13F-HR filed by UBS Group AG
UBS Group AG filed this 13F-HR for the quarter ended 2015-12-31, filed 2016-02-16, with 8,404 holding rows worth $154,096,253,000.
- Accession
- 0000950123-16-014825
- Filer
- CIK 1610520
- Filed
- 2016-02-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2015
A combination report, 15,204 entries on the cover page, a total value of $154,096,253,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $154,049,085,000 with VALUE read as thousands by filing date, 13F file number 028-16612. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerUBS ASSET MANAGEMENT (AMERICAS) INC 028-02682
- reports for this filerUBS OCONNOR LLC 028-06327
- included managerUBS Financial Services Inc. 028-11496
- included managerUBS Swiss Financial Advisors AG 028-11603
- included managerUBS AG New York Branch 028-07344
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ASBURY AUTOMOTIVE GROUP INC COM | 043436104 | Stock | 128,557 | $8,670,000 | thousands by filing date | |
| BORGWARNER INC COM | 099724106 | Stock | 200,000 | $8,646,000 | thousands by filing date | put |
| MOSAIC CO COM | 61945C103 | Stock | 313,100 | $8,638,000 | thousands by filing date | put |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 113,884 | $8,611,000 | thousands by filing date | |
| TESSERA TECHNOLOGIES INC | 88164L100 | COM | 286,397 | $8,595,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 268,335 | $8,587,000 | thousands by filing date | call |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 619,395 | $8,579,000 | thousands by filing date | |
| NASDAQ INC COM | 631103108 | Stock | 147,389 | $8,574,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR GUGG INSDR | 18383M209 | SENT | 184,093 | $8,568,000 | thousands by filing date | |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 200,080 | $8,553,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B107 | NYLI HEDGE MULTI | 300,453 | $8,551,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 288,900 | $8,549,000 | thousands by filing date | call |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 391,600 | $8,537,000 | thousands by filing date | call |
| POWERSHARES | 73936Q769 | EXCHANGE TRADED | 381,000 | $8,534,000 | thousands by filing date | call |
| BARCLAYS BANK PLC | 06739H776 | SP ADR 7.1%PF3 | 327,924 | $8,516,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 373,900 | $8,495,000 | thousands by filing date | call |
| Boeing Company | 097023105 | COM | 58,700 | $8,487,000 | thousands by filing date | call |
| CLAYMORE EXCHANGE TRD FD TR | 18383M522 | GUG BULL2019 E | 406,815 | $8,487,000 | thousands by filing date | |
| LOGITECH INTL S A SHS | H50430232 | Stock | 562,844 | $8,482,000 | thousands by filing date | |
| POWERSHARES DYN SEMICONDUCT | 73935X781 | COM | 335,931 | $8,476,000 | thousands by filing date | |
| SanDisk Corporation | 80004C101 | COM | 111,400 | $8,465,000 | thousands by filing date | put |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 765,700 | $8,453,000 | thousands by filing date | put |
| ASSURANT INC COM | 04621X108 | Stock | 104,858 | $8,445,000 | thousands by filing date | |
| MOODYS CORP COM | 615369105 | Stock | 83,836 | $8,412,000 | thousands by filing date | |
| Vanguard Utilities ETF | 92204A876 | SHS | 89,509 | $8,408,000 | thousands by filing date | |
| PEDIATRIX MEDICAL GROUP INC | 58502B106 | COM | 117,248 | $8,402,000 | thousands by filing date | |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 89,232 | $8,381,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 242,700 | $8,361,000 | thousands by filing date | call |
| POWERSHARESETF TRUST DYN SFTWR | 73935X773 | ETF - EQUITY | 197,792 | $8,361,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 80,700 | $8,358,000 | thousands by filing date | put |
| TORO CO | 891092108 | COM | 114,307 | $8,353,000 | thousands by filing date | |
| AMERICAN FINANCIAL GROUP INC COM | 025932104 | Stock | 115,821 | $8,349,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 384,900 | $8,348,000 | thousands by filing date | put |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 224,084 | $8,347,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06738C778 | DJUBS CMDT ETN36 | 388,433 | $8,340,000 | thousands by filing date | |
| GENTEX CORP COM | 371901109 | Stock | 520,300 | $8,330,000 | thousands by filing date | put |
| MARKET VECTORS ETF TR | 57060U506 | RUSSIA ETF | 568,600 | $8,330,000 | thousands by filing date | put |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 32,500 | $8,328,000 | thousands by filing date | call |
| ISHARES TR | 464288323 | NEW YORK MUN ETF | 74,251 | $8,311,000 | thousands by filing date | |
| ALKERMES PLC | G01767105 | SHS | 104,647 | $8,307,000 | thousands by filing date | |
| NUVEEN MUN HIGH INCOME OPPOR | 670682103 | COM | 600,335 | $8,297,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U506 | RUSSIA ETF | 565,639 | $8,287,000 | thousands by filing date | |
| ALCATEL-LUCENT | 013904305 | SPONSORED ADR | 2,160,455 | $8,275,000 | thousands by filing date | |
| F5 INC COM | 315616102 | Stock | 85,200 | $8,261,000 | thousands by filing date | put |
| NVIDIA Corp | 67066G104 | COM | 250,200 | $8,247,000 | thousands by filing date | put |
| AMN HEALTHCARE SVCS INC | 001744101 | COM | 265,458 | $8,242,000 | thousands by filing date | |
| HELMERICH & PAYNE INC | 423452101 | COM | 153,861 | $8,240,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 898,299 | $8,229,000 | thousands by filing date | |
| RESOLUTE FOREST PRODUCTS | 76117W109 | COMMON STOCK | 1,086,199 | $8,223,000 | thousands by filing date | |
| C H ROBINSON WORLDWIDE IN COM NEW | 12541W209 | Stock | 132,244 | $8,202,000 | thousands by filing date | |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 69,219 | $8,183,000 | thousands by filing date | |
| MARTIN MARIETTA MATLS INC COM | 573284106 | Stock | 59,900 | $8,181,000 | thousands by filing date | call |
| MOSAIC CO COM | 61945C103 | Stock | 296,230 | $8,172,000 | thousands by filing date | |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 934,991 | $8,172,000 | thousands by filing date | |
| ISHARES TR | 464287192 | US TRSPRTION | 60,605 | $8,165,000 | thousands by filing date | |
| UNITED STATES COMMODITY INDE | 911717106 | Common Stock | 201,683 | $8,162,000 | thousands by filing date | |
| DBX ETF TR XTRACK | 233051812 | MSCI SOUT | 363,599 | $8,149,000 | thousands by filing date | |
| SAP SE SPON ADR | 803054204 | ADR | 102,525 | $8,110,000 | thousands by filing date | |
| DOLLAR TREE INC COM | 256746108 | Stock | 104,919 | $8,102,000 | thousands by filing date | |
| TEEKAY LNG PARTNERS L P | Y8564M105 | PRTNRSP UNITS | 615,789 | $8,097,000 | thousands by filing date | |
| INTREXON CORP | 46122T102 | COM | 267,753 | $8,073,000 | thousands by filing date | |
| PLUM CREEK TIMBER CO INC | 729251108 | COM | 169,121 | $8,071,000 | thousands by filing date | |
| FLEX LTD ORD | Y2573F102 | Stock | 718,947 | $8,059,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 68,500 | $8,058,000 | thousands by filing date | call |
| ARROW ELECTRS INC | 042735100 | COM | 148,339 | $8,038,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B860 | ETF - EQUITY | 153,577 | $8,035,000 | thousands by filing date | |
| Vanguard S&P Mid-Cap 400 ETF | 921932885 | SHS | 85,545 | $8,027,000 | thousands by filing date | |
| NUVEEN CALIFORNIA AMT-FREE MUN | 670651108 | COM | 520,425 | $7,994,000 | thousands by filing date | |
| Vanguard S&P Small-Cap 600 Value ETF | 921932778 | SHS | 85,066 | $7,983,000 | thousands by filing date | |
| FOMENTO ECONOMICO MEXICANO S A SPON ADR UNITS | 344419106 | ADR | 86,391 | $7,978,000 | thousands by filing date | |
| SIRONA DENTAL SYSTEMS INC | 82966C103 | COM | 72,742 | $7,971,000 | thousands by filing date | |
| EXTRA SPACE STORAGE INC COM | 30225T102 | REIT | 90,292 | $7,964,000 | thousands by filing date | |
| MEDLEY CAP CORP | 58503F106 | COM | 1,058,990 | $7,964,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M514 | GUG BULL2020 E | 380,997 | $7,959,000 | thousands by filing date | |
| DUFF & PHELPS UTLITY AND INF | 26433C105 | COM | 539,161 | $7,942,000 | thousands by filing date | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 648,224 | $7,921,000 | thousands by filing date | |
| VIRTUS GLOBAL MULTI-SECTOR I | 92829B101 | COM | 560,521 | $7,920,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 112,800 | $7,919,000 | thousands by filing date | put |
| WATSCO INC COM | 942622200 | Stock | 67,463 | $7,902,000 | thousands by filing date | |
| OPPENHEIMER ETF TR | 68386C302 | S&P SMALLCAP 600 | 152,493 | $7,884,000 | thousands by filing date | |
| IPATH S&P GSCI CRUDE OIL TOTAL | 06738C786 | EXCHANGE TRADED | 1,265,090 | $7,882,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 482,268 | $7,871,000 | thousands by filing date | |
| AMDOCS LTD | G02602103 | SHS | 144,216 | $7,870,000 | thousands by filing date | |
| LG DISPLAY CO LTD SPONS ADR REP | 50186V102 | ADR | 753,603 | $7,868,000 | thousands by filing date | |
| Vanguard Materials ETF | 92204A801 | SHS | 83,445 | $7,860,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 302,600 | $7,852,000 | thousands by filing date | call |
| ISHARES TR | 46429B408 | CMN | 232,500 | $7,845,000 | thousands by filing date | |
| RESTAURANT BRANDS INTL INC COM | 76131D103 | Stock | 209,570 | $7,830,000 | thousands by filing date | |
| CAMDEN PPTY TR SH BEN INT | 133131102 | REIT | 101,999 | $7,830,000 | thousands by filing date | |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 99,858 | $7,829,000 | thousands by filing date | |
| ISHARES TR | 464287127 | MORNINGSTR US EQ | 65,720 | $7,825,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 694,826 | $7,803,000 | thousands by filing date | |
| SUMMIT MIDSTREAM PARTNERS LP | 866142102 | COM UNIT LTD | 416,621 | $7,803,000 | thousands by filing date | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 1,046,686 | $7,798,000 | thousands by filing date | |
| VANGUARD MALVERN FDS | 922020805 | SHS | 161,252 | $7,797,000 | thousands by filing date | |
| INTEGRATED DEVICE TECHNOLOGY INC | 458118106 | COMMON STOCK | 295,825 | $7,796,000 | thousands by filing date | |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 191,002 | $7,795,000 | thousands by filing date | |
| COOPER STANDARD HOLDING | 21676P103 | COMMON STOCK | 100,465 | $7,795,000 | thousands by filing date | |
| METTLER TOLEDO INTERNATIONAL COM | 592688105 | Stock | 22,940 | $7,780,000 | thousands by filing date | |
| HERBALIFE LTD | G4412G101 | COM SHS | 145,035 | $7,777,000 | thousands by filing date | |
| MID AMERICA APARTMENT COMMUNITIES INC. | 59522J103 | Common Stock, par value $0.01 per share | 85,617 | $7,775,000 | thousands by filing date | |
| CHARTER COMMUNICATION - A | 16117M305 | COM | 42,465 | $7,775,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 972,539 | $7,761,000 | thousands by filing date | |
| ALLETE INC | 018522300 | COM NEW | 152,502 | $7,752,000 | thousands by filing date | |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 218,748 | $7,735,000 | thousands by filing date | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 128,800 | $7,731,000 | thousands by filing date | call |
| WATERS CORP COM | 941848103 | Stock | 57,391 | $7,723,000 | thousands by filing date | |
| NEWFIELD EXPL CO | 651290108 | COM | 237,100 | $7,720,000 | thousands by filing date | call |
| JPMORGAN CHASE + CO-CW18 | 46634E114 | *W E | 325,797 | $7,718,000 | thousands by filing date | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 861,189 | $7,716,000 | thousands by filing date | |
| ANSYS INC COM | 03662Q105 | COM | 82,961 | $7,673,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A672 | ST INTER ETF | 127,471 | $7,672,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 826,500 | $7,670,000 | thousands by filing date | put |
| BERRY GLOBAL GROUP INC | 08579W103 | COM | 211,930 | $7,668,000 | thousands by filing date | |
| ZEBRA TECHNOLOGIES CORPORATION CL A | 989207105 | Stock | 110,000 | $7,662,000 | thousands by filing date | call |
| INVESCO WATER RESOURCES ETF | 73935X575 | COM | 353,170 | $7,653,000 | thousands by filing date | |
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 299,832 | $7,631,000 | thousands by filing date | |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 272,253 | $7,631,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 115,601 | $7,628,000 | thousands by filing date | |
| ISHARESAGENCYBONDETF | 464288166 | STOK | 67,397 | $7,626,000 | thousands by filing date | |
| RPM INTL INC COM | 749685103 | Stock | 173,000 | $7,623,000 | thousands by filing date | |
| Concho Resources Inc. | 20605P101 | COM | 82,012 | $7,616,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M104 | INT COM SER A | 277,973 | $7,594,000 | thousands by filing date | |
| SOLARCITY CORP | 83416T100 | COM | 148,800 | $7,592,000 | thousands by filing date | put |
| PIMCO ETF TR | 72201R205 | 1-5 US TIP IDX | 147,863 | $7,590,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U506 | RUSSIA ETF | 517,400 | $7,580,000 | thousands by filing date | call |
| SKECHERS U S A INC | 830566105 | CL A | 250,770 | $7,576,000 | thousands by filing date | |
| TARGA RES CORP COM | 87612G101 | Stock | 279,215 | $7,555,000 | thousands by filing date | |
| TERADYNE INC COM | 880770102 | Stock | 365,369 | $7,552,000 | thousands by filing date | |
| JACK IN THE BOX INC | 466367109 | COM | 98,393 | $7,548,000 | thousands by filing date | |
| AMAG PHARMACEUTICALS INC | 00163UAA4 | NOTE 2.500 2/1 | 6,000,000 | $7,545,000 | thousands by filing date | principal |
| NETEASE COM INC SPONSORED ADS | 64110W102 | ADR | 41,500 | $7,521,000 | thousands by filing date | put |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 904,817 | $7,519,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 9,900 | $7,513,000 | thousands by filing date | put |
| MANHATTAN ASSOCIATES INC COM | 562750109 | Stock | 113,206 | $7,492,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 2,270,999 | $7,471,000 | thousands by filing date | |
| DBX ETF TR | 233051101 | XTRACK MSCI EMRG | 408,051 | $7,459,000 | thousands by filing date | |
| STAG INDUSTRIAL INC | 85254J102 | COM | 404,280 | $7,459,000 | thousands by filing date | |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 58,777 | $7,454,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 857,700 | $7,453,000 | thousands by filing date | put |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 171,500 | $7,447,000 | thousands by filing date | call |
| COMPUTER SCIENCES CORP | 205363104 | COM | 227,435 | $7,433,000 | thousands by filing date | |
| ACADIA HEALTHCARE COMPANY INC COM | 00404A109 | Stock | 118,876 | $7,425,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E549 | GLB X SUPERDIV | 376,060 | $7,416,000 | thousands by filing date | |
| SOVRAN SELF STORAGE INC | 84610H108 | COM | 69,042 | $7,408,000 | thousands by filing date | |
| DRIL-QUIP INC | 262037104 | COM | 125,000 | $7,404,000 | thousands by filing date | put |
| NOBLE ENERGY INC | 655044105 | COM | 224,772 | $7,402,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 Growth ETF | 78464A409 | SHS | 73,774 | $7,390,000 | thousands by filing date | |
| EQT CORP COM | 26884L109 | Stock | 141,436 | $7,373,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q835 | INTL CORP BOND | 292,241 | $7,371,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC N | 42805T105 | COM | 517,300 | $7,361,000 | thousands by filing date | put |
| SPDR MSCI ACWI EX-US ETF | 78463X848 | COM | 238,753 | $7,353,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 126,100 | $7,340,000 | thousands by filing date | call |
| SOLARCITY CORP | 83416TAC4 | NOTE 1.625%11/0 | 9,081,000 | $7,333,000 | thousands by filing date | principal |
| CAMECO CORP COM | 13321L108 | Stock | 594,337 | $7,329,000 | thousands by filing date | |
| WEBMD HEALTH CORP | 94770V102 | COM | 151,717 | $7,328,000 | thousands by filing date | |
| SPDW | 78463X889 | COM | 284,370 | $7,323,000 | thousands by filing date | |
| CHARLES RIV LABS INTL INC | 159864107 | COM | 91,041 | $7,319,000 | thousands by filing date | |
| AECOM COM | 00766T100 | Stock | 242,672 | $7,288,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 721,936 | $7,256,000 | thousands by filing date | |
| OLD REP INTL CORP COM | 680223104 | Stock | 389,205 | $7,251,000 | thousands by filing date | |
| LIGAND PHARMACEUTICALS INC | 53220K504 | COM NEW | 66,862 | $7,250,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 74,100 | $7,245,000 | thousands by filing date | call |
| LIBERTY PROPERTY TRUST | 531172104 | SH BEN INT | 232,429 | $7,217,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 187,025 | $7,216,000 | thousands by filing date | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 1,616,354 | $7,209,000 | thousands by filing date | |
| ARMOUR RESIDENTIAL REIT INC | 042315507 | COM NEW | 331,313 | $7,209,000 | thousands by filing date | |
| SYNAPTICS INC COM | 87157D109 | Stock | 89,631 | $7,201,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J174 | DEV MRK EX US | 154,389 | $7,201,000 | thousands by filing date | |
| ALLSPRING MULTI SECTOR INCOM | 94987D101 | COM | 634,241 | $7,180,000 | thousands by filing date | |
| ISHARES TR | 464288620 | SHS | 67,020 | $7,152,000 | thousands by filing date | |
| CBRE GROUP INC CL A | 12504L109 | Stock | 206,531 | $7,141,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733C108 | SHS ISSUED FRST | 174,996 | $7,129,000 | thousands by filing date | |
| NUVEEN TAX-ADVANTAGED DIVID | 67073G105 | COM | 511,997 | $7,122,000 | thousands by filing date | |
| LOEWS CORP COM | 540424108 | Stock | 185,239 | $7,112,000 | thousands by filing date | |
| WABCO HLDGS INC | 92927K102 | COM | 69,471 | $7,105,000 | thousands by filing date | |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 713,919 | $7,075,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 216,232 | $7,064,000 | thousands by filing date | call |
| Q | 74876Y101 | Stock | 102,809 | $7,059,000 | thousands by filing date | |
| TAL ED GROUP SPONSORED ADS | 874080104 | ADR | 151,747 | $7,051,000 | thousands by filing date | |
| CURRENCYSHS JAPANESE YEN TR | 23130A102 | JAPANESE YEN | 87,300 | $7,039,000 | thousands by filing date | put |
| FLOWERS FOODS INC COM | 343498101 | Stock | 327,448 | $7,037,000 | thousands by filing date | |
| PROSHARES TR | 74347R248 | LARGE CAP CRE | 142,569 | $7,037,000 | thousands by filing date | |
| ARM HLDGS PLC | 042068106 | SPONSORED ADR | 155,547 | $7,037,000 | thousands by filing date | |
| ISHARES INDIA 50 ETF | 464289529 | UIT EXCHANGE TRADED | 258,129 | $7,019,000 | thousands by filing date | |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 379,707 | $7,010,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 76,476 | $7,008,000 | thousands by filing date | |
| CADENCE DESIGN SYSTEM INC COM | 127387108 | Stock | 336,697 | $7,006,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 2,127,100 | $6,998,000 | thousands by filing date | put |
| SYNGENTA AG ADR | 87160A100 | SPONS ADR | 88,758 | $6,988,000 | thousands by filing date | |
| BROADRIDGE FINL SOLUTIONS INC COM | 11133T103 | Stock | 129,965 | $6,983,000 | thousands by filing date | |
| BIG LOTS INC | 089302103 | COM | 181,016 | $6,976,000 | thousands by filing date | |
| GLOBAL BLOOD THERAPEUTICS USD | 37890U108 | COM | 215,431 | $6,965,000 | thousands by filing date | |
| UMPQUA HOLDINGS | 904214103 | COM | 437,294 | $6,954,000 | thousands by filing date | |
| PERRIGO CO PLC SHS | G97822103 | Stock | 47,900 | $6,931,000 | thousands by filing date | put |
| TETRA TECH INC NEW | 88162G103 | COM | 266,332 | $6,931,000 | thousands by filing date | |
| ISHARES INC | 464286301 | CMN | 383,529 | $6,927,000 | thousands by filing date | |
| WABTEC COM | 929740108 | Stock | 97,370 | $6,925,000 | thousands by filing date | |
| NUVEEN TX ADV TOTAL RET STRG | 67090H102 | COM | 593,173 | $6,922,000 | thousands by filing date | |
| ISHARES TR | 464287838 | U.S. BAS MTL ETF | 98,097 | $6,919,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 156,600 | $6,901,000 | thousands by filing date | put |
| PINNACLE FOODS INC DEL | 72348P104 | COM | 162,300 | $6,891,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229102 | CL A | 174,990 | $6,868,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q207 | DWA EMRG MKTS | 459,001 | $6,862,000 | thousands by filing date | |
| HANOVER INS GROUP INC COM | 410867105 | Stock | 84,044 | $6,836,000 | thousands by filing date | |
| iShares U.S. Oil & Gas Exploration & Production ETF | 464288851 | SHS | 128,913 | $6,826,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 300,000 | $6,825,000 | thousands by filing date | call |
| MARATHON OIL CORP | 565849106 | COM | 541,400 | $6,816,000 | thousands by filing date | call |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 320,863 | $6,799,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B746 | KBW BK PORT | 180,811 | $6,797,000 | thousands by filing date | |
| NEUSTAR INC | 64126X201 | CL A | 283,447 | $6,794,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C771 | SHS | 128,831 | $6,792,000 | thousands by filing date | |
| TORTOISE ENERGY INFRA CORP | 89147L100 | COM | 244,123 | $6,791,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41021P103 | COM | 380,172 | $6,790,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 439,000 | $6,756,000 | thousands by filing date | call |
| PROSHARES TR | 74347R701 | PSHS SHORT DOW30 | 297,972 | $6,734,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M381 | GUG BLT2018 HY | 284,378 | $6,729,000 | thousands by filing date | |
| ISHARES TR | 464288117 | INTL TREA BD ETF | 74,950 | $6,721,000 | thousands by filing date | |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 440,000 | $6,719,000 | thousands by filing date | put |
| UNIVERSAL CORP VA MTNS BK ENT COM | 913456109 | Stock | 119,669 | $6,711,000 | thousands by filing date | |
| JAZZ PHARMACEUTICALS PLC SHS USD | G50871105 | Stock | 47,700 | $6,705,000 | thousands by filing date | put |
| ALLIANCEBERNSTEIN INCOME FUN | 01881E101 | COM | 874,055 | $6,704,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 199,900 | $6,695,000 | thousands by filing date | put |
| BEMIS INC | 081437105 | COM | 149,816 | $6,695,000 | thousands by filing date | |
| KILROY REALTY CORP COM | 49427F108 | REIT | 105,611 | $6,683,000 | thousands by filing date | |
| AERCAP HOLDINGS NV SHS | N00985106 | Stock | 154,719 | $6,678,000 | thousands by filing date | call |
| FIFTH STR SR FLOATNG RATE CORP COM | 31679F101 | CEF | 779,079 | $6,677,000 | thousands by filing date | |
| ABENGOA YIELD PLC | G00349103 | ORD SHS | 345,862 | $6,671,000 | thousands by filing date | |
| RESOURCE CAP CORP | 76120W708 | COM NEW | 522,822 | $6,671,000 | thousands by filing date | |
| AMETEK INC COM | 031100100 | Stock | 124,362 | $6,665,000 | thousands by filing date | |
| STAPLES INC | 855030102 | COM | 703,801 | $6,665,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 955,928 | $6,663,000 | thousands by filing date | |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 400,438 | $6,635,000 | thousands by filing date | |
| H&E EQUIPMENT SERVICES INC | 404030108 | COM | 379,216 | $6,628,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 150,392 | $6,628,000 | thousands by filing date | |
| OPPENHEIMER ETF TR | 68386C203 | S&P MDCP 400 REV | 145,912 | $6,608,000 | thousands by filing date | |
| VALARIS ORD | 920355104 | COM | 79,555 | $6,600,000 | thousands by filing date | |
| CURRENCYSHS JAPANESE YEN TR | 23130A102 | JAPANESE YEN | 81,855 | $6,600,000 | thousands by filing date | |
| BROCADE COMMUNICATIONS SYS I | 111621306 | COM NEW | 716,897 | $6,581,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 500,411 | $6,570,000 | thousands by filing date | |
| ABRDN HEALTHCARE OPPORTUNITI | 879105104 | SHS | 377,391 | $6,563,000 | thousands by filing date | |
| EXPRO GROUP HOLDINGS NV COM | N33462107 | Stock | 392,818 | $6,557,000 | thousands by filing date | |
| HILTON WORLDWIDE HLDGS INC | 43300A104 | COM | 305,900 | $6,546,000 | thousands by filing date | call |
| VANGUARD WORLD FD | 921910709 | EXTENDED DUR | 57,752 | $6,537,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W109 | US TOTAL DIVIDND | 91,032 | $6,523,000 | thousands by filing date | |
| SPDR SERIES TRUST OILGAS EQUIP | 78464A748 | COM | 371,684 | $6,519,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E104 | CAP STRENGTH ETF | 170,492 | $6,513,000 | thousands by filing date | |
| ISHARES TR | 46432F875 | MRNGSTR INC ETF | 278,948 | $6,491,000 | thousands by filing date | |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 298,421 | $6,476,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V400 | STATE STREET GLO | 196,959 | $6,474,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254N103 | COM | 413,869 | $6,456,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E473 | GLBL X MLP ETF | 620,170 | $6,444,000 | thousands by filing date | |
| QUANTA SVCS INC | 74762E102 | COM | 317,723 | $6,434,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240M108 | COM | 272,479 | $6,428,000 | thousands by filing date | |
| Nippon Telegraph Telephone Corp | 654624105 | Equity | 161,704 | $6,426,000 | thousands by filing date | |
| SPIRIT AEROSYSTEMS HLDGS INC | 848574109 | COM CL A | 128,281 | $6,423,000 | thousands by filing date | |
| VANGUARD S&P SMALL-CAP 600 ETF | 921932828 | ETF | 64,673 | $6,412,000 | thousands by filing date | |
| ISHARES | 464286731 | MSCI TAIWAN ETF | 501,700 | $6,407,000 | thousands by filing date | call |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 141,022 | $6,401,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W208 | US HIGH DIVIDEND | 108,180 | $6,392,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 231,438 | $6,378,000 | thousands by filing date | |
| ALIGN TECHNOLOGY INC COM | 016255101 | Stock | 96,846 | $6,377,000 | thousands by filing date | |
| VANTIV INC | 92210H105 | CL A | 134,343 | $6,371,000 | thousands by filing date | |
| WISDOMTREE TR | 97717x552 | EUROP OPPOR FD | 259,335 | $6,369,000 | thousands by filing date | |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 151,000 | $6,313,000 | thousands by filing date | call |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 148,763 | $6,302,000 | thousands by filing date | |
| ISHARES CORE S&P U.S. GROWTH ETF | 464287671 | ETF | 77,611 | $6,300,000 | thousands by filing date | |
| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 176,043 | $6,299,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W809 | GUG S&P SC600 PG | 77,716 | $6,284,000 | thousands by filing date | |
| THL CREDIT INC | 872438106 | COM | 586,389 | $6,275,000 | thousands by filing date | |
| CHICAGO BRIDGE & IRON CO NV | 167250109 | N Y REGISTRY SH | 160,700 | $6,266,000 | thousands by filing date | put |
| FIRST TR EXCHANGE-TRADED FD | 33734X127 | ENERGY ALPHADX | 451,886 | $6,259,000 | thousands by filing date | |
| NOBLE ENERGY INC | 655044105 | COM | 190,000 | $6,257,000 | thousands by filing date | put |
| CHUNGHWA TELECOM CO LTD SPON ADR NEW11 | 17133Q502 | ADR | 208,270 | $6,255,000 | thousands by filing date | |
| NUVEEN QUALITY INC MUNI FUND | 670977107 | mf | 440,950 | $6,253,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 24,600 | $6,249,000 | thousands by filing date | put |
| WW GRAINGER INC COM | 384802104 | Stock | 30,835 | $6,247,000 | thousands by filing date | |
| SABRE CORP COM | 78573M104 | Stock | 223,298 | $6,246,000 | thousands by filing date | |
| UNIVERSAL INS HLDGS INC | 91359V107 | COM | 268,963 | $6,235,000 | thousands by filing date | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 230,000 | $6,233,000 | thousands by filing date | put |
| VERISIGN INC COM | 92343E102 | Stock | 71,263 | $6,226,000 | thousands by filing date | |
| WEX INC | 96208T104 | COM | 70,363 | $6,220,000 | thousands by filing date | |
| STERICYCLE INC | 858912108 | COM | 51,515 | $6,212,000 | thousands by filing date | |
| TENNECO INC | 880349105 | COM | 135,209 | $6,208,000 | thousands by filing date | |
| NORTHERN TR CORP COM | 665859104 | Stock | 85,938 | $6,195,000 | thousands by filing date | |
| ISHARES MORNINGSTAR MID-CAP GROWTH ETF | 464288307 | ETF | 40,076 | $6,194,000 | thousands by filing date | |
| MSCI INC COM | 55354G100 | Stock | 85,798 | $6,188,000 | thousands by filing date | |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 233,600 | $6,173,000 | thousands by filing date | |
| ENABLE MIDSTREAM PARTNERS LP | 292480100 | COM UNIT RP IN | 670,987 | $6,173,000 | thousands by filing date | |
| ASPEN INSURANCE HOLDINGS LTD | G05384105 | SHS | 127,809 | $6,173,000 | thousands by filing date | |
| MOBILEYE NV XXXMANDATORY MERGER EFF: 06/03/18 | N51488117 | FOREIGN ORDINARIES | 145,900 | $6,169,000 | thousands by filing date | put |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 468,263 | $6,167,000 | thousands by filing date | |
| AMSURG CORP | 03232P405 | COM | 80,976 | $6,153,000 | thousands by filing date | |
| MIDDLEBYCORP | 596278101 | STOK | 57,020 | $6,151,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 1,868,570 | $6,148,000 | thousands by filing date | call |
| HANCOCK JOHN PFD INCOME FD | 41013W108 | SH BEN INT | 306,869 | $6,144,000 | thousands by filing date | |
| EATON VANCE CORP | 278265103 | COM NON VTG | 189,148 | $6,134,000 | thousands by filing date | |
| MACERICH CO | 554382101 | COM | 75,877 | $6,123,000 | thousands by filing date | |
| KINDER MORGAN INC DEL | 49456B200 | PFD SER A | 151,934 | $6,123,000 | thousands by filing date | |
| QUESTAR CORP | 748356102 | COM | 314,247 | $6,122,000 | thousands by filing date | |
| COTERRA ENERGY INC COM | 127097103 | Stock | 345,534 | $6,113,000 | thousands by filing date | |
| ELLSWORTH GROWTH AND INCOME FU | 289074106 | COM | 788,245 | $6,109,000 | thousands by filing date | |
| GOLDCORP INC NEW | 380956409 | COM | 527,624 | $6,099,000 | thousands by filing date | call |
| iShares Global 100 ETF | 464287572 | SHS | 83,625 | $6,090,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 234,400 | $6,048,000 | thousands by filing date | put |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 655,045 | $6,046,000 | thousands by filing date | |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 103,084 | $6,041,000 | thousands by filing date | |
| POWERSHARES NASDAQ INTERNE | 73935X146 | ETF | 75,261 | $6,038,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD II | 018825109 | COM | 1,193,560 | $6,027,000 | thousands by filing date | |
| ADVANCED ENERGY INDS COM | 007973100 | Stock | 212,994 | $6,013,000 | thousands by filing date | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 274,900 | $6,001,000 | thousands by filing date | put |
| DWS Mun Income Tr | 25160C106 | COM | 444,112 | $5,987,000 | thousands by filing date | |
| NUVEEN PERFORMANCE PLUS MUN | 67062P108 | COM | 399,645 | $5,979,000 | thousands by filing date | |
| PROSHARES TR | 74347B714 | FUND | 114,308 | $5,967,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X194 | SST SPDR MSCI | 84,750 | $5,963,000 | thousands by filing date | |
| CHINA LODGING GROUP LTD | 16949N109 | SPONSORED ADR | 190,504 | $5,955,000 | thousands by filing date | |
| TWENTY FIRST CENTY FOX INC | 90130A101 | CL A | 218,400 | $5,932,000 | thousands by filing date | call |
| L-3 COMMUNICATIONS HLDGS INC | 502424104 | COM | 49,601 | $5,928,000 | thousands by filing date | |
| FACTSET RESH SYS INC COM | 303075105 | Stock | 36,226 | $5,889,000 | thousands by filing date | |
| FIRST AMERN FINL CORP | 31847R102 | COM | 163,883 | $5,884,000 | thousands by filing date | |
| BLACKROCK SCIENCE & TECHNOLO | 09258G104 | SHS | 339,463 | $5,876,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 160,065 | $5,868,000 | thousands by filing date | |
| STAPLES INC | 855030102 | COM | 619,500 | $5,867,000 | thousands by filing date | call |
| JUNO THERAPEUTICS INC | 48205A109 | COM | 133,279 | $5,861,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 609,208 | $5,849,000 | thousands by filing date | |
| WHITEWAVE FOODS COMPANY | 966244105 | COMMON STOCK | 150,000 | $5,837,000 | thousands by filing date | put |
| CAMBREX CORP | 132011107 | COM | 123,914 | $5,834,000 | thousands by filing date | |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 89,860 | $5,832,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 35,900 | $5,798,000 | thousands by filing date | put |
| INGREDION INC COM | 457187102 | Stock | 60,480 | $5,796,000 | thousands by filing date | |
| NISOURCE INC COM | 65473P105 | Stock | 296,789 | $5,790,000 | thousands by filing date | |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 196,071 | $5,789,000 | thousands by filing date | |
| GREENHAVEN CONTINUOUS CMDTY | 395258106 | UNIT | 311,029 | $5,760,000 | thousands by filing date | |
| PROSHARES TR | 74347B607 | INVT INT RT HG | 78,488 | $5,746,000 | thousands by filing date | |
| ISHARES | 464286731 | MSCI TAIWAN ETF | 449,700 | $5,743,000 | thousands by filing date | put |
| SEI INVTS CO COM | 784117103 | Stock | 109,529 | $5,740,000 | thousands by filing date | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 108,252 | $5,719,000 | thousands by filing date | |
| NUVEEN PREM INCOME MUN FD | 67062T100 | COM | 405,589 | $5,719,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 203,714 | $5,712,000 | thousands by filing date | |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 93,137 | $5,709,000 | thousands by filing date | |
| BALL CORP | 058498106 | COM | 78,451 | $5,705,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 423,657 | $5,702,000 | thousands by filing date | |
| QIAGEN NV | N72482107 | COMMON STOCK-FO | 205,970 | $5,695,000 | thousands by filing date | |
| TALLGRASS ENERGY LP | 874696107 | CLASS A SHS | 356,496 | $5,693,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 132,100 | $5,689,000 | thousands by filing date | put |
| FIREEYE INC | 31816Q101 | COM | 274,300 | $5,689,000 | thousands by filing date | call |
| MAINSTAY DEFINED TERM MUNI OPP | 56064K100 | COM | 302,057 | $5,688,000 | thousands by filing date | |
| WPP PLC NEW ADR | 92937A102 | ADR | 49,518 | $5,682,000 | thousands by filing date | |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 201,606 | $5,673,000 | thousands by filing date | |
| VANGUARD INTL EQUITY INDEX F | 922042676 | COM | 111,004 | $5,672,000 | thousands by filing date | |
| GARTNERINC | 366651107 | STOK | 62,545 | $5,672,000 | thousands by filing date | |
| ALLIANT ENERGY CORP COM | 018802108 | Stock | 90,771 | $5,668,000 | thousands by filing date | |
| REINSURANCE GROUP AMER INC COM NEW | 759351604 | Stock | 66,250 | $5,668,000 | thousands by filing date | |
| Invesco S&P 500 Revenue ETF | 68386C104 | Exchange Traded Fund | 143,516 | $5,660,000 | thousands by filing date | |
| INVESTORS BANCORP, INC. | 46146L101 | COMMON STOCK | 453,983 | $5,647,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 510,566 | $5,646,000 | thousands by filing date | |
| TESLA INC | 88160RAC5 | NOTE 1.250% 3/0 | 6,150,000 | $5,635,000 | thousands by filing date | principal |
| CDW CORP COM | 12514G108 | Stock | 133,965 | $5,632,000 | thousands by filing date | |
| PROSHARES TR | 74347B300 | PSHS ULSHT SP500 | 282,499 | $5,630,000 | thousands by filing date | |
| OUTFRONT MEDIA INC | 69007J106 | COM | 257,364 | $5,617,000 | thousands by filing date | |
| iShares 0-5 Year High Yield Corporate Bond ETF | 46434V407 | COM | 126,045 | $5,613,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 117,200 | $5,606,000 | thousands by filing date | call |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 448,002 | $5,604,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 736,090 | $5,602,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M880 | LBT VENT COM A | 123,757 | $5,583,000 | thousands by filing date | |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 364,913 | $5,572,000 | thousands by filing date | |
| EBIX INC | 278715206 | COM NEW | 169,641 | $5,562,000 | thousands by filing date | |
| HASBRO INC COM | 418056107 | Stock | 82,500 | $5,557,000 | thousands by filing date | put |
| UBS GROUP AG SHS | H42097107 | Stock | 286,808 | $5,555,000 | thousands by filing date | put |
| SUNPOWER CORP | 867652406 | COM | 185,000 | $5,552,000 | thousands by filing date | put |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 544,998 | $5,537,000 | thousands by filing date | |
| TEXTRON INC COM | 883203101 | Stock | 131,766 | $5,536,000 | thousands by filing date | |
| CELLCOM ISRAEL LTD | M2196U109 | SHS | 892,143 | $5,531,000 | thousands by filing date | |
| CURRENCYSHARES EURO TRUST | 23130C108 | COMMON STOCK | 51,700 | $5,501,000 | thousands by filing date | put |
| GENTHERM INC | 37253A103 | COM | 115,962 | $5,496,000 | thousands by filing date | |
| TRIPADVISOR INC | 896945201 | COM | 64,378 | $5,489,000 | thousands by filing date | |
| BLACKHAWK NETWORK HOLDING INC | 09238E104 | COMMON STOCK | 124,041 | $5,485,000 | thousands by filing date | |
| NUVEEN QUALITY PFD INC FD 3 | 67072W101 | COM | 645,872 | $5,484,000 | thousands by filing date | |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 508,035 | $5,477,000 | thousands by filing date | |
| CDK GLOBAL INC | 12508E101 | COM | 115,303 | $5,474,000 | thousands by filing date | |
| ERIE INDTY CO CL A | 29530P102 | Stock | 57,210 | $5,472,000 | thousands by filing date | |
| RYDER SYS INC COM | 783549108 | Stock | 96,078 | $5,461,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 1,255,436 | $5,461,000 | thousands by filing date | |
| PACWEST BANCORP DEL | 695263103 | COM | 126,605 | $5,456,000 | thousands by filing date | |
| ALLIANZGI EQUITY & CONV INCO | 018829101 | COM | 303,654 | $5,454,000 | thousands by filing date | |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 304,958 | $5,449,000 | thousands by filing date | |
| PACKAGING CORP AMER COM | 695156109 | Stock | 86,389 | $5,447,000 | thousands by filing date | |
| HUMANA INC COM | 444859102 | Stock | 30,500 | $5,445,000 | thousands by filing date | put |
| CVR REFINING LP COM UNIT REPSTG LTD PARTNER | 12663P107 | COM | 286,900 | $5,431,000 | thousands by filing date | put |
| SVB FINANCIAL GROUP | 78486Q101 | COM | 45,582 | $5,420,000 | thousands by filing date | |
| CSRA INC | 12650T104 | COM | 180,652 | $5,419,000 | thousands by filing date | |
| DEL MONTE CORP ORD | G36738105 | Stock | 139,293 | $5,416,000 | thousands by filing date | |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 322,361 | $5,400,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U120 | SHS CL C | 132,386 | $5,397,000 | thousands by filing date | |
| ROWAN COMPANIES PLC | G7665A101 | SHS CL A | 317,600 | $5,383,000 | thousands by filing date | call |
| ENBRIDGE ENERGY MANAGEMENT L | 29250x103 | SHS UNITS LLI | 240,648 | $5,374,000 | thousands by filing date | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 79,000 | $5,366,000 | thousands by filing date | call |
| GOGO INC | 38046C109 | COM | 301,120 | $5,360,000 | thousands by filing date | |
| ISHARES TR | 464287275 | GBL COMM SVC ETF | 92,378 | $5,344,000 | thousands by filing date | |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 308,310 | $5,343,000 | thousands by filing date | |
| CHANGYOU COM LTD | 15911M107 | ADS REP CL A | 215,266 | $5,343,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 614,588 | $5,341,000 | thousands by filing date | |
| Vanguard Short-Term Treasury ETF | 92206C102 | SHS | 87,827 | $5,336,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464a201 | ST STR SP600GRWO | 30,777 | $5,309,000 | thousands by filing date | |
| AU OPTRONICS CORP | 002255107 | SPONSORED ADR | 1,822,725 | $5,304,000 | thousands by filing date | |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 538,100 | $5,300,000 | thousands by filing date | call |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 198,773 | $5,285,000 | thousands by filing date | |
| AFFILIATED MANAGERS GROUP COM | 008252108 | Stock | 33,044 | $5,279,000 | thousands by filing date | |
| ROYAL BK CDA COM | 780087102 | Stock | 98,400 | $5,272,000 | thousands by filing date | put |
| PIMCO ETF TR | 72201R882 | 25YR ZERO U S | 48,229 | $5,272,000 | thousands by filing date | |
| TIPTREE INC | 88822Q103 | COM | 858,347 | $5,270,000 | thousands by filing date | |
| JAMBA INC | 47023A309 | COM NEW | 390,568 | $5,269,000 | thousands by filing date | |
| DOMINOS PIZZA INC COM | 25754A201 | Stock | 47,319 | $5,264,000 | thousands by filing date | |
| WORLD KINECT CORPORATION | 981475106 | COM | 136,789 | $5,262,000 | thousands by filing date | |
| OSHKOSH CORP COM | 688239201 | Stock | 134,672 | $5,257,000 | thousands by filing date | |
| BANCROFT FUND LIMITED | 059695106 | COM | 288,621 | $5,253,000 | thousands by filing date | |
| GREEN PLAINS PARTNERS LP | 393221106 | COM | 323,143 | $5,251,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 160,300 | $5,243,000 | thousands by filing date | call |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 341,320 | $5,236,000 | thousands by filing date | |
| LINCOLN ELEC HLDGS INC | 533900106 | COM | 100,911 | $5,235,000 | thousands by filing date | |
| COBALT INTL ENERGY INC | 19075F106 | COM | 968,000 | $5,227,000 | thousands by filing date | call |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 100,205 | $5,219,000 | thousands by filing date | |
| EAST WEST BANCORP INC COM | 27579R104 | Stock | 125,566 | $5,218,000 | thousands by filing date | |
| OMEROS CORP | 682143102 | COM | 331,113 | $5,209,000 | thousands by filing date | |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 1,500,000 | $5,205,000 | thousands by filing date | call |
| iShares S&P AMT-Free Municipal | 46429B580 | COM | 203,771 | $5,200,000 | thousands by filing date | |
| CONNS INC | 208242107 | COM | 221,398 | $5,197,000 | thousands by filing date | |
| TYLER TECHNOLOGIES INC COM | 902252105 | Stock | 29,801 | $5,195,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 529,476 | $5,195,000 | thousands by filing date | |
| ALON USA ENERGY INC | 020520102 | COM | 349,855 | $5,192,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 87,600 | $5,189,000 | thousands by filing date | call |
| EVOGENE LTD | M4119S104 | SHS | 643,714 | $5,182,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 34,300 | $5,167,000 | thousands by filing date | call |
| TIME WARNER INC | 887317303 | COM NEW | 79,800 | $5,161,000 | thousands by filing date | call |
| NUVEEN ENERGY MLP TOTL RTRNF | 67074U103 | COM | 464,764 | $5,159,000 | thousands by filing date | |
| EVEREST GROUP LTD COM | G3223R108 | Stock | 28,171 | $5,158,000 | thousands by filing date | |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 416,789 | $5,156,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 263,870 | $5,148,000 | thousands by filing date | |
| HASBRO INC COM | 418056107 | Stock | 76,411 | $5,147,000 | thousands by filing date | |
| CHINA PETROLEUM AND CHEMICAL-A | 16941R108 | SPON ADR H SHS | 85,685 | $5,139,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 1,515,900 | $5,139,000 | thousands by filing date | put |
| BROOKFIELD PROPERTY PARTRS L | G16249107 | UNIT LTD PARTN | 220,953 | $5,135,000 | thousands by filing date | |
| AGIOS PHARMACEUTICALS INC | 00847X104 | COM | 79,040 | $5,131,000 | thousands by filing date | |
| DELUXE CORP MEDIUM TERM NTS COM | 248019101 | Stock | 93,949 | $5,125,000 | thousands by filing date | |
| M.D.C. HOLDINGS INC | 552676108 | COM | 200,648 | $5,123,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 59,900 | $5,101,000 | thousands by filing date | call |
| AMTRUST FINL SVCS INC | 032359309 | COM | 82,788 | $5,098,000 | thousands by filing date | |
| NUVEEN DOW 30 DYNMC OVERWRT | 67075F105 | SHS | 354,640 | $5,093,000 | thousands by filing date | |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 452,107 | $5,086,000 | thousands by filing date | |
| GUGGENHEIM | 18383Q507 | EXCHANGE TRADED | 186,609 | $5,065,000 | thousands by filing date | |
| SMITH A O CORP COM | 831865209 | Stock | 66,106 | $5,064,000 | thousands by filing date | |
| COACH INC | 189754104 | COM | 154,720 | $5,064,000 | thousands by filing date | call |
| CLEARBRIDGE MLP AND MIDSTRM | 184692101 | COM | 333,524 | $5,063,000 | thousands by filing date | |
| Plains Group Hldgs LP | 72651A108 | UT LTD PTNR | 534,465 | $5,051,000 | thousands by filing date | |
| TAUBMAN CTRS INC | 876664103 | COM | 65,796 | $5,049,000 | thousands by filing date | |
| TEGNA INC COM | 87901J105 | Stock | 197,706 | $5,046,000 | thousands by filing date | |
| TOLL BROTHERS INC COM | 889478103 | Stock | 151,262 | $5,037,000 | thousands by filing date | |
| Broadcom Inc | Y0486S104 | Common | 34,700 | $5,037,000 | thousands by filing date | call |
| FIRST TRUST ENERGY INCOME AND | 33738G104 | COM | 218,808 | $5,033,000 | thousands by filing date | |
| AMERICAN CAMPUS COMMUNITIES | 024835100 | COM | 121,735 | $5,032,000 | thousands by filing date | |
| INTERPUBLIC GROUP COS | 460690100 | COM | 216,021 | $5,028,000 | thousands by filing date | |
| COHEN & STEERS MLP INC & ENR | 19249B106 | COM SHS | 479,464 | $5,015,000 | thousands by filing date | |
| TEREX CORP NEW COM | 880779103 | Stock | 271,000 | $5,008,000 | thousands by filing date | put |
| PANDORA MEDIA INC | 698354107 | COM | 372,800 | $4,999,000 | thousands by filing date | put |
| E TRADE FINANCIAL CORP | 269246401 | COM NEW | 168,620 | $4,998,000 | thousands by filing date | |
| ISHARES TR | 464288109 | MORNINGSTAR VALU | 61,102 | $4,996,000 | thousands by filing date | |
| DISCOVERY INC | 25470F302 | COM SER C | 197,951 | $4,993,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 70,400 | $4,992,000 | thousands by filing date | put |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 271,869 | $4,992,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME TR II | 09249N101 | COM | 325,575 | $4,985,000 | thousands by filing date | |
| LINDSAY CORPORATION | 535555106 | COM | 68,598 | $4,966,000 | thousands by filing date | |
| COMPASS MINERALS INTL INC | 20451N101 | COM | 65,867 | $4,958,000 | thousands by filing date | |
| SIX FLAGS ENTERTAINMENT CORP | 83001A102 | COM | 90,243 | $4,958,000 | thousands by filing date | |
| ZILLOW GROUP INC CL C CAP STK | 98954M200 | Stock | 210,969 | $4,954,000 | thousands by filing date | |
| CALPINE CORP | 131347304 | COM | 342,200 | $4,952,000 | thousands by filing date | call |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 141,494 | $4,949,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 567,200 | $4,929,000 | thousands by filing date | call |
| GRAPHIC PACKAGING HLDG CO COM | 388689101 | Stock | 383,907 | $4,926,000 | thousands by filing date | |
| ISHARES TR | 464288802 | ESG OPTIMIZED | 59,033 | $4,922,000 | thousands by filing date | |
| ROSE ROCK MIDSTREAM LP | 777149105 | COM U REP LTD | 327,262 | $4,922,000 | thousands by filing date | |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 185,000 | $4,919,000 | thousands by filing date | call |
| ASGN INC | 682159108 | COM | 109,197 | $4,908,000 | thousands by filing date | |
| SPDR SER TR | 78464A862 | S&P SEMICNDCTR | 112,321 | $4,906,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33735T109 | COMMON SHS | 402,004 | $4,896,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 41,400 | $4,891,000 | thousands by filing date | call |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 847,481 | $4,890,000 | thousands by filing date | |
| QLIK TECHNOLOGIES INC | 74733T105 | COM | 154,233 | $4,883,000 | thousands by filing date | |
| IDEXX LABS INC COM | 45168D104 | Stock | 66,623 | $4,858,000 | thousands by filing date | |
| DONALDSON INC COM | 257651109 | Stock | 169,162 | $4,848,000 | thousands by filing date | |
| Vanguard Communication Services ETF | 92204A884 | SHS | 57,680 | $4,840,000 | thousands by filing date | |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 458,598 | $4,839,000 | thousands by filing date | |
| VOYA INFRASTRUCTURE INDLS & | 92912X101 | COM | 394,599 | $4,838,000 | thousands by filing date | |
| ISHARES TR | 464288539 | MRTG PLS CAP IDX | 505,975 | $4,837,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 470,313 | $4,821,000 | thousands by filing date | |
| MDU RES GROUP INC | 552690109 | COM | 263,072 | $4,819,000 | thousands by filing date | |
| COSTAR GROUP INC COM | 22160N109 | Stock | 23,287 | $4,813,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 518,370 | $4,810,000 | thousands by filing date | call |
| COMMERCE BANCSHARES INC | 200525103 | COM | 113,051 | $4,809,000 | thousands by filing date | |
| ROYAL BK SCOTLND GRP PLC | 780097804 | SPON | 185,571 | $4,795,000 | thousands by filing date | |
| Ashland | 044209104 | Common | 46,642 | $4,790,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-16-014825 | this filing | 2016-02-16 | acceptance time not in the bulk data set |