13F-HR filed by UBS Group AG
UBS Group AG filed this 13F-HR for the quarter ended 2015-12-31, filed 2016-02-16, with 8,404 holding rows worth $154,096,253,000.
- Accession
- 0000950123-16-014825
- Filer
- CIK 1610520
- Filed
- 2016-02-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2015
A combination report, 15,204 entries on the cover page, a total value of $154,096,253,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $154,049,085,000 with VALUE read as thousands by filing date, 13F file number 028-16612. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerUBS ASSET MANAGEMENT (AMERICAS) INC 028-02682
- reports for this filerUBS OCONNOR LLC 028-06327
- included managerUBS Financial Services Inc. 028-11496
- included managerUBS Swiss Financial Advisors AG 028-11603
- included managerUBS AG New York Branch 028-07344
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| OMNICOM GROUP INC COM | 681919106 | Stock | 245,000 | $18,537,000 | thousands by filing date | call |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 282,100 | $18,517,000 | thousands by filing date | put |
| BROADCOM CORP | 111320107 | CL A | 319,881 | $18,496,000 | thousands by filing date | |
| EDISON INTL COM | 281020107 | Stock | 312,234 | $18,487,000 | thousands by filing date | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 476,858 | $18,449,000 | thousands by filing date | |
| iShares Expanded Tech-Software Sector ETF | 464287515 | SHS | 176,779 | $18,351,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 809,297 | $18,330,000 | thousands by filing date | |
| COLUMBIA PIPELINE GROUP INC | 198280109 | COM | 915,260 | $18,305,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B654 | PWRSH S&P500HI | 548,834 | $18,298,000 | thousands by filing date | |
| SCHD | 808524797 | COM | 474,413 | $18,293,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 698,154 | $18,285,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 553,109 | $18,230,000 | thousands by filing date | |
| POWERSHARES | 73935X708 | EXCHANGE TRADED | 625,882 | $18,207,000 | thousands by filing date | |
| MCGRAW HILL FINL INC | 580645109 | COM | 184,614 | $18,200,000 | thousands by filing date | |
| FIFTH STREET FIN CORP COM | 31678A103 | COM | 2,850,693 | $18,188,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 271,200 | $18,067,000 | thousands by filing date | put |
| 3M CO COM | 88579Y101 | Stock | 119,500 | $18,002,000 | thousands by filing date | put |
| BLACKROCK MUN INCOME TR | 09248F109 | SH BEN INT | 1,219,673 | $17,991,000 | thousands by filing date | |
| FIRST TRUST INTERMEDIATE DURATION PREFERRED & INCOME FUND | 33718W103 | CEF | 845,382 | $17,981,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C680 | COM | 176,024 | $17,954,000 | thousands by filing date | |
| VMWARE, INC. | 928563402 | CL A COM | 316,800 | $17,921,000 | thousands by filing date | put |
| ISHARES TR | 464288828 | US HLTHCR PR ETF | 143,494 | $17,843,000 | thousands by filing date | |
| ISHARES MORNINGSTAR GROWTH ETF | 464287119 | ETF | 148,243 | $17,832,000 | thousands by filing date | |
| BLACKROCK TAX MUNICPAL BD TR | 09248X100 | SHS | 849,502 | $17,823,000 | thousands by filing date | |
| VOYA FINANCIAL INC COM | 929089100 | Stock | 482,478 | $17,808,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 535,200 | $17,763,000 | thousands by filing date | put |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 172,836 | $17,732,000 | thousands by filing date | |
| iShares MSCI KLD 400 Social ETF | 464288570 | SHS | 233,953 | $17,713,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 763,942 | $17,678,000 | thousands by filing date | call |
| OMNICOM GROUP INC COM | 681919106 | Stock | 233,431 | $17,661,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 1,447,236 | $17,642,000 | thousands by filing date | |
| JOHN HANCOCK TAX-ADVANTAGED DI | 41013V100 | COM | 856,789 | $17,624,000 | thousands by filing date | |
| YPF SOCIEDAD ANONIMA | 984245100 | SPON ADR CL D | 1,119,461 | $17,598,000 | thousands by filing date | |
| ANACOR PHARMACEUTICALS INC | 032420101 | COM | 155,000 | $17,510,000 | thousands by filing date | call |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 3,585,008 | $17,459,000 | thousands by filing date | |
| SEMPRA COM | 816851109 | Stock | 184,201 | $17,318,000 | thousands by filing date | |
| Phillips 66 Partners LP | 718549207 | COM UNIT REP INT | 281,696 | $17,296,000 | thousands by filing date | |
| HERBALIFE LTD | G4412G101 | COM SHS | 321,000 | $17,212,000 | thousands by filing date | call |
| FIRST TRUST HIGH YIELD LONG/SH | 33738D408 | FIRST TR TA HIYL | 365,306 | $17,158,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 175,000 | $17,110,000 | thousands by filing date | put |
| VALIDUS HOLDINGS LTD | G9319H102 | COM SHS | 369,083 | $17,084,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 383,800 | $17,068,000 | thousands by filing date | put |
| DTE ENERGY CO COM | 233331107 | Stock | 212,713 | $17,058,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 251,900 | $17,031,000 | thousands by filing date | put |
| CINTAS CORP COM | 172908105 | Stock | 187,005 | $17,027,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 1,538,932 | $17,020,000 | thousands by filing date | |
| XL GROUP PLC | G98290102 | SHS | 432,103 | $16,930,000 | thousands by filing date | |
| QIHOO 360 TECHNOLOGY CO LTD | 74734M109 | COMMON STOCK-FO | 232,300 | $16,914,000 | thousands by filing date | call |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 200,600 | $16,901,000 | thousands by filing date | put |
| COMERICAINC | 200340107 | COM | 403,482 | $16,878,000 | thousands by filing date | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 320,662 | $16,850,000 | thousands by filing date | |
| COMPANIA DE MINAS BUENAVENTU | 204448104 | SPONSORED ADR | 3,925,165 | $16,800,000 | thousands by filing date | |
| HATTERAS FINL CORP | 41902R103 | COM | 1,271,479 | $16,720,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740C337 | S&P 500 VEQTOR | 121,169 | $16,714,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M399 | GUG BLT2017 HY | 669,566 | $16,712,000 | thousands by filing date | |
| ROPER TECHNOLOGIES INC COM | 776696106 | Stock | 88,035 | $16,708,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 3,278,069 | $16,685,000 | thousands by filing date | |
| COLUMBIA PIPELINE PARTNERS L | 198281107 | COM UT REPSTG | 953,893 | $16,674,000 | thousands by filing date | |
| ACUITY INC COM | 00508Y102 | Stock | 71,158 | $16,637,000 | thousands by filing date | |
| NUVEEN INTERMEDIATE DURATION M | 670671106 | COM | 1,290,094 | $16,591,000 | thousands by filing date | |
| QUNAR CAYMAN IS LTD SPNS ADR CL B | 74906P104 | ADR | 314,400 | $16,581,000 | thousands by filing date | call |
| COPART INC COM | 217204106 | Stock | 435,183 | $16,541,000 | thousands by filing date | |
| MICHAEL KORS HLDGS LTD | G60754101 | SHS | 412,900 | $16,541,000 | thousands by filing date | put |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 172,042 | $16,528,000 | thousands by filing date | put |
| ISHARES | 464286848 | EXCHANGE TRADED | 1,363,600 | $16,527,000 | thousands by filing date | call |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 1,684,780 | $16,477,000 | thousands by filing date | |
| CAESARSTONE LTD | M20598104 | ORD SHS | 380,000 | $16,469,000 | thousands by filing date | call |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 2,354,260 | $16,433,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 156,454 | $16,390,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W760 | INTL SMCAP DIV | 281,751 | $16,370,000 | thousands by filing date | |
| CITIZENS FINL GROUP INC COM | 174610105 | Stock | 625,000 | $16,369,000 | thousands by filing date | call |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 375,500 | $16,304,000 | thousands by filing date | put |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 498,617 | $16,290,000 | thousands by filing date | |
| CHURCH & DWIGHT CO INC COM | 171340102 | Stock | 191,880 | $16,286,000 | thousands by filing date | |
| BLACKROCK CORE BD TR | 09249E101 | SHS BEN INT | 1,287,922 | $16,279,000 | thousands by filing date | |
| RENTRAK CORP | 760174102 | COM | 342,435 | $16,276,000 | thousands by filing date | |
| iShares Global Tech ETF | 464287291 | SHS | 166,842 | $16,270,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R704 | RBA INDL ETF | 985,466 | $16,270,000 | thousands by filing date | |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 1,207,420 | $16,216,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220106 | COM | 2,872,283 | $16,199,000 | thousands by filing date | |
| TALLGRASS ENERGY PARTNERS LP | 874697105 | COM UNIT | 392,023 | $16,156,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 1,022,900 | $16,152,000 | thousands by filing date | call |
| SUNPOWER CORP | 867652406 | COM | 537,855 | $16,141,000 | thousands by filing date | |
| YELP INC CL A | 985817105 | Stock | 560,400 | $16,140,000 | thousands by filing date | put |
| PDC ENERGY INC | 69327R101 | COM | 302,300 | $16,137,000 | thousands by filing date | call |
| CYS INVTS INC | 12673A108 | COM | 2,263,028 | $16,136,000 | thousands by filing date | |
| CVR REFINING LP COM UNIT REPSTG LTD PARTNER | 12663P107 | COM | 851,463 | $16,118,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220106 | COM | 2,847,900 | $16,062,000 | thousands by filing date | put |
| EDISON INTL COM | 281020107 | Stock | 270,500 | $16,016,000 | thousands by filing date | put |
| iShares Global Healthcare ETF | 464287325 | SHS | 155,758 | $15,984,000 | thousands by filing date | |
| CARLYLE GROUP L P | 14309L102 | COM UTS LTD PTN | 1,020,967 | $15,947,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W703 | INTL EQUITY FD | 342,152 | $15,941,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 654,556 | $15,913,000 | thousands by filing date | |
| VIACOM INC | 92553P201 | CL B | 386,078 | $15,891,000 | thousands by filing date | |
| iShares MSCI USA Momentum Factor ETF | 46432F396 | SHS | 216,499 | $15,867,000 | thousands by filing date | |
| ST JUDE MED INC | 790849103 | COM | 256,753 | $15,859,000 | thousands by filing date | |
| HERSHEY CO COM | 427866108 | Stock | 177,490 | $15,845,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 460,100 | $15,832,000 | thousands by filing date | call |
| WHIRLPOOL CORP COM | 963320106 | Stock | 107,630 | $15,808,000 | thousands by filing date | |
| BAKER HUGHES INC | 057224107 | COM | 339,900 | $15,686,000 | thousands by filing date | put |
| Vanguard S&P 500 Growth ETF | 921932505 | SHS | 151,112 | $15,682,000 | thousands by filing date | |
| VENTAS INC COM | 92276F100 | REIT | 277,129 | $15,638,000 | thousands by filing date | |
| CHINA BIOLOGIC PRODUCTS INC | 16938C106 | COMM STK | 109,272 | $15,567,000 | thousands by filing date | |
| DIAMOND RESORTS INTL INC | 25272T104 | COM | 609,696 | $15,553,000 | thousands by filing date | |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 126,138 | $15,521,000 | thousands by filing date | |
| CANADIAN PACIFIC RAILWAYS | 13645T100 | COM | 121,586 | $15,514,000 | thousands by filing date | |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 900,238 | $15,511,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 231,349 | $15,510,000 | thousands by filing date | |
| HOLLYFRONTIER CORP | 436106108 | COM | 387,111 | $15,441,000 | thousands by filing date | |
| ALPINE TOTAL DYNAMIC DIVID F | 021060207 | COM SH BEN INT N | 2,010,013 | $15,437,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 140,000 | $15,355,000 | thousands by filing date | put |
| NUVEEN CA DIVI ADV MUN | 67066Y105 | COM | 991,032 | $15,341,000 | thousands by filing date | |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 1,002,691 | $15,301,000 | thousands by filing date | |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 1,822,772 | $15,293,000 | thousands by filing date | call |
| TELUS CORPORATION COM | 87971M103 | Stock | 552,162 | $15,268,000 | thousands by filing date | |
| CREE INC | 225447101 | COM | 572,000 | $15,255,000 | thousands by filing date | call |
| WISDOMTREE TR | 97717W406 | US AI ENHANCED | 217,016 | $15,254,000 | thousands by filing date | |
| DU PONT E I DE NEMOURS & CO | 263534109 | COM | 228,800 | $15,238,000 | thousands by filing date | put |
| MARKET VECTORS BIOTECH ETF | 57060U183 | BIOT | 119,980 | $15,231,000 | thousands by filing date | |
| PRUDENTIAL GLB SHT DUR HG YL | 74433A109 | COM | 1,076,088 | $15,227,000 | thousands by filing date | |
| WHOLE FOODS MKT INC | 966837106 | COM | 453,200 | $15,182,000 | thousands by filing date | put |
| ISHARES TR | 46434V886 | CMN | 528,578 | $15,155,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 109,920 | $15,127,000 | thousands by filing date | call |
| PENNEY J C INC | 708160106 | COM | 2,264,883 | $15,084,000 | thousands by filing date | |
| NORTHSTAR REIT. | 66704R803 | Common Stock | 885,200 | $15,075,000 | thousands by filing date | |
| SOUFUN HOLDINGS LTD | 836034108 | COMMON STOCK-FO | 2,038,500 | $15,065,000 | thousands by filing date | put |
| DOMINION ENERGY MIDSTRM PRTN | 257454108 | COM UT REP LTD | 491,305 | $15,063,000 | thousands by filing date | |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 1,367,100 | $15,038,000 | thousands by filing date | call |
| TPG SPECIALTY LENDING INC | 87265K102 | COM | 925,105 | $15,005,000 | thousands by filing date | |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 210,516 | $14,976,000 | thousands by filing date | |
| CBS CORP NEW | 124857202 | CL B | 317,453 | $14,962,000 | thousands by filing date | |
| MKT V. SHORT MUNI INDEX | 57060U803 | ETF | 852,628 | $14,947,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 2,140,300 | $14,918,000 | thousands by filing date | call |
| AMEREN CORP COM | 023608102 | Stock | 344,941 | $14,912,000 | thousands by filing date | |
| SEALED AIR CORP NEW | 81211K100 | COM | 334,310 | $14,910,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 3,466,307 | $14,905,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 686,010 | $14,880,000 | thousands by filing date | |
| PRECISION CASTPARTS CORP | 740189105 | COM | 64,078 | $14,867,000 | thousands by filing date | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 679,659 | $14,837,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 343,600 | $14,761,000 | thousands by filing date | call |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 2,365,099 | $14,759,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 3,626,118 | $14,759,000 | thousands by filing date | |
| iShares Core Dividend Growth ETF | 46434V621 | SHS | 574,063 | $14,748,000 | thousands by filing date | |
| SIGNATURE BANK | 82669G104 | COM | 95,488 | $14,646,000 | thousands by filing date | |
| GOLDCORP INC NEW | 380956409 | COM | 1,265,839 | $14,633,000 | thousands by filing date | |
| WEC ENERGY GROUP INC COM | 92939U106 | Stock | 284,432 | $14,595,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 138,780 | $14,583,000 | thousands by filing date | call |
| INSTALLED BLDG PRODS INC | 45780R101 | COM | 586,202 | $14,555,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A649 | ST STR AGGRE ETF | 254,743 | $14,533,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 2,079,400 | $14,493,000 | thousands by filing date | put |
| SUNTRUST BANKS INC | 867914103 | COM | 338,259 | $14,491,000 | thousands by filing date | |
| ISHARES TR MSCI CHINA ETF | 46429B671 | MSCI CHINA ETF | 324,497 | $14,479,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R783 | 0-5 HIGH YIELD | 157,843 | $14,462,000 | thousands by filing date | |
| ALLY FINL INC COM | 02005N100 | Stock | 773,159 | $14,412,000 | thousands by filing date | |
| SUNOPTA INC | 8676EP108 | COM | 2,106,947 | $14,412,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 178,100 | $14,357,000 | thousands by filing date | put |
| MAIN STR CAP CORP | 56035L104 | COM | 491,893 | $14,304,000 | thousands by filing date | |
| ACE LTD | H0023R105 | SHS | 121,900 | $14,244,000 | thousands by filing date | call |
| PALO ALTO NETWORKS INC | 697435105 | COM | 80,700 | $14,215,000 | thousands by filing date | put |
| BORGWARNER INC COM | 099724106 | Stock | 328,126 | $14,184,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 1,145,500 | $14,181,000 | thousands by filing date | call |
| AUTODESK INC COM | 052769106 | Stock | 231,900 | $14,130,000 | thousands by filing date | call |
| VENTAS INC COM | 92276F100 | REIT | 250,000 | $14,108,000 | thousands by filing date | call |
| RICE MIDSTREAM PARTNERS LP | 762819100 | UNIT LTD PARTN | 1,045,191 | $14,099,000 | thousands by filing date | |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 150,000 | $14,088,000 | thousands by filing date | call |
| NUVEEN NASDAQ 100 DYNAMIC OV | 670699107 | COM SHS | 726,296 | $14,068,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943F100 | AMERICAN DEP SHS | 303,570 | $14,064,000 | thousands by filing date | |
| PVH CORPORATION COM | 693656100 | Stock | 190,586 | $14,037,000 | thousands by filing date | |
| PINNACLE WEST CAP CORP | 723484101 | COM | 217,640 | $14,033,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 508,600 | $14,032,000 | thousands by filing date | call |
| Advanced Micro Devices,Inc. | 007903107 | COM | 4,882,540 | $14,013,000 | thousands by filing date | call |
| VANGUARD ADMIRAL FDS INC | 921932703 | 500 VAL IDX FD | 164,044 | $13,985,000 | thousands by filing date | |
| STATE STREET | 78464A813 | EXCHANGE TRADED | 141,065 | $13,965,000 | thousands by filing date | |
| PENTAIR PLC SHS | G7S00T104 | Stock | 281,759 | $13,955,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 2,937,594 | $13,954,000 | thousands by filing date | |
| ARES DYNAMIC CR ALLOCATION F | 04014F102 | COM | 1,043,897 | $13,947,000 | thousands by filing date | |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 50,381 | $13,934,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R866 | INTER MUN BD ACT | 258,125 | $13,930,000 | thousands by filing date | |
| NEUBERGER BERMAN MUN FD INC | 64124P101 | COM | 885,963 | $13,927,000 | thousands by filing date | |
| LINKEDIN CORP | 53578A108 | COM | 61,780 | $13,905,000 | thousands by filing date | call |
| NEW MTN FIN CORP | 647551100 | COM | 1,067,202 | $13,895,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 368,200 | $13,881,000 | thousands by filing date | call |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 331,919 | $13,877,000 | thousands by filing date | |
| INSMED INC COM PAR $.01 | 457669307 | Stock | 764,149 | $13,869,000 | thousands by filing date | |
| HRG GROUP INC COM | 40434J100 | Stock | 1,019,589 | $13,826,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X184 | UTILITIES ALPH | 617,182 | $13,819,000 | thousands by filing date | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 1,005,427 | $13,805,000 | thousands by filing date | |
| ALPINE GLOBAL PREMIER PPTYS | 02083A103 | COM SBI | 2,386,818 | $13,772,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 257,900 | $13,754,000 | thousands by filing date | call |
| Mondelez International,Inc. Class A | 609207105 | COM | 306,400 | $13,739,000 | thousands by filing date | put |
| XCELENERGY INC | 98389B100 | COM | 381,909 | $13,715,000 | thousands by filing date | |
| ANTERO MIDSTREAM LP | 03673L103 | Limited Partnership | 599,736 | $13,686,000 | thousands by filing date | |
| ISHARES INC | 464286509 | MSCI CDA ETF | 635,148 | $13,656,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 2,548,652 | $13,585,000 | thousands by filing date | |
| WESTLAKE CHEMICAL PARTNERS LP | 960417103 | COM | 612,196 | $13,579,000 | thousands by filing date | |
| ISHARES TR | 464288778 | US REGNL BKS ETF | 388,079 | $13,567,000 | thousands by filing date | |
| SOHU.COM INC | 83408W103 | COMMON STOCK | 237,137 | $13,562,000 | thousands by filing date | |
| ISHARES INC MSCI ITALY CAP | 464286855 | ETF | 983,899 | $13,519,000 | thousands by filing date | |
| FIDELITY NATIONAL FINANCIAL | 31620R303 | FNF GROUP COM | 389,411 | $13,500,000 | thousands by filing date | |
| MEAD JOHNSON NUTRITION CO | 582839106 | COM | 170,955 | $13,498,000 | thousands by filing date | |
| GALLAGHER ARTHUR J & CO COM | 363576109 | Stock | 329,080 | $13,473,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 159,841 | $13,468,000 | thousands by filing date | put |
| PROSHARES TR | 74347X849 | INDX FD | 544,496 | $13,466,000 | thousands by filing date | |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 393,000 | $13,433,000 | thousands by filing date | put |
| CITRIX SYSTEMS INC | 177376100 | COM | 177,397 | $13,421,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 5,003,400 | $13,409,000 | thousands by filing date | call |
| SYMANTEC CORP | 871503108 | COM | 638,404 | $13,407,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 5,001,600 | $13,404,000 | thousands by filing date | put |
| ISHARES | 464286848 | EXCHANGE TRADED | 1,105,400 | $13,397,000 | thousands by filing date | put |
| SPDR SERIES TRUST | 78464A789 | ST STR SP INS | 192,395 | $13,371,000 | thousands by filing date | |
| POLARIS INC COM | 731068102 | Stock | 155,150 | $13,336,000 | thousands by filing date | |
| BLOOMIN BRANDS INC | 094235108 | COM | 785,745 | $13,272,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 488,200 | $13,257,000 | thousands by filing date | call |
| FLUOR CORP | 343412102 | COM | 280,704 | $13,255,000 | thousands by filing date | |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 667,296 | $13,225,000 | thousands by filing date | |
| MENS WEARHOUSE INC | 587118100 | COM | 899,146 | $13,200,000 | thousands by filing date | |
| INVESCO FINANCIAL PREFERRED ETF | 73935X229 | COM | 700,176 | $13,185,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 2,088,628 | $13,179,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY FU | 09254F100 | COM | 832,331 | $13,176,000 | thousands by filing date | |
| GROUPE CGI INC | 39945C109 | CL A SUB VTG | 328,195 | $13,137,000 | thousands by filing date | |
| PEPCO HOLDINGS INC | 713291102 | COM | 505,066 | $13,136,000 | thousands by filing date | |
| TRANSDIGM GROUP INC COM | 893641100 | Stock | 57,481 | $13,132,000 | thousands by filing date | |
| LOGITECH INTL S A SHS | H50430232 | Stock | 870,000 | $13,111,000 | thousands by filing date | call |
| COHEN & STEERS LTD DURATION | 19248C105 | COM | 581,936 | $13,105,000 | thousands by filing date | |
| SHIRE PLC | 82481R106 | COMMON STOCK-FO | 63,766 | $13,072,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST INC COM CL A | 09257W100 | REIT | 487,735 | $13,051,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 17,100 | $12,977,000 | thousands by filing date | call |
| B & G FOODS INC | 05508R106 | COM | 370,092 | $12,961,000 | thousands by filing date | |
| HARRIS CORP INC | 413875105 | COM | 148,452 | $12,901,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 220,100 | $12,812,000 | thousands by filing date | put |
| B/E AEROSPACE INC | 073302101 | COM | 302,151 | $12,801,000 | thousands by filing date | |
| ISHARES 10 Y INVE GRADE COR B | 464289511 | 10+ YR INVST GRD | 229,706 | $12,788,000 | thousands by filing date | |
| LEVEL 3 COMMUNICATIONS INC | 52729N308 | COM NEW | 234,684 | $12,757,000 | thousands by filing date | |
| ISHARES MICRO-CAP ETF | 464288869 | ETF | 176,923 | $12,756,000 | thousands by filing date | |
| JUNIPER NETWORKS INC | 48203R104 | COM | 462,176 | $12,756,000 | thousands by filing date | |
| SK TELECOM LTD | 78440P108 | SPONSORED ADR | 632,765 | $12,750,000 | thousands by filing date | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 26,567 | $12,748,000 | thousands by filing date | |
| NEW SR INVT GROUP INC | 648691103 | COM | 1,291,313 | $12,732,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 175,300 | $12,729,000 | thousands by filing date | put |
| LITHIA MTRS INC COM | 536797103 | Stock | 119,116 | $12,707,000 | thousands by filing date | |
| VORNADO RLTY TR | 929042109 | SH BEN INT | 127,114 | $12,706,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 170,225 | $12,704,000 | thousands by filing date | |
| SILVER WHEATON CORP | 828336107 | COM | 1,020,414 | $12,674,000 | thousands by filing date | |
| HARMAN INTL INDS INC | 413086109 | COM | 134,271 | $12,650,000 | thousands by filing date | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 396,086 | $12,648,000 | thousands by filing date | |
| AON PLC | G0408V102 | SHS CL A | 137,009 | $12,634,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M555 | GUGG CRP BD 2016 | 572,202 | $12,634,000 | thousands by filing date | |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 224,264 | $12,633,000 | thousands by filing date | |
| FIAT CHRYSLER AUTOMOBILES N | N31738102 | SHS | 902,735 | $12,629,000 | thousands by filing date | |
| AMERIGAS PARTNERS MLP | 030975106 | COM | 367,990 | $12,611,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B597 | VAR RATE PFD POR | 519,215 | $12,596,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 523,808 | $12,582,000 | thousands by filing date | |
| ISHARES TR | 464287846 | DOW JONES US ETF | 123,222 | $12,565,000 | thousands by filing date | |
| ISHARES TR | 464287713 | US TELECOM ETF | 435,917 | $12,550,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 2,918,100 | $12,548,000 | thousands by filing date | put |
| POWERSHARES ETF TRUST | 73935X856 | DYN BIOT & GEN | 248,140 | $12,536,000 | thousands by filing date | |
| THOMSON REUTERS CORP | 884903105 | COM | 330,064 | $12,493,000 | thousands by filing date | |
| ENVESTNET INC | 29404K106 | COM | 418,293 | $12,486,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R100 | MULTI ASSET DI | 676,081 | $12,399,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X419 | CON DISCRE SEC | 280,326 | $12,346,000 | thousands by filing date | |
| INVESCO AEROSPACE & DEFENSE ETF | 73935X690 | COM | 346,044 | $12,333,000 | thousands by filing date | |
| EQT GP HLDGS LP | 26885J103 | COM UNIT REP | 593,853 | $12,329,000 | thousands by filing date | |
| CALERES INC | 129500104 | COM | 459,251 | $12,317,000 | thousands by filing date | |
| CLOUGH GLOBAL OPPORTUNITIES | 18914E106 | SH BEN INT | 1,179,128 | $12,310,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN FD & | 73935X849 | ETF - EQUITY | 381,446 | $12,283,000 | thousands by filing date | |
| BARCLAYS BANK PLC 8.125% P | 06739H362 | ADR PFD SR 5 | 462,632 | $12,274,000 | thousands by filing date | |
| ESSEX PPTY TR INC COM | 297178105 | REIT | 51,140 | $12,244,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932107 | COM | 385,100 | $12,219,000 | thousands by filing date | call |
| MATTEL INC | 577081102 | COM | 449,356 | $12,209,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 940,922 | $12,195,000 | thousands by filing date | |
| ISHARES TR | 46432F834 | COM | 245,297 | $12,137,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W281 | EMG MKTS SMCAP | 345,901 | $12,127,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 258,153 | $12,125,000 | thousands by filing date | |
| Rydex S&P 500 Pure Value Etf | 78355W304 | S&P PUR VAL | 245,739 | $12,090,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUSTHI | 73936T557 | COM | 692,768 | $12,081,000 | thousands by filing date | |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 341,651 | $12,077,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 182,718 | $12,065,000 | thousands by filing date | call |
| Salesforce.com, Inc | 79466L302 | COM | 153,300 | $12,019,000 | thousands by filing date | put |
| NUVEEN INS MUNICIPAL OPP FD | 670984103 | mf | 837,207 | $11,997,000 | thousands by filing date | |
| AUTOZONE INC COM | 053332102 | Stock | 16,157 | $11,987,000 | thousands by filing date | |
| ISHARES TR | 464288356 | CALIF MUN BD ETF | 101,455 | $11,987,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075402 | COM | 905,364 | $11,950,000 | thousands by filing date | |
| MARKET VECTORS ETF TR JR GOLD | 57061R544 | GOLD MINER ETF | 620,300 | $11,916,000 | thousands by filing date | put |
| BXP INC COM | 101121101 | REIT | 93,135 | $11,878,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 35,100 | $11,875,000 | thousands by filing date | put |
| NETEASE COM INC SPONSORED ADS | 64110W102 | ADR | 65,234 | $11,822,000 | thousands by filing date | |
| JONES LANG LASALLE INC COM | 48020Q107 | Stock | 73,796 | $11,797,000 | thousands by filing date | |
| ISHARES TR | 46434V704 | CUR HED MSCI GER | 483,454 | $11,782,000 | thousands by filing date | |
| ZIFF DAVIS INC | 48123V102 | COM | 142,556 | $11,736,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 121,829 | $11,724,000 | thousands by filing date | call |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 1,722,742 | $11,715,000 | thousands by filing date | |
| HOSPITALITY PROPERTIES TRUST | 44106M102 | COM SH BEN INT | 446,900 | $11,686,000 | thousands by filing date | call |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 1,669,288 | $11,685,000 | thousands by filing date | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 170,642 | $11,681,000 | thousands by filing date | |
| WESTERN ASSET INVT GRADE OPP | 95790A101 | COM | 578,864 | $11,676,000 | thousands by filing date | |
| GENERAL GROWTH PPTYS INC NEW | 370023103 | COM | 427,795 | $11,640,000 | thousands by filing date | |
| KITE PHARMA INC | 49803L109 | COM | 188,732 | $11,630,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E401 | NASDAQ 100 EX | 280,379 | $11,627,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 1,878,145 | $11,607,000 | thousands by filing date | |
| CITRIX SYSTEMS INC | 177376100 | COM | 153,300 | $11,597,000 | thousands by filing date | call |
| SOLARCITY CORP | 83416T100 | COM | 227,155 | $11,590,000 | thousands by filing date | |
| SBA COMMUNICATIONS CORP | 78388J106 | COMMON STOCK | 110,100 | $11,568,000 | thousands by filing date | call |
| ITC HLDGS CORP | 465685105 | COM | 294,234 | $11,550,000 | thousands by filing date | |
| BLOCK H & R INC COM | 093671105 | Stock | 346,169 | $11,531,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919203 | COM NEW | 355,188 | $11,505,000 | thousands by filing date | |
| ISHARES TR | 464288836 | U.S. PHARMA ETF | 70,862 | $11,458,000 | thousands by filing date | |
| WESTERN UN CO COM | 959802109 | Stock | 639,205 | $11,449,000 | thousands by filing date | |
| PRUDENTIAL SHT DURATION HG Y | 74442F107 | COM | 782,804 | $11,429,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 186,300 | $11,420,000 | thousands by filing date | call |
| SPDR INDEX SHS FDS | 78463X863 | ST DOW INTL ETF | 291,576 | $11,407,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 1,213,258 | $11,405,000 | thousands by filing date | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 831,890 | $11,405,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X192 | CLOUD COMPUTING | 378,681 | $11,376,000 | thousands by filing date | |
| POWERSHARES ETF TRUST HLTHCR S | 73935X351 | COM | 205,925 | $11,349,000 | thousands by filing date | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 101,200 | $11,320,000 | thousands by filing date | call |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 2,413,279 | $11,270,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A284 | NUVEEN ICE HIGH | 197,349 | $11,259,000 | thousands by filing date | |
| TCP CAP CORP | 87238Q103 | COM | 807,733 | $11,252,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X150 | INDLS PROD DUR | 430,911 | $11,247,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W601 | GUG S&P MC400 PG | 89,918 | $11,212,000 | thousands by filing date | |
| BLACKSTONE STRATEGIC CREDIT FU | 09257R101 | COM SHS BEN IN | 836,558 | $11,184,000 | thousands by filing date | |
| ROYCE VALUE TRUST | 780910105 | COM | 949,960 | $11,181,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 120,300 | $11,173,000 | thousands by filing date | call |
| RESTORATION HARDWARE HLDGS I | 761283100 | COM | 140,411 | $11,156,000 | thousands by filing date | |
| SYNOPSYS INC COM | 871607107 | Stock | 244,373 | $11,146,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X393 | CON STAPLE SEC | 196,201 | $11,142,000 | thousands by filing date | |
| SIGNET JEWELERS LTD SHS | G81276100 | Stock | 90,000 | $11,132,000 | thousands by filing date | call |
| COCA COLA ENTERPRISES INC NE | 19122T109 | COM | 225,894 | $11,123,000 | thousands by filing date | |
| FASTENAL CO COM | 311900104 | Stock | 272,288 | $11,115,000 | thousands by filing date | |
| ETFS Gold Trust | 26922Y105 | ETF | 107,363 | $11,111,000 | thousands by filing date | |
| AMPHENOL CORP NEW | 032095101 | COM | 212,048 | $11,075,000 | thousands by filing date | |
| KIMCO REALTY CORP COM | 49446R109 | REIT | 418,321 | $11,069,000 | thousands by filing date | |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 522,242 | $11,056,000 | thousands by filing date | |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 409,075 | $11,045,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 162,166 | $11,021,000 | thousands by filing date | call |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 657,600 | $11,015,000 | thousands by filing date | put |
| iShares Expanded Tech Sector ETF | 464287549 | SHS | 99,106 | $10,970,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 144,000 | $10,950,000 | thousands by filing date | call |
| VANGUARD SCOTTSDALE FDS | 92206C730 | COM | 116,941 | $10,949,000 | thousands by filing date | |
| VMWARE, INC. | 928563402 | CL A COM | 193,276 | $10,934,000 | thousands by filing date | call |
| QIHOO 360 TECHNOLOGY CO LTD | 74734M109 | COMMON STOCK-FO | 150,161 | $10,933,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736Q104 | CMN | 280,291 | $10,926,000 | thousands by filing date | |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 150,293 | $10,919,000 | thousands by filing date | |
| MEREDITH CORP | 589433101 | COM | 252,179 | $10,907,000 | thousands by filing date | |
| ABRDN HEALTHCARE INVESTORS | 87911J103 | SH BEN INT | 367,643 | $10,904,000 | thousands by filing date | |
| NETEASE COM INC SPONSORED ADS | 64110W102 | ADR | 60,100 | $10,893,000 | thousands by filing date | call |
| BIOMED REALTY TRUST COM | 09063h107 | COM | 459,708 | $10,890,000 | thousands by filing date | |
| ISHARES TR | 46434V738 | CORE MSCI EURO | 257,790 | $10,889,000 | thousands by filing date | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 373,300 | $10,871,000 | thousands by filing date | put |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 133,500 | $10,868,000 | thousands by filing date | put |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 441,051 | $10,854,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 147,622 | $10,849,000 | thousands by filing date | |
| TORTOISE MIDSTRM ENERGY FD I | 89148B101 | COM | 624,701 | $10,845,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN LSR | 73935X757 | COM | 294,470 | $10,825,000 | thousands by filing date | |
| GOLDMAN SACHS BDC INC | 38147U107 | SHS | 569,521 | $10,820,000 | thousands by filing date | |
| IONIS PHARMACEUTICALS INC COM | 462222100 | Stock | 174,321 | $10,795,000 | thousands by filing date | |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 114,355 | $10,765,000 | thousands by filing date | |
| MOBILEYE NV XXXMANDATORY MERGER EFF: 06/03/18 | N51488117 | FOREIGN ORDINARIES | 254,394 | $10,756,000 | thousands by filing date | |
| ISHARES CMBS ETF | 46429B366 | CMBS ETF | 211,858 | $10,733,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 204,500 | $10,730,000 | thousands by filing date | put |
| MARATHON OIL CORP | 565849106 | COM | 851,137 | $10,715,000 | thousands by filing date | |
| GENPACT LIMITED SHS | G3922B107 | Stock | 428,867 | $10,713,000 | thousands by filing date | |
| ARCELORMITTAL | L0302D178 | PREFERRED STOCK | 164,149,700 | $10,687,000 | thousands by filing date | principal |
| XYLEM INC COM | 98419M100 | Stock | 292,714 | $10,684,000 | thousands by filing date | |
| OPEN TEXT CORP COM | 683715106 | Stock | 221,700 | $10,625,000 | thousands by filing date | |
| DOUBLELINE OPPORTUNISTIC CR | 258623107 | COM | 419,603 | $10,620,000 | thousands by filing date | |
| LENNAR CORP CL A | 526057104 | Stock | 217,081 | $10,618,000 | thousands by filing date | |
| WESTROCK CO | 96145D105 | COM | 232,713 | $10,616,000 | thousands by filing date | |
| WESTERN ASSET MGD HI INCM FD | 95766L107 | COM | 2,343,349 | $10,592,000 | thousands by filing date | |
| ISHARES INC | 464286665 | MSCI PAC JP ETF | 275,874 | $10,591,000 | thousands by filing date | |
| SPECTRUM BRANDS HLDGS INC | 84763R101 | COM | 104,037 | $10,591,000 | thousands by filing date | |
| WORKDAY INC CL A | 98138H101 | Stock | 132,770 | $10,579,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 171,849 | $10,521,000 | thousands by filing date | |
| ISHARES TR | 46429B598 | MSCI INDIA ETF | 382,309 | $10,514,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U605 | AGRIBUS ETF | 226,099 | $10,511,000 | thousands by filing date | |
| HEALTHCARE SVCS GROUP INC | 421906108 | COM | 300,706 | $10,485,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 2,149,500 | $10,468,000 | thousands by filing date | put |
| LEGGETT & PLATT INC | 524660107 | COM | 248,816 | $10,455,000 | thousands by filing date | |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 119,300 | $10,428,000 | thousands by filing date | call |
| LUXOFT HLDG INC | G57279104 | ORD SHS CL A | 134,976 | $10,411,000 | thousands by filing date | |
| TRIANGLE CAP CORP | 895848109 | COM | 541,877 | $10,355,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 1,400,500 | $10,336,000 | thousands by filing date | put |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 580,676 | $10,295,000 | thousands by filing date | |
| BLACKROCK CALIFORNIA MUNICIPAL | 09248E102 | SH BEN INT | 643,755 | $10,268,000 | thousands by filing date | |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 1,163,448 | $10,261,000 | thousands by filing date | |
| TYCO INTL PLC | G91442106 | SHS | 321,742 | $10,261,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X200 | DJ GLBL DIVID | 470,088 | $10,229,000 | thousands by filing date | |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 1,342,213 | $10,227,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 512,986 | $10,204,000 | thousands by filing date | |
| SPECTRUM BRANDS HLDGS INC | 84763R101 | COM | 100,000 | $10,180,000 | thousands by filing date | put |
| TICC CAPITAL CORP | 87244T109 | COM | 1,665,454 | $10,126,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 646,096 | $10,041,000 | thousands by filing date | |
| HUNTINGTON INGALLS INDS INC COM | 446413106 | Stock | 78,977 | $10,018,000 | thousands by filing date | |
| SUNOCO LOGISTICS PRTNRS L P | 86764L108 | COM UNITS | 389,300 | $10,005,000 | thousands by filing date | put |
| SPLUNK INC | 848637104 | COM | 169,934 | $9,994,000 | thousands by filing date | |
| AQUA AMERICA INC | 03836W103 | COM | 335,196 | $9,989,000 | thousands by filing date | |
| XEROX CORP | 984121103 | COM | 939,554 | $9,987,000 | thousands by filing date | |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 270,968 | $9,978,000 | thousands by filing date | |
| UGI CORP NEW COM | 902681105 | Stock | 294,702 | $9,950,000 | thousands by filing date | |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 904,370 | $9,948,000 | thousands by filing date | |
| HSBC HLDGS PLC | 404280604 | ADR A 1/40PF A | 388,278 | $9,928,000 | thousands by filing date | |
| D R HORTON INC COM | 23331A109 | Stock | 308,600 | $9,884,000 | thousands by filing date | call |
| KOHLS CORP | 500255104 | COM | 207,410 | $9,879,000 | thousands by filing date | |
| VARIAN MED SYS INC | 92220P105 | COM | 122,197 | $9,874,000 | thousands by filing date | |
| ADVANCED SEMICONDUCTOR ENGR | 00756M404 | SPONSORED ADR | 1,741,058 | $9,871,000 | thousands by filing date | |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 479,275 | $9,854,000 | thousands by filing date | |
| SUNEDISON INC | 86732Y109 | COM | 1,933,562 | $9,842,000 | thousands by filing date | call |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 1,510,504 | $9,833,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932107 | COM | 309,753 | $9,828,000 | thousands by filing date | |
| MAGNA INTL INC COM | 559222401 | Stock | 242,191 | $9,823,000 | thousands by filing date | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 1,781,411 | $9,815,000 | thousands by filing date | |
| SENIOR HSG PPTYS TR | 81721M109 | SH BEN INT | 660,234 | $9,798,000 | thousands by filing date | |
| RICE MIDSTREAM PARTNERS LP | 762819100 | UNIT LTD PARTN | 726,300 | $9,798,000 | thousands by filing date | put |
| ISHARES TR | 464287770 | U.S. FIN SVC ETF | 108,747 | $9,785,000 | thousands by filing date | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 1,366,392 | $9,783,000 | thousands by filing date | |
| BORGWARNER INC COM | 099724106 | Stock | 226,200 | $9,779,000 | thousands by filing date | call |
| Walmart Inc. | 931142103 | COM | 159,500 | $9,777,000 | thousands by filing date | put |
| VISTEON CORP | 92839U206 | COM NEW | 85,293 | $9,766,000 | thousands by filing date | |
| STERIS PLC | G84720104 | SHS USD | 129,496 | $9,756,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 1,221,900 | $9,751,000 | thousands by filing date | put |
| ENBRIDGE INC COM | 29250N105 | Stock | 293,573 | $9,744,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 225,000 | $9,738,000 | thousands by filing date | put |
| VIACOM INC | 92553P201 | CL B | 236,300 | $9,726,000 | thousands by filing date | call |
| FIRST TR EXCH TRD ALPHDX FD | 33737J158 | JAPAN ALPHADEX | 206,194 | $9,724,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 260,600 | $9,707,000 | thousands by filing date | call |
| POWERSHARES ETF TRUST | 73935X344 | TECH SECT PORT | 244,394 | $9,700,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 705,200 | $9,690,000 | thousands by filing date | call |
| BROWN FORMAN CORP CL B | 115637209 | Stock | 97,548 | $9,685,000 | thousands by filing date | |
| LINEAR TECHNOLOGY CORP | 535678106 | COM | 227,984 | $9,682,000 | thousands by filing date | |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 1,152,600 | $9,670,000 | thousands by filing date | put |
| ALPS ETF TR | 00162Q205 | EQUAL SEC ETF | 176,525 | $9,666,000 | thousands by filing date | |
| POST HLDGS INC | 737446104 | COM | 156,498 | $9,655,000 | thousands by filing date | |
| CBS CORP NEW | 124857202 | CL B | 204,300 | $9,629,000 | thousands by filing date | call |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 300,666 | $9,622,000 | thousands by filing date | |
| PTC THERAPEUTICS INC | 69366J200 | COM | 296,100 | $9,594,000 | thousands by filing date | put |
| STATOIL ASA | 85771P102 | SPONSORED ADR | 683,372 | $9,540,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 478,485 | $9,527,000 | thousands by filing date | |
| E M C CORP MASS | 268648102 | COM | 369,900 | $9,499,000 | thousands by filing date | call |
| APARTMENT INVT & MGMT CO | 03748R101 | CL A | 237,177 | $9,494,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 203,100 | $9,483,000 | thousands by filing date | call |
| HERTZ GLOBAL HLDGS INC N | 42805T105 | COM | 665,385 | $9,468,000 | thousands by filing date | |
| SEATTLE GENETICS INC | 812578102 | COM | 210,435 | $9,444,000 | thousands by filing date | |
| PBF LOGISTICS LP | 69318Q104 | UNIT LTD PTNR | 441,990 | $9,441,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 189,200 | $9,424,000 | thousands by filing date | put |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 762,700 | $9,412,000 | thousands by filing date | |
| POTASH CORP OF SASKATCHEWAN | 73755L107 | COMMON STOCK-FO | 548,100 | $9,383,000 | thousands by filing date | put |
| HERON THERAPEUTICS INC | 427746102 | COM | 351,207 | $9,378,000 | thousands by filing date | |
| BLUEBIRD BIO INC | 09609G100 | COM | 145,883 | $9,369,000 | thousands by filing date | |
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 475,614 | $9,365,000 | thousands by filing date | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 732,464 | $9,346,000 | thousands by filing date | |
| UNITED THERAPEUTICS CORP DEL COM | 91307C102 | Stock | 59,516 | $9,321,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657101 | COM | 285,444 | $9,311,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 382,200 | $9,291,000 | thousands by filing date | put |
| iShares MSCI Mexico ETF | 464286822 | SHS | 186,400 | $9,288,000 | thousands by filing date | call |
| MANPOWERGROUP INC WIS COM | 56418H100 | Stock | 110,074 | $9,279,000 | thousands by filing date | |
| LIBERTY BROADBAND CORP | 530307305 | COM SER C | 178,787 | $9,271,000 | thousands by filing date | |
| Liberty Media Corp | 531229300 | COMMON STOCK | 242,940 | $9,251,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 513,546 | $9,248,000 | thousands by filing date | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 94,846 | $9,198,000 | thousands by filing date | |
| RITCHIE BROS AUCTIONEERS | 767744105 | COM | 380,755 | $9,180,000 | thousands by filing date | |
| NUVEEN QUALITY PFD INCOME FD | 67071S101 | COM | 1,108,401 | $9,178,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 116,800 | $9,157,000 | thousands by filing date | call |
| FITBIT INC | 33812L102 | CL A | 307,700 | $9,105,000 | thousands by filing date | put |
| CUMMINS INC COM | 231021106 | Stock | 103,300 | $9,091,000 | thousands by filing date | put |
| RYDEX S&P EQ WEIGHT TECHN ETF(RYT) | 78355W817 | ETF | 98,247 | $9,065,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN MEDI | 73935X823 | COM | 360,112 | $9,053,000 | thousands by filing date | |
| MARKETAXESS HLDGS INC | 57060D108 | COM | 80,995 | $9,039,000 | thousands by filing date | |
| ADVANCE AUTO PARTS INC | 00751Y106 | COM | 60,000 | $9,031,000 | thousands by filing date | put |
| IAC INTERACTIVECORP | 44919P508 | COM | 150,391 | $9,031,000 | thousands by filing date | |
| KEYW HLDG CORP | 493723100 | COM | 1,500,000 | $9,030,000 | thousands by filing date | call |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 1,151,425 | $9,027,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 129,700 | $9,021,000 | thousands by filing date | call |
| POWERSHARES ETF TRUST INTL DIV | 73935X716 | COM | 664,225 | $9,020,000 | thousands by filing date | |
| Invesco Large-Cap Growth | 73935X609 | ETF | 288,053 | $9,013,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 211,200 | $9,012,000 | thousands by filing date | put |
| NUVEEN TAXABLE MUNICPAL INM FD COM | 67074C103 | CEF | 446,963 | $8,979,000 | thousands by filing date | |
| HOSPITALITY PROPERTIES TRUST | 44106M102 | COM SH BEN INT | 342,808 | $8,964,000 | thousands by filing date | |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 71,500 | $8,938,000 | thousands by filing date | call |
| SCANA CORP NEW | 80589M102 | COM | 147,603 | $8,928,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 205,500 | $8,894,000 | thousands by filing date | call |
| BROOKFIELD MTG OPP INC FD IN | 112792106 | COM | 602,452 | $8,886,000 | thousands by filing date | |
| CA INC COM | 12673P105 | COM | 311,138 | $8,885,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A532 | STATE STREET SPD | 207,221 | $8,879,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 974,121 | $8,874,000 | thousands by filing date | |
| F5 INC COM | 315616102 | Stock | 91,521 | $8,873,000 | thousands by filing date | |
| ANACOR PHARMACEUTICALS INC | 032420101 | COM | 78,422 | $8,859,000 | thousands by filing date | |
| CIMAREX ENERGY CO COM | 171798101 | Stock | 98,900 | $8,840,000 | thousands by filing date | call |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 709,001 | $8,785,000 | thousands by filing date | |
| NUSTAR GP HOLDINGS LLC | 67059L102 | COMMON STOCK | 415,071 | $8,779,000 | thousands by filing date | |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 1,046,102 | $8,777,000 | thousands by filing date | |
| NEWCASTLE INVT CORP NEW COM PAR $0.01 | 65105M603 | REIT | 2,150,358 | $8,774,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD | 018828103 | COM | 1,583,521 | $8,772,000 | thousands by filing date | |
| OCH ZIFF CAP MGMT GROUP CL A | 67551U105 | COM | 1,407,079 | $8,766,000 | thousands by filing date | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 16,000 | $8,739,000 | thousands by filing date | put |
| VERISK ANALYTICS INC COM | 92345Y106 | Stock | 113,492 | $8,725,000 | thousands by filing date | |
| BUNGE LTD | G16962105 | COM | 127,657 | $8,716,000 | thousands by filing date | |
| ALLIED WRLD ASSUR COM HLDG A | H01531104 | SHS | 233,942 | $8,701,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 100,000 | $8,690,000 | thousands by filing date | call |
| MARKET VECTORS ETF TR | 57060U191 | OIL SVCS ETF | 327,900 | $8,673,000 | thousands by filing date | call |
| AVERY DENNISON CORP COM | 053611109 | Stock | 138,400 | $8,672,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-16-014825 | this filing | 2016-02-16 | acceptance time not in the bulk data set |