13F-HR filed by UBS Group AG
UBS Group AG filed this 13F-HR for the quarter ended 2015-12-31, filed 2016-02-16, with 8,404 holding rows worth $154,096,253,000.
- Accession
- 0000950123-16-014825
- Filer
- CIK 1610520
- Filed
- 2016-02-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2015
A combination report, 15,204 entries on the cover page, a total value of $154,096,253,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $154,049,085,000 with VALUE read as thousands by filing date, 13F file number 028-16612. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerUBS ASSET MANAGEMENT (AMERICAS) INC 028-02682
- reports for this filerUBS OCONNOR LLC 028-06327
- included managerUBS Financial Services Inc. 028-11496
- included managerUBS Swiss Financial Advisors AG 028-11603
- included managerUBS AG New York Branch 028-07344
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| NEKTAR THERAPEUTICS | 640268108 | COM | 4,268 | $72,000 | thousands by filing date | |
| OPPENHEIMER HOLDINGS CL A | 683797104 | COMMON STOCK | 4,148 | $72,000 | thousands by filing date | |
| Direxion Daily Technology Bull 3X Shares | 25459W102 | ETF | 1,977 | $72,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524789 | FUNDAMENTAL US B | 2,510 | $72,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061607 | GLB ASSET ALLO | 3,124 | $72,000 | thousands by filing date | |
| DYNEGY INC NEW DEL | 26817R108 | COM | 5,387 | $72,000 | thousands by filing date | |
| MAGICJACK VOCALTEC LTD | M6787E101 | SHS | 7,600 | $72,000 | thousands by filing date | call |
| FIRST TR BICK INDEX FD | 33733H107 | COM SHS | 3,800 | $72,000 | thousands by filing date | |
| BANK SOUTH CAROLINA CORP | 065066102 | COM | 4,464 | $72,000 | thousands by filing date | |
| UNITED DEV FUNDING XXXREGISTRATION REVOKED BY THE SEC EFF: 08/13/20 | 910187103 | REAL ESTATE INVESTME | 6,514 | $72,000 | thousands by filing date | |
| PLEXUS CORP COM | 729132100 | Stock | 2,042 | $71,000 | thousands by filing date | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 1,800 | $71,000 | thousands by filing date | put |
| UNITED CMNTY BKS BLAIRSVLE G | 90984P303 | COM | 3,630 | $71,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 900 | $71,000 | thousands by filing date | put |
| ENCORE WIRE CORP | 292562105 | COM | 1,907 | $71,000 | thousands by filing date | |
| UFP TECHNOLOGIES INC | 902673102 | COM | 3,000 | $71,000 | thousands by filing date | |
| NUVEEN MULTI-MKT INCOME FD | 67075J107 | COM | 10,043 | $71,000 | thousands by filing date | |
| JMP GROUP INC | 46629U107 | COMMON STOCK | 13,017 | $71,000 | thousands by filing date | |
| CZR | 127686103 | Stock | 8,965 | $71,000 | thousands by filing date | |
| Zagg, Inc. | 98884U108 | COM | 6,488 | $71,000 | thousands by filing date | |
| FIRST TRUST | 33733G109 | COM BEN INTR | 12,763 | $71,000 | thousands by filing date | |
| SUN BANCORP INC | 86663B201 | COM NEW | 3,470 | $71,000 | thousands by filing date | |
| OPPENHEIMER REV WEIGHTED ETF | 68386C708 | GBL GRW RE | 1,780 | $71,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K547 | Cmn | 2,373 | $71,000 | thousands by filing date | |
| CTS CORP | 126501105 | COM | 3,989 | $70,000 | thousands by filing date | |
| STEWART INFORMATION SVCS COR | 860372101 | COM | 1,873 | $70,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 1,500 | $70,000 | thousands by filing date | put |
| FIRST TR EXCHANGE-TRADED FD | 33739G103 | MNGD FUTRS STRGY | 1,418 | $70,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092865 | MSCI UTILS INDEX | 2,517 | $70,000 | thousands by filing date | |
| GUANGSHEN RAILWAY CO LTD-ADR | 40065W107 | SPONSORED ADR | 2,861 | $70,000 | thousands by filing date | |
| PCM FD INC | 69323T101 | COM | 7,557 | $70,000 | thousands by filing date | |
| NATIONAL GRID PLC | 636274300 | SPONSORED ADR NE | 1,000 | $70,000 | thousands by filing date | put |
| GOODRICH PETE CORP | 382410405 | COM NEW | 262,500 | $70,000 | thousands by filing date | put |
| CHINA MING YANG WIND ADR | 16951C108 | EQUITY | 30,301 | $70,000 | thousands by filing date | |
| FUELCELL ENERGY INC | 35952H502 | COM NEW | 14,168 | $70,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC | 854502804 | UNIT 11/17/20166 | 603 | $70,000 | thousands by filing date | |
| CREDIT SUISSE AG NASSAU BRH | 22539T621 | EXCHTRADE MIDTER | 2,565 | $70,000 | thousands by filing date | |
| WINGSTOP INC COM | 974155103 | Stock | 3,044 | $69,000 | thousands by filing date | |
| AMERICAS CAR-MART INC | 03062T105 | COM | 2,603 | $69,000 | thousands by filing date | |
| TELECOM ITALIA SPA | 87927Y102 | COMMON STOCK-FO | 5,438 | $69,000 | thousands by filing date | |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 5,220 | $69,000 | thousands by filing date | |
| COMSCORE INC | 20564W105 | COM | 1,667 | $69,000 | thousands by filing date | |
| MMA Capital Management LLC | 55315D105 | COM | 4,756 | $69,000 | thousands by filing date | |
| LORAL SPACE & COM INC | 543881106 | COM | 1,705 | $69,000 | thousands by filing date | |
| ANADIGICS INC | 032515108 | COM | 108,000 | $69,000 | thousands by filing date | |
| INTERVAL LEISURE GROUP INC | 46113M108 | COM | 4,483 | $69,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q876 | GLOB GLD&P ETF | 5,894 | $69,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740L519 | FUND | 2,067 | $69,000 | thousands by filing date | |
| EQUITY COMWLTH | 294628201 | 6.5% CNV PFD D | 2,765 | $69,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W364 | BRCLYS NEGTV DUR | 1,552 | $69,000 | thousands by filing date | |
| OPPENHEIMER REV WEIGHTED ETF | 68386C609 | NAVELR A100 ETF | 1,476 | $69,000 | thousands by filing date | |
| JAN VELOCITY VELOCITY HED | 00162Q791 | Equities | 2,401 | $69,000 | thousands by filing date | |
| WINNEBAGO INDS INC | 974637100 | COM | 3,416 | $68,000 | thousands by filing date | |
| ETSY INC | 29786A106 | COM | 8,308 | $68,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 200 | $68,000 | thousands by filing date | put |
| NEW GERMANY FD INC | 644465106 | COM | 4,659 | $68,000 | thousands by filing date | |
| KARYOPHARM THERAPEUTICS INC | 48576U106 | COM | 5,158 | $68,000 | thousands by filing date | |
| POWERSHARES DB | 73935Y102 | COM UT BEN INT | 2,890 | $68,000 | thousands by filing date | |
| BARRETT BUSINESS SVCS INC | 068463108 | COM | 1,533 | $67,000 | thousands by filing date | |
| DUFF & PHELPS SLT ENGY AND M | 26433F108 | COM | 11,262 | $67,000 | thousands by filing date | |
| CSS INDS INC | 125906107 | COMMON STOCK | 2,372 | $67,000 | thousands by filing date | |
| PENN VIRGINIA CORP | 707882106 | COMMON STOCK | 222,100 | $67,000 | thousands by filing date | call |
| ALCATEL-LUCENT | 013904305 | SPONSORED ADR | 17,600 | $67,000 | thousands by filing date | put |
| BRISTOW GROUP INC | 110394103 | COM | 2,578 | $67,000 | thousands by filing date | |
| ETFS WHITE METALS BASKET TR | 26923B104 | PHY WM BSK SHS | 2,553 | $67,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U829 | GAMING ETF | 2,113 | $67,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740P643 | TRES 5YR BEAR | 2,089 | $67,000 | thousands by filing date | |
| CHINOOK THERAPEUTICS INC. | 00739L101 | Common Stock | 2,368 | $67,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 5,000 | $66,000 | thousands by filing date | put |
| TRINET GROUP INC COM | 896288107 | Stock | 3,447 | $66,000 | thousands by filing date | |
| IMMUNOMEDICS INC | 452907108 | COM | 21,663 | $66,000 | thousands by filing date | |
| FEDERATED HERMES PREM MUNI I | 31423P108 | COM | 4,453 | $66,000 | thousands by filing date | |
| METALLUS INC | 887399103 | COMMON STOCK | 7,867 | $66,000 | thousands by filing date | |
| Taiwan Fund Inc/The/Md | 874036106 | COM | 4,504 | $66,000 | thousands by filing date | |
| REXNORD CORP | 76169B102 | COMMON STOCK | 3,647 | $66,000 | thousands by filing date | |
| INNERWORKINGS INC | 45773Y105 | COM | 8,918 | $66,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 18,952 | $66,000 | thousands by filing date | |
| RUCKUS WIRELESS INC | 781220108 | COM | 6,173 | $66,000 | thousands by filing date | |
| ENDURO ROYALTY TRUST | 29269K100 | COMMON | 26,930 | $66,000 | thousands by filing date | |
| PROSHARES TR II SHT | 74347W627 | VIX ST TRM | 1,300 | $66,000 | thousands by filing date | call |
| POWERSHARES ETF TRUST II | 73936Q736 | FDMTL EMKLODBT | 4,127 | $66,000 | thousands by filing date | |
| IMMUNE DESIGN CORP. | 45252L103 | Common Stock | 3,301 | $66,000 | thousands by filing date | |
| KINDRED BIOSCIENCES INC COM | 494577109 | Stock | 19,285 | $66,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 5,300 | $65,000 | thousands by filing date | put |
| Q2 HLDGS INC COM | 74736L109 | Stock | 2,463 | $65,000 | thousands by filing date | |
| MARCUS MILLICHAP INC | 566324109 | COMMON STOCK | 2,202 | $65,000 | thousands by filing date | |
| PROSHARES TR II | 74347W601 | ULTRA GOLD | 2,174 | $65,000 | thousands by filing date | |
| PROSHARES TR | 74347B565 | CMN | 1,535 | $65,000 | thousands by filing date | |
| OWENS RLTY MTG INC | 690828108 | COM | 4,859 | $65,000 | thousands by filing date | |
| PHH CORP | 693320202 | COM NEW | 3,974 | $65,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E606 | CHINA FINL ETF | 4,751 | $65,000 | thousands by filing date | |
| NUVEEN MICH QUALITY INCOME MUN FD INC | 670979103 | CEF | 4,725 | $65,000 | thousands by filing date | |
| PROSHARES TR | 74348A392 | ULTPRO SHT MDCP | 1,903 | $65,000 | thousands by filing date | |
| INSIGHT ENTERPRISES INC | 45765U103 | COM | 2,521 | $64,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092303 | CONSMR STAPLES | 2,111 | $64,000 | thousands by filing date | |
| MATTRESS FIRM HLDG CORP | 57722W106 | COM | 1,435 | $64,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V707 | ST STR UL BD ETF | 1,593 | $64,000 | thousands by filing date | |
| TWIN DISC INC | 901476101 | COMMON STOCK | 6,127 | $64,000 | thousands by filing date | |
| PEOPLES FINANCIAL SERVICES | 711040105 | COMMON STOCK | 1,692 | $64,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HOLDINGS I | 049164205 | COM NEW | 1,551 | $64,000 | thousands by filing date | |
| ISHARES TR | 464288265 | MSCI KOKUSAI ETF | 1,230 | $64,000 | thousands by filing date | |
| FLAGSTAR BANCORP INC | 337930705 | COM PAR .001 | 2,803 | $64,000 | thousands by filing date | |
| ADVANTAGE OIL & GAS LTD | 00765F101 | COMMON STOCK-FO | 12,474 | $64,000 | thousands by filing date | |
| JEFFERIES GROUP INC | 472319AG7 | CORPORATE OBLIG | 64,000 | $64,000 | thousands by filing date | principal |
| REVANCE THERAPEUTICS INC | 761330109 | COM | 1,889 | $64,000 | thousands by filing date | |
| UNITED SEC BANCSHARES CALIF | 911460103 | COM | 11,939 | $64,000 | thousands by filing date | |
| SOTHERLY HOTELS INC | 83600C103 | COM | 10,348 | $64,000 | thousands by filing date | |
| LATAM AIRLS GROUP S A | 51817R106 | SPONSORED ADR | 11,916 | $64,000 | thousands by filing date | |
| FIRST CONNECTICUT BANCORP | 319850103 | COM | 3,671 | $64,000 | thousands by filing date | |
| BLDRS INDEX FDS TR | 09348R102 | ASIA 50 ADR | 2,354 | $64,000 | thousands by filing date | |
| ANIKA THERAPEUTICS INC | 035255108 | COM | 1,669 | $63,000 | thousands by filing date | |
| ASTEC INDS INC | 046224101 | COM | 1,561 | $63,000 | thousands by filing date | |
| COLLEGIUM PHARMACEUTICAL INC | 19459J104 | COM | 2,292 | $63,000 | thousands by filing date | |
| HCI GROUP INC | 40416E103 | COM | 1,808 | $63,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 2,500 | $63,000 | thousands by filing date | call |
| MARCUS CORPORATION | 566330106 | COMMON STOCK | 3,330 | $63,000 | thousands by filing date | |
| PROSHARES TR II | 74347W338 | CMN | 1,172 | $63,000 | thousands by filing date | |
| SILVER WHEATON CORP | 828336107 | COM | 5,100 | $63,000 | thousands by filing date | call |
| GLOBAL BRASS & COPPR HLDGS I | 37953G103 | COM | 2,974 | $63,000 | thousands by filing date | |
| WHITING USA TR II | 966388100 | TR UNIT | 90,232 | $63,000 | thousands by filing date | |
| ISHARES GLBL INFLATION LINKED BOND FUND | 46429B812 | ETF | 1,367 | $63,000 | thousands by filing date | |
| EGA EMERGING GLOBAL SHS TR | 268461464 | EGSHS EMKTSCOR | 3,858 | $63,000 | thousands by filing date | |
| RYDEX GUGGENHEIM | 78355W585 | GUG RUSS2000 EQL | 1,562 | $63,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740P130 | IPTH PURE COCA | 1,325 | $63,000 | thousands by filing date | |
| MEMORIAL RESOURCE DEVELOPMENT | 58605Q109 | COM | 3,827 | $63,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 1,500 | $62,000 | thousands by filing date | put |
| ALLSTATE CORP COM | 020002101 | Stock | 1,000 | $62,000 | thousands by filing date | put |
| TRIMAS CORP | 896215209 | COM NEW | 3,327 | $62,000 | thousands by filing date | |
| KELLY SVCS INC | 488152208 | CL A | 3,853 | $62,000 | thousands by filing date | |
| AMERICAN SUPERCONDUCTOR CORP | 030111207 | SHS NEW | 9,670 | $62,000 | thousands by filing date | |
| MITEK SYS INC | 606710200 | COM NEW | 15,002 | $62,000 | thousands by filing date | |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 11,736 | $62,000 | thousands by filing date | |
| PIMCO GLOBAL STOCKPLUS INCOM | 722011103 | COM | 3,419 | $62,000 | thousands by filing date | |
| JERNIGAN CAP INC | 476405105 | COM | 4,145 | $62,000 | thousands by filing date | |
| ADAPTIMMUNE THERAPEUTICS PLC | 00653A107 | SPONDS ADR | 5,164 | $62,000 | thousands by filing date | |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 5,700 | $62,000 | thousands by filing date | call |
| IDERA PHARMACEUTICALS INC | 45168K306 | COM | 20,200 | $62,000 | thousands by filing date | |
| DEUTSCHE BK AG LDN BRH | 25154H483 | PS CMDT DS ETN | 645 | $62,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E176 | GURU INTL IDX | 4,950 | $62,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 1,300 | $61,000 | thousands by filing date | put |
| NATIONAL BK HLDGS CORP | 633707104 | CL A | 2,878 | $61,000 | thousands by filing date | |
| CUSTOMERS BANCORP INC | 23204G100 | COM | 2,265 | $61,000 | thousands by filing date | |
| Matrix Service Company | 576853105 | COM | 2,985 | $61,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y280 | DLY FTS BUL 3X | 2,490 | $61,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 2,600 | $61,000 | thousands by filing date | call |
| ALBANY MOLECULAR RESH | 012423109 | COMMON STOCK | 3,078 | $61,000 | thousands by filing date | |
| DELTIC TIMBER CORP | 247850100 | COMMON STOCK | 1,035 | $61,000 | thousands by filing date | |
| E HOUSE CHINA HLDGS LTD | 26852W103 | ADR | 9,794 | $61,000 | thousands by filing date | |
| ENERGY XXI (BERMUDA) LTD | G10082140 | USD UNRS SHS | 60,800 | $61,000 | thousands by filing date | put |
| SENOMYX INC | 81724Q107 | COM | 16,305 | $61,000 | thousands by filing date | |
| ZIX CORP | 98974P100 | COM | 11,853 | $61,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U787 | AFRICA ETF | 3,408 | $61,000 | thousands by filing date | |
| IQ HEDGE MARKET NEUT TRACK | 45409B503 | CMN | 2,438 | $61,000 | thousands by filing date | |
| PROSHARES TR | 74348A806 | ULT INV GRD CP | 1,080 | $61,000 | thousands by filing date | |
| DEUTSCHE BK AG LONDON BRH | 25154K874 | PS CR OIL SH ETN | 668 | $61,000 | thousands by filing date | |
| B COMMUNICATIONS LTD | M15629104 | SHS | 2,454 | $61,000 | thousands by filing date | |
| PROSHARES ULTRASHORT MIDCAP 400 ETF | 74348A343 | ETF | 1,515 | $61,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y264 | IBILLION INDEX | 2,510 | $61,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 1,400 | $60,000 | thousands by filing date | call |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 700 | $60,000 | thousands by filing date | put |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 1,700 | $60,000 | thousands by filing date | put |
| LAMAR ADVERTISING CO CL A | 512816109 | REIT | 1,000 | $60,000 | thousands by filing date | call |
| INTERFACE INC | 458665304 | COM | 3,128 | $60,000 | thousands by filing date | |
| VICOR CORP | 925815102 | COM | 6,658 | $60,000 | thousands by filing date | |
| NORTHRIM BANCORP INC | 666762109 | COMMON STOCK | 2,254 | $60,000 | thousands by filing date | |
| NETSOL TECHNOLOGIES INC | 64115A402 | COM PAR $.001 | 7,793 | $60,000 | thousands by filing date | |
| PROSHARES TR | 74347R776 | ULTRA MATERIALS | 1,666 | $60,000 | thousands by filing date | |
| IXYS CORP | 46600W106 | COMMON STOCK | 4,735 | $60,000 | thousands by filing date | |
| Telecom Italia S P A New Spons | 87927Y201 | ADR | 5,798 | $60,000 | thousands by filing date | |
| SHARPS COMPLIANCE CORP | 820017101 | COM | 6,850 | $60,000 | thousands by filing date | |
| IPATH INVERSE S&P 500 VIX SH | 06740L592 | ETP | 1,587 | $60,000 | thousands by filing date | |
| CYPRESS ENVIRONMENTL PARTNR | 232751107 | LTD PARTNER INT | 6,811 | $60,000 | thousands by filing date | |
| COASTWAY BANCORP INC | 190632109 | COM | 4,564 | $60,000 | thousands by filing date | |
| NEXTERA ENERGY INC | 65339F846 | UNIT 08/31/2018 | 1,142 | $60,000 | thousands by filing date | |
| HAVERTY FURNITURE COS INC COM | 419596101 | Stock | 2,761 | $59,000 | thousands by filing date | |
| MCKESSON CORP COM | 58155Q103 | Stock | 300 | $59,000 | thousands by filing date | put |
| FIRST COMMUNITY BANKSHARES | 31983A103 | COMMON STOCK | 3,210 | $59,000 | thousands by filing date | |
| CITY HOLDING CO | 177835105 | COMMON STOCK | 1,297 | $59,000 | thousands by filing date | |
| EMPLOYERS HOLDINGS INC | 292218104 | COMMON STOCK | 2,143 | $59,000 | thousands by filing date | |
| EASTERLY GOVERNMENT PROPERTIES | 27616P103 | COMMON STOCK | 3,421 | $59,000 | thousands by filing date | |
| Apollo Global Management | 037612306 | COM | 3,900 | $59,000 | thousands by filing date | call |
| NATIONAL WESTN LIFE GROUP IN | 638517102 | CL A | 234 | $59,000 | thousands by filing date | |
| REGIS CORP | 758932107 | COM | 4,181 | $59,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 12,380 | $59,000 | thousands by filing date | |
| AVX CORP NEW | 002444107 | COM | 4,817 | $59,000 | thousands by filing date | |
| DANAOS CORP | Y1968P105 | SHS | 9,779 | $59,000 | thousands by filing date | |
| ATLAS ENERGY GROUP LL LP | 04929Q102 | MLP | 61,901 | $59,000 | thousands by filing date | |
| EVERTEC INC | 30040P103 | COM | 3,513 | $58,000 | thousands by filing date | |
| PROSHARES TR | 74347R818 | PSHS ULT SCAP600 | 1,083 | $58,000 | thousands by filing date | |
| PROSHARES TR | 74347R669 | PSHS ULT SEMICDT | 675 | $58,000 | thousands by filing date | |
| CENTURY ALUM CO | 156431108 | COM | 13,267 | $58,000 | thousands by filing date | |
| UNITED GUARDIAN INC | 910571108 | COM | 3,044 | $58,000 | thousands by filing date | |
| LYDALL INC | 550819106 | COMMON STOCK | 1,633 | $58,000 | thousands by filing date | |
| FARMERS CAP BANK CORP | 309562106 | COMMON STOCK | 2,129 | $58,000 | thousands by filing date | |
| REALPAGE INC | 75606N109 | COM | 2,578 | $58,000 | thousands by filing date | |
| UNIT CORP | 909218109 | COM | 4,792 | $58,000 | thousands by filing date | |
| MEDIVATION INC | 58501N101 | COM | 1,200 | $58,000 | thousands by filing date | call |
| NATURAL RESOURCE PARTNERS L | 63900P103 | COM UNIT L P | 45,221 | $58,000 | thousands by filing date | |
| INTRICON CORP | 46121H109 | COM | 7,668 | $58,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740P403 | RUSS2000 3X LG | 442 | $58,000 | thousands by filing date | |
| SPDR DOW JONES INDUSTRIAL AVRG ETF | 46435G870 | COM | 2,400 | $58,000 | thousands by filing date | |
| GP INVTS ACQUISITION COR | G40357116 | UNIT 99/99/9999 | 5,826 | $58,000 | thousands by filing date | |
| DEUTSCHE BK AG LONDON BRH | 25154W209 | DB 3X JAP GOV BD | 2,141 | $58,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 7,300 | $57,000 | thousands by filing date | put |
| PROSHARES TR | 74347X831 | ULTRAPRO QQQ | 500 | $57,000 | thousands by filing date | call |
| BENCHMARK ELECTRS INC COM | 08160H101 | Stock | 2,767 | $57,000 | thousands by filing date | |
| ALAMO GROUP INC | 011311107 | COM | 1,106 | $57,000 | thousands by filing date | |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 6,088 | $57,000 | thousands by filing date | |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 58,248 | $57,000 | thousands by filing date | |
| CIRCOR INTL INC | 17273K109 | COM | 1,370 | $57,000 | thousands by filing date | |
| CENTURY CASINOS INC | 156492100 | COM | 7,364 | $57,000 | thousands by filing date | |
| EXPRESS INC | 30219E103 | COMMON STOCK | 3,321 | $57,000 | thousands by filing date | |
| NW Biotherapeutics | 66737P600 | USD | 17,748 | $57,000 | thousands by filing date | |
| NTELOS HLDGS CORP | 67020Q305 | COM NEW | 6,296 | $57,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 25,300 | $57,000 | thousands by filing date | put |
| GOODRICH PETE CORP | 382410405 | COM NEW | 213,642 | $57,000 | thousands by filing date | |
| BARCLAYS BANK | 06739H412 | CARRY ETN 38 | 1,408 | $57,000 | thousands by filing date | |
| TRIUMPH FINANCIAL INC | 89679E300 | COM | 3,406 | $56,000 | thousands by filing date | |
| CUSHING RENAISSANCE FD | 231647108 | COM | 3,939 | $56,000 | thousands by filing date | |
| PIXELWORKS INC | 72581M305 | COM NEW | 23,529 | $56,000 | thousands by filing date | |
| Vale Sa | 91912E204 | COM | 21,616 | $56,000 | thousands by filing date | |
| TESSCO TECHNOLOGIES INC | 872386107 | COM | 2,845 | $56,000 | thousands by filing date | |
| ACETO CORP | 004446100 | COM | 2,086 | $56,000 | thousands by filing date | |
| Powershs Db US Dollar Tr | 73936D206 | DOLL INDX BEAR | 2,620 | $56,000 | thousands by filing date | |
| NAUGATUCK VY FINL CORP MD | 63906P107 | COM | 5,119 | $56,000 | thousands by filing date | |
| HUNTINGTON STRATEGY SHS | 446698201 | ECOL STRAT ETF | 1,563 | $56,000 | thousands by filing date | |
| AMPLIFY SNACK BRANDS | 03211L102 | COM | 4,838 | $56,000 | thousands by filing date | |
| ATLANTIC ALLIANCE PARTNER CO | G04897107 | SHS | 5,530 | $56,000 | thousands by filing date | |
| PEOPLES BANCORP INC | 709789101 | COM | 2,908 | $55,000 | thousands by filing date | |
| WINMARK CORP | 974250102 | COM | 591 | $55,000 | thousands by filing date | |
| SANCHEZ ENERGY CORP | 79970Y105 | COMMON STOCK | 12,866 | $55,000 | thousands by filing date | |
| HOEGH LNG PARTNERS LP | Y3262R100 | COM UNIT LTD | 2,935 | $55,000 | thousands by filing date | |
| GOL LINHAS AEREAS INTLG S A | 38045R107 | SP ADR REP PFD | 95,133 | $55,000 | thousands by filing date | |
| QLOGIC CORP | 747277101 | COM | 4,493 | $55,000 | thousands by filing date | |
| ION GEOPHYSICAL CORP | 462044108 | COM | 107,859 | $55,000 | thousands by filing date | |
| BRYN MAWR BANK CORPORATION | 117665109 | Domestic Common | 1,911 | $55,000 | thousands by filing date | |
| GRIFFIN LAND + NURSERIES | 398231100 | CL A | 2,101 | $55,000 | thousands by filing date | |
| POWERSHARES FDMNL PUR MD VAL | 73935X880 | COM | 2,234 | $55,000 | thousands by filing date | |
| MONARCH FINANCIAL HOLDINGS | 60907Q100 | COM | 3,054 | $55,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740L485 | US TRES FLATT | 917 | $55,000 | thousands by filing date | |
| EMCLAIRE FINL CORP | 290828102 | COM | 2,300 | $55,000 | thousands by filing date | |
| OM ASSET MGMT PLC | G67506108 | SHS | 3,587 | $55,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V871 | MFS SYS VAL EQ | 1,044 | $55,000 | thousands by filing date | |
| PIMCO MUN INCOME FD III | 72201A103 | COM | 4,687 | $54,000 | thousands by filing date | |
| PLUMAS BANCORP | 729273102 | COMMON STOCK | 6,244 | $54,000 | thousands by filing date | |
| SB FINL GROUP INC | 78408D105 | COM | 4,825 | $54,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G301 | VIRTUS LIFESC CT | 1,863 | $54,000 | thousands by filing date | |
| First Foundation Inc | 32026V104 | Common Stock | 2,304 | $54,000 | thousands by filing date | |
| ADAMAS PHARMACEUTICALS INC | 00548A106 | COM | 1,891 | $54,000 | thousands by filing date | |
| ENDOLOGIX INC | 29266S106 | COM | 5,371 | $54,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 23,926 | $54,000 | thousands by filing date | call |
| ODYSSEY MARINE EXPLORATION I | 676118102 | COM | 198,664 | $54,000 | thousands by filing date | |
| QAD INC-B | 74727D207 | Common | 2,946 | $54,000 | thousands by filing date | |
| NORDIC AMERN OFFSHORE LTD | Y6366T112 | SHS | 10,221 | $54,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B613 | CONTRARIAN OPP | 2,274 | $54,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 1,000 | $53,000 | thousands by filing date | put |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 500 | $53,000 | thousands by filing date | put |
| TREDEGAR CORP | 894650100 | COM | 3,829 | $53,000 | thousands by filing date | |
| HESS CORP | 42809H107 | COM | 1,100 | $53,000 | thousands by filing date | put |
| SPLUNK INC | 848637104 | COM | 900 | $53,000 | thousands by filing date | call |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 11,096 | $53,000 | thousands by filing date | |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 7,541 | $53,000 | thousands by filing date | |
| WATSCO INC | 942622101 | CL B CONV | 457 | $53,000 | thousands by filing date | |
| EPR PPTYS | 26884U307 | CONV PFD 9% SR E | 1,711 | $53,000 | thousands by filing date | |
| VIPER | 92763M105 | COMMON STOCK | 3,776 | $53,000 | thousands by filing date | |
| TUNIU CORP | 89977P106 | SPONSORED ADS | 3,323 | $53,000 | thousands by filing date | |
| XURA INC COM | 98420V107 | COM | 2,144 | $53,000 | thousands by filing date | |
| AZURE MIDSTREAM PARTNERS LP COM UNIT | 05501X100 | COMMON | 16,781 | $53,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W372 | KOREA HEDG EQT | 2,668 | $53,000 | thousands by filing date | |
| EGA EMERGING GLOBAL SHS TR | 26846L304 | Cmn | 2,800 | $53,000 | thousands by filing date | |
| STOCK YDS BANCORP INC | 861025104 | COM | 1,400 | $52,000 | thousands by filing date | |
| ENEL AMERICAS S.A. (ADR) | 29274F104 | SPONSORED ADR | 4,300 | $52,000 | thousands by filing date | call |
| Federal Agric Mtg Corp Cl C | 313148306 | COM | 1,658 | $52,000 | thousands by filing date | |
| KRATON CORPORATION | 50077C106 | COM | 3,143 | $52,000 | thousands by filing date | |
| PEAPACK GLADSTONE FINL CORP | 704699107 | COMMON STOCK | 2,524 | $52,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W565 | 7 10YR TRES BULL | 1,177 | $52,000 | thousands by filing date | |
| PROSHARES | 74347R503 | COMMON STOCK | 2,500 | $52,000 | thousands by filing date | call |
| QUANTUM CORP | 747906204 | COM DSSG | 56,157 | $52,000 | thousands by filing date | |
| SHORETEL INC | 825211105 | COM | 5,861 | $52,000 | thousands by filing date | |
| LATIN AMERN DISCOVERY FD INC | 51828C106 | COM | 7,040 | $52,000 | thousands by filing date | |
| SCORPIO BULKERS INC | Y7546A122 | COM | 5,305 | $52,000 | thousands by filing date | |
| FXCM INC | 302693205 | Common Stock | 3,135 | $52,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E150 | GF CHINA BD ET | 1,425 | $52,000 | thousands by filing date | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 54,767 | $51,000 | thousands by filing date | |
| PATHWARD FINANCIAL INC | 59100U108 | COM | 1,100 | $51,000 | thousands by filing date | |
| EAGLE BANCORPORATION INC | 268948106 | COM | 1,012 | $51,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 1,400 | $51,000 | thousands by filing date | call |
| CNB FINANCIAL CORP PA | 126128107 | COMMON STOCK | 2,862 | $51,000 | thousands by filing date | |
| GREAT SOUTHERN BANCORP INC | 390905107 | COMMON STOCK | 1,123 | $51,000 | thousands by filing date | |
| RENAISSANCE CAP GREENWICH FD | 759937204 | IPO ETF | 2,429 | $51,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N782 | CMN | 1,440 | $51,000 | thousands by filing date | |
| REIS INC | 75936P105 | COM | 2,142 | $51,000 | thousands by filing date | |
| CALLON PETE CO DEL | 13123X102 | COM | 6,102 | $51,000 | thousands by filing date | |
| MIDDLEFIELD BANC CORP | 596304204 | COM NEW | 1,573 | $51,000 | thousands by filing date | |
| GLOBAL X FTSE GREECE 20 ETF | 37950E366 | COMMON | 6,358 | $51,000 | thousands by filing date | |
| DERMA SCIENCES INC | 249827502 | COM PAR $.01 | 11,238 | $51,000 | thousands by filing date | |
| NEWLINK GENETICS CORP | 651511107 | COM | 1,400 | $51,000 | thousands by filing date | put |
| NICHOLAS FINANCIAL INC | 65373J209 | COM NEW | 4,370 | $51,000 | thousands by filing date | |
| Cbs Corporation Cl A New | 124857103 | CLA | 969 | $51,000 | thousands by filing date | |
| STRATEGIC GLOBAL INCOME FD | 862719101 | COM | 5,837 | $51,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383Q135 | GUGG CHN TECH | 1,440 | $51,000 | thousands by filing date | |
| DIGITAL ALLY INC | 25382P208 | COM NEW | 8,017 | $51,000 | thousands by filing date | |
| Birner Dental Management | 091283200 | COM NEW | 4,486 | $51,000 | thousands by filing date | |
| ISHARES TR | 46435G888 | MSCI SO KOREA | 2,232 | $51,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W398 | NEGT DUR HIG YLD | 2,626 | $51,000 | thousands by filing date | |
| NEOS THERAPEUTICS INC | 64052L106 | COM | 3,561 | $51,000 | thousands by filing date | |
| Medovex Corp | 58504H101 | COM | 46,434 | $51,000 | thousands by filing date | |
| TREX CO INC | 89531P105 | COM | 1,300 | $50,000 | thousands by filing date | |
| TEREX CORP NEW COM | 880779103 | Stock | 2,700 | $50,000 | thousands by filing date | call |
| BANCFIRST CORP | 05945F103 | COM | 848 | $50,000 | thousands by filing date | |
| LEMAITRE VASCULAR INC | 525558201 | COM | 2,881 | $50,000 | thousands by filing date | |
| PIMCO NEW YORK MUN FD II | 72200Y102 | COM | 4,021 | $50,000 | thousands by filing date | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 11,594 | $50,000 | thousands by filing date | |
| RF INDUSTRIES LTD | 749552105 | COMMON STOCK | 11,308 | $50,000 | thousands by filing date | |
| PROSHARES TR | 74347X815 | ULTRA MDCAP400 | 1,006 | $50,000 | thousands by filing date | |
| HARTFORD MULTIFACTOR EMERGING MARKETS ETF | 518416201 | ETF | 2,643 | $50,000 | thousands by filing date | |
| ISHARES TR | 464289123 | NEW ZEALAND ETF | 1,335 | $50,000 | thousands by filing date | |
| EPR PPTYS | 26884U208 | PFD C CV 5.75% | 2,100 | $50,000 | thousands by filing date | |
| Delta Apparel Inc | 247368103 | COM | 3,543 | $50,000 | thousands by filing date | |
| ADVISORY BOARD CO/THE | 00762W107 | Domestic Common | 1,000 | $50,000 | thousands by filing date | |
| SUCAMPO PHARMACEUTICALS-CL A | 864909106 | CL A | 2,910 | $50,000 | thousands by filing date | |
| PARK STERLING CORP | 70086Y105 | COM | 6,948 | $50,000 | thousands by filing date | |
| STARRETT (L.S.) CO -CL A | 855668109 | CL A | 5,198 | $50,000 | thousands by filing date | |
| QAD INC-A | 74727D306 | CL A | 2,429 | $50,000 | thousands by filing date | |
| GIGOPTIX INC | 37517y103 | COM | 16,442 | $50,000 | thousands by filing date | |
| FOREST CITY ENTERPRISES-CL B | 345550305 | COMMON | 2,285 | $50,000 | thousands by filing date | |
| EMERGE ENERGY SVCS LP | 29102H108 | COM REP PARTN | 10,805 | $50,000 | thousands by filing date | |
| PEOPLES UTAH BANCORP | 712706209 | COM | 2,884 | $50,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X350 | SOLACTIVE GERMNY | 960 | $50,000 | thousands by filing date | |
| GOLDEN OCEAN GRP LTD | G39637106 | Equities | 46,988 | $50,000 | thousands by filing date | |
| INLAND REAL ESTATE CORP | 457461507 | REDM PFD SER B | 2,004 | $50,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 11,300 | $49,000 | thousands by filing date | call |
| SIGNET JEWELERS LTD SHS | G81276100 | Stock | 400 | $49,000 | thousands by filing date | put |
| TRANSPORTADORA DE GAS SUR | 893870204 | SPONSORED ADS B | 8,000 | $49,000 | thousands by filing date | |
| SAIA INC | 78709Y105 | COM | 2,224 | $49,000 | thousands by filing date | |
| OLD SECOND BANCORP INC | 680277100 | COMMON STOCK | 6,279 | $49,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J505 | EURO ALPHADEX | 1,566 | $49,000 | thousands by filing date | |
| FLAGSTAR BANK NATIONAL ASSOC | 64944P307 | UNIT 05/07/2051 | 973 | $49,000 | thousands by filing date | |
| NATIONSTAR MORTGAGE HOLDINGS | 63861C109 | COMMON STOCK | 3,700 | $49,000 | thousands by filing date | put |
| WESTMORELAND COAL CO XXX | 960878106 | COM | 8,303 | $49,000 | thousands by filing date | |
| OSIRIS THERAPEUTICS INC NEW | 68827R108 | COM | 4,705 | $49,000 | thousands by filing date | |
| AFFYMETRIX INC | 00826T108 | COM | 4,863 | $49,000 | thousands by filing date | |
| CROSSROADS SYS INC | 22765d209 | COM NEW | 45,900 | $49,000 | thousands by filing date | |
| ISHARES BAA-BA | 46432F107 | COM | 1,000 | $49,000 | thousands by filing date | |
| BLUE HILLS BANCORP INC | 095573101 | COM | 3,240 | $49,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y140 | DLY RUSSIA BUL14 | 4,372 | $49,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q635 | STOXX EURO 600 | 2,099 | $49,000 | thousands by filing date | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 100 | $48,000 | thousands by filing date | put |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 600 | $48,000 | thousands by filing date | put |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 1,500 | $48,000 | thousands by filing date | call |
| WAVE LIFE SCIENCES LTD SHS | Y95308105 | Stock | 3,000 | $48,000 | thousands by filing date | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 1,100 | $48,000 | thousands by filing date | put |
| SPOK HLDGS INC COM | 84863T106 | Stock | 2,613 | $48,000 | thousands by filing date | |
| HACKETT GROUP INC | 404609109 | COM | 2,972 | $48,000 | thousands by filing date | |
| PHIBRO ANIMAL HEALTH CORP (CLA | 71742Q106 | CL A COM | 1,613 | $48,000 | thousands by filing date | |
| DSW INC-CLASS A | 23334L102 | CL A | 2,000 | $48,000 | thousands by filing date | put |
| ULTRALIFE CORP | 903899102 | COM | 7,410 | $48,000 | thousands by filing date | |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 5,482 | $48,000 | thousands by filing date | |
| ABRDN JAPAN EQUITY FUND INC | 00306J109 | COM | 6,269 | $48,000 | thousands by filing date | |
| CABLEVISION SYS CORP | 12686C109 | CL A NY CABLVS | 1,500 | $48,000 | thousands by filing date | call |
| INTERNAP NETWORK SVCS CORP | 45885A300 | COM PAR $.001 | 7,592 | $48,000 | thousands by filing date | |
| ENDOCYTE INC | 29269A102 | COM | 12,056 | $48,000 | thousands by filing date | |
| MEDIVATION INC | 58501N101 | COM | 1,000 | $48,000 | thousands by filing date | put |
| NAVIGANT CONSULTING INC | 63935N107 | COM | 3,015 | $48,000 | thousands by filing date | |
| MOCON INC | 607494101 | COM | 3,283 | $48,000 | thousands by filing date | |
| BRIDGE BANCORP INC | 108035106 | COM | 1,580 | $48,000 | thousands by filing date | |
| ABERDEEN EMERGING MKTS SMALL | 00301T102 | COM | 4,420 | $48,000 | thousands by filing date | |
| WMI HOLDINGS CORP | 92936P100 | COMMON | 18,544 | $48,000 | thousands by filing date | |
| ON TRACK INNOVATION LTD | M8791A109 | SHS | 106,738 | $48,000 | thousands by filing date | |
| COMMUNITYONE BANCORP | 20416Q108 | COM | 3,553 | $48,000 | thousands by filing date | |
| BEAR ST FINL INC | 073844102 | COM | 4,458 | $48,000 | thousands by filing date | |
| CONCORDIA HEALTHCARE CORP | 206519100 | COM | 1,194 | $48,000 | thousands by filing date | |
| ITRON INC COM | 465741106 | Stock | 1,300 | $47,000 | thousands by filing date | put |
| MURPHY OIL CORP COM | 626717102 | Stock | 2,100 | $47,000 | thousands by filing date | call |
| WSFS FINL CORP | 929328102 | COM | 1,467 | $47,000 | thousands by filing date | |
| STRATTEC SECURITY CORP | 863111100 | COMMON STOCK | 841 | $47,000 | thousands by filing date | |
| Radcom Ltd | M81865111 | COM | 3,170 | $47,000 | thousands by filing date | |
| NUVEEN MO QUALITY MUN INCOME | 67060Q108 | COM | 3,022 | $47,000 | thousands by filing date | |
| INVENSENSE INC | 46123D205 | COM | 4,600 | $47,000 | thousands by filing date | put |
| HUTCHINSON TECHNOLOGY INC | 448407106 | COM | 13,168 | $47,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y800 | CAMBRIA GL TAC | 2,073 | $47,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y405 | 20YR TRES BEAR | 2,098 | $47,000 | thousands by filing date | |
| MORGAN STANLEY | 61747W257 | RENMIN/USD ETN | 1,150 | $47,000 | thousands by filing date | |
| ABSOLUTE SHS TR WBI BBR GBL HIGH | 00400R882 | CEF | 2,020 | $47,000 | thousands by filing date | |
| Onconova Therapeutics | 68232V108 | Common | 49,484 | $47,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 500 | $46,000 | thousands by filing date | put |
| NOVA LTD COM | M7516K103 | Stock | 4,657 | $46,000 | thousands by filing date | |
| ALICO INC | 016230104 | COM | 1,194 | $46,000 | thousands by filing date | |
| FIRST BANK HAMILTON NJ | 31931U102 | COMMON STOCK | 7,000 | $46,000 | thousands by filing date | |
| KIMBALL ELECTRONICS INC | 49428J109 | COMMON STOCK | 4,235 | $46,000 | thousands by filing date | |
| PROS Holdings Inc | 74346Y103 | Common Stock | 2,006 | $46,000 | thousands by filing date | |
| PROVECTUS BIOPHARMACEUTICALS | 74373P108 | COMMON STOCK | 119,076 | $46,000 | thousands by filing date | |
| YOUKU.COM INC | 98742U100 | COMMON STOCK-FO | 1,700 | $46,000 | thousands by filing date | call |
| HESKA CORP | 42805E306 | COM | 1,181 | $46,000 | thousands by filing date | |
| CHESAPEAKE ENERGY CORP | 165167BW6 | NOTE 2.750%11/1 | 53,000 | $46,000 | thousands by filing date | principal |
| ULTRATECH INC | 904034105 | COM | 2,289 | $46,000 | thousands by filing date | |
| PROVIDENCE SVC CORP | 743815102 | COM | 991 | $46,000 | thousands by filing date | |
| KRISPY KREME DOUGHNUTS INC | 501014104 | COM | 3,026 | $46,000 | thousands by filing date | |
| BARCLAYS BK PLC IPATH S&P MT E | 06740C519 | COM | 4,155 | $46,000 | thousands by filing date | |
| Misonix Inc | 604871103 | COM | 4,893 | $46,000 | thousands by filing date | |
| STEEL PARTNERS HLDGS L P | 85814R107 | LTD PRTRSHIP U | 2,784 | $46,000 | thousands by filing date | |
| RIVER VY BANCORP | 768475105 | COM | 1,304 | $46,000 | thousands by filing date | |
| ZHONE TECHNOLOGIES INC NEW | 98950P884 | COM | 46,000 | $46,000 | thousands by filing date | |
| ON DECK CAP INC | 682163100 | COM | 4,443 | $46,000 | thousands by filing date | |
| PRIMORIS SVCS CORP COM | 74164F103 | Stock | 2,042 | $45,000 | thousands by filing date | |
| AXOGEN INC | 05463X106 | COM | 8,972 | $45,000 | thousands by filing date | |
| SIERRA BANCORP | 82620P102 | COM | 2,544 | $45,000 | thousands by filing date | |
| LIMONEIRA CO | 532746104 | COM | 2,969 | $45,000 | thousands by filing date | |
| SEATTLE GENETICS INC | 812578102 | COM | 1,000 | $45,000 | thousands by filing date | put |
| SKECHERS U S A INC | 830566105 | CL A | 1,500 | $45,000 | thousands by filing date | put |
| CARRIAGE SERVICES INC | 143905107 | COMMON STOCK | 1,882 | $45,000 | thousands by filing date | |
| TRANSACT TECHNOLOGIES INC | 892918103 | CMN | 5,275 | $45,000 | thousands by filing date | |
| POLYCOM | 73172K104 | COMMON STOCK | 3,516 | $45,000 | thousands by filing date | |
| SUNESIS PHARMACEUTICALS INC | 867328601 | COM NEW | 49,814 | $45,000 | thousands by filing date | |
| LEXMARK INTL NEW | 529771107 | CL A | 1,400 | $45,000 | thousands by filing date | put |
| PHOENIX NEW MEDIA LTD | 71910C103 | SPONSORED ADR | 7,584 | $45,000 | thousands by filing date | |
| BLACKROCK NY MUNICIPAL BOND | 09249P106 | COM | 3,000 | $45,000 | thousands by filing date | |
| POWERSHARES FTSE | 73936T854 | ASIA PAC EX-JP | 1,055 | $45,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740L444 | 30 YR TREAS BEAR | 2,089 | $45,000 | thousands by filing date | |
| Proshares Ultrashort Health ETF | 74348A228 | COM | 943 | $45,000 | thousands by filing date | |
| JONESTOWN BK &TR CO PA COM | 48019R108 | COM | 11,868 | $45,000 | thousands by filing date | |
| UNITED RENTALS INC COM | 911363109 | Stock | 600 | $44,000 | thousands by filing date | put |
| ARCBEST CORP COM | 03937C105 | Stock | 2,032 | $44,000 | thousands by filing date | |
| DIANA SHIPPING INC | Y2066G104 | COM | 10,088 | $44,000 | thousands by filing date | |
| PATRICK INDS INC | 703343103 | COM | 1,006 | $44,000 | thousands by filing date | |
| PROSHARES TR | 74347X302 | MSCI EMRG ETF | 969 | $44,000 | thousands by filing date | |
| CALIX INC | 13100M509 | COM | 5,574 | $44,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TR | 301505301 | YLD SHS HGH INC | 2,455 | $44,000 | thousands by filing date | |
| LIFEVANTAGE CORP | 53222K205 | COMMON STOCK | 4,599 | $44,000 | thousands by filing date | |
| HAVERTY FURNITURE COS INC | 419596200 | CL A | 2,074 | $44,000 | thousands by filing date | |
| KOREA EQUITY FUND | 50063B104 | MUTUAL FUNDS EQ | 6,389 | $44,000 | thousands by filing date | |
| ELEVANCE HEALTH INC | 036752202 | PREFERRED STOCK | 94,600 | $44,000 | thousands by filing date | principal |
| TARENA INTL INC | 876108101 | SPONSORED ADS | 4,173 | $44,000 | thousands by filing date | |
| MECHEL OAO | 583840103 | SPONSORED ADR | 54,246 | $44,000 | thousands by filing date | |
| REX ENERGY CORPORATION | 761565100 | COM | 41,946 | $44,000 | thousands by filing date | |
| DEVRY INC DEL | 251893103 | COM | 1,744 | $44,000 | thousands by filing date | |
| STEMLINE THERAPEUTICS INC | 85858C107 | COM | 7,014 | $44,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060u613 | BRAZL SMCP ETF | 4,262 | $44,000 | thousands by filing date | |
| DEUTSCHE BK AG LONDON BRH | 25154N522 | DB 3X LONG UST | 935 | $44,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740L469 | 2 YR TREAS BULL | 708 | $44,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M872 | COM | 971 | $44,000 | thousands by filing date | |
| CVENT INC | 23247G109 | COM | 1,290 | $44,000 | thousands by filing date | |
| ENERGY FOCUS INC | 29268T300 | COM NEW | 3,165 | $44,000 | thousands by filing date | |
| Fidelity MSCI Energy Index ETF | 316092402 | SHS | 2,504 | $43,000 | thousands by filing date | |
| MERIT MED SYS INC COM | 589889104 | Stock | 2,354 | $43,000 | thousands by filing date | |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 4,200 | $43,000 | thousands by filing date | call |
| BED BATH & BEYOND INC | 075896100 | COM | 900 | $43,000 | thousands by filing date | put |
| OOMA INC | 683416101 | COM | 6,731 | $43,000 | thousands by filing date | |
| ARROWHEAD RESEARCH CORP | 042797209 | COM | 6,798 | $43,000 | thousands by filing date | |
| ITERIS INC NEW | 46564T107 | COM | 20,000 | $43,000 | thousands by filing date | |
| SALISBURY BANCORP INC | 795226109 | COM | 1,297 | $43,000 | thousands by filing date | |
| ZYNERBA PHARMACEUTICALS INC | 98986X109 | COM | 4,311 | $43,000 | thousands by filing date | |
| BANK MUTUAL CORP | 063750103 | COM | 5,565 | $43,000 | thousands by filing date | |
| ROSETTA STONE INC | 777780107 | COM | 6,361 | $43,000 | thousands by filing date | |
| IPASS INC | 46261V108 | COM | 42,985 | $43,000 | thousands by filing date | |
| YADKIN FINANCIAL CORP | 984305102 | COM | 1,724 | $43,000 | thousands by filing date | |
| AMERICAN RIVER BANKSHRS (CA) | 029326105 | COM | 4,058 | $43,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X693 | GLOBL CP BD FD | 598 | $43,000 | thousands by filing date | |
| PROSHARES TR | 74347X229 | ULTRSH MSCI PAC | 1,713 | $43,000 | thousands by filing date | |
| FAIRMOUNT SANTROL HLDGS INC | 30555Q108 | COM | 18,191 | $43,000 | thousands by filing date | |
| AMEC FOSTER WHEELER PLC | 00167X205 | SPONSORED ADR | 6,742 | $43,000 | thousands by filing date | |
| MOBILEIRON INC | 60739U204 | COM NEW | 11,931 | $43,000 | thousands by filing date | |
| IGNYTA INC | 451731103 | COM | 3,218 | $43,000 | thousands by filing date | |
| AMSURG CORP | 03232P504 | PFD CNV SR A-1 % | 298 | $43,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 500 | $42,000 | thousands by filing date | put |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 800 | $42,000 | thousands by filing date | call |
| AURINIA PHARMACEUTICALS INC COM | 05156V102 | Stock | 16,910 | $42,000 | thousands by filing date | |
| SUNRUN INC | 86771W105 | COM | 3,583 | $42,000 | thousands by filing date | |
| HEALTHSTREAM INC | 42222N103 | COM | 1,923 | $42,000 | thousands by filing date | |
| TRUEBLUE INC | 89785X101 | COM | 1,646 | $42,000 | thousands by filing date | |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 12,051 | $42,000 | thousands by filing date | |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 5,409 | $42,000 | thousands by filing date | |
| PEOPLES BANCORP OF NC | 710577107 | COMMON STOCK | 2,162 | $42,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E101 | MSCI NORWAY ETF | 1,977 | $42,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W730 | CMN | 2,051 | $42,000 | thousands by filing date | |
| ADAMS RESOURCES & ENERGY INC | 006351308 | COMMON STOCK | 1,091 | $42,000 | thousands by filing date | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 2,300 | $42,000 | thousands by filing date | call |
| CONNS INC | 208242107 | COM | 1,800 | $42,000 | thousands by filing date | put |
| WIDEPOINT CORP COMMON | 967590100 | COM | 60,510 | $42,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 16,488 | $42,000 | thousands by filing date | |
| BLUE NILE INC | 09578R103 | COM | 1,135 | $42,000 | thousands by filing date | |
| SEQUENOM INC COM NEW | 817337405 | COM | 25,851 | $42,000 | thousands by filing date | |
| USA TECHNOLOGIES INC | 90328S500 | COM NO PAR | 13,697 | $42,000 | thousands by filing date | |
| ISRAMCO INC | 465141406 | COM | 466 | $42,000 | thousands by filing date | |
| PACIFIC MERCANTILE BANCORP | 694552100 | COM | 5,840 | $42,000 | thousands by filing date | |
| PROSHARES TR | 74348A491 | ULSH 20YRTRE NEW | 1,103 | $42,000 | thousands by filing date | |
| COLUMBIA ETF TR | 19761R802 | CORE BD ETF | 839 | $42,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B696 | S&P INTDEV HIB | 1,809 | $42,000 | thousands by filing date | |
| ASHFORD HOSPITALITY PRIME IN | 044102101 | COM | 2,939 | $42,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M217 | 2022 HG YLD CB | 1,845 | $42,000 | thousands by filing date | |
| ABSOLUTE SHS TR | 00400R304 | WBI BBR YLD 2000 | 1,921 | $42,000 | thousands by filing date | |
| ARCH COAL INC | 039380308 | Common Stock | 42,512 | $42,000 | thousands by filing date | |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 1,000 | $41,000 | thousands by filing date | put |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 600 | $41,000 | thousands by filing date | call |
| DXP ENTERPRISES INC | 233377407 | COM NEW | 1,764 | $41,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 1,500 | $41,000 | thousands by filing date | put |
| VERITEX HLDGS INC | 923451108 | COM | 2,559 | $41,000 | thousands by filing date | |
| MERCER INTL INC | 588056101 | COM | 4,523 | $41,000 | thousands by filing date | |
| TITAN MACHY INC | 88830R101 | COM | 3,741 | $41,000 | thousands by filing date | |
| BCB BANCORP INC | 055298103 | COMMON STOCK | 3,913 | $41,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-16-014825 | this filing | 2016-02-16 | acceptance time not in the bulk data set |