13F-HR filed by UBS Group AG
UBS Group AG filed this 13F-HR for the quarter ended 2015-12-31, filed 2016-02-16, with 8,404 holding rows worth $154,096,253,000.
- Accession
- 0000950123-16-014825
- Filer
- CIK 1610520
- Filed
- 2016-02-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2015
A combination report, 15,204 entries on the cover page, a total value of $154,096,253,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $154,049,085,000 with VALUE read as thousands by filing date, 13F file number 028-16612. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerUBS ASSET MANAGEMENT (AMERICAS) INC 028-02682
- reports for this filerUBS OCONNOR LLC 028-06327
- included managerUBS Financial Services Inc. 028-11496
- included managerUBS Swiss Financial Advisors AG 028-11603
- included managerUBS AG New York Branch 028-07344
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SPDR INDEX SHS FDS | 78463X533 | ST MAR DIVID ETF | 116,604 | $2,766,000 | thousands by filing date | |
| NEWLINK GENETICS CORP | 651511107 | COM | 75,957 | $2,764,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 51,500 | $2,761,000 | thousands by filing date | call |
| EAGLE PHARMACEUTICALS INC | 269796108 | COM | 31,105 | $2,758,000 | thousands by filing date | |
| CURTISS WRIGHT CORP COM | 231561101 | Stock | 40,145 | $2,750,000 | thousands by filing date | |
| BOTTOMLINE TECH INC DEL | 101388106 | COM | 92,214 | $2,742,000 | thousands by filing date | |
| CSOP ETF TR | 12649L105 | FTSE CHINA A50 | 192,667 | $2,742,000 | thousands by filing date | |
| PHARMERICA CORP | 71714F104 | COM | 78,271 | $2,740,000 | thousands by filing date | |
| Accelerate Diagnostics | 00430H102 | COM | 127,513 | $2,740,000 | thousands by filing date | |
| MARZETTI COMPANY | 513847103 | COM | 23,700 | $2,737,000 | thousands by filing date | |
| PEMBINA PIPELINE CORP COM | 706327103 | Stock | 125,741 | $2,736,000 | thousands by filing date | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 28,200 | $2,735,000 | thousands by filing date | call |
| ISHARES TR | 464288562 | RESIDENTIAL MULT | 43,076 | $2,733,000 | thousands by filing date | |
| BLACKSTONE SENIOR FLOATING RAT | 09256U105 | COM | 184,097 | $2,733,000 | thousands by filing date | |
| VERIFONE SYS INC | 92342Y109 | COM | 97,495 | $2,732,000 | thousands by filing date | |
| LANDSTAR SYS INC COM | 515098101 | Stock | 46,535 | $2,729,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 16,800 | $2,727,000 | thousands by filing date | call |
| VANGUARD | 92205F106 | Domestic Common | 914,962 | $2,727,000 | thousands by filing date | |
| TWENTY FIRST CENTY FOX INC | 90130A101 | CL A | 100,100 | $2,719,000 | thousands by filing date | put |
| ALLEGHANY CORP DEL | 017175100 | COM | 5,685 | $2,717,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 103,700 | $2,716,000 | thousands by filing date | put |
| WISDOMTREE TR | 97717X867 | CMN | 79,115 | $2,712,000 | thousands by filing date | |
| OCEANEERING INTL INC | 675232102 | COM | 72,186 | $2,709,000 | thousands by filing date | |
| AGCO CORP | 001084102 | COM | 59,681 | $2,709,000 | thousands by filing date | |
| SCHWEITZER-MAUDUIT INTL INC | 808541106 | COM | 64,496 | $2,708,000 | thousands by filing date | |
| BANK HAWAII CORP | 062540109 | COM | 42,918 | $2,700,000 | thousands by filing date | |
| LGI HOMES INC COM | 50187T106 | Stock | 110,718 | $2,694,000 | thousands by filing date | |
| MERRIMACK PHARMACEUTICALS IN | 590328100 | COM | 340,956 | $2,694,000 | thousands by filing date | |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 65,900 | $2,689,000 | thousands by filing date | call |
| Applied Materials,Inc. | 038222105 | COM | 143,500 | $2,679,000 | thousands by filing date | call |
| RR DONNELLEY + SONS CO | 257867101 | COM | 181,996 | $2,679,000 | thousands by filing date | |
| MTS SYSTEMS CORP | 553777103 | COM | 42,239 | $2,678,000 | thousands by filing date | |
| BLACKROCK DEFINED OPPRTY CR | 09255Q105 | COM | 205,662 | $2,678,000 | thousands by filing date | |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 198,484 | $2,677,000 | thousands by filing date | |
| NEWTEKONE INC | 652526203 | COM NEW | 186,617 | $2,673,000 | thousands by filing date | |
| HSN INC | 404303109 | COM | 52,768 | $2,673,000 | thousands by filing date | |
| TESLA MOTORS INC 1.500 | 88160RAA9 | NOTE 1.500% 6/0 | 1,350,000 | $2,659,000 | thousands by filing date | principal |
| Boston Scientific Corporation | 101137107 | COM | 144,100 | $2,657,000 | thousands by filing date | call |
| CORNING INC | 219350105 | COM | 145,200 | $2,654,000 | thousands by filing date | put |
| NEWCASTLE INVT CORP NEW COM PAR $0.01 | 65105M603 | REIT | 650,000 | $2,652,000 | thousands by filing date | call |
| AZZ INC COM | 002474104 | Stock | 47,700 | $2,651,000 | thousands by filing date | |
| TRIMBLE INC COM | 896239100 | Stock | 123,429 | $2,648,000 | thousands by filing date | |
| AMERICAN EQUITY INVT LIFE | 025676206 | COMMON STOCK | 110,134 | $2,646,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 82,000 | $2,645,000 | thousands by filing date | put |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 100,000 | $2,643,000 | thousands by filing date | put |
| LOGITECH INTL S A SHS | H50430232 | Stock | 175,254 | $2,641,000 | thousands by filing date | put |
| Medtronic Plc | G5960L103 | COM | 34,200 | $2,631,000 | thousands by filing date | call |
| Texas Instruments Incorporated | 882508104 | COM | 48,000 | $2,630,000 | thousands by filing date | call |
| VERADIGM INC | 01988P108 | COMMON STOCK | 170,719 | $2,625,000 | thousands by filing date | |
| CORNERSTONE ONDEMAND INC COM | 21925Y103 | Stock | 75,965 | $2,624,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY DEV CO | 48660Q102 | COM | 149,053 | $2,617,000 | thousands by filing date | |
| NUSTAR GP HOLDINGS LLC | 67059L102 | COMMON STOCK | 123,600 | $2,614,000 | thousands by filing date | put |
| MARATHON PETE CORP COM | 56585A102 | Stock | 50,400 | $2,613,000 | thousands by filing date | put |
| ISHARES TR | 464289875 | CORE 40 MODE ETF | 76,714 | $2,612,000 | thousands by filing date | |
| GUGGENHEIM STRATEGIC OPPORTU | 40167F101 | COM SBI | 155,130 | $2,611,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 58,700 | $2,610,000 | thousands by filing date | call |
| SYNTEL INC | 87162H103 | COM | 57,663 | $2,609,000 | thousands by filing date | |
| RACKSPACE HOSTING INC | 750086100 | COM | 103,018 | $2,609,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 30,000 | $2,607,000 | thousands by filing date | put |
| REVVITY INC | 714046109 | COM | 48,637 | $2,606,000 | thousands by filing date | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 47,803 | $2,602,000 | thousands by filing date | |
| PENSKE AUTOMOTIVE GRP INC COM | 70959W103 | Stock | 61,388 | $2,599,000 | thousands by filing date | |
| INNOSPEC INC | 45768S105 | COM | 47,829 | $2,598,000 | thousands by filing date | |
| IPG PHOTONICS CORP | 44980X109 | COM | 29,062 | $2,591,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W103 | COM | 98,017 | $2,590,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063X100 | SH BEN INT | 177,821 | $2,586,000 | thousands by filing date | |
| SPDR SER TR | 78464A821 | S&P 400 MDCP GRW | 21,940 | $2,584,000 | thousands by filing date | |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 166,570 | $2,581,000 | thousands by filing date | |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 224,341 | $2,577,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M258 | CLAYMORE EXCHANGE TRD FD TR | 127,016 | $2,577,000 | thousands by filing date | |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 395,100 | $2,572,000 | thousands by filing date | call |
| MELLANOX TECHNOLOGIES LTD | M51363113 | COMMON STOCK | 61,059 | $2,572,000 | thousands by filing date | |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 34,000 | $2,571,000 | thousands by filing date | call |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 64,075 | $2,571,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A573 | ST STR SP HCSVC | 44,701 | $2,565,000 | thousands by filing date | |
| GRUBHUB INC | 400110102 | COM | 105,599 | $2,555,000 | thousands by filing date | |
| KT CORP SPONSORED ADR | 48268K101 | ADR | 214,009 | $2,549,000 | thousands by filing date | |
| POWERSHARES GLOBAL EXCHANGE TRADED FD TR I-30 LADDERED | 73936T524 | ETF | 78,835 | $2,545,000 | thousands by filing date | |
| KAYNE ANDERSON ENRGY TTL RT | 48660P104 | COM | 300,296 | $2,544,000 | thousands by filing date | |
| Vanguard Intermediate-Term Treasury ETF | 92206C706 | SHS | 39,409 | $2,540,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM | 73936B101 | DB ENERGY FUND | 226,834 | $2,540,000 | thousands by filing date | |
| NATIONAL HEALTH INVS INC COM | 63633D104 | REIT | 41,668 | $2,537,000 | thousands by filing date | |
| MAXIM INTEGRATED PRODS INC | 57772K101 | COM | 66,700 | $2,535,000 | thousands by filing date | put |
| RADIAN GROUP INC COM | 750236101 | Stock | 188,948 | $2,530,000 | thousands by filing date | |
| VASCO DATA SEC INTL INC | 92230Y104 | COM | 151,100 | $2,528,000 | thousands by filing date | |
| BABSON CAPITAL PARTICIPATION | 05616B100 | SH B | 183,926 | $2,528,000 | thousands by filing date | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 654,466 | $2,527,000 | thousands by filing date | |
| CONSOL ENERGY INC | 20854P109 | COM | 319,900 | $2,527,000 | thousands by filing date | call |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 111,200 | $2,526,000 | thousands by filing date | put |
| Bristol-Myers Squibb Company | 110122108 | COM | 36,700 | $2,525,000 | thousands by filing date | call |
| WISDOMTREE TR | 97717W794 | TRUE DEV INTL FD | 58,425 | $2,522,000 | thousands by filing date | |
| APTARGROUP INC COM | 038336103 | Stock | 34,686 | $2,520,000 | thousands by filing date | |
| KCAP FINANCIAL INC | 48668E101 | COM | 617,475 | $2,513,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 44,500 | $2,511,000 | thousands by filing date | call |
| POWERSHARES ACTIVE | 73935B805 | MNG ETF T S\&P.* DWNHDGE | 101,729 | $2,511,000 | thousands by filing date | |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 82,598 | $2,503,000 | thousands by filing date | |
| SOUFUN HOLDINGS LTD | 836034108 | COMMON STOCK-FO | 338,700 | $2,503,000 | thousands by filing date | call |
| DECKERS OUTDOOR CORP | 243537107 | COM | 53,000 | $2,502,000 | thousands by filing date | put |
| ADVENT CLAY CONV SEC INC FD | 007639107 | COM | 450,519 | $2,500,000 | thousands by filing date | |
| SANCHEZ MIDSTEAM PARTNERS LP | 79971C201 | COM UNITS REP B | 175,242 | $2,492,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 138,300 | $2,488,000 | thousands by filing date | put |
| FLEETMATICS GROUP PLC | G35569105 | COM | 48,877 | $2,483,000 | thousands by filing date | |
| Invesco Intl Developed Low Vol | 73937B688 | INTL DEV LOWVL | 86,708 | $2,480,000 | thousands by filing date | |
| SANDERSON FARMS | 800013104 | COM | 31,867 | $2,471,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 103,900 | $2,469,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 325,203 | $2,468,000 | thousands by filing date | |
| ISHARES TR | 464288737 | GLB CNSM STP ETF | 26,498 | $2,465,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN NETW | 73935X815 | COM | 71,120 | $2,462,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 180,782 | $2,453,000 | thousands by filing date | |
| GOLDMAN SACHS MLP INC OPP FD | 38147W103 | COM SHS | 297,966 | $2,452,000 | thousands by filing date | |
| MADISON SQUARE GRDN SPRT CORP CL A | 55825T103 | Stock | 15,136 | $2,450,000 | thousands by filing date | |
| BOTTOMLINE TECH DEL INC | 101388AA4 | NOTE 1.500%12/0 | 2,177,000 | $2,449,000 | thousands by filing date | principal |
| PENNTEX MIDSTREAM PARTNERS L | 709311104 | COM UNIT LTD | 189,374 | $2,448,000 | thousands by filing date | |
| KAPSTONE PAPER AND PACKAGING C | 48562P103 | COM | 108,129 | $2,443,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 69,739 | $2,441,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 94,000 | $2,439,000 | thousands by filing date | put |
| FIRST TR EXCHANGE TRAD FD VI | 33739H101 | FST TR GLB FD | 119,906 | $2,436,000 | thousands by filing date | |
| SUNEDISON INC | 86732Y109 | COM | 478,100 | $2,434,000 | thousands by filing date | put |
| ALPS ETF TR | 00162Q718 | INTL SEC DV DOG | 103,627 | $2,433,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 16,300 | $2,429,000 | thousands by filing date | call |
| DYCOM INDS INC COM | 267475101 | Stock | 34,687 | $2,427,000 | thousands by filing date | |
| ABERDEEN INDIA FD INC | 454089103 | COM | 106,656 | $2,425,000 | thousands by filing date | |
| FIESTA RESTAURANT GROUP INC | 31660B101 | COM | 72,129 | $2,424,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NJ QLTY | 09254X101 | COM | 167,814 | $2,422,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 57,700 | $2,419,000 | thousands by filing date | put |
| ISHARES TR | 464288505 | MRGSTR SM CP ETF | 18,802 | $2,416,000 | thousands by filing date | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 192,741 | $2,415,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063C106 | SH BEN INT | 176,571 | $2,415,000 | thousands by filing date | |
| BLACKROCK N Y MUN INCOME TRU | 09248L106 | SH BEN INT | 155,028 | $2,415,000 | thousands by filing date | |
| PHI INC-NON VOTING | 69336T205 | COM | 147,193 | $2,415,000 | thousands by filing date | |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 117,342 | $2,413,000 | thousands by filing date | |
| Ishares Ibonds Dec | 46434VAU4 | ETF | 97,648 | $2,407,000 | thousands by filing date | |
| GARMIN LTD SHS | H2906T109 | Stock | 64,613 | $2,401,000 | thousands by filing date | |
| NORTHSTAR REALTY EUROPE CORP | 66706L101 | COM | 202,996 | $2,397,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 483,518 | $2,394,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 428,608 | $2,388,000 | thousands by filing date | |
| SPDR S&P Aerospace & Defense ETF | 78464A631 | SHS | 45,077 | $2,384,000 | thousands by filing date | |
| MORNINGSTAR INC COM | 617700109 | Stock | 29,601 | $2,380,000 | thousands by filing date | |
| SUNOCO LP/SUNOCO FIN CORP | 86765K109 | COM UT REP LP | 60,000 | $2,377,000 | thousands by filing date | call |
| LKQ CORP COM | 501889208 | Stock | 80,128 | $2,374,000 | thousands by filing date | |
| BERKLEY W R CORP COM | 084423102 | Stock | 43,330 | $2,372,000 | thousands by filing date | |
| NUVEEN CORE EQUITY ALPHA FUND | 67090X107 | COM | 166,089 | $2,370,000 | thousands by filing date | |
| CLEARBRIDGE AMERN ENERG MLP | 184691103 | COM | 288,925 | $2,366,000 | thousands by filing date | |
| FOREST CITY ENTERPRISES INC | 345550107 | CL A | 107,710 | $2,362,000 | thousands by filing date | |
| IMAX CORP | 45245E109 | COM | 66,286 | $2,356,000 | thousands by filing date | |
| FLY LEASING LTD | 34407D109 | SPONSORED ADR | 172,413 | $2,353,000 | thousands by filing date | |
| MARKIT LTD | G58249106 | SHS | 77,908 | $2,351,000 | thousands by filing date | |
| CROWN HLDGS INC COM | 228368106 | Stock | 46,333 | $2,349,000 | thousands by filing date | |
| ABIOMED INC | 003654100 | COM | 26,012 | $2,348,000 | thousands by filing date | |
| WABASH NATIONAL CORP | 929566107 | COMMON STOCK | 198,349 | $2,346,000 | thousands by filing date | |
| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 464,405 | $2,345,000 | thousands by filing date | |
| TEKLA LIFE SCIENCES INVESTORS | 87911K100 | SH BEN INT | 99,091 | $2,342,000 | thousands by filing date | |
| CHINA UNICOM HONG KONG | 16945R104 | SPONSORED ADR | 193,810 | $2,337,000 | thousands by filing date | |
| CORESITE RLTY CORP | 21870Q105 | COM | 41,079 | $2,330,000 | thousands by filing date | |
| IDEX CORP COM | 45167R104 | Stock | 30,393 | $2,329,000 | thousands by filing date | |
| Lion Biotechnologies | 53619R102 | COM | 301,319 | $2,326,000 | thousands by filing date | |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 510,866 | $2,325,000 | thousands by filing date | |
| iShares Core S&P U.S. Value ETF | 464287663 | SHS | 18,211 | $2,320,000 | thousands by filing date | |
| FRANKLIN ETF TR | 353506108 | SHRT DUR US GOVT | 23,600 | $2,319,000 | thousands by filing date | |
| NEUBERGER BERMAN NY INT MUN | 64124K102 | COM | 164,457 | $2,319,000 | thousands by filing date | |
| HUDSON PAC PPTYS INC | 444097109 | COM | 82,220 | $2,314,000 | thousands by filing date | |
| NTT DOCOMO INC | 62942M201 | SPONS ADR | 112,710 | $2,311,000 | thousands by filing date | |
| VIRGIN AMER INC | 92765X208 | COM VTG | 64,065 | $2,307,000 | thousands by filing date | |
| NUVEEN NY MUN VALUE FD | 67062M105 | COM | 228,827 | $2,297,000 | thousands by filing date | |
| ISHARES TR | 46429B309 | MSCI INDONIA ETF | 109,917 | $2,294,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M183 | GUGENHIM 2023 | 95,000 | $2,294,000 | thousands by filing date | |
| COHEN & STEERS TOTAL RETURN | 19247R103 | COM | 181,853 | $2,291,000 | thousands by filing date | |
| NAVIENT CORPORATION COM | 63938C108 | Stock | 199,889 | $2,289,000 | thousands by filing date | |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 100,312 | $2,287,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 183,789 | $2,281,000 | thousands by filing date | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 87,283 | $2,280,000 | thousands by filing date | |
| MURPHY USA INC COM | 626755102 | Stock | 37,512 | $2,279,000 | thousands by filing date | |
| BRANDYWINE RLTY TR | 105368203 | SH BEN INT NEW | 166,352 | $2,273,000 | thousands by filing date | |
| NUVEEN SELECT QUALITY MUN FD | 670973106 | COM | 161,493 | $2,269,000 | thousands by filing date | |
| FIVE BELOW INC COM | 33829M101 | Stock | 70,607 | $2,267,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 171,100 | $2,257,000 | thousands by filing date | call |
| VALLEY NATL BANCORP | 919794107 | COM | 229,195 | $2,257,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 243,072 | $2,256,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943F100 | AMERICAN DEP SHS | 48,600 | $2,252,000 | thousands by filing date | call |
| WISDOMTREE TR | 97717W786 | INTERNTNL AI ENH | 59,118 | $2,249,000 | thousands by filing date | |
| Schwab Short Term US Treasury ETF | 808524862 | SHS | 44,572 | $2,248,000 | thousands by filing date | |
| SPECTRA ENERGY CORP | 847560109 | COM | 93,900 | $2,248,000 | thousands by filing date | call |
| FIRST TR EXCH TRD ALPHDX FD | 33737J224 | UNIT KING ALPH | 55,963 | $2,246,000 | thousands by filing date | |
| INSPERITY INC | 45778Q107 | COM | 46,616 | $2,245,000 | thousands by filing date | |
| ENOVIS CORP | 194014106 | COMMON STOCK | 95,956 | $2,240,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 31,000 | $2,238,000 | thousands by filing date | put |
| DEXCOM INC COM | 252131107 | Stock | 27,278 | $2,234,000 | thousands by filing date | |
| AVENUE INCOME CR STRATEGIES | 05358E106 | COM | 196,784 | $2,234,000 | thousands by filing date | |
| TEEKAY OFFSHORE PARTNERS LP | Y8565J101 | COMMON STOCK | 344,372 | $2,232,000 | thousands by filing date | |
| NUVEEN MUN MKT OPPORTUNITY | 67062W103 | COM | 161,603 | $2,228,000 | thousands by filing date | |
| MATERIALISE NV | 57667T100 | SPONSORED ADS | 315,304 | $2,226,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W874 | GUG S&P500 EWCON | 19,147 | $2,221,000 | thousands by filing date | |
| IMPERIAL OIL LTD COM NEW | 453038408 | Stock | 68,177 | $2,217,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 120,000 | $2,215,000 | thousands by filing date | call |
| ISHARES INC | 464286780 | MSCI STH AFR ETF | 47,415 | $2,214,000 | thousands by filing date | |
| DORMAN PRODS INC | 258278100 | COM | 46,604 | $2,212,000 | thousands by filing date | |
| HAWAIIAN ELEC INDS INC MTN B | 419870100 | COM | 76,438 | $2,212,000 | thousands by filing date | |
| BOFI HOLDING INC | 05566U108 | COMMON STOCK | 105,039 | $2,211,000 | thousands by filing date | |
| Invesco Global Listed Private Equity ETF | 73935X195 | ETF | 210,197 | $2,211,000 | thousands by filing date | |
| POWERSHS DB US DOLLAR INDEX DO | 73936D107 | COM | 86,200 | $2,211,000 | thousands by filing date | put |
| STAR GROUP LP | 85512C105 | UNIT LTD PARTNR | 295,891 | $2,201,000 | thousands by filing date | |
| ENVIVA PARTNERS LP | 29414J107 | COM UNIT | 121,236 | $2,200,000 | thousands by filing date | |
| OFS CAPITAL CORP | 67103B100 | COM | 191,537 | $2,199,000 | thousands by filing date | |
| INC RESH HLDGS INC | 45329R109 | CL A | 45,257 | $2,195,000 | thousands by filing date | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 171,697 | $2,193,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE DYNAMIC | 33848W106 | SHS | 95,615 | $2,190,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J232 | SWITZLND ALPHA | 54,590 | $2,190,000 | thousands by filing date | |
| BADGER METER INC COM | 056525108 | Stock | 37,340 | $2,187,000 | thousands by filing date | |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 145,000 | $2,187,000 | thousands by filing date | call |
| NOBLE ENERGY INC | 655044105 | COM | 66,400 | $2,187,000 | thousands by filing date | call |
| NEWFIELD EXPL CO | 651290108 | COM | 67,081 | $2,184,000 | thousands by filing date | |
| INNOVATOR IBD 50 | 004006508 | COM | 98,444 | $2,182,000 | thousands by filing date | |
| PROTO LABS INC | 743713109 | COM | 34,253 | $2,181,000 | thousands by filing date | |
| TECH DATA CORP | 878237106 | COM | 32,836 | $2,180,000 | thousands by filing date | |
| COSTAMARE INC | Y1771G102 | SHS | 207,859 | $2,166,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 638,427 | $2,165,000 | thousands by filing date | |
| PRUDENTIAL PLC ADR | 74435K204 | ADR | 47,922 | $2,161,000 | thousands by filing date | |
| WESTERN ASSET GLB PTNRS INCO | 95766G108 | COM | 279,498 | $2,161,000 | thousands by filing date | |
| HESS CORP | 42809H107 | COM | 44,500 | $2,157,000 | thousands by filing date | call |
| CEMPRA INC | 15130J109 | COM | 69,208 | $2,155,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 207,423 | $2,150,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 575,803 | $2,147,000 | thousands by filing date | |
| RANDGOLD RES LTD | 752344309 | ADR | 34,644 | $2,146,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A599 | ST STR SW SERV | 42,268 | $2,144,000 | thousands by filing date | |
| ATI INC COM | 01741R102 | Stock | 190,300 | $2,142,000 | thousands by filing date | |
| ALCOA INC | 013817101 | COM | 216,800 | $2,140,000 | thousands by filing date | call |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 490,444 | $2,139,000 | thousands by filing date | |
| ISHARES TR | 464289883 | CORE 30 70 ETF | 67,607 | $2,139,000 | thousands by filing date | |
| LAZARD WORLD DIVID & INCOME | 521076109 | COM | 234,716 | $2,138,000 | thousands by filing date | |
| BONANZA CREEK ENERGY INC | 097793103 | COMMON STOCK | 405,500 | $2,137,000 | thousands by filing date | call |
| Concho Resources Inc. | 20605P101 | COM | 23,000 | $2,136,000 | thousands by filing date | call |
| ISHARES INC MSCI FRANCE ETF | 464286707 | ETF | 88,235 | $2,136,000 | thousands by filing date | |
| SL INDS INC | 784413106 | COMMON STOCK | 66,842 | $2,131,000 | thousands by filing date | |
| PRA HEALTH SCIENCES INC | 69354M108 | COM | 47,015 | $2,128,000 | thousands by filing date | |
| Direxion All Cap Insider Senti | 25459Y769 | ETF | 29,907 | $2,128,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 853,032 | $2,124,000 | thousands by filing date | |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 93,100 | $2,123,000 | thousands by filing date | put |
| SANDISK CORP | 80004CAF8 | NOTE 0.500%10/1 | 2,050,000 | $2,122,000 | thousands by filing date | principal |
| FIRST TRUST ENERGY INFRASTRUCT | 33738C103 | COM | 145,326 | $2,121,000 | thousands by filing date | |
| POWERSHS EXCH TRAD FD TR INSURED NEW YORK MUNI | 73936T458 | ETF | 87,248 | $2,121,000 | thousands by filing date | |
| STELLUS CAP INVT CORP | 858568108 | COM | 219,655 | $2,118,000 | thousands by filing date | |
| ALLIANCE NATIONAL MUNICIPAL IN | 01864U106 | COM | 153,262 | $2,117,000 | thousands by filing date | |
| NEVRO CORP | 64157F103 | COM | 31,290 | $2,112,000 | thousands by filing date | |
| CENTURY BANCORP INC -CL A | 156432106 | CL A | 48,517 | $2,109,000 | thousands by filing date | |
| ACCELERON PHARMA INC | 00434H108 | COM | 43,229 | $2,108,000 | thousands by filing date | |
| CIMAREX ENERGY CO COM | 171798101 | Stock | 23,585 | $2,108,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 125,060 | $2,101,000 | thousands by filing date | |
| TORTOISE ENERGY INDEPENDENC | 89148K101 | COM | 186,245 | $2,101,000 | thousands by filing date | |
| NUVEEN LG/SHT COMMODITY TOTR | 670731108 | COM UT BEN INT | 135,073 | $2,099,000 | thousands by filing date | |
| ALCENTRA CAP CORP | 01374T102 | COM | 180,505 | $2,093,000 | thousands by filing date | |
| STATE STREET SPDR ETF S&P RETAIL | 78464A714 | ETF | 48,400 | $2,093,000 | thousands by filing date | put |
| VIACOM INC | 92553P201 | CL B | 50,800 | $2,091,000 | thousands by filing date | put |
| PITNEY BOWES INC COM | 724479100 | Stock | 101,038 | $2,087,000 | thousands by filing date | |
| VEEVA SYS INC CL A COM | 922475108 | Stock | 72,300 | $2,086,000 | thousands by filing date | call |
| CUBESMART COM | 229663109 | REIT | 68,097 | $2,085,000 | thousands by filing date | |
| HEALTHWAYS INC | 422245100 | COM | 161,639 | $2,080,000 | thousands by filing date | |
| CREE INC | 225447101 | COM | 77,687 | $2,072,000 | thousands by filing date | |
| COMMSCOPE HLDG CO INC | 20337X109 | COM | 80,000 | $2,071,000 | thousands by filing date | call |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 146,991 | $2,067,000 | thousands by filing date | |
| RYMAN HOSPITALITY PPTYS INC COM | 78377T107 | REIT | 40,003 | $2,065,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 31,000 | $2,065,000 | thousands by filing date | call |
| AVIVA PLC | 05382A104 | ADR | 135,619 | $2,063,000 | thousands by filing date | |
| OUTERWALL INC | 690070107 | COM | 56,376 | $2,060,000 | thousands by filing date | |
| ISHARES | 46434VBA7 | EXCHANGE TRADED | 84,606 | $2,058,000 | thousands by filing date | |
| BLACKBAUD INC COM | 09227Q100 | Stock | 31,182 | $2,054,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 162,642 | $2,053,000 | thousands by filing date | |
| HIBBETT INC | 428567101 | COM | 67,871 | $2,052,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 316,300 | $2,050,000 | thousands by filing date | put |
| NCR VOYIX CORPORATION | 62886E108 | COM | 83,744 | $2,048,000 | thousands by filing date | |
| ISHARES TR | 46429B507 | MSCI IRELAND ETF | 49,287 | $2,048,000 | thousands by filing date | |
| Vanguard Long-Term Corporate Bond ETF | 92206C813 | SHS | 24,322 | $2,047,000 | thousands by filing date | |
| FLIR SYS INC | 302445101 | COM | 72,883 | $2,046,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 82,764 | $2,044,000 | thousands by filing date | |
| CREDICORP LTD | G2519Y108 | COM | 20,995 | $2,043,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 157,333 | $2,042,000 | thousands by filing date | |
| AMBARELLA INC | G037AX101 | SHS | 36,600 | $2,040,000 | thousands by filing date | call |
| INVESCO ADVANTAGE MUN INCOME | 46132E103 | SH BEN INT | 172,999 | $2,038,000 | thousands by filing date | |
| TOWER INTL INC | 891826109 | COM | 71,266 | $2,036,000 | thousands by filing date | |
| ARTESIAN RES CORP | 043113208 | CL A | 73,118 | $2,025,000 | thousands by filing date | |
| BANK NOVA SCOTIA B C COM | 064149107 | Stock | 50,000 | $2,022,000 | thousands by filing date | put |
| HUBSPOTINC | 443573100 | STOK | 35,758 | $2,014,000 | thousands by filing date | |
| LEUCADIA NATL CORP | 527288104 | COM | 115,759 | $2,013,000 | thousands by filing date | |
| CONE MIDSTREAM PARTNERS LP | 206812109 | COM UNIT REPST | 204,018 | $2,010,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 14,100 | $2,008,000 | thousands by filing date | put |
| FLOWSERVE CORP | 34354P105 | COM | 47,728 | $2,008,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 170,400 | $2,006,000 | thousands by filing date | put |
| WESTERN ASSET INVESTMENT GRA | 95766T100 | COM | 153,991 | $2,005,000 | thousands by filing date | |
| MCDERMOTT INTL INC | 580037109 | COM | 598,547 | $2,005,000 | thousands by filing date | |
| ENERGY TRANSFER PRTNRS L P | 29273R109 | UNIT LTD PARTN | 59,400 | $2,004,000 | thousands by filing date | call |
| JACOBS ENGINEERING GROUP INC | 469814107 | COM | 47,688 | $2,000,000 | thousands by filing date | |
| SPDR Bloomberg Investment Grade Floating Rate ETF | 78468R200 | SHS | 65,640 | $1,997,000 | thousands by filing date | |
| GREEN DOT CORP CLASS A | 39304D102 | CL A | 121,610 | $1,997,000 | thousands by filing date | |
| NUVEEN DIVERSIFIED | 67074P104 | COM UT BEN INT | 220,601 | $1,989,000 | thousands by filing date | |
| BIO RAD LABS INC | 090572207 | CL A | 14,329 | $1,986,000 | thousands by filing date | |
| MIDDLESEX WTR CO | 596680108 | COM | 74,814 | $1,986,000 | thousands by filing date | |
| CALGON CARBON CORP | 129603106 | COM | 115,129 | $1,986,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 44,200 | $1,985,000 | thousands by filing date | call |
| PAYCOMSOFTWAREINC | 70432V102 | STOK | 52,723 | $1,984,000 | thousands by filing date | |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 156,646 | $1,980,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 281,400 | $1,975,000 | thousands by filing date | call |
| UNIVERSAL ELECTRS INC | 913483103 | COM | 38,436 | $1,974,000 | thousands by filing date | |
| BANK OF AMER CORP | 060505682 | 7.25%CNV PFD L | 1,805 | $1,973,000 | thousands by filing date | |
| POWERSHARES EXCHANGE | 73937B647 | S&P400 LOVL PT | 57,942 | $1,971,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 38,000 | $1,970,000 | thousands by filing date | call |
| CORE LABORATORIES N V | N22717107 | COM | 18,110 | $1,969,000 | thousands by filing date | |
| CAMERON INTERNATIONAL CORP | 13342B105 | COM | 31,100 | $1,966,000 | thousands by filing date | call |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 10,300 | $1,965,000 | thousands by filing date | call |
| TD AMERITRADE HLDG CORP | 87236Y108 | COM | 56,551 | $1,963,000 | thousands by filing date | |
| THE ADT CORPORATION | 00101J106 | COM | 59,527 | $1,963,000 | thousands by filing date | |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 250,000 | $1,958,000 | thousands by filing date | call |
| COGNEX CORP | 192422103 | COM | 57,936 | $1,957,000 | thousands by filing date | |
| BROOKFIELD GLOBL LISTED INFR | 11273Q109 | COM SHS | 166,057 | $1,951,000 | thousands by filing date | |
| FOUR CORNERS PPTY TR INC | 35086T109 | COM | 80,661 | $1,949,000 | thousands by filing date | |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 10,200 | $1,946,000 | thousands by filing date | put |
| HEALTHSOUTH CORP | 421924309 | COM NEW | 55,893 | $1,946,000 | thousands by filing date | |
| LUMENTUM HLDGS INC COM | 55024U109 | Stock | 88,361 | $1,945,000 | thousands by filing date | |
| VANGUARD WHITEHALL FDS | 921946885 | COM | 26,260 | $1,942,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 58,000 | $1,942,000 | thousands by filing date | call |
| iShares MSCI Frontier 100 | 464286145 | cs | 77,944 | $1,940,000 | thousands by filing date | |
| BIT MINING LIMITED | 33829R100 | SPON ADR REP A | 96,505 | $1,940,000 | thousands by filing date | |
| WEBSTER FINL CORP | 947890109 | COM | 52,132 | $1,939,000 | thousands by filing date | |
| MERCADOLIBREINC | 58733R102 | STOK | 16,948 | $1,938,000 | thousands by filing date | |
| POWERSHARES | 73936B408 | EXCHANGE TRADED | 93,759 | $1,933,000 | thousands by filing date | |
| GANNETT SPINCO INC | 36473H104 | COM | 118,570 | $1,931,000 | thousands by filing date | |
| NEXPOINT DIVERSIFIED REAL ESTA | 65340G205 | COM NEW | 94,343 | $1,929,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 19,800 | $1,928,000 | thousands by filing date | call |
| EBAY INC. COM | 278642103 | Stock | 70,000 | $1,924,000 | thousands by filing date | put |
| ULTRAGENYX PHARMACEUTICAL IN | 90400D108 | COM | 17,126 | $1,921,000 | thousands by filing date | |
| AXCELIS TECHNOLOGIES INC | 054540109 | COM | 741,551 | $1,921,000 | thousands by filing date | |
| BABSON CAPITAL CORPORATE INV | 05617K109 | COM | 111,366 | $1,921,000 | thousands by filing date | |
| SPDR Portfolio Emerging Markets ETF | 78463X509 | SHS | 36,827 | $1,918,000 | thousands by filing date | |
| THOR INDS INC | 885160101 | COM | 34,150 | $1,918,000 | thousands by filing date | |
| GOLDCORP INC NEW | 380956409 | COM | 165,700 | $1,915,000 | thousands by filing date | put |
| VAIL RESORTS INC COM | 91879Q109 | Stock | 14,943 | $1,913,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 143,612 | $1,912,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 194,652 | $1,909,000 | thousands by filing date | |
| GOLAR LNG PARTNERS LP | Y2745C102 | COM UNITS LPI | 142,199 | $1,903,000 | thousands by filing date | |
| CASEYS GEN STORES INC | 147528103 | COM | 15,793 | $1,902,000 | thousands by filing date | |
| CROCS INC COM | 227046109 | Stock | 185,518 | $1,900,000 | thousands by filing date | |
| MAXIM INTEGRATED PRODS INC | 57772K101 | COM | 50,000 | $1,900,000 | thousands by filing date | call |
| NOBLE CORP PLC | G65431101 | SHS USD | 180,067 | $1,900,000 | thousands by filing date | |
| VANGUARD S&P MID-CAP 400 VALUE ETF | 921932844 | ETF | 21,457 | $1,897,000 | thousands by filing date | |
| PROSHARES TR | 74348A541 | HGH YLD INT RATE | 30,302 | $1,896,000 | thousands by filing date | |
| DENTSPLY INTL INC | 249030107 | COM | 31,146 | $1,895,000 | thousands by filing date | |
| BANCO BRADESCO S A | 059460303 | SP ADR PFD NEW | 393,761 | $1,894,000 | thousands by filing date | |
| AUTOLIV INC | 052800109 | COM | 15,167 | $1,892,000 | thousands by filing date | |
| SCHOLASTIC CORP COM | 807066105 | Stock | 48,933 | $1,887,000 | thousands by filing date | |
| CUTWATER SELECT INCOME FD | 232229104 | COM | 103,325 | $1,887,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 338,550 | $1,886,000 | thousands by filing date | call |
| OPPENHEIMER ETF TR | 68386C807 | S&P FINCIAL REVE | 39,189 | $1,885,000 | thousands by filing date | |
| WESTERN ASSET HIGH YIELD DEF | 95768B107 | COM | 133,561 | $1,883,000 | thousands by filing date | |
| SERVICEMASTER GLOBAL HOLDING | 81761R109 | COMMON STOCK | 48,003 | $1,883,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932869 | MIDCP 400 GRTH | 19,008 | $1,881,000 | thousands by filing date | |
| BWX TECHNOLOGIES INC | 05605H100 | COM | 59,101 | $1,879,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 53,819 | $1,875,000 | thousands by filing date | |
| PROASSURANCE CORP | 74267C106 | COM | 38,438 | $1,865,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 35,251 | $1,862,000 | thousands by filing date | call |
| FIRST TRUST MLP AND ENERGY INC | 33739B104 | COM | 140,685 | $1,860,000 | thousands by filing date | |
| TORTOISE PWR & ENERGY INFRASTR | 89147X104 | COM | 110,627 | $1,857,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 15,500 | $1,857,000 | thousands by filing date | call |
| CALIFORNIA WTR SVC GROUP | 130788102 | COM | 79,741 | $1,856,000 | thousands by filing date | |
| POWERSHARES FTSE RAFI DEVELOPED MARKETS | 73936T771 | COMMON | 71,584 | $1,855,000 | thousands by filing date | |
| EQUITY COMMONWEALTH | 294628102 | COM SH BEN INT | 66,831 | $1,853,000 | thousands by filing date | |
| COHEN & STEERS CLOSED-END OP | 19248P106 | COM | 168,571 | $1,848,000 | thousands by filing date | |
| CORECIVIC INC | 22025Y407 | COM | 69,701 | $1,847,000 | thousands by filing date | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 110,892 | $1,844,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 61,252 | $1,843,000 | thousands by filing date | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 455,967 | $1,842,000 | thousands by filing date | |
| AMERICAN RAILCAR INDUSTRIES | 02916P103 | COMMON STOCK | 39,731 | $1,839,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD INVT F | 09254R104 | COM | 117,469 | $1,838,000 | thousands by filing date | |
| CALLAWAY GOLF CO | 131193104 | COM | 194,827 | $1,836,000 | thousands by filing date | |
| DREAMWORKS ANIMATION SKG INC | 26153C103 | CL A | 71,028 | $1,830,000 | thousands by filing date | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 125,358 | $1,824,000 | thousands by filing date | |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 360,175 | $1,823,000 | thousands by filing date | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 125,805 | $1,822,000 | thousands by filing date | |
| JUNIPER NETWORKS INC | 48203R104 | COM | 65,900 | $1,819,000 | thousands by filing date | put |
| HANMI FINANCIAL CORPORATION | 410495204 | COMMON STOCK | 76,653 | $1,819,000 | thousands by filing date | |
| SPDR PORTFOLIO TIPS ETF | 78464A656 | PORTFLI TIPS ETF | 33,193 | $1,813,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 212,826 | $1,811,000 | thousands by filing date | |
| IHS INC | 451734107 | CL A | 15,293 | $1,811,000 | thousands by filing date | |
| ROLLINS INC COM | 775711104 | Stock | 69,650 | $1,804,000 | thousands by filing date | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 3,300 | $1,802,000 | thousands by filing date | call |
| MSC INDL DIRECT INC CL A | 553530106 | Stock | 31,989 | $1,801,000 | thousands by filing date | |
| EDISON INTL COM | 281020107 | Stock | 30,400 | $1,800,000 | thousands by filing date | call |
| EXTENDED STAY AMER INC | 30224P200 | UNIT 99/99/9999B | 113,161 | $1,799,000 | thousands by filing date | |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 200,000 | $1,794,000 | thousands by filing date | put |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 199,800 | $1,792,000 | thousands by filing date | call |
| KEYSIGHT TECHNOLOGIES INC COM | 49338L103 | Stock | 63,228 | $1,790,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 287,663 | $1,789,000 | thousands by filing date | |
| UNILEVER N V | 904784709 | N Y SHS NEW | 41,200 | $1,785,000 | thousands by filing date | call |
| VIRTU FINL INC | 928254101 | CL A | 78,771 | $1,783,000 | thousands by filing date | |
| ISHARES TR | 464287333 | GLOBAL FINLS ETF | 33,591 | $1,780,000 | thousands by filing date | |
| CONTINENTAL RES INC | 212015101 | COM | 77,400 | $1,779,000 | thousands by filing date | call |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 82,000 | $1,779,000 | thousands by filing date | put |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 41,566 | $1,778,000 | thousands by filing date | |
| POWERSHARES S&P 500 EX-RATE SENSITIVE LOW VOLATILITY PORTFOLIO | 73937B563 | ETF | 69,594 | $1,777,000 | thousands by filing date | |
| CYBERARK SOFTWARE LTD SHS | M2682V108 | Stock | 39,353 | $1,776,000 | thousands by filing date | |
| KB FINL GROUP INC SPONSORED ADR | 48241A105 | ADR | 63,699 | $1,775,000 | thousands by filing date | |
| AMERICAN CAP SR FLOATING LTD | 02504D108 | COM | 180,553 | $1,775,000 | thousands by filing date | |
| CAESARSTONE LTD | M20598104 | ORD SHS | 40,907 | $1,773,000 | thousands by filing date | |
| PINNACLE ENTMT INC | 723456109 | COM | 56,909 | $1,771,000 | thousands by filing date | |
| SYNERGY PHARMACEUTICALS DEL | 871639308 | COM NEW | 311,998 | $1,769,000 | thousands by filing date | |
| OPPENHEIMER ETF TR | 68386C401 | ULTRA DIVID REV | 64,014 | $1,768,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 386,585 | $1,767,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME FUN | 09253X102 | COM | 124,607 | $1,766,000 | thousands by filing date | |
| AVNET INC COM | 053807103 | Stock | 41,211 | $1,765,000 | thousands by filing date | |
| EVERPURE INC CL A | 74624M102 | Stock | 113,354 | $1,765,000 | thousands by filing date | |
| ISHARES INC | 464286582 | MSCI JAPN SMCETF | 30,172 | $1,764,000 | thousands by filing date | |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 247,610 | $1,761,000 | thousands by filing date | |
| BRIXMOR PPTY GROUP INC | 11120U105 | COM | 68,089 | $1,758,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 264,000 | $1,758,000 | thousands by filing date | call |
| WEB.COM GROUP INC | 94733A104 | COMMON STOCK | 87,836 | $1,757,000 | thousands by filing date | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 1,462,194 | $1,755,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 45,300 | $1,754,000 | thousands by filing date | call |
| SAGE THERAPEUTICS INC | 78667J108 | COM | 30,074 | $1,753,000 | thousands by filing date | |
| U S G CORP | 903293405 | COM NEW | 72,029 | $1,750,000 | thousands by filing date | |
| ROWAN COMPANIES PLC | G7665A101 | SHS CL A | 103,100 | $1,748,000 | thousands by filing date | put |
| CABOT CORP | 127055101 | COM | 42,752 | $1,747,000 | thousands by filing date | |
| NUVEEN NY DIVI ADV | 67066X107 | COM | 122,614 | $1,745,000 | thousands by filing date | |
| VOYA EMERGING MKTS HIGH DIVI | 92912P108 | COM | 235,368 | $1,742,000 | thousands by filing date | |
| GRUPO TELEVISA S A B | 40049J206 | SPON ADR REP ORD | 63,900 | $1,739,000 | thousands by filing date | call |
| RALPH LAUREN CORP | 751212101 | CL A | 15,600 | $1,739,000 | thousands by filing date | put |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 126,400 | $1,737,000 | thousands by filing date | put |
| PRINCIPAL REAL ESTATE INCOME | 74255X104 | SHS BEN INT | 104,154 | $1,737,000 | thousands by filing date | |
| RAYMOND JAMES FINL INC COM | 754730109 | Stock | 29,946 | $1,736,000 | thousands by filing date | |
| WESTERN ASSET MUN DEF OPP TR | 95768A109 | COM | 71,526 | $1,734,000 | thousands by filing date | |
| EXPONENT INC | 30214U102 | COM | 34,673 | $1,732,000 | thousands by filing date | |
| WESTERN ALLIANCE BANCORP COM | 957638109 | Stock | 48,277 | $1,731,000 | thousands by filing date | |
| GLOBAL PARTNERS LP | 37946R109 | COM UNITS | 98,457 | $1,730,000 | thousands by filing date | |
| MS INDIA INVESTMENT (CL END) | 61745C105 | IFD | 67,920 | $1,730,000 | thousands by filing date | |
| SOLARCITY CORP | 83416T100 | COM | 33,900 | $1,730,000 | thousands by filing date | call |
| BANCORPSOUTH INC | 059692103 | COM | 72,052 | $1,729,000 | thousands by filing date | |
| OWENS CORNING NEW | 690742101 | COM | 36,706 | $1,727,000 | thousands by filing date | |
| GASLOG PARTNERS LP | Y2687W108 | UNIT LTD PTNRP | 121,455 | $1,727,000 | thousands by filing date | |
| MCDERMOTT INTL INC | 580037109 | COM | 514,600 | $1,724,000 | thousands by filing date | put |
| LEGACY TEX FINL GROUP INC | 52471Y106 | COM | 68,867 | $1,723,000 | thousands by filing date | |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 87,500 | $1,720,000 | thousands by filing date | call |
| Prologis,Inc. | 74340W103 | COM | 40,000 | $1,717,000 | thousands by filing date | call |
| CONSTANT CONTACT INC | 210313102 | COM | 58,687 | $1,717,000 | thousands by filing date | |
| Viacom Inc Cl A | 92553P102 | CL A | 39,044 | $1,717,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q739 | GUGGENHEIM SOLAR | 55,985 | $1,715,000 | thousands by filing date | |
| DDR CORP | 23317H102 | COM | 101,784 | $1,714,000 | thousands by filing date | |
| WORKDAY INC | 98138HAC5 | NOTE 0.750% 7/1 | 1,500,000 | $1,713,000 | thousands by filing date | principal |
| MARIN SOFTWARE INC | 56804T106 | COM | 478,446 | $1,712,000 | thousands by filing date | |
| EDGEWELL PERSONAL CARE CO | 28035Q102 | COM | 21,811 | $1,710,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALITY | 09254C107 | COM | 125,533 | $1,709,000 | thousands by filing date | |
| BOOZ ALLEN HAMILTON HLDG CORP CL A | 099502106 | Stock | 55,351 | $1,707,000 | thousands by filing date | |
| GASLOG LTD | G37585109 | SHS | 205,570 | $1,706,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 90,952 | $1,704,000 | thousands by filing date | |
| VOCERA COMMUNICATIONS INC | 92857F107 | COMMON STOCK | 139,614 | $1,703,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287108 | COM | 46,600 | $1,700,000 | thousands by filing date | put |
| PACIFIC COAST OIL TR | 694103102 | UNIT BEN INT | 1,287,146 | $1,699,000 | thousands by filing date | |
| ENERSYS COM | 29275Y102 | Stock | 30,309 | $1,695,000 | thousands by filing date | |
| APPLE HOSPITALITY REIT INC COM NEW | 03784Y200 | REIT | 84,743 | $1,693,000 | thousands by filing date | |
| NUVEEN ENHANCED MUNICIPAL VALU | 67074M101 | COM | 107,672 | $1,692,000 | thousands by filing date | |
| BRUKER CORP | 116794108 | COM | 69,535 | $1,688,000 | thousands by filing date | |
| MACQUARIE GLOBAL INFRASTRUCTUR | 55608D101 | COM | 88,420 | $1,684,000 | thousands by filing date | |
| TYCO INTL PLC | G91442106 | SHS | 52,700 | $1,681,000 | thousands by filing date | call |
| MICROSEMI CORP | 595137100 | COM | 51,581 | $1,680,000 | thousands by filing date | |
| JANUS CAPITAL GROUP INC | 47102X105 | COMMON STOCK | 119,035 | $1,677,000 | thousands by filing date | |
| BROADCOM CORP | 111320107 | CL A | 29,000 | $1,677,000 | thousands by filing date | call |
| NIKE,Inc. Class B | 654106103 | COM | 26,800 | $1,675,000 | thousands by filing date | call |
| CONVERGYS CORP | 212485106 | COM | 67,266 | $1,675,000 | thousands by filing date | |
| TRANSALTA CORP | 89346D107 | COM | 472,861 | $1,674,000 | thousands by filing date | |
| HOLLYSYS AUTOMATION TCHNGY L | G45667105 | SHS | 75,436 | $1,673,000 | thousands by filing date | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 30,700 | $1,671,000 | thousands by filing date | put |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 9,600 | $1,670,000 | thousands by filing date | call |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 123,548 | $1,670,000 | thousands by filing date | |
| STATE STREET SPDR NYSE TECHNOLOGY ETF | 78464A102 | ETF | 30,870 | $1,669,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736N101 | ALERIAN DISRUPT | 39,024 | $1,666,000 | thousands by filing date | |
| FRONTLINE LTD | G3682E127 | COM | 555,284 | $1,661,000 | thousands by filing date | |
| HEALTHEQUITY INC COM | 42226A107 | Stock | 66,200 | $1,660,000 | thousands by filing date | put |
| NEWS CORP NEW CL A | 65249B109 | Stock | 124,248 | $1,660,000 | thousands by filing date | |
| HUMANA INC COM | 444859102 | Stock | 9,300 | $1,660,000 | thousands by filing date | call |
| U S PHYSICAL THERAPY | 90337L108 | COM | 30,929 | $1,660,000 | thousands by filing date | |
| OGE ENERGY CORP | 670837103 | COM | 63,095 | $1,659,000 | thousands by filing date | |
| NUVEEN MUN ADVANTAGE FD IN | 67062H106 | COM | 119,809 | $1,659,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 157,200 | $1,658,000 | thousands by filing date | put |
| MIMEDX GROUP INC | 602496101 | COM | 176,828 | $1,657,000 | thousands by filing date | |
| RANGE RES CORP COM | 75281A109 | Stock | 67,262 | $1,655,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 5,400 | $1,654,000 | thousands by filing date | call |
| VISTA OUTDOOR INC | 928377100 | COM | 37,115 | $1,653,000 | thousands by filing date | |
| J.HANCOCK FINL OPP FUND | 409735206 | COM | 58,931 | $1,652,000 | thousands by filing date | |
| SPDR Portfolio Mortgage Backed Bond ETF | 78464A383 | SHS | 61,469 | $1,649,000 | thousands by filing date | |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 63,597 | $1,646,000 | thousands by filing date | |
| PIMCO NY MUNICIPAL INCOME FD | 72200T103 | COM | 138,250 | $1,645,000 | thousands by filing date | |
| SPARK THERAPEUTICS INC | 84652J103 | COM | 36,296 | $1,645,000 | thousands by filing date | |
| ESTERLINE TECHNOLOGIES CORP | 297425100 | COM | 20,287 | $1,644,000 | thousands by filing date | |
| HEICO CORP NEW COM | 422806109 | Stock | 30,229 | $1,643,000 | thousands by filing date | |
| CATALENT INC USD 0.01 | 148806102 | COM | 65,596 | $1,643,000 | thousands by filing date | |
| STONE HBR EMERG MKTS TL INC | 86164W100 | COM | 144,302 | $1,640,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 25,500 | $1,639,000 | thousands by filing date | call |
| PRICESMART INC COM | 741511109 | Stock | 19,749 | $1,639,000 | thousands by filing date | |
| PRESTIGE CONSMR HEALTHCARE I | 74112D101 | COM | 31,855 | $1,639,000 | thousands by filing date | |
| LinnCo, LLC | 535782106 | LTD | 1,601,933 | $1,634,000 | thousands by filing date | |
| NORTHWEST NATURAL GAS CO | 667655104 | COM | 32,237 | $1,631,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 21,200 | $1,630,000 | thousands by filing date | put |
| VANGUARD RUSSELL 2000 GROWTH ETF | 92206C623 | ETF | 15,978 | $1,630,000 | thousands by filing date | |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 74,737 | $1,629,000 | thousands by filing date | |
| WESTERN ASSET EMRG MKT INCM | 95766E103 | COM | 166,965 | $1,625,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-16-014825 | this filing | 2016-02-16 | acceptance time not in the bulk data set |