13F-HR filed by UBS Group AG
UBS Group AG filed this 13F-HR for the quarter ended 2015-12-31, filed 2016-02-16, with 8,404 holding rows worth $154,096,253,000.
- Accession
- 0000950123-16-014825
- Filer
- CIK 1610520
- Filed
- 2016-02-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2015
A combination report, 15,204 entries on the cover page, a total value of $154,096,253,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $154,049,085,000 with VALUE read as thousands by filing date, 13F file number 028-16612. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerUBS ASSET MANAGEMENT (AMERICAS) INC 028-02682
- reports for this filerUBS OCONNOR LLC 028-06327
- included managerUBS Financial Services Inc. 028-11496
- included managerUBS Swiss Financial Advisors AG 028-11603
- included managerUBS AG New York Branch 028-07344
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 16,600 | $1,624,000 | thousands by filing date | call |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 44,100 | $1,624,000 | thousands by filing date | put |
| TRUBRIDGE INC | 205306103 | COM | 32,642 | $1,624,000 | thousands by filing date | |
| CRH PLC ADS | 12626K203 | ADR | 56,251 | $1,621,000 | thousands by filing date | |
| PROVIDENT FINL SVCS INC COM | 74386T105 | Stock | 80,413 | $1,620,000 | thousands by filing date | |
| DANA INC | 235825205 | COM | 117,263 | $1,619,000 | thousands by filing date | |
| IRON MTN INC DEL COM | 46284V101 | REIT | 59,863 | $1,616,000 | thousands by filing date | |
| TESCO CORP | 88157K101 | COMMON STOCK-FO | 223,114 | $1,616,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W588 | US LARGECAP FUND | 23,286 | $1,615,000 | thousands by filing date | |
| NUVEEN PREFERRED & INCOME | 67075A106 | EXCHANGE TRADED | 70,968 | $1,615,000 | thousands by filing date | |
| IMPAX LABORATORIES INC | 45256B101 | COM | 37,685 | $1,611,000 | thousands by filing date | |
| NEW YORK MTG TR INC | 649604808 | PFD-C CONV | 85,810 | $1,609,000 | thousands by filing date | |
| MONSANTO CO NEW | 61166W101 | COM | 16,300 | $1,606,000 | thousands by filing date | call |
| ISHARES INC | 464286624 | MSCI THAILND ETF | 27,368 | $1,605,000 | thousands by filing date | |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 60,889 | $1,600,000 | thousands by filing date | |
| CABOT MICROELECTRONICS CORP | 12709P103 | COM | 36,435 | $1,596,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554102 | COM | 54,741 | $1,592,000 | thousands by filing date | |
| ARTISAN PARTNERS ASSET MGMT I CL A | 04316A108 | Stock | 44,091 | $1,591,000 | thousands by filing date | |
| ELLIE MAE INC | 28849P100 | COM | 26,386 | $1,589,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B878 | ETF - EQUITY | 36,696 | $1,587,000 | thousands by filing date | |
| POWERSHARES GLOBAL | 73936T615 | GBL CLEAN ENER | 138,955 | $1,587,000 | thousands by filing date | |
| SUN HYDRAULICS CORP | 866942105 | COM | 49,967 | $1,586,000 | thousands by filing date | |
| BlackRock Muniy Michigan | 09254V105 | Fund | 113,564 | $1,585,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 12,000 | $1,584,000 | thousands by filing date | put |
| ROYAL BANK SCOTLAND GRP PLC 6.6% PFD SER B | 780097739 | PFD | 62,283 | $1,582,000 | thousands by filing date | |
| HILLENBRAND INC | 431571108 | COM | 53,189 | $1,577,000 | thousands by filing date | |
| ISHARES TR | 464288745 | GLB CNS DISC ETF | 17,692 | $1,575,000 | thousands by filing date | |
| INVESCO LTD SHS | G491BT108 | Stock | 47,000 | $1,574,000 | thousands by filing date | call |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 30,450 | $1,572,000 | thousands by filing date | |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 37,492 | $1,569,000 | thousands by filing date | |
| MKS INC. COM | 55306N104 | Stock | 43,528 | $1,567,000 | thousands by filing date | |
| WEST PHARMACEUTICAL SVSC INC COM | 955306105 | Stock | 26,034 | $1,567,000 | thousands by filing date | |
| MGE ENERGY INC | 55277P104 | COM | 33,738 | $1,566,000 | thousands by filing date | |
| ATMEL CORP | 049513104 | COM | 181,734 | $1,565,000 | thousands by filing date | |
| GUIDEWIRE SOFTWARE INC COM | 40171V100 | Stock | 25,973 | $1,563,000 | thousands by filing date | |
| VITAL ENERGY INC | 516806106 | COMMON STOCK | 195,500 | $1,562,000 | thousands by filing date | call |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 98,278 | $1,561,000 | thousands by filing date | |
| INVENSENSE INC | 46123D205 | COM | 152,355 | $1,558,000 | thousands by filing date | |
| NAVIOS MARITIME ACQUISITION | Y62159101 | COMMON | 517,649 | $1,558,000 | thousands by filing date | |
| OLD DOMINION FREIGHT LINE INC COM | 679580100 | Stock | 26,361 | $1,557,000 | thousands by filing date | |
| XPLR INFRASTRUCTURE LP | 65341B106 | COM UNIT PART IN | 52,166 | $1,557,000 | thousands by filing date | |
| HANCOCK JOHN INCOME SECS TR | 410123103 | COM | 115,706 | $1,554,000 | thousands by filing date | |
| ISHARES IBONDS DEC 2021 TERM MUNI BD ETF | 46435G789 | ETF | 60,664 | $1,551,000 | thousands by filing date | |
| BLACKROCK DEBT STRAT FD INC | 09255R103 | COM | 459,652 | $1,549,000 | thousands by filing date | |
| BEST BUY INC COM | 086516101 | Stock | 50,677 | $1,544,000 | thousands by filing date | |
| MOELIS & CO | 60786M105 | CL A | 52,940 | $1,544,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278277108 | COM | 113,063 | $1,542,000 | thousands by filing date | |
| TELEKOMUNIKASI IND SPONSORED ADR | 715684106 | ADR | 34,699 | $1,541,000 | thousands by filing date | |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 104,131 | $1,538,000 | thousands by filing date | |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 174,009 | $1,537,000 | thousands by filing date | |
| ISHARES MSCI NETHERLANDSETF | 464286814 | ETF | 64,258 | $1,532,000 | thousands by filing date | |
| FIRST TR ISE REVERE NAT GAS | 33734J102 | COM | 343,307 | $1,531,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W125 | FUTRE STRAT FD | 36,522 | $1,526,000 | thousands by filing date | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 14,300 | $1,522,000 | thousands by filing date | call |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 96,864 | $1,522,000 | thousands by filing date | |
| IRON MTN INC DEL COM | 46284V101 | REIT | 56,300 | $1,521,000 | thousands by filing date | call |
| ARCH CAP GROUP LTD ORD | G0450A105 | Stock | 21,774 | $1,519,000 | thousands by filing date | |
| WHITE MTNS INS GROUP LTD | G9618E107 | COM | 2,089 | $1,518,000 | thousands by filing date | |
| ISHARES TR | 46435G755 | IBONDS DEC2022 | 59,059 | $1,518,000 | thousands by filing date | |
| PJT PARTNERS INC | 69343T107 | COM CL A | 53,606 | $1,516,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 113,123 | $1,516,000 | thousands by filing date | |
| CULLEN FROST BANKERS INC COM | 229899109 | Stock | 25,257 | $1,515,000 | thousands by filing date | |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 50,000 | $1,515,000 | thousands by filing date | put |
| REAVES UTIL INCOME FD | 756158101 | COM SH BEN INT | 58,339 | $1,515,000 | thousands by filing date | |
| WAFD INC | 938824109 | COM | 63,473 | $1,513,000 | thousands by filing date | |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 73,600 | $1,513,000 | thousands by filing date | put |
| EURONET WORLDWIDE INC COM | 298736109 | Stock | 20,839 | $1,510,000 | thousands by filing date | |
| NEWMARKET CORP COM | 651587107 | Stock | 3,964 | $1,509,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 372,100 | $1,507,000 | thousands by filing date | call |
| FIRST TR EXCHANGE-TRADED ALP | 33737M102 | MID CP GR ALPH | 52,104 | $1,503,000 | thousands by filing date | |
| FEI CO | 30241L109 | COM | 18,830 | $1,503,000 | thousands by filing date | |
| WHITING PETE CORP NEW | 966387102 | COM | 159,200 | $1,503,000 | thousands by filing date | call |
| TESARO INC | 881569107 | COM | 28,716 | $1,502,000 | thousands by filing date | |
| TRANSMONTAIGNE PARTNERS L P | 89376V100 | COM UNIT L P | 56,159 | $1,502,000 | thousands by filing date | |
| ISHARES TR | 464288182 | MSCI AC ASIA ETF | 28,091 | $1,500,000 | thousands by filing date | |
| HARMAN INTL INDS INC | 413086109 | COM | 15,900 | $1,498,000 | thousands by filing date | call |
| ENERGEN CORP | 29265N108 | COM | 36,441 | $1,494,000 | thousands by filing date | |
| TELETECH HOLDINGS INC | 879939106 | COM | 53,539 | $1,494,000 | thousands by filing date | |
| MANHATTAN ASSOCIATES INC COM | 562750109 | Stock | 22,500 | $1,489,000 | thousands by filing date | put |
| WISDOMTREE TR | 97717W844 | GLB US QTLY DIV | 32,892 | $1,489,000 | thousands by filing date | |
| COVANTA HLDG CORP | 22282E102 | COM | 96,062 | $1,488,000 | thousands by filing date | |
| ALLIANCE HOLDINGS GP LP | 01861G100 | COM UNITS LP | 73,732 | $1,488,000 | thousands by filing date | |
| BABCOCK & WILCOX ENTERPRISES INC | 05614L100 | COM | 71,036 | $1,483,000 | thousands by filing date | |
| HEALTHCARE RLTY TR | 421946104 | COM | 52,327 | $1,482,000 | thousands by filing date | |
| RYDEX ETF TRUST HEALTH CARE | 78355W841 | COM | 9,646 | $1,481,000 | thousands by filing date | |
| ICU MED INC | 44930G107 | COM | 13,128 | $1,480,000 | thousands by filing date | |
| URBAN OUTFITTERS INC | 917047102 | COM | 65,002 | $1,479,000 | thousands by filing date | |
| COBALT INTL ENERGY INC | 19075F106 | COM | 273,642 | $1,479,000 | thousands by filing date | |
| GUGGENHEIM EQUAL | 40167M106 | COM SH BEN INT | 90,485 | $1,479,000 | thousands by filing date | |
| STANDARD MOTOR PRODS | 853666105 | COMMON STOCK | 38,848 | $1,478,000 | thousands by filing date | |
| N 0.25 6/1/18 | 64118QAB3 | Bond 30/360P2 U | 1,500,000 | $1,478,000 | thousands by filing date | principal |
| AERCAP HOLDINGS NV SHS | N00985106 | Stock | 34,236 | $1,477,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M365 | GUG BUL 2020 HY | 65,348 | $1,472,000 | thousands by filing date | |
| QUALYS INC COM | 74758T303 | Stock | 44,319 | $1,466,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 121,600 | $1,465,000 | thousands by filing date | put |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 50,000 | $1,462,000 | thousands by filing date | call |
| DOUGLAS EMMETT INC | 25960P109 | COM | 46,834 | $1,461,000 | thousands by filing date | |
| SHAW COMMUNICATIONS INC | 82028K200 | CL B CONV | 84,947 | $1,460,000 | thousands by filing date | |
| CURRENCYSHARES EURO TRUST | 23130C108 | COMMON STOCK | 13,718 | $1,460,000 | thousands by filing date | |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 141,403 | $1,459,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278274105 | COM | 108,689 | $1,459,000 | thousands by filing date | |
| WOODWARD INC COM | 980745103 | Stock | 29,309 | $1,456,000 | thousands by filing date | |
| ENSIGN GROUP INC | 29358P101 | COM | 64,218 | $1,454,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 20,000 | $1,452,000 | thousands by filing date | call |
| HANCOCK JOHN PFD INCOME FD I | 41013X106 | COM | 73,972 | $1,451,000 | thousands by filing date | |
| LENNAR CORP CL B | 526057302 | Stock | 36,006 | $1,447,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 80,300 | $1,446,000 | thousands by filing date | put |
| H2O AMERICA | 784305104 | COM | 48,656 | $1,443,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060u753 | INDONESIA ETF | 78,337 | $1,442,000 | thousands by filing date | |
| MFS HIGH YIELD MUNICIPAL TRUST | 59318E102 | SH BEN INT | 319,256 | $1,440,000 | thousands by filing date | |
| GUGGENHEIM TAXABLE MUNICP BO | 401664107 | COM | 67,529 | $1,440,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 195,461 | $1,440,000 | thousands by filing date | |
| CAPELLA EDUCATION CO | 139594105 | COM | 31,159 | $1,440,000 | thousands by filing date | |
| WEST CORP | 952355204 | COM | 66,671 | $1,439,000 | thousands by filing date | |
| ADVAXIS INC | 007624208 | COM NEW | 143,008 | $1,438,000 | thousands by filing date | |
| OHA INVT CORP | 67091U102 | COM | 378,172 | $1,437,000 | thousands by filing date | |
| BEST BUY INC COM | 086516101 | Stock | 47,000 | $1,431,000 | thousands by filing date | call |
| MARKET VECTORS VIETNAM ETF | 57060U761 | CMN | 96,615 | $1,430,000 | thousands by filing date | |
| NATIONAL INSTRS CORP | 636518102 | COM | 49,776 | $1,428,000 | thousands by filing date | |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 116,191 | $1,427,000 | thousands by filing date | |
| WESTLAKE CORPORATION | 960413102 | COM | 26,201 | $1,424,000 | thousands by filing date | |
| NUVEEN SELECT MATURITIES MUNIC | 67061t101 | CLSD FD | 138,939 | $1,423,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X830 | RUSS NOMURA PR | 30,690 | $1,421,000 | thousands by filing date | |
| AMERICAN CAPITAL LTD | 02503Y103 | COM | 103,000 | $1,420,000 | thousands by filing date | put |
| MERCURY GENL CORP NEW | 589400100 | COM | 30,475 | $1,419,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 24,600 | $1,418,000 | thousands by filing date | put |
| BLACKROCK MUNI 2018 TERM TR | 09248C106 | COM | 91,399 | $1,417,000 | thousands by filing date | |
| EATON VANCE FLTG RATE INCOM | 278284104 | COM SHS BEN INT | 99,918 | $1,414,000 | thousands by filing date | |
| CELESTICA INC | 15101Q108 | COMMON STOCK-FO | 128,121 | $1,414,000 | thousands by filing date | |
| NATUS MEDICAL INC | 639050103 | COM | 29,376 | $1,412,000 | thousands by filing date | |
| MAN TECH INTERNATIONAL CORP | 564563104 | CL A | 46,681 | $1,411,000 | thousands by filing date | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 39,966 | $1,408,000 | thousands by filing date | |
| PIEDMONT REALTY TRUST INC | 720190206 | COM CL A | 74,543 | $1,407,000 | thousands by filing date | |
| BLACKROCK STRATEGIC MUN TR | 09248T109 | COM | 101,479 | $1,405,000 | thousands by filing date | |
| Pimco Income Oppty Fund | 72202B100 | COM | 66,317 | $1,403,000 | thousands by filing date | |
| CHECK POINT SOFTWARE TECH LTD ORD | M22465104 | Stock | 17,200 | $1,400,000 | thousands by filing date | call |
| DBX ETF TR XTRACK HRVST CSI | 233051879 | XTRACK HRVST CSI | 50,000 | $1,399,000 | thousands by filing date | call |
| REPUBLIC FIRST BANCORP INC | 760416107 | COM | 322,532 | $1,397,000 | thousands by filing date | |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 20,403 | $1,390,000 | thousands by filing date | |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 170,264 | $1,389,000 | thousands by filing date | |
| ORIX CORP SPONSORED ADR | 686330101 | ADR | 19,686 | $1,383,000 | thousands by filing date | |
| MILLERKNOLL INC | 600544100 | COM | 48,036 | $1,379,000 | thousands by filing date | |
| AMERICAN CAPITAL LTD | 02503Y103 | COM | 100,000 | $1,379,000 | thousands by filing date | call |
| SURGICAL CARE AFFILIATES INC COM | 86881L106 | Stock | 34,604 | $1,378,000 | thousands by filing date | |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 139,334 | $1,373,000 | thousands by filing date | |
| GATX CORP COM | 361448103 | Stock | 32,247 | $1,372,000 | thousands by filing date | |
| GARMIN LTD SHS | H2906T109 | Stock | 36,900 | $1,372,000 | thousands by filing date | put |
| ELME COMMUNITIES | 939653101 | SH BEN INT | 50,725 | $1,372,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33733A102 | CHINDIA ETF | 48,395 | $1,372,000 | thousands by filing date | |
| ATLANTIC TELE NETWORK INC | 049079205 | COM NEW | 17,511 | $1,369,000 | thousands by filing date | |
| ISHARES TR | 46434VAA8 | IBONDS DEC18 ETF | 54,682 | $1,366,000 | thousands by filing date | |
| AKORN INC | 009728106 | COM | 36,528 | $1,363,000 | thousands by filing date | |
| TARO PHARMACEUTICAL INDS LTD | M8737E108 | SHS | 8,813 | $1,362,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 225,609 | $1,360,000 | thousands by filing date | |
| JUMEI INTL HLDG LTD | 48138L107 | SPONSORED ADR | 150,000 | $1,359,000 | thousands by filing date | put |
| BLACKROCK MUNIHOLDINGS FD IN | 09253N104 | COM | 79,134 | $1,354,000 | thousands by filing date | |
| BARCLAYS IPTH SRS B S&P SHRT TRM ETN | 06742E711 | IPATH S&P500 VIX | 67,384 | $1,354,000 | thousands by filing date | |
| WESCO INTL INC COM | 95082P105 | Stock | 30,855 | $1,348,000 | thousands by filing date | |
| ISHARES TR | 46432F859 | CORE 1 5 YR USD | 13,543 | $1,344,000 | thousands by filing date | |
| Rentech Nitrogen Partners, LP | 760113100 | LTD | 126,787 | $1,344,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X715 | INTL ENRGY ETF | 87,745 | $1,344,000 | thousands by filing date | |
| LAZARD GLOBAL TOTAL RETURN & | 52106W103 | COM | 102,669 | $1,343,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254M105 | COM | 84,739 | $1,341,000 | thousands by filing date | |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 152,666 | $1,331,000 | thousands by filing date | |
| VANGUARD RUSSELL 2000 VALUE ETF | 92206C649 | ETF | 16,676 | $1,330,000 | thousands by filing date | |
| CBS CORP NEW | 124857202 | CL B | 28,200 | $1,329,000 | thousands by filing date | put |
| BLACKROCK MUNIHOLDINGS QUALI | 09254A101 | COM | 96,691 | $1,328,000 | thousands by filing date | |
| BALCHEM CORP | 057665200 | COM | 21,827 | $1,327,000 | thousands by filing date | |
| CLEARWATER PAPER CORP | 18538R103 | COM | 29,119 | $1,326,000 | thousands by filing date | |
| NEOGEN CORP | 640491106 | COM | 23,407 | $1,323,000 | thousands by filing date | |
| ASPEN TECHNOLOGY INC | 045327103 | COM | 35,044 | $1,323,000 | thousands by filing date | |
| CM FIN INC COM | 12574Q103 | COM | 131,990 | $1,323,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 113,856 | $1,320,000 | thousands by filing date | |
| ELECTRONICS FOR IMAGING INC | 286082102 | COM | 28,220 | $1,319,000 | thousands by filing date | |
| UNITED BANKSHARES INC WEST VA COM | 909907107 | Stock | 35,608 | $1,317,000 | thousands by filing date | |
| SPDR Portfolio Long Term Treasury ETF | 78464A664 | SHS | 18,826 | $1,316,000 | thousands by filing date | |
| BLACKROCK MUNIYEILD QUALITY FU | 09254G108 | COM | 99,064 | $1,315,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092204 | MSCI CONSM DIS | 42,749 | $1,312,000 | thousands by filing date | |
| IBERIABANK CORP | 450828108 | COM | 23,790 | $1,310,000 | thousands by filing date | |
| FIRST TRUST ENHANCED EQUITY IN | 337318109 | COM | 99,056 | $1,308,000 | thousands by filing date | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 72,247 | $1,308,000 | thousands by filing date | |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 83,000 | $1,305,000 | thousands by filing date | put |
| SEMGROUP CORP | 81663A105 | CL A | 45,147 | $1,302,000 | thousands by filing date | |
| STATE STREET SPDR PORTFOLIO INTERMEDIATE TERM CORPORATE BOND ETF | 78464A433 | ETF | 54,731 | $1,301,000 | thousands by filing date | |
| CVB FINL CORP COM | 126600105 | Stock | 76,669 | $1,298,000 | thousands by filing date | |
| iShares JP Morgan EM Local Ccy Bd ETF | 464286517 | SHS | 32,177 | $1,297,000 | thousands by filing date | |
| PINNACLE FINANCIAL PARTNERS IN | 72346Q104 | COM | 25,227 | $1,296,000 | thousands by filing date | |
| INTEROIL CORP | 460951106 | COM | 41,200 | $1,295,000 | thousands by filing date | put |
| MFS CALIF MUN FD | 59318C106 | COM | 109,327 | $1,295,000 | thousands by filing date | |
| AUTONATION INC COM | 05329W102 | Stock | 21,661 | $1,292,000 | thousands by filing date | |
| ISHARES TR | 464288216 | EMGR MKT INF ETF | 47,335 | $1,290,000 | thousands by filing date | |
| LMP CORPORATE LN FD INC | 50208B100 | COM | 130,610 | $1,290,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y669 | GARTMAN GLD/EU | 114,737 | $1,290,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M373 | GUG BUL 2019 HY | 56,724 | $1,289,000 | thousands by filing date | |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 138,346 | $1,288,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 264,000 | $1,286,000 | thousands by filing date | call |
| PORTOLA PHARMACEUTICALS INC COM | 737010108 | Stock | 24,983 | $1,286,000 | thousands by filing date | |
| INTEROIL CORP | 460951106 | COM | 40,857 | $1,284,000 | thousands by filing date | |
| SERVICENOW INC | 81762PAB8 | NOTE 11/0 | 1,001,000 | $1,284,000 | thousands by filing date | principal |
| PHOTRONICS INC | 719405102 | COM | 103,061 | $1,283,000 | thousands by filing date | |
| ISHARES INC | 464286285 | JP MRGN EM HI BD | 28,441 | $1,281,000 | thousands by filing date | |
| GLACIER BANCORP INC NEW | 37637Q105 | COM | 48,294 | $1,281,000 | thousands by filing date | |
| MOMENTA PHARMACEUTICALS INC | 60877T100 | COM | 86,222 | $1,280,000 | thousands by filing date | |
| PEOPLE'S UNITED FINANCIAL INC | 712704105 | COM | 79,200 | $1,279,000 | thousands by filing date | call |
| COHEN & STEERS INC COM | 19247A100 | Stock | 41,900 | $1,277,000 | thousands by filing date | |
| NEUBERGER BERMAN CALIFORNIA IN | 64123C101 | COM | 81,030 | $1,277,000 | thousands by filing date | |
| ARRAY BIOPHARMA INC COM | 04269X105 | Stock | 302,515 | $1,277,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 7,900 | $1,276,000 | thousands by filing date | call |
| GERON CORP | 374163103 | COM | 262,843 | $1,272,000 | thousands by filing date | |
| EGA EMERGING GLOBAL SHS TR EGSHARE EM | 268461621 | DOM | 71,704 | $1,270,000 | thousands by filing date | |
| HARRIS & HARRIS GROUP INC | 413833104 | COM | 576,948 | $1,269,000 | thousands by filing date | |
| RETROPHIN INC | 761299106 | COM | 65,764 | $1,268,000 | thousands by filing date | |
| HEALTHCARE | 42225P501 | CL A NEW | 46,946 | $1,266,000 | thousands by filing date | |
| CHILDRENS PL INC NEW | 168905107 | COM | 22,921 | $1,265,000 | thousands by filing date | |
| ADVISORSHARES GARTMAN GOLD/YEN ETF | 00768Y685 | ETF | 113,295 | $1,263,000 | thousands by filing date | |
| SYKES ENTERPRISES INC COM | 871237103 | Stock | 41,014 | $1,262,000 | thousands by filing date | |
| FULLER H B CO COM | 359694106 | Stock | 34,542 | $1,260,000 | thousands by filing date | |
| SALLY BEAUTY HLDGS INC | 79546E104 | COM | 45,183 | $1,260,000 | thousands by filing date | |
| SPDR SER TR | 78464A292 | WELLS FG PFD ETF | 28,198 | $1,260,000 | thousands by filing date | |
| SCIENCE APPLICATIONS INTL CORP COM | 808625107 | Stock | 27,486 | $1,259,000 | thousands by filing date | |
| WESTERN ASSET MTG DEFINED OP | 95790B109 | COM | 53,458 | $1,259,000 | thousands by filing date | |
| BLACKROCK INVESTMENT QUALITY M | 09247D105 | COM | 81,757 | $1,258,000 | thousands by filing date | |
| OXFORD LANE CAP CORP | 691543102 | COM | 126,215 | $1,257,000 | thousands by filing date | |
| BLACKROCK UTILS INFRASTRUCTU | 09248D104 | COM | 74,621 | $1,252,000 | thousands by filing date | |
| China Yuchai Intl Ltd | G21082105 | COM | 116,310 | $1,252,000 | thousands by filing date | |
| MASONITE INTERNATIONAL CORP | 575385109 | COMMON STOCK-FO | 20,437 | $1,252,000 | thousands by filing date | |
| MADISON COVERED CALL & EQUITY | 557437100 | COM | 169,480 | $1,251,000 | thousands by filing date | |
| ISHARES TR | 464288497 | DEVSMCP EXNA ETF | 27,600 | $1,250,000 | thousands by filing date | |
| MANNKIND CORP | 56400P201 | COM | 861,738 | $1,250,000 | thousands by filing date | |
| SUNCOKE ENERGY PARTNERS LP | 86722Y101 | COMMON STOCK | 167,726 | $1,250,000 | thousands by filing date | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 216,509 | $1,249,000 | thousands by filing date | |
| VOYA GLOBAL ADVANTAGE AND PREM | 92912R104 | COM | 119,366 | $1,247,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435AB1 | NOTE 7/0 | 750,000 | $1,246,000 | thousands by filing date | principal |
| GLOBUS MED INC CL A | 379577208 | Stock | 44,725 | $1,244,000 | thousands by filing date | |
| NATIONSTAR MORTGAGE HOLDINGS | 63861C109 | COMMON STOCK | 93,095 | $1,244,000 | thousands by filing date | |
| Taser Intl Inc | 87651B104 | COM | 71,563 | $1,237,000 | thousands by filing date | |
| CONTINENTAL RES INC | 212015101 | COM | 53,780 | $1,236,000 | thousands by filing date | |
| GRAMERCY PPTY TR COM | 385002100 | Stock | 159,965 | $1,236,000 | thousands by filing date | |
| MIRATI THERAPEUTICS INC | 60468T105 | COM | 39,095 | $1,235,000 | thousands by filing date | |
| MATTSON TECHNOLOGY INC | 577223100 | COM | 349,418 | $1,234,000 | thousands by filing date | |
| KITE REALTY GROUP TRUST COM NEW | 49803T300 | REIT | 47,566 | $1,233,000 | thousands by filing date | |
| BLACKROCK LONG-TERM MUNCIPAL A | 09250B103 | COM | 107,008 | $1,231,000 | thousands by filing date | |
| APOLLO TACTICAL INCOME FD INC | 037638103 | COM | 88,377 | $1,228,000 | thousands by filing date | |
| ISHARES TR | 464287531 | US DIGI REAL ETF | 33,121 | $1,228,000 | thousands by filing date | |
| KBR INC COM | 48242W106 | Stock | 72,437 | $1,226,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X377 | FINL SECT PORT | 39,941 | $1,226,000 | thousands by filing date | |
| JOHNSON CONTROLS INT F | 478366107 | COM | 31,000 | $1,224,000 | thousands by filing date | put |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 440,994 | $1,222,000 | thousands by filing date | |
| ONEOK INC NEW | 682680103 | COM | 49,500 | $1,221,000 | thousands by filing date | call |
| SPDR S&P 600 Small Cap Value ETF | 78464A300 | SHS | 13,126 | $1,219,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 23,400 | $1,218,000 | thousands by filing date | call |
| JUNIPER NETWORKS INC | 48203R104 | COM | 44,100 | $1,217,000 | thousands by filing date | call |
| PATTERSON COS INC | 703395103 | COM | 26,909 | $1,217,000 | thousands by filing date | |
| LASALLE HOTEL PROPERTIES | 517942108 | COM | 48,325 | $1,216,000 | thousands by filing date | |
| NOVADAQ TECHNOLOGIES INC COMMON | 66987G102 | COM | 95,375 | $1,215,000 | thousands by filing date | |
| UNIFIRST CORP MASS | 904708104 | COM | 11,644 | $1,213,000 | thousands by filing date | |
| BLACKROCK FLA MUN 2020 TERM | 09250M109 | COM SHS | 81,137 | $1,213,000 | thousands by filing date | |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 58,882 | $1,210,000 | thousands by filing date | |
| PRIVATEBANCORP INC | 742962103 | COM | 29,385 | $1,206,000 | thousands by filing date | |
| ISHARES IBONDS DEC 2017 TERM CORPORATE ETF | 46434VAR1 | ETF | 48,667 | $1,206,000 | thousands by filing date | |
| DEPOMED INC | 249908104 | COM | 66,212 | $1,201,000 | thousands by filing date | |
| ZUMIEZ INC | 989817101 | COMMON STOCK | 79,329 | $1,199,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 16,600 | $1,198,000 | thousands by filing date | call |
| MARKET VECTORS ETF TR | 57060U597 | CHINA A SHS ETF | 27,105 | $1,195,000 | thousands by filing date | |
| NUVEEN AMT-FREE MUN VALUE FD | 670695105 | COM | 66,840 | $1,194,000 | thousands by filing date | |
| SWIFT TRANSPORTATION CO | 87074U101 | COM | 86,000 | $1,189,000 | thousands by filing date | put |
| BLACKROCK MUNIHOLDINGS FD II | 09253P109 | COM | 77,404 | $1,188,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 135,186 | $1,186,000 | thousands by filing date | |
| GEO GROUP INC NEW | 36162J106 | COM | 40,935 | $1,183,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 28,000 | $1,180,000 | thousands by filing date | put |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 133,057 | $1,180,000 | thousands by filing date | |
| PROSHARES TR | 74347B615 | HDG FTSE EURO | 31,832 | $1,180,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A706 | ST STR GLB DOW | 18,231 | $1,179,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 165,654 | $1,178,000 | thousands by filing date | call |
| EASTGROUP PPTYS INC | 277276101 | COM | 21,150 | $1,177,000 | thousands by filing date | |
| PROOFPOINT INC | 743424103 | COM | 18,102 | $1,177,000 | thousands by filing date | |
| SPDR INDEX SHS FDS EUR STOXX SMCP | 78463X392 | CEF | 24,334 | $1,177,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J182 | EMERG MKT ALPH | 65,424 | $1,176,000 | thousands by filing date | |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 91,031 | $1,176,000 | thousands by filing date | |
| TRINA SOLAR LIMITED | 89628E104 | SPON ADR | 106,647 | $1,175,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G107 | COM CL A | 37,800 | $1,173,000 | thousands by filing date | put |
| EATON VANCE TAX-ADVANTAGED BON | 27829M103 | COM SH BEN INT | 93,144 | $1,171,000 | thousands by filing date | |
| BROOKFIELD TOTAL RETURN FD I | 11283U108 | COM | 53,377 | $1,171,000 | thousands by filing date | |
| DELTA NATURAL GAS CO INC | 247748106 | COM | 55,763 | $1,170,000 | thousands by filing date | |
| AEROVIRONMENT INC COM | 008073108 | Stock | 39,609 | $1,168,000 | thousands by filing date | |
| ALLIANCE HOLDINGS GP LP | 01861G100 | COM UNITS LP | 57,900 | $1,168,000 | thousands by filing date | put |
| WESTERN REFNG LOGISTICS LP | 95931Q205 | COM UNIT REP LTP | 47,600 | $1,168,000 | thousands by filing date | put |
| SPIRIT AIRLS INC | 848577102 | COM | 29,278 | $1,167,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550105 | COM | 191,516 | $1,166,000 | thousands by filing date | |
| KEYW HLDG CORP | 493723100 | COM | 193,291 | $1,164,000 | thousands by filing date | |
| ZEBRA TECHNOLOGIES CORPORATION CL A | 989207105 | Stock | 16,672 | $1,162,000 | thousands by filing date | |
| HUNTSMAN CORP | 447011107 | COM | 102,000 | $1,160,000 | thousands by filing date | call |
| MYRIAD GENETICS INC | 62855J104 | COM | 26,713 | $1,153,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 336,888 | $1,153,000 | thousands by filing date | |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 144,123 | $1,152,000 | thousands by filing date | |
| NUVEEN SELECT TAX-FREE INCOM | 67062F100 | SH BEN INT | 80,546 | $1,151,000 | thousands by filing date | |
| BLUEKNIGHT ENERGY PARTNERS LP | 09625U109 | PREFERRED | 204,851 | $1,151,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 176,613 | $1,148,000 | thousands by filing date | |
| BOSTON BEER INC CL A | 100557107 | Stock | 5,658 | $1,142,000 | thousands by filing date | |
| RAYONIER INC COM | 754907103 | REIT | 51,403 | $1,141,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 14,600 | $1,141,000 | thousands by filing date | call |
| E TRADE FINANCIAL CORP | 269246401 | COM NEW | 38,500 | $1,141,000 | thousands by filing date | put |
| CATCHMARK TIMBER TR INC CL A | 14912Y202 | REIT | 100,876 | $1,141,000 | thousands by filing date | |
| COLUMBIA SPORTSWEAR CO | 198516106 | COM | 23,387 | $1,140,000 | thousands by filing date | |
| POST PPTYS INC | 737464107 | COM | 19,244 | $1,139,000 | thousands by filing date | |
| FERRARI NV | N3167J106 | COM | 23,676 | $1,137,000 | thousands by filing date | |
| BOX INC CL A | 10316T104 | Stock | 81,312 | $1,135,000 | thousands by filing date | |
| SMITH & NEPHEW PLC SPDN ADR NEW | 83175M205 | ADR | 31,841 | $1,134,000 | thousands by filing date | |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 80,241 | $1,133,000 | thousands by filing date | |
| DECKERS OUTDOOR CORP | 243537107 | COM | 23,973 | $1,132,000 | thousands by filing date | |
| TREEHOUSE FOODS INC COM | 89469A104 | Stock | 14,365 | $1,128,000 | thousands by filing date | |
| ADVISORSHARES | 00768Y883 | EXCHANGE TRADED | 104,841 | $1,128,000 | thousands by filing date | |
| PPG INDS INC COM | 693506107 | Stock | 11,400 | $1,127,000 | thousands by filing date | call |
| NUVASIVE INC | 670704105 | COM | 20,760 | $1,124,000 | thousands by filing date | |
| MARKET VECTORS PHARM ETF T | 57060U217 | ETF | 17,208 | $1,124,000 | thousands by filing date | |
| RBC BEARINGS INC COM | 75524B104 | Stock | 17,374 | $1,122,000 | thousands by filing date | |
| HIGHWOODS PPTYS INC COM | 431284108 | REIT | 25,720 | $1,122,000 | thousands by filing date | |
| NQ MOBILE INC | 64118U108 | ADR REPR CL A | 308,200 | $1,122,000 | thousands by filing date | call |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 14,189 | $1,121,000 | thousands by filing date | put |
| SPDR INDEX SHS FDS | 78463X541 | ST STR NAT ETF | 34,922 | $1,121,000 | thousands by filing date | |
| CATALYST | 14888D109 | COM | 358,090 | $1,121,000 | thousands by filing date | |
| MOBILE MINI INC | 60740F105 | COM | 35,964 | $1,120,000 | thousands by filing date | |
| WAGEWORKS INC | 930427109 | COM | 24,697 | $1,120,000 | thousands by filing date | |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 707,000 | $1,117,000 | thousands by filing date | call |
| PEBBLEBROOK HOTEL TR | 70509V100 | COM | 39,820 | $1,116,000 | thousands by filing date | |
| AIR METHODS CORP | 009128307 | COM PAR $.06 | 26,564 | $1,113,000 | thousands by filing date | |
| ISHARES TR | 46429B606 | MSCI POLAND ETF | 61,505 | $1,112,000 | thousands by filing date | |
| ALLSPRING GLOBAL DIVIDEND OPPO | 94987C103 | COM | 187,871 | $1,112,000 | thousands by filing date | |
| ITT CORP | 450911201 | COM | 30,560 | $1,110,000 | thousands by filing date | |
| Taser Intl Inc | 87651B104 | COM | 64,100 | $1,108,000 | thousands by filing date | put |
| BLACKROCK MUN INCOME INVT TR | 09248H105 | SHS BEN INT | 75,798 | $1,107,000 | thousands by filing date | |
| GREAT PLAINS ENERGY INC | 391164100 | COM | 40,530 | $1,107,000 | thousands by filing date | |
| BABSON CAP GLB SHT DURHGH YL | 05617T100 | COM | 67,128 | $1,107,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 47,110 | $1,106,000 | thousands by filing date | |
| SPX FLOW INC COM | 78469X107 | Stock | 39,565 | $1,105,000 | thousands by filing date | |
| STARWOOD WAYPOINT RESIDENTL | 85571W109 | COM SHS | 48,770 | $1,104,000 | thousands by filing date | |
| TELEFONICA BRASIL SA FSPONSORED ADR 1 ADR REPS 2 ORD SHS | 87936R106 | COM | 122,100 | $1,103,000 | thousands by filing date | call |
| NEW RELIC INC | 64829B100 | COMMON STOCK | 30,200 | $1,100,000 | thousands by filing date | call |
| WSTRN AST GLBL CORP OPP FD I | 95790C107 | COM | 69,097 | $1,092,000 | thousands by filing date | |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 10,450 | $1,091,000 | thousands by filing date | |
| GENOMIC HEALTH, INC. | 37244C101 | COM | 31,000 | $1,091,000 | thousands by filing date | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 30,000 | $1,089,000 | thousands by filing date | call |
| KBHOME | 48666K109 | COM | 88,209 | $1,088,000 | thousands by filing date | |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 76,459 | $1,088,000 | thousands by filing date | |
| COMMUNICATIONS SALES&LEAS IN | 20341J104 | COM | 58,149 | $1,087,000 | thousands by filing date | |
| INFOBLOX INC | 45672H104 | COM | 59,049 | $1,086,000 | thousands by filing date | |
| PERRIGO CO PLC SHS | G97822103 | Stock | 7,500 | $1,085,000 | thousands by filing date | call |
| COMMSCOPE HLDG CO INC | 20337X109 | COM | 41,857 | $1,084,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y848 | GLOBAL X SILVER | 58,575 | $1,084,000 | thousands by filing date | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 721,122 | $1,082,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X681 | INTL HLTH ETF | 21,460 | $1,081,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL INCOME T | 27826U108 | SH BEN INT | 78,563 | $1,079,000 | thousands by filing date | |
| FINISH LINE/THE CL A | 317923100 | COM | 59,700 | $1,079,000 | thousands by filing date | call |
| OTTER TAIL CORP | 689648103 | COM | 40,427 | $1,077,000 | thousands by filing date | |
| ARAMARK COM | 03852U106 | Stock | 33,343 | $1,076,000 | thousands by filing date | |
| BOYDGAMINGCORP | 103304101 | STOK | 54,077 | $1,075,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 8,100 | $1,071,000 | thousands by filing date | call |
| CHEETAH MOBILE INC SPONSORED ADS | 163075104 | ADR | 66,749 | $1,069,000 | thousands by filing date | |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 81,631 | $1,068,000 | thousands by filing date | |
| SHERWIN WILLIAMS CO | 824348106 | COM | 4,100 | $1,064,000 | thousands by filing date | call |
| RELX PLC SPONSORED ADR | 759530108 | ADR | 59,387 | $1,059,000 | thousands by filing date | |
| CURRENCYSHARES AUSTRALIAN DLAU | 23129U101 | ETF - EQUITY | 14,491 | $1,058,000 | thousands by filing date | |
| METHODE ELECTRONICS INC | 591520200 | COMMON STOCK | 33,184 | $1,056,000 | thousands by filing date | |
| SMITH & WESSON BRANDS, INC. | 831756101 | COM | 48,036 | $1,056,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN BLDG | 73935X666 | COM | 44,357 | $1,056,000 | thousands by filing date | |
| COPT DEFENSE PROPERTIES | 22002T108 | SHS BEN INT | 48,133 | $1,052,000 | thousands by filing date | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 50,222 | $1,052,000 | thousands by filing date | |
| AEGION CORP | 00770F104 | COMMON STOCK | 54,450 | $1,052,000 | thousands by filing date | |
| SUPERIOR ENERGY SVCS INC | 868157108 | COM | 77,904 | $1,050,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 18,200 | $1,049,000 | thousands by filing date | call |
| PARK NATL CORP COM | 700658107 | Stock | 11,580 | $1,047,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 66,197 | $1,045,000 | thousands by filing date | |
| WESTAMERICA BANCORPORATION COM | 957090103 | Stock | 22,344 | $1,044,000 | thousands by filing date | |
| CARRIZO OIL & GAS INC | 144577103 | COM | 35,260 | $1,043,000 | thousands by filing date | |
| OMNIVISION TECHNOLOGIES INC | 682128103 | COM | 35,915 | $1,042,000 | thousands by filing date | |
| ISHARES TR | 464288695 | GLOBAL MATER ETF | 23,077 | $1,039,000 | thousands by filing date | |
| STARWOOD HOTELS&RESORTS WRLD | 85590A401 | COM | 15,000 | $1,039,000 | thousands by filing date | call |
| ROBERT HALF INC. COM | 770323103 | Stock | 22,000 | $1,037,000 | thousands by filing date | call |
| JUST ENERGY GROUP INC | 48213W101 | COM | 145,682 | $1,037,000 | thousands by filing date | |
| POWERSHARES DYNAMIC | 73935X104 | DYNAMIC MKT PT | 14,152 | $1,036,000 | thousands by filing date | |
| VANGUARD TAX-EXEMPT BOND ETF | 922907746 | ETF | 20,250 | $1,033,000 | thousands by filing date | |
| JOHN HANCOCK HDG EQ & INC FD | 47804L102 | COM | 71,427 | $1,033,000 | thousands by filing date | |
| EMCOR GROUP INC COM | 29084Q100 | Stock | 21,465 | $1,031,000 | thousands by filing date | |
| CHENIERE ENERGY PTNRS LP HLD | 16411W108 | COM REP LLC IN | 59,280 | $1,031,000 | thousands by filing date | |
| NUVEEN REAL ESTATE INCOME FD | 67071B108 | COM | 96,972 | $1,030,000 | thousands by filing date | |
| WISDOMTREE DREYFUS NEW ZEALAND | 97717W216 | COM | 60,814 | $1,030,000 | thousands by filing date | |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 131,064 | $1,029,000 | thousands by filing date | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 17,100 | $1,026,000 | thousands by filing date | put |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 152,743 | $1,026,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 562,300 | $1,023,000 | thousands by filing date | call |
| LA JOLLA PHARMACEUTICAL CO | 503459604 | COM PAR $.0001 2 | 37,887 | $1,023,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 440,130 | $1,021,000 | thousands by filing date | |
| VNET GROUP INC | 90138A103 | SPONSORED ADS A | 48,281 | $1,021,000 | thousands by filing date | |
| CAMPUS CREST COMMUNITIES I | 13466Y105 | COM | 150,065 | $1,021,000 | thousands by filing date | |
| ISHARES TR | 46434V696 | CORE MSCI PAC | 21,254 | $1,014,000 | thousands by filing date | |
| NUVEEN CA DIV ADV MUNI FD 3 | 67070Y109 | COM SH BEN INT | 71,463 | $1,012,000 | thousands by filing date | |
| KIRBY CORP | 497266106 | COM | 19,229 | $1,011,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J109 | ASIA EX JAPAN | 36,825 | $1,011,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW | 171871106 | COM | 280,881 | $1,011,000 | thousands by filing date | |
| KADANT INC | 48282T104 | COM | 24,773 | $1,006,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A839 | ST STR SP400VAL | 13,242 | $1,006,000 | thousands by filing date | |
| Anglogold Ashanti Plc | 035128206 | Common | 141,622 | $1,006,000 | thousands by filing date | |
| GREIF INC | 397624107 | CL A | 32,623 | $1,005,000 | thousands by filing date | |
| AIR LEASE CORP | 00912X302 | CL A | 30,013 | $1,004,000 | thousands by filing date | |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 135,791 | $999,000 | thousands by filing date | |
| HUANENG PWR INTL INC | 443304100 | SPON ADR H SHS | 29,137 | $999,000 | thousands by filing date | |
| WESTERN ASSET MUN HIGH INCOME COM | 95766N103 | CEF | 127,745 | $997,000 | thousands by filing date | |
| TORTOISE PIPELINE & ENERGY F | 89148H108 | COM | 68,637 | $996,000 | thousands by filing date | |
| DIPLOMAT PHARMACY INC | 25456K101 | COM | 29,123 | $996,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 25,800 | $995,000 | thousands by filing date | call |
| COLUMBIA PROPERTY TRUST INC | 198287203 | COM NEW | 42,249 | $993,000 | thousands by filing date | |
| GAMING & LEISURE P COM | 36467J108 | REIT | 35,707 | $992,000 | thousands by filing date | |
| CAMERON INTERNATIONAL CORP | 13342B105 | COM | 15,700 | $992,000 | thousands by filing date | put |
| INVESCO TR INVT GRADE NEW YO | 46131T101 | COM | 67,747 | $990,000 | thousands by filing date | |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 11,311 | $989,000 | thousands by filing date | put |
| REPLIGEN CORP COM | 759916109 | Stock | 34,889 | $987,000 | thousands by filing date | |
| MURPHY OIL CORP COM | 626717102 | Stock | 43,976 | $987,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W877 | GLB HIGH DIV FD | 25,049 | $987,000 | thousands by filing date | |
| ISHARES TR | 464288471 | EPRA/NAR DEV EUR | 26,252 | $987,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B662 | EM MRK LOW VOL | 48,498 | $984,000 | thousands by filing date | |
| SELECT INCOME REIT | 81618T100 | COM SH BEN INT | 49,557 | $982,000 | thousands by filing date | |
| BANCOLOMBIA S A | 05968L102 | SPON ADR PREF | 36,558 | $978,000 | thousands by filing date | |
| ZAFGEN INC | 98885E103 | COM | 155,430 | $978,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 1,800 | $977,000 | thousands by filing date | put |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 516,758 | $977,000 | thousands by filing date | |
| POWER INTEGRATIONS INC COM | 739276103 | Stock | 20,028 | $973,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W778 | INTL MIDCAP DV | 17,531 | $973,000 | thousands by filing date | |
| EQUITY COMWLTH | 294628409 | CUM PFD E 7.25% | 37,980 | $972,000 | thousands by filing date | |
| MARKET VECTORS PRE-REFUND MUNI ETF(PRB) | 57060U738 | ETF | 39,517 | $970,000 | thousands by filing date | |
| WESTERN ASSET VAR RT STRG FD | 957667108 | COM | 61,194 | $969,000 | thousands by filing date | |
| POWERSHARES INDIA ETF TR | 73935L100 | INDIA PORT | 49,564 | $967,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 51,500 | $965,000 | thousands by filing date | call |
| EZCORP INC | 302301106 | CL A NON VTG | 192,989 | $963,000 | thousands by filing date | |
| RYDEX GUGGENHEIM | 78355W833 | GUG S&P500 EQ WT | 11,605 | $963,000 | thousands by filing date | |
| AVANGRID INC | 05351W103 | COM | 24,943 | $958,000 | thousands by filing date | |
| CABELAS INC | 126804301 | COM | 20,487 | $958,000 | thousands by filing date | |
| KENNEDY-WILSON HOLDINGS INC | 489398107 | COM | 39,832 | $958,000 | thousands by filing date | |
| UNIVERSAL HEALTH RLTY INCOME | 91359E105 | REIT | 19,154 | $958,000 | thousands by filing date | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 19,516 | $957,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 24,139 | $957,000 | thousands by filing date | |
| Empire State Realty Trust, Inc. | 292104106 | Class A Common Stock, $0.01 par value per share | 52,777 | $954,000 | thousands by filing date | |
| MACQUARIE FT TR GB INF UT DI | 55607W100 | COM | 82,008 | $953,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 28,900 | $952,000 | thousands by filing date | put |
| ALLISON TRANSMISSION HLDGS I | 01973R101 | COM | 36,773 | $952,000 | thousands by filing date | |
| DIVERSIFIED REAL ASSET INC FD COM SHS | 25533B108 | CEF | 61,300 | $951,000 | thousands by filing date | |
| RETAIL OPPORTUNITY INVESTMENTS | 76131N101 | COMMON STOCK | 52,991 | $949,000 | thousands by filing date | |
| INTERDIGITAL INC COM | 45867G101 | Stock | 19,237 | $943,000 | thousands by filing date | |
| BURLINGTON STORES INC COM | 122017106 | Stock | 21,944 | $942,000 | thousands by filing date | |
| MONMOUTH REAL ESTATE INVT CO | 609720107 | CL A | 89,940 | $941,000 | thousands by filing date | |
| PLANET FITNESS MASTER ISSUER L CL A | 72703H101 | Stock | 60,132 | $940,000 | thousands by filing date | |
| OUTFRONT MEDIA INC | 69007J106 | COM | 43,000 | $939,000 | thousands by filing date | call |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 56,000 | $938,000 | thousands by filing date | call |
| ONE GAS INC COM | 68235P108 | Stock | 18,697 | $938,000 | thousands by filing date | |
| CHEMED CORP NEW | 16359R103 | COM | 6,264 | $938,000 | thousands by filing date | |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 26,558 | $938,000 | thousands by filing date | |
| FIBROGEN INC | 31572Q808 | COM | 30,773 | $937,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 37,800 | $934,000 | thousands by filing date | call |
| MEAD JOHNSON NUTRITION CO | 582839106 | COM | 11,824 | $934,000 | thousands by filing date | put |
| FISERV INC | 337738108 | COM | 10,206 | $933,000 | thousands by filing date | put |
| PIMCO CALIFORNIA MUNICIPAL INC | 72201C109 | COM | 78,239 | $933,000 | thousands by filing date | |
| EXCO RESOURCES INC | 269279402 | COMMON STOCK | 752,500 | $933,000 | thousands by filing date | call |
| CENTRAL GOLDTRUST | 153546106 | TR U | 24,725 | $932,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED G | 27828U106 | COM | 43,659 | $931,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X651 | US S CAP QTY DIV | 35,106 | $931,000 | thousands by filing date | |
| PROSPERITY BANCSHARES INC | 743606105 | COM | 19,366 | $927,000 | thousands by filing date | |
| MATADOR RES CO COM | 576485205 | Stock | 46,748 | $925,000 | thousands by filing date | |
| ATARA BIOTHERAPEUTICS INC COM NEW | 046513107 | Stock | 35,046 | $925,000 | thousands by filing date | |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 65,705 | $924,000 | thousands by filing date | |
| NUVEEN DIVERSIFIED DIVID & I | 6706EP105 | COM | 85,242 | $923,000 | thousands by filing date | |
| SILVER STD RES INC | 82823L106 | COM | 178,144 | $923,000 | thousands by filing date | |
| DUPONT FABROS TECHNOLOGY INC | 26613Q106 | COM | 29,018 | $923,000 | thousands by filing date | |
| WIX COM LTD SHS | M98068105 | Stock | 40,500 | $921,000 | thousands by filing date | put |
| FIRST TR EXCHANGE-TRADED ALP | 33737M201 | MID CAP VAL FD | 34,830 | $921,000 | thousands by filing date | |
| ST JOE CO | 790148100 | COM | 49,660 | $919,000 | thousands by filing date | |
| PNC FINANCIAL SERVICES GROUP | 693475121 | CMN | 31,954 | $918,000 | thousands by filing date | |
| ISHARES TR | 464288430 | ASIA 50 ETF | 21,704 | $917,000 | thousands by filing date | |
| SOUTHSIDE BANCSHARES INC | 84470P109 | COMMON STOCK | 38,193 | $917,000 | thousands by filing date | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 25,249 | $916,000 | thousands by filing date | |
| Powershares ETF KBW Insurance | 73936q777 | COM | 19,060 | $916,000 | thousands by filing date | |
| CONSTELLIUM NV-CLASS A | N22035104 | CL A | 118,616 | $914,000 | thousands by filing date | |
| ENANTA PHARMACEUTICALS INC | 29251M106 | COM | 27,629 | $912,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD PA QUALI | 09255G107 | COM | 62,664 | $912,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 306,800 | $911,000 | thousands by filing date | call |
| NORTHSTAR ASSET | 66705Y104 | Common Stock | 75,000 | $911,000 | thousands by filing date | call |
| BLACKROCK MUNIHLDGS NY QLTY | 09255C106 | COM | 62,452 | $909,000 | thousands by filing date | |
| LTC PPTYS INC COM | 502175102 | REIT | 21,034 | $908,000 | thousands by filing date | |
| BLACKROCK MUNIENHANCED FD IN | 09253Y100 | COM | 76,591 | $908,000 | thousands by filing date | |
| FTAI AVIATION LTD | 34960P101 | COM | 80,675 | $908,000 | thousands by filing date | |
| EMERGE ENERGY SVCS LP | 29102H108 | COM REP PARTN | 196,200 | $908,000 | thousands by filing date | call |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 169,472 | $907,000 | thousands by filing date | |
| AMC NETWORKS INC | 00164V103 | CL A | 12,143 | $906,000 | thousands by filing date | |
| INVESCO VALUE MUNICIPAL INCOME | 46132P108 | COM | 55,689 | $904,000 | thousands by filing date | |
| POWERSHARES | 73935X278 | EXCHANGE TRADED | 30,734 | $904,000 | thousands by filing date | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 90,323 | $901,000 | thousands by filing date | |
| NUVEEN NEW JERSEY QULT MUN F | 67069Y102 | COM | 66,743 | $901,000 | thousands by filing date | |
| CARDINAL FINANCIAL CORP | 14149F109 | COMMON STOCK | 39,583 | $901,000 | thousands by filing date | |
| JP ENERGY PARTNERS LP | 46643C109 | UNT REPST LTD | 182,642 | $899,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 5,100 | $898,000 | thousands by filing date | call |
| ROCKWELL COLLINS INC | 774341101 | COM | 9,725 | $898,000 | thousands by filing date | put |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 75,184 | $897,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-16-014825 | this filing | 2016-02-16 | acceptance time not in the bulk data set |