13F-HR filed by UBS Group AG
UBS Group AG filed this 13F-HR for the quarter ended 2015-12-31, filed 2016-02-16, with 8,404 holding rows worth $154,096,253,000.
- Accession
- 0000950123-16-014825
- Filer
- CIK 1610520
- Filed
- 2016-02-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2015
A combination report, 15,204 entries on the cover page, a total value of $154,096,253,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $154,049,085,000 with VALUE read as thousands by filing date, 13F file number 028-16612. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerUBS ASSET MANAGEMENT (AMERICAS) INC 028-02682
- reports for this filerUBS OCONNOR LLC 028-06327
- included managerUBS Financial Services Inc. 028-11496
- included managerUBS Swiss Financial Advisors AG 028-11603
- included managerUBS AG New York Branch 028-07344
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 700 | $2,000 | thousands by filing date | put |
| CAMBRIA ETF TR | 132061300 | CAMBRIA FGN SHR | 93 | $2,000 | thousands by filing date | |
| ABEONA THERAPEUTICS INC | 00289Y107 | COM | 567 | $2,000 | thousands by filing date | |
| TRIO TECH INTL | 896712205 | COM NEW | 601 | $2,000 | thousands by filing date | |
| IGC PHARMA INC | 45408X308 | COM NEW | 10,105 | $2,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 530715AL5 | DEB 3.750% 2/1 | 3,000 | $2,000 | thousands by filing date | principal |
| AVALON HLDGS CORP | 05343P109 | CL A | 1,000 | $2,000 | thousands by filing date | |
| RAVE RESTAURANT GROUP INC | 754198109 | COM | 300 | $2,000 | thousands by filing date | |
| EQUUS TOTAL RETURN INC | 294766100 | COM | 1,085 | $2,000 | thousands by filing date | |
| KOSS CORP | 500692108 | COM | 1,186 | $2,000 | thousands by filing date | |
| MGT CAP INVTS INC COM NEW | 55302P202 | Equities | 6,760 | $2,000 | thousands by filing date | |
| NATIONAL GEN HLDGS CORP | 636220303 | COM | 69 | $2,000 | thousands by filing date | |
| BLACK DIAMOND INC | 09202G101 | COMMON STOCK | 510 | $2,000 | thousands by filing date | |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 1,300 | $2,000 | thousands by filing date | call |
| BOFI HOLDING INC | 05566U108 | COMMON STOCK | 100 | $2,000 | thousands by filing date | call |
| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 300 | $2,000 | thousands by filing date | put |
| CONNS INC | 208242107 | COM | 100 | $2,000 | thousands by filing date | call |
| QUANTUM FUEL SYS INC XXX | 74765E307 | COM | 2,100 | $2,000 | thousands by filing date | call |
| GENERAL MOLY INC COM | 370373102 | Common Stock | 8,465 | $2,000 | thousands by filing date | |
| GULF IS FABRICATION INC | 402307102 | COM | 199 | $2,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220106 | COM | 300 | $2,000 | thousands by filing date | call |
| MILACRON HLDGS CORP | 59870L106 | COM | 139 | $2,000 | thousands by filing date | |
| ILLUMINA INC | 452327AH2 | NOTE 0.500% 6/1 | 2,000 | $2,000 | thousands by filing date | principal |
| XCEL BRANDS INC | 98400M101 | COM NEW | 297 | $2,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 600 | $2,000 | thousands by filing date | call |
| MANITOWOC COMPANY INC | 563571108 | COM | 100 | $2,000 | thousands by filing date | put |
| SYNERGY RES CORP | 87164P103 | COM | 200 | $2,000 | thousands by filing date | call |
| ORAGENICS INC | 684023203 | COM NEW | 1,072 | $2,000 | thousands by filing date | |
| NAVIOS MARITIME HOLDINGS INC | Y62196103 | COM | 1,100 | $2,000 | thousands by filing date | call |
| MEI PHARMA INC | 55279B202 | COM NEW | 1,146 | $2,000 | thousands by filing date | |
| VICAL INC | 925602104 | COM | 5,666 | $2,000 | thousands by filing date | |
| SMTC CORP | 832682207 | COM NEW | 1,125 | $2,000 | thousands by filing date | |
| SUPERVALU INC | 868536103 | COM | 300 | $2,000 | thousands by filing date | call |
| Taser Intl Inc | 87651B104 | COM | 100 | $2,000 | thousands by filing date | call |
| KRISPY KREME DOUGHNUTS INC | 501014104 | COM | 100 | $2,000 | thousands by filing date | call |
| ROYALE ENERGY INC | 78074G200 | COM NEW | 5,310 | $2,000 | thousands by filing date | |
| MINES MGMT INC | 603432105 | COM | 4,472 | $2,000 | thousands by filing date | |
| TENGASCO INC | 88033R205 | COM NEW | 17,994 | $2,000 | thousands by filing date | |
| APRICUS BIOSCIENCES INC | 03832V109 | COM | 2,500 | $2,000 | thousands by filing date | |
| DOVER DOWNS GAMING + ENTERTA | 260095104 | COM | 1,919 | $2,000 | thousands by filing date | |
| FALCONSTOR SOFTWARE INC | 306137100 | COM | 1,129 | $2,000 | thousands by filing date | |
| FAMOUS DAVE'S OF AMERICA | 307068106 | COM | 349 | $2,000 | thousands by filing date | |
| AVG TECHNOLOGIES | N07831105 | SHS | 100 | $2,000 | thousands by filing date | call |
| GOODRICH PETROLEUM CORP | 382410AC2 | NOTE | 13,000 | $2,000 | thousands by filing date | principal |
| GORDMANS STORES INC | 38269P100 | COM | 611 | $2,000 | thousands by filing date | |
| PACIFIC SUNWEAR OF CALIF | 694873100 | COM | 7,114 | $2,000 | thousands by filing date | |
| HOOPER HOLMES INC | 439104100 | COM | 25,241 | $2,000 | thousands by filing date | |
| URANIUM RESOURCES INC | 916901606 | COM | 4,254 | $2,000 | thousands by filing date | |
| ALLIED HEALTHCARE PRODUCTS | 019222108 | COM | 1,421 | $2,000 | thousands by filing date | |
| ALPHATEC HOLDINGS INC | 02081G102 | COM | 5,470 | $2,000 | thousands by filing date | |
| OCULUS INNOVATIVE SCIENCES I | 67575P207 | COM NEW | 1,856 | $2,000 | thousands by filing date | |
| COMSTOCK MNG INC | 205750102 | COM | 4,558 | $2,000 | thousands by filing date | |
| DIREXION DAILY ENERGY BUL 3X | 25459W888 | CMN | 100 | $2,000 | thousands by filing date | call |
| WESCO INTERNATIONAL INC | 95082PAH8 | CNV | 1,000 | $2,000 | thousands by filing date | principal |
| GLOBAL X FDS | 37950E846 | GLB X BRAZ CON | 250 | $2,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W235 | GLD MNRS BEAR 3X | 100 | $2,000 | thousands by filing date | call |
| SPDR INDEX SHS FDS | 78463X657 | INTL TECH ETF | 54 | $2,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D787 | VIX MID TERM | 100 | $2,000 | thousands by filing date | |
| Professional Diversity Network | 74312y103 | COM | 3,481 | $2,000 | thousands by filing date | |
| MGIC INVESTMENT CORP | 552848AD5 | CONV BND | 2,000 | $2,000 | thousands by filing date | principal |
| BARCLAYS BANK PLC | 06739H255 | ETN DJUBSPLATM38 | 100 | $2,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383Q861 | GUGG CHN RL EST | 82 | $2,000 | thousands by filing date | |
| CHINA PHARMA HOLDINGS INC | 16941T104 | COM | 9,749 | $2,000 | thousands by filing date | |
| BURCON NUTRASCIENCE CORP | 120831102 | COM | 1,376 | $2,000 | thousands by filing date | |
| CONCURRENT COMPUTER CORP NEW | 206710402 | COM PAR $.01 | 500 | $2,000 | thousands by filing date | |
| FQF TR | 351680103 | QUANTSHARE MOM | 84 | $2,000 | thousands by filing date | |
| CHINA CERAMICS CO LTD | G2113X100 | SHS | 1,670 | $2,000 | thousands by filing date | |
| DATAWATCH CORP | 237917208 | COM NEW | 292 | $2,000 | thousands by filing date | |
| MICRONET $6.25 04/15/ | 595117110 | WARRANT | 7,168 | $2,000 | thousands by filing date | |
| CHINA HGS REAL ESTATE INC | 16948W100 | COM | 1,358 | $2,000 | thousands by filing date | |
| NTN BUZZTIME INC | 629410309 | COM | 15,000 | $2,000 | thousands by filing date | |
| WVS FINL CORP | 929358109 | COM | 183 | $2,000 | thousands by filing date | |
| DGSE COMPANIES INC | 23323G106 | COM | 4,995 | $2,000 | thousands by filing date | |
| BIOANALYTICAL SYS INC | 09058M103 | COM | 1,266 | $2,000 | thousands by filing date | |
| GLOBALSCAPE INC | 37940G109 | COM | 459 | $2,000 | thousands by filing date | |
| QC HLDGS INC | 74729T101 | COM | 1,456 | $2,000 | thousands by filing date | |
| EVER GLORY INTL GRP INC | 299766204 | COM | 653 | $2,000 | thousands by filing date | |
| PARAGON SHIPPING INC | 69913R408 | CL A NEW | 10,241 | $2,000 | thousands by filing date | |
| NOVOGEN LIMITED | 67010F202 | SPON ADR 1:25 SH | 837 | $2,000 | thousands by filing date | |
| KINGTONE WIRELESSINFO SOL HL | 496880204 | SPONSORED ADR NE | 675 | $2,000 | thousands by filing date | |
| DYNASIL CORP AMER | 268102100 | COM | 837 | $2,000 | thousands by filing date | |
| SUNTRUST BKS INC | 867914111 | *W EXP 11/14/201 | 300 | $2,000 | thousands by filing date | |
| ARATANA THERAPEUTICS INC | 03874P101 | COM | 351 | $2,000 | thousands by filing date | |
| ARC GROUP WORLDWIDE INC | 00213H105 | COM | 1,403 | $2,000 | thousands by filing date | |
| TOP IMAGE SYSTEMS LTD | M87896102 | ORD | 581 | $2,000 | thousands by filing date | |
| RIT TECHNOLOGIES LTD | M8215Q110 | SHS | 991 | $2,000 | thousands by filing date | |
| SYNERGY PHARMACEUTICALS DEL | 871639209 | UNIT 12/06/20166 | 351 | $2,000 | thousands by filing date | |
| HELIOS & MATHESON ANALYTICS | 42327L200 | COM NEW | 1,567 | $2,000 | thousands by filing date | |
| QUMU CORP | 749063103 | COM | 698 | $2,000 | thousands by filing date | |
| SUPERIOR DRILLING PRODS INC | 868153107 | COM | 1,845 | $2,000 | thousands by filing date | |
| KLONDEX MNS LTD | 498696103 | COM | 1,068 | $2,000 | thousands by filing date | |
| CINER RES LP | 172464109 | COM UNIT LTD | 94 | $2,000 | thousands by filing date | |
| JUPAI HLDGS LTD | 48205B107 | ADS | 195 | $2,000 | thousands by filing date | |
| OCEAN PWR TECHNOLOGIES INC | 674870407 | COM PAR $ | 887 | $2,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HLDGS IN | 049164BH8 | NOTE 2.250% 6/0 | 3,000 | $2,000 | thousands by filing date | principal |
| MULTI PACKAGING SOLUTIONS IN | G6331W109 | COM | 115 | $2,000 | thousands by filing date | |
| AKERS BIOSCIENCES INC | 00973E102 | COM | 1,468 | $2,000 | thousands by filing date | |
| Adobe Systems Inc | 98979H103 | COM | 883 | $2,000 | thousands by filing date | |
| BIOPHARMX CORP | 09072X101 | COM | 1,228 | $2,000 | thousands by filing date | |
| CHINA CUST RELATIONS CNTR IN | G2118P102 | COM | 299 | $2,000 | thousands by filing date | |
| NAKED BRAND GROUP INC COM | 629839200 | COM | 620 | $2,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B511 | IQ LEADERS GTA | 100 | $2,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y509 | Cmn | 75 | $2,000 | thousands by filing date | |
| CRYOPORT INC | 229050125 | W EXP 07/29/202 | 3,600 | $2,000 | thousands by filing date | |
| DELTA TECHNOLOGY HLDGS LTD USD | G8477B105 | ORD SHS | 1,275 | $2,000 | thousands by filing date | |
| URSTADT BIDDLE PPTYS INC | 917286809 | PFD-G CV 6.75 | 79 | $2,000 | thousands by filing date | |
| NAVIOS MARITIME MIDSTREAM LP COM UNIT LTD | Y62134104 | MLP | 153 | $2,000 | thousands by filing date | |
| JARDEN CORP | 471109AH1 | NOTE 1.87 | 1,000 | $2,000 | thousands by filing date | principal |
| Alliqua BioMedical Inc | 019621200 | COM NEW | 1,223 | $2,000 | thousands by filing date | |
| PROSHARES TR | 74347B466 | ULTRA JR MNRS NW | 81 | $2,000 | thousands by filing date | |
| SIZMEK INC | 83013P105 | COM | 683 | $2,000 | thousands by filing date | |
| CAPITOL ACQUISITION CORP III | 14055M106 | COMMON STOCK | 160 | $2,000 | thousands by filing date | |
| J G WENTWORTH CO CL A | 46618D108 | CL A | 989 | $2,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y636 | MKT ADPTV ETF | 100 | $2,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W489 | JP TECH MEDIA | 85 | $2,000 | thousands by filing date | |
| GLORI ENERGY INC | 379606106 | Cmn | 6,259 | $2,000 | thousands by filing date | |
| CELLADON CORP | 15117E107 | Cmn | 1,408 | $2,000 | thousands by filing date | |
| AR CAPITAL ACQUISITION CORP | 00191R109 | COM | 200 | $2,000 | thousands by filing date | |
| HYDRA INDS ACQUISITION CORP | 448740118 | *W EXP 10/20/202 | 8,300 | $2,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X228 | MSCI TAWN STRGIC | 49 | $2,000 | thousands by filing date | |
| FACTORSHARES TR | 30304R803 | RESTAURANT ETF | 65 | $2,000 | thousands by filing date | |
| Great Basin Scientif | 39013L403 | COM | 1,871 | $2,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q569 | SECT LOW VOLTL | 74 | $2,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 100 | $1,000 | thousands by filing date | call |
| NATIONAL STORAGE AFFILIATES TR COM SHS BEN IN | 637870106 | REIT | 73 | $1,000 | thousands by filing date | |
| KENON HLDGS LTD SHS | Y46717107 | Stock | 132 | $1,000 | thousands by filing date | |
| ALARM COM HLDGS INC COM | 011642105 | Stock | 32 | $1,000 | thousands by filing date | |
| RADIAN GROUP INC COM | 750236101 | Stock | 100 | $1,000 | thousands by filing date | call |
| MAGIC SOFTWARE ENTERPRISES LTD ORD | 559166103 | Stock | 160 | $1,000 | thousands by filing date | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 100 | $1,000 | thousands by filing date | call |
| HECLA MNG CO | 422704106 | COM | 400 | $1,000 | thousands by filing date | put |
| OPKO HEALTH INC | 68375N103 | COM | 100 | $1,000 | thousands by filing date | call |
| SCHWAB STRATEGIC TR | 808524763 | FUNDAMENTAL US S | 43 | $1,000 | thousands by filing date | |
| DUCOMMUN INC DEL | 264147109 | COM | 75 | $1,000 | thousands by filing date | |
| UNITED STS LIME & MINERALS I | 911922102 | COM | 10 | $1,000 | thousands by filing date | |
| BOOT BARN HLDGS INC | 099406100 | COM | 50 | $1,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 100 | $1,000 | thousands by filing date | put |
| LIVE OAK BANCSHARES INC | 53803X105 | COM | 97 | $1,000 | thousands by filing date | |
| AXT INC | 00246W103 | COM | 343 | $1,000 | thousands by filing date | |
| BEL FUSE INC CL A | 077347201 | COMMON STOCK | 70 | $1,000 | thousands by filing date | |
| KOPIN CORP | 500600101 | COMMON STOCK | 494 | $1,000 | thousands by filing date | |
| PROSHARES TR II | 74347W353 | ULTRA SILVER NEW | 21 | $1,000 | thousands by filing date | |
| OXBRIDGE RE HLDGS LTD | G6856M114 | *W EXP 03/26/202 | 1,540 | $1,000 | thousands by filing date | |
| CERAGON NETWORKS LTD ORD | M22013102 | Stock | 744 | $1,000 | thousands by filing date | |
| Dawson Geophysical Co Ne | 239360100 | COM | 176 | $1,000 | thousands by filing date | |
| Gravity Co Ltd-Sponsore | 38911N206 | COM | 472 | $1,000 | thousands by filing date | |
| PROVIDENT FINL HLDGS INC | 743868101 | COM | 63 | $1,000 | thousands by filing date | |
| ISHARES TR | 464289842 | MSCI PERU GL ETF | 30 | $1,000 | thousands by filing date | |
| RETRACTABLE TECHNOLOGIES INC | 76129W105 | COM | 357 | $1,000 | thousands by filing date | |
| YIREN DIGITAL LTD | 98585L100 | SPONSORED ADS | 133 | $1,000 | thousands by filing date | |
| ADVANTEST CORP. | 00762U200 | Common stock | 97 | $1,000 | thousands by filing date | |
| Lineage, Inc. | 536020100 | COM | 1,000 | $1,000 | thousands by filing date | call |
| iShares Gold Trust | 464285105 | ISHARES | 100 | $1,000 | thousands by filing date | put |
| AEROPOSTALE INC | 007865108 | COMMON STOCK | 4,400 | $1,000 | thousands by filing date | call |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 500 | $1,000 | thousands by filing date | call |
| QLT INC | 746927102 | COMMON STOCK | 505 | $1,000 | thousands by filing date | |
| DRYSHIPS INC | Y2109Q101 | COMMON STOCK-FO | 3,100 | $1,000 | thousands by filing date | put |
| GULFMARK OFFSHORE INC | 402629208 | COMMON STOCK | 241 | $1,000 | thousands by filing date | |
| MERITOR INC | 59001K100 | COMMON STOCK | 100 | $1,000 | thousands by filing date | call |
| LUNA INNOVATIONS INC | 550351100 | COM | 791 | $1,000 | thousands by filing date | |
| SEMLER SCIENTIFIC INC | 81684M104 | COM | 401 | $1,000 | thousands by filing date | |
| DIGITAL RLTY TR INC 6.35 PFD I CUM | 253868863 | REIT | 39 | $1,000 | thousands by filing date | |
| ENSERVCO CORP COM NEW | 29358Y102 | Stock | 1,200 | $1,000 | thousands by filing date | |
| BIO GREEN MED SOL 6pcnt PFDCONV | 23254L207 | COMMON STOCK | 162 | $1,000 | thousands by filing date | |
| WAVE SYS CORP CL A NEW | 943526608 | Common Stock | 406 | $1,000 | thousands by filing date | |
| CLEARONE INC | 18506U104 | COM | 108 | $1,000 | thousands by filing date | |
| JOY GLOBAL INC | 481165108 | COM | 100 | $1,000 | thousands by filing date | put |
| GREAT PANTHER MINING | 39115V101 | COM | 1,000 | $1,000 | thousands by filing date | |
| SOCIETAL CDMO INC | 75629F109 | COM | 111 | $1,000 | thousands by filing date | |
| LinnCo, LLC | 535782106 | LTD | 1,300 | $1,000 | thousands by filing date | put |
| LinnCo, LLC | 535782106 | LTD | 600 | $1,000 | thousands by filing date | call |
| Synta Pharmaceuticals Corp. | 87162T206 | COM | 2,000 | $1,000 | thousands by filing date | call |
| PENN WEST PETE LTD NEW | 707887105 | COM | 800 | $1,000 | thousands by filing date | put |
| TRINA SOLAR LIMITED | 89628E104 | SPON ADR | 100 | $1,000 | thousands by filing date | call |
| THRESHOLD PHARMACEUTICAL INC | 885807206 | COM NEW | 1,116 | $1,000 | thousands by filing date | |
| PROTALIX BIOTHERAPEUTICS INC | 74365A101 | COM | 800 | $1,000 | thousands by filing date | |
| TOWN SPORTS INTL HLDGS INC | 89214A102 | COM | 500 | $1,000 | thousands by filing date | |
| BROCADE COMMUNICATIONS SYS I | 111621306 | COM NEW | 100 | $1,000 | thousands by filing date | call |
| VICAL INC | 925602104 | COM | 2,800 | $1,000 | thousands by filing date | call |
| SOLAZYME INC | 83415T101 | COM | 200 | $1,000 | thousands by filing date | call |
| APOLLO GROUP INC | 037604105 | CL A | 100 | $1,000 | thousands by filing date | put |
| HARTE-HANKS INC | 416196103 | COM | 433 | $1,000 | thousands by filing date | |
| XOMA CORP DEL | 98419J107 | COM | 500 | $1,000 | thousands by filing date | put |
| INTELSAT S A | L5140P101 | COM | 358 | $1,000 | thousands by filing date | |
| RAND CAP CORP | 752185108 | COM | 200 | $1,000 | thousands by filing date | |
| Powershs Db Multi Sector | 73936B309 | DB SILVER FUND | 50 | $1,000 | thousands by filing date | |
| PRICELINE.COM INC 1.000 | 741503AQ9 | DEBT 1.000% 3/1 | 1,000 | $1,000 | thousands by filing date | principal |
| Ambac Financial Group Wt 4/30/2023 | 023139116 | *W EXP 04/30/202 | 102 | $1,000 | thousands by filing date | |
| NOVATEL WIRELESS INC | 66987M604 | COM NEW | 500 | $1,000 | thousands by filing date | |
| VIVUS INC | 928551100 | COM | 1,000 | $1,000 | thousands by filing date | call |
| CARDICA INC | 14141R101 | COM | 7,220 | $1,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 100 | $1,000 | thousands by filing date | call |
| CIENA CORP | 171779AE1 | NOTE | 1,000 | $1,000 | thousands by filing date | principal |
| DOVER MOTORSPORTS INC | 260174107 | COM | 400 | $1,000 | thousands by filing date | |
| CHARLES + COLVARD LTD | 159765106 | COM | 1,083 | $1,000 | thousands by filing date | |
| MORGANS HOTEL GROUP CO | 61748W108 | COM | 400 | $1,000 | thousands by filing date | |
| RELIV INTERNATIONAL INC | 75952R100 | COM | 1,550 | $1,000 | thousands by filing date | |
| SKULLCANDY INC | 83083J104 | COM | 141 | $1,000 | thousands by filing date | |
| UNI-PIXEL INC | 904572203 | COM | 1,200 | $1,000 | thousands by filing date | call |
| ENTREE GOLD INC | 29383G100 | COM | 5,336 | $1,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E358 | GLB X PERMETF | 28 | $1,000 | thousands by filing date | |
| MARKET VECTORS INDONESA | 57060U167 | COMMON | 149 | $1,000 | thousands by filing date | |
| PLURISTEM THERAPEUTICS INC | 72940R102 | COM | 1,000 | $1,000 | thousands by filing date | |
| REDIFFCOM INDIA LTD | 757479100 | ADR | 1,000 | $1,000 | thousands by filing date | |
| DYNEGY INC WARRANT | 26817R116 | WARRANT | 1,474 | $1,000 | thousands by filing date | |
| PETROBRAS ARGENTINA SA-B | 71646J109 | CMN | 162 | $1,000 | thousands by filing date | |
| CHINA SUNERGY CO LTD | 16942X302 | SPONSORED ADR NE | 500 | $1,000 | thousands by filing date | |
| NATUZZI S P A | 63905A101 | ADR | 735 | $1,000 | thousands by filing date | |
| SYNTHESIS ENERGY SYS INC | 871628103 | COM | 1,000 | $1,000 | thousands by filing date | |
| FIELDPOINT PETROLEUM CORP | 316570100 | COMM STK | 1,015 | $1,000 | thousands by filing date | |
| SEMILEDS CORP | 816645105 | COM | 3,650 | $1,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B867 | CAN SML CP ETF | 84 | $1,000 | thousands by filing date | |
| Xenith Bankshares, Inc. | 98410X105 | Common Stock | 138 | $1,000 | thousands by filing date | |
| Full Circle Capital Corp. | 359671104 | COM | 558 | $1,000 | thousands by filing date | |
| IMPRIMIS PHARMA IMMY | 45323A201 | COMMON | 207 | $1,000 | thousands by filing date | |
| ADDVANTAGE TECHNOLOGIES GRP | 006743306 | CMN | 581 | $1,000 | thousands by filing date | |
| Tasman Metals Ltd | 87652B103 | COM | 3,599 | $1,000 | thousands by filing date | |
| VALLEY NATIONAL BANCORP-CW18 | 919794131 | WTS | 6,629 | $1,000 | thousands by filing date | |
| TEL INSTR ELECTRS CORP | 879165207 | COM | 208 | $1,000 | thousands by filing date | |
| AMERICAN CARESOURCE HLDGS IN | 02505A202 | COM | 1,394 | $1,000 | thousands by filing date | |
| VICON INDS INC | 925811101 | COM | 559 | $1,000 | thousands by filing date | |
| RADIO ONE INC | 75040P108 | CL A | 985 | $1,000 | thousands by filing date | |
| CHANTICLEER HLDGS INC | 15930P131 | W EXP 06/11/201 | 7,828 | $1,000 | thousands by filing date | |
| RRSAT GLOBAL COMM NTWRK LTD | M8183P102 | SHS | 77 | $1,000 | thousands by filing date | |
| THT HEAT TRANSFER TECHNOLOGY | 886031103 | COM | 2,625 | $1,000 | thousands by filing date | |
| HIGHPOWER INTL INC | 43113X101 | COM | 200 | $1,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B852 | S&P SMCP MAT P | 28 | $1,000 | thousands by filing date | |
| RECON TECHNOLOGY LTD | G7415M108 | SHS | 802 | $1,000 | thousands by filing date | |
| TIANYIN PHARMACEUTICAL CO IN | 88630M104 | COM | 8,395 | $1,000 | thousands by filing date | |
| KINGOLD JEWELRY INC | 49579A204 | COM NEW | 1,016 | $1,000 | thousands by filing date | |
| BROADWAY FINL CORP DEL | 111444105 | COM | 752 | $1,000 | thousands by filing date | |
| GALECTIN THERAPEUTICS INC | 363225301 | UNIT 99/99/9999 | 303 | $1,000 | thousands by filing date | |
| XTL BIOPHARMACEUTICALS-ADR | 98386D208 | COM | 363 | $1,000 | thousands by filing date | |
| PROSHARES TR | 74348A889 | GERMAN SOV/SUB | 21 | $1,000 | thousands by filing date | |
| SINGLE TOUCH SYSTEMS INC | 82988R203 | COM | 352 | $1,000 | thousands by filing date | |
| MESOBLAST LTD F SPONSORED ADR 1 ADR REPS 10 ORD SHS | 590717104 | SPONS ADR | 233 | $1,000 | thousands by filing date | |
| STANDARD BIOTOOLS INC | 34385PAA6 | NOTE 2.750% 2/0 | 1,000 | $1,000 | thousands by filing date | principal |
| APTOSE BIOSCIENCES INC COM | 03835T200 | Stock | 496 | $1,000 | thousands by filing date | |
| SHARPSPRING INC | 820054104 | COM | 361 | $1,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W463 | JAPAN HDG FINL | 20 | $1,000 | thousands by filing date | |
| IMMUNE PHARMACEUTICALS INC | 45254C101 | COM | 1,074 | $1,000 | thousands by filing date | |
| MARRONE BIO INNOVATIONS INC | 57165B106 | COM | 634 | $1,000 | thousands by filing date | |
| AETHLON MED INC | 00808Y208 | AETHLON MED INC | 140 | $1,000 | thousands by filing date | |
| DBX ETF TR | 233051739 | UIT EXCHANGE TRADED | 31 | $1,000 | thousands by filing date | |
| TIMBERLINE RES CORP COM NEW | 887133205 | Equities | 8,482 | $1,000 | thousands by filing date | |
| 1347 Property Insurance Holdings | 68244P107 | COM | 175 | $1,000 | thousands by filing date | |
| Amedica Corporation | 023435100 | COM | 4,636 | $1,000 | thousands by filing date | |
| PYXIS TANKERS INC | Y71726106 | COM | 478 | $1,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRANCH | 22539T456 | ETN LKD 34 | 100 | $1,000 | thousands by filing date | |
| CERECOR INC | 15671L109 | COM | 153 | $1,000 | thousands by filing date | |
| JOHN HANCOCK MULTIFACTOR HEALTHCARE ETF | 47804J503 | ETF | 26 | $1,000 | thousands by filing date | |
| PORTFOLIO RECOVERY ASSOCS IN | 73640QAB1 | NOTE 3.000% 8/0 | 1,000 | $1,000 | thousands by filing date | principal |
| JOHN HANCOCK EXCHANGE TRADED | 47804J602 | mc | 50 | $1,000 | thousands by filing date | |
| CIVEO CORP CDA | 17878Y108 | COM | 1,000 | $1,000 | thousands by filing date | put |
| EHI CAR SVCS LTD | 26853A100 | SPON ADS CL A | 110 | $1,000 | thousands by filing date | |
| ONCOSEC MED INC | 68234L207 | COM NEW | 500 | $1,000 | thousands by filing date | |
| Rocket Pharmaceuticals Inc | 45780V102 | SHS | 104 | $1,000 | thousands by filing date | |
| MEDLEY MANAGEMENT INC | 58503T106 | EQUITY | 107 | $1,000 | thousands by filing date | |
| Proshs UltraPro Shrt QQQ | 74348A418 | Equity | 80 | $1,000 | thousands by filing date | |
| PREMIER EXHIBITIONS INC COM NEW | 74051E201 | Stock | 2,017 | $1,000 | thousands by filing date | |
| COGENTIX MED INC COM | 19243A104 | Stock | 821 | $1,000 | thousands by filing date | |
| BIONDVAX PHARMACEUTICALS LTD | 09073Q113 | *W EXP 05/15/202 | 1,400 | $1,000 | thousands by filing date | |
| HORNBECK OFFSHORE SVCS INC N | 440543AN6 | NOTE 1.500 9/0 | 1,000 | $1,000 | thousands by filing date | principal |
| SB FINL GROUP INC DEP | 78408D204 | SHS PFD 6.5 | 100 | $1,000 | thousands by filing date | |
| CHECK CAP LTD | M2361E120 | *W EXP 02/28/202 | 754 | $1,000 | thousands by filing date | |
| CHINA COML CR INC | 16891K103 | COM | 4,150 | $1,000 | thousands by filing date | |
| ABEONA THERAPEUTICS INC | 00289Y115 | *W EXP 12/24/201 | 785 | $1,000 | thousands by filing date | |
| SAJAN INC | 79379T202 | COM NEW | 391 | $1,000 | thousands by filing date | |
| SPHERE 3D CORP NEW | 84841L100 | COM | 616 | $1,000 | thousands by filing date | |
| RPM INTL INC | 749685AT0 | NOTE 2.250%12/1 | 1,000 | $1,000 | thousands by filing date | principal |
| POWERSHARES S&P 500 ENHANCED VALUE PORTFOLIO | 73936Q694 | ETF | 20 | $1,000 | thousands by filing date | |
| EASTMAN KODAK CO WT EXP 090318 | 277461141 | Stock | 626 | $1,000 | thousands by filing date | |
| CTI BIOPHARMA CORP COM NEW | 12648L106 | Stock | 500 | $1,000 | thousands by filing date | put |
| CTI BIOPHARMA CORP COM NEW | 12648L106 | Stock | 900 | $1,000 | thousands by filing date | call |
| HANSEN MEDICAL INC COM NEW | 411307200 | Stock | 255 | $1,000 | thousands by filing date | |
| EVERYDAY HEALTH INC COM | 300415106 | Stock | 123 | $1,000 | thousands by filing date | |
| HUDBAY MINERALS INC | 443628136 | *W EXP 07/20/201 | 2,888 | $1,000 | thousands by filing date | |
| CEPHEID | 15670RAC1 | DBCV 1.250% 2/0 | 1,000 | $1,000 | thousands by filing date | principal |
| CATHAY GEN BANCORP | 149150112 | *W EXP 12/05/201 | 100 | $1,000 | thousands by filing date | |
| BIOCEPT INC | 09072V105 | COM | 437 | $1,000 | thousands by filing date | |
| OPGEN INC | 68373L117 | *W EXP 05/05/202 | 2,950 | $1,000 | thousands by filing date | |
| BRIDGELINE DIGITAL INC | 10807Q304 | COM NEW | 940 | $1,000 | thousands by filing date | |
| NEUROMETRIX INC | 641255500 | COM PAR NEW | 544 | $1,000 | thousands by filing date | |
| OPEXA THERAPEUTICS INC | 68372T129 | *W EXP 04/13/201 | 10,640 | $1,000 | thousands by filing date | |
| CERECOR INC | 15671L125 | *W EXP 04/20/201 | 1,500 | $1,000 | thousands by filing date | |
| IAO KUN GROUP HLDG CO LTD | G47204105 | ORD USD SHS | 927 | $1,000 | thousands by filing date | |
| NEUROMETRIX INC | 641255153 | *W | 2,400 | $1,000 | thousands by filing date | |
| PACE HLDGS CORP | G6865N129 | UNIT 99/99/9999 | 90 | $1,000 | thousands by filing date | |
| LIME ENERGY CO COM | 53261U304 | COM | 503 | $1,000 | thousands by filing date | |
| ELBIT IMAGING LTD | M37605116 | Cmn | 2,160 | $1,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X820 | Cmn | 155 | $1,000 | thousands by filing date | |
| AOXIN TIANLI GROUP INC | G0404E104 | Cmn | 1,330 | $1,000 | thousands by filing date | |
| MOL GLOBAL INC | 60845Q105 | Depository Receipt | 1,433 | $1,000 | thousands by filing date | |
| OCULUS INNOVATIVE SCIENCES I | 67575P116 | *W EXP 01/21/202 | 4,052 | $1,000 | thousands by filing date | |
| INTERCLOUD SYS INC | 458488111 | *W EXP 08/25/201 | 1,700 | $1,000 | thousands by filing date | |
| ABENGOA SA | 00289R201 | SPONS ADR REP B | 1,291 | $1,000 | thousands by filing date | |
| XG TECHNOLOGY INC | 98372A408 | *W EXP 03/26/201 | 12,881 | $1,000 | thousands by filing date | |
| VIGGLE INC | 92672V204 | COM NEW | 4,244 | $1,000 | thousands by filing date | |
| UBS AG LONDON BRH | 90274D531 | E TRACS LKD 45 | 100 | $1,000 | thousands by filing date | |
| Schwab Fundamental Emerging Markets Equity ETF | 808524730 | SHS | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BERKSHIRE HATHAWAY INC DEL | 084670108 | CL A | 239 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WISDOMTREE TR | 97717X578 | EM EX ST-OWNED | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SCHWAB STRATEGIC TR | 808524748 | FUNDAMENTAL INTL | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| A10 NETWORKS INC | 002121101 | COM | 39 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VERICEL CORP | 92346J108 | COM | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 100 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| CENTRUS ENERGY CORP | 15643U104 | CL A | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RICHARDSON ELEC LTD | 763165107 | COMMON STOCK | 48 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 90 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALDEYRA THERAPEUTICS INC | 01438T106 | COM | 69 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COMPNHIA ENRG C | 204409882 | SPONSORED ADR | 30 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| THE ONE GROUP HOSPITALITY IN | 88338K103 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FLEXIBLE SOLUTIONS INTL INC | 33938T104 | COM | 296 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PARAMOUNT GOLD NEV CORP COM | 69924M109 | Stock | 290 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 46434V787 | YLD OPTIM BD | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Gilat Satellite Network | M51474118 | COM | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMREP CORP | 032159105 | COM | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MEDICINOVA INC | 58468P206 | COM NEW | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BANCO BRADESCO S A | 059460402 | SPONSORED ADR | 67 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SYPRIS SOLUTIONS INC | 871655106 | COM | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSHARES TR | 74348A707 | ULTRA HIGH YLD | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SOLITARIO RESOURCES CORP | 8342EP107 | COM | 659 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INCOME OPPORTUNITY RLTY INVS | 452926108 | COM | 66 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LEAPFROG ENTERPRISES INC | 52186N106 | COMMON STOCK | 200 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| THOMPSON CREEK METALS CO INC | 884768102 | COMMON STOCK | 1,100 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| PARTY CITY HOLDCO INC | 702149105 | COM | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MECHEL OAO | 583840103 | SPONSORED ADR | 500 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| MECHEL OAO | 583840103 | SPONSORED ADR | 100 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| IMATION CORP | 45245A107 | COM | 78 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| POINTS INTL LTD | 730843208 | COM NEW | 44 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRONOX LTD | Q9235V101 | SHS CL A | 100 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| PACIFIC DRILLING SA LUXEMBOU | L7257P106 | REG SHS | 535 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NOVACOPPER INC | 66988K102 | COM | 2,927 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLOBAL POWER EQUIPMENT GRP I | 37941P306 | COM PAR $0.01 | 97 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HHGREGG INC | 42833L108 | COM | 83 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PARKERVISION INC | 701354102 | COM | 100 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| PARKERVISION INC | 701354102 | COM | 1,500 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| THESTREET INC | 88368Q103 | COM | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UQM TECHNOLOGIES INC | 903213106 | COM | 591 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GAIAM INC-CLASS A | 36268Q103 | CL A | 30 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HARVEST NATURAL RESOURCES IN | 41754V103 | COM | 869 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FLAMEL TECHNOLOGIES-SP ADR | 338488109 | SPON | 36 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CELGENE CORP | 151020112 | RIGHT 12/31/2030 | 43 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| U.S. AUTO PARTS NETWORK INC | 90343C100 | COM | 157 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VOLTARI CORP NEW | 92870X309 | COM | 84 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SIFY TECHNOLOGIES LTD | 82655M107 | ADR | 125 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Timmins Gold Corp | 88741P103 | COM | 450 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DIREXION SHS ETF TR | 25459Y686 | DLY EMRGMKT BULL | 39 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIELDPOINT PETROLEUM CORP | 316570126 | WARRANT | 3,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ELEMENTS LKD TO S&P CMDTY TR | 4042EP602 | CMN | 61 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ONVIA INC | 68338T403 | COM | 30 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DATARAM CORP | 238108302 | COM | 659 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| REMARK MEDIA INC | 75954W107 | COM | 74 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GREENHUNTER ENERGY INC-REDH | 39530A104 | COM | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BIOSTAR PHARMACEUTICALS INC | 090678202 | COM NEW | 121 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHINA METRO-RURAL HLDGS LTD | G3163G104 | SHS | 349 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| REPROS THERAPEUTICS INC | 76028H118 | *W EXP 02/08/201 | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INDIA GLOBALIZATION CAP INC | 45408X118 | W EXP 03/06/201 | 2,167 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NORTHWEST BIOTHERAPEUTICS IN | 66737P113 | *W EXP 99/99/999 | 162 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SEANERGY MARITIME HLDGS CORP | Y73760129 | SHS | 233 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| METHES ENERGIES INTL LTD | 591517123 | *W EXP 10/12/201 | 6,300 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHINA JO-JO DRUGSTORES INC | 16949A206 | COM NEW | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PEDEVCO CORP | 70532Y204 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IDREAMSKY TECHNOLOGY LIMITED | 45173K101 | SPONSORED ADS | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ARMCO METALS HLDGS XXXREGISTRATION REVOKED BY THE SEC EFF: 02/14/20 | 042182204 | COM | 1,146 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ASHFORD INC | 044104107 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BIOTIME INC | 09066L162 | W EXP 10/01/201 | 571 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRANSATLANTIC PETROLEUM LTD | G89982113 | SHS NEW | 60 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLOBAL X FDS | 37950E127 | REIT ETF | 28 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OI SA-ADR | 670851401 | Com | 478 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BARCLAYS BK PLC | 06740D830 | RTRN DISABILIT | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| 6D Global Tech Inc | 83002F100 | COM | 7,364 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NXT ID INC | 67091J123 | *W EXP 02/09/201 | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WHEELER REAL ESTATE INVT TR | 963025119 | *W EXP 04/29/201 | 9,818 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| JASON INDS INC | 471172114 | *W EXP 06/30/201 | 10,889 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ARCA BIOPHARMA INC | 00211Y407 | COM PAR | 27 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WRIGHT MED GROUP N V | N96617126 | RIGHT 03/01/2019 | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INTERNATIONAL MULTI-ASSET DIVERSIFIED INCOME INDEX FUND | 33738R209 | ETF | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EASTMAN KODAK CO WT EXP 090318 | 277461133 | Stock | 117 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EAGLE BULK SHIPPING INC SHS NEW 2014 | Y2187A127 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPDR MSCI SOUTH KOREA STRATEGICFACTORS ETF | 78463X277 | ETF | 19 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DEUTSCHE STRATEGIC INCOME TR | 25160F109 | SHS | 41 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WISDOMTREE TR | 97717X545 | GLB EX US HDG | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MEDOVEX CORP | 58504H119 | *W EXP 12/24/201 | 6,052 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HARMONY MERGER CORP | 413247123 | *W EXP 01/01/202 | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TROVAGENE INC | 897238200 | UNIT 12/31/2017 | 240 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HONGLI CLEAN ENERGY TECHNOLO | 438586109 | COM | 73 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HERCULES OFFSHORE INC. | 427093307 | COM | 112 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMPLIPHI BIOSCIENCES ORD SHS | 03211P202 | COM | 28 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TEJON RANCH CO-CW16 | 879080133 | WTS | 14,625 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DELCATH SYS INC | 24661P401 | Cmn | 94 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OVERSEAS SHIPHOLDING GROUP I | 69036R301 | Cmn | 63 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WAFERGEN BIO-SYSTEMS INC | 93041P308 | Cmn | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SUTOR TECH GROUP LTD | 869362202 | Cmn | 400 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| REAL GOODS SOLAR INC | 75601N203 | Cmn | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GARNERO GROUP ACQUISITION CO | G5866L116 | *W EXP 06/24/201 | 324 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSHARES TR | 74347B649 | ULTSHT HMEBUIL | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| 1347 CAP CORP | 68245V111 | RIGHT 07/21/2016 | 1,250 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RIT TECHNOLOGIES LTD | M8215Q128 | *W EXP 12/01/201 | 800 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ASCENT SOLAR TECHNOLOGIES IN | 043635309 | COM NEW | 300 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| C B PHARMA ACQUISITION CORP | G2029P134 | RIGHT 06/17/2016 | 1,100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CESCA THERAPEUTICS INC | 157131103 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| POWERSHARES ACTIVE MNG ETF T | 73935B888 | PWRSH CHI A PT | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AXION PWR INTL INC | 05460X133 | *W EXP 10/29/201 | 500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-16-014825 | this filing | 2016-02-16 | acceptance time not in the bulk data set |