13F-HR filed by UBS Group AG
UBS Group AG filed this 13F-HR for the quarter ended 2015-12-31, filed 2016-02-16, with 8,404 holding rows worth $154,096,253,000.
- Accession
- 0000950123-16-014825
- Filer
- CIK 1610520
- Filed
- 2016-02-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2015
A combination report, 15,204 entries on the cover page, a total value of $154,096,253,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $154,049,085,000 with VALUE read as thousands by filing date, 13F file number 028-16612. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerUBS ASSET MANAGEMENT (AMERICAS) INC 028-02682
- reports for this filerUBS OCONNOR LLC 028-06327
- included managerUBS Financial Services Inc. 028-11496
- included managerUBS Swiss Financial Advisors AG 028-11603
- included managerUBS AG New York Branch 028-07344
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| BLUE CAP REINS HLDGS LTD COM COM | G1190F107 | COM | 52,194 | $895,000 | thousands by filing date | |
| ENI SPA SPONSORED ADR | 26874R108 | ADR | 30,000 | $894,000 | thousands by filing date | call |
| TEXAS CAP BANCSHARES INC | 88224Q107 | COM | 18,103 | $894,000 | thousands by filing date | |
| COHEN & STEERS GLOBAL INC BLDR | 19248M103 | COM | 94,460 | $894,000 | thousands by filing date | |
| AXIALL CORP | 05463D100 | COM | 57,951 | $893,000 | thousands by filing date | |
| VIRTUS STONE HBR EMRG MKTS I | 86164T107 | COM | 73,978 | $892,000 | thousands by filing date | |
| HOMEINNS HOTEL GROUP | 43742E102 | SPONSORED ADR | 25,985 | $888,000 | thousands by filing date | |
| DCT INDUSTRIAL TRUST INC | 233153204 | COM NEW | 23,703 | $885,000 | thousands by filing date | |
| HOME BANCSHARES INC COM | 436893200 | Stock | 21,793 | $883,000 | thousands by filing date | |
| STAMPS COM INC | 852857200 | COM NEW | 8,050 | $882,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A334 | BLOMBERG BRC INT | 29,652 | $882,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 17,107 | $881,000 | thousands by filing date | |
| VONAGE HLDGS CORP | 92886T201 | COM | 153,367 | $881,000 | thousands by filing date | |
| SODASTREAM INTERNATIONAL | M9068E105 | LTD | 53,583 | $874,000 | thousands by filing date | |
| PRAXAIR INC | 74005P104 | COM | 8,505 | $871,000 | thousands by filing date | put |
| REGAL ENTMT GROUP | 758766109 | CL A | 46,143 | $870,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W858 | GUG S&P500EQWTFI | 20,127 | $869,000 | thousands by filing date | |
| SUPER MICRO COMPUTER INC | 86800U104 | COM | 35,395 | $868,000 | thousands by filing date | |
| MACROGENICS INC | 556099109 | COM | 27,998 | $867,000 | thousands by filing date | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 34,764 | $867,000 | thousands by filing date | |
| ELLINGTON FINANCIAL LLC | 288522303 | COM | 51,605 | $866,000 | thousands by filing date | |
| COLUMBIA SELIGMAN PREMIUM TECH | 19842X109 | COM | 48,205 | $864,000 | thousands by filing date | |
| MEMORIAL PRODUCTION PARTNERS | 586048100 | COMMON STOCK | 327,177 | $864,000 | thousands by filing date | |
| HEALTHEQUITY INC COM | 42226A107 | Stock | 34,396 | $862,000 | thousands by filing date | |
| ECOLAB INC COM | 278865100 | Stock | 7,533 | $862,000 | thousands by filing date | put |
| URBAN OUTFITTERS INC | 917047102 | COM | 37,900 | $862,000 | thousands by filing date | call |
| TEMPLETON DRAGON FD INC | 88018T101 | COM | 48,274 | $860,000 | thousands by filing date | |
| Accelerate Diagnostics | 00430H102 | COM | 40,000 | $860,000 | thousands by filing date | call |
| WESTERN AST INFL LKD OPP & I | 95766R104 | COM | 83,354 | $858,000 | thousands by filing date | |
| ROWAN COMPANIES PLC | G7665A101 | SHS CL A | 50,516 | $856,000 | thousands by filing date | |
| BROWN FORMAN CORP | 115637100 | CL A | 7,750 | $854,000 | thousands by filing date | |
| EW SCRIPPS CO THE A | 811054402 | COMMON STOCK | 44,943 | $854,000 | thousands by filing date | |
| Gulfport Energy | 402635304 | COM | 34,693 | $853,000 | thousands by filing date | |
| ST JUDE MED INC | 790849103 | COM | 13,814 | $853,000 | thousands by filing date | put |
| POWERSHARES ETF TR II S&P500 H | 73937B829 | COM | 29,136 | $853,000 | thousands by filing date | |
| CEB INC | 125134106 | COM | 13,899 | $853,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W847 | DAILY SMALL CAP | 13,400 | $851,000 | thousands by filing date | put |
| PTC THERAPEUTICS INC | 69366J200 | COM | 26,231 | $850,000 | thousands by filing date | |
| NUVEEN BUILD AMER BD OPPTNY | 67074q102 | COM | 41,896 | $850,000 | thousands by filing date | |
| COMFORT SYS USA INC COM | 199908104 | Stock | 29,700 | $845,000 | thousands by filing date | |
| MATSON INC COM | 57686G105 | Stock | 19,801 | $844,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X682 | S&P 500 QLTY PRT | 36,478 | $844,000 | thousands by filing date | |
| PDC ENERGY INC | 69327R101 | COM | 15,802 | $843,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 25,500 | $840,000 | thousands by filing date | call |
| ESSENT GROUP LTD COM | G3198U102 | Stock | 38,311 | $838,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635109 | COM | 28,943 | $838,000 | thousands by filing date | |
| NXSTAGE MEDICAL INC | 67072V103 | COMMON STOCK | 38,282 | $838,000 | thousands by filing date | |
| DELHAIZE GROUP - SPONS ADR | 29759W101 | SPON | 34,489 | $838,000 | thousands by filing date | |
| REGAL REXNORD CORPORATION | 758750103 | COM | 14,304 | $837,000 | thousands by filing date | |
| NVR INC COM | 62944T105 | Stock | 509 | $836,000 | thousands by filing date | |
| KEARNY FINL CORP MD | 48716P108 | COM | 65,994 | $836,000 | thousands by filing date | |
| BLACKSTONE LONG-SHORT CREDIT I | 09257D102 | COM SHS BN INT | 62,001 | $836,000 | thousands by filing date | |
| ISHARES INC | 464286756 | MSCI SWEDEN ETF | 28,633 | $836,000 | thousands by filing date | |
| NETGEAR INC | 64111Q104 | COM | 19,877 | $833,000 | thousands by filing date | |
| MIDCOAST ENERGY PARTNERSHIP LP | 59564N103 | COMMON STOCK | 85,258 | $829,000 | thousands by filing date | |
| SINCLAIR BROADCAST GROUP INC | 829226109 | CL A | 25,434 | $828,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 19,300 | $827,000 | thousands by filing date | call |
| ROYAL BK SCOTLND GRP PLC | 780097879 | SPON | 32,009 | $827,000 | thousands by filing date | |
| QUNAR CAYMAN IS LTD SPNS ADR CL B | 74906P104 | ADR | 15,695 | $827,000 | thousands by filing date | |
| PRECIDIAN ETFS TR | 74016W106 | MAXIS NIKKEI | 44,713 | $826,000 | thousands by filing date | |
| SENSATA TECHNOLOGIES HOLDING | N7902X106 | COMMON STOCK-FO | 17,896 | $825,000 | thousands by filing date | |
| KULICKE & SOFFA INDS INC | 501242101 | COM | 70,546 | $824,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 62,300 | $822,000 | thousands by filing date | put |
| MILLER HOWARD HIGH INC EQTY | 600379101 | COM SHS BEN IN | 71,763 | $822,000 | thousands by filing date | |
| VTTI ENERGY PARTNERS LP COM UNIT RP LT | Y9384M101 | Stock | 39,549 | $820,000 | thousands by filing date | |
| ISHARES MSCI AGRICULTUREPRODUCERS ETF | 464286350 | ETF | 36,494 | $819,000 | thousands by filing date | |
| DELAWARE ENHANCED GLOBAL DIVID | 246060107 | COM | 87,396 | $817,000 | thousands by filing date | |
| IMS HEALTH HOLDINGS | 44970B109 | COM | 31,960 | $815,000 | thousands by filing date | |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 78,682 | $814,000 | thousands by filing date | |
| ULTRA PETROLEUM CORP | 903914109 | COM | 325,600 | $814,000 | thousands by filing date | call |
| ALLSPRING UTILITIES AND HIGH | 94987E109 | WF UTILITIES INC | 72,625 | $813,000 | thousands by filing date | |
| ATLAS RESOURCE PARTNERS LP | 04941A101 | COM UNT LTD PR | 788,306 | $812,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J190 | GERMANY ALPHA | 22,338 | $809,000 | thousands by filing date | |
| AUTOBYTEL INC | 05275N205 | COM | 35,890 | $809,000 | thousands by filing date | |
| INVESCO MUNI INCOME OPP TRST | 46132X101 | COM | 110,803 | $808,000 | thousands by filing date | |
| DYNEX CAP INC | 26817Q506 | COM NEW | 127,236 | $808,000 | thousands by filing date | |
| AES CORP COM | 00130H105 | Stock | 84,373 | $807,000 | thousands by filing date | |
| PROSHARES TR | 74347B599 | HDG FTSE JAPAN | 22,452 | $804,000 | thousands by filing date | |
| PROSHARES | 74348A442 | EXCHANGE TRADED | 25,264 | $801,000 | thousands by filing date | |
| NUVEEN ARIZ PREM INCOME MUN | 67061W104 | COM | 52,643 | $800,000 | thousands by filing date | |
| JARDEN CORP | 471109108 | COM | 14,000 | $800,000 | thousands by filing date | put |
| ASTRONICS CORP COM | 046433108 | Stock | 19,562 | $796,000 | thousands by filing date | |
| RUBICON PROJ INC | 78112V102 | COM | 48,391 | $796,000 | thousands by filing date | |
| NATIONAL BEVERAGE CORP COM | 635017106 | Stock | 17,477 | $794,000 | thousands by filing date | |
| NEUBERGER BERMAN HIGH YIELD ST | 64128C106 | COM | 78,524 | $792,000 | thousands by filing date | |
| AES TR III | 00808N202 | PFD CV 6.75% | 15,810 | $792,000 | thousands by filing date | |
| ALDER BIOPHARMACEUTICALS INC | 014339105 | COM | 23,932 | $791,000 | thousands by filing date | |
| UNITED STATES NATL GAS FUND | 912318201 | UNIT PAR $0.001 | 91,100 | $790,000 | thousands by filing date | call |
| HEICO CORP NEW | 422806208 | CL A | 16,023 | $789,000 | thousands by filing date | |
| ISHARES | 46434VBG4 | EXCHANGE TRADED | 32,836 | $788,000 | thousands by filing date | |
| RLJ LODGING TR COM | 74965L101 | REIT | 36,376 | $787,000 | thousands by filing date | |
| CIMPRESS N V | N20146101 | SHS EURO | 9,693 | $786,000 | thousands by filing date | |
| FIRST INDL RLTY TR INC COM | 32054K103 | REIT | 35,472 | $785,000 | thousands by filing date | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 170,679 | $785,000 | thousands by filing date | |
| CONNECTICUT WTR SVC INC | 207797101 | COM | 20,652 | $785,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 111,700 | $784,000 | thousands by filing date | put |
| SPDR SER TR | 78468R101 | PORTFOLIO SH TSR | 26,037 | $784,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505707 | ROBO GLB ETF | 32,409 | $784,000 | thousands by filing date | |
| ATWOOD OCEANICS INC | 050095108 | COM | 76,539 | $783,000 | thousands by filing date | |
| PROGENICS PHARMACEUTICALS IN | 743187106 | COM | 127,771 | $783,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 10,400 | $781,000 | thousands by filing date | call |
| AGENUS INC | 00847G705 | COM NEW | 171,681 | $780,000 | thousands by filing date | |
| EATON VANCE NATIONAL MUNICIPAL | 27829L105 | COM SHS | 36,126 | $775,000 | thousands by filing date | |
| BOB EVANS FARMS | 096761101 | COM | 19,896 | $773,000 | thousands by filing date | |
| PAPA JOHNS INTL INC | 698813102 | COM | 13,800 | $771,000 | thousands by filing date | put |
| FREIGHTCAR AMER INC | 357023100 | COM | 39,661 | $771,000 | thousands by filing date | |
| HEARTWARE INTL INC | 422368100 | COM | 15,255 | $769,000 | thousands by filing date | |
| MASIMO CORP COM | 574795100 | Stock | 18,514 | $768,000 | thousands by filing date | |
| HEARTLAND EXPRESS INC | 422347104 | COM | 45,109 | $768,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 9,100 | $767,000 | thousands by filing date | call |
| WORTHINGTON ENTERPRISES INC | 981811102 | COM | 25,457 | $767,000 | thousands by filing date | |
| CALAMOS ASSET MANAGEMENT A | 12811R104 | COM | 79,285 | $767,000 | thousands by filing date | |
| POOL CORP COM | 73278L105 | Stock | 9,485 | $766,000 | thousands by filing date | |
| REXFORD INDL RLTY INC COM | 76169C100 | REIT | 46,788 | $766,000 | thousands by filing date | |
| TELEFLEX INCORPORATED | 879369106 | COM | 5,829 | $766,000 | thousands by filing date | |
| CHURCHILL DOWNS INC | 171484108 | COM | 5,404 | $765,000 | thousands by filing date | |
| BENEFITFOCUS INC | 08180D106 | COM | 21,008 | $765,000 | thousands by filing date | |
| CHINA DISTANCE ED HLDGS LTD | 16944W104 | SPONS ADR | 51,996 | $764,000 | thousands by filing date | |
| PARSLEY ENERGY INC | 701877102 | CL A | 41,321 | $763,000 | thousands by filing date | |
| OXFORD INDS INC | 691497309 | COM | 11,944 | $763,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 142,182 | $762,000 | thousands by filing date | |
| INVESCO QUALITY MUNICIPAL INCO | 46133G107 | COM | 60,050 | $762,000 | thousands by filing date | |
| MAGELLAN HEALTH SERVICES INC | 559079207 | COM NEW | 12,361 | $762,000 | thousands by filing date | |
| FLOTEK INDS INC DEL | 343389102 | COM | 66,583 | $762,000 | thousands by filing date | |
| PIMCO MUN INCOME FD | 72200R107 | COM | 49,200 | $760,000 | thousands by filing date | |
| RAPTOR PHARMACEUTICAL CORP | 75382F106 | COM | 146,240 | $760,000 | thousands by filing date | |
| BARNES GROUP INC | 067806109 | COM | 21,417 | $758,000 | thousands by filing date | |
| EXONE CO | 302104104 | COM | 75,424 | $757,000 | thousands by filing date | |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 44,013 | $756,000 | thousands by filing date | |
| GUGGENHEIM FRONTIER MARKETS ETF | 18383Q838 | COM | 70,679 | $756,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 202,300 | $755,000 | thousands by filing date | put |
| NUTRI SYS INC NEW | 67069D108 | COM | 34,848 | $754,000 | thousands by filing date | |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 76,300 | $752,000 | thousands by filing date | put |
| EOG RES INC COM | 26875P101 | Stock | 10,600 | $750,000 | thousands by filing date | call |
| URBAN EDGE PPTYS | 91704F104 | COM | 31,729 | $745,000 | thousands by filing date | |
| NUVEEN OHIO QUALITY INC MUNI | 670980101 | COM | 48,799 | $745,000 | thousands by filing date | |
| UBIQUITI NETWORKS INC | 90347A100 | COM | 23,493 | $744,000 | thousands by filing date | |
| Ishares Ibonds Dec | 46434VAQ3 | ETF | 29,811 | $744,000 | thousands by filing date | |
| GREENHILL & CO INC COM | 395259104 | Stock | 25,977 | $743,000 | thousands by filing date | |
| RLI CORP COM | 749607107 | Stock | 12,013 | $742,000 | thousands by filing date | |
| EPLUS INC | 294268107 | COM | 7,945 | $741,000 | thousands by filing date | |
| TEJON RANCH CO | 879080109 | COMMON STOCK | 38,718 | $741,000 | thousands by filing date | |
| HYATT HOTELS CORP COM CL A | 448579102 | Stock | 15,713 | $739,000 | thousands by filing date | |
| SCORPIO TANKERS INC | Y7542C106 | COMMON STOCK-FO | 92,075 | $739,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B628 | US RL EST SMCP | 30,280 | $739,000 | thousands by filing date | |
| QUAKER HOUGHTON | 747316107 | COM | 9,550 | $738,000 | thousands by filing date | |
| BLACKROCK HEALTH SCIENCES TR | 09250W107 | COM | 18,742 | $738,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 56,700 | $735,000 | thousands by filing date | put |
| VANGUARD SCOTTSDALE FDS | 92206C847 | COM | 9,842 | $734,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061201 | SHSHLD YIELD ETF | 25,417 | $734,000 | thousands by filing date | |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 39,162 | $732,000 | thousands by filing date | |
| SPDR Portfolio S&P 600 Small Cap ETF | 78468R853 | SHS | 10,818 | $729,000 | thousands by filing date | |
| OLLIES BARGAIN OUTLET HLDGS | 681116109 | COM | 42,883 | $729,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 88,939 | $728,000 | thousands by filing date | |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 11,079 | $727,000 | thousands by filing date | |
| TAHOE RES INC | 873868103 | COM | 83,885 | $727,000 | thousands by filing date | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 33,260 | $726,000 | thousands by filing date | call |
| NETSUITE INC | 64118Q107 | COM | 8,565 | $725,000 | thousands by filing date | |
| WALKER&DUNLOPINC | 93148P102 | STOK | 25,113 | $723,000 | thousands by filing date | |
| SABRA HEALTH CARE REIT INC COM | 78573L106 | REIT | 35,719 | $722,000 | thousands by filing date | |
| ARC LOGISTICS PARTNERS LP | 03879N101 | COM UT REP LPN | 54,428 | $722,000 | thousands by filing date | |
| Heritage Commerce Corp | 426927109 | Common Stock | 60,356 | $721,000 | thousands by filing date | |
| ARENA PHARMECEUTICALS INC | 040047102 | COMMON STOCK | 379,266 | $721,000 | thousands by filing date | |
| GODADDY INC CL A | 380237107 | Stock | 22,433 | $720,000 | thousands by filing date | |
| CHINA LIFE INSURANCE CO-ADR | 16939P106 | SPON ADR REP H | 44,979 | $720,000 | thousands by filing date | |
| BLACKROCK MUNIASSETS FD INC | 09254J102 | COM | 50,470 | $720,000 | thousands by filing date | |
| PROSHARES TR | 74347X294 | HD REPLICATION | 17,083 | $719,000 | thousands by filing date | |
| ULTRA PETROLEUM CORP | 903914109 | COM | 286,500 | $717,000 | thousands by filing date | put |
| ISHARES TR | 464287382 | JPX NIKKEI 400 | 13,626 | $716,000 | thousands by filing date | |
| PHYSICIANS REALTY TRUST | 71943U104 | COM | 42,465 | $716,000 | thousands by filing date | |
| RYDEX ETF TRUST GUG | 78355W502 | S\&P.* PV | 15,023 | $716,000 | thousands by filing date | |
| ABAXIS INC | 002567105 | COM | 12,811 | $713,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 133,656 | $710,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 139,500 | $710,000 | thousands by filing date | call |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 55,197 | $708,000 | thousands by filing date | |
| Check Point Software Technologies Ltd | 162825103 | COM | 112,696 | $707,000 | thousands by filing date | |
| HELEN OF TROY CORP LTD | G4388N106 | COM | 7,470 | $704,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 378,060 | $703,000 | thousands by filing date | |
| SELECT COMFORT CORP | 81616X103 | COM | 32,775 | $702,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N J FD I | 09254Y109 | COM | 45,320 | $701,000 | thousands by filing date | |
| MARKET VECTORS | 57061R791 | ETF TR PFD SEC EXFINL | 36,596 | $701,000 | thousands by filing date | |
| FIAT CHRYSLER AUTOMOBILES N | N31738102 | SHS | 50,000 | $700,000 | thousands by filing date | put |
| ISHARES MSCI TURKEY ETF | 464286715 | ETF | 19,242 | $700,000 | thousands by filing date | |
| SUPERNUS PHARMACEUTICALS | 868459108 | COM | 51,930 | $698,000 | thousands by filing date | |
| NORTHWEST BANCSHARES INC COM | 667340103 | Stock | 52,016 | $696,000 | thousands by filing date | |
| DIAMONDBACK ENERGY INC COM | 25278X109 | Stock | 10,400 | $696,000 | thousands by filing date | call |
| TRI CONTL CORP | 895436103 | COM | 34,783 | $696,000 | thousands by filing date | |
| UNITED STATES NATL GAS FUND | 912318201 | UNIT PAR $0.001 | 80,104 | $695,000 | thousands by filing date | |
| NUVEEN CONNECTICUT PREM INC | 67060D107 | COM | 54,432 | $694,000 | thousands by filing date | |
| GUIDEWIRE SOFTWARE INC COM | 40171V100 | Stock | 11,500 | $692,000 | thousands by filing date | put |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 79,269 | $692,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W847 | DAILY SMALL CAP | 10,892 | $692,000 | thousands by filing date | |
| CHINA AUTOMOTIVE SYS INC | 16936R105 | COM | 151,174 | $692,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 9,000 | $691,000 | thousands by filing date | put |
| KYOCERA CORP -SPONS ADR | 501556203 | COM | 14,983 | $691,000 | thousands by filing date | |
| MSG NETWORK INC | 553573106 | CL A | 33,072 | $688,000 | thousands by filing date | |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 12,078 | $687,000 | thousands by filing date | |
| BARNES & NOBLE ED INC | 06777U101 | COM | 69,065 | $687,000 | thousands by filing date | |
| CHEMTURA CORP | 163893209 | COM NEW | 25,205 | $687,000 | thousands by filing date | |
| CAPITAL SENIOR LIVING CORP | 140475104 | COM | 32,831 | $686,000 | thousands by filing date | |
| VALMONT INDS INC COM | 920253101 | Stock | 6,463 | $685,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q734 | US EQTHIVOLPT WR | 32,704 | $684,000 | thousands by filing date | |
| COMMUNITY FINANCIAL SYSTEM I | 203607106 | COM | 17,094 | $683,000 | thousands by filing date | |
| KINDRED HEALTHCARE INC | 494580103 | COM | 57,290 | $682,000 | thousands by filing date | |
| RAVEN INDS INC COM | 754212108 | Stock | 43,713 | $682,000 | thousands by filing date | |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 19,900 | $680,000 | thousands by filing date | call |
| SCOTTS MIRACLE-GRO CO | 810186106 | CL A | 10,550 | $680,000 | thousands by filing date | |
| GRAND CANYON ED INC COM | 38526M106 | Stock | 16,916 | $679,000 | thousands by filing date | |
| STAG INDUSTRIAL INC | 85254J102 | COM | 36,800 | $679,000 | thousands by filing date | call |
| Western Midstream Partners | 95825r103 | COM | 18,679 | $678,000 | thousands by filing date | |
| PARAMOUNT GROUP INC | 69924R108 | COM | 37,402 | $677,000 | thousands by filing date | |
| CORCEPT THERAPEUTICS INC | 218352102 | COM | 136,000 | $677,000 | thousands by filing date | |
| BOFI HOLDING INC | 05566U108 | COMMON STOCK | 32,100 | $676,000 | thousands by filing date | put |
| CHIMERIX INC COM | 16934W106 | Stock | 75,681 | $676,000 | thousands by filing date | |
| PRA Group Inc | 69354N106 | COM | 19,461 | $675,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R106 | 1-3YR USTREIDX | 13,315 | $675,000 | thousands by filing date | |
| NEXPOINT RESIDENTIAL TR INC | 65341D102 | COM | 51,522 | $674,000 | thousands by filing date | |
| MOVADO GROUP INC COM | 624580106 | Stock | 26,195 | $673,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X459 | ST STR SP GLBDIV | 11,811 | $673,000 | thousands by filing date | |
| IRADIMED CORP | 46266A109 | COMMON STOCK | 24,002 | $673,000 | thousands by filing date | |
| FEDERAL MOGUL CORP | 313549404 | COM | 98,047 | $672,000 | thousands by filing date | |
| JBT MAREL CORPORATION | 477839104 | COM | 13,467 | $671,000 | thousands by filing date | |
| STARZ | 85571Q102 | COM SER A | 20,000 | $670,000 | thousands by filing date | put |
| AVON PRODS INC | 054303102 | COM | 165,392 | $670,000 | thousands by filing date | |
| SUNSTONE HOTEL INVS INC NEW | 867892101 | COM | 53,516 | $668,000 | thousands by filing date | |
| LIFELOCK INC COM | 53224V100 | COM | 46,565 | $668,000 | thousands by filing date | |
| TELEDYNE TECHNOLOGIES INC COM | 879360105 | Stock | 7,507 | $666,000 | thousands by filing date | |
| TIM PARTICIPACOES S A | 88706P205 | SPONSORED ADR | 78,300 | $664,000 | thousands by filing date | call |
| RR DONNELLEY + SONS CO | 257867101 | COM | 45,000 | $662,000 | thousands by filing date | call |
| BRUNSWICK CORP | 117043109 | COM | 13,063 | $660,000 | thousands by filing date | |
| MEDIDATE SOLUTIONS INC | 58471A105 | COM | 13,393 | $660,000 | thousands by filing date | |
| WESTERN REFNG INC | 959319104 | COM | 18,539 | $660,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X658 | DYN EN EX PROD | 30,119 | $660,000 | thousands by filing date | |
| RENASANT CORP | 75970E107 | COM | 19,169 | $659,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X822 | RUSS NOM SC JP | 12,140 | $659,000 | thousands by filing date | |
| CARDTRONICS INC | 14161H108 | COMMON STOCK | 19,556 | $658,000 | thousands by filing date | |
| MATTHEWS INTL CORP CLASS A | 577128101 | COMMON STOCK | 12,294 | $657,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUNS INC | 261932107 | COM | 76,797 | $656,000 | thousands by filing date | |
| COLUMBUS MCKINNON CORP NY | 199333105 | COMMON STOCK | 34,662 | $654,000 | thousands by filing date | |
| VERIS RESIDENTIAL INC | 554489104 | COM | 28,029 | $654,000 | thousands by filing date | |
| REX AMERICAN RESOURCES CORP | 761624105 | COMMON STOCK | 12,067 | $652,000 | thousands by filing date | |
| DELEK US HOLDINGS INC | 246647101 | COMMON STOCK | 26,500 | $652,000 | thousands by filing date | call |
| RINGCENTRAL INC | 76680R206 | CL A | 27,589 | $651,000 | thousands by filing date | |
| WHITING PETE CORP NEW | 966387102 | COM | 69,000 | $651,000 | thousands by filing date | put |
| ENERGIZER HLDGS INC COM | 29272W109 | Stock | 19,084 | $650,000 | thousands by filing date | |
| CADIZ INC | 127537207 | COM NEW | 123,484 | $650,000 | thousands by filing date | |
| MDC PARTNERS INC | 552697104 | CL A SUB VTG | 29,871 | $649,000 | thousands by filing date | |
| CLOUGH GLOBAL EQUITY FD | 18914C100 | COM | 51,708 | $647,000 | thousands by filing date | |
| EPIZYME INC | 29428V104 | COM | 40,391 | $647,000 | thousands by filing date | |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 9,299 | $645,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 20,100 | $643,000 | thousands by filing date | put |
| BLACKROCK MUNI INCOME INV QL | 09250G102 | COM | 43,370 | $641,000 | thousands by filing date | |
| CRITEO S A SPONS ADS | 226718104 | ADR | 16,169 | $640,000 | thousands by filing date | |
| SONIC AUTOMOTIVE INC | 83545G102 | CL A | 28,134 | $640,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUN BD FD | 26202F107 | COM | 79,352 | $640,000 | thousands by filing date | |
| PIMCO Investment Grade Co | 72201R817 | INV GRD CRP BD | 6,453 | $638,000 | thousands by filing date | |
| KNOT OFFSHORE PARTNERS LP | Y48125101 | COM UNITS | 47,279 | $637,000 | thousands by filing date | |
| AIRCASTLE LTD | G0129K104 | COM | 30,429 | $636,000 | thousands by filing date | |
| SNYDERS LANCE INC | 833551104 | COM | 18,550 | $636,000 | thousands by filing date | |
| INNOPHOS HOLDINGS INC | 45774N108 | COMMON STOCK | 21,920 | $635,000 | thousands by filing date | |
| INGRAM MICRO INC | 457153104 | CL A | 20,903 | $635,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 49,170 | $634,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W700 | GUG S&P SC600 PV | 11,559 | $634,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 14,100 | $633,000 | thousands by filing date | put |
| FIRST TR EXCHANGE-TRADED FD | 33734X309 | S NETWRK FUT VEH | 17,477 | $633,000 | thousands by filing date | |
| ORBCOMM INC | 68555P100 | COM | 87,399 | $633,000 | thousands by filing date | |
| FIDELITY COMWLTH TR | 315912808 | COM | 3,211 | $632,000 | thousands by filing date | |
| MSA SAFETY INC COM | 553498106 | Stock | 14,536 | $631,000 | thousands by filing date | |
| BJS RESTAURANTS INC | 09180C106 | COM | 14,517 | $631,000 | thousands by filing date | |
| ISHARES TR | 46432FAD9 | 2016 INVTGR BD | 6,363 | $631,000 | thousands by filing date | |
| POWERSHARES | 73936Q793 | EXCHANGE TRADED | 29,993 | $630,000 | thousands by filing date | |
| ARGAN INC | 04010E109 | COM | 19,410 | $629,000 | thousands by filing date | |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 10,531 | $628,000 | thousands by filing date | |
| TAYLOR MORRISON HOME CORP COM | 87724P106 | Stock | 39,076 | $625,000 | thousands by filing date | |
| EATON VANCE SHORT DURATION D | 27828V104 | COM | 46,641 | $625,000 | thousands by filing date | |
| EGA EMERGING GLOBAL SHS TR | 268461761 | INDIA CONSUMER | 19,409 | $623,000 | thousands by filing date | |
| PORTLAND GEN ELEC CO | 736508847 | COM NEW | 17,100 | $622,000 | thousands by filing date | |
| QIWI PLC | 74735M108 | SPON ADR REP B | 34,660 | $622,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X558 | S&P RUSSIA ETF | 44,925 | $622,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 72,800 | $620,000 | thousands by filing date | call |
| BARCLAYS BANK PLC | 06739H305 | ETN DJUBS GRNS37 | 20,387 | $619,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524888 | INTL SCEQT ETF | 21,445 | $618,000 | thousands by filing date | |
| ABRDN PHYSICAL SILVER SHARES ETF | 26922X107 | COM | 45,543 | $618,000 | thousands by filing date | |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 63,627 | $617,000 | thousands by filing date | |
| ATRICURE INC | 04963C209 | COM | 27,433 | $615,000 | thousands by filing date | |
| ORITANI FINANCIAL CORP | 68633D103 | COM | 37,167 | $613,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W331 | NEW ECON REAL ES | 23,447 | $612,000 | thousands by filing date | |
| HUDBAY MINERALS INC COM | 443628102 | Stock | 159,878 | $611,000 | thousands by filing date | |
| CHOICE HOTELS INTL INC | 169905106 | COM | 12,137 | $611,000 | thousands by filing date | |
| LACLEDE GROUP INC/THE | 505597104 | COM | 10,257 | $609,000 | thousands by filing date | |
| SHINHAN FINANCIAL GROUP CO LTD SPN ADR RESTRD | 824596100 | ADR | 18,092 | $607,000 | thousands by filing date | |
| GUGGENHEIM ENHANCED EQUITY I | 40167B100 | COM | 79,039 | $607,000 | thousands by filing date | |
| Vitamin Shoppe, Inc. | 92849E101 | COM | 18,556 | $607,000 | thousands by filing date | |
| KOPPERS HOLDINGS INC | 50060P106 | COM | 32,949 | $602,000 | thousands by filing date | |
| SILVER WHEATON CORP | 828336107 | COM | 48,500 | $602,000 | thousands by filing date | put |
| RYDEX ETF TRUST | 78355W791 | GUG S&P500EQWTUT | 8,327 | $602,000 | thousands by filing date | |
| AAR CORP | 000361105 | COM | 22,833 | $601,000 | thousands by filing date | |
| BLACKROCK CALIFORNIA | 09249C105 | COM | 39,983 | $601,000 | thousands by filing date | |
| CROSS CTRY HEALTHCARE INC | 227483104 | COM | 36,618 | $600,000 | thousands by filing date | |
| ISHARES TR | 46434VAJ9 | Cmn | 23,835 | $600,000 | thousands by filing date | |
| ISHARES TR | 464288125 | 3YRTB ETF | 7,687 | $599,000 | thousands by filing date | |
| ALMOST FAMILY INC | 020409108 | COM | 15,653 | $598,000 | thousands by filing date | |
| SPS COMM INC COM | 78463M107 | Stock | 8,511 | $597,000 | thousands by filing date | |
| ACADIA RLTY TR | 004239109 | COM SH BEN INT | 17,969 | $596,000 | thousands by filing date | |
| G III APPAREL GROUP LTD | 36237H101 | COM | 13,452 | $596,000 | thousands by filing date | |
| TEXAS ROADHOUSE INC COM | 882681109 | Stock | 16,618 | $595,000 | thousands by filing date | |
| EMERGENT BIOSOLUTIONS INC | 29089Q105 | COM | 14,861 | $595,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 18,000 | $593,000 | thousands by filing date | call |
| MFS MUNICIPAL INCOME TRUST | 552738106 | SH BEN INT | 87,227 | $593,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U153 | COM | 13,800 | $593,000 | thousands by filing date | |
| SILICON LABORATORIES INC COM | 826919102 | Stock | 12,194 | $592,000 | thousands by filing date | |
| CLEARFIELD INC | 18482P103 | COMMON STOCK | 44,014 | $591,000 | thousands by filing date | |
| APOLLO SENIOR FLOATING RATE FU | 037636107 | COM | 38,947 | $590,000 | thousands by filing date | |
| ZIONS BANCORPORATION | 989701107 | COM | 21,506 | $588,000 | thousands by filing date | |
| RAMBUS INC DEL COM | 750917106 | Stock | 50,700 | $588,000 | thousands by filing date | call |
| CORE-MARK HOLDING CO INC | 218681104 | COMMON STOCK | 7,175 | $588,000 | thousands by filing date | |
| EQUITY ONE | 294752100 | COM | 21,629 | $588,000 | thousands by filing date | |
| DIREXION SHS EXCH TRD FD DAILY 30 YR TREAS BEAR | 25459Y678 | ETF | 20,995 | $587,000 | thousands by filing date | |
| LUXOFT HLDG INC | G57279104 | ORD SHS CL A | 7,600 | $586,000 | thousands by filing date | call |
| FIRST TR EXCHANGE-TRADED FD | 33736M103 | ALERIAN US NXTGN | 13,253 | $586,000 | thousands by filing date | |
| BANK OF AMERICA CORPORATION | 060505146 | *W EXP 01/16/201 | 100,723 | $586,000 | thousands by filing date | |
| WEIBO CORP SPONSORED ADR | 948596101 | ADR | 30,000 | $585,000 | thousands by filing date | put |
| UNITED STATES STL CORP NEW | 912909108 | COM | 73,300 | $585,000 | thousands by filing date | call |
| WESTERN ASST INFLTN LKD INM | 95766Q106 | COM SH BEN INT | 55,141 | $583,000 | thousands by filing date | |
| ROVI CORP | 779376102 | COM | 34,994 | $583,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 338480106 | COM | 44,991 | $581,000 | thousands by filing date | |
| MCDERMOTT INTL INC | 580037109 | COM | 172,800 | $579,000 | thousands by filing date | call |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 90,642 | $578,000 | thousands by filing date | |
| BRIGHT HORIZONS FAM SOL IN DEL COM | 109194100 | Stock | 8,655 | $578,000 | thousands by filing date | |
| LAMAR ADVERTISING CO CL A | 512816109 | REIT | 9,600 | $576,000 | thousands by filing date | put |
| TTM TECHNOLOGIES INC | 87305R109 | COM | 88,439 | $576,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 100,279 | $576,000 | thousands by filing date | |
| EATON VANCE NY MUNI INCOME T | 27826W104 | SH BEN INT | 40,707 | $576,000 | thousands by filing date | |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 19,500 | $575,000 | thousands by filing date | call |
| E M C CORP MASS | 268648102 | COM | 22,400 | $575,000 | thousands by filing date | put |
| ARDMORE SHIPPING CORP | Y0207T100 | COM | 45,089 | $574,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E416 | SOCIAL MED ETF | 28,833 | $573,000 | thousands by filing date | |
| BLACKROCK ENHANCED GOVT FD (EGF) | 09255K108 | COM | 41,976 | $573,000 | thousands by filing date | |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 96,657 | $572,000 | thousands by filing date | |
| SOUTHWEST GAS HLDGS INC COM | 844895102 | Stock | 10,363 | $571,000 | thousands by filing date | |
| SOURCE CAPITAL COM SHS OF BEN I | 836144105 | CEF | 8,616 | $571,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X665 | INTL MTRLS SEC | 34,477 | $571,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X731 | S&P INTL CONS | 15,501 | $570,000 | thousands by filing date | |
| CALAMOS GLOBAL TOTAL RETURN FU | 128118106 | COM SH BEN INT | 49,892 | $569,000 | thousands by filing date | |
| BLACKROCK MUN BD TR | 09249H104 | COM | 35,279 | $569,000 | thousands by filing date | |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 112,888 | $569,000 | thousands by filing date | |
| GRAHAM HLDGS CO COM CL B | 384637104 | Stock | 1,169 | $567,000 | thousands by filing date | |
| BRIGGS & STRATTON CORP | 109043109 | COM | 32,748 | $566,000 | thousands by filing date | |
| BROWN & BROWN INC COM | 115236101 | Stock | 17,581 | $565,000 | thousands by filing date | |
| HOUGHTON MIFFLIN HARCOURT CO | 44157R109 | COM | 25,949 | $565,000 | thousands by filing date | |
| SEMPRA COM | 816851109 | Stock | 6,000 | $564,000 | thousands by filing date | call |
| SOLAZYME INC | 83415T101 | COM | 227,327 | $564,000 | thousands by filing date | |
| POWERSHS DB US DOLLAR INDEX DO | 73936D107 | COM | 22,000 | $564,000 | thousands by filing date | call |
| TCW CONV SECS FD INC | 872340104 | COM | 106,802 | $563,000 | thousands by filing date | |
| Ishares Ibonds Dec | 46434VBK5 | ETF | 23,158 | $563,000 | thousands by filing date | |
| BLDRS INDEX FDS TR | 09348R201 | DEV MK 100 ADR | 26,833 | $562,000 | thousands by filing date | |
| BulletShares 2024 Corporate | 18383M233 | COM | 28,410 | $562,000 | thousands by filing date | |
| ENTEGRIS INC COM | 29362U104 | Stock | 42,128 | $559,000 | thousands by filing date | |
| JPMORGAN DVRSFD RTRN INTRNL EQT ETF | 46641Q209 | COM | 11,335 | $559,000 | thousands by filing date | |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 308,449 | $558,000 | thousands by filing date | |
| MADDEN STEVEN LTD | 556269108 | COM | 18,366 | $555,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNICIP | 27826F101 | SH BEN INT | 41,636 | $555,000 | thousands by filing date | |
| ISHARES TR | 46429B465 | MSCI GERMNY ETF | 13,413 | $555,000 | thousands by filing date | |
| PROSHARES TR II ULT VIX SHRT | 74347W312 | CEF | 19,565 | $555,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W540 | FUND | 7,431 | $552,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X673 | INTL INDS ETF | 19,893 | $552,000 | thousands by filing date | |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 65,579 | $551,000 | thousands by filing date | |
| DELAWARE INV MN MUN INC FD I | 24610V103 | COM | 41,348 | $551,000 | thousands by filing date | |
| MAIDEN HOLDINGS LTD | G5753U112 | SHS | 36,828 | $549,000 | thousands by filing date | |
| SPECTRA ENERGY CORP | 847560109 | COM | 22,900 | $548,000 | thousands by filing date | put |
| EXELON CORP COM | 30161N101 | Stock | 19,700 | $547,000 | thousands by filing date | put |
| QUIDEL CORP | 74838J101 | COM | 25,804 | $547,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y694 | CMN | 18,800 | $547,000 | thousands by filing date | put |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 47,276 | $546,000 | thousands by filing date | |
| HNI CORP COM | 404251100 | Stock | 15,137 | $546,000 | thousands by filing date | |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 35,100 | $544,000 | thousands by filing date | call |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 7,600 | $543,000 | thousands by filing date | call |
| Knight Capital Group, Inc. | 48244B100 | common stock | 44,012 | $542,000 | thousands by filing date | |
| LIVANOVA PLC | G5509L101 | SHS | 9,102 | $541,000 | thousands by filing date | |
| ISHARES TR | 464288786 | U.S. INSRNCE ETF | 10,579 | $541,000 | thousands by filing date | |
| AETNA INC NEW | 00817Y108 | COM | 5,000 | $541,000 | thousands by filing date | call |
| BIOTELEMETRY INC | 090672106 | COM | 46,250 | $540,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X385 | ENERGY SEC POR | 16,099 | $540,000 | thousands by filing date | |
| DREYFUS MUN BD INFRSTRCTR FD | 26203D101 | SHS | 43,538 | $539,000 | thousands by filing date | |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 25,061 | $538,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 2,800 | $537,000 | thousands by filing date | call |
| EDUCATION RLTY TR INC | 28140H203 | COM NEW | 14,169 | $537,000 | thousands by filing date | |
| TASEKO MINES LTD COM | 876511106 | Stock | 1,577,689 | $536,000 | thousands by filing date | |
| WEYCO GROUP INC COM | 962149100 | Stock | 19,956 | $534,000 | thousands by filing date | |
| APOLLO GROUP INC | 037604105 | CL A | 69,541 | $534,000 | thousands by filing date | |
| SEASPAN CORP | Y75638109 | SHS | 33,728 | $534,000 | thousands by filing date | |
| XENIA HOTELS & RESORTS INC COM | 984017103 | REIT | 34,772 | $533,000 | thousands by filing date | |
| U HAUL HOLDING COMPANY | 023586100 | COM | 1,370 | $533,000 | thousands by filing date | |
| TIMKEN CO | 887389104 | COM | 18,618 | $533,000 | thousands by filing date | |
| AXALTA COATING SYS LTD COM | G0750C108 | Stock | 19,940 | $532,000 | thousands by filing date | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 7,400 | $532,000 | thousands by filing date | call |
| PIONEER HIGH INCOME FUND INC | 72369H106 | COM | 55,864 | $532,000 | thousands by filing date | |
| Seadrill Partners, LLC | Y7545W109 | LTD | 145,940 | $532,000 | thousands by filing date | |
| Powershares Etf Fd Tr II | 73937B506 | S&P SMCP C DIS | 11,594 | $532,000 | thousands by filing date | |
| POWERSHARES DYNAMIC OTC | 73935X203 | COM | 7,130 | $531,000 | thousands by filing date | |
| CNH INDL N V SHS | N20944109 | Stock | 77,440 | $530,000 | thousands by filing date | |
| COLLIERS INTL GROUP INC SUB VTG SHS | 194693107 | Stock | 11,859 | $529,000 | thousands by filing date | |
| KELLANOVA | 487836108 | COM | 7,300 | $528,000 | thousands by filing date | put |
| NEW YORK REIT INC | 64976L109 | COM | 45,965 | $528,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V118 | *W EXP 07/10/201 | 21,647 | $527,000 | thousands by filing date | |
| DSW INC-CLASS A | 23334L102 | CL A | 22,035 | $526,000 | thousands by filing date | |
| KING DIGITAL ENTMT PLC | G5258J109 | ORD SHS | 29,413 | $526,000 | thousands by filing date | |
| GREAT WESTN BANCORP INC | 391416104 | COM | 18,103 | $525,000 | thousands by filing date | |
| COMMUNITY TRUST BANCORP INC | 204149108 | COMMON STOCK | 15,026 | $525,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E341 | GLB X GURU INDEX | 22,627 | $525,000 | thousands by filing date | |
| ECOPETROL S A SPONSORED ADS | 279158109 | ADR | 74,700 | $524,000 | thousands by filing date | call |
| VOXELJET AG | 92912L107 | ADS | 116,660 | $523,000 | thousands by filing date | |
| TD SYNNEX CORPORATION COM | 87162W100 | Stock | 5,808 | $522,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 91,000 | $522,000 | thousands by filing date | call |
| SPDR INDEX SHS FDS | 78463X855 | ST STR INFRA ETF | 12,544 | $521,000 | thousands by filing date | |
| ALTISOURCE RESIDENTIAL CORP | 02153W100 | CL B | 41,992 | $521,000 | thousands by filing date | |
| CLECO CORP NEW | 12561W105 | COM | 9,978 | $521,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 12,900 | $520,000 | thousands by filing date | call |
| UNILEVER N V | 904784709 | N Y SHS NEW | 12,000 | $520,000 | thousands by filing date | put |
| UNIVERSAL FST PRODS INC | 913543104 | COM | 7,608 | $520,000 | thousands by filing date | |
| FELCOR LODGING TR INC | 31430F200 | PFD CV A $1.95 | 20,694 | $520,000 | thousands by filing date | |
| SHERWIN WILLIAMS CO | 824348106 | COM | 2,000 | $519,000 | thousands by filing date | put |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 11,800 | $517,000 | thousands by filing date | call |
| PIMCO STRATEGIC INCOME FD | 72200X104 | COM | 57,739 | $517,000 | thousands by filing date | |
| STEPAN CO | 858586100 | COM | 10,386 | $516,000 | thousands by filing date | |
| NUVEEN PREMIER MUN INCOME FD | 670988104 | COM | 37,710 | $516,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W606 | IT RT HDG HGYL | 6,202 | $515,000 | thousands by filing date | |
| CURRENCYSHARES CANADIAN DOLLAR TRUST | 23129X105 | COM | 7,176 | $515,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND II | 09253T101 | COM | 31,318 | $514,000 | thousands by filing date | |
| TRUSTCO BK CORP N Y | 898349105 | COM | 83,434 | $513,000 | thousands by filing date | |
| GREATBATCH INC | 39153L106 | COM | 9,734 | $512,000 | thousands by filing date | |
| GORMAN RUPP CO COM | 383082104 | Stock | 19,142 | $511,000 | thousands by filing date | |
| ABM INDS INC | 000957100 | COM | 17,941 | $511,000 | thousands by filing date | |
| DIAMONDROCK HOSPITALITY CO | 252784301 | COM | 52,844 | $510,000 | thousands by filing date | |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 37,750 | $510,000 | thousands by filing date | |
| FIRST NIAGARA FINANCIAL GROUP | 33582V108 | COM | 47,000 | $510,000 | thousands by filing date | call |
| MICHAELS COS INC | 59408Q106 | COM | 23,084 | $510,000 | thousands by filing date | |
| CYRUSONE INC | 23283R100 | COM | 13,600 | $509,000 | thousands by filing date | call |
| Empire District Electric Co/Th | 291641108 | COM | 18,139 | $509,000 | thousands by filing date | |
| SOUFUN HOLDINGS LTD | 836034108 | COMMON STOCK-FO | 68,555 | $506,000 | thousands by filing date | |
| PAPA JOHNS INTL INC | 698813102 | COM | 9,033 | $505,000 | thousands by filing date | |
| FIRST INTERSTATE BANCSYSTEM IN | 32055Y201 | COM CL A | 17,360 | $505,000 | thousands by filing date | |
| NUVEEN SHORT DURATION CREDIT | 67074X107 | COM | 34,069 | $505,000 | thousands by filing date | |
| NQ MOBILE INC | 64118U108 | ADR REPR CL A | 138,530 | $505,000 | thousands by filing date | |
| ISHARES TR | 464288711 | GLOB UTILITS ETF | 11,462 | $504,000 | thousands by filing date | |
| BNC Bancorp | 05566T101 | Com | 19,859 | $504,000 | thousands by filing date | |
| TRUSTMARK CORP | 898402102 | COM | 21,728 | $501,000 | thousands by filing date | |
| ALLEGIANT TRAVEL CO | 01748X102 | COM | 2,983 | $501,000 | thousands by filing date | |
| HOULIHAN LOKEY INC CL A | 441593100 | Stock | 19,085 | $500,000 | thousands by filing date | |
| QUICKLOGIC CORP | 74837P108 | COM | 442,508 | $500,000 | thousands by filing date | |
| AGREE RLTY CORP COM | 008492100 | REIT | 14,660 | $499,000 | thousands by filing date | |
| STANDEX INTL CORP | 854231107 | COM | 5,997 | $499,000 | thousands by filing date | |
| TRANSUNION COM | 89400J107 | Stock | 18,023 | $497,000 | thousands by filing date | |
| ADTRAN INC | 00738A106 | COMMON STOCK | 28,874 | $497,000 | thousands by filing date | |
| KAISER ALUMINUM CORP | 483007704 | COM PAR $0.01 | 5,929 | $496,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 137,011 | $496,000 | thousands by filing date | |
| AMEDISYS INC | 023436108 | COM | 12,578 | $495,000 | thousands by filing date | |
| ALLIANCE CALIFORNIA MUNICIPAL | 018546101 | COM | 35,115 | $495,000 | thousands by filing date | |
| DIODES INC COM | 254543101 | Stock | 21,506 | $494,000 | thousands by filing date | |
| COUSINS PROPERTIES INC | 222795106 | COM | 52,381 | $494,000 | thousands by filing date | |
| iShares Morningstar Small-Cap Growth ETF | 464288604 | SHS | 3,658 | $493,000 | thousands by filing date | |
| NATURAL GROCERS BY VITAMIN C | 63888U108 | COMMON STOCK | 24,191 | $492,000 | thousands by filing date | |
| ULTRAPAR PARTICIPACOES SA | 90400P101 | SP ADR REP COM | 32,200 | $491,000 | thousands by filing date | call |
| TENNANT CO | 880345103 | COM | 8,709 | $490,000 | thousands by filing date | |
| LPL FINL HLDGS INC COM | 50212V100 | Stock | 11,473 | $489,000 | thousands by filing date | |
| MAXIMUS INC | 577933104 | COM | 8,696 | $489,000 | thousands by filing date | |
| BLACKROCK NEW YORK MUNI 2018 | 09248K108 | COM | 32,717 | $489,000 | thousands by filing date | |
| BRINKER INTL INC COM | 109641100 | Stock | 10,194 | $488,000 | thousands by filing date | |
| Waste Connections | 941053100 | COM | 8,653 | $488,000 | thousands by filing date | |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 22,288 | $488,000 | thousands by filing date | |
| GENER8 MARITIME INC | Y26889108 | COM | 51,658 | $488,000 | thousands by filing date | |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 32,294 | $487,000 | thousands by filing date | |
| VERINT SYS INC | 92343X100 | COM | 12,000 | $487,000 | thousands by filing date | |
| DNOW INC | 67011P100 | COMMON STOCK | 30,828 | $487,000 | thousands by filing date | |
| GAS NAT INC | 367204104 | COM | 64,994 | $484,000 | thousands by filing date | |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 6,289 | $483,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 190,139 | $483,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 47,171 | $483,000 | thousands by filing date | |
| ISHARES | 46434VAX8 | EXCHANGE TRADED | 19,884 | $481,000 | thousands by filing date | |
| COMPANHIA PARANAENSE ENERG C | 20441B407 | SPON ADR PFD | 81,759 | $480,000 | thousands by filing date | |
| V2X INC | 92242T101 | COM | 22,955 | $479,000 | thousands by filing date | |
| MONRO INC | 610236101 | COMMON STOCK | 7,222 | $479,000 | thousands by filing date | |
| NUVEEN MORTGAGE AND INCOME F | 670735109 | COM | 21,059 | $478,000 | thousands by filing date | |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 15,095 | $478,000 | thousands by filing date | |
| MULTI-COLOR | 625383104 | COM | 7,978 | $477,000 | thousands by filing date | |
| UNIVAR INC | 91336L107 | COMMON STOCK | 28,048 | $477,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J116 | PFD CONV SER A | 464 | $477,000 | thousands by filing date | |
| WELLTOWER INC COM | 95040Q104 | REIT | 7,000 | $476,000 | thousands by filing date | call |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 53,759 | $476,000 | thousands by filing date | |
| GROUPON INC | 399473107 | COMMON STOCK | 155,117 | $476,000 | thousands by filing date | |
| GENERAL COMMUNICATION INC | 369385109 | CL A | 24,052 | $476,000 | thousands by filing date | |
| NUVEEN INVT QUALITY MUN FD I | 67062E103 | COM | 30,855 | $476,000 | thousands by filing date | |
| SKYWEST INC COM | 830879102 | Stock | 24,974 | $475,000 | thousands by filing date | |
| SAFEGUARD SCIENTIFICS INC | 786449207 | COMMON STOCK | 32,717 | $475,000 | thousands by filing date | |
| CASH AMER INTL INC | 14754D100 | COM | 15,844 | $475,000 | thousands by filing date | |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 146,151 | $474,000 | thousands by filing date | |
| ENZON PHARMACEUTICALS INC | 293904108 | COM | 694,026 | $474,000 | thousands by filing date | |
| TAYLOR MORRISON HOME CORP COM | 87724P106 | Stock | 29,500 | $472,000 | thousands by filing date | put |
| COEUR MNG INC COM NEW | 192108504 | Stock | 190,500 | $472,000 | thousands by filing date | put |
| HORTONWORKS INC | 440894103 | COM | 21,518 | $471,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-16-014825 | this filing | 2016-02-16 | acceptance time not in the bulk data set |