13F-HR filed by UBS Group AG
UBS Group AG filed this 13F-HR for the quarter ended 2015-12-31, filed 2016-02-16, with 8,404 holding rows worth $154,096,253,000.
- Accession
- 0000950123-16-014825
- Filer
- CIK 1610520
- Filed
- 2016-02-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2015
A combination report, 15,204 entries on the cover page, a total value of $154,096,253,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $154,049,085,000 with VALUE read as thousands by filing date, 13F file number 028-16612. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerUBS ASSET MANAGEMENT (AMERICAS) INC 028-02682
- reports for this filerUBS OCONNOR LLC 028-06327
- included managerUBS Financial Services Inc. 028-11496
- included managerUBS Swiss Financial Advisors AG 028-11603
- included managerUBS AG New York Branch 028-07344
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| FLUOR CORP | 343412102 | COM | 2,800 | $132,000 | thousands by filing date | call |
| SANFILIPPO JOHN B & SON INC | 800422107 | COM | 2,447 | $132,000 | thousands by filing date | |
| FORWARD AIR CORP | 349853101 | COM | 3,055 | $132,000 | thousands by filing date | |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 11,315 | $132,000 | thousands by filing date | |
| WATERSTONE FINL INC MD | 94188P101 | COM | 9,300 | $131,000 | thousands by filing date | |
| KEWAUNEE SCIENTIFIC CP | 492854104 | COMM | 7,388 | $131,000 | thousands by filing date | |
| NATIONAL SEC GROUP INC | 637546102 | COM | 8,597 | $131,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL A | 781846209 | Stock | 5,910 | $130,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 17,700 | $130,000 | thousands by filing date | call |
| SODASTREAM INTERNATIONAL | M9068E105 | LTD | 8,000 | $130,000 | thousands by filing date | put |
| WINTRUST FINL CORP COM | 97650W108 | Stock | 2,655 | $129,000 | thousands by filing date | |
| ARTIVION INC | 228903100 | COM | 12,007 | $129,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 14,193 | $129,000 | thousands by filing date | |
| ALPINE GLOBAL DYNAMIC DIVD F | 02082E205 | COM NEW | 14,572 | $129,000 | thousands by filing date | |
| CARBO CERAMICS INC | 140781105 | COMMON STOCK | 7,500 | $129,000 | thousands by filing date | call |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 9,771 | $128,000 | thousands by filing date | |
| TOWNEBANK PORTSMOUTH VA | 89214P109 | COM | 6,106 | $128,000 | thousands by filing date | |
| PROSHARES TR | 74347R172 | ULTRA 20YR TRE | 1,747 | $128,000 | thousands by filing date | |
| ROYCE GLOBAL TRUST INC | 78081T104 | COM | 17,141 | $128,000 | thousands by filing date | |
| VWR CORP | 91843L103 | COM | 4,534 | $128,000 | thousands by filing date | |
| CHIPMOS TECH BERMUDA LTD | G2110R114 | SHS | 6,502 | $128,000 | thousands by filing date | |
| NEVSUN RES LTD | 64156L101 | COM | 47,189 | $128,000 | thousands by filing date | |
| COMMUNICATIONS SYSTEMS INC | 203900105 | COM | 16,505 | $128,000 | thousands by filing date | |
| DIREXION DAILY ENERGY BUL 3X | 25459W888 | CMN | 5,451 | $128,000 | thousands by filing date | |
| NUVEEN NY | 670706100 | COM | 8,359 | $128,000 | thousands by filing date | |
| BOWL AMER INC BWL | 102565108 | COMMON | 8,990 | $128,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q643 | SPROTT GL MINE | 10,060 | $128,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K729 | Cmn | 1,537 | $128,000 | thousands by filing date | |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 20,900 | $127,000 | thousands by filing date | |
| FRESHPET INC COM | 358039105 | Stock | 15,073 | $127,000 | thousands by filing date | |
| DISTRIBUTION SOLUTIONS GRP I | 520776105 | COM | 5,440 | $127,000 | thousands by filing date | |
| FIRST TR MTG INCOME FD | 33734E103 | COM SHS | 8,737 | $127,000 | thousands by filing date | |
| REGULUS THERAPEUTICS INC | 75915K101 | COM | 14,591 | $127,000 | thousands by filing date | |
| JINPAN INTL LTD | G5138L100 | ORD | 33,118 | $127,000 | thousands by filing date | |
| Foundation Medicine Inc | 350465100 | COM | 6,062 | $127,000 | thousands by filing date | |
| IAC INTERACTIVECORP | 44919P508 | COM | 2,100 | $126,000 | thousands by filing date | put |
| VIMPELCOM LTD | 92719A106 | SPONSORED ADR | 38,300 | $126,000 | thousands by filing date | put |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 31,795 | $126,000 | thousands by filing date | |
| LIGHTINTHEBOX HOLDING CO LTD SPONSORED ADR | 53225G102 | COM | 42,529 | $126,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 5,500 | $125,000 | thousands by filing date | put |
| NUVEEN NEW JERSEY MUN VALUE | 670702109 | SHS | 8,640 | $125,000 | thousands by filing date | |
| FIRST CASH FINL SVCS INC | 31942D107 | COM | 3,333 | $125,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL | 73935X443 | ETF | 3,404 | $125,000 | thousands by filing date | |
| NOBILIS HEALTH CORP | 65500B103 | COM | 44,259 | $125,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 2,900 | $124,000 | thousands by filing date | put |
| DEUTSCHE BK AG LONDON BRH | 25155L293 | FI ENH GL0BAL HY | 1,112 | $124,000 | thousands by filing date | |
| RANGE RES CORP COM | 75281A109 | Stock | 5,000 | $123,000 | thousands by filing date | put |
| KNOWLES CORP COM | 49926D109 | Stock | 9,255 | $123,000 | thousands by filing date | |
| MARTEN TRANSPORT LTD | 573075108 | COM | 6,944 | $123,000 | thousands by filing date | |
| MFRI INC | 552721102 | COMMON STOCK | 18,756 | $123,000 | thousands by filing date | |
| ZELTIQ AESTHETICS INC | 98933Q108 | COM | 4,339 | $123,000 | thousands by filing date | |
| PROGRESSIVE WASTE SOLUTIONS | 74339G101 | COM | 5,216 | $123,000 | thousands by filing date | |
| UNITED STS SHORT OIL FD LP | 912613205 | UNITS | 1,511 | $123,000 | thousands by filing date | |
| ISHARES TR | 46432FAK3 | 2020 INVTGR BD | 1,259 | $123,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57061R783 | SOLAR ENRG NEW | 2,002 | $123,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B571 | 1000 EQ WHT PT | 5,165 | $123,000 | thousands by filing date | |
| CIVEO CORP CDA | 17878Y108 | COM | 86,860 | $123,000 | thousands by filing date | |
| SPDR Portfolio Long Term Corporate Bond ETF | 78464A367 | SHS | 3,259 | $122,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 2,900 | $122,000 | thousands by filing date | call |
| TERNIUM SA | 880890108 | SPONSORED ADS | 9,837 | $122,000 | thousands by filing date | |
| MOMO INC | 60879B107 | ADR | 7,617 | $122,000 | thousands by filing date | |
| USD PARTNERS LP LP | 903318103 | STOK | 16,918 | $122,000 | thousands by filing date | |
| POLYMET MINING CORP | 731916102 | COM | 154,935 | $122,000 | thousands by filing date | |
| GDL FD | 361570104 | COM SH BEN IT | 12,138 | $121,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q593 | MED BREAKTHGH | 3,820 | $121,000 | thousands by filing date | |
| INFRAREIT INC | 45685L100 | COM | 6,530 | $121,000 | thousands by filing date | |
| APPLIED MICRO CIRCUITS CORP | 03822W406 | COM NEW | 19,050 | $121,000 | thousands by filing date | |
| PERFORMANCE SPORTS GROUP LTD | 71377G100 | COM | 12,559 | $121,000 | thousands by filing date | |
| ATLASSIAN CORP | G06242104 | CL A | 4,000 | $120,000 | thousands by filing date | |
| MFS INVT GRADE MUN TR | 59318B108 | SH BEN INT | 12,035 | $120,000 | thousands by filing date | |
| 8X8 INC | 282914100 | COMMON STOCK | 10,463 | $120,000 | thousands by filing date | |
| CHASE CORP | 16150R104 | COM | 2,942 | $120,000 | thousands by filing date | |
| NUVEEN N Y SELECT TAX FREE I | 67063V104 | SH BEN INT | 8,758 | $120,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L852 | COM | 3,585 | $120,000 | thousands by filing date | |
| PROSHARES TR | 74347X831 | ULTRAPRO QQQ | 1,045 | $119,000 | thousands by filing date | |
| HORACE MANN EDUCATORS CORP NEW COM | 440327104 | Stock | 3,591 | $119,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092501 | MSCI FINLS IDX | 4,207 | $119,000 | thousands by filing date | |
| SIFCO INDS INC | 826546103 | COM | 12,526 | $119,000 | thousands by filing date | |
| ELEMENTS ROGERS INTL CMDTY AGRI TR ETN | 870297603 | ETF | 19,085 | $119,000 | thousands by filing date | |
| OVASCIENCE INC | 69014Q101 | COM | 12,142 | $119,000 | thousands by filing date | |
| INSULET CORP COM | 45784P101 | Stock | 3,100 | $118,000 | thousands by filing date | |
| FIRST FINL BANKSHARES INC COM | 32020R109 | Stock | 3,929 | $118,000 | thousands by filing date | |
| MCGRAW HILL FINL INC | 580645109 | COM | 1,200 | $118,000 | thousands by filing date | call |
| TIDEWATER INC | 886423102 | COM | 17,014 | $118,000 | thousands by filing date | |
| WESTERN ASSET WORLDWIDE INCO | 957668106 | COM | 11,643 | $118,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H271 | ETN DJUBSCOTTN38 | 2,805 | $118,000 | thousands by filing date | |
| JUNIPER PHARMACEUTICALS INC COM | 48203L107 | Stock | 11,448 | $118,000 | thousands by filing date | |
| EVERPURE INC CL A | 74624M102 | Stock | 7,500 | $117,000 | thousands by filing date | call |
| FLEXSHARES TR | 33939L100 | MORNSTAR USMKT | 1,400 | $117,000 | thousands by filing date | |
| MCGRATH RENTCORP | 580589109 | COM | 4,633 | $117,000 | thousands by filing date | |
| POPEYES LA KITCHEN INC | 732872106 | COM | 2,016 | $117,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W789 | DLY DEV MKT BULL | 2,341 | $117,000 | thousands by filing date | |
| Intuit Inc. | 461202103 | COM | 1,200 | $116,000 | thousands by filing date | call |
| MINERALS TECHNOLOGIES INC COM | 603158106 | Stock | 2,528 | $116,000 | thousands by filing date | |
| DARLING INGREDIENTS INC COM | 237266101 | Stock | 11,022 | $116,000 | thousands by filing date | |
| INTERNATIONAL BANCSHARES COR | 459044103 | COM | 4,518 | $116,000 | thousands by filing date | |
| WRIGHT MED GROUP N V | N96617118 | ORD SHS | 4,787 | $116,000 | thousands by filing date | |
| PROSHARES SHORT | 74347R396 | PSHS SH MSCI EMR | 3,942 | $116,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06742C129 | BARC ETN EUR50 | 1,237 | $116,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 4,800 | $115,000 | thousands by filing date | put |
| COMMERCIAL METALS CO COM | 201723103 | Stock | 8,371 | $115,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W471 | BLMBG US BULL | 4,211 | $115,000 | thousands by filing date | |
| LCNB CORP | 50181P100 | COM | 7,026 | $115,000 | thousands by filing date | |
| REPOSITRAK INC | 700215304 | COMMON STOCK | 9,699 | $115,000 | thousands by filing date | |
| US ECOLOGY INC COM | 91732J102 | COM | 3,145 | $115,000 | thousands by filing date | |
| BILL BARRETT CORP | 06846N104 | COMMON STOCK | 29,261 | $115,000 | thousands by filing date | |
| CLEARSIGN TECHNOLOGIES CORP | 185064102 | COM | 23,719 | $115,000 | thousands by filing date | |
| ZHAOPIN LTD-SPONSORED ADR | 98954L103 | ADR | 7,533 | $115,000 | thousands by filing date | |
| TURKCELL ILETISIM SPON ADR NEW | 900111204 | ADR | 13,392 | $114,000 | thousands by filing date | |
| GLAUKOS CORP COM | 377322102 | Stock | 4,620 | $114,000 | thousands by filing date | |
| PROSHARES TR | 74347R263 | ULTRA COMMUNICTN | 1,374 | $114,000 | thousands by filing date | |
| FBL FINL GROUP INC | 30239F106 | CL A | 1,796 | $114,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U209 | MV ENVIR SVCS | 1,937 | $114,000 | thousands by filing date | |
| PROSHARES TR II | 74347W460 | PROSHS U/SHAUS | 1,960 | $114,000 | thousands by filing date | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 900 | $113,000 | thousands by filing date | call |
| PAN AMERN SILVER CORP | 697900108 | COM | 17,400 | $113,000 | thousands by filing date | call |
| PACKAGING CORP AMER COM | 695156109 | Stock | 1,800 | $113,000 | thousands by filing date | put |
| AH RLTY TR INC | 04208T108 | COM | 10,813 | $113,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 30,300 | $113,000 | thousands by filing date | call |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 14,677 | $113,000 | thousands by filing date | |
| POWERSHARES TR II S&P SMALLCAP | 73937b704 | INDX FD | 7,338 | $113,000 | thousands by filing date | |
| ATHENAHEALTH INC | 04685W103 | COMMON STOCK | 700 | $113,000 | thousands by filing date | |
| COMPUTER TASK GROUP INC | 205477102 | COM | 17,000 | $113,000 | thousands by filing date | |
| BARCLAYS BANK | 06742A750 | IPATH S&P MLP | 6,166 | $113,000 | thousands by filing date | |
| CITIGROUP INC NEW | 17321F201 | CTRAKS ETN MILLR | 7,297 | $113,000 | thousands by filing date | |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 13,792 | $112,000 | thousands by filing date | |
| WERNER ENTERPRISES INC | 950755108 | COM | 4,808 | $112,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 900 | $112,000 | thousands by filing date | call |
| TEEKAY CORPORATION | Y8564W103 | COM | 11,309 | $112,000 | thousands by filing date | |
| GUGGENHEIM INTERNATIONAL MUL | 18383Q804 | GUG | 7,865 | $112,000 | thousands by filing date | |
| GSV CAPITAL CORP | 36191J101 | COM | 12,029 | $112,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAD3 | CNV | 22,000 | $112,000 | thousands by filing date | principal |
| PIMCO 15 YEAR US TIPS INDEX F | 72201R304 | 15+ YR US TIPS | 1,831 | $111,000 | thousands by filing date | |
| DUNKIN BRANDS GROUP INC | 265504100 | COM | 2,600 | $111,000 | thousands by filing date | call |
| EASTERN CO | 276317104 | COM | 5,906 | $111,000 | thousands by filing date | |
| FORTRESS BIOTECH INC | 34960Q109 | COM | 39,661 | $111,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740P601 | S&P 500 3X LNG | 664 | $111,000 | thousands by filing date | |
| MONOGRAM RESIDENTIAL TR INC | 60979P105 | COM | 11,320 | $110,000 | thousands by filing date | |
| SANDRIDGE PERMIAN TR | 80007A102 | COM UNIT BEN INT | 37,252 | $110,000 | thousands by filing date | |
| PROSHARES TR | 74348A525 | ULSHOIL&GASNEW13 | 1,536 | $110,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 200 | $109,000 | thousands by filing date | call |
| BEACON ROOFING SUPPLY INC | 073685109 | COM | 2,655 | $109,000 | thousands by filing date | |
| PROSHARES SP 500 DIVIDEND ARISTOCRATS ETF | 74347B482 | ETF | 5,266 | $109,000 | thousands by filing date | |
| TWO RIV BANCORP | 90207C105 | COMMON | 11,010 | $109,000 | thousands by filing date | |
| CORENERGY INFRASTRUCTURE TR | 21870U304 | DEP SHS REPSTG | 5,969 | $109,000 | thousands by filing date | |
| PRUDENTIAL BANCORP INC NEW | 74431A101 | COM | 7,199 | $109,000 | thousands by filing date | |
| ROSS STORES INC COM | 778296103 | Stock | 2,000 | $108,000 | thousands by filing date | call |
| TUMI HLDGS INC | 89969Q104 | COM | 6,519 | $108,000 | thousands by filing date | |
| BRINKS CO | 109696104 | COM | 3,697 | $107,000 | thousands by filing date | |
| ACCESS NATIONAL CORP | 004337101 | COMMON STOCK | 5,220 | $107,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M878 | GUGGEN DEFN EQTY | 3,067 | $107,000 | thousands by filing date | |
| ADCARE HEALTH SYSTEMS INC | 00650W300 | COM NEW | 42,883 | $107,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06741L609 | IPATH DYNM VIX | 4,134 | $107,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA CL A ORD | G5480U138 | COM | 2,589 | $107,000 | thousands by filing date | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 1,000 | $106,000 | thousands by filing date | put |
| WESTWOOD HOLDINGS GROUP INC | 961765104 | COMMON STOCK | 2,035 | $106,000 | thousands by filing date | |
| BOSTON PRIVATE FINL HLDGS INC COM | 101119105 | Stock | 9,372 | $106,000 | thousands by filing date | |
| INTEGRATED ELECTRICAL SERVIC | 45811E301 | COM | 9,610 | $106,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q796 | GUGG SHIPPNG ETF | 8,340 | $106,000 | thousands by filing date | |
| ISHARES MSCI | 464286335 | MSCI GLB GOLD | 19,261 | $106,000 | thousands by filing date | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 2,000 | $105,000 | thousands by filing date | put |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 700 | $105,000 | thousands by filing date | call |
| EMPIRE ST RLTY OP L P | 292102100 | UNIT LTD PRTNSP | 5,825 | $105,000 | thousands by filing date | |
| ARROW FINANCIAL CORP | 042744102 | COMMON STOCK | 3,880 | $105,000 | thousands by filing date | |
| TELENAV INC | 879455103 | COMMON STOCK | 18,329 | $105,000 | thousands by filing date | |
| SIERRA WIRELESS INC | 826516106 | COM | 6,700 | $105,000 | thousands by filing date | call |
| TEVA PHARMACEUTICAL FIN LLC | 88163VAE9 | DBCV 0.250% 2/0 | 67,000 | $105,000 | thousands by filing date | principal |
| CHINA SOUTHN AIRLS LTD | 169409109 | SPON ADR CL H | 2,747 | $105,000 | thousands by filing date | |
| Deutsche Global High Income | 25158V108 | 0 | 13,963 | $105,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 1,000 | $104,000 | thousands by filing date | call |
| OMNICELL COM COM | 68213N109 | Stock | 3,347 | $104,000 | thousands by filing date | |
| PROSHARES TR | 74347X625 | ULT R/EST NEW | 999 | $104,000 | thousands by filing date | |
| EL PASO ELECTRIC CO | 283677854 | COM NEW | 2,699 | $104,000 | thousands by filing date | |
| WISDOMTREE TRUST CHINESE YUAN | 97717W182 | COM | 4,262 | $104,000 | thousands by filing date | |
| POWERSECURE INTERNATIONAL IN | 73936N105 | COM | 6,900 | $104,000 | thousands by filing date | |
| ABERDEEN GTR CHINA FD INC | 003031101 | COM | 12,167 | $104,000 | thousands by filing date | |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 15,881 | $103,000 | thousands by filing date | |
| INOGEN INC | 45780L104 | COM | 2,566 | $103,000 | thousands by filing date | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 12,500 | $103,000 | thousands by filing date | |
| CROSSAMERICA PARTNERS LP | 22758A105 | UT LTD PTN INT | 3,983 | $103,000 | thousands by filing date | |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 2,900 | $103,000 | thousands by filing date | call |
| MRC GLOBAL INC | 55345K103 | COM | 8,011 | $103,000 | thousands by filing date | |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 15,960 | $103,000 | thousands by filing date | |
| EV ENERGY PARTNERS LP | 26926V107 | COM UNITS | 36,704 | $103,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739G851 | IPTH JPY/USD ETN | 2,200 | $103,000 | thousands by filing date | |
| CAVCO INDS INC DEL | 149568107 | COM | 1,225 | $102,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 300 | $102,000 | thousands by filing date | call |
| HUDSON TECHNOLOGIES INC | 444144109 | COMMON STOCK | 34,484 | $102,000 | thousands by filing date | |
| DOMINION RES INC VA NEW | 25746U885 | UNIT 07/01/2016 | 1,893 | $102,000 | thousands by filing date | |
| STILLWATER MINING CO | 86074Q102 | COM | 11,900 | $102,000 | thousands by filing date | call |
| PIMCO NEW YORK MUN INCM | 72201E105 | FD 1 COM | 9,941 | $102,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X632 | INTL UTILT ETF | 6,329 | $102,000 | thousands by filing date | |
| PROSHARES TR II | 74347W742 | PROSHS SHT EUR | 2,332 | $102,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 1,000 | $101,000 | thousands by filing date | put |
| ITURAN LOCATION AND CONTROL SHS | M6158M104 | Stock | 5,311 | $101,000 | thousands by filing date | |
| CHESAPEAKE UTILS CORP | 165303108 | COM | 1,784 | $101,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 14,500 | $101,000 | thousands by filing date | call |
| TRICO BANCSHARES | 896095106 | COMMON STOCK | 3,692 | $101,000 | thousands by filing date | |
| DEMANDWARE INC | 24802Y105 | COM | 1,884 | $101,000 | thousands by filing date | |
| APOLLO RESIDENTIAL MORTGAGE | 03763V102 | COM | 8,475 | $101,000 | thousands by filing date | |
| MERCHANTS BANCSHARES INC | 588448100 | COM | 3,224 | $101,000 | thousands by filing date | |
| ASIA PAC FD INC | 044901106 | COM | 10,000 | $101,000 | thousands by filing date | |
| EATON VANCE MI MUNI INCOME T | 27826D106 | SH BEN INT | 7,669 | $101,000 | thousands by filing date | |
| INOVALON HLDGS INC | 45781D101 | COM CL A | 5,905 | $101,000 | thousands by filing date | |
| ROGERS CORP COM | 775133101 | Stock | 1,944 | $100,000 | thousands by filing date | |
| VEREIT INC | 92339V100 | COM | 12,600 | $100,000 | thousands by filing date | call |
| VOYA NAT RES EQUITY INCOME F | 92913C106 | COM | 18,227 | $100,000 | thousands by filing date | |
| SPROTT ASSET MANAGEMENT LP | 85207Q104 | PHYSICAL PLATINU | 16,256 | $100,000 | thousands by filing date | |
| ALUMINUM CORP CHINA LTD | 022276109 | SPON ADR H SHS | 12,075 | $100,000 | thousands by filing date | |
| INTRA-CELLULAR THERAPIES INC | 46116X101 | COMMON STOCK | 1,842 | $100,000 | thousands by filing date | |
| REVLON INC | 761525609 | OPT | 3,585 | $100,000 | thousands by filing date | |
| MANITOWOC COMPANY INC | 563571108 | COM | 6,500 | $100,000 | thousands by filing date | call |
| PACIFIC ETHANOL INC PAR $.001 | 69423U305 | COM | 20,900 | $100,000 | thousands by filing date | put |
| DEUTSCHE BK AG LONDON | 25153Q658 | ETN DJ HY 2022 | 6,451 | $100,000 | thousands by filing date | |
| PROSHARES TR | 74347B748 | ULTSHT FINLS NEW | 2,178 | $100,000 | thousands by filing date | |
| NRG YIELD INC | 62942X306 | COM | 7,167 | $100,000 | thousands by filing date | |
| CROWN CASTLE INTL CORP NEW | 22822V200 | CNV PFD STK SR A | 934 | $100,000 | thousands by filing date | |
| TONIX PHARMACEUTICALS HOLDING | 890260201 | COM NEW | 12,994 | $100,000 | thousands by filing date | |
| SEMTECH CORP COM | 816850101 | Stock | 5,227 | $99,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 3,300 | $99,000 | thousands by filing date | call |
| BAR HBR BANKSHARES | 066849100 | COM | 2,895 | $99,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72200M108 | COM | 9,909 | $99,000 | thousands by filing date | |
| INTREPID POTASH INC | 46121Y102 | COM | 33,328 | $99,000 | thousands by filing date | |
| HAYNES INTL INC | 420877201 | COM NEW | 2,678 | $99,000 | thousands by filing date | |
| COSTCO COMPANIES INC | 22160QAC6 | NOTE 8/1 | 27,000 | $99,000 | thousands by filing date | principal |
| MARKET VECTORS ETF TR RARE EARTH STRATEGIC METALS ETF | 57061R536 | ETF | 7,407 | $99,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18385P200 | GUGG EM RL EST | 4,695 | $99,000 | thousands by filing date | |
| iShares MSCI USA Equal Weighted ETF | 464286681 | SHS | 2,312 | $98,000 | thousands by filing date | |
| JAZZ PHARMACEUTICALS PLC SHS USD | G50871105 | Stock | 700 | $98,000 | thousands by filing date | call |
| MERITAGE HOMES CORP COM | 59001A102 | Stock | 2,889 | $98,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767405 | BOSE MSC CHI ETF | 2,814 | $98,000 | thousands by filing date | |
| Chicopee Bancorp, Inc. | 168565109 | Common Stock | 5,636 | $98,000 | thousands by filing date | |
| AVIANCA HLDGS SA | 05367G100 | SPON ADR REP PFD | 23,034 | $98,000 | thousands by filing date | |
| RAMBUS INC DEL COM | 750917106 | Stock | 8,301 | $97,000 | thousands by filing date | |
| NELNET INC | 64031N108 | CL A | 2,868 | $97,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 3,760 | $97,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 2,400 | $97,000 | thousands by filing date | call |
| REPUBLIC BANCORP INC CLASS A | 760281204 | COMMON STOCK | 3,674 | $97,000 | thousands by filing date | |
| MONOTYPE IMAGING HOLDINGS, INC | 61022P100 | COM | 4,086 | $97,000 | thousands by filing date | |
| THE CENTRAL AND EASTERN EU I | 153436100 | COM | 5,864 | $97,000 | thousands by filing date | |
| PROSHARES TR | 74347R313 | PSHS ULSHT 7-10Y | 4,194 | $97,000 | thousands by filing date | |
| GLOBAL NET LEASE INC | 379378102 | COM | 12,224 | $97,000 | thousands by filing date | |
| ASSOCIATED CAP GROUP INC | 045528106 | COM | 3,177 | $97,000 | thousands by filing date | |
| GOODRICH PETE CORP | 382410405 | COM NEW | 366,400 | $97,000 | thousands by filing date | call |
| ISHARES TR | 46432FAG2 | 2018 INVTGR BD | 980 | $97,000 | thousands by filing date | |
| PROVIDENT BANCORP INC | 74383X109 | COM | 7,500 | $97,000 | thousands by filing date | |
| Emergent Capital | 29102N105 | Com | 26,139 | $97,000 | thousands by filing date | |
| ITRON INC COM | 465741106 | Stock | 2,658 | $96,000 | thousands by filing date | |
| KENNAMETAL INC | 489170100 | COM | 4,983 | $96,000 | thousands by filing date | |
| HORNBECK OFFSHORE SVCS INC N | 440543106 | COM | 9,654 | $96,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q853 | GUGG CHN SML CAP | 3,990 | $96,000 | thousands by filing date | |
| PROSHARES TR | 74348A673 | ULT MSCIBZL CAPP | 1,183 | $96,000 | thousands by filing date | |
| POWERSHARES EXCHANGE TRADED | 739371102 | LARGE GROWTH | 2,788 | $96,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A305 | ALPCLONE ALTER | 2,573 | $96,000 | thousands by filing date | |
| PRESS GANEY HOL | 74113L102 | Common Stock | 3,038 | $96,000 | thousands by filing date | |
| ANDERSONS INC COM | 034164103 | Stock | 2,986 | $95,000 | thousands by filing date | |
| COPA HOLDINGS SA | P31076105 | CL A | 1,970 | $95,000 | thousands by filing date | |
| TRUPANION INC | 898202106 | COM | 9,696 | $95,000 | thousands by filing date | |
| CENTRAL SECURITIES CORP | 155123102 | COM | 5,006 | $95,000 | thousands by filing date | |
| FIRST TR EMERGING ETF MARKETS SMALL CAP ALPHADEX FUND | 33737J307 | ETF | 3,524 | $95,000 | thousands by filing date | |
| PROSHARES TR II | 74347W569 | ULTRASHORT YEN N | 1,082 | $95,000 | thousands by filing date | |
| LUMINEX CORP | 55027E102 | COMMON STOCK | 4,435 | $95,000 | thousands by filing date | |
| CURRENCYSHARES AUSTRALIAN DLAU | 23129U101 | ETF - EQUITY | 1,300 | $95,000 | thousands by filing date | put |
| EGA EMERGING GLOBAL SHS TR | 268461654 | LOW VOL EM DIV | 8,285 | $95,000 | thousands by filing date | |
| FT MEGA CAP ALPHADEX FD ETF(FMK) | 33737M508 | ETF | 3,579 | $95,000 | thousands by filing date | |
| THAI FUND INC | 882904105 | CMN | 13,822 | $95,000 | thousands by filing date | |
| DEAN FOODS CO NEW | 242370203 | COM NEW | 5,580 | $95,000 | thousands by filing date | |
| NEOGENOMICS INC | 64049M209 | COM NEW | 11,950 | $94,000 | thousands by filing date | |
| HMS HLDGS CORP | 40425J101 | COM | 7,590 | $94,000 | thousands by filing date | |
| QCR HOLDINGS INC | 74727A104 | COMMON STOCK | 3,879 | $94,000 | thousands by filing date | |
| GRUPO AVAL ACCIONES Y VALORE | 40053W101 | SPONSORED ADS | 14,466 | $94,000 | thousands by filing date | |
| PROSHARES TR | 74347X880 | ULT FTSE CHIN 50 | 1,952 | $94,000 | thousands by filing date | |
| GARMIN LTD SHS | H2906T109 | Stock | 2,500 | $93,000 | thousands by filing date | call |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 10,382 | $93,000 | thousands by filing date | |
| AAON INC | 000360206 | COM PAR $0.004 | 3,982 | $93,000 | thousands by filing date | |
| GABELLI UTIL TR | 36240A101 | COM | 16,333 | $93,000 | thousands by filing date | |
| RESOLUTE ENERGY CORP | 76116A108 | COMMON STOCK | 106,591 | $93,000 | thousands by filing date | |
| HEARTLAND FINL USA INC | 42234Q102 | COM | 2,929 | $93,000 | thousands by filing date | |
| ADEPTUS HEALTH | 006855100 | Common Stock | 1,709 | $93,000 | thousands by filing date | |
| YOUR CMNTY BANKSHARES INC | 98779U106 | COM | 2,953 | $93,000 | thousands by filing date | |
| ENTERPRISE FINL SVCS CORP | 293712105 | COM | 3,240 | $92,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E708 | DIVIDEND STRNGTH | 3,758 | $92,000 | thousands by filing date | |
| BASSETT FURNITURE INDS INC COM | 070203104 | Stock | 3,659 | $92,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 86,350 | $92,000 | thousands by filing date | |
| AEP INDUSTRIES INC | 001031103 | COM | 1,181 | $92,000 | thousands by filing date | |
| VOLT INFORMATION SCIEN COM | 928703107 | COM | 11,265 | $92,000 | thousands by filing date | |
| PROSHARES TR ULTSH NASD BIOT | 74347B789 | CEF | 3,212 | $92,000 | thousands by filing date | |
| SEQUENTIAL BRNDS GROUP I | 81734P107 | COM | 11,664 | $92,000 | thousands by filing date | |
| NUVEEN FLEXIBLE INVT INCOME | 67075B104 | COM | 6,246 | $92,000 | thousands by filing date | |
| NEWS CORP NEW | 65249B208 | CL B | 6,503 | $91,000 | thousands by filing date | |
| THERAVANCE BIOPHARMA INC | G8807B106 | COM | 5,561 | $91,000 | thousands by filing date | |
| UNITED STS 12 MONTH NAT GAS | 91288X109 | UNIT BEN INT | 9,437 | $91,000 | thousands by filing date | |
| GRUPO FINANCIERO SANTANDER | 40053C105 | COMMON STOCK-FO | 10,460 | $91,000 | thousands by filing date | |
| MERITOR INC | 59001K100 | COMMON STOCK | 10,853 | $91,000 | thousands by filing date | |
| PICO HLDGS INC | 693366205 | COM NEW | 8,860 | $91,000 | thousands by filing date | |
| KOSMOS ENERGY LTD | G5315B107 | SHS | 17,592 | $91,000 | thousands by filing date | |
| BROADSOFT INC | 11133B409 | COM | 2,569 | $91,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM DB | 73936B705 | COM | 7,683 | $91,000 | thousands by filing date | |
| TUBEMOGUL INC COM | 898570106 | Stock | 6,718 | $91,000 | thousands by filing date | |
| CHINA TELECOM CORP LTD | 169426103 | SPON ADR H SHS | 1,918 | $90,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 5,191 | $90,000 | thousands by filing date | |
| DIGIRAD CORP | 253827109 | COM | 15,610 | $90,000 | thousands by filing date | |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 1,300 | $89,000 | thousands by filing date | put |
| EXELON CORP COM | 30161N101 | Stock | 3,200 | $89,000 | thousands by filing date | call |
| SINA CORP | G81477104 | ORD | 1,804 | $89,000 | thousands by filing date | |
| PROSHARES TR | 74347X500 | ULTR MSCI ETF | 989 | $89,000 | thousands by filing date | |
| STONE ENERGY CORP | 861642106 | COMMON STOCK | 20,770 | $89,000 | thousands by filing date | |
| NUVEEN PA INVT QUALITY MUN F | 670972108 | COM | 6,526 | $89,000 | thousands by filing date | |
| ACTUANT CORP | 00508X203 | CL A NEW | 3,708 | $89,000 | thousands by filing date | |
| AEGERION PHARMACEUTICALS INC | 00767E102 | COM | 8,831 | $89,000 | thousands by filing date | |
| Breitburn Energy Ptnr Lp | 106776107 | COM UT LTD PTN | 132,077 | $89,000 | thousands by filing date | |
| COMMERCE UNION BANCSHARES INC | 200828101 | Common Stock | 6,512 | $89,000 | thousands by filing date | |
| SPDR SER TR | 78468R820 | S&P 500 BUYBCK | 1,929 | $89,000 | thousands by filing date | |
| ANI PHARMACEUTICALS INC | 00182C103 | COM | 1,955 | $88,000 | thousands by filing date | |
| SPLUNK INC | 848637104 | COM | 1,500 | $88,000 | thousands by filing date | put |
| CLOUGH GLOBAL DIVID & INCOME | 18913Y103 | COM | 6,502 | $88,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 4,900 | $88,000 | thousands by filing date | call |
| CARBO CERAMICS INC | 140781105 | COMMON STOCK | 5,100 | $88,000 | thousands by filing date | put |
| CHINACACHE INTL HLDG LTD | 16950M107 | SPON ADR | 10,729 | $88,000 | thousands by filing date | |
| PERNIX THERAPEUTICS HOLDINGS | 71426V108 | COM | 29,929 | $88,000 | thousands by filing date | |
| BLDRS EUROPE 100 ADR INDEX | 09348R409 | COM | 4,304 | $88,000 | thousands by filing date | |
| EATON VANCE NY MUNI II | 27828T109 | CMN | 7,073 | $88,000 | thousands by filing date | |
| INTRAWEST RESORTS HLDGS INC | 46090K109 | COM | 11,241 | $88,000 | thousands by filing date | |
| SECOND SIGHT MED PRODS INC | 81362J100 | COM | 14,912 | $88,000 | thousands by filing date | |
| LDR HLDG CORP | 50185U105 | COM | 3,466 | $88,000 | thousands by filing date | |
| DIAMONDBACK ENERGY INC COM | 25278X109 | Stock | 1,300 | $87,000 | thousands by filing date | put |
| F5 INC COM | 315616102 | Stock | 900 | $87,000 | thousands by filing date | call |
| GAMESTOP CORP | 36467W109 | CL A | 3,100 | $87,000 | thousands by filing date | call |
| AEROJET ROCKETDYNE HLDGS INC C | 007800105 | COM | 5,554 | $87,000 | thousands by filing date | |
| BARNWELL INDS INC | 068221100 | COM | 45,832 | $87,000 | thousands by filing date | |
| INVESCO BD FD | 46132L107 | COM | 4,929 | $87,000 | thousands by filing date | |
| PACIFIC ETHANOL INC PAR $.001 | 69423U305 | COM | 18,211 | $87,000 | thousands by filing date | |
| CREDIT SUISSE AG NASSAU BRH | 22539T563 | BG CP GRTH ETN | 1,488 | $87,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 9,000 | $86,000 | thousands by filing date | put |
| STEELCASE INC-CLASS A | 858155203 | CL A | 5,805 | $86,000 | thousands by filing date | |
| ETHAN ALLEN INTERIORS INC | 297602104 | COM | 3,117 | $86,000 | thousands by filing date | |
| COHERENT INC | 192479103 | COM | 1,326 | $86,000 | thousands by filing date | |
| AMAG PHARMACEUTICALS INC | 00163U106 | COM | 2,852 | $86,000 | thousands by filing date | |
| BLACKROCK N J MUN INCOME TR | 09248J101 | SH BEN INT | 5,669 | $86,000 | thousands by filing date | |
| GENERAL CABLE CORP DEL NEW | 369300108 | COM | 6,370 | $86,000 | thousands by filing date | |
| CHINA EASTN AIRLS LTD | 16937R104 | SPON ADR CL H | 3,048 | $86,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740L477 | US TRES STEEP | 2,455 | $86,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 1,600 | $85,000 | thousands by filing date | put |
| DAKTRONICS INC | 234264109 | COM | 9,759 | $85,000 | thousands by filing date | |
| JAPAN SMALLER CAPITALIZATION | 47109U104 | COM | 8,215 | $85,000 | thousands by filing date | |
| BANCO DE CHILE | 059520106 | SPONSORED ADS | 1,432 | $85,000 | thousands by filing date | |
| SOUTHERN FIRST BANCSHARES | 842873101 | COMMON STOCK | 3,740 | $85,000 | thousands by filing date | |
| EATON VANCE NJ MUNI INCOME T | 27826V106 | SH BEN INT | 6,700 | $85,000 | thousands by filing date | |
| INVESTMENT TECHNOLOGY GROUP | 46145F105 | COMMON STOCK | 4,972 | $85,000 | thousands by filing date | |
| SUPERIOR INDS INTL INC | 868168105 | COM | 4,578 | $85,000 | thousands by filing date | |
| GLATFELTER | 377316104 | COM | 4,594 | $85,000 | thousands by filing date | |
| STONEGATE BANK | 861811107 | COM | 2,581 | $85,000 | thousands by filing date | |
| FNFV GROUP | 31620R402 | COM | 7,520 | $85,000 | thousands by filing date | |
| ISHARES TR | 46435G813 | MSCI SPAIN ETF | 4,201 | $85,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X591 | DYN UTIL PORTF | 3,752 | $84,000 | thousands by filing date | |
| VALHI INC NEW | 918905100 | COM | 62,750 | $84,000 | thousands by filing date | |
| NUVEEN PA MUN VALUE FD | 67074K105 | COM | 5,578 | $84,000 | thousands by filing date | |
| IDT CORP | 448947507 | CL B NEW | 7,166 | $83,000 | thousands by filing date | |
| INVESTORS TITLE CO | 461804106 | COMMON STOCK | 831 | $83,000 | thousands by filing date | |
| PROSHARES ULTRAPRO DOW30 | 74347X823 | UIT EXCHANGE TRADED | 1,289 | $83,000 | thousands by filing date | |
| CVD EQUIP CORP | 126601103 | COM | 8,212 | $83,000 | thousands by filing date | |
| AVG TECHNOLOGIES | N07831105 | SHS | 4,156 | $83,000 | thousands by filing date | |
| AVINGER INC | 053734109 | COM | 3,652 | $83,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E135 | GBL X JPM ROTA | 3,677 | $83,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 2,000 | $82,000 | thousands by filing date | call |
| NEW YORK TIMES CO MTN BE CL A | 650111107 | Stock | 6,123 | $82,000 | thousands by filing date | |
| CENTRAL GARDEN & PET CO | 153527205 | CL A NON-VTG | 6,057 | $82,000 | thousands by filing date | |
| AMERICA MOVIL SAB DE CV | 02364W204 | SPONSORED ADR | 5,852 | $82,000 | thousands by filing date | |
| COMTECH TELECOMMUNICATIONS C | 205826209 | COM NEW | 4,067 | $82,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R403 | BROAD US TIPS | 1,483 | $82,000 | thousands by filing date | |
| MOOG INC | 615394301 | CL B | 1,353 | $82,000 | thousands by filing date | |
| HEADWATERS INC | 42210P102 | COMMON STOCK | 4,860 | $82,000 | thousands by filing date | |
| Jason Industries Inc | 471172106 | COMMON STOCK | 21,513 | $82,000 | thousands by filing date | |
| CIVITAS SOLUTIONS INC | 17887R102 | COM | 2,836 | $82,000 | thousands by filing date | |
| SILVER STD RES INC | 82823L106 | COM | 15,900 | $82,000 | thousands by filing date | call |
| NEWPORT CORP | 651824104 | COM | 5,139 | $82,000 | thousands by filing date | |
| USA TRUCK INC | 902925106 | COM | 4,705 | $82,000 | thousands by filing date | |
| POWERSHARES DYNAMIC | 73935X617 | DYN RETAIL PTF | 2,212 | $82,000 | thousands by filing date | |
| Boulevard Acquisition Corp II | 10157Q201 | CL A | 8,275 | $82,000 | thousands by filing date | |
| GENCO SHIPPING & TRADING LTD | Y2685T115 | Cmn | 55,205 | $82,000 | thousands by filing date | |
| iShares Core Total USD Bond Market ETF | 46434V613 | SHS | 816 | $81,000 | thousands by filing date | |
| HOMETRUST BANCSHARES INC | 437872104 | COMMON STOCK | 4,024 | $81,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 6,740 | $81,000 | thousands by filing date | |
| FLEXSTEEL INDS | 339382103 | COMMON STOCK | 1,819 | $81,000 | thousands by filing date | |
| NEENAH PAPER INC | 640079109 | COM | 1,304 | $81,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736G106 | GBL WND ENRG ETF | 7,186 | $81,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W323 | CMN | 4,172 | $81,000 | thousands by filing date | |
| HIGHWAY HLDGS LTD | G4481U106 | ORD | 16,982 | $81,000 | thousands by filing date | |
| SYMETRA FINANCIAL CORP | 87151Q106 | COMMON STOCK | 2,540 | $81,000 | thousands by filing date | |
| CENTERSTATE BK CORP | 15201P109 | COM | 5,170 | $81,000 | thousands by filing date | |
| PAPA MURPHYS HLDGS INC | 698814100 | COM | 7,210 | $81,000 | thousands by filing date | |
| ACI WORLDWIDE INC COM | 004498101 | Stock | 3,761 | $80,000 | thousands by filing date | |
| ORION S.A. | L72967109 | COM | 6,330 | $80,000 | thousands by filing date | |
| DINE BRANDS GLOBAL INC | 254423106 | COM | 946 | $80,000 | thousands by filing date | |
| Mkt Vectors Semiconductor ETF | 57060U233 | Equity | 1,500 | $80,000 | thousands by filing date | call |
| ARGO GROUP INTERNATIONAL | G0464B107 | COMMON STOCK | 1,343 | $80,000 | thousands by filing date | |
| WALTER INVT MGMT CORP | 93317W102 | COM | 5,560 | $80,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E143 | GBL X JPM EFF | 3,613 | $80,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G509 | TAC MAN US COR | 3,546 | $80,000 | thousands by filing date | |
| CONMED CORP COM | 207410101 | Stock | 1,804 | $79,000 | thousands by filing date | |
| QUANEX BLDG PRODS CORP COM | 747619104 | Stock | 3,761 | $79,000 | thousands by filing date | |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 5,395 | $79,000 | thousands by filing date | |
| KOREA FD INC | 500634209 | COM NEW | 2,468 | $79,000 | thousands by filing date | |
| HERITAGE INSURANCE HLDGS INC | 42727J102 | COM | 3,599 | $79,000 | thousands by filing date | |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 5,473 | $79,000 | thousands by filing date | |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 32,459 | $79,000 | thousands by filing date | |
| AXOVANT SCIENCES LTD | G0750W104 | COM | 4,373 | $79,000 | thousands by filing date | |
| MEDASSETS INC | 584045108 | COM | 2,565 | $79,000 | thousands by filing date | |
| WISDOMTREE TR ASIA LC DBT FD | 97717X842 | COM | 1,848 | $79,000 | thousands by filing date | |
| iShares Currency Hedged MSCI Germany ETF | 97717W638 | COM | 2,997 | $79,000 | thousands by filing date | |
| FENIX PTS INC | 31446L100 | COM | 11,623 | $79,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D381 | Cmn | 32,389 | $79,000 | thousands by filing date | |
| FIVE9 INC | 338307101 | COM | 8,920 | $78,000 | thousands by filing date | |
| LENNAR CORP CL A | 526057104 | Stock | 1,600 | $78,000 | thousands by filing date | call |
| ARBOR REALTY TRUST INC | 038923108 | COM | 10,885 | $78,000 | thousands by filing date | |
| SHOE STA GROUP INC | 824889109 | COM | 3,369 | $78,000 | thousands by filing date | |
| UNITED STS GASOLINE FD LP | 91201T102 | UNITS | 2,653 | $78,000 | thousands by filing date | |
| MECHANICS BANCORP A | 43785V102 | COMMON STOCK | 3,606 | $78,000 | thousands by filing date | |
| POWERSHARES | 73936B408 | EXCHANGE TRADED | 3,800 | $78,000 | thousands by filing date | put |
| RAPTOR PHARMACEUTICAL CORP | 75382F106 | COM | 15,000 | $78,000 | thousands by filing date | call |
| MARKET VECTORS ETF TR | 57060U514 | INVT GRD FL RT | 3,182 | $78,000 | thousands by filing date | |
| MARKET VECTORS ETF URANIUM+NUCLEAR ENGY ETF | 57061R577 | COM | 1,741 | $78,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y116 | CSI300 CHINA1X | 1,852 | $78,000 | thousands by filing date | |
| JOURNAL MEDIA GROUP INC | 48114A109 | COM | 6,470 | $78,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 40,294 | $77,000 | thousands by filing date | |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 5,722 | $77,000 | thousands by filing date | |
| TILLYS INC | 886885102 | CL A | 11,629 | $77,000 | thousands by filing date | |
| EATON VANCE N J MUN BD FD | 27828R103 | COM | 5,564 | $77,000 | thousands by filing date | |
| CARBO CERAMICS INC | 140781105 | COMMON STOCK | 4,435 | $77,000 | thousands by filing date | |
| VELOCITYSHARES | 22542D530 | COMMON STOCK | 6,162 | $77,000 | thousands by filing date | |
| GLOBAL EAGLE ENTERTAINMENT I | 37951D102 | COM | 7,866 | $77,000 | thousands by filing date | |
| TRIVASCULAR TECHNOLOGIES INC | 89685A102 | COM | 11,567 | $77,000 | thousands by filing date | |
| KLA CORP | 482480100 | COM | 1,100 | $76,000 | thousands by filing date | put |
| Schwab US TIPS ETF | 808524870 | SHS | 1,422 | $76,000 | thousands by filing date | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 600 | $76,000 | thousands by filing date | put |
| CLOROX CO DEL | 189054109 | COM | 600 | $76,000 | thousands by filing date | put |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 600 | $76,000 | thousands by filing date | call |
| INCYTE CORP COM | 45337C102 | Stock | 700 | $76,000 | thousands by filing date | put |
| GENIE ENERGY LTD | 372284208 | CL B | 6,825 | $76,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972A301 | COM NEW | 8,146 | $76,000 | thousands by filing date | |
| ISHARES INC | 464286251 | JP MRG EM CRP BD | 1,641 | $76,000 | thousands by filing date | |
| SEATTLE GENETICS INC | 812578102 | COM | 1,700 | $76,000 | thousands by filing date | call |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 47,812 | $76,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W235 | GLD MNRS BEAR 3X | 4,601 | $76,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06739F176 | COM | 1,957 | $76,000 | thousands by filing date | |
| ISHARES TR | 46435G706 | MSCI CDA ETF | 3,600 | $76,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W299 | JAPAN INTRT FD | 1,625 | $76,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 2,200 | $75,000 | thousands by filing date | put |
| XILINX INC | 983919101 | COM | 1,600 | $75,000 | thousands by filing date | call |
| COMPANIA CERVECERIAS UNIDAS | 204429104 | SPONSORED ADR | 3,438 | $75,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 22,866 | $75,000 | thousands by filing date | |
| EMPIRE ST RLTY OP L P | 292102308 | UNIT LTD PRT 250 | 4,193 | $75,000 | thousands by filing date | |
| ELLINGTON CREDIT COMPANY | 288578107 | COM SHS BEN INT | 6,030 | $75,000 | thousands by filing date | |
| EMBOTELLADORA ANDINA S A | 29081P303 | SPON ADR B | 4,336 | $75,000 | thousands by filing date | |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 30,700 | $75,000 | thousands by filing date | call |
| PEREGRINE PHARMACEUTICALS IN | 713661304 | COM NEW | 63,445 | $75,000 | thousands by filing date | |
| PFENEX INC | 717071104 | COM | 6,102 | $75,000 | thousands by filing date | |
| CORIUM INTL INC | 21887L107 | COM | 9,297 | $75,000 | thousands by filing date | |
| FIRST MERCHANTS CORP COM | 320817109 | Stock | 2,931 | $74,000 | thousands by filing date | |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 2,500 | $74,000 | thousands by filing date | call |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 10,379 | $74,000 | thousands by filing date | |
| AUTOZONE INC COM | 053332102 | Stock | 100 | $74,000 | thousands by filing date | put |
| ORMAT TECHNOLOGIES INC | 686688102 | COM | 2,006 | $74,000 | thousands by filing date | |
| ENPRO INC | 29355X107 | COM | 1,694 | $74,000 | thousands by filing date | |
| PERFICIENT INC | 71375U101 | COM | 4,304 | $74,000 | thousands by filing date | |
| MFS GOVT MKTS INCOME TR | 552939100 | SH BEN INT | 14,005 | $74,000 | thousands by filing date | |
| NATHANS FAMOUS INC NEW | 632347100 | COM | 1,438 | $74,000 | thousands by filing date | |
| PURSUIT ATTRACTIONS AND HOSP | 92552R406 | COM | 2,594 | $74,000 | thousands by filing date | |
| LANDMARK BANCORP INC | 51504L107 | COMMON STOCK | 2,811 | $74,000 | thousands by filing date | |
| CLIMB GLOBAL SOLUTIONS INC | 946760105 | COMMON STOCK | 4,035 | $74,000 | thousands by filing date | |
| SAGA COMMUNICATIONS INC | 786598300 | CL A NEW | 1,926 | $74,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 25,000 | $74,000 | thousands by filing date | put |
| VOXX INTERNATIONAL CORP | 91829F104 | COMMON STOCK | 13,948 | $74,000 | thousands by filing date | |
| GAMCO INVS INC COM | 361438104 | COM | 2,387 | $74,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P307 | COM | 369,100 | $74,000 | thousands by filing date | call |
| CRAY INC | 225223304 | COM NEW | 2,255 | $74,000 | thousands by filing date | |
| CTC MEDIA INC | 12642X106 | COM | 40,132 | $74,000 | thousands by filing date | |
| UNITED COMMUNITY FINANCIAL | 909839102 | COM | 12,645 | $74,000 | thousands by filing date | |
| MANNING + NAPIER INC | 56382Q102 | CL A | 8,679 | $74,000 | thousands by filing date | |
| PROSHARES ULTRASHORT SILVER | 74347W114 | COM | 1,148 | $74,000 | thousands by filing date | |
| HUNTINGTON US EQUITY ROTATIO | 446698102 | CMN | 1,987 | $74,000 | thousands by filing date | |
| PROSHARES TR | 74348A426 | ULTSHRT QQQ | 2,500 | $74,000 | thousands by filing date | call |
| Engility Holdings Inc | 29286C107 | COM | 2,275 | $74,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57061R361 | Cmn | 1,802 | $74,000 | thousands by filing date | |
| BUILDERS FIRSTSOURCE INC COM | 12008R107 | Stock | 6,546 | $73,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 1,000 | $73,000 | thousands by filing date | put |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 900 | $73,000 | thousands by filing date | call |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 13,826 | $73,000 | thousands by filing date | |
| WHEELER REAL ESTATE INVT TR | 963025309 | CV PFD SER B | 3,245 | $73,000 | thousands by filing date | |
| EMBOTELLADORA ANDINA S A | 29081P204 | SPON ADR A | 4,469 | $73,000 | thousands by filing date | |
| ENEL GENERACION CHILE S A | 29244T101 | SPONSORED ADR | 1,972 | $73,000 | thousands by filing date | |
| JAKKS PACIFIC INC | 47012E106 | COMMON STOCK | 9,209 | $73,000 | thousands by filing date | |
| MONSTER WORLDWIDE INC | 611742107 | COM | 12,792 | $73,000 | thousands by filing date | |
| MARKET VECTORS - COAL ETF | 57060U837 | COM | 11,701 | $73,000 | thousands by filing date | |
| PROSHARES TR | 74348A749 | USD COVERED BD | 743 | $73,000 | thousands by filing date | |
| BREEZE-EASTERN CORP | 106764103 | COMM STK | 3,692 | $73,000 | thousands by filing date | |
| TALEN ENERGY CORP | 87422J105 | COM | 11,718 | $73,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 11,000 | $72,000 | thousands by filing date | put |
| ARCHROCK INC | 03957W106 | COM | 9,458 | $72,000 | thousands by filing date | |
| VIRTUSA CORP | 92827P102 | COM | 1,742 | $72,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-16-014825 | this filing | 2016-02-16 | acceptance time not in the bulk data set |