13F-HR filed by UBS Group AG
UBS Group AG filed this 13F-HR for the quarter ended 2015-12-31, filed 2016-02-16, with 8,404 holding rows worth $154,096,253,000.
- Accession
- 0000950123-16-014825
- Filer
- CIK 1610520
- Filed
- 2016-02-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2015
A combination report, 15,204 entries on the cover page, a total value of $154,096,253,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $154,049,085,000 with VALUE read as thousands by filing date, 13F file number 028-16612. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerUBS ASSET MANAGEMENT (AMERICAS) INC 028-02682
- reports for this filerUBS OCONNOR LLC 028-06327
- included managerUBS Financial Services Inc. 028-11496
- included managerUBS Swiss Financial Advisors AG 028-11603
- included managerUBS AG New York Branch 028-07344
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 24,797 | $41,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E648 | GBL X FTSE ETF | 3,359 | $41,000 | thousands by filing date | |
| ABSOLUTE SHS TR | 00400R700 | WBI BBR YLD 3000 | 1,898 | $41,000 | thousands by filing date | |
| CARA THERAPEUTICS INC | 140755109 | COM | 2,431 | $41,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 21,900 | $41,000 | thousands by filing date | call |
| ENERGOUS CORP | 29272C103 | COM | 5,225 | $41,000 | thousands by filing date | |
| ICONIX BRAND GROUP INC | 451055107 | COM | 6,009 | $41,000 | thousands by filing date | |
| SYNERGY RES CORP | 87164P103 | COM | 4,827 | $41,000 | thousands by filing date | |
| GOLD STD VENTURES CORP | 380738104 | COM | 61,096 | $41,000 | thousands by filing date | |
| COBIZ FINANCIAL INC | 190897108 | COM | 3,057 | $41,000 | thousands by filing date | |
| GLOBAL HIGH INCOME FUND INC | 37933G108 | COM | 4,823 | $41,000 | thousands by filing date | |
| TROVAGENE INC | 897238309 | COM | 7,565 | $41,000 | thousands by filing date | |
| SOUTHERN NATL BANCORP OF VA | 843395104 | COM | 3,112 | $41,000 | thousands by filing date | |
| Weyerhaeuser Co. | 962166872 | CONVERTIBLE PREFERRED STOCK | 821 | $41,000 | thousands by filing date | |
| PROSHARES ULT MSCI PAC X-JPN | 74347X534 | CMN | 1,423 | $41,000 | thousands by filing date | |
| FEDERATED PREM INTR MUN INC | 31423M105 | COM | 3,072 | $41,000 | thousands by filing date | |
| IPATH INVERSE S&P 500 VIX II | 06741K486 | ETP | 1,090 | $41,000 | thousands by filing date | |
| ISHARES TR | 46435G821 | MSCI ITALY ETF | 1,901 | $41,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K505 | Cmn | 1,798 | $41,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 600 | $40,000 | thousands by filing date | put |
| CARETRUST REIT INC COM | 14174T107 | REIT | 3,634 | $40,000 | thousands by filing date | |
| MONARCH CASINO & RESORT INC | 609027107 | COM | 1,761 | $40,000 | thousands by filing date | |
| MEDIFAST INC | 58470H101 | COM | 1,332 | $40,000 | thousands by filing date | |
| KAMAN CORP-CLASS A | 483548103 | COM | 975 | $40,000 | thousands by filing date | |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 1,000 | $40,000 | thousands by filing date | put |
| SINA CORP | G81477104 | ORD | 800 | $40,000 | thousands by filing date | put |
| HIGHLAND FDS I | 430101774 | HI LD IBOXX SRLN | 2,240 | $40,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 11,000 | $40,000 | thousands by filing date | call |
| PRIMEENERGY RESOURCES CORP | 74158E104 | COMMON STOCK | 763 | $40,000 | thousands by filing date | |
| PURE CYCLE CORP | 746228303 | COMMON STOCK | 8,302 | $40,000 | thousands by filing date | |
| INNOVATIVE SOLUTIONS SUPP | 45769N105 | COMMON STOCK | 14,600 | $40,000 | thousands by filing date | |
| VINA CONCHA Y TORO S A | 927191106 | SPONSORED ADR | 1,296 | $40,000 | thousands by filing date | |
| AMERICAN NATL INS | 028591105 | COMMON STOCK | 389 | $40,000 | thousands by filing date | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 4,837 | $40,000 | thousands by filing date | |
| CURIS INC | 231269101 | COM | 13,630 | $40,000 | thousands by filing date | |
| ERA GROUP INC | 26885G109 | COM | 3,500 | $40,000 | thousands by filing date | |
| YRC WORLDWIDE INC | 984249607 | COM | 2,806 | $40,000 | thousands by filing date | |
| INTL FCSTONE INC | 46116V105 | COM | 1,163 | $40,000 | thousands by filing date | |
| GAIN CAPITAL HOLDINGS INC | 36268W100 | COM | 4,915 | $40,000 | thousands by filing date | |
| ZWEIG FUND INC. | 989834205 | COM | 3,005 | $40,000 | thousands by filing date | |
| CAPE BANCORP INC | 139209100 | COM | 3,281 | $40,000 | thousands by filing date | |
| ARES CAP CORP | 04010LAD5 | NOTE 5.125% 6/0 | 40,000 | $40,000 | thousands by filing date | principal |
| POWERSHARES FDMNL PUR S CORE | 73935X435 | COM | 1,265 | $40,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06738G878 | IPATH GEMS ASIA8 | 1,014 | $40,000 | thousands by filing date | |
| DEUTSCHE BK AG LDN BRH | 25154H467 | PS CMDTY SH ETN | 683 | $40,000 | thousands by filing date | |
| PROSHARES TR | 74347R230 | PSHS SHTFINL ETF | 2,393 | $40,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740P197 | IPTH LEAD ETN | 1,335 | $40,000 | thousands by filing date | |
| DAVIDSTEA INC | 238661102 | COM | 3,223 | $40,000 | thousands by filing date | |
| ISHARES TR | 46434V712 | MIN VOL JAPN ETF | 704 | $40,000 | thousands by filing date | |
| OPUS BK IRVINE CALIF | 684000102 | COM | 1,088 | $40,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K703 | Cmn | 1,554 | $40,000 | thousands by filing date | |
| DOLLAR TREE INC COM | 256746108 | Stock | 500 | $39,000 | thousands by filing date | call |
| MCKESSON CORP COM | 58155Q103 | Stock | 200 | $39,000 | thousands by filing date | call |
| SIMULATIONS PLUS INC | 829214105 | COM | 3,888 | $39,000 | thousands by filing date | |
| SUMMIT MATERIALS INC CLASS A | 86614U100 | CL A | 1,956 | $39,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061409 | GLOBAL VALUE ETF | 2,222 | $39,000 | thousands by filing date | |
| PROSHARES TR II | 74347W270 | ULTRA YEN NEW | 719 | $39,000 | thousands by filing date | |
| ARROW ETF TR | 04273H104 | ARROW DJ GLB YLD | 2,287 | $39,000 | thousands by filing date | |
| NORTHERN TECHNOLOGIES INTL C | 665809109 | COM | 2,815 | $39,000 | thousands by filing date | |
| Community West Bancshares | 204157101 | Common Stock | 5,694 | $39,000 | thousands by filing date | |
| AEROPOSTALE INC | 007865108 | COMMON STOCK | 140,500 | $39,000 | thousands by filing date | put |
| DREYFUS | 26200S101 | MUTUAL FUNDS FI | 12,580 | $39,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 19,341 | $39,000 | thousands by filing date | |
| ALTISOURCE PORTFOLIO SOLNS S | L0175J104 | REG SHS | 1,415 | $39,000 | thousands by filing date | |
| BANKRATE INC DEL | 06647F102 | COM | 2,981 | $39,000 | thousands by filing date | |
| ELLIS PERRY INTL INC | 288853104 | COM | 2,083 | $39,000 | thousands by filing date | |
| ARIAD PHARMACEUTICALS INC | 04033A100 | COM | 6,300 | $39,000 | thousands by filing date | call |
| Female Health Company | 314462102 | COM | 26,903 | $39,000 | thousands by filing date | |
| BROOKFIELD CANADA OFFICE PRO | 112823109 | TR U | 2,033 | $39,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D829 | INVRS VIX MDTERM | 950 | $39,000 | thousands by filing date | |
| DIREXION DAILY | 25459Y306 | TL BD MKT BEAR | 1,175 | $39,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y108 | 7-10YR TR BEAR | 1,299 | $39,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740P866 | FUND | 436 | $39,000 | thousands by filing date | |
| CANCER GENETICS INC. | 13739u104 | COM | 11,915 | $39,000 | thousands by filing date | |
| DIREXION DAILY S&P BIOTECH BEAR 3X SHARES | 25490K745 | Common Stocks | 1,253 | $39,000 | thousands by filing date | |
| MARINUS PHARMACEUTICALS INC | 56854Q101 | COM | 5,160 | $39,000 | thousands by filing date | |
| UBS AG LONDON BRH | 90270L842 | ETRACS MTH 2XLV | 2,551 | $39,000 | thousands by filing date | |
| AGILE THERAPEUTICS INC | 00847L100 | COM | 4,042 | $39,000 | thousands by filing date | |
| EVINE LIVE INC | 300487105 | CL A | 22,045 | $39,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R803 | RBA QUALIN ETF | 1,950 | $39,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TR | 301505608 | JANUS EQL RSK W | 783 | $39,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 200 | $38,000 | thousands by filing date | put |
| KOHLS CORP | 500255104 | COM | 800 | $38,000 | thousands by filing date | call |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 4,100 | $38,000 | thousands by filing date | put |
| SELECT MED HLDGS CORP | 81619Q105 | COM | 3,168 | $38,000 | thousands by filing date | |
| RUBY TUESDAY INC | 781182100 | COMMON STOCK | 6,999 | $38,000 | thousands by filing date | |
| DRYSHIPS INC | Y2109Q101 | COMMON STOCK-FO | 216,759 | $38,000 | thousands by filing date | |
| SERES THERAPEUTICS INC | 81750R102 | COM | 1,069 | $38,000 | thousands by filing date | |
| REPUBLIC AWYS HLDGS INC | 760276105 | COM | 9,488 | $38,000 | thousands by filing date | |
| XENOPORT INC | 98411C100 | COM | 6,838 | $38,000 | thousands by filing date | |
| XO GROUP INC | 983772104 | COM | 2,374 | $38,000 | thousands by filing date | |
| UNWIRED PLANET INC NEW | 91531F103 | COM | 43,759 | $38,000 | thousands by filing date | |
| INVENTURE FOODS INC | 461212102 | COM | 5,241 | $38,000 | thousands by filing date | |
| BBX CAPITAL CORP-A | 05540P100 | CL A | 2,377 | $38,000 | thousands by filing date | |
| WELLS FARGO & CO NEW | 949746119 | *W EXP 10/28/201 | 1,850 | $38,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X707 | LATIN AMER ETF | 1,094 | $38,000 | thousands by filing date | |
| PROSHARES TR II | 74347W361 | VIX STRMFUT ETF | 2,883 | $38,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D670 | 3X INVERS GOLD | 397 | $38,000 | thousands by filing date | |
| IPATH PURE BETA CRUDE OIL | 06740P221 | CMN | 2,577 | $38,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U332 | MUN BD CLOSED | 1,398 | $38,000 | thousands by filing date | |
| BLACKROCK MD MUNICIPAL BOND | 09249L105 | COM | 2,493 | $38,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y859 | MADRONA DOMESTIC | 928 | $38,000 | thousands by filing date | |
| FIRST TRUST MULTI STRGY ALTER ETF | 73935B870 | ALT MULTI STRG | 1,700 | $38,000 | thousands by filing date | |
| DEUTSCHE HIGH INCOME OPPORT | 25158Y102 | COM | 2,872 | $38,000 | thousands by filing date | |
| PROSHARES ULTRASHORT UTILITIES | 74347B722 | FUND | 797 | $38,000 | thousands by filing date | |
| ISHARES TR | 46434V746 | MIN VOL ASIA JAP | 827 | $38,000 | thousands by filing date | |
| CAMTEK LTD ORD | M20791105 | Stock | 16,990 | $37,000 | thousands by filing date | |
| STERLING INFRASTRUCTURE INC COM | 859241101 | Stock | 6,111 | $37,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A607 | SOYBEAN FD | 2,129 | $37,000 | thousands by filing date | |
| GRUPO AEROPORTUNARIO DEL PAC | 400506101 | SPON ADS B | 411 | $37,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 500 | $37,000 | thousands by filing date | call |
| FLAHERTY & CRUMRINE PFD INCO | 33848E106 | COM | 3,442 | $37,000 | thousands by filing date | |
| THL CR SR LN FD | 87244R103 | COM | 2,343 | $37,000 | thousands by filing date | |
| OAK VALLEY BANCORP | 671807105 | COMMON STOCK | 3,531 | $37,000 | thousands by filing date | |
| UNITY BANCORP INC | 913290102 | COMMON STOCK | 2,946 | $37,000 | thousands by filing date | |
| ACME UNITED CORP | 004816104 | COMMON STOCK | 2,108 | $37,000 | thousands by filing date | |
| FIRST BANCORP NC | 318910106 | COMMON STOCK | 1,976 | $37,000 | thousands by filing date | |
| KINGSTONE COS INC | 496719105 | COMMON STOCK | 4,150 | $37,000 | thousands by filing date | |
| GERMAN AMERICAN BANCORP | 373865104 | COMMON STOCK | 1,107 | $37,000 | thousands by filing date | |
| IRIDEX CORP | 462684101 | COM | 3,999 | $37,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G202 | VIRTUS LIFESC BT | 1,213 | $37,000 | thousands by filing date | |
| FIRSTHAND TECHNOLOGY VALUE F | 33766Y100 | COM | 4,478 | $37,000 | thousands by filing date | |
| CAPITAL BANK FINANCIAL CORP | 139794101 | COMMON STOCK | 1,157 | $37,000 | thousands by filing date | |
| INVACARE CORP | 461203101 | COMMON STOCK | 2,123 | $37,000 | thousands by filing date | |
| CUI GLOBAL INC | 126576206 | COMMON STOCK | 5,259 | $37,000 | thousands by filing date | |
| BONA FILM GROUP LTD | 09777B107 | SPONSORED ADS | 2,773 | $37,000 | thousands by filing date | |
| WESTFIELD FINANCIAL INC | 96008P104 | COM | 4,388 | $37,000 | thousands by filing date | |
| GS CONNECT S+P GSCI ENH COMM | 38144L852 | SP E | 1,818 | $37,000 | thousands by filing date | |
| IPATH PURE BETA NICKEL | 06740P213 | CMN | 2,462 | $37,000 | thousands by filing date | |
| 1ST CONSTITUTION BANCORP | 31986N102 | COM | 2,872 | $37,000 | thousands by filing date | |
| FIVE PRIME THERAPEUTICS INC. | 33830X104 | Common Stock | 876 | $37,000 | thousands by filing date | |
| AMAYA INC | 02314M108 | COM | 2,957 | $37,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X376 | MSCI CDA STRTGIC | 827 | $37,000 | thousands by filing date | |
| KRANESHARES TR | 500767207 | CICC CHINA 100 | 662 | $37,000 | thousands by filing date | |
| PROSHARES ULTRASHORT CONSUMER SERVICES | 74348A236 | ETF | 875 | $37,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 500 | $36,000 | thousands by filing date | call |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 800 | $36,000 | thousands by filing date | call |
| JETBLUE AWYS CORP | 477143101 | COM | 1,600 | $36,000 | thousands by filing date | call |
| PREFERRED BK LOS ANGELES CA | 740367404 | COM NEW | 1,089 | $36,000 | thousands by filing date | |
| HUB GROUP INC | 443320106 | CL A | 1,090 | $36,000 | thousands by filing date | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 9,234 | $36,000 | thousands by filing date | |
| HEIDRICK & STRUGGLES INTL IN | 422819102 | COM | 1,315 | $36,000 | thousands by filing date | |
| ARK ETF TR | 00214Q302 | GENOMIC REV ETF | 1,699 | $36,000 | thousands by filing date | |
| TRAVELZOO | 89421Q205 | CMN | 4,357 | $36,000 | thousands by filing date | |
| ABSOLUTE SHS TR | 00400R809 | WBI BBR QTY 3000 | 1,615 | $36,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 13,810 | $36,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y503 | PERITUS HG YLD | 1,100 | $36,000 | thousands by filing date | |
| MAINSOURCE FINANCIAL GP INC | 56062Y102 | COM | 1,573 | $36,000 | thousands by filing date | |
| PERSPECTIVE THERAPEUTICS INC | 46489V104 | COM | 37,575 | $36,000 | thousands by filing date | |
| NUTRACEUTICAL INTERNATIONAL | 67060Y101 | COMMON STOCK | 1,425 | $36,000 | thousands by filing date | |
| CHEVIOT FINANCIAL CORP | 16677X105 | COMMON STOCK | 2,332 | $36,000 | thousands by filing date | |
| TTOO | 89853L104 | Stock | 3,275 | $36,000 | thousands by filing date | |
| ORTHOFIX INTL N V | N6748L102 | COM | 914 | $36,000 | thousands by filing date | |
| LEXMARK INTL NEW | 529771107 | CL A | 1,100 | $36,000 | thousands by filing date | call |
| SOUTHCROSS ENERGY PARTNERS L | 84130C100 | COM UNIT LTDPT | 10,000 | $36,000 | thousands by filing date | put |
| WILSHIRE BANCORP INC | 97186T108 | COM | 3,111 | $36,000 | thousands by filing date | |
| ALCATEL-LUCENT | 013904305 | SPONSORED ADR | 9,400 | $36,000 | thousands by filing date | call |
| RUDOLPH TECHNOLOGIES INC | 781270103 | COM | 2,548 | $36,000 | thousands by filing date | |
| POWERSHARES ACTIVE MNG ETF TUS | 73935B508 | COM | 499 | $36,000 | thousands by filing date | |
| Newbridge Bancorp | 65080T102 | Com | 2,945 | $36,000 | thousands by filing date | |
| CHANNELADVISOR CORP | 159179100 | COM | 2,606 | $36,000 | thousands by filing date | |
| SILVER SPRING NETWORKS INC | 82817Q103 | COM | 2,556 | $36,000 | thousands by filing date | |
| DEUTSCHE BANK | 25153Q708 | ELE MORN TTL22 | 1,793 | $36,000 | thousands by filing date | |
| EATON VANCE PA MUN BD FD | 27828W102 | COM | 2,701 | $36,000 | thousands by filing date | |
| VERMILLION INC | 92407M206 | COM NEW | 20,000 | $36,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N816 | VCSHS DEV ENH VL | 1,136 | $36,000 | thousands by filing date | |
| TANTECH HLDGS LTD | G8675X107 | COM | 6,778 | $36,000 | thousands by filing date | |
| NANTKWEST INC | 63016Q102 | COM | 2,050 | $36,000 | thousands by filing date | |
| HANWHA Q CELL CO LTD | 41135V301 | SPONSORED ADR NE | 1,651 | $36,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B202 | PFD SER A CV | 1,137 | $36,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K513 | DLY CYB SEC BULL | 1,014 | $36,000 | thousands by filing date | |
| Capnia, Inc. | 14066L105 | Common | 19,465 | $36,000 | thousands by filing date | |
| Arbutus Biopharma Corp | 03879J100 | Common Shares, without par value | 8,059 | $35,000 | thousands by filing date | |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 600 | $35,000 | thousands by filing date | put |
| MODINE MFG CO COM | 607828100 | Stock | 3,966 | $35,000 | thousands by filing date | |
| CORNERSTONE STRATEGIC INVEST | 21924B302 | COM | 2,200 | $35,000 | thousands by filing date | |
| ENVIRI CORP | 415864107 | COM | 4,443 | $35,000 | thousands by filing date | |
| CENTRAL GARDEN PET CO | 153527106 | COMMON STOCK | 2,623 | $35,000 | thousands by filing date | |
| CARBONITE INC | 141337105 | COM | 3,534 | $35,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L886 | ULTR SHO INC FD | 466 | $35,000 | thousands by filing date | |
| GABELLI HEALTHCARE & WELLNES | 36246K103 | SHS | 3,381 | $35,000 | thousands by filing date | |
| United Parcel Service, Inc | 917286106 | COM | 1,999 | $35,000 | thousands by filing date | |
| MGIC INVESTMENT CORP | 552848AE3 | CORPORATE OBLIG | 25,000 | $35,000 | thousands by filing date | principal |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 21,900 | $35,000 | thousands by filing date | put |
| SYMBOLIC LOGIC INC | 30049R209 | COM | 6,362 | $35,000 | thousands by filing date | |
| INTERSECT ENT INC | 46071F103 | COM | 1,588 | $35,000 | thousands by filing date | |
| QUALITY SYS INC | 747582104 | COM | 2,188 | $35,000 | thousands by filing date | |
| ITT EDUCATIONAL SERVICES INC | 45068B109 | COM | 9,283 | $35,000 | thousands by filing date | |
| AEGEAN MARINE PETROLEUM NETW | Y0017S102 | SHS | 4,251 | $35,000 | thousands by filing date | |
| DTS INC | 23335C101 | COM | 1,517 | $35,000 | thousands by filing date | |
| RENESOLA LTD | 75971T103 | SPONS ADS | 20,687 | $35,000 | thousands by filing date | |
| MARKET VECTORS RVE HARD ASTS | 57060U795 | RVE | 1,318 | $35,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H139 | W EXP 11/14/2018 | 1,109 | $35,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06739F135 | ETN CBOE SPBUY | 533 | $35,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M203 | COM | 1,308 | $35,000 | thousands by filing date | |
| PROSHARES TR | 74347R115 | PSHS CONSUMR GD | 1,591 | $35,000 | thousands by filing date | |
| GALMED PHARMACEUTICALS LTD | M47238106 | SHS | 4,619 | $35,000 | thousands by filing date | |
| XCERRA CORP | 98400J108 | COM | 5,816 | $35,000 | thousands by filing date | |
| AVOLON HLDGS LTD | G52237107 | COM | 1,107 | $35,000 | thousands by filing date | |
| WBI BULLBEAR GLOBAL INCOME ETF | 00400R874 | ETF | 1,424 | $35,000 | thousands by filing date | |
| ABSOLUTE SHS TR | 00400R205 | WBI BBR VAL 2000 | 1,550 | $35,000 | thousands by filing date | |
| XACTLY CORP | 98386L101 | COM | 4,086 | $35,000 | thousands by filing date | |
| HCA Healthcare Inc | 40412C101 | COM | 500 | $34,000 | thousands by filing date | call |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 23,824 | $34,000 | thousands by filing date | |
| NU SKIN ENTERPRISES INC | 67018T105 | CL A | 900 | $34,000 | thousands by filing date | call |
| SPDR SERIES TRUST | 78464A540 | ST STR SP TELCO | 596 | $34,000 | thousands by filing date | |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 3,184 | $34,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 100 | $34,000 | thousands by filing date | call |
| CHEGG INC | 163092109 | COM | 5,000 | $34,000 | thousands by filing date | |
| COMMERCIAL VEH GROUP INC | 202608105 | COM | 12,019 | $34,000 | thousands by filing date | |
| PREFORMED LINE PRODS CO | 740444104 | COM | 816 | $34,000 | thousands by filing date | |
| QUINSTREET INC | 74874Q100 | COM | 7,747 | $34,000 | thousands by filing date | |
| EQUITY BANCSHARES INC CL A | 29460X109 | COMMON STOCK | 1,445 | $34,000 | thousands by filing date | |
| NANOMETRICS | 630077105 | COM | 2,289 | $34,000 | thousands by filing date | |
| PROSHARES TR | 74348A608 | SHT 7-10 YR TR | 1,145 | $34,000 | thousands by filing date | |
| Surmodics Inc | 868873100 | Common Stock | 1,681 | $34,000 | thousands by filing date | |
| QUOTIENT TECHNOLOGY INC | 749119103 | COMMON STOCK | 4,942 | $34,000 | thousands by filing date | |
| REALD INC | 75604L105 | COMMON STOCK | 3,181 | $34,000 | thousands by filing date | |
| ROFIN-SINAR TECHNOLOGIES INC | 775043102 | COMMON STOCK | 1,273 | $34,000 | thousands by filing date | |
| SPARTANNASH CO | 847215100 | COM | 1,555 | $34,000 | thousands by filing date | |
| LIBERTY GLOBAL CL B ORD | G5480U112 | COM | 805 | $34,000 | thousands by filing date | |
| CYTORI THERAPEUTICS INC | 23283K105 | COM | 182,281 | $34,000 | thousands by filing date | |
| PARTNER COMMUNICATIONS CO LT | 70211M109 | ADR | 7,851 | $34,000 | thousands by filing date | |
| PCM INC | 69323K100 | COM | 3,448 | $34,000 | thousands by filing date | |
| MANAGED HIGH YIELD PLUS FD I | 561911108 | COM | 19,171 | $34,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B834 | GLB AGRI SM CP | 1,225 | $34,000 | thousands by filing date | |
| FIRST SOUTH BANCORP INC VA | 33646W100 | COM | 4,013 | $34,000 | thousands by filing date | |
| COLUMBIA ETF TR | 19761R406 | SEL LC GRW ETF | 742 | $34,000 | thousands by filing date | |
| FQF TR | 351680848 | O SHS FTSE EUR | 1,467 | $34,000 | thousands by filing date | |
| ACTUA CORPORATION | 005094107 | COM | 2,982 | $34,000 | thousands by filing date | |
| DBX ETF TR XTRACK | 233051861 | MSCI UK | 1,588 | $34,000 | thousands by filing date | |
| FLUOR CORP | 343412102 | COM | 700 | $33,000 | thousands by filing date | put |
| CEVA INC | 157210105 | COMMON STOCK | 1,419 | $33,000 | thousands by filing date | |
| CATO CORP NEW | 149205106 | CL A | 897 | $33,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E333 | GLBX SUPRINC ETF | 2,473 | $33,000 | thousands by filing date | |
| POTASH CORP OF SASKATCHEWAN | 73755L107 | COMMON STOCK-FO | 1,900 | $33,000 | thousands by filing date | call |
| WISDOMTREE | 97717W752 | EXCHANGE TRADED | 1,685 | $33,000 | thousands by filing date | |
| KKR & CO LP | 48248M102 | COMMON STOCK | 2,100 | $33,000 | thousands by filing date | call |
| PENN VIRGINIA CORP | 707882106 | COMMON STOCK | 109,200 | $33,000 | thousands by filing date | put |
| FORWARD INDUSTRIES INC COM NEW | 349862300 | Stock | 22,414 | $33,000 | thousands by filing date | |
| RPX CORP | 74972G103 | COM | 3,056 | $33,000 | thousands by filing date | |
| LUMOS NETWORKS CORP | 550283105 | COM | 2,876 | $33,000 | thousands by filing date | |
| MIDDLEBURG FINL CORP COM | 596094102 | COM | 1,807 | $33,000 | thousands by filing date | |
| NORTHEAST BANCORP | 663904209 | COM | 3,099 | $33,000 | thousands by filing date | |
| SAGENT PHARMACEUTICALS INC | 786692103 | COM | 2,082 | $33,000 | thousands by filing date | |
| KMG CHEMICALS INC | 482564101 | COM | 1,436 | $33,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q304 | JEFF TRJ CRB GLO | 1,127 | $33,000 | thousands by filing date | |
| BANK OF AMERICA CORP | 060505153 | CMN | 120,554 | $33,000 | thousands by filing date | |
| IPATH PURE BETA GRAINS | 06740P270 | CMN | 1,006 | $33,000 | thousands by filing date | |
| STARZ | 85571Q201 | COM | 983 | $33,000 | thousands by filing date | |
| UBS AG JERSEY BRH | 902641679 | DJ COMMD ETN39 | 2,308 | $33,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H198 | ETN DJUBS TIN 38 | 1,043 | $33,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740P171 | IPTH ALUMN ETN | 1,511 | $33,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W101 | ENH US LCP ETF | 1,052 | $33,000 | thousands by filing date | |
| ABSOLUTE SHS TR WBI BBR RNG 2000 | 00400R106 | CEF | 1,477 | $33,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y355 | DLY DEV MKT BEAR | 1,070 | $33,000 | thousands by filing date | |
| LIBERATOR MEDICAL HLDGS INC | 53012L108 | COM | 9,881 | $33,000 | thousands by filing date | |
| SPDR Portfolio High Yield Bond ETF | 78468R606 | SHS | 1,317 | $32,000 | thousands by filing date | |
| AMERICANRLTYINVSINC | 029174109 | STOK | 5,651 | $32,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932107 | COM | 1,000 | $32,000 | thousands by filing date | put |
| WEIS MKTS INC COM | 948849104 | Stock | 728 | $32,000 | thousands by filing date | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 600 | $32,000 | thousands by filing date | call |
| ALBANY INTL CORP | 012348108 | CL A | 892 | $32,000 | thousands by filing date | |
| DAQO NEW ENERGY CORP. (ADR) | 23703Q203 | SPNSRD ADS NEW | 1,903 | $32,000 | thousands by filing date | |
| MARINEMAX INC | 567908108 | COM | 1,742 | $32,000 | thousands by filing date | |
| COSAN LTD | G25343107 | SHS A | 8,757 | $32,000 | thousands by filing date | |
| FRP HOLDINGS INC | 30292L107 | COMMON STOCK | 943 | $32,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W847 | DAILY SMALL CAP | 500 | $32,000 | thousands by filing date | call |
| TEUCRIUM COMMODITY TR | 88166A102 | CORN FD SHS | 1,500 | $32,000 | thousands by filing date | put |
| HENNESSY ADVISORS INC | 425885100 | COM | 1,076 | $32,000 | thousands by filing date | |
| MARCHEX INC | 56624R108 | CMN | 8,460 | $32,000 | thousands by filing date | |
| UNITED STS 12 MONTH OIL FD L | 91288V103 | UNIT BEN INT | 1,851 | $32,000 | thousands by filing date | |
| FORMULA SYSTEMS 1985 LTD | 346414105 | SPONSORED ADS | 1,207 | $32,000 | thousands by filing date | |
| AIR T INC | 009207101 | COM | 1,308 | $32,000 | thousands by filing date | |
| NAM TAI PROPERTY INC | G63907102 | Com | 5,589 | $32,000 | thousands by filing date | |
| CURRENCYSHARES EURO TRUST | 23130C108 | COMMON STOCK | 300 | $32,000 | thousands by filing date | call |
| HERZFELD CREDIT INCOME FUND | 42804T106 | COM | 4,822 | $32,000 | thousands by filing date | |
| COMSTOCK RESOURCES INC | 205768203 | COM | 17,222 | $32,000 | thousands by filing date | |
| SPAN AMER MED SYS INC | 846396109 | COM | 1,638 | $32,000 | thousands by filing date | |
| STRAYER ED INC | 863236105 | COM | 537 | $32,000 | thousands by filing date | |
| FBR & CO | 30247C400 | COM NEW | 1,584 | $32,000 | thousands by filing date | |
| RCS CAP CORP | 74937W102 | COM CL A | 103,320 | $32,000 | thousands by filing date | |
| IPATH US TSY 10Y BEAR | 06740L451 | COMMON | 1,555 | $32,000 | thousands by filing date | |
| ABERDEEN LATIN AMER EQTY FD | 00306K106 | COM | 2,111 | $32,000 | thousands by filing date | |
| CAROLINA BK HLDGS INC GREENS | 143785103 | COM | 1,710 | $32,000 | thousands by filing date | |
| ALLIANCE ONE INTL INC | 018772301 | COM NEW | 2,777 | $32,000 | thousands by filing date | |
| MCBC HLDGS INC | 55276F107 | COM | 2,371 | $32,000 | thousands by filing date | |
| PROSHARES TR | 74348A368 | ULTRASHORT INDL | 794 | $32,000 | thousands by filing date | |
| NOVA LIFESTYLE INC | 66979P102 | COM | 17,655 | $32,000 | thousands by filing date | |
| PIMCO DIVERSIFIED INCOME ACTIVE EXCHANGE-TRADED FUND | 72201R726 | ETF | 707 | $32,000 | thousands by filing date | |
| DEUTSCHE HIGH INCOME TR SHS | 25155R100 | CEF | 3,967 | $32,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740P189 | IPT COPPER ETN | 1,333 | $32,000 | thousands by filing date | |
| SPDR SER TR | 78468R879 | BLOOMBERG 0 5 YR | 1,631 | $32,000 | thousands by filing date | |
| WORLD PT TERMS LP | 98159G107 | UNIT REP LTD PT | 2,365 | $32,000 | thousands by filing date | |
| RECON CAP SER TR | 75623U201 | RECON CAP DAX GE | 1,301 | $32,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 700 | $31,000 | thousands by filing date | call |
| APPFOLIO INC | 03783C100 | COM CL A | 2,111 | $31,000 | thousands by filing date | |
| ADVANCED DRAIN SYS INC DEL COM | 00790R104 | Stock | 1,300 | $31,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 7,495 | $31,000 | thousands by filing date | |
| VERA BRADLEY INC | 92335C106 | COM | 1,950 | $31,000 | thousands by filing date | |
| SOUND FINL BANCORP INC | 83607A100 | COM | 1,348 | $31,000 | thousands by filing date | |
| ACNB CORP | 000868109 | COMMON STOCK | 1,456 | $31,000 | thousands by filing date | |
| OMEGA FLEX INC | 682095104 | COMMON STOCK | 926 | $31,000 | thousands by filing date | |
| SPORTSMANS WHSE HLDGS INC | 84920Y106 | COM | 2,443 | $31,000 | thousands by filing date | |
| SINOVAC BIOTECH LTD | P8696W104 | SHS | 5,389 | $31,000 | thousands by filing date | |
| GYRODYNE LLC | 403829104 | COM | 1,204 | $31,000 | thousands by filing date | |
| XEROX CORP | 984121103 | COM | 2,900 | $31,000 | thousands by filing date | put |
| AGROFRESH SOLUTIONS INC | 00856G109 | COM | 4,883 | $31,000 | thousands by filing date | |
| PENDRELL CORP | 70686R104 | COM | 60,153 | $31,000 | thousands by filing date | |
| Ft Dearborn Inc Sec Inc | 347200107 | COM | 2,121 | $31,000 | thousands by filing date | |
| Malvern Bancorp, Inc. | 561409103 | Common Stock | 1,775 | $31,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740P163 | IPTH SUGAR ETN | 1,325 | $31,000 | thousands by filing date | |
| PROSHARES TR | 74347X179 | ULT MSCIMEX CAPP | 1,081 | $31,000 | thousands by filing date | |
| UNIQUE FABRICATING INC | 90915J103 | COM | 2,486 | $31,000 | thousands by filing date | |
| PROSHARES ULTRAPRO NASDAQ BIOTECHNOLOGY ETF | 74347B474 | ETF | 540 | $31,000 | thousands by filing date | |
| NORD ANGLIA EDUCATION INC | G6583A102 | SHS | 1,516 | $31,000 | thousands by filing date | |
| DESCARTES SYS GROUP INC COM | 249906108 | Stock | 1,500 | $30,000 | thousands by filing date | |
| NATERA INC COM | 632307104 | Stock | 2,793 | $30,000 | thousands by filing date | |
| GENERAC HLDGS INC | 368736104 | COM | 1,000 | $30,000 | thousands by filing date | put |
| W & T OFFSHORE INC | 92922P106 | COM | 13,193 | $30,000 | thousands by filing date | |
| ADVANCE AUTO PARTS INC | 00751Y106 | COM | 200 | $30,000 | thousands by filing date | call |
| MGP INGREDIENTS INC NEW | 55303J106 | COM | 1,150 | $30,000 | thousands by filing date | |
| HAWTHORN BANCSHARES INC | 420476103 | COMMON STOCK | 1,939 | $30,000 | thousands by filing date | |
| INFUSYSTEM HOLDINGS INC | 45685K102 | COMMON STOCK | 10,000 | $30,000 | thousands by filing date | |
| VOYAGER THERAPEUTICS INC | 92915B106 | COMMON STOCK | 1,351 | $30,000 | thousands by filing date | |
| FRIEDMAN INDUSTRIES | 358435105 | COMMON STOCK | 5,337 | $30,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J141 | CHINA ALPHADEX | 1,454 | $30,000 | thousands by filing date | |
| LEAPFROG ENTERPRISES INC | 52186N106 | COMMON STOCK | 43,021 | $30,000 | thousands by filing date | |
| BOULDER BRANDS INC | 101405108 | COMMON STOCK | 2,784 | $30,000 | thousands by filing date | |
| UBS AG ETRACS SILVER SHARES COVERED CALL ETNS DUE APRIL 21, 2033 ETP 2022-2 | 22542D449 | ETF | 3,257 | $30,000 | thousands by filing date | |
| FONAR CORP | 344437405 | COM NEW | 1,725 | $30,000 | thousands by filing date | |
| GRACE W R & CO DEL NEW COM | 38388F108 | Stock | 300 | $30,000 | thousands by filing date | call |
| ARCELORMITTAL FUNSPONSORED ADR 1 ADR REPS 1 ORD SHS | 03938L104 | COM | 7,000 | $30,000 | thousands by filing date | put |
| PRIMO WTR CORP | 74165N105 | COM | 3,719 | $30,000 | thousands by filing date | |
| PROPHASE LABS INC | 74345W108 | COM | 20,300 | $30,000 | thousands by filing date | |
| Impac Mortgage Holdings Inc | 45254P508 | COM NEW | 1,627 | $30,000 | thousands by filing date | |
| CODORUS VY BANCORP INC | 192025104 | COM | 1,461 | $30,000 | thousands by filing date | |
| XOMA CORP DEL | 98419J107 | COM | 22,930 | $30,000 | thousands by filing date | |
| EMMIS COMMUNICATIONS CORP | 291525103 | CL A | 46,631 | $30,000 | thousands by filing date | |
| LIBBEY INC | 529898108 | COM | 1,399 | $30,000 | thousands by filing date | |
| REALNETWORKS INC | 75605L708 | COM | 7,092 | $30,000 | thousands by filing date | |
| FIRST TRUST | 33737J208 | CANADA ALPHA | 1,412 | $30,000 | thousands by filing date | |
| United Community Bancorp | 90984R101 | Common Stock | 2,000 | $30,000 | thousands by filing date | |
| TEXAS CAPITAL BANCSHARES INC | 88224Q115 | WTS | 855 | $30,000 | thousands by filing date | |
| Allegiance Bancshares | 01748H107 | COM | 1,253 | $30,000 | thousands by filing date | |
| NAVIOS MARITIME HOLDINGS INC | 63938Y308 | SPON ADR PFD H | 2,862 | $30,000 | thousands by filing date | |
| THE CUSHING MLP INFASTCR TOT | 231631201 | COM NEW | 2,851 | $30,000 | thousands by filing date | |
| STRAIGHT PATH COMMUNICATNS I | 862578101 | CL B | 1,705 | $30,000 | thousands by filing date | |
| SMART & FINAL STORES INC | 83190B101 | COM | 1,633 | $30,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y413 | DLY JPN BULL 3X | 661 | $30,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y103 | SCIEN BETA | 1,250 | $30,000 | thousands by filing date | |
| iShares MSCI Russia | 46434G806 | ISHARES MSCI RUSSIA ETF | 2,711 | $30,000 | thousands by filing date | |
| PROSHARES TR | 74347B664 | ULTSHT OIL GAS | 865 | $30,000 | thousands by filing date | |
| PROSHARES TR | 74348A285 | ULTSHT JR MIN | 1,400 | $30,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 700 | $29,000 | thousands by filing date | put |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 300 | $29,000 | thousands by filing date | call |
| 51JOB INC | 316827104 | SPONSORED ADS | 993 | $29,000 | thousands by filing date | |
| INNODATA INC | 457642205 | COM NEW | 10,177 | $29,000 | thousands by filing date | |
| FARMERS NATL BANC CORP | 309627107 | COMMON STOCK | 3,366 | $29,000 | thousands by filing date | |
| MOTORCAR PARTS OF AMERICA IN | 620071100 | COMMON STOCK | 842 | $29,000 | thousands by filing date | |
| FOSTER LB CO A | 350060109 | COMMON STOCK | 2,119 | $29,000 | thousands by filing date | |
| DBX ETF TR | 233051820 | XTRACK MSCI ALL | 1,250 | $29,000 | thousands by filing date | |
| CONTROLADORA VUELA COMP DE A | 21240E105 | SPON ADR RP 10 | 1,680 | $29,000 | thousands by filing date | |
| PROSHARES TR II | 74347W874 | PSH ULTRA EURO | 1,842 | $29,000 | thousands by filing date | |
| ABSOLUTE SHS TR | 00400R601 | WBI BBR VAL 3000 | 1,259 | $29,000 | thousands by filing date | |
| NORTH EUROPEAN OIL RTY TR | 659310106 | SH BEN INT | 3,971 | $29,000 | thousands by filing date | |
| Diamond Hill Investment Group Inc | 25264R207 | Common Stock | 153 | $29,000 | thousands by filing date | |
| MAG SILVER CORP | 55903Q104 | COMMON STOCK-FO | 4,169 | $29,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 19,891 | $29,000 | thousands by filing date | |
| AIR TRANSPORT SERVICES GRP I | 00922R105 | COM | 2,920 | $29,000 | thousands by filing date | |
| SEASPINE HLDGS CORP | 81255T108 | COM | 1,684 | $29,000 | thousands by filing date | |
| KIMBALL INTL INC | 494274103 | CL B | 2,974 | $29,000 | thousands by filing date | |
| AFFIMED N V | N01045108 | COM | 4,128 | $29,000 | thousands by filing date | |
| TRIANGLE PETE CORP | 89600B201 | COM NEW | 37,930 | $29,000 | thousands by filing date | |
| ASHFORD HOSPITALITY TR INC | 044103505 | 9% CUM PFD SER E | 1,160 | $29,000 | thousands by filing date | |
| EPIQ SYSTEMS INC | 26882D109 | COM | 2,221 | $29,000 | thousands by filing date | |
| PACHOLDER HIGH YIELD FD INC | 693742108 | COM | 4,810 | $29,000 | thousands by filing date | |
| NEWSTAR FINANCIAL INC | 65251F105 | COM | 3,152 | $29,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U431 | LATAM AGGR BD | 1,479 | $29,000 | thousands by filing date | |
| PROSHARES TR | 74348A517 | UL PROSHTFIN NEW | 1,567 | $29,000 | thousands by filing date | |
| MAGAL SECURITY SYS LTD | M6786D104 | ORD | 6,685 | $29,000 | thousands by filing date | |
| FQF TR | 351680400 | QUANTSHARE SIZ | 1,350 | $29,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y750 | QAM EQTY HEDGE | 1,093 | $29,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E218 | MSCI NXT EMRNG | 1,676 | $29,000 | thousands by filing date | |
| COVISINT CORP | 22357R103 | COM | 11,407 | $29,000 | thousands by filing date | |
| OXFORD IMMUNOTEC GLOBAL PLC | G6855A103 | ORD SHS | 2,520 | $29,000 | thousands by filing date | |
| ABSOLUTE SHS TR | 00400R502 | WBI BBR RNG 3000 | 1,254 | $29,000 | thousands by filing date | |
| KEMPHARM INC COM NEW | 488445107 | Stock | 1,435 | $29,000 | thousands by filing date | |
| JPMORGAN CHINA | 48126T104 | Cl-EndFund Eq 1 | 1,911 | $29,000 | thousands by filing date | |
| APC 7.5 PFD | 032511404 | Preferred Stock | 866 | $29,000 | thousands by filing date | |
| VAPOR CORP DEL | 922099502 | UNIT 99/99/9999 | 2,666 | $29,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 300 | $28,000 | thousands by filing date | put |
| Southern Company | 842587107 | COM | 600 | $28,000 | thousands by filing date | call |
| FORTUNE BRANDS INNOVATIONS INC COM | 34964C106 | Stock | 500 | $28,000 | thousands by filing date | put |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 100 | $28,000 | thousands by filing date | put |
| ALLIENT INC | 019330109 | COM | 1,081 | $28,000 | thousands by filing date | |
| MISTRAS GROUP INC | 60649T107 | COMMON STOCK | 1,458 | $28,000 | thousands by filing date | |
| PAMT CORP | 693149106 | COMMON STOCK | 999 | $28,000 | thousands by filing date | |
| CITIZENS NORTHERN CORP | 172922106 | COMMON STOCK | 1,354 | $28,000 | thousands by filing date | |
| GLADSTONE LAND CORP | 376549101 | REIT | 3,216 | $28,000 | thousands by filing date | |
| SENECA FOODS CORP NEW | 817070105 | CL B | 874 | $28,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 19,195 | $28,000 | thousands by filing date | |
| UTI WORLDWIDE INC | G87210103 | ORD | 4,039 | $28,000 | thousands by filing date | |
| DIVERSICARE HEALTHCARE SVCS | 255104101 | COM | 3,480 | $28,000 | thousands by filing date | |
| WISDOMTREE TRUST | 97717W240 | BRAZILN RL ETF | 2,230 | $28,000 | thousands by filing date | |
| TRISTATE CAP HLDGS INC COM | 89678F100 | COM | 2,000 | $28,000 | thousands by filing date | |
| POWERSHARES WILDERHILL PRG | 73935X161 | ETF | 1,416 | $28,000 | thousands by filing date | |
| LMI AEROSPACE INC | 502079106 | COM | 2,830 | $28,000 | thousands by filing date | |
| TRAVELCENTERS OF AMERICA LLC | 894174101 | COM | 2,977 | $28,000 | thousands by filing date | |
| PENNYMAC FINANCIAL SERVICE-A | 70932B101 | CL A | 1,846 | $28,000 | thousands by filing date | |
| FAUQUIER BANKSHARES INC VA | 312059108 | COM | 1,853 | $28,000 | thousands by filing date | |
| Niska Gas Storage Partners L | 654678101 | Unit Ltd Liabi | 9,022 | $28,000 | thousands by filing date | |
| PROSHARES TR | 74347X344 | ULTRASHT 3-7YR | 964 | $28,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D845 | ETN IDX-LKD 20 | 1,437 | $28,000 | thousands by filing date | |
| COUNTRY STYLE COOKING REST ADR | 22238M109 | ADR-EMG MKT | 5,555 | $28,000 | thousands by filing date | |
| MAGNEGAS CORP | 55939L202 | COM NEW | 17,283 | $28,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHA FD I | 33737J257 | TAIWAN ALPHADE | 1,000 | $28,000 | thousands by filing date | |
| LIPOCINE INC NEW | 53630X104 | CMN | 2,178 | $28,000 | thousands by filing date | |
| INSTRUCTURE INC | 45781U103 | COM | 1,340 | $28,000 | thousands by filing date | |
| TRACON PHARMACEUTICALS INC | 89237H100 | COM | 3,056 | $28,000 | thousands by filing date | |
| ABSOLUTE SHS TR WBI BBR QTY 2000 | 00400R403 | CEF | 1,294 | $28,000 | thousands by filing date | |
| VIRTUALSCOPICS INC | 928269208 | COM NEW | 8,896 | $28,000 | thousands by filing date | |
| PERFORMANCE FOOD GROUP CO COM | 71377A103 | Stock | 1,132 | $27,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 10,900 | $27,000 | thousands by filing date | call |
| AZENTA INC | 114340102 | COM | 2,485 | $27,000 | thousands by filing date | |
| CAREDX INC | 14167L103 | COM | 4,223 | $27,000 | thousands by filing date | |
| ESCO TECHNOLOGIES INC | 296315104 | COM | 742 | $27,000 | thousands by filing date | |
| RCM TECHNOLOGIES INC | 749360400 | COMMON STOCK | 4,765 | $27,000 | thousands by filing date | |
| CITI TRENDS INC | 17306X102 | COMMON STOCK | 1,261 | $27,000 | thousands by filing date | |
| GSI TECHNOLOGY INC | 36241U106 | COMMON STOCK | 7,060 | $27,000 | thousands by filing date | |
| PDF SOLUTIONS INC | 693282105 | COMMON STOCK | 2,416 | $27,000 | thousands by filing date | |
| PROSHARES TR II | 74347W353 | ULTRA SILVER NEW | 1,000 | $27,000 | thousands by filing date | call |
| UNITED BANCORP INC OHIO | 909911109 | COM | 2,828 | $27,000 | thousands by filing date | |
| FIRST TR/ABERDEEN EMERG OPT | 33731K102 | COM | 2,045 | $27,000 | thousands by filing date | |
| GROUPON INC | 399473107 | COMMON STOCK | 8,700 | $27,000 | thousands by filing date | call |
| AGRIUM INC | 008916108 | COM | 300 | $27,000 | thousands by filing date | call |
| HMN FINL INC | 40424G108 | COM | 2,320 | $27,000 | thousands by filing date | |
| LANDAUER INC | 51476K103 | COM | 810 | $27,000 | thousands by filing date | |
| NEURALSTEM INC | 64127R302 | COM | 25,727 | $27,000 | thousands by filing date | |
| Chesapeake Energy Corp PFD Conv | 165167842 | Pfd Stk | 1,586 | $27,000 | thousands by filing date | |
| WEST MARINE INC | 954235107 | COM | 3,148 | $27,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H206 | ETN DJUBS AGRI37 | 800 | $27,000 | thousands by filing date | |
| INTERNET INITIATIVE JAPAN | 46059T109 | COM | 2,683 | $27,000 | thousands by filing date | |
| ABERDEEN INDONESIA FUND INC(IF) | 00305P106 | COM | 5,052 | $27,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740P262 | IPTH AGRIC ETN | 876 | $27,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y819 | TOTAL MKT BEAR | 1,426 | $27,000 | thousands by filing date | |
| PATRIOT TRANSPORTATION HOLDING | 70338W105 | COM | 1,197 | $27,000 | thousands by filing date | |
| NEURODERM LTD | M74231107 | ORD SHS | 1,560 | $27,000 | thousands by filing date | |
| AVALANCHE BIOT | 05337G107 | Common Stock | 2,858 | $27,000 | thousands by filing date | |
| EXELON CORP | 30161N127 | UNIT 99/99/9999 | 675 | $27,000 | thousands by filing date | |
| Nashville Area ETF | 53957P106 | NASHVILLE AREA E | 1,024 | $27,000 | thousands by filing date | |
| BIOBLAST PHARMA LTD | M20156101 | SHS | 6,938 | $27,000 | thousands by filing date | |
| LAKE SUNAPEE BK GROUP | 510866106 | COM | 1,893 | $27,000 | thousands by filing date | |
| KALOBIOS PHARMACEUTICALS INC | 48344T209 | COM | 1,736 | $27,000 | thousands by filing date | |
| HYDRA INDS ACQUISITION CORP | 448740209 | UNIT 10/20/2021 | 2,710 | $27,000 | thousands by filing date | |
| CPI AEROSTRUCTURES INC | 125919308 | COM NEW | 2,680 | $26,000 | thousands by filing date | |
| JABIL INC COM | 466313103 | Stock | 1,100 | $26,000 | thousands by filing date | call |
| MERCURY SYS INC COM | 589378108 | Stock | 1,412 | $26,000 | thousands by filing date | |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 3,868 | $26,000 | thousands by filing date | |
| POWELL INDS INC | 739128106 | COM | 998 | $26,000 | thousands by filing date | |
| INDEPENDENCE RLTY TR INC | 45378A106 | COM | 3,461 | $26,000 | thousands by filing date | |
| EASTMAN KODAK CO | 277461406 | COM NEW | 2,080 | $26,000 | thousands by filing date | |
| CANADIAN PACIFIC RAILWAYS | 13645T100 | COM | 200 | $26,000 | thousands by filing date | put |
| NEW AMERICA HIGH INCOME FUND I | 641876800 | COM NEW | 3,360 | $26,000 | thousands by filing date | |
| ASCENDIS PHARMA A/S DKK 1.0 AD | 04351P101 | SPONSORED ADR | 1,404 | $26,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 6,798 | $26,000 | thousands by filing date | |
| HEALTH INS INNOVATIONS INC | 42225K106 | COM CL A | 3,894 | $26,000 | thousands by filing date | |
| FIRST BUSEY CORP | 319383204 | COM NEW | 1,250 | $26,000 | thousands by filing date | |
| NRC HEALTH | 637372202 | COMMON STOCK | 1,629 | $26,000 | thousands by filing date | |
| ESCALADE INC | 296056104 | COMMON STOCK | 1,931 | $26,000 | thousands by filing date | |
| SPARK ENERGY INC | 846511103 | CL A COM | 1,244 | $26,000 | thousands by filing date | |
| BB & T CORP | 054937107 | COM | 700 | $26,000 | thousands by filing date | call |
| DULUTH HLDGS INC | 26443V101 | COM CL B | 1,777 | $26,000 | thousands by filing date | |
| BLACKROCK NJ MUNICIPAL BOND | 09249A109 | COM | 1,808 | $26,000 | thousands by filing date | |
| THERAVANCE INC | 88338T104 | COMMON STOCK | 2,479 | $26,000 | thousands by filing date | |
| FIVE STAR SENIOR LIVING | 33832D106 | COMMON STOCK | 8,224 | $26,000 | thousands by filing date | |
| HANDY & HARMAN LTD | 410315105 | COMMON STOCK | 1,291 | $26,000 | thousands by filing date | |
| WESTBURY BANCORP INC COM | 95727P106 | COM | 1,470 | $26,000 | thousands by filing date | |
| GTT COMMUNICATIONS INC | 362393100 | COM | 1,537 | $26,000 | thousands by filing date | |
| REDHILL BIOPHARMA LTD | 757468103 | ADR | 2,000 | $26,000 | thousands by filing date | |
| DBX ETF TR | 233051408 | FUND | 1,069 | $26,000 | thousands by filing date | |
| PFSWEB INC | 717098206 | COM | 2,000 | $26,000 | thousands by filing date | |
| AMERICAN NATL BANKSHARES INC | 027745108 | COM | 1,033 | $26,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P307 | COM | 128,026 | $26,000 | thousands by filing date | |
| FRANCESCAS HLDGS CORP | 351793104 | COM | 1,534 | $26,000 | thousands by filing date | |
| BLOUNT INTL INC NEW | 095180105 | COM | 2,637 | $26,000 | thousands by filing date | |
| PSYCHEMEDICS CORP | 744375205 | COM NEW | 2,608 | $26,000 | thousands by filing date | |
| GIGAMON INC | 37518B102 | COM | 993 | $26,000 | thousands by filing date | |
| SILVER STD RES INC | 82823L106 | COM | 5,100 | $26,000 | thousands by filing date | put |
| AV HOMES INC | 00234P102 | COM | 1,995 | $26,000 | thousands by filing date | |
| POWERSHARES DB GOLD FUND | 73936B606 | DB G | 754 | $26,000 | thousands by filing date | |
| BEBE STORES INC | 075571109 | COM | 46,000 | $26,000 | thousands by filing date | |
| AMERIANA BANCORP | 023613102 | COM | 1,128 | $26,000 | thousands by filing date | |
| CHINA NEPSTAR CHAIN DRUGSTORE | 16943C109 | ADR | 10,505 | $26,000 | thousands by filing date | |
| MFS SPECIAL VALUE TRUST | 55274E102 | CMN | 4,950 | $26,000 | thousands by filing date | |
| MARKET VECTORS EGYPT INDEX ETF | 57061R569 | Exchange Traded Product | 690 | $26,000 | thousands by filing date | |
| HTG MOLECULAR DIAGNOSTICS IN | 40434H104 | COM | 5,935 | $26,000 | thousands by filing date | |
| FINTECH ACQUISITION CORP | 31809H209 | UNIT 99/99/9999 | 2,642 | $26,000 | thousands by filing date | |
| CUSHING ENERGY INCOME | 23162T102 | COM SH BEN INT | 3,098 | $26,000 | thousands by filing date | |
| ITUS CORP | 45069V203 | COM NEW | 8,468 | $26,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-16-014825 | this filing | 2016-02-16 | acceptance time not in the bulk data set |