13F-HR filed by UBS Group AG
UBS Group AG filed this 13F-HR for the quarter ended 2015-12-31, filed 2016-02-16, with 8,404 holding rows worth $154,096,253,000.
- Accession
- 0000950123-16-014825
- Filer
- CIK 1610520
- Filed
- 2016-02-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2015
A combination report, 15,204 entries on the cover page, a total value of $154,096,253,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $154,049,085,000 with VALUE read as thousands by filing date, 13F file number 028-16612. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerUBS ASSET MANAGEMENT (AMERICAS) INC 028-02682
- reports for this filerUBS OCONNOR LLC 028-06327
- included managerUBS Financial Services Inc. 028-11496
- included managerUBS Swiss Financial Advisors AG 028-11603
- included managerUBS AG New York Branch 028-07344
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SPDR S&P | 78463X806 | MIDEAST AFRICA | 4,997 | $249,000 | thousands by filing date | |
| CELADON GROUP INC | 150838100 | COM | 25,093 | $248,000 | thousands by filing date | |
| POWERSHARES CHINESE YUAN DIM SUM BOND | 73937B753 | COM | 10,868 | $248,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 1,800 | $247,000 | thousands by filing date | put |
| DOUGLAS DYNAMICS INC | 25960R105 | COM | 11,685 | $247,000 | thousands by filing date | |
| TERRENO RLTY CORP | 88146M101 | COM | 10,935 | $247,000 | thousands by filing date | |
| ISHARES GLOBAL HIGH YIELD CO | 464286178 | US INTL HGH YLD | 5,532 | $247,000 | thousands by filing date | |
| MARKET VECTORS ETF TR MTG | 57060U324 | ETF | 12,630 | $247,000 | thousands by filing date | |
| RAPID7 INC COM | 753422104 | Stock | 16,294 | $246,000 | thousands by filing date | |
| EATON VANCE MUN BD FD II | 27827K109 | COM | 18,680 | $246,000 | thousands by filing date | |
| GABELLI GLOBAL SMALL & MID C | 36249W104 | COM | 23,618 | $245,000 | thousands by filing date | |
| INVESTORS REAL ESTATE TRUST | 461730103 | COMMON STOCK | 35,273 | $245,000 | thousands by filing date | |
| FIRST LONG IS CORP | 320734106 | COM | 8,171 | $245,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A771 | ST STR SP CAPMKT | 5,592 | $244,000 | thousands by filing date | |
| BON-TON STORES INC | 09776J101 | COM | 116,400 | $244,000 | thousands by filing date | put |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 87,621 | $243,000 | thousands by filing date | |
| CBIZ INC | 124805102 | COM | 24,595 | $243,000 | thousands by filing date | |
| NUVEEN MASS QUALITY MUN INC | 67061E104 | COM | 17,658 | $243,000 | thousands by filing date | |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 15,485 | $243,000 | thousands by filing date | |
| JA SOLAR HOLDINGS CO LTD | 466090206 | SPON ADR REP5ORD | 25,023 | $243,000 | thousands by filing date | |
| NUVEEN GBL VL OPPORTUNITIES | 6706EH103 | COM | 22,218 | $243,000 | thousands by filing date | |
| SHILOH INDUSTRIES INC | 824543102 | COM | 46,397 | $243,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H743 | ETN DJUBSLVSTK37 | 10,138 | $243,000 | thousands by filing date | |
| CAPITOL FED FINL INC COM | 14057J101 | Stock | 19,145 | $241,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR II | 410142103 | COM | 16,781 | $241,000 | thousands by filing date | |
| VIOLIN MEMORY I | 92763A101 | Common Stock | 267,809 | $241,000 | thousands by filing date | |
| OLD NATL BANCORP IND | 680033107 | COM | 17,698 | $240,000 | thousands by filing date | |
| SouthState Corp | 840441109 | Common Stock | 3,329 | $240,000 | thousands by filing date | |
| KNIGHT TRANSN INC | 499064103 | COM | 9,937 | $240,000 | thousands by filing date | |
| ATLAS FINANCIAL HOLDINGS INC | G06207115 | SHS NEW | 12,050 | $240,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 29,200 | $239,000 | thousands by filing date | call |
| SENECA FOODS CORP NEW | 817070501 | CL A | 8,263 | $239,000 | thousands by filing date | |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 22,256 | $239,000 | thousands by filing date | |
| MANAGED DURATION INVT GRD FU | 56165R103 | COM | 17,395 | $239,000 | thousands by filing date | |
| HANGER INC | 41043F208 | COMMON STOCK | 14,536 | $239,000 | thousands by filing date | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 51,700 | $238,000 | thousands by filing date | call |
| STERLING BANCORP DEL | 85917A100 | COM | 14,654 | $238,000 | thousands by filing date | |
| FELCOR LODGING TR INC | 31430F101 | COM | 32,596 | $238,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 2,900 | $237,000 | thousands by filing date | call |
| NMI HLDGS INC | 629209305 | COM | 35,000 | $237,000 | thousands by filing date | |
| ENERGY FUELS INC | 292671708 | COM NEW | 80,288 | $237,000 | thousands by filing date | |
| PIER 1 IMPORTS INC | 720279108 | COM | 46,465 | $237,000 | thousands by filing date | |
| CSW INDUSTRIALS INC | 126402106 | COM | 6,272 | $236,000 | thousands by filing date | |
| UNIFI INC | 904677200 | COM NEW | 8,398 | $236,000 | thousands by filing date | |
| COCA COLA CONS INC | 191098102 | COM | 1,286 | $235,000 | thousands by filing date | |
| FIRST POTOMAC RLTY TR | 33610F109 | COM | 20,553 | $235,000 | thousands by filing date | |
| NBT BANCORP INC COM | 628778102 | Stock | 8,374 | $234,000 | thousands by filing date | |
| GABELLI GLOBAL UTIL & INCOME | 36242L105 | COM SH BEN INT | 14,065 | $234,000 | thousands by filing date | |
| FARMLAND PARTNERS INC | 31154R109 | REIT | 21,320 | $234,000 | thousands by filing date | |
| DELAWARE INVESTMENTS | 246101109 | EXCHANGE TRADED | 16,027 | $234,000 | thousands by filing date | |
| PIMCO CALIF MUN INCOME FD | 72200N106 | COM | 14,850 | $233,000 | thousands by filing date | |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 6,357 | $233,000 | thousands by filing date | |
| MONOLITHIC PWR SYS INC COM | 609839105 | Stock | 3,651 | $232,000 | thousands by filing date | |
| POWERSHARES S&P SMALLCAP | 73937B803 | EXCHANGE TRADED | 5,700 | $232,000 | thousands by filing date | |
| INTELIQUENT INC | 45825N107 | COM | 13,069 | $232,000 | thousands by filing date | |
| WISDOMTREE JAPAN HDG QLY | 97717X586 | COM | 9,435 | $232,000 | thousands by filing date | |
| STILLWATER MINING CO | 86074Q102 | COM | 26,953 | $231,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 126,600 | $230,000 | thousands by filing date | put |
| CNO FINL GROUP INC | 12621E103 | COM | 12,049 | $230,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R718 | ENHNCD LW DUR AC | 2,305 | $230,000 | thousands by filing date | |
| NUVEEN TEXAS QUAL MUN IN | 670983105 | COM | 15,953 | $230,000 | thousands by filing date | |
| FRANCO NEV CORP COM | 351858105 | Stock | 5,000 | $229,000 | thousands by filing date | put |
| GENERAL AMERICAN INVESTORS CO | 368802104 | COM | 7,153 | $229,000 | thousands by filing date | |
| PROSHARES TR | 74347X633 | ULTRA FNCLS NEW | 3,207 | $228,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V101 | SP ADR NON VTG | 67,187 | $228,000 | thousands by filing date | |
| OSI SYSTEMS INC | 671044105 | COM | 2,567 | $228,000 | thousands by filing date | |
| SHENANDOAH TELECOMMUNICATION | 82312B106 | COMMON STOCK | 5,288 | $228,000 | thousands by filing date | |
| Lineage, Inc. | 536020100 | COM | 176,598 | $228,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q408 | FIRST TR ENH NEW | 3,797 | $227,000 | thousands by filing date | |
| CHATHAM LODGING TR | 16208T102 | COM | 11,054 | $226,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 107,000 | $226,000 | thousands by filing date | call |
| CARDIOVASCULAR SYSTEMS INC | 141619106 | COMMON STOCK | 14,969 | $226,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 31,800 | $226,000 | thousands by filing date | put |
| ANTERO MIDSTREAM LP | 03673L103 | Limited Partnership | 9,900 | $226,000 | thousands by filing date | call |
| GLOBANT S A | L44385109 | COM | 6,005 | $225,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS DEB | 61744H105 | COM | 26,259 | $225,000 | thousands by filing date | |
| PAMPA ENERGIA SA | 697660207 | SPONS ADR LVL I | 10,963 | $225,000 | thousands by filing date | |
| EZCHIP SEMICONDUCTOR LIMITED | M4146Y108 | ORD | 9,087 | $225,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 3,900 | $223,000 | thousands by filing date | call |
| AUTOZONE INC COM | 053332102 | Stock | 300 | $223,000 | thousands by filing date | call |
| DAUCH CORP | 024061103 | COM | 11,800 | $223,000 | thousands by filing date | call |
| BLUEPRINT MEDICINES CORP | 09627Y109 | COM | 8,472 | $223,000 | thousands by filing date | |
| ROOKLINE BANCORP INC DEL | 11373M107 | COM | 19,337 | $223,000 | thousands by filing date | |
| SPDR Portfolio S&P 1500 Composite Stock Market ETF | 78464A805 | SHS | 1,457 | $222,000 | thousands by filing date | |
| WEST BANCORPORATION | 95123P106 | COMMON STOCK | 11,229 | $222,000 | thousands by filing date | |
| WHOLE FOODS MKT INC | 966837106 | COM | 6,600 | $221,000 | thousands by filing date | call |
| POWERSHARES EMERGING INFASTRUC TURE PORT | 73937B209 | COM | 8,096 | $221,000 | thousands by filing date | |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 22,309 | $220,000 | thousands by filing date | |
| FASTENAL CO COM | 311900104 | Stock | 5,400 | $220,000 | thousands by filing date | call |
| HAEMONETICS CORP MASS COM | 405024100 | Stock | 6,814 | $220,000 | thousands by filing date | |
| SIMMONS 1ST NATL CORP | 828730200 | CL A $1 PAR | 4,283 | $220,000 | thousands by filing date | |
| DORIAN LPG LTD | Y2106R110 | SHS USD | 18,740 | $220,000 | thousands by filing date | |
| GRAY MEDIA INC | 389375106 | COMMON STOCK | 13,527 | $220,000 | thousands by filing date | |
| FRANKLIN FINL NETWORK INC | 35352P104 | COM | 7,000 | $220,000 | thousands by filing date | |
| YELP INC CL A | 985817105 | Stock | 7,600 | $219,000 | thousands by filing date | call |
| NORDSTROM INC | 655664100 | COM | 4,400 | $219,000 | thousands by filing date | call |
| HERSHA HOSPITALITY TR | 427825500 | PR SHS BEN INT | 10,081 | $219,000 | thousands by filing date | |
| RUDOLPH TECHNOLOGIES INC | 781270103 | COM | 15,400 | $219,000 | thousands by filing date | call |
| EAGLE MATLS INC COM | 26969P108 | Stock | 3,608 | $218,000 | thousands by filing date | |
| HURON CONSULTING GROUP INC | 447462102 | COM | 3,659 | $218,000 | thousands by filing date | |
| PROSHRE U/S DJ-UBS CRUDE OIL | 74347W668 | CMN | 1,630 | $218,000 | thousands by filing date | |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 9,500 | $217,000 | thousands by filing date | call |
| CEDAR REALTY TRUST INC | 150602209 | COMMON STOCK | 30,720 | $217,000 | thousands by filing date | |
| FRED S INC CLASS A | 356108100 | COM | 13,277 | $217,000 | thousands by filing date | |
| BRADY CORP | 104674106 | CL A | 9,430 | $216,000 | thousands by filing date | |
| SIBANYE GOLD LTD | 825724206 | SPONSORED ADR | 35,544 | $216,000 | thousands by filing date | |
| ATYR PHARMA INC | 002120103 | COM | 22,032 | $216,000 | thousands by filing date | |
| NVE CORP COM NEW | 629445206 | Stock | 3,824 | $215,000 | thousands by filing date | |
| MORGAN STANLEY CHINA A SH FD | 617468103 | COM | 10,787 | $215,000 | thousands by filing date | |
| IKANG HEALTHCARE GROUP INC | 45174L108 | SPONSORED ADR | 10,489 | $215,000 | thousands by filing date | |
| Enzo Biochem Inc | 294100102 | Common Stock | 47,510 | $214,000 | thousands by filing date | |
| ENERGY XXI (BERMUDA) LTD | G10082140 | USD UNRS SHS | 211,900 | $214,000 | thousands by filing date | call |
| LEGACY RESERVES LP | 524707304 | UNIT LP INT | 121,818 | $214,000 | thousands by filing date | |
| COLLECTORS UNIVERSE | 19421R200 | COMMON | 13,774 | $214,000 | thousands by filing date | |
| PROSHARES TR II | 74347W676 | ULSHT DJ UBS CMD | 1,522 | $214,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 7,100 | $213,000 | thousands by filing date | put |
| PLUG PWR INC | 72919P202 | COM NEW | 101,100 | $213,000 | thousands by filing date | put |
| VOC ENERGY TR | 91829B103 | TR UNIT | 86,532 | $213,000 | thousands by filing date | |
| ROUSE PPTYS INC | 779287101 | COM | 14,663 | $213,000 | thousands by filing date | |
| POWERSHARES ETF TRUST ZACKS MC | 73935X740 | COM | 13,735 | $213,000 | thousands by filing date | |
| NATIONAL WESTMINSTER BK PLC | 638539882 | SPON ADR C | 8,234 | $213,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H214 | ETN DJUBS SGAR38 | 6,141 | $213,000 | thousands by filing date | |
| FORMFACTOR INC COM | 346375108 | Stock | 23,504 | $212,000 | thousands by filing date | |
| PROSHARES TR | 74347X708 | UL MSCI JP ETF | 2,407 | $212,000 | thousands by filing date | |
| CARE COM INC | 141633107 | COM | 29,600 | $212,000 | thousands by filing date | |
| WISDOMTREE TRUST | 97717W166 | INDIAN RUP ETF | 10,052 | $211,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 6,200 | $210,000 | thousands by filing date | call |
| FIAT CHRYSLER AUTOMOBILES N | N31738102 | SHS | 14,976 | $210,000 | thousands by filing date | call |
| Powershs Exch Trad Fd Tr | 73935X500 | WNDRHLL CLN EN | 44,306 | $210,000 | thousands by filing date | |
| ISHARES INC | 46434G608 | MSCI EMRGN ETF | 12,050 | $210,000 | thousands by filing date | |
| FIRST TRUST NEW OPPORTUNITIES | 33739M100 | COM | 19,437 | $209,000 | thousands by filing date | |
| CAPITAL CITY BANK GROUP INC | 139674105 | COMMON STOCK | 13,599 | $209,000 | thousands by filing date | |
| PACIFIC CONTINENTAL CORP | 69412V108 | COMMON STOCK | 14,009 | $209,000 | thousands by filing date | |
| PEGASYSTEMS INC COM | 705573103 | Stock | 7,565 | $208,000 | thousands by filing date | |
| KEMPER CORP COM | 488401100 | Stock | 5,555 | $208,000 | thousands by filing date | |
| PROSHARES TR | 74347X864 | ULTRPRO S&P500 | 3,325 | $208,000 | thousands by filing date | |
| WILEY JOHN & SONS INC | 968223305 | CL B | 4,627 | $208,000 | thousands by filing date | |
| LADENBURG THALMANN FINANCIAL | 50575Q102 | COM | 75,506 | $208,000 | thousands by filing date | |
| ENDURANCE INTL GROUP HLDGS I | 29272B105 | COM | 19,022 | $208,000 | thousands by filing date | |
| CENTURY COMMUNITIES INC. | 156504300 | COM | 11,696 | $207,000 | thousands by filing date | |
| WADDELL & REED FINL INC | 930059100 | CL A | 7,215 | $207,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL | 73935X872 | DYNM SM CP GRW | 8,439 | $207,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 16,700 | $206,000 | thousands by filing date | call |
| CPFL ENERGIA SA SPONS ADR | 126153105 | SPONS ADR | 27,694 | $206,000 | thousands by filing date | |
| BLOCK INC CL A | 852234103 | Stock | 15,708 | $205,000 | thousands by filing date | |
| HANCOCK WHITNEY CORPORATION | 410120109 | COM | 8,138 | $205,000 | thousands by filing date | |
| WESBANCO INC | 950810101 | COM | 6,826 | $205,000 | thousands by filing date | |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 6,814 | $205,000 | thousands by filing date | |
| Constellation Brands Inc Cl B | 21036P207 | Com | 1,439 | $205,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B605 | S&P SMCP CONSU | 3,733 | $205,000 | thousands by filing date | |
| BLACK KNIGHT INC | 09214X100 | COM | 6,202 | $205,000 | thousands by filing date | |
| PROSHARES ULTRA BLOOMBERG CRUDE OIL | 74347W320 | ETF | 16,316 | $205,000 | thousands by filing date | |
| APOGEE ENTERPRISES INC | 037598109 | COM | 4,689 | $204,000 | thousands by filing date | |
| COMPANHIA BRASILEIRA DE DIST | 20440T201 | SPN ADR PFD CL A | 19,364 | $204,000 | thousands by filing date | |
| SUPERVALU INC | 868536103 | COM | 30,030 | $204,000 | thousands by filing date | |
| POPULAR INC | 733174700 | COM NEW | 7,190 | $203,000 | thousands by filing date | |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 6,720 | $203,000 | thousands by filing date | |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 18,624 | $203,000 | thousands by filing date | |
| DEL FRISCOS RESTAURANT GROUP | 245077102 | COM | 12,650 | $203,000 | thousands by filing date | |
| EATON VANCE OHIO MUN BD FD | 27828L106 | COM | 15,150 | $203,000 | thousands by filing date | |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 7,700 | $202,000 | thousands by filing date | put |
| ISHARES TR | 46429B291 | A RATE CP BD ETF | 4,006 | $202,000 | thousands by filing date | |
| FTI CONSULTING INC | 302941109 | COM | 5,812 | $201,000 | thousands by filing date | |
| BANNER CORP | 06652V208 | COM NEW | 4,379 | $201,000 | thousands by filing date | |
| KULICKE & SOFFA INDS INC | 501242101 | COM | 17,200 | $201,000 | thousands by filing date | call |
| ISHARES MSCI BRAZIL SMALL-CAP ETF | 464289131 | ETF | 29,161 | $201,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 23,600 | $201,000 | thousands by filing date | put |
| PROSHARES TR | 74347R214 | PSHS ULT NASB | 2,818 | $201,000 | thousands by filing date | |
| BROOKFIELD HIGH INCOME FD INC COM | 11272P102 | CEF | 29,181 | $201,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y651 | NORTH SQUA MCKE | 2,018 | $200,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 3,800 | $199,000 | thousands by filing date | call |
| DAILY JOURNAL CORP | 233912104 | COM | 987 | $199,000 | thousands by filing date | |
| RADWARE LTD | M81873107 | COMMON STOCK | 12,970 | $199,000 | thousands by filing date | |
| STATE STREET SPDR ETF S&P RETAIL | 78464A714 | ETF | 4,600 | $199,000 | thousands by filing date | call |
| FIRST SOLAR INC COM | 336433107 | Stock | 3,000 | $198,000 | thousands by filing date | put |
| PROSHARES TR | 74347R750 | ULTRA CONS DISCR | 1,854 | $198,000 | thousands by filing date | |
| ASHFORD HOSPITALITY | 044103109 | COMMON STOCK | 31,537 | $198,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 2,100 | $197,000 | thousands by filing date | call |
| GENESCO INC | 371532102 | COM | 3,459 | $197,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C599 | VNG RUS3000IDX | 2,107 | $197,000 | thousands by filing date | |
| UNITED STATES NATL GAS FUND | 912318201 | UNIT PAR $0.001 | 22,700 | $197,000 | thousands by filing date | put |
| CNA FINL CORP | 126117100 | COM | 5,593 | $196,000 | thousands by filing date | |
| UMH PPTYS INC | 903002103 | COM | 19,370 | $196,000 | thousands by filing date | |
| HYSTER-YALE INC | 449172105 | CL A | 3,722 | $196,000 | thousands by filing date | |
| MULTI FINELINE ELECTRONIX IN | 62541B101 | COM | 9,460 | $196,000 | thousands by filing date | |
| APPLIED INDL TECHNOLOGIES INC COM | 03820C105 | Stock | 4,836 | $195,000 | thousands by filing date | |
| AMERICAN WOODMARK CORP | 030506109 | COM | 2,436 | $195,000 | thousands by filing date | |
| POZEN INC | 73941U102 | COMMON STOCK | 28,594 | $195,000 | thousands by filing date | |
| ABRDN GLOBAL INCOME FUND INC | 003013109 | COM | 25,417 | $195,000 | thousands by filing date | |
| LEXMARK INTL NEW | 529771107 | CL A | 6,003 | $195,000 | thousands by filing date | |
| SONUS NETWORKS INC | 835916503 | COM NEW | 27,281 | $195,000 | thousands by filing date | |
| BELDEN INC COM | 077454106 | Stock | 4,068 | $194,000 | thousands by filing date | |
| ECOPETROL S A SPONSORED ADS | 279158109 | ADR | 27,606 | $194,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 7,700 | $194,000 | thousands by filing date | put |
| SPECTRANETICS CORP | 84760C107 | COM | 12,930 | $194,000 | thousands by filing date | |
| BIOSPECIFICS TECHNOLOGIES | 090931106 | COM | 4,502 | $194,000 | thousands by filing date | |
| SUNTRUST BANKS INC | 867914103 | COM | 4,500 | $193,000 | thousands by filing date | put |
| ATHENAHEALTH INC | 04685W103 | COMMON STOCK | 1,200 | $193,000 | thousands by filing date | call |
| BAZAARVOICE INC | 073271108 | COM | 43,971 | $193,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X764 | S&PINTL MC ETF | 6,469 | $193,000 | thousands by filing date | |
| TRI POINTE HOMES INC | 87265H109 | COM | 15,158 | $192,000 | thousands by filing date | |
| ZWEIG TOTAL RETURN FD INC | 989837208 | COM | 15,804 | $192,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092709 | MSCI INDL INDX | 7,021 | $191,000 | thousands by filing date | |
| RUTHS HOSPITALITY GROUP INC | 783332109 | COM | 11,943 | $191,000 | thousands by filing date | |
| WASHINGTON TRUST BANCORP | 940610108 | COMMON STOCK | 4,825 | $191,000 | thousands by filing date | |
| ZAYO GROUP HLDGS INC COM | 98919V105 | Stock | 7,200 | $191,000 | thousands by filing date | put |
| CALLIDUS SOFTWARE INC | 13123E500 | COM | 10,322 | $191,000 | thousands by filing date | |
| EATON VANCE | 27826G109 | SH BEN INT | 13,590 | $191,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 690370101 | COM | 15,474 | $190,000 | thousands by filing date | |
| ELECTRO-SENSORS INC | 285233102 | COM | 53,000 | $190,000 | thousands by filing date | |
| COWEN GROUP INC-CLASS A | 223622101 | CL A | 49,775 | $190,000 | thousands by filing date | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 4,200 | $189,000 | thousands by filing date | put |
| HIVE | 007786106 | Stock | 36,994 | $189,000 | thousands by filing date | |
| NAVIGATOR HLDGS LTD SHS | Y62132108 | Stock | 13,766 | $188,000 | thousands by filing date | |
| ALLIANZGI DIVERSIFIED INCOME | 01883J108 | COM | 10,333 | $188,000 | thousands by filing date | |
| Delek Logistics Partners LP | 24664T103 | Com | 5,259 | $188,000 | thousands by filing date | |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 10,400 | $187,000 | thousands by filing date | |
| MYR GROUP INC | 55405W104 | COM | 9,076 | $187,000 | thousands by filing date | |
| MONSANTO CO NEW | 61166W101 | COM | 1,900 | $187,000 | thousands by filing date | put |
| POWERSHARES DB MULTISECT C | 73936B507 | DB OIL FUND | 20,716 | $187,000 | thousands by filing date | |
| LINCOLN NATL CORP IND | 534187117 | *W EXP 07/10/201 | 4,408 | $187,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL PURE LARGE CORE PORTFOLIO | 73935X450 | ETF | 4,821 | $187,000 | thousands by filing date | |
| IPATH GSCI TOTAL RETURN INDEX ETF (GSP) | 06738C794 | ETF | 14,345 | $187,000 | thousands by filing date | |
| VIASAT INC | 92552V100 | COM | 3,049 | $186,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 4,600 | $186,000 | thousands by filing date | put |
| PACER TRENDPILOT 100 ETF | 69374H303 | ETF | 7,758 | $186,000 | thousands by filing date | |
| SCHULMAN (A.) INC | 808194104 | COM | 6,075 | $186,000 | thousands by filing date | |
| BRT APARTMENTS CORP | 055645303 | REIT | 29,177 | $185,000 | thousands by filing date | |
| ABERDEEN | 003011103 | MUTUAL FUNDS EQ | 34,092 | $185,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X608 | EUROPE ETF | 8,221 | $185,000 | thousands by filing date | |
| ENTEGRA FINL CORP | 29363J108 | COM | 9,528 | $185,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 17,100 | $184,000 | thousands by filing date | call |
| AMERIS BANCORP | 03076K108 | COM | 5,387 | $184,000 | thousands by filing date | |
| PARK OHIO HOLDINGS CORP | 700666100 | COMMON STOCK | 4,989 | $184,000 | thousands by filing date | |
| COTT CORP QUE | 22163N106 | COM | 16,673 | $184,000 | thousands by filing date | |
| STATE BANK FINL CORP COM | 856190103 | COM | 8,767 | $184,000 | thousands by filing date | |
| LEJU HLDGS LTD | 50187J108 | SPONSORED ADS | 32,116 | $184,000 | thousands by filing date | |
| HABIT RESTAURANTS INC | 40449J103 | COM CL A | 7,947 | $184,000 | thousands by filing date | |
| EATON VANCE CALIF MUN BD FD | 27828C106 | COM | 14,248 | $183,000 | thousands by filing date | |
| FIBRIA CELULOSE | 31573A109 | COMMON STOCK-FO | 14,445 | $183,000 | thousands by filing date | |
| ProShares Ultra Short Dow 30 | 74347x112 | COM | 10,341 | $183,000 | thousands by filing date | |
| ANIXTER INTL INC | 035290105 | COM | 3,029 | $183,000 | thousands by filing date | |
| BLACKROCK NY MUN INCOME TR I | 09249R102 | COM | 12,196 | $183,000 | thousands by filing date | |
| ISHARES TR | 464289446 | RUS TOP 200 ETF | 3,864 | $182,000 | thousands by filing date | |
| ISHARES TR | 46432F370 | MSCI USA SZE FT | 2,830 | $182,000 | thousands by filing date | |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 16,700 | $182,000 | thousands by filing date | call |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 18,520 | $181,000 | thousands by filing date | |
| PUTMAN HIGH INCOME SEC FUND | 746779107 | SHS BEN INT | 24,841 | $181,000 | thousands by filing date | |
| MB FINANCIAL INC | 55264U108 | COMMON STOCK | 5,577 | $181,000 | thousands by filing date | |
| CZR | 127686103 | Stock | 22,900 | $181,000 | thousands by filing date | put |
| AVON PRODS INC | 054303102 | COM | 44,800 | $181,000 | thousands by filing date | put |
| VIVUS INC | 928551100 | COM | 177,281 | $181,000 | thousands by filing date | |
| TIME INC NEW | 887228104 | COM | 11,555 | $181,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 7,500 | $180,000 | thousands by filing date | call |
| MATCH GROUP INC | 57665R106 | COM | 13,305 | $180,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 50,577 | $180,000 | thousands by filing date | |
| EXCO RESOURCES INC | 269279402 | COMMON STOCK | 145,692 | $180,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X427 | BASIC MAT SECT | 3,688 | $180,000 | thousands by filing date | |
| STUDENT TRANSPORTATION INC | 86388A108 | COMMON | 48,460 | $180,000 | thousands by filing date | |
| CLIFTON BANCORP INC | 186873105 | COM | 12,546 | $180,000 | thousands by filing date | |
| MUELLER INDS INC COM | 624756102 | Stock | 6,615 | $179,000 | thousands by filing date | |
| NORWOOD FINANCIAL CORP | 669549107 | COMMON STOCK | 6,246 | $179,000 | thousands by filing date | |
| BBCN BANCORP INC | 073295107 | COM | 10,401 | $179,000 | thousands by filing date | |
| SOUTHCROSS ENERGY PARTNERS L | 84130C100 | COM UNIT LTDPT | 50,159 | $179,000 | thousands by filing date | |
| PROSHARES TR II SHT | 74347W627 | VIX ST TRM | 3,551 | $179,000 | thousands by filing date | |
| TXNM ENERGY INC COM | 69349H107 | Stock | 5,825 | $178,000 | thousands by filing date | |
| NUVEEN REAL ASSET INCOME AND G | 67074Y105 | COM | 11,652 | $178,000 | thousands by filing date | |
| CONFORMIS INC | 20717E101 | COM | 10,274 | $178,000 | thousands by filing date | |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 57,104 | $177,000 | thousands by filing date | |
| TOTAL RETURN SECURITIES FUND | 870875101 | COM | 16,785 | $177,000 | thousands by filing date | |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 2,800 | $176,000 | thousands by filing date | put |
| ENERGY RECOVERY INC | 29270J100 | COM | 24,946 | $176,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 1,800 | $175,000 | thousands by filing date | call |
| BARCLAYS PLC ADR | 06738E204 | ADR | 13,500 | $175,000 | thousands by filing date | call |
| CVR ENERGY, INC. | 12662P108 | COM | 4,447 | $175,000 | thousands by filing date | |
| CLOUD PEAK ENERGY INC | 18911Q102 | COM | 83,937 | $175,000 | thousands by filing date | |
| CURRENCYSHS BRIT POUND STER | 23129S106 | BRIT POUND STE | 1,213 | $175,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 1,000 | $174,000 | thousands by filing date | put |
| 1ST CENTURY BANCSHARES INC | 31943X102 | COM | 25,215 | $174,000 | thousands by filing date | |
| SINA CORP | G81477104 | ORD | 3,500 | $173,000 | thousands by filing date | call |
| DEUTSCHE BK AG LONDON BRH | 25154K809 | PS CRD OIL ETN | 1,093 | $173,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57061R296 | OIL REFNERS CRAK | 8,744 | $173,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 3,300 | $172,000 | thousands by filing date | put |
| ALON USA PARTNERS LP UNIT LTD PARTNERSHIP INT | 02052T109 | COM | 7,392 | $172,000 | thousands by filing date | |
| EP ENERGY CORP | 268785102 | CL A | 39,109 | $172,000 | thousands by filing date | |
| LANDS END INC | 51509F105 | COMMON STOCK | 7,300 | $171,000 | thousands by filing date | put |
| UBIQUITI NETWORKS INC | 90347A100 | COM | 5,400 | $171,000 | thousands by filing date | call |
| CLAYMORE EXCHANGE TRD FD TR | 18383M860 | GUG S&PG DIV OPP | 19,524 | $171,000 | thousands by filing date | |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 14,827 | $170,000 | thousands by filing date | |
| EXTREME NETWORKS INC | 30226D106 | COM | 41,611 | $170,000 | thousands by filing date | |
| HILLTOP HLDGS INC | 432748101 | COM | 8,856 | $170,000 | thousands by filing date | |
| PROSHARES TR II | 74347W387 | UL DJUBSNATG NEW | 1,218 | $170,000 | thousands by filing date | |
| BLACKROCK MUNIC BD INVST TR | 09249K107 | COM | 11,354 | $170,000 | thousands by filing date | |
| MSB FINL CORP NEW | 55352L101 | COM | 13,583 | $170,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 2,000 | $169,000 | thousands by filing date | put |
| FURMANITE CORPORATION | 361086101 | COM | 25,405 | $169,000 | thousands by filing date | |
| EATON VANCE MA MUNI INCOME T | 27826E104 | SH BEN INT | 12,061 | $169,000 | thousands by filing date | |
| ANTHERA PHARMACEUTCLS INC | 03674U201 | Common equity shares | 36,500 | $169,000 | thousands by filing date | |
| NEFF CORP COM CL A | 640094207 | Stock | 22,045 | $169,000 | thousands by filing date | |
| GETTY RLTY CORP NEW COM | 374297109 | REIT | 9,745 | $168,000 | thousands by filing date | |
| PROSHARES TR | 74347R206 | PSHS ULTRA QQQ | 2,146 | $168,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092600 | MSCI HLTH CARE I | 4,879 | $168,000 | thousands by filing date | |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 105,689 | $168,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M613 | GUG RAYM JAMES S | 5,179 | $168,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B621 | PWRS INT BUYBK | 6,471 | $168,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 117,918 | $167,000 | thousands by filing date | |
| MILLER INDUSTRIES INC TENN | 600551204 | COMMON STOCK | 7,651 | $167,000 | thousands by filing date | |
| CHINA FD INC | 169373107 | COM | 10,723 | $167,000 | thousands by filing date | |
| DBV TECHNOLOGIES S A | 23306J101 | ADR | 4,592 | $167,000 | thousands by filing date | |
| HARTFORD FINL SVCS GROUP INC | 416515120 | *W EXP 06/26/201 | 4,629 | $167,000 | thousands by filing date | |
| LIFECOREBIOMEDICALINC | 514766104 | STOK | 14,036 | $166,000 | thousands by filing date | |
| COMMVAULT SYS INC COM | 204166102 | Stock | 4,254 | $166,000 | thousands by filing date | |
| INVESCO HIGH INCOME TRUST II | 46131F101 | COM | 12,972 | $166,000 | thousands by filing date | |
| PLY GEM HLDGS INC | 72941W100 | COM | 13,232 | $166,000 | thousands by filing date | |
| PMC-SIERRA INC | 69344F106 | COM | 14,256 | $166,000 | thousands by filing date | |
| SHUTTERFLY INC | 82568P304 | COM | 3,734 | $166,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 116,100 | $165,000 | thousands by filing date | put |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 1,200 | $165,000 | thousands by filing date | call |
| BOK FINL CORP COM NEW | 05561Q201 | Stock | 2,753 | $165,000 | thousands by filing date | |
| OHR PHARMACEUTICAL INC | 67778H200 | COMMON STOCK | 26,895 | $165,000 | thousands by filing date | |
| STATE STREET | 78463X798 | COMMON STOCK | 8,886 | $165,000 | thousands by filing date | |
| DUFF & PHELPS | 26432K108 | EXCHANGE TRADED | 17,978 | $165,000 | thousands by filing date | |
| G & K SVCS INC | 361268105 | CL A | 2,627 | $165,000 | thousands by filing date | |
| FIRST NBC BK HLDG CO COM | 32115D106 | COM | 4,411 | $165,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W417 | RETAIL BULL 3X | 4,382 | $165,000 | thousands by filing date | |
| CELYAD ONCOLOGY SA | 151205200 | ADR | 3,020 | $165,000 | thousands by filing date | |
| TELADOC HEALTH INC | 87918A105 | COM | 9,117 | $164,000 | thousands by filing date | |
| FLEXSHARES IBOXX 5 YR TARGET D | 33939L605 | IBOXX 5YR TRGT | 6,718 | $164,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06742C723 | IPATH SELCT MLP | 8,807 | $164,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A102 | CORN FD SHS | 7,739 | $164,000 | thousands by filing date | |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 11,100 | $164,000 | thousands by filing date | call |
| ICL GROUP LTD ILS1 | M5920A109 | Common Stock | 40,443 | $164,000 | thousands by filing date | |
| SEACOAST BKG CORP FLA | 811707801 | COM NEW | 10,872 | $163,000 | thousands by filing date | |
| WAYFAIR INC | 94419L101 | CL A | 3,436 | $163,000 | thousands by filing date | |
| CROSS TIMBERS RTY TR | 22757R109 | TR UNIT | 12,542 | $163,000 | thousands by filing date | |
| SPROTT FOCUS TR INC | 85208J109 | COM | 28,087 | $163,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS FD | 61744G107 | COM | 12,715 | $163,000 | thousands by filing date | |
| COLUMBIA ETF TR | 19761R109 | SEL LC VAL ETF | 3,870 | $163,000 | thousands by filing date | |
| MACOM TECH SOLUTIONS HLDGS INC COM | 55405Y100 | Stock | 3,984 | $162,000 | thousands by filing date | |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 10,300 | $162,000 | thousands by filing date | call |
| GRAHAM CORP | 384556106 | COM | 9,603 | $162,000 | thousands by filing date | |
| PREMIER INC | 74051N102 | CL A | 4,611 | $162,000 | thousands by filing date | |
| PROSHARES TR PSHS ULTRA DOW30 | 74347r305 | INDX FD | 2,525 | $162,000 | thousands by filing date | |
| DELEK US HOLDINGS INC | 246647101 | COMMON STOCK | 6,598 | $162,000 | thousands by filing date | |
| SPDR S&P | 78463X723 | CONSM SPLS ETF | 3,913 | $162,000 | thousands by filing date | |
| NRG YIELD INC | 62942X405 | CL C | 10,994 | $162,000 | thousands by filing date | |
| FULTON FINL CORP PA | 360271100 | COM | 12,441 | $161,000 | thousands by filing date | |
| POWER SOLUTIONS INTERNATIONA | 73933G202 | COMMON STOCK | 8,809 | $161,000 | thousands by filing date | |
| AG MTG INVT TR INC | 001228105 | COM | 12,569 | $161,000 | thousands by filing date | |
| DAVITA INC COM | 23918K108 | Stock | 2,300 | $160,000 | thousands by filing date | call |
| RESEARCH FRONTIERS INC | 760911107 | COM | 30,730 | $160,000 | thousands by filing date | |
| BLACKROCK NY MUNI INC QLTY T | 09249U105 | COM | 11,650 | $160,000 | thousands by filing date | |
| CULP INC | 230215105 | CMN | 6,264 | $159,000 | thousands by filing date | |
| ORCHIDS PAPER PRODUCTS CO | 68572N104 | COMMON STOCK | 5,144 | $159,000 | thousands by filing date | |
| INDEPENDENCE HLDG CO | 453440307 | COMMON STOCK | 11,514 | $159,000 | thousands by filing date | |
| ORCHID IS CAP INC | 68571X103 | COM | 16,000 | $159,000 | thousands by filing date | |
| E-COMMERCE CHINA DANGDANG IN | 26833A105 | SPN ADS COM A | 22,095 | $159,000 | thousands by filing date | |
| TYSON FOODS | 902494301 | COM | 261,700 | $159,000 | thousands by filing date | principal |
| Berkshire Hathaway Inc | 084670702 | COM | 1,200 | $158,000 | thousands by filing date | call |
| CALAMOS DY COM NPV | 12811V105 | COM | 8,769 | $158,000 | thousands by filing date | |
| CLUBCORP HLDGS INC | 18948M108 | COM | 8,668 | $158,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 53,050 | $158,000 | thousands by filing date | |
| LAKELAND BANCORP INC | 511637100 | COM | 13,363 | $158,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 1,500 | $157,000 | thousands by filing date | call |
| PROSHARES TR | 74347R206 | PSHS ULTRA QQQ | 2,000 | $157,000 | thousands by filing date | put |
| FLAHERTY & CRUMRINE TOTAL RE | 338479108 | COM | 8,192 | $157,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E500 | NAS CLNEDG GREEN | 9,762 | $157,000 | thousands by filing date | |
| UNION BANKSHARES CORP | 90539J109 | COM | 6,220 | $157,000 | thousands by filing date | |
| ALERE INC | 01449J204 | PERP PFD CONV SE | 557 | $157,000 | thousands by filing date | |
| PROSHARES TR II | 74347W395 | FUND | 1,350 | $156,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y371 | DLY S&P 500 BEAR | 9,197 | $156,000 | thousands by filing date | |
| IONIS PHARMACEUTICALS INC COM | 462222100 | Stock | 2,500 | $155,000 | thousands by filing date | put |
| PIONEER FLOATING RATE FUND I | 72369J102 | COM | 14,300 | $155,000 | thousands by filing date | |
| WESTERN ASSET PREMIER BD FD | 957664105 | SHS BEN INT | 12,713 | $155,000 | thousands by filing date | |
| UNION BANKSHARES INC | 905400107 | CMN | 5,552 | $155,000 | thousands by filing date | |
| WISDOMTREE AUSTRALIA | 97717W810 | AUSTRALIA DIV FD | 3,481 | $155,000 | thousands by filing date | |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 600 | $154,000 | thousands by filing date | put |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 81,995 | $154,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 2,900 | $154,000 | thousands by filing date | call |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 17,812 | $154,000 | thousands by filing date | |
| GREEN BRICK PARTNERS INC | 392709101 | COM | 21,363 | $154,000 | thousands by filing date | |
| PROSHARES TR | 74347X799 | ULTR RUSSL2000 | 2,078 | $154,000 | thousands by filing date | |
| FIRST MIDWEST BANCORP INC/IL | 320867104 | COM | 8,375 | $154,000 | thousands by filing date | |
| PROSHARES TR | 74347X641 | SHRT RL EST FD | 8,006 | $154,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 6,200 | $153,000 | thousands by filing date | put |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 30,407 | $153,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y876 | DAIL HEAL BU ETF | 4,569 | $153,000 | thousands by filing date | |
| DBX ETF TR | 233051697 | XTRACK MSCI EURO | 5,865 | $153,000 | thousands by filing date | |
| BLACKROCK VA MUN BD TR | 092481100 | COM | 7,742 | $153,000 | thousands by filing date | |
| BELMOND LTD | G1154H107 | COMMON STOCK-FO | 16,109 | $153,000 | thousands by filing date | |
| CHARTER FINANCIAL CORP | 16122W108 | COM | 11,550 | $153,000 | thousands by filing date | |
| OPPENHEIMER REV WEIGHTED ETF | 68386C500 | ADR REV ETF | 5,189 | $153,000 | thousands by filing date | |
| AMERISAFE INC | 03071H100 | COM | 2,990 | $152,000 | thousands by filing date | |
| BIOSCRIP INC | 09069N108 | COM | 86,919 | $152,000 | thousands by filing date | |
| BEACON FINANCIAL CORP. | 084680107 | COM | 5,187 | $151,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM DB | 73936B200 | ETF - EQUITY | 4,673 | $151,000 | thousands by filing date | |
| OMEGA PROTEIN CORP | 68210P107 | COM | 6,815 | $151,000 | thousands by filing date | |
| VIVUS INC | 928551100 | COM | 147,900 | $151,000 | thousands by filing date | put |
| LENDINGCLUB CORP | 52603A109 | COM | 13,654 | $151,000 | thousands by filing date | |
| Innocoll | 45780Q103 | SPONDS ADR | 18,209 | $151,000 | thousands by filing date | |
| FRANKLIN ELEC INC COM | 353514102 | Stock | 5,548 | $150,000 | thousands by filing date | |
| MATERION CORP | 576690101 | COM | 5,337 | $150,000 | thousands by filing date | |
| ERIN ENERGY CORP COM | 295625107 | Stock | 46,836 | $150,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 15,900 | $149,000 | thousands by filing date | call |
| SPECIAL OPPORTUNITIES FD INC | 84741T104 | COM | 11,327 | $149,000 | thousands by filing date | |
| UNIVEST FINANCIAL CORPORATIO | 915271100 | COM | 7,102 | $149,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740L493 | 10 YR TREAS BULL | 1,988 | $149,000 | thousands by filing date | |
| S & T BANCORP INC COM | 783859101 | Stock | 4,759 | $147,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W430 | HEDGED HI YLD BD | 6,710 | $147,000 | thousands by filing date | |
| EMPIRE ST RLTY OP L P | 292102209 | UNIT LTD PRT 60 | 8,174 | $147,000 | thousands by filing date | |
| PROSHARES TR | 74347R370 | PSHS SH MSCI EAF | 4,399 | $147,000 | thousands by filing date | |
| MARKETO INC | 57063L107 | COM | 5,101 | $147,000 | thousands by filing date | |
| MFC INDUSTRIAL LTD | 55278T105 | COMMON | 75,832 | $147,000 | thousands by filing date | |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 6,447 | $146,000 | thousands by filing date | |
| BLDRS INDEX FDS TR | 09348R300 | EMER MK 50 ADR | 5,022 | $146,000 | thousands by filing date | |
| Marine Harvest ASA | 56824R205 | ADR | 11,050 | $146,000 | thousands by filing date | |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 5,500 | $145,000 | thousands by filing date | call |
| NEXSTAR MEDIA GROUP INC COMMON STOCK | 65336K103 | Stock | 2,475 | $145,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L308 | MSTAR EMKT FAC | 3,479 | $145,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W458 | DAI SEM BUL ETF | 5,421 | $145,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635109 | COM | 5,000 | $145,000 | thousands by filing date | put |
| ACXIOM CORP | 005125109 | COMMON STOCK | 6,955 | $145,000 | thousands by filing date | |
| SPEEDWAY MOTORSPORTS INC | 847788106 | COM | 6,993 | $145,000 | thousands by filing date | |
| MESA LABS INC COM | 59064R109 | Stock | 1,446 | $144,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X699 | INTL FINL ETF | 7,243 | $144,000 | thousands by filing date | |
| iShares MSCI ACWI Low Carbon Target ETF | 46434V464 | SHS | 1,542 | $143,000 | thousands by filing date | |
| GRANITE CONSTR INC COM | 387328107 | Stock | 3,351 | $143,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 5,100 | $143,000 | thousands by filing date | put |
| RMR GROUP INC | 74967R106 | CL A | 9,911 | $143,000 | thousands by filing date | |
| HARMONIC INC | 413160102 | COM | 35,188 | $143,000 | thousands by filing date | |
| M/I HOMES INC | 55305B101 | COM | 6,484 | $142,000 | thousands by filing date | |
| FIRST TR ABERDEEN GLBL OPP F | 337319107 | COM SHS | 13,983 | $142,000 | thousands by filing date | |
| GAMCO NAT RES GOLD & INCOME | 36465E101 | SH BEN INT | 24,855 | $142,000 | thousands by filing date | |
| URSTADT BIDDLE PROPERTIES | 917286205 | COMMON STOCK | 7,375 | $142,000 | thousands by filing date | |
| PENN VIRGINIA CORP | 707882106 | COMMON STOCK | 472,753 | $142,000 | thousands by filing date | |
| IPATH DJ-UBS COCOA SUBINDEX | 06739H313 | CMN | 3,439 | $142,000 | thousands by filing date | |
| ESSENDANT INC | 296689102 | COM | 4,360 | $142,000 | thousands by filing date | |
| GREIF INC | 397624206 | CL B | 3,280 | $141,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L803 | M STAR DEV MKT | 2,561 | $141,000 | thousands by filing date | |
| CARPENTER TECHNOLOGY CORP | 144285103 | COM | 4,679 | $141,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 66,938 | $141,000 | thousands by filing date | |
| WISDOMTREE U S VALUE ETF | 97717W547 | COM | 2,211 | $141,000 | thousands by filing date | |
| HFF INC | 40418F108 | CL A | 4,553 | $141,000 | thousands by filing date | |
| PROSHARES TR II SHT | 74347W627 | VIX ST TRM | 2,800 | $141,000 | thousands by filing date | put |
| VIRTUS INVT PARTNERS INC COM | 92828Q109 | Stock | 1,185 | $140,000 | thousands by filing date | |
| TFS FINL CORP | 87240R107 | COM | 7,422 | $140,000 | thousands by filing date | |
| CATHAY GEN BANCORP | 149150104 | COM | 4,456 | $140,000 | thousands by filing date | |
| RED ROBIN GOURMET BURGERS IN | 75689M101 | COM | 2,275 | $140,000 | thousands by filing date | |
| ISHARES TR | 46429B770 | ISHARES INT INFL LINKED BOND | 3,584 | $140,000 | thousands by filing date | |
| DANAHER CORP DEL | 235851AF9 | NOTE 1/2 | 52,000 | $140,000 | thousands by filing date | principal |
| ECHELON CORP | 27874N303 | COM NEW | 24,855 | $140,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 2,100 | $139,000 | thousands by filing date | call |
| DISCOVER FINL SVCS | 254709108 | COM | 2,600 | $139,000 | thousands by filing date | put |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 6,600 | $139,000 | thousands by filing date | call |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 61,355 | $139,000 | thousands by filing date | |
| WESCO AIRCRAFT HOLDINGS INC | 950814103 | COMMON STOCK | 11,602 | $139,000 | thousands by filing date | |
| ENERGY XXI (BERMUDA) LTD | G10082140 | USD UNRS SHS | 137,291 | $139,000 | thousands by filing date | |
| MORGAN STANLEY ASIA PAC FD I | 61744U106 | COM | 10,022 | $139,000 | thousands by filing date | |
| FIRSTSERVICE CORP NEW | 33767E103 | COM | 3,454 | $139,000 | thousands by filing date | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 5,600 | $138,000 | thousands by filing date | put |
| CARMIKE CINEMAS INC | 143436400 | COMMON STOCK | 6,077 | $138,000 | thousands by filing date | |
| LANDMARK INFRASTRUCTURE PARTNERS | 51508J108 | COMMON STOCK | 9,441 | $138,000 | thousands by filing date | |
| VERITIV CORP | 923454102 | COM | 3,810 | $138,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD ARIZ FD | 09254K109 | COM | 8,198 | $138,000 | thousands by filing date | |
| BAKER HUGHES INC | 057224107 | COM | 3,000 | $138,000 | thousands by filing date | call |
| POTBELLY CORP | 73754Y100 | COM | 11,768 | $138,000 | thousands by filing date | |
| SYNTHETIC BIOLOGICS INC | 87164U102 | COM | 60,330 | $138,000 | thousands by filing date | |
| GRIFFON CORP | 398433102 | COM | 7,717 | $137,000 | thousands by filing date | |
| SOLAREDGE TECHNOLOGIES INC | 83417M104 | COM | 4,880 | $137,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X418 | CMN | 2,285 | $137,000 | thousands by filing date | |
| BIO RAD LABS INC | 090572108 | CL B | 991 | $137,000 | thousands by filing date | |
| RELX NV | 75955B102 | SPONSORED ADR | 8,166 | $137,000 | thousands by filing date | |
| PROSHARES TR | 74347X138 | BASIC MAT NEW | 4,001 | $137,000 | thousands by filing date | |
| OLD LINE BANCSHARES INC | 67984M100 | COMMON | 7,765 | $137,000 | thousands by filing date | |
| PROSHARES TR | 74347X310 | CMN | 3,525 | $137,000 | thousands by filing date | |
| DIREXION SHS ETF TR DAILY FTSE | 25490k836 | COM | 1,384 | $137,000 | thousands by filing date | |
| Media General Ord Shs | 58441K100 | COM | 8,467 | $137,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 5,000 | $136,000 | thousands by filing date | call |
| INVESCO PA VALUE MUN INC TR | 46132K109 | COM | 10,654 | $136,000 | thousands by filing date | |
| ONEMAIN HLDGS INC COM | 68268W103 | Stock | 3,258 | $135,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 25,731 | $135,000 | thousands by filing date | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 3,100 | $135,000 | thousands by filing date | call |
| B2GOLD CORP COM | 11777Q209 | Stock | 131,966 | $135,000 | thousands by filing date | |
| PACIFIC PREMIER BANCORP INC | 69478X105 | COM | 6,337 | $135,000 | thousands by filing date | |
| IMMUNOMEDICS INC | 452907108 | COM | 43,900 | $135,000 | thousands by filing date | call |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 11,075 | $135,000 | thousands by filing date | |
| CHEMICAL FINANCIAL CORP | 163731102 | COM | 3,946 | $135,000 | thousands by filing date | |
| INTERSIL CORP | 46069S109 | CL A | 10,521 | $135,000 | thousands by filing date | |
| ABERDEEN ISRAEL FUND INC | 00301L109 | COM | 7,829 | $135,000 | thousands by filing date | |
| MITEL NETWORKS CORP | 60671Q104 | COM | 17,460 | $135,000 | thousands by filing date | |
| PROSHARES TR | 74348A459 | ULTSHT MSCI JAP | 2,772 | $135,000 | thousands by filing date | |
| ALLEGIANT TRAVEL CO | 01748X102 | COM | 800 | $134,000 | thousands by filing date | put |
| ONEBEACON INSURANCE GROUP LT | G67742109 | COMMON STOCK | 10,738 | $134,000 | thousands by filing date | |
| FERRO CORP | 315405100 | COM | 12,074 | $134,000 | thousands by filing date | |
| GOLAR LNG PARTNERS LP | Y2745C102 | COM UNITS LPI | 10,000 | $134,000 | thousands by filing date | put |
| PROSHARES TR | 74348A590 | PSHS ULDOW30 NEW | 6,632 | $134,000 | thousands by filing date | |
| EP ENERGY CORP | 268785102 | CL A | 30,600 | $134,000 | thousands by filing date | call |
| DEUTSCHE MULTI-MKT INCOME TR SHS | 25160E102 | CEF | 17,527 | $134,000 | thousands by filing date | |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 6,990 | $133,000 | thousands by filing date | |
| ANALOGIC CORP | 032657207 | COM | 1,611 | $133,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-16-014825 | this filing | 2016-02-16 | acceptance time not in the bulk data set |