13F-HR filed by UBS Group AG
UBS Group AG filed this 13F-HR for the quarter ended 2015-12-31, filed 2016-02-16, with 8,404 holding rows worth $154,096,253,000.
- Accession
- 0000950123-16-014825
- Filer
- CIK 1610520
- Filed
- 2016-02-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2015
A combination report, 15,204 entries on the cover page, a total value of $154,096,253,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $154,049,085,000 with VALUE read as thousands by filing date, 13F file number 028-16612. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerUBS ASSET MANAGEMENT (AMERICAS) INC 028-02682
- reports for this filerUBS OCONNOR LLC 028-06327
- included managerUBS Financial Services Inc. 028-11496
- included managerUBS Swiss Financial Advisors AG 028-11603
- included managerUBS AG New York Branch 028-07344
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CABLEVISION SYS CORP | 12686C109 | CL A NY CABLVS | 149,752 | $4,778,000 | thousands by filing date | |
| RESTORATION HARDWARE HLDGS I | 761283100 | COM | 60,100 | $4,775,000 | thousands by filing date | call |
| DUKE REALTY CORP | 264411505 | COM NEW | 227,147 | $4,774,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 704,116 | $4,767,000 | thousands by filing date | call |
| CASS INFORMATION SYSTEMS INC | 14808P109 | COMMON STOCK | 92,559 | $4,763,000 | thousands by filing date | |
| SL GREEN REALTY CORP | 78440X101 | COM | 42,136 | $4,761,000 | thousands by filing date | |
| CALATLANTIC GROUP INC | 128195104 | COM | 125,345 | $4,753,000 | thousands by filing date | |
| TEREX CORP NEW COM | 880779103 | Stock | 256,931 | $4,749,000 | thousands by filing date | |
| GUGGENHEIM ETF | 78355W866 | cs | 100,716 | $4,743,000 | thousands by filing date | |
| BLACK STONE MINERALS L P | 09225M101 | COM UNIT | 327,752 | $4,730,000 | thousands by filing date | |
| CAPITAL PRODUCT PARTNERS L P | Y11082107 | COM UNIT LP | 856,630 | $4,729,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 301,530 | $4,728,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X871 | ST INTL CAP ETF | 167,136 | $4,718,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503403 | COM NEW | 3,700 | $4,717,000 | thousands by filing date | call |
| PEMBINA PIPELINE CORP COM | 706327103 | Stock | 216,127 | $4,703,000 | thousands by filing date | call |
| ISHARES TR | 464288489 | INTL DEV RE ETF | 168,361 | $4,695,000 | thousands by filing date | |
| CONCERT PHARMACEUTICALS INC | 206022105 | COM | 247,515 | $4,695,000 | thousands by filing date | |
| AVISTA CORP COM | 05379B107 | Stock | 132,655 | $4,692,000 | thousands by filing date | |
| CSG SYSTEMS | 126349109 | COM | 130,106 | $4,682,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 64,400 | $4,676,000 | thousands by filing date | call |
| QORVO INC COM | 74736K101 | Stock | 91,787 | $4,673,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 456,368 | $4,673,000 | thousands by filing date | |
| EATON VANCE MUN INCOME TERM | 27829U105 | SHS | 252,486 | $4,668,000 | thousands by filing date | |
| ORBITAL ATK INC | 68557N103 | COM | 52,206 | $4,664,000 | thousands by filing date | |
| CINEMARK HLDGS INC COM | 17243V102 | Stock | 139,311 | $4,658,000 | thousands by filing date | |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 431,337 | $4,655,000 | thousands by filing date | |
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 62,278 | $4,650,000 | thousands by filing date | |
| TRIPLEPOINT VENTR GRW BDC CORP | 89677Y100 | COM | 388,765 | $4,649,000 | thousands by filing date | |
| SHAKE SHACK INC | 819047101 | CL A | 117,310 | $4,646,000 | thousands by filing date | |
| BLACK HILLS CORP COM | 092113109 | Stock | 99,853 | $4,637,000 | thousands by filing date | |
| PROSHARES TR | 74347B508 | DJ BRKFLD GLB | 128,918 | $4,635,000 | thousands by filing date | |
| NEW MEDIA INVT GROUP INC | 64704V106 | COM | 238,007 | $4,632,000 | thousands by filing date | |
| AXIS CAP HLDGS LTD SHS | G0692U109 | Stock | 82,240 | $4,624,000 | thousands by filing date | |
| ALCOA INC | 013817101 | COM | 468,500 | $4,624,000 | thousands by filing date | put |
| SANTANDER CONSUMER USA HOLDINGS | 80283M101 | COMMON STOCK | 291,592 | $4,621,000 | thousands by filing date | |
| BANK OF THE OZARKS | 063904106 | COM | 93,300 | $4,615,000 | thousands by filing date | call |
| M & T BK CORP COM | 55261F104 | Stock | 38,028 | $4,608,000 | thousands by filing date | |
| MARTIN MARIETTA MATLS INC COM | 573284106 | Stock | 33,656 | $4,597,000 | thousands by filing date | |
| CIGNA CORPORATION | 125509109 | COM | 31,400 | $4,595,000 | thousands by filing date | call |
| ISHARES | 464289271 | TR 2017 S\&P.* AMTFR | 167,999 | $4,595,000 | thousands by filing date | |
| BALL CORP | 058498106 | COM | 63,100 | $4,589,000 | thousands by filing date | call |
| OCATA THERAPEUTICS INC | 67457L100 | COM | 544,129 | $4,582,000 | thousands by filing date | |
| OPENLANE INC | 48238T109 | COM | 123,721 | $4,581,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 100,000 | $4,579,000 | thousands by filing date | call |
| COHEN & STEERS REIT AND PREFER | 19247X100 | COM | 247,341 | $4,561,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DIV ACHV | 73935X732 | ETF - EQUITY | 221,937 | $4,561,000 | thousands by filing date | |
| NICE LTD SPONSORED ADR | 653656108 | ADR | 79,565 | $4,560,000 | thousands by filing date | |
| HUNT J B TRANS SVCS INC COM | 445658107 | Stock | 61,982 | $4,547,000 | thousands by filing date | |
| MYLAN NV | N59465109 | SHS EURO | 83,978 | $4,541,000 | thousands by filing date | call |
| VANGUARD BD INDEX FDS | 921937793 | LONG TERM BOND | 52,176 | $4,529,000 | thousands by filing date | |
| STONEMOR PARTNERS LP | 86183Q100 | COMMON STOCK | 169,282 | $4,525,000 | thousands by filing date | |
| WHITING PETE CORP NEW | 966387102 | COM | 478,342 | $4,515,000 | thousands by filing date | |
| Guggenheim Exch Trd Fd | 18383M506 | ZACKS YLD HOG | 247,899 | $4,507,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 382,638 | $4,504,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD FUND | 09253W104 | COM | 302,657 | $4,501,000 | thousands by filing date | |
| GROUP 1 AUTOMOTIVE INC COM | 398905109 | Stock | 59,416 | $4,498,000 | thousands by filing date | |
| ARRIS GROUP INC | 04270V106 | COM | 147,006 | $4,494,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF FD | 73936G308 | S&P 500 BUYWRT | 218,934 | $4,490,000 | thousands by filing date | |
| DIAMONDBACK ENERGY INC COM | 25278X109 | Stock | 67,063 | $4,487,000 | thousands by filing date | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 312,088 | $4,482,000 | thousands by filing date | |
| WESTERN REFNG LOGISTICS LP | 95931Q205 | COM UNIT REP LTP | 182,449 | $4,476,000 | thousands by filing date | |
| NIELSEN HOLDINGS PLC | G6518L108 | SHS EUR | 95,952 | $4,472,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUSTGB | 73936T623 | COM | 212,877 | $4,456,000 | thousands by filing date | |
| PULTE GROUP INC COM | 745867101 | Stock | 250,000 | $4,455,000 | thousands by filing date | put |
| MPLX LP | 55336V100 | COM UNIT REP LTD | 113,000 | $4,444,000 | thousands by filing date | put |
| ALEXANDRIA REAL ESTATE EQ INC COM | 015271109 | REIT | 49,074 | $4,434,000 | thousands by filing date | |
| ROGERS COMMUNICATIONS INC CL B | 775109200 | Stock | 128,405 | $4,425,000 | thousands by filing date | |
| BROOKFIELD RENEWABLE ENERGY | G16258108 | PARTNERSHIP UNIT | 168,876 | $4,421,000 | thousands by filing date | |
| ZILLOW GROUP INC CLASS A | 98954M101 | CL A | 169,549 | $4,415,000 | thousands by filing date | |
| OLIN CORP | 680665205 | COM PAR $1 | 255,593 | $4,411,000 | thousands by filing date | |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 500,100 | $4,411,000 | thousands by filing date | call |
| EOG RES INC COM | 26875P101 | Stock | 62,300 | $4,410,000 | thousands by filing date | put |
| TECHNIPFMC PLC | 30249U101 | COM | 151,867 | $4,405,000 | thousands by filing date | |
| TIFFANY & CO NEW | 886547108 | COM | 57,677 | $4,400,000 | thousands by filing date | |
| GAZIT GLOBE LTD | M4793C102 | SHS | 488,191 | $4,385,000 | thousands by filing date | |
| COOPER TIRE & RUBR CO | 216831107 | COM | 115,728 | $4,381,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943F100 | AMERICAN DEP SHS | 94,400 | $4,374,000 | thousands by filing date | put |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 415,562 | $4,368,000 | thousands by filing date | |
| PEP BOYS-MANNY MOE & JACK | 713278109 | COMMON STOCK | 236,919 | $4,362,000 | thousands by filing date | |
| ISHARES TR | 464288596 | GOV/CRED BD ETF | 39,015 | $4,358,000 | thousands by filing date | |
| FCB Financial Holdings Inc Cla | 30255G103 | COM | 121,689 | $4,356,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L860 | QUALT DIVD IDX | 125,082 | $4,355,000 | thousands by filing date | |
| FIRST TR DYNAMIC EUROPE EQUI | 33740D107 | COM SHS | 253,782 | $4,355,000 | thousands by filing date | |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 146,795 | $4,336,000 | thousands by filing date | |
| CYRUSONE INC | 23283R100 | COM | 115,711 | $4,333,000 | thousands by filing date | |
| MANHATTAN ASSOCIATES INC COM | 562750109 | Stock | 65,400 | $4,328,000 | thousands by filing date | call |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 588,802 | $4,316,000 | thousands by filing date | |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 288,612 | $4,314,000 | thousands by filing date | |
| VERMILION ENERGY INC COM | 923725105 | Stock | 158,946 | $4,314,000 | thousands by filing date | call |
| NEWFIELD EXPL CO | 651290108 | COM | 132,500 | $4,314,000 | thousands by filing date | put |
| ISHARES TR | 464287697 | U.S. UTILITS ETF | 39,880 | $4,304,000 | thousands by filing date | |
| EXPEDITORS INTL WASH INC COM | 302130109 | Stock | 95,286 | $4,297,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 676,645 | $4,297,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 407,200 | $4,296,000 | thousands by filing date | call |
| HALYARD HEALTH INC | 40650V100 | COM | 128,377 | $4,289,000 | thousands by filing date | |
| THE COOPER COMPANIES | 216648402 | COM NEW | 31,926 | $4,285,000 | thousands by filing date | |
| CIENA CORP COM NEW | 171779309 | Stock | 206,400 | $4,270,000 | thousands by filing date | put |
| VANGUARD S&P SMALL-CAP 600 GROWTH ETF | 921932794 | ETF | 39,957 | $4,269,000 | thousands by filing date | |
| NOVAVAX INC | 670002104 | COMMON STOCK | 507,707 | $4,260,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H511 | ADS7.75%PFD S4 | 161,583 | $4,258,000 | thousands by filing date | |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 60,400 | $4,256,000 | thousands by filing date | |
| TANGER INC | 875465106 | COM | 129,671 | $4,241,000 | thousands by filing date | |
| CAPITALA FIN CORP | 14054R106 | COM | 350,705 | $4,236,000 | thousands by filing date | |
| DRIL-QUIP INC | 262037104 | COM | 71,454 | $4,232,000 | thousands by filing date | |
| ETFS PRECIOUS METALSBASKET TR ETFS PHYSICAL PM BASKET SHS | 26922W109 | ETF | 80,805 | $4,225,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 111,407 | $4,223,000 | thousands by filing date | |
| NEW ORIENTAL EDUCATION & TECHN | 647581107 | SPON ADR | 134,593 | $4,222,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 39,000 | $4,212,000 | thousands by filing date | call |
| WEINGARTEN RLTY INVS | 948741103 | SH BEN INT | 121,777 | $4,210,000 | thousands by filing date | |
| SALIENT MIDSTREAM & MLP FD | 79471V105 | SH BEN INT | 441,452 | $4,207,000 | thousands by filing date | |
| CLEARBRIDGE ENERGY MIDSTRM O | 18469P100 | COM | 331,725 | $4,203,000 | thousands by filing date | |
| POWERSHARES S&P SMALLCAP LOW | 73937B639 | EXCHANGE TRADED | 124,538 | $4,203,000 | thousands by filing date | |
| OCI PARTNERS LP | 67091N108 | COM UNIT REP LP | 588,757 | $4,198,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 51,200 | $4,188,000 | thousands by filing date | put |
| DAUCH CORP | 024061103 | COM | 220,997 | $4,186,000 | thousands by filing date | |
| BLACKROCK ENHANCED LARGE CAP | 09256A109 | COM | 295,934 | $4,185,000 | thousands by filing date | |
| SERVISFIRST BANCSHARES INC | 81768T108 | COM | 88,046 | $4,185,000 | thousands by filing date | |
| RALPH LAUREN CORP | 751212101 | CL A | 37,529 | $4,184,000 | thousands by filing date | |
| NIDEC CORP | 654090109 | COMMON STOCK-FO | 229,279 | $4,183,000 | thousands by filing date | |
| INVENSENSE INC | 46123D205 | COM | 407,900 | $4,173,000 | thousands by filing date | call |
| MANCHESTER UTD PLC NEW | G5784H106 | CMN | 234,215 | $4,172,000 | thousands by filing date | |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 154,400 | $4,169,000 | thousands by filing date | call |
| HENRY JACK & ASSOC INC | 426281101 | COM | 53,416 | $4,169,000 | thousands by filing date | |
| AUTOHOME INC SP ADS RP CL A | 05278C107 | ADR | 119,269 | $4,165,000 | thousands by filing date | |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 74,806 | $4,163,000 | thousands by filing date | |
| PULTE GROUP INC COM | 745867101 | Stock | 233,300 | $4,157,000 | thousands by filing date | call |
| XPO INC COM | 983793100 | Stock | 152,436 | $4,154,000 | thousands by filing date | |
| NATIONAL PENN BANCSHARES INC | 637138108 | COM | 336,766 | $4,152,000 | thousands by filing date | |
| BLACKROCK MUNIHLDNGS CALI | 09254L107 | COM | 279,290 | $4,147,000 | thousands by filing date | |
| AMER STATES WTR CO COM | 029899101 | Stock | 98,776 | $4,143,000 | thousands by filing date | |
| ISHARES TR | 464288422 | S&P DEV EX-US | 117,882 | $4,141,000 | thousands by filing date | |
| GENTEX CORP COM | 371901109 | Stock | 258,618 | $4,140,000 | thousands by filing date | |
| RYANAIR HOLDINGS PLC SPONSORED ADR | 783513203 | ADR | 47,578 | $4,114,000 | thousands by filing date | |
| NUVEEN INSD QUALITY MUN FD I | 67062N103 | COM | 301,525 | $4,113,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q783 | RIVRFRNT STR INC | 169,958 | $4,111,000 | thousands by filing date | |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 534,546 | $4,100,000 | thousands by filing date | |
| COGENT COMMUNICATIONS GROUP | 19239V302 | COM NEW | 118,129 | $4,098,000 | thousands by filing date | |
| SUNTRUST BANKS INC | 867914103 | COM | 95,600 | $4,096,000 | thousands by filing date | call |
| CREE INC | 225447101 | COM | 153,400 | $4,091,000 | thousands by filing date | put |
| ALLIANZGI DIVIDEND INT & PRM | 01883A107 | COM | 329,833 | $4,087,000 | thousands by filing date | |
| NUVEEN CALIFORNIA MUNI VLU F | 67062C107 | COM STK | 375,414 | $4,084,000 | thousands by filing date | |
| WHIRLPOOL CORP COM | 963320106 | Stock | 27,700 | $4,068,000 | thousands by filing date | call |
| LUXOTTICA GROUP SPA ADR | 55068R202 | SPONS ADR | 62,591 | $4,060,000 | thousands by filing date | |
| AMERICAN HOMES 4 RENT | 02665T306 | CL A | 242,868 | $4,046,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNI BO | 27828A100 | COM | 333,039 | $4,046,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354107 | COM | 301,300 | $4,040,000 | thousands by filing date | call |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 89,558 | $4,028,000 | thousands by filing date | |
| SHELL MIDSTREAM PARTNERS L P | 822634101 | UNIT LTD INT | 97,000 | $4,027,000 | thousands by filing date | call |
| TUTOR PERINI CORP | 901109108 | COM | 240,355 | $4,024,000 | thousands by filing date | |
| LEIDOS HOLDINGS INC COM | 525327102 | Stock | 71,390 | $4,017,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 55,700 | $4,012,000 | thousands by filing date | put |
| THE ULTIMATE SOFTWARE GROUP IN | 90385D107 | COM | 20,508 | $4,010,000 | thousands by filing date | |
| CHEESECAKE FACTORY INC | 163072101 | COM | 86,925 | $4,008,000 | thousands by filing date | |
| YY INC. ADR | 98426T106 | SPONSORED ADS A | 64,163 | $4,008,000 | thousands by filing date | |
| CELLDEX THERAPEUTICS INC NEW | 15117B103 | COM | 255,504 | $4,006,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U225 | RETAIL ETF | 51,518 | $4,004,000 | thousands by filing date | |
| Broadcom Inc | Y0486S104 | Common | 27,500 | $3,992,000 | thousands by filing date | put |
| INGLES MKTS INC CL A | 457030104 | Stock | 90,543 | $3,991,000 | thousands by filing date | |
| MICHAEL KORS HLDGS LTD | G60754101 | SHS | 99,600 | $3,990,000 | thousands by filing date | call |
| WISDOMTREE TR | 97717X784 | WSDM EMKTBD FD | 60,846 | $3,990,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E291 | GLOBX SUPDV US | 166,683 | $3,990,000 | thousands by filing date | |
| BLACKROCK MUN 2020 TERM TR | 09249X109 | COM SHS | 251,277 | $3,985,000 | thousands by filing date | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 345,467 | $3,976,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 5,100 | $3,968,000 | thousands by filing date | call |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 845,605 | $3,966,000 | thousands by filing date | |
| ZAYO GROUP HLDGS INC COM | 98919V105 | Stock | 148,777 | $3,956,000 | thousands by filing date | |
| NUVEEN S&P 500 DYNAMIC OVERWRI COM | 6706EW100 | CEF | 293,547 | $3,954,000 | thousands by filing date | |
| ISHARES TR | 464289313 | 2016 S&P AMTFR | 149,119 | $3,954,000 | thousands by filing date | |
| FIDUS INVESTMENT GROUP | 316500107 | COM | 288,613 | $3,952,000 | thousands by filing date | |
| SHYD | 57061R486 | ETF | 161,086 | $3,951,000 | thousands by filing date | |
| BANK MONTREAL MEDIUM COM | 063671101 | Stock | 70,000 | $3,949,000 | thousands by filing date | put |
| NORDSON CORP | 655663102 | COM | 61,479 | $3,943,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 198,100 | $3,940,000 | thousands by filing date | call |
| EGA EMERGING GLOBAL SHS TR | 268461639 | EGSHR BYND BRC | 271,657 | $3,939,000 | thousands by filing date | |
| ROBERT HALF INC. COM | 770323103 | Stock | 83,402 | $3,931,000 | thousands by filing date | |
| SONOCO PRODS CO | 835495102 | COM | 96,119 | $3,929,000 | thousands by filing date | |
| COHEN & STEERS SELECT PFD & | 19248Y107 | COM | 157,763 | $3,928,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733B100 | WTR ETF | 130,329 | $3,924,000 | thousands by filing date | |
| STAPLES INC | 855030102 | COM | 413,900 | $3,920,000 | thousands by filing date | put |
| PowerShares CEF Income Composite | 73936Q843 | Com | 183,453 | $3,915,000 | thousands by filing date | |
| PANERA BREAD CO | 69840W108 | CL A | 20,090 | $3,913,000 | thousands by filing date | |
| ARCTIC CAT INC | 039670104 | COMMON STOCK | 238,340 | $3,905,000 | thousands by filing date | |
| GARRISON CAP INC | 366554103 | COM | 320,767 | $3,904,000 | thousands by filing date | |
| FIRST TR HIGH INCOME L/S FD | 33738E109 | COM | 276,216 | $3,889,000 | thousands by filing date | |
| MOLINA HEALTHCARE INC | 60855RAC4 | NOTE 1.125% 1/1 | 2,500,000 | $3,888,000 | thousands by filing date | principal |
| CRESTWOOD EQUITY PARTNERS LP U | 226344208 | UNIT LTD PARTNER | 187,094 | $3,887,000 | thousands by filing date | |
| JOHNSON CONTROLS INT F | 478366107 | COM | 98,400 | $3,886,000 | thousands by filing date | call |
| D R HORTON INC COM | 23331A109 | Stock | 121,200 | $3,882,000 | thousands by filing date | put |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 290,094 | $3,870,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 67,500 | $3,860,000 | thousands by filing date | call |
| POWERSHARES ETF TR II S&P SMCP | 73937B886 | ETF - EQUITY | 53,643 | $3,855,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 1,136,800 | $3,854,000 | thousands by filing date | call |
| NUVEEN PREM INCOME MUN FD 4 | 6706K4105 | COM | 287,971 | $3,853,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 123,100 | $3,848,000 | thousands by filing date | put |
| BLACKROCK MUNIYIELD INVESTMENT | 09254T100 | COM | 272,477 | $3,842,000 | thousands by filing date | |
| FRANCO NEV CORP COM | 351858105 | Stock | 83,883 | $3,838,000 | thousands by filing date | |
| CITIZENS FINL GROUP INC COM | 174610105 | Stock | 146,525 | $3,837,000 | thousands by filing date | |
| EPR PPTYS COM SH BEN INT | 26884U109 | REIT | 65,628 | $3,836,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 227,548 | $3,823,000 | thousands by filing date | call |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 230,324 | $3,823,000 | thousands by filing date | |
| GUGGENHEIM MID-CAP CORE ETF | 18383M720 | GUG | 79,770 | $3,822,000 | thousands by filing date | |
| VCA ANTECH INC | 918194101 | COM | 69,468 | $3,821,000 | thousands by filing date | |
| ADAM NAT RES FD INC | 00548F105 | COM | 215,362 | $3,820,000 | thousands by filing date | |
| BANCO BRADESCO S A | 059460303 | SP ADR PFD NEW | 791,700 | $3,808,000 | thousands by filing date | call |
| MOLINA HEALTHCARE INC | 60855R100 | COM | 63,270 | $3,804,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 147,580 | $3,802,000 | thousands by filing date | call |
| CALPINE CORP | 131347304 | COM | 262,300 | $3,795,000 | thousands by filing date | put |
| COTERRA ENERGY INC COM | 127097103 | Stock | 213,400 | $3,775,000 | thousands by filing date | call |
| TRONOX LTD | Q9235V101 | SHS CL A | 964,529 | $3,771,000 | thousands by filing date | |
| ZOES KITCHEN INC | 98979J109 | COM | 134,650 | $3,767,000 | thousands by filing date | |
| HILL ROM HLDGS INC | 431475102 | COM | 78,371 | $3,766,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 25,100 | $3,749,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L407 | MORNSTAR UPSTR | 168,250 | $3,744,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN HLDG L P | 01881G106 | UNIT LTD PARTN | 156,847 | $3,741,000 | thousands by filing date | |
| FEDERAL REALTY INVESTMENT TRUS | 313747206 | SH BEN INT NEW | 25,599 | $3,740,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 36,100 | $3,739,000 | thousands by filing date | call |
| VECTREN CORP | 92240G101 | COM | 88,019 | $3,734,000 | thousands by filing date | |
| CAPITAL SOUTHWEST CORP | 140501107 | COM | 268,995 | $3,733,000 | thousands by filing date | |
| EATON VANCE NEW YORK MUN BD | 27827Y109 | COM | 283,862 | $3,727,000 | thousands by filing date | |
| DR REDDYS LABS LTD ADR | 256135203 | ADR | 80,506 | $3,726,000 | thousands by filing date | |
| MOBILE TELESYSTEMS PJSC | 607409109 | SPONSORED ADR | 602,361 | $3,723,000 | thousands by filing date | |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 511,426 | $3,713,000 | thousands by filing date | |
| FIDUCIARY CLAYMORE ENGRY INF | 31647Q106 | COM | 285,674 | $3,708,000 | thousands by filing date | |
| CIENA CORP COM NEW | 171779309 | Stock | 178,592 | $3,695,000 | thousands by filing date | |
| PACER FDS TR | 69374H105 | TRENDP US LAR CP | 160,220 | $3,695,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 1,286,800 | $3,693,000 | thousands by filing date | put |
| SUN CMNTYS INC COM | 866674104 | REIT | 53,898 | $3,693,000 | thousands by filing date | |
| PBF ENERGY INC | 69318G106 | CL A | 100,163 | $3,687,000 | thousands by filing date | |
| BANK OF THE OZARKS | 063904106 | COM | 74,518 | $3,685,000 | thousands by filing date | |
| ABRDN WORLD HEALTHCARE FUND | 87911L108 | BEN INT SHS | 232,602 | $3,682,000 | thousands by filing date | |
| TEEKAY TANKERS LTD | Y8565N102 | CL A | 534,136 | $3,675,000 | thousands by filing date | |
| NU SKIN ENTERPRISES INC | 67018T105 | CL A | 96,796 | $3,667,000 | thousands by filing date | |
| FMC CORP COM NEW | 302491303 | Stock | 93,639 | $3,664,000 | thousands by filing date | |
| FORTUNE BRANDS INNOVATIONS INC COM | 34964C106 | Stock | 65,832 | $3,653,000 | thousands by filing date | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 7,600 | $3,647,000 | thousands by filing date | call |
| TESORO CORP | 881609101 | COM | 34,600 | $3,646,000 | thousands by filing date | put |
| INSYS THERAPEUTICS INC | 45824V209 | COMMON STOCK | 127,340 | $3,645,000 | thousands by filing date | |
| CARLISLE COS INC COM | 142339100 | Stock | 41,085 | $3,644,000 | thousands by filing date | |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 164,603 | $3,636,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287108 | COM | 99,593 | $3,632,000 | thousands by filing date | |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 29,200 | $3,630,000 | thousands by filing date | put |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 50,000 | $3,630,000 | thousands by filing date | put |
| SS&C TECH HLDGS COM | 78467J100 | Stock | 53,157 | $3,629,000 | thousands by filing date | |
| NUVEEN CA DIV ADVANTG MUN FD | 67069X104 | COM | 236,948 | $3,628,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W448 | GERMANY HEDEQ FD | 136,304 | $3,628,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R874 | SHTRM MUN BD ACT | 71,867 | $3,612,000 | thousands by filing date | |
| SPDR CITI INTL GOVT INFLATION- | 78464A490 | FTSE INT GVT ETF | 71,536 | $3,603,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 512,954 | $3,601,000 | thousands by filing date | |
| LAMAR ADVERTISING CO CL A | 512816109 | REIT | 60,000 | $3,599,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U886 | MKTVEC LMUNETF | 180,681 | $3,599,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X103 | ST STR EUROP ETF | 112,904 | $3,593,000 | thousands by filing date | |
| ISHARES TR | 464288794 | US BR DEL SE ETF | 86,459 | $3,590,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 74,189 | $3,580,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 145,636 | $3,578,000 | thousands by filing date | |
| KING DIGITAL ENTMT PLC | G5258J109 | ORD SHS | 200,000 | $3,576,000 | thousands by filing date | call |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 212,800 | $3,575,000 | thousands by filing date | put |
| PIONEER MUNICIPAL HIGH INCOME | 723763108 | COM SHS | 273,496 | $3,572,000 | thousands by filing date | |
| WELLS FARGO & CO | 949746804 | PERP PFD CNV A | 3,068 | $3,562,000 | thousands by filing date | |
| COLONY CAP INC | 19624R106 | CL A | 182,831 | $3,562,000 | thousands by filing date | |
| WORKDAY INC | 98138HAD3 | NOTE 1.500% 7/1 | 3,000,000 | $3,559,000 | thousands by filing date | principal |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 235,102 | $3,548,000 | thousands by filing date | |
| GLOBAL PMTS INC | 37940X102 | COM | 54,894 | $3,541,000 | thousands by filing date | |
| NETSCOUT SYS INC | 64115T104 | COM | 115,141 | $3,535,000 | thousands by filing date | |
| CHICAGO BRIDGE & IRON CO NV | 167250109 | N Y REGISTRY SH | 90,500 | $3,529,000 | thousands by filing date | call |
| RELIANCE INC | 759509102 | COM | 60,821 | $3,523,000 | thousands by filing date | |
| CEDAR FAIR L P | 150185106 | DEPOSITRY UNIT | 62,937 | $3,515,000 | thousands by filing date | |
| TEAM HEALTH HOLDINGS INC | 87817A107 | COMMON STOCK | 80,069 | $3,514,000 | thousands by filing date | |
| ISHARES INC | 464286368 | MSCI GL SL MET | 416,559 | $3,507,000 | thousands by filing date | |
| SPDR SER TR STATE STR SPDR PORT S&P 500 ETF | 78464A854 | SHS | 36,412 | $3,498,000 | thousands by filing date | |
| ADVISORSHARES TR INSIDER ADVAN | 00768y818 | INDX FD | 64,504 | $3,489,000 | thousands by filing date | |
| SYNOVUS FINL CORP | 87161C501 | COM NEW | 107,724 | $3,488,000 | thousands by filing date | |
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 143,933 | $3,488,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A151 | SST SPDR BLOOMBE | 113,251 | $3,488,000 | thousands by filing date | |
| DR PEPPER SNAPPLE GROUP INC | 26138E109 | COM | 37,400 | $3,485,000 | thousands by filing date | call |
| MOBILEYE NV XXXMANDATORY MERGER EFF: 06/03/18 | N51488117 | FOREIGN ORDINARIES | 82,400 | $3,484,000 | thousands by filing date | call |
| PROSHARES TR | 74347B540 | MSCI EUR DIV | 90,000 | $3,482,000 | thousands by filing date | |
| ISHARES TR | 46432FAT4 | 2016 CP TM ETF | 34,613 | $3,480,000 | thousands by filing date | |
| JABIL INC COM | 466313103 | Stock | 149,124 | $3,475,000 | thousands by filing date | |
| BANC OF CALIFORNIA INC | 05990K106 | COMMON STOCK | 237,650 | $3,474,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO DEP SHS 120 B | 845467208 | Convertible Preferred | 187,248 | $3,474,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 322,182 | $3,473,000 | thousands by filing date | |
| NNN REIT INC COM | 637417106 | REIT | 86,656 | $3,470,000 | thousands by filing date | |
| ISHARES TR | 46429B564 | IBONDS SEP19 ETF | 135,398 | $3,469,000 | thousands by filing date | |
| DISCOVERY INC | 25470F104 | COM SER A | 129,708 | $3,461,000 | thousands by filing date | |
| BANKUNITED INC | 06652K103 | COM | 95,943 | $3,460,000 | thousands by filing date | |
| ISHARES TR | 464288372 | COM | 96,108 | $3,454,000 | thousands by filing date | |
| SELECTIVE INS GROUP INC | 816300107 | COM | 102,862 | $3,454,000 | thousands by filing date | |
| SANDISK CORP | 80004CAD3 | CORPORATE OBLIG | 2,200,000 | $3,450,000 | thousands by filing date | principal |
| FTSE RAFI Internat'l Dev Mkts | 73936T789 | COM | 95,262 | $3,448,000 | thousands by filing date | |
| ATMOS ENERGY CORP COM | 049560105 | Stock | 54,651 | $3,445,000 | thousands by filing date | |
| PIEDMONT NATURAL GAS CO | 720186105 | COM | 60,370 | $3,442,000 | thousands by filing date | |
| WHITEHORSE FINANCE INC | 96524V106 | COM | 298,647 | $3,428,000 | thousands by filing date | |
| Apollo Global Management | 037612306 | COM | 225,400 | $3,422,000 | thousands by filing date | put |
| CARE CAP PPTYS INC | 141624106 | COM | 111,891 | $3,420,000 | thousands by filing date | |
| MEAD JOHNSON NUTRITION CO | 582839106 | COM | 43,300 | $3,419,000 | thousands by filing date | call |
| MIDSTREAM PARTNERS | 02752P100 | COMMON STOCK | 421,891 | $3,413,000 | thousands by filing date | |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 240,250 | $3,407,000 | thousands by filing date | |
| ENSTAR GROUP LIMITED | G3075P101 | SHS | 22,662 | $3,400,000 | thousands by filing date | |
| SPDR SERIES TRUST BLOOMBERG BR | 78464A417 | BLOOMBERG BRCLYS | 100,200 | $3,398,000 | thousands by filing date | put |
| GUESS INC COM | 401617105 | Stock | 178,884 | $3,377,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W521 | JAPAN OPPOR FD | 99,288 | $3,377,000 | thousands by filing date | |
| INTERPUBLIC GROUP COS | 460690100 | COM | 145,000 | $3,376,000 | thousands by filing date | put |
| LA QUINTA HLDGS INC | 50420D108 | COM | 247,997 | $3,375,000 | thousands by filing date | |
| USA COMPRESSION PARTNERS LP | 90290N109 | COM UNIT LTDPAR | 293,232 | $3,369,000 | thousands by filing date | |
| GENESEE & WYOMING INC | 371559105 | CL A | 62,684 | $3,366,000 | thousands by filing date | |
| ROYAL BANK OF SCOTLAND GROUP PLC | 780097713 | PREFERRED STOCK | 130,205 | $3,366,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 103,000 | $3,365,000 | thousands by filing date | put |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 272,426 | $3,364,000 | thousands by filing date | |
| EXELIXIS INC COM | 30161Q104 | Stock | 594,706 | $3,354,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 1,841,549 | $3,352,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06739F390 | ADR 2 PREF 2 | 129,307 | $3,347,000 | thousands by filing date | |
| SPDR SER TR | 78464A508 | PRTFLO S&P500 VL | 34,883 | $3,346,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 18469Q108 | COM | 271,465 | $3,342,000 | thousands by filing date | |
| PIMCO CORPORATE & INCM STRG | 72200U100 | COM | 249,433 | $3,342,000 | thousands by filing date | |
| ARISTA NETWORKS INC | 040413106 | COM | 42,911 | $3,340,000 | thousands by filing date | |
| POWERSHARES GLOBALEXCHANGE TRADED FD TR | 73936T441 | ETF | 128,922 | $3,337,000 | thousands by filing date | |
| DUN & BRADSTREET CORP DEL NE | 26483E100 | COM | 32,079 | $3,334,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS INVESTM | 09254P108 | COM | 229,373 | $3,333,000 | thousands by filing date | |
| GUGGENHEIM CR ALLOCATION FD | 40168G108 | COM | 171,012 | $3,333,000 | thousands by filing date | |
| INVESCO CALIF VALUE MUNI INCOM | 46132H106 | COM | 251,444 | $3,332,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 653,700 | $3,327,000 | thousands by filing date | put |
| ISHARES | 464286830 | EXCHANGE TRADED | 428,983 | $3,321,000 | thousands by filing date | |
| GRACE W R & CO DEL NEW COM | 38388F108 | Stock | 33,313 | $3,318,000 | thousands by filing date | |
| MENTOR GRAPHICS CORP | 587200106 | COM | 180,137 | $3,318,000 | thousands by filing date | |
| ISHARES TR | 46434V571 | ISHARES TR | 129,872 | $3,316,000 | thousands by filing date | |
| ENDURANCE SPECIALTY HLDGS LT | G30397106 | SHS | 51,665 | $3,306,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287108 | COM | 90,600 | $3,304,000 | thousands by filing date | call |
| COLUMBIA BKG SYS INC | 197236102 | COM | 101,411 | $3,297,000 | thousands by filing date | |
| PLANTRONICS INC NEW | 727493108 | COM | 69,495 | $3,295,000 | thousands by filing date | |
| CANADIAN IMPERIAL BANK OF COMM COM | 136069101 | Stock | 50,000 | $3,294,000 | thousands by filing date | put |
| GOLDMAN SACHS MLP ENERGY REN | 38148G107 | COM | 601,239 | $3,294,000 | thousands by filing date | |
| RESMED INC COM | 761152107 | Stock | 61,310 | $3,292,000 | thousands by filing date | call |
| OPHTHOTECH CORP | 683745103 | COM | 41,892 | $3,290,000 | thousands by filing date | |
| DILLARDS INC CL A | 254067101 | Stock | 50,049 | $3,289,000 | thousands by filing date | |
| KORN FERRY COM NEW | 500643200 | Stock | 98,672 | $3,274,000 | thousands by filing date | |
| ENVISION HEALTHCARE HLDGS IN | 29413U103 | COM | 126,098 | $3,274,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 41,200 | $3,272,000 | thousands by filing date | call |
| Philip Morris International Inc. | 718172109 | COM | 37,200 | $3,270,000 | thousands by filing date | call |
| WISDOMTREE JAPAN SMALLCAP DIVIDEND FUND | 97717W836 | ETF | 57,811 | $3,270,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 398,162 | $3,265,000 | thousands by filing date | |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 260,572 | $3,257,000 | thousands by filing date | |
| YPF SOCIEDAD ANONIMA | 984245100 | SPON ADR CL D | 206,500 | $3,246,000 | thousands by filing date | put |
| ARCELORMITTAL FUNSPONSORED ADR 1 ADR REPS 1 ORD SHS | 03938L104 | COM | 769,149 | $3,246,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | G4863A108 | SHS USD | 200,490 | $3,244,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 180,275 | $3,243,000 | thousands by filing date | call |
| UDR INC COM | 902653104 | REIT | 86,305 | $3,243,000 | thousands by filing date | |
| REGENCY CTRS CORP COM | 758849103 | REIT | 47,604 | $3,242,000 | thousands by filing date | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 243,178 | $3,242,000 | thousands by filing date | |
| KBHOME | 48666K109 | COM | 262,800 | $3,240,000 | thousands by filing date | put |
| PROSHARES ULTRASHORT SILVER | 74347W114 | COM | 50,200 | $3,240,000 | thousands by filing date | call |
| FTSE RAFI Emerg Mkts | 73936T763 | COM | 232,319 | $3,239,000 | thousands by filing date | |
| ARES MGMT LP COM SHS REG INT | 04014Y101 | Stock | 250,484 | $3,239,000 | thousands by filing date | |
| HORIZON TECHNOLOGY FIN CORP | 44045A102 | COM | 275,745 | $3,235,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY-WR | 27828X100 | COM | 193,675 | $3,232,000 | thousands by filing date | |
| RELYPSA INC | 759531106 | Common Stock | 113,985 | $3,230,000 | thousands by filing date | |
| XEROX CORP | 984121103 | COM | 303,500 | $3,226,000 | thousands by filing date | call |
| GRACO INC COM | 384109104 | Stock | 44,756 | $3,225,000 | thousands by filing date | |
| Cynosure, Inc. | 232577205 | COM | 72,154 | $3,223,000 | thousands by filing date | |
| LIFEPOINT HEALTH INC | 53219L109 | COM | 43,816 | $3,216,000 | thousands by filing date | |
| FLAHERTY & CRUMRIN PFD & INM | 338478100 | COM | 160,258 | $3,213,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 16,500 | $3,208,000 | thousands by filing date | put |
| MBIA INC | 55262C100 | COMMON STOCK | 495,047 | $3,208,000 | thousands by filing date | |
| MOMO INC | 60879B107 | ADR | 200,100 | $3,206,000 | thousands by filing date | put |
| HUNTSMAN CORP | 447011107 | COM | 281,646 | $3,203,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860W102 | COM | 319,398 | $3,200,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A441 | NUVN CALI MUNI | 131,854 | $3,199,000 | thousands by filing date | |
| CANTEL MEDICAL CORP | 138098108 | COM | 51,282 | $3,187,000 | thousands by filing date | |
| BALL CORP | 058498106 | COM | 43,800 | $3,186,000 | thousands by filing date | put |
| RESTORATION HARDWARE HLDGS I | 761283100 | COM | 40,100 | $3,186,000 | thousands by filing date | put |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 143,012 | $3,183,000 | thousands by filing date | |
| YELP INC CL A | 985817105 | Stock | 110,164 | $3,173,000 | thousands by filing date | |
| SCRIPPS NETWORKS INTERACT IN | 811065101 | CL A COM | 57,401 | $3,169,000 | thousands by filing date | |
| TIVO INC | 888706108 | COM | 366,551 | $3,163,000 | thousands by filing date | |
| WGL HLDGS INC | 92924F106 | COM | 50,095 | $3,155,000 | thousands by filing date | |
| ARIAD PHARMACEUTICALS INC | 04033A100 | COM | 504,463 | $3,153,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 292,624 | $3,151,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 24,200 | $3,149,000 | thousands by filing date | call |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 254,499 | $3,149,000 | thousands by filing date | |
| NAVIDEA BIOPHARMACEUTICALS I | 63937X103 | COM | 2,364,922 | $3,145,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 108,420 | $3,141,000 | thousands by filing date | |
| iShares Morningstar Mid-Cap Value ETF | 464288406 | SHS | 26,418 | $3,140,000 | thousands by filing date | |
| ISHARES TR | 46432FAW7 | IBONDS MAR18 ETF | 30,704 | $3,140,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M266 | CLAYMORE EXCHANGE TRD FD TR | 153,054 | $3,140,000 | thousands by filing date | |
| PRIMERICA INC | 74164M108 | COM | 66,471 | $3,139,000 | thousands by filing date | |
| Guggenheim BulletShares 2023 C | 18383M241 | ETF | 157,522 | $3,139,000 | thousands by filing date | |
| FIRSTMERIT CORP | 337915102 | COM | 168,262 | $3,138,000 | thousands by filing date | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 80,000 | $3,134,000 | thousands by filing date | put |
| WESTERN UN CO COM | 959802109 | Stock | 174,600 | $3,127,000 | thousands by filing date | put |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 44,200 | $3,125,000 | thousands by filing date | call |
| IROBOT CORP | 462726100 | COM | 88,200 | $3,122,000 | thousands by filing date | |
| FEDERATED HERMES INC CL B | 314211103 | Stock | 108,855 | $3,119,000 | thousands by filing date | |
| VEEVA SYS INC CL A COM | 922475108 | Stock | 108,020 | $3,117,000 | thousands by filing date | |
| DOLBY LABORATORIES INC COM CL A | 25659T107 | Stock | 92,507 | $3,113,000 | thousands by filing date | |
| ALBEMARLE CORP | 012653101 | COM | 55,496 | $3,109,000 | thousands by filing date | |
| ROYAL BANK OF SCOTLAND GROUP PLC | 780097788 | PREFERRED STOCK | 124,420 | $3,106,000 | thousands by filing date | |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 146,500 | $3,091,000 | thousands by filing date | put |
| WILEY JOHN & SONS INC | 968223206 | CL A | 68,553 | $3,087,000 | thousands by filing date | |
| NEUROCRINE BIOSCIENCES INC | 64125C109 | COM | 54,520 | $3,085,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 756,800 | $3,080,000 | thousands by filing date | call |
| FIRST TR EXCHANGE-TRADED FD | 33734X168 | MATERIALS ALPH | 109,551 | $3,078,000 | thousands by filing date | |
| ZIONS BANCORPORATION | 989701107 | COM | 112,600 | $3,074,000 | thousands by filing date | call |
| SPDR SSgA Multi-Asset Real Return ETF | 78467V103 | SHS | 138,086 | $3,072,000 | thousands by filing date | |
| MONROE CAPITAL CORP | 610335101 | COM | 234,447 | $3,069,000 | thousands by filing date | |
| CELLECTIS ADS | 15117K103 | COM | 98,798 | $3,066,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 72,222 | $3,065,000 | thousands by filing date | |
| RMR REAL ESTATE INCOME FD | 76970B101 | COM | 158,974 | $3,065,000 | thousands by filing date | |
| LEGG MASON BW GLB INC OPP FD | 52469B100 | COM | 263,961 | $3,057,000 | thousands by filing date | |
| RSP PERMIAN INC | 74978Q105 | COM | 125,100 | $3,051,000 | thousands by filing date | call |
| WISDOMTREE TR | 97717W802 | ITL HIGH DIV FD | 80,769 | $3,048,000 | thousands by filing date | |
| EQUITY LIFESTYLE PROPERTIES COM | 29472R108 | REIT | 45,695 | $3,046,000 | thousands by filing date | |
| GUGGENHEIM | 18383M605 | EXCHANGE TRADED | 79,176 | $3,044,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 164,665 | $3,039,000 | thousands by filing date | |
| INTREXON CORP | 46122T102 | COM | 100,800 | $3,039,000 | thousands by filing date | call |
| CENTER COAST BRKFLD MLP ENRG | 151461100 | SHS BEN INT | 300,046 | $3,036,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUST | 73936T433 | WK VRDO TX FR | 121,872 | $3,036,000 | thousands by filing date | |
| FTD COS INC | 30281V108 | COM | 115,987 | $3,035,000 | thousands by filing date | |
| NUVEEN GLOBAL HIGH INCOME FD | 67075G103 | SHS | 220,296 | $3,027,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 24,300 | $3,026,000 | thousands by filing date | put |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 308,395 | $3,022,000 | thousands by filing date | |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 544,280 | $3,021,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M300 | SML CP GRW ALP | 98,941 | $3,018,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y207 | NASDAQ 100 EQ WT | 46,470 | $3,017,000 | thousands by filing date | |
| NEW JERSEY RES CORP | 646025106 | COM | 91,397 | $3,012,000 | thousands by filing date | |
| ISHARES TR | 464288729 | GLOB INDSTRL ETF | 44,547 | $3,012,000 | thousands by filing date | |
| METHANEX CORP COM | 59151K108 | Stock | 91,234 | $3,011,000 | thousands by filing date | |
| KKR INCOME OPPORTUNITIES FD | 48249T106 | COM | 216,942 | $3,009,000 | thousands by filing date | |
| CRESCENT PT ENERGY CORP | 22576C101 | COM | 258,142 | $3,007,000 | thousands by filing date | |
| CONSOLIDATED TOMOKA LAND CO | 210226106 | COMMON STOCK | 57,015 | $3,005,000 | thousands by filing date | |
| RENAISSANCERE HLDGS LTD COM | G7496G103 | Stock | 26,516 | $3,002,000 | thousands by filing date | |
| DST SYS INC DEL | 233326107 | COM | 26,287 | $2,998,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 35,400 | $2,994,000 | thousands by filing date | call |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 409,538 | $2,994,000 | thousands by filing date | |
| ENI SPA SPONSORED ADR | 26874R108 | ADR | 100,295 | $2,989,000 | thousands by filing date | |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 141,603 | $2,988,000 | thousands by filing date | |
| CAE INC COM | 124765108 | Stock | 269,166 | $2,986,000 | thousands by filing date | |
| RESMED INC COM | 761152107 | Stock | 55,543 | $2,983,000 | thousands by filing date | |
| SWIFT TRANSPORTATION CO | 87074U101 | COM | 215,857 | $2,983,000 | thousands by filing date | |
| GILDAN ACTIVEWEAR INC COM | 375916103 | Stock | 104,856 | $2,980,000 | thousands by filing date | |
| NUVEEN ALL CAP ENE MLP OP JMLP | 67075E108 | COMMON | 427,339 | $2,979,000 | thousands by filing date | |
| MIDSTREAM PARTNERS | 02752P100 | COMMON STOCK | 368,000 | $2,977,000 | thousands by filing date | put |
| NUCOR CORP COM | 670346105 | Stock | 73,800 | $2,974,000 | thousands by filing date | put |
| SOLAR SENIOR CAPITAL LTD | 83416M105 | COM | 199,394 | $2,971,000 | thousands by filing date | |
| Etfs Phys Platinum Etf | 26922V101 | SH BEN INT | 34,595 | $2,969,000 | thousands by filing date | |
| ISHARES MORNINGSTAR ETF SMALL CAP VALUE | 464288703 | ETF | 25,806 | $2,962,000 | thousands by filing date | |
| STARZ | 85571Q102 | COM SER A | 88,374 | $2,960,000 | thousands by filing date | |
| ALLEGION PLC | G0176J109 | ORD SHS | 44,845 | $2,956,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 191,896 | $2,953,000 | thousands by filing date | |
| NETAPP INC COM | 64110D104 | Stock | 111,294 | $2,952,000 | thousands by filing date | |
| MICHAEL KORS HLDGS LTD | G60754101 | SHS | 73,592 | $2,948,000 | thousands by filing date | |
| NORTHSTAR ASSET | 66705Y104 | Common Stock | 242,756 | $2,947,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 729,340 | $2,946,000 | thousands by filing date | |
| MEDALLION FINANCIAL CORP | 583928106 | COMMON STOCK | 418,466 | $2,946,000 | thousands by filing date | |
| PBF ENERGY INC | 69318G106 | CL A | 80,000 | $2,945,000 | thousands by filing date | put |
| DAVE & BUSTERS ENTMT INC | 238337109 | COM | 70,538 | $2,945,000 | thousands by filing date | |
| POPE RES DEL LTD PARTNERSHIP | 732857107 | DEPOSITRY RCPT | 45,963 | $2,945,000 | thousands by filing date | |
| SIGNET JEWELERS LTD SHS | G81276100 | Stock | 23,795 | $2,943,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X846 | NASDAQ CYB ETF | 165,215 | $2,934,000 | thousands by filing date | |
| FEDERAL SIGNAL CORP | 313855108 | COM | 185,021 | $2,932,000 | thousands by filing date | |
| RADIUS HEALTH INC | 750469207 | COM NEW | 47,422 | $2,918,000 | thousands by filing date | |
| FAIR ISAAC CORP COM | 303250104 | Stock | 30,975 | $2,917,000 | thousands by filing date | |
| TALLGRASS ENERGY LP | 874696107 | CLASS A SHS | 182,300 | $2,911,000 | thousands by filing date | put |
| PATTERN ENERGY GROUP INC | 70338P100 | CL A | 138,986 | $2,906,000 | thousands by filing date | |
| CAVIUM INC | 14964U108 | COM | 44,104 | $2,898,000 | thousands by filing date | |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 72,269 | $2,896,000 | thousands by filing date | |
| EASTMAN CHEM CO COM | 277432100 | Stock | 42,900 | $2,896,000 | thousands by filing date | call |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 32,546 | $2,889,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 391,036 | $2,886,000 | thousands by filing date | call |
| CARMAX INC COM | 143130102 | Stock | 53,212 | $2,872,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD SILVER | 153501101 | COM | 287,402 | $2,872,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 76,900 | $2,865,000 | thousands by filing date | put |
| AEGON N V | 007924103 | NY REGISTRY SHS | 504,724 | $2,862,000 | thousands by filing date | |
| CIT GROUP INC COM NEW | 125581801 | Stock | 72,070 | $2,861,000 | thousands by filing date | |
| B/E AEROSPACE INC | 073302101 | COM | 67,500 | $2,860,000 | thousands by filing date | call |
| CORNING INC | 219350105 | COM | 156,300 | $2,857,000 | thousands by filing date | call |
| Lincoln National Corporat | 524901105 | COM | 72,773 | $2,856,000 | thousands by filing date | |
| RYDEX GUGGENHEIM | 78355W882 | CONSUMR DISCRT | 33,722 | $2,856,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X756 | S&P EMKTSC ETF | 75,670 | $2,854,000 | thousands by filing date | |
| BUFFALO WILD WINGS INC | 119848109 | COMMON STOCK | 17,858 | $2,851,000 | thousands by filing date | |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 39,200 | $2,848,000 | thousands by filing date | call |
| BulletShares 2025 Corporate | 18383M191 | COM | 145,000 | $2,848,000 | thousands by filing date | |
| SOTHEBYS | 835898107 | COM | 110,500 | $2,846,000 | thousands by filing date | put |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 561,269 | $2,840,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 184,300 | $2,836,000 | thousands by filing date | put |
| FIRST TR EXCHANGE-TRADED FD | 33734G108 | CMN | 128,152 | $2,830,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 42,200 | $2,829,000 | thousands by filing date | call |
| BUCKLE INC COM | 118440106 | Stock | 91,684 | $2,822,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 293,023 | $2,816,000 | thousands by filing date | |
| WESTAR ENERGY INC | 95709T100 | COMMON STOCK | 66,309 | $2,813,000 | thousands by filing date | |
| ISHARES TR MSCI EURO FL ETF | 464289180 | MSCI EURO FL ETF | 138,342 | $2,811,000 | thousands by filing date | |
| AMBARELLA INC | G037AX101 | SHS | 50,337 | $2,806,000 | thousands by filing date | |
| MVC CAPITAL INC | 553829102 | COM | 380,797 | $2,806,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733F101 | COM SHS | 56,366 | $2,803,000 | thousands by filing date | |
| TELEFONICA BRASIL SA FSPONSORED ADR 1 ADR REPS 2 ORD SHS | 87936R106 | COM | 309,608 | $2,796,000 | thousands by filing date | |
| TORCHMARK CORP | 891027104 | COM | 48,864 | $2,793,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 392,066 | $2,788,000 | thousands by filing date | |
| ELBIT SYS LTD ORD | M3760D101 | Stock | 31,506 | $2,783,000 | thousands by filing date | |
| BT GROUP-ADR | 05577E101 | ADR | 80,125 | $2,774,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 180,937 | $2,768,000 | thousands by filing date | |
| HERSHEY CO COM | 427866108 | Stock | 31,000 | $2,767,000 | thousands by filing date | put |
| CALAVO GROWERS INC | 128246105 | COM | 56,481 | $2,767,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-16-014825 | this filing | 2016-02-16 | acceptance time not in the bulk data set |