| PHILIPPINE LONG DISTANCE TEL | 718252604 | SPONSORED ADR | 8,211 | $351,000 | thousands by filing date | |
| UNISYS CORP | 909214306 | COMMON STOCK | 31,655 | $350,000 | thousands by filing date | |
| KATE SPADE & COMPANY | 485865109 | COMMON STOCK | 19,671 | $350,000 | thousands by filing date | |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 34,223 | $350,000 | thousands by filing date | |
| CEPHEID | 15670R107 | COM | 9,589 | $350,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W536 | GUG MSCI EMKT EQ | 13,533 | $350,000 | thousands by filing date | |
| ENVESTNET INC | 29404K106 | COM | 11,700 | $349,000 | thousands by filing date | call |
| BLUEROCK RESIDENTIAL GWT REI | 09627J102 | COM CL A | 29,425 | $349,000 | thousands by filing date | |
| CREDIT ACCEP CORP MICH | 225310101 | COM | 1,628 | $348,000 | thousands by filing date | |
| SPX CORP | 784635104 | COMMON STOCK | 37,263 | $348,000 | thousands by filing date | |
| NUVEEN MTG OPPTY TERM FD 2 | 67074R100 | COM | 15,603 | $348,000 | thousands by filing date | |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 14,340 | $347,000 | thousands by filing date | |
| FIRST FINANCIAL CORP | 320218100 | COMMON STOCK | 10,222 | $347,000 | thousands by filing date | |
| SAPIENS INTERNATIONAL CORP | N7716A151 | SHS | 34,000 | $347,000 | thousands by filing date | |
| ACCENDRA HEALTH INC | 690732102 | COM | 9,594 | $346,000 | thousands by filing date | |
| STORE CAP CORP | 862121100 | COM | 14,954 | $346,000 | thousands by filing date | |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 30,000 | $345,000 | thousands by filing date | call |
| COLONY CAP INC | 19624R403 | CONV PFD-C | 15,750 | $345,000 | thousands by filing date | |
| CLEAN HARBORS INC COM | 184496107 | Stock | 8,244 | $343,000 | thousands by filing date | |
| HINGHAM INSTN SVGS MASS | 433323102 | COM | 2,867 | $343,000 | thousands by filing date | |
| JARDEN CORP | 471109108 | COM | 6,000 | $343,000 | thousands by filing date | call |
| SanDisk Corporation | 80004C101 | COM | 4,500 | $342,000 | thousands by filing date | call |
| QUANTUM FUEL SYS INC XXX | 74765E307 | COM | 468,375 | $342,000 | thousands by filing date | |
| RAPTOR PHARMACEUTICAL CORP | 75382F106 | COM | 65,700 | $342,000 | thousands by filing date | put |
| COHU INC | 192576106 | COM | 28,281 | $341,000 | thousands by filing date | |
| VISHAY INTERTECHNOLOGY INC COM | 928298108 | Stock | 28,309 | $340,000 | thousands by filing date | |
| KFORCE INC COM | 493732101 | Stock | 13,439 | $340,000 | thousands by filing date | |
| HEXCEL CORP NEW | 428291108 | COM | 7,296 | $340,000 | thousands by filing date | |
| WNS HOLDINGS LTD | 92932M101 | SPON ADR | 10,928 | $340,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06739F291 | IPMS INDIA ETN | 5,308 | $340,000 | thousands by filing date | |
| TAL INTERNATIONAL GROUP | 874083108 | COMMON STOCK | 21,364 | $340,000 | thousands by filing date | |
| VIRTUS TOTAL | 92829A103 | COM | 89,298 | $340,000 | thousands by filing date | |
| INDEPENDENT BK CORP MASS | 453836108 | COM | 7,268 | $338,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC | 446150401 | PREFERRED STOCK | 248 | $338,000 | thousands by filing date | |
| AMERICAN SCIENCE + ENGINEERI | 029429107 | COM | 8,159 | $338,000 | thousands by filing date | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 8,700 | $337,000 | thousands by filing date | call |
| PROSHARES TR | 74347R404 | PSHS ULT MCAP400 | 4,962 | $337,000 | thousands by filing date | |
| WESTERN ASSET MUN PARTNERS F | 95766P108 | COM | 21,583 | $337,000 | thousands by filing date | |
| FIRST BANCORP INC ME | 31866P102 | COMMON STOCK | 16,441 | $337,000 | thousands by filing date | |
| CALAMP CORP | 128126109 | COMMON STOCK | 16,931 | $337,000 | thousands by filing date | |
| INFINITY PROPERTY & CASUALTY | 45665Q103 | COMMON STOCK | 4,096 | $337,000 | thousands by filing date | |
| CIVEO CORP CDA | 17878Y108 | COM | 237,500 | $337,000 | thousands by filing date | call |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 22,454 | $336,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E226 | GLB X MLP ENRG I | 28,970 | $336,000 | thousands by filing date | |
| CORVEL CORP COM | 221006109 | Stock | 7,636 | $335,000 | thousands by filing date | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 278,900 | $335,000 | thousands by filing date | call |
| NATIONAL PRESTO INDS INC | 637215104 | COMMON STOCK | 4,048 | $335,000 | thousands by filing date | |
| DYAX CORP | 26746E103 | COM | 8,887 | $335,000 | thousands by filing date | |
| PIPER SANDLER COMPANIES | 724078100 | COM | 8,275 | $334,000 | thousands by filing date | |
| SEABOARD CORP DEL | 811543107 | COM | 115 | $333,000 | thousands by filing date | |
| MINDBODY INC | 60255W105 | COM CL A | 21,963 | $333,000 | thousands by filing date | |
| DELAWARE INVTS DIV & INCOME | 245915103 | COM | 37,775 | $333,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 3,100 | $331,000 | thousands by filing date | put |
| WD 40 CO COM | 929236107 | Stock | 3,343 | $331,000 | thousands by filing date | |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 42,779 | $331,000 | thousands by filing date | |
| JINKOSOLAR HOLDING COMPANY,LIM | 47759T100 | SPONSORED ADR | 11,989 | $331,000 | thousands by filing date | |
| McCormick & Company Inc | 579780107 | COM | 3,875 | $331,000 | thousands by filing date | |
| RAMCO-GERSHENSON PPTYS TR | 751452202 | COM SH BEN INT | 19,940 | $331,000 | thousands by filing date | |
| VOYA INTL HIGH DIVID EQTY IN | 92912Y109 | COM | 52,013 | $331,000 | thousands by filing date | |
| ULTRAPAR PARTICIPACOES SA | 90400P101 | SP ADR REP COM | 21,671 | $330,000 | thousands by filing date | |
| AXIALL CORP | 05463D100 | COM | 21,400 | $330,000 | thousands by filing date | call |
| METRO BANCORP INC | 59161R101 | COM | 10,527 | $330,000 | thousands by filing date | |
| TRIBUNE COMPANY | 896047503 | COMMON | 9,726 | $329,000 | thousands by filing date | |
| Guggenheim ETF Trust 2 Timber | 18383Q879 | GUGG TIMBER ETF | 13,928 | $328,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M409 | SML CAP VAL ALPH | 12,066 | $327,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 1,500 | $326,000 | thousands by filing date | put |
| INTERPARFUMS INC COM | 458334109 | Stock | 13,678 | $326,000 | thousands by filing date | |
| SERITAGE GROWTH PPTYS | 81752R100 | CL A | 8,125 | $326,000 | thousands by filing date | |
| WILLIAM LYON HOMES-CL A | 552074700 | CL A | 19,734 | $326,000 | thousands by filing date | |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 22,361 | $325,000 | thousands by filing date | |
| PAR PAC HOLDINGS INC | 69888T207 | COM NEW | 13,806 | $325,000 | thousands by filing date | |
| El Paso Energy Capital Trust I | 283678209 | Preferred Shares | 7,926 | $325,000 | thousands by filing date | |
| KLX INC | 482539103 | COM | 10,517 | $324,000 | thousands by filing date | |
| VASCULAR SOLUTIONS INC | 92231M109 | COMMON STOCK | 9,424 | $324,000 | thousands by filing date | |
| O-I GLASS, INC. | 690768403 | COM | 18,580 | $324,000 | thousands by filing date | |
| GUGGENHEIM CANADIAN ENERGY I | 18383Q606 | GUGG | 47,885 | $324,000 | thousands by filing date | |
| DIGIMARC CORP NEW COM | 25381B101 | COM | 8,851 | $323,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 4,000 | $322,000 | thousands by filing date | call |
| UMB FINL CORP | 902788108 | COM | 6,904 | $321,000 | thousands by filing date | |
| INTERNATIONAL SPEEDWAY CORP | 460335201 | COMMON STOCK | 9,486 | $320,000 | thousands by filing date | |
| TRANSCAT INC | 893529107 | COM | 32,056 | $319,000 | thousands by filing date | |
| LMP CAPITAL AND INCOME FUND | 50208A102 | COM | 25,758 | $319,000 | thousands by filing date | |
| ISHARES TR | 464289479 | CORE LT USDB ETF | 5,458 | $319,000 | thousands by filing date | |
| HOLLYFRONTIER CORP | 436106108 | COM | 8,000 | $319,000 | thousands by filing date | put |
| James Hardie Industries PLC | 47030M106 | Depositary Receipt | 25,186 | $319,000 | thousands by filing date | |
| ITT EDUCATIONAL SERVICES INC | 45068B109 | COM | 85,500 | $319,000 | thousands by filing date | put |
| GLOBAL X FDS | 37950E200 | FTSE COLOMBIA20 | 42,698 | $319,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y871 | GLOBAL X URANIUM | 22,666 | $317,000 | thousands by filing date | |
| FRANKLIN UNIVERSAL TRUST | 355145103 | SH BEN INT | 55,318 | $317,000 | thousands by filing date | |
| POLYONE CORP | 73179P106 | COM | 9,951 | $316,000 | thousands by filing date | |
| TETRAPHASE PHARMACEUTICALS INC | 88165N105 | COMMON STOCK | 31,435 | $316,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL PURE | 73935X864 | COM | 13,798 | $316,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 4,100 | $315,000 | thousands by filing date | call |
| PANHANDLE OIL AND GAS INC | 698477106 | CL A | 19,434 | $314,000 | thousands by filing date | |
| CSI COMPRESSCO LP | 12637A103 | COM UNIT | 27,556 | $314,000 | thousands by filing date | |
| AGRIUM INC | 008916108 | COM | 3,500 | $313,000 | thousands by filing date | put |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 15,878 | $312,000 | thousands by filing date | |
| YOUKU.COM INC | 98742U100 | COMMON STOCK-FO | 11,502 | $312,000 | thousands by filing date | |
| ULTRA PETROLEUM CORP | 903914109 | COM | 124,340 | $312,000 | thousands by filing date | |
| FIRST TR ACTIVE DIVID INCOME | 33731L100 | COM | 36,972 | $312,000 | thousands by filing date | |
| SPDR Portfolio S&P 400 Mid Cap ETF | 78464A847 | SHS | 4,038 | $310,000 | thousands by filing date | |
| WORKIVA INC COM CL A | 98139A105 | Stock | 17,650 | $310,000 | thousands by filing date | |
| NORTHWESTERN ENERGY GROUP INC COM NEW | 668074305 | Stock | 5,715 | $310,000 | thousands by filing date | |
| VILLAGE SUPER MKT INC CL A NEW | 927107409 | Stock | 11,764 | $310,000 | thousands by filing date | |
| IONIS PHARMACEUTICALS INC COM | 462222100 | Stock | 5,000 | $310,000 | thousands by filing date | call |
| Mexico Fund Inc/The | 592835102 | COM | 18,608 | $310,000 | thousands by filing date | |
| MANNKIND CORP | 56400P201 | COM | 213,600 | $310,000 | thousands by filing date | put |
| LEVEL 3 COMMUNICATIONS INC | 52729N308 | COM NEW | 5,700 | $310,000 | thousands by filing date | call |
| INTEGRA LIFESCIENCES HLDGS C | 457985208 | COM NEW | 4,564 | $309,000 | thousands by filing date | |
| PEABODY ENERGY CORP | 704549203 | COMMON STOCK | 40,308 | $309,000 | thousands by filing date | |
| EXPRESS INC | 30219E103 | COMMON STOCK | 17,800 | $308,000 | thousands by filing date | call |
| NAVIGATORS GROUP INC | 638904102 | COM | 3,601 | $308,000 | thousands by filing date | |
| PETMED EXPRESS INC | 716382106 | COM | 17,928 | $307,000 | thousands by filing date | |
| WCI CMNTYS INC | 92923C807 | COM PAR $0.01 | 13,770 | $307,000 | thousands by filing date | |
| BON-TON STORES INC | 09776J101 | COM | 146,054 | $307,000 | thousands by filing date | |
| Market Vectors Small Cap India | 57061r551 | COM | 7,095 | $307,000 | thousands by filing date | |
| MAUI LAND PINEAPPLE CO | 577345101 | COMMON STOCK | 55,965 | $306,000 | thousands by filing date | |
| ISHARES MSCI BIC ETF | 464286657 | ETF | 10,458 | $306,000 | thousands by filing date | |
| MARKET VECTORS | 57060U159 | UNCVTL OIL GAS | 23,071 | $306,000 | thousands by filing date | |
| PROSHARES TR | 74348A426 | ULTSHRT QQQ | 10,316 | $306,000 | thousands by filing date | |
| MASTEC INC COM | 576323109 | Stock | 17,588 | $305,000 | thousands by filing date | |
| YORK WATER CO | 987184108 | COMMON STOCK | 12,229 | $305,000 | thousands by filing date | |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 28,000 | $305,000 | thousands by filing date | put |
| Dws Strategic Muni Incm | 25159F102 | COM | 23,115 | $305,000 | thousands by filing date | |
| LENDINGTREE INC | 52603B107 | COM | 3,405 | $304,000 | thousands by filing date | |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 24,747 | $303,000 | thousands by filing date | |
| PHI INC | 69336T106 | COM VTG | 16,942 | $301,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 4,000 | $300,000 | thousands by filing date | put |
| CHUY'S HOLDINGS INC | 171604101 | COMMON STOCK | 9,533 | $300,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M100 | GUGG BRIC ETF | 12,325 | $300,000 | thousands by filing date | |
| ISHARES TR | 46432FBC0 | IBONDS MAR20 ETF | 2,904 | $300,000 | thousands by filing date | |
| SUMMIT HOTEL PPTYS | 866082100 | COM | 25,013 | $299,000 | thousands by filing date | |
| ISHARES TR | 46429B135 | INT PFD STK FD | 18,576 | $299,000 | thousands by filing date | |
| CYTOKINETICS INC | 23282W605 | COM NEW | 28,490 | $298,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524771 | FUNDAMENTAL US L | 10,407 | $298,000 | thousands by filing date | |
| PROSHARES TR | 74347R206 | PSHS ULTRA QQQ | 3,800 | $298,000 | thousands by filing date | call |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 12,498 | $297,000 | thousands by filing date | |
| UNITED NAT FOODS INC COM | 911163103 | Stock | 7,556 | $297,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 8,100 | $297,000 | thousands by filing date | put |
| SAFETY INS GROUP INC | 78648T100 | COM | 5,262 | $297,000 | thousands by filing date | |
| TIER REIT COM | 88650V208 | COM NEW | 20,137 | $297,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 27,841 | $297,000 | thousands by filing date | |
| DIGITALGLOBE INC | 25389M877 | COM | 18,958 | $297,000 | thousands by filing date | |
| Fidelity MSCI Information Technology Index ETF | 316092808 | SHS | 9,021 | $296,000 | thousands by filing date | |
| iShares Emerging Markets Dividend ETF | 464286319 | SHS | 9,782 | $295,000 | thousands by filing date | |
| COACH INC | 189754104 | COM | 9,000 | $295,000 | thousands by filing date | put |
| Flushing Financial Corp | 343873105 | Common Stock | 13,654 | $295,000 | thousands by filing date | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 7,430 | $293,000 | thousands by filing date | call |
| BLACKROCK MUNI N Y INTER DUR | 09255F109 | COM | 19,317 | $293,000 | thousands by filing date | |
| LIBERTY ALL STAR GROWTH FUND I | 529900102 | COM | 63,655 | $292,000 | thousands by filing date | |
| AMPHASTAR PHARMACEUTICALS IN | 03209R103 | COM | 20,574 | $292,000 | thousands by filing date | |
| PHOENIX COS INC NEW | 71902E604 | COM NEW | 7,885 | $292,000 | thousands by filing date | |
| JA SOLAR HOLDINGS CO LTD | 466090206 | SPON ADR REP5ORD | 30,000 | $291,000 | thousands by filing date | put |
| IDACORP INC | 451107106 | COM | 4,269 | $290,000 | thousands by filing date | |
| SHUTTERSTOCK INC COM | 825690100 | Stock | 8,920 | $289,000 | thousands by filing date | |
| 1ST FINL BANCORP | 320209109 | COM | 15,986 | $289,000 | thousands by filing date | |
| EXACTECH INC | 30064E109 | COM | 15,903 | $289,000 | thousands by filing date | |
| ISHARES TR | 46432FAN7 | 2023 INVTGR BD | 3,045 | $289,000 | thousands by filing date | |
| NATIONAL COMM CORP | 63546L102 | COM | 11,556 | $289,000 | thousands by filing date | |
| UNITIL CORP COM | 913259107 | Stock | 8,033 | $288,000 | thousands by filing date | |
| BLUE BUFFALO PET PRODS INC | 09531U102 | COM | 15,366 | $288,000 | thousands by filing date | |
| AVANTAX INC | 095229100 | COMMON STOCK | 29,356 | $288,000 | thousands by filing date | |
| NW Biotherapeutics | 66737P600 | USD | 90,000 | $288,000 | thousands by filing date | call |
| SWEDISH EXPT CR CORP | 870297801 | ROG TTL ETN 22 | 62,307 | $288,000 | thousands by filing date | |
| ALERE INC | 01449J105 | COM | 7,373 | $288,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E747 | GLOB X NOR ETF | 29,701 | $288,000 | thousands by filing date | |
| LITTELFUSE INC COM | 537008104 | Stock | 2,681 | $287,000 | thousands by filing date | |
| MYERS INDUSTRIES INC | 628464109 | COMMON STOCK | 21,539 | $287,000 | thousands by filing date | |
| ATRION CORPORATION | 049904105 | COMMON STOCK | 750 | $286,000 | thousands by filing date | |
| Biglari Holdings | 08986r101 | COM | 878 | $286,000 | thousands by filing date | |
| FINANCIAL ENGINES INC | 317485100 | COM | 8,499 | $286,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 5,900 | $285,000 | thousands by filing date | call |
| MEDICINES CO | 584688105 | COM | 7,640 | $285,000 | thousands by filing date | |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 3,200 | $284,000 | thousands by filing date | call |
| NOAH HLDGS LTD | 65487X102 | SPON ADS CL A | 10,162 | $284,000 | thousands by filing date | |
| NUVEEN CALIF MUNICPAL VALU F | 6706EB106 | COM | 16,679 | $284,000 | thousands by filing date | |
| C&J ENERGY SVCS LTD SHS | G3164Q101 | Stock | 59,603 | $284,000 | thousands by filing date | |
| CHEFS WHSE INC | 163086101 | COM | 16,973 | $283,000 | thousands by filing date | |
| ECHOSTAR CORP | 278768106 | CL A | 7,242 | $283,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33737A108 | NASDQ CLN EDGE | 8,488 | $283,000 | thousands by filing date | |
| NATURAL HEALTH TRENDS CORP | 63888P406 | COM | 8,442 | $283,000 | thousands by filing date | |
| CURRENCYSHARES SWEDISH KRONA | 23129R108 | SWEDISH KRONA | 2,428 | $283,000 | thousands by filing date | |
| ADECOAGRO S A | L00849106 | COM | 22,905 | $282,000 | thousands by filing date | |
| WOLVERINE WORLD WIDE INC | 978097103 | COM | 16,832 | $282,000 | thousands by filing date | |
| SLM CORP COM | 78442P106 | Stock | 43,234 | $281,000 | thousands by filing date | |
| ENEL AMERICAS S.A. (ADR) | 29274F104 | SPONSORED ADR | 23,152 | $281,000 | thousands by filing date | |
| BANCO MACRO S A | 05961W105 | SPON ADR B | 4,833 | $281,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 811904101 | COM | 5,348 | $281,000 | thousands by filing date | |
| EXCHANGE LISTED FDS TR HRZN SP500 CV C | 30151E103 | CEF | 6,474 | $281,000 | thousands by filing date | |
| INVIVO THERAPEUTICS HLDGS CO | 46186M209 | COM NEW | 39,098 | $281,000 | thousands by filing date | |
| LAKEFRONT BIOTHERAPEUTICS NV | 36315X101 | SPON ADR | 4,456 | $280,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B712 | KBW RG BK PORT | 6,799 | $280,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57061R304 | FALLN ANGL USD | 11,496 | $280,000 | thousands by filing date | |
| DREYFUS MUN INCOME INC | 26201R102 | COM | 29,606 | $279,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN OIL | 73935X625 | COM | 23,567 | $279,000 | thousands by filing date | |
| ONCOMED PHARMACEUTICALS INC COM | 68234X102 | Stock | 12,381 | $279,000 | thousands by filing date | |
| NACCO INDUSTRIES INC CLASS A | 629579103 | COM | 6,582 | $278,000 | thousands by filing date | |
| SPARTON CORP | 847235108 | COM | 13,892 | $278,000 | thousands by filing date | |
| FORTINET INC COM | 34959E109 | Stock | 8,900 | $277,000 | thousands by filing date | call |
| ISHARES INC | 464286392 | MSCI WORLD ETF | 3,978 | $277,000 | thousands by filing date | |
| AARONS INC | 002535300 | COM PAR $0.50 | 12,364 | $277,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 76,829 | $277,000 | thousands by filing date | |
| IVY HIGH INCOME OPPORTUNITIE | 465893105 | COM | 22,277 | $276,000 | thousands by filing date | |
| THIRD PT REINS LTD | G8827U100 | COM | 20,619 | $276,000 | thousands by filing date | |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 64,370 | $275,000 | thousands by filing date | |
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 8,744 | $274,000 | thousands by filing date | |
| BOISE CASCADE CO DEL | 09739D100 | COM | 10,714 | $274,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q702 | GLOBL AGRI ETF | 11,812 | $274,000 | thousands by filing date | |
| Schwab Intermediate-Term US Treasury ETF | 808524854 | SHS | 5,090 | $273,000 | thousands by filing date | |
| NOVOCURE LTD | G6674U108 | ORD SHS | 12,214 | $273,000 | thousands by filing date | |
| ASSOCIATED BANC-CORP | 045487105 | COM | 14,555 | $273,000 | thousands by filing date | |
| SOTHEBYS | 835898107 | COM | 10,608 | $273,000 | thousands by filing date | |
| CITIZENS INC | 174740100 | COMMON STOCK | 36,792 | $273,000 | thousands by filing date | |
| GABELLI MULTIMEDIA TR INC | 36239Q109 | COM | 36,368 | $273,000 | thousands by filing date | |
| NUVEEN GA DIVID | 67072B107 | COM | 20,245 | $273,000 | thousands by filing date | |
| FINISAR CORP | 31787A507 | COM NEW | 18,655 | $272,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y470 | DLY EMKT 3X NEW | 5,798 | $272,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A276 | BRC BLD AMER BD | 4,555 | $272,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 3,800 | $271,000 | thousands by filing date | put |
| ICF INTL INC | 44925C103 | COM | 7,623 | $271,000 | thousands by filing date | |
| ROYAL BK SCOTLAND GROUP PLC | 780097747 | ADR PREF SHS R | 10,831 | $271,000 | thousands by filing date | |
| Intuit Inc. | 461202103 | COM | 2,800 | $270,000 | thousands by filing date | put |
| PPL CORP COM | 69351T106 | Stock | 7,900 | $270,000 | thousands by filing date | call |
| WELLCARE HEALTH PLANS INC | 94946T106 | COM | 3,445 | $270,000 | thousands by filing date | |
| NUVEEN INTER DURATION MUN | 670677103 | INDX FD | 20,971 | $270,000 | thousands by filing date | |
| ISHARES TR | 46432FAZ0 | IBONDS MAR23 ETF | 2,600 | $270,000 | thousands by filing date | |
| NUVEEN VA QUALITY MUN INCOM | 67064R102 | COM | 19,820 | $269,000 | thousands by filing date | |
| MAZOR ROBOTICS LTD | 57886P103 | SPONSORED ADS | 26,523 | $269,000 | thousands by filing date | |
| HAWKINS INC | 420261109 | COM | 7,493 | $268,000 | thousands by filing date | |
| LOGMEIN INC | 54142L109 | COMMON STOCK | 4,001 | $268,000 | thousands by filing date | |
| MERIDIAN BIOSCIENCE INC | 589584101 | COMMON STOCK | 13,037 | $268,000 | thousands by filing date | |
| BITAUTO HLDGS LTD | 091727107 | SPONSORED ADS | 9,473 | $268,000 | thousands by filing date | |
| FIRST COMWLTH FINL CORP PA | 319829107 | COM | 29,473 | $267,000 | thousands by filing date | |
| PENN WEST PETE LTD NEW | 707887105 | COM | 319,899 | $267,000 | thousands by filing date | |
| ELIZABETH ARDEN INC | 28660G106 | COM | 26,996 | $267,000 | thousands by filing date | |
| PACER FDS TR | 69374H204 | TRENDP US MID CP | 11,489 | $266,000 | thousands by filing date | |
| SABINE RTY TR | 785688102 | UNIT BEN INT | 10,122 | $266,000 | thousands by filing date | |
| UNITED FIRE GROUP INC | 910340108 | COMMON STOCK | 6,957 | $266,000 | thousands by filing date | |
| SANDY SPRING BANCORP INC | 800363103 | COMMON STOCK | 9,868 | $266,000 | thousands by filing date | |
| SILVER BAY REALTY TRUST CORP | 82735Q102 | COMMON STOCK | 16,985 | $266,000 | thousands by filing date | |
| MOOG INC CL A | 615394202 | Stock | 4,387 | $265,000 | thousands by filing date | |
| COCA-COLA FEMSA SAB DE CV SPONS ADS REP | 191241108 | ADR | 3,725 | $264,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723762100 | COM | 19,743 | $264,000 | thousands by filing date | |
| RTI BIOLOGICS INC | 74975N105 | COM | 66,372 | $264,000 | thousands by filing date | |
| SANMINA CORP COM | 801056102 | Stock | 12,807 | $263,000 | thousands by filing date | |
| RGC RESOURCES INC | 74955L103 | COMMON STOCK | 12,324 | $263,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 2,400 | $262,000 | thousands by filing date | put |
| COEUR MNG INC COM NEW | 192108504 | Stock | 105,565 | $262,000 | thousands by filing date | |
| ALAMOS GOLD INC COM CL A | 011532108 | Stock | 79,846 | $262,000 | thousands by filing date | |
| ISHARES INC | 464286202 | MSCI AUSTRIA ETF | 16,715 | $262,000 | thousands by filing date | |
| BENEFICIAL BANCORP INC | 08171T102 | COM | 19,682 | $262,000 | thousands by filing date | |
| VIMPELCOM LTD | 92719A106 | SPONSORED ADR | 79,221 | $261,000 | thousands by filing date | |
| ORBOTECH LTD | M75253100 | ORD | 11,786 | $261,000 | thousands by filing date | |
| SINOPEC SHANGHAI PETROCHEMIC | 82935M109 | SPON ADR H | 6,582 | $261,000 | thousands by filing date | |
| FAIRCHILD SEMICONDUCTOR | 303726103 | COMMON STOCK | 12,558 | $261,000 | thousands by filing date | |
| MORGAN STANLEY TRUSTS | 61745P874 | INCOME SECS INC | 15,449 | $261,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW | 171871403 | PFD CV DEP1/20 | 5,433 | $261,000 | thousands by filing date | |
| TOPBUILD COR COM | 89055F103 | Stock | 8,449 | $260,000 | thousands by filing date | |
| NUVEEN MINN QUALITY MUN INM | 670734102 | SHS | 17,776 | $260,000 | thousands by filing date | |
| RANDGOLD RES LTD | 752344309 | ADR | 4,200 | $260,000 | thousands by filing date | put |
| RANDGOLD RES LTD | 752344309 | ADR | 4,200 | $260,000 | thousands by filing date | call |
| GUGGENHEIM ENHANCED EQUITY S | 40167K100 | COM | 16,472 | $260,000 | thousands by filing date | |
| SIMPSON MFG INC | 829073105 | COM | 7,582 | $259,000 | thousands by filing date | |
| II VI INC | 902104108 | COM | 13,959 | $259,000 | thousands by filing date | |
| NUVEEN CALIFORNIA SELECT TAX-F | 67063R103 | SH BEN INT | 16,543 | $259,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57061R205 | INTL HI YLD BD | 11,477 | $258,000 | thousands by filing date | |
| KLA CORP | 482480100 | COM | 3,700 | $257,000 | thousands by filing date | call |
| ABRDN NATL MUN INCOME FD SH BEN INT | 24610T108 | CEF | 19,780 | $257,000 | thousands by filing date | |
| BARRACUDA NETWORKS INC | 068323104 | COM | 13,776 | $257,000 | thousands by filing date | |
| OIL STS INTL INC | 678026105 | COM | 9,411 | $256,000 | thousands by filing date | |
| SIERRA WIRELESS INC | 826516106 | COM | 16,281 | $256,000 | thousands by filing date | |
| UR-ENERGY INC | 91688R108 | COM | 389,999 | $254,000 | thousands by filing date | |
| ASA GOLD AND PRECIOUS MTLS L | G3156P103 | SHS | 35,220 | $253,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W133 | EMERG CUR STR FD | 15,051 | $253,000 | thousands by filing date | |
| CVR Partners, LP | 126633106 | LTD | 31,471 | $252,000 | thousands by filing date | |
| MADISON STRTG SECTOR PREM FD | 558268108 | COM | 23,278 | $251,000 | thousands by filing date | |
| CORMEDIX INC | 21900C100 | COM | 123,859 | $251,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 1,300 | $250,000 | thousands by filing date | put |
| MERIDIAN BANCORP INC MD | 58958U103 | COM | 17,721 | $250,000 | thousands by filing date | |
| INCYTE CORP COM | 45337C102 | Stock | 2,300 | $249,000 | thousands by filing date | call |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-16-014825 | this filing | 2016-02-16 | acceptance time not in the bulk data set |