13F-HR filed by UBS Group AG
UBS Group AG filed this 13F-HR for the quarter ended 2015-12-31, filed 2016-02-16, with 8,404 holding rows worth $154,096,253,000.
- Accession
- 0000950123-16-014825
- Filer
- CIK 1610520
- Filed
- 2016-02-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2015
A combination report, 15,204 entries on the cover page, a total value of $154,096,253,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $154,049,085,000 with VALUE read as thousands by filing date, 13F file number 028-16612. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerUBS ASSET MANAGEMENT (AMERICAS) INC 028-02682
- reports for this filerUBS OCONNOR LLC 028-06327
- included managerUBS Financial Services Inc. 028-11496
- included managerUBS Swiss Financial Advisors AG 028-11603
- included managerUBS AG New York Branch 028-07344
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| PBF ENERGY INC | 69318G106 | CL A | 400 | $15,000 | thousands by filing date | call |
| GLOBAL X FDS | 37954Y830 | GLOBAL X COPPER | 1,300 | $15,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 400 | $15,000 | thousands by filing date | put |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 100 | $15,000 | thousands by filing date | put |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 400 | $15,000 | thousands by filing date | put |
| CIGNA CORPORATION | 125509109 | COM | 100 | $15,000 | thousands by filing date | put |
| KBR INC COM | 48242W106 | Stock | 900 | $15,000 | thousands by filing date | call |
| FIRST MID BANCSHARES INC | 320866106 | COMMON STOCK | 571 | $15,000 | thousands by filing date | |
| ISHARES TR | 46434V423 | MSCI SAUDI ARBIA | 624 | $15,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 13,900 | $15,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R887 | ST STR R2K LOWV | 200 | $15,000 | thousands by filing date | |
| AUBURN NATL BANCORP | 050473107 | COM | 500 | $15,000 | thousands by filing date | |
| KENTUCKY FIRST FED BANCORP | 491292108 | COM | 1,607 | $15,000 | thousands by filing date | |
| CASCADE MICROTECH INC | 147322101 | COMMON STOCK | 949 | $15,000 | thousands by filing date | |
| CHINA GREEN AGRICULTURE INC | 16943W105 | COMMON STOCK | 10,034 | $15,000 | thousands by filing date | |
| MACATAWA BANK CORP | 554225102 | COMMON STOCK | 2,470 | $15,000 | thousands by filing date | |
| BONANZA CREEK ENERGY INC | 097793103 | COMMON STOCK | 2,927 | $15,000 | thousands by filing date | |
| SUMMIT FINL GROUP INC | 86606G101 | COM | 1,290 | $15,000 | thousands by filing date | |
| SEACHANGE INTL INC | 811699107 | COM | 2,229 | $15,000 | thousands by filing date | |
| TEAM INC | 878155100 | COM | 455 | $15,000 | thousands by filing date | |
| OMNIVISION TECHNOLOGIES INC | 682128103 | COM | 500 | $15,000 | thousands by filing date | call |
| ANGIES LIST INC | 034754101 | COM | 1,636 | $15,000 | thousands by filing date | |
| VANGUARD | 92205F106 | Domestic Common | 4,900 | $15,000 | thousands by filing date | call |
| KRISPY KREME DOUGHNUTS INC | 501014104 | COM | 1,000 | $15,000 | thousands by filing date | put |
| FORTRESS INVT GROUP LLC CL A | 34958B106 | COM | 3,000 | $15,000 | thousands by filing date | put |
| Galena Biopharma Inc | 363256108 | COM | 10,500 | $15,000 | thousands by filing date | put |
| SEARS HOMETOWN & OUTLET STOR | 812362101 | COM | 1,881 | $15,000 | thousands by filing date | |
| SUPPORT COM INC | 86858W101 | COM | 15,101 | $15,000 | thousands by filing date | |
| PERFUMANIA HOLDINGS INC | 71376C100 | COM | 6,009 | $15,000 | thousands by filing date | |
| MARKET VECTORS ETF TR BUSI DEVCO | 57060U316 | ETF | 929 | $15,000 | thousands by filing date | |
| GULF RESOURCES INC | 40251W309 | COM | 8,100 | $15,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X305 | MID EAST DIVD | 876 | $15,000 | thousands by filing date | |
| BROADVISION INC | 111412706 | COM | 2,429 | $15,000 | thousands by filing date | |
| ETRACS CMCI INDUST MTLS TR | 902641752 | ETP | 1,277 | $15,000 | thousands by filing date | |
| MELA SCIENCES INC | 55277R308 | COM NEW | 13,072 | $15,000 | thousands by filing date | |
| FOAMIX PHARMACEUTICALS LTD | M46135105 | SHS | 1,775 | $15,000 | thousands by filing date | |
| NUVEEN HIGH INCOME 2020 TARG | 67075L102 | COM | 1,500 | $15,000 | thousands by filing date | |
| STEADYMED LTD | M84920103 | SHS | 4,551 | $15,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A883 | VAL MKT LEG ET | 647 | $15,000 | thousands by filing date | |
| SUNEDISON SEMI | Y8213L102 | Common Stock | 1,895 | $15,000 | thousands by filing date | |
| OI SA SPONSORED ADR CMN | 670851302 | COM | 24,700 | $15,000 | thousands by filing date | |
| JM GLOBAL HLDG CO | 46590H200 | UNIT 99/99/9999 | 1,516 | $15,000 | thousands by filing date | |
| SIGNAL GENETICS INC | 826640104 | Cmn | 20,144 | $15,000 | thousands by filing date | |
| ETFS TR | 26923J404 | DIV FCT DEV EU | 600 | $15,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57061R338 | GLB SPIN OFF | 882 | $15,000 | thousands by filing date | |
| GREENHAVEN COAL INDEX FD | 39525T100 | SHS | 500 | $15,000 | thousands by filing date | |
| Elevance Health, Inc. | 036752103 | COM | 100 | $14,000 | thousands by filing date | put |
| SURGERY PARTNERS INC | 86881A100 | COM | 677 | $14,000 | thousands by filing date | |
| EXPEDITORS INTL WASH INC COM | 302130109 | Stock | 300 | $14,000 | thousands by filing date | put |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 300 | $14,000 | thousands by filing date | put |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 200 | $14,000 | thousands by filing date | call |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 100 | $14,000 | thousands by filing date | call |
| XTRACKERS MSCI EAFE HIGH DIVIDEND YIELD EQUITY ETF | 233051630 | ETF | 610 | $14,000 | thousands by filing date | |
| PENUMBRA INC COM | 70975L107 | Stock | 250 | $14,000 | thousands by filing date | |
| GEOPARK LTD USD SHS | G38327105 | Stock | 5,174 | $14,000 | thousands by filing date | |
| LANTHEUS HLDGS INC | 516544103 | COM | 4,091 | $14,000 | thousands by filing date | |
| COHERUS ONCOLOGY INC | 19249H103 | COM | 605 | $14,000 | thousands by filing date | |
| FATE THERAPEUTICS INC | 31189P102 | COM | 4,230 | $14,000 | thousands by filing date | |
| ISHARES TR | 46434V761 | MSCI UAE ETF | 854 | $14,000 | thousands by filing date | |
| EQUITY COMMONWEALTH | 294628102 | COM SH BEN INT | 500 | $14,000 | thousands by filing date | put |
| EQUITY COMMONWEALTH | 294628102 | COM SH BEN INT | 500 | $14,000 | thousands by filing date | call |
| FARO TECHNOLOGIES INC | 311642102 | COM | 458 | $14,000 | thousands by filing date | |
| LHC GROUP | 50187A107 | COM | 306 | $14,000 | thousands by filing date | |
| RYERSON HLDG CORP | 783754104 | COM | 3,019 | $14,000 | thousands by filing date | |
| PGT INNOVATIONS INC | 69336V101 | COM | 1,276 | $14,000 | thousands by filing date | |
| PERMA FIX ENVIRONMENTAL SVCS | 714157203 | COMMON STOCK | 3,836 | $14,000 | thousands by filing date | |
| AMES NATIONAL CORP | 031001100 | COMMON STOCK | 577 | $14,000 | thousands by filing date | |
| CYTOMX THERAPEUTICS INC | 23284F105 | COMMON STOCK | 664 | $14,000 | thousands by filing date | |
| CA INC COM | 12673P105 | COM | 500 | $14,000 | thousands by filing date | put |
| ALMADEN MINERALS LTD | 020283305 | COMMON STOCK-FO | 20,376 | $14,000 | thousands by filing date | |
| BLACK BOX CORP | 091826107 | COMMON STOCK | 1,527 | $14,000 | thousands by filing date | |
| AVIAT NETWORKS INC | 05366Y102 | COMMON STOCK | 18,211 | $14,000 | thousands by filing date | |
| NANOSTRING TECHNOLOGIES INC | 63009R109 | COM | 925 | $14,000 | thousands by filing date | |
| CYBEROPTICS CORP COM | 232517102 | Stock | 1,864 | $14,000 | thousands by filing date | |
| ELDORADO RESORTS INC | 28470R102 | COM | 1,285 | $14,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y707 | RENEWABLE ENERGY | 1,317 | $14,000 | thousands by filing date | |
| ATENTO S A | L0427L105 | SHS | 1,431 | $14,000 | thousands by filing date | |
| PENNS WOODS BANCORP INC | 708430103 | COM | 331 | $14,000 | thousands by filing date | |
| INDUSTRIAL SVCS AMER INC FLA | 456314103 | COM | 10,341 | $14,000 | thousands by filing date | |
| UNILIFE CORP NEW | 90478E103 | COM | 29,212 | $14,000 | thousands by filing date | |
| NATIONAL INTERSTATE CORP | 63654U100 | COM | 521 | $14,000 | thousands by filing date | |
| REACHLOCAL INC | 75525F104 | COM | 8,682 | $14,000 | thousands by filing date | |
| FAIRPOINT COMMUNICATIONS INC | 305560302 | COM NEW | 840 | $14,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 11,940 | $14,000 | thousands by filing date | |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 1,300 | $14,000 | thousands by filing date | put |
| INTERMOLECULAR INC | 45882D109 | COM | 6,193 | $14,000 | thousands by filing date | |
| SIGMA DESIGNS INC | 826565103 | COM | 2,198 | $14,000 | thousands by filing date | |
| Breitburn Energy Ptnr Lp | 106776107 | COM UT LTD PTN | 21,400 | $14,000 | thousands by filing date | call |
| HEMISPHERE MEDIA GROUP INC CL A | 42365Q103 | COM | 920 | $14,000 | thousands by filing date | |
| DAKOTA PLAINS | 234255107 | COMMON STOCK | 55,429 | $14,000 | thousands by filing date | |
| CIFC CORP | 12547R105 | COM | 2,477 | $14,000 | thousands by filing date | |
| ASTA FUNDING INC | 046220109 | COM | 1,775 | $14,000 | thousands by filing date | |
| TRANS WORLD ENTERTAINMENT CP | 89336Q100 | COM | 3,894 | $14,000 | thousands by filing date | |
| CHEROKEE INC | 16444H102 | COM | 811 | $14,000 | thousands by filing date | |
| CRAFT BREW ALLIANCE INC | 224122101 | COM | 1,729 | $14,000 | thousands by filing date | |
| SPARK NETWORKS INC | 84651P100 | COM | 3,572 | $14,000 | thousands by filing date | |
| STAR BULK CARRIERS CORP SHS NEW | Y8162K121 | Stock | 22,557 | $14,000 | thousands by filing date | |
| CLAYMORE CEF GS ETF | 362273104 | ETF | 952 | $14,000 | thousands by filing date | |
| DIREXION SHS EXCH TRD FD DAILY 30 YR TREAS BEAR | 25459Y678 | ETF | 500 | $14,000 | thousands by filing date | put |
| DIREXION SHS EXCH TRD FD DAILY 30 YR TREAS BEAR | 25459Y678 | ETF | 500 | $14,000 | thousands by filing date | call |
| OXIGENE INC | 691828404 | COM PAR$.001 | 17,994 | $14,000 | thousands by filing date | |
| UNITED SECURITY BANCSHARES | 911459105 | COM | 1,621 | $14,000 | thousands by filing date | |
| CAFEPRESS INC | 12769A103 | COM | 3,590 | $14,000 | thousands by filing date | |
| PROSHARES ULTRA | 74347R719 | PSHS ULTRA O&G | 477 | $14,000 | thousands by filing date | |
| SWEDISH EXPT CR CORP | 870297199 | MLCX BIO ETN23 | 1,979 | $14,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B720 | KBW INS PORT | 208 | $14,000 | thousands by filing date | |
| TRINSEO S A | L9340P101 | SHS | 500 | $14,000 | thousands by filing date | |
| CPI CARD GROUP INC | 12634H101 | COM | 1,323 | $14,000 | thousands by filing date | |
| AMERICAN TOWER CORP NEW | 03027X308 | PFD CONV SER A | 139 | $14,000 | thousands by filing date | |
| MAJESCO | 56068V102 | COM | 2,342 | $14,000 | thousands by filing date | |
| INDEPENDENCE CONTRACT DRIL I | 453415309 | COM | 2,706 | $14,000 | thousands by filing date | |
| DIREXION SHS ETF TR DAILY RGNAL BULL | 25459Y132 | CEF | 430 | $14,000 | thousands by filing date | |
| BAY BANCORP INC | 07203T106 | COM | 2,691 | $14,000 | thousands by filing date | |
| STELLAR BIOTECHNOLOGIES INC NO PAR | 85855A203 | Common Stock | 2,219 | $14,000 | thousands by filing date | |
| ETFS TR | 26923J107 | ZACKS LG CP US | 579 | $14,000 | thousands by filing date | |
| AVENUE FINL HLDGS INC | 05358K102 | COM | 1,002 | $14,000 | thousands by filing date | |
| SOLAR3D INC | 83417A209 | COM NEW | 3,884 | $14,000 | thousands by filing date | |
| SKYLINE MED INC | 83084T408 | UNIT 99/99/9999 | 2,031 | $14,000 | thousands by filing date | |
| RECON CAP SER TR | 75623U300 | RECON CAP FTSE | 687 | $14,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 100 | $13,000 | thousands by filing date | put |
| WENDYS CO COM | 95058W100 | Stock | 1,200 | $13,000 | thousands by filing date | put |
| ENNIS INC COM | 293389102 | Stock | 700 | $13,000 | thousands by filing date | |
| BLOCK H & R INC COM | 093671105 | Stock | 400 | $13,000 | thousands by filing date | call |
| STAAR SURGICAL CO COM PAR $0.01 | 852312305 | Stock | 1,802 | $13,000 | thousands by filing date | |
| RE MAX HLDGS INC | 75524W108 | CL A | 350 | $13,000 | thousands by filing date | |
| VEREIT INC | 92339V100 | COM | 1,600 | $13,000 | thousands by filing date | put |
| TUCOWS INC | 898697206 | COM NEW | 635 | $13,000 | thousands by filing date | |
| ISHARES TR | 46434V266 | INTERNATIONAL SL | 534 | $13,000 | thousands by filing date | |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 1,100 | $13,000 | thousands by filing date | |
| KELLY SVCS INC | 488152307 | CL B | 769 | $13,000 | thousands by filing date | |
| GIGAMEDIA LTD | Y2711Y112 | SHS NEW | 4,128 | $13,000 | thousands by filing date | |
| ENERNOC INC | 292764107 | COMMON STOCK | 3,400 | $13,000 | thousands by filing date | |
| RENTECH INC | 760112201 | COMMON STOCK | 3,653 | $13,000 | thousands by filing date | |
| INCONTACT INC | 45336E109 | COM | 1,436 | $13,000 | thousands by filing date | |
| STANLEY FURNITURE CO INC | 854305208 | COM NEW | 4,738 | $13,000 | thousands by filing date | |
| NUMEREX CORP -CL A | 67053A102 | CL A | 2,000 | $13,000 | thousands by filing date | |
| DOCUMENT SECURITY SYSTEMS | 25614T101 | COM | 74,580 | $13,000 | thousands by filing date | |
| NEWMONT MINING CORP | 651639AJ5 | NOTE 1.625% 7/1 | 13,000 | $13,000 | thousands by filing date | principal |
| EXCHANGE TRADED CONCEPTS TR | 301505103 | YORK HIINC MLP | 2,771 | $13,000 | thousands by filing date | |
| SWEDISH EXPT CR CORP | 870297306 | RG ENRGY ETN22 | 5,911 | $13,000 | thousands by filing date | |
| POINTER TELOCATION LTD | M7946T104 | SHS | 2,027 | $13,000 | thousands by filing date | |
| DBX ETF TR | 233051309 | XTRAK MSCI BRAZL | 1,556 | $13,000 | thousands by filing date | |
| DEUTSCHE BK AG LDN BRH | 25154H459 | PS CMDT LG ETN | 1,497 | $13,000 | thousands by filing date | |
| CHINA NEW BORUN CORP | 16890T105 | ADR | 8,835 | $13,000 | thousands by filing date | |
| BARCLAYS BK PLC IPTH NAT GAS | 06740P239 | COM | 1,606 | $13,000 | thousands by filing date | |
| MORGAN STANLEY | 61747W265 | RUPEE/USD ETN | 350 | $13,000 | thousands by filing date | |
| DYNATRONICS CORP | 268157401 | COM NEW | 4,278 | $13,000 | thousands by filing date | |
| NII HLDGS INC COM PAR $0.001 | 62913F508 | CS | 2,512 | $13,000 | thousands by filing date | |
| AQUINOX PHARMACEUTICALS INC | 03842B101 | COM | 1,007 | $13,000 | thousands by filing date | |
| GREEN BANCORP INC | 39260X100 | COM | 1,287 | $13,000 | thousands by filing date | |
| WINS FIN HLDGS INC | G97223104 | ORD SHS | 1,087 | $13,000 | thousands by filing date | |
| CTI BIOPHARMA CORP COM NEW | 12648L106 | Stock | 10,706 | $13,000 | thousands by filing date | |
| NABRIVA THERAPEUTICS AG | 62957M104 | SPONSORED ADR | 1,304 | $13,000 | thousands by filing date | |
| TCP International Holdings Ltd | H84689100 | COMMON | 13,927 | $13,000 | thousands by filing date | |
| CREDIT SUISSE AG NASSAU BRH | 22539T100 | EXCH TRAD SPVXSP | 985 | $13,000 | thousands by filing date | |
| ETFS TR | 26923J305 | Cmn | 550 | $13,000 | thousands by filing date | |
| Terrapin 3 Acquisition Corporation | 88104P104 | Common | 1,305 | $13,000 | thousands by filing date | |
| UBS AG LONDON BRH | 90274D705 | S&P 500 VEQ SW | 611 | $13,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 2,500 | $12,000 | thousands by filing date | call |
| C H ROBINSON WORLDWIDE IN COM NEW | 12541W209 | Stock | 200 | $12,000 | thousands by filing date | put |
| AFLAC INC COM | 001055102 | Stock | 200 | $12,000 | thousands by filing date | call |
| V F CORP COM | 918204108 | Stock | 200 | $12,000 | thousands by filing date | call |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 100 | $12,000 | thousands by filing date | call |
| AVINO SILVER & GOLD MINES LT | 053906103 | COM | 13,103 | $12,000 | thousands by filing date | |
| CASELLA WASTE SYS INC | 147448104 | CL A | 2,000 | $12,000 | thousands by filing date | |
| EHEALTH INC | 28238P109 | COM | 1,201 | $12,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092881 | MSCI MATLS INDEX | 500 | $12,000 | thousands by filing date | |
| WHITESTONE REIT | 966084204 | COM | 981 | $12,000 | thousands by filing date | |
| NATURAL GAS SERVICES GROUP | 63886Q109 | COMMON STOCK | 523 | $12,000 | thousands by filing date | |
| G WILLI FOOD INTL LTD | M52523103 | ORD | 2,805 | $12,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A404 | VIDENT INTERNATI | 592 | $12,000 | thousands by filing date | |
| ESPEY MFG &ELECTRONICS CORP | 296650104 | COM | 478 | $12,000 | thousands by filing date | |
| ISHARES MSCI DENMARK ETF | 46429B523 | ETF | 220 | $12,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E408 | MSCI CHINA CNSMR | 953 | $12,000 | thousands by filing date | |
| EURO TECH HOLDINGS CO LTD | G32030127 | SHS NEW | 4,180 | $12,000 | thousands by filing date | |
| MIND C T I LTD | M70240102 | ORD | 4,720 | $12,000 | thousands by filing date | |
| POWERSHARES | 73936B408 | EXCHANGE TRADED | 600 | $12,000 | thousands by filing date | call |
| STAGE STORES INC | 85254C305 | COMMON STOCK | 1,312 | $12,000 | thousands by filing date | |
| VOLITIONRX LTD | 928661107 | COM | 2,578 | $12,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N840 | VCSHS INTL VOLTY | 351 | $12,000 | thousands by filing date | |
| BIOTA PHARMACEUTIALS INC | 090694100 | COM | 6,111 | $12,000 | thousands by filing date | |
| BSB BANCORP INC MD | 05573H108 | COM | 500 | $12,000 | thousands by filing date | |
| ARRHYTHMIA RESH TECHNOLOGY I | 042698308 | COM PAR $0.01 | 2,242 | $12,000 | thousands by filing date | |
| DESTINATION MATERNITY CORP | 25065D100 | COM | 1,335 | $12,000 | thousands by filing date | |
| INTRALINKS HLDGS INC | 46118H104 | COM | 1,300 | $12,000 | thousands by filing date | |
| YANZHOU COAL MNG CO LTD | 984846105 | SPON ADR H SHS | 2,675 | $12,000 | thousands by filing date | |
| BALDWIN + LYONS INC -CL B | 057755209 | CL B | 497 | $12,000 | thousands by filing date | |
| CHEMBIO DIAGNOSTICS | 163572209 | COM | 2,300 | $12,000 | thousands by filing date | |
| PERION NETWORK LTD | M78673106 | COMMON STOCK USD.01 | 3,434 | $12,000 | thousands by filing date | |
| MERUS LABS INTL INC NEW | 59047R101 | COM | 7,033 | $12,000 | thousands by filing date | |
| WAYNE SAVINGS BANCSHARES INC | 94624Q101 | COMMON | 906 | $12,000 | thousands by filing date | |
| Leading Brands Inc. | 52170U207 | COM | 4,061 | $12,000 | thousands by filing date | |
| PLATINUM GROUP METALS LTD | 72765Q205 | COMM STK | 86,200 | $12,000 | thousands by filing date | |
| UBS AG JERSEY BRH | 902641661 | S&P500 GLD ETN | 241 | $12,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E705 | CHINA INDL ETF | 892 | $12,000 | thousands by filing date | |
| MARKET VECTORS TREASURY-HEDG | 57061R775 | HI YLD TREA BD | 534 | $12,000 | thousands by filing date | |
| EATON VANCE PA MUNI INCOME T | 27826T101 | SH BEN INT | 1,010 | $12,000 | thousands by filing date | |
| CLEAN DIESEL TECHNOLOGIES INC | 18449C401 | COM PAR $.01 | 13,056 | $12,000 | thousands by filing date | |
| PEOPLES FINL CORP MISS | 71103B102 | COM | 1,376 | $12,000 | thousands by filing date | |
| WILHELMINA INTL INC | 968235200 | COM NEW | 1,753 | $12,000 | thousands by filing date | |
| ZOGENIX INC. | 98978L204 | Common Stock | 848 | $12,000 | thousands by filing date | |
| MIDATECH PHARMA PLC | 59564R104 | SPONSORED ADS | 2,455 | $12,000 | thousands by filing date | |
| ZAIS GROUP HLDGS INC | 98887G106 | COM | 1,321 | $12,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K737 | OIL GAS BLL 3X | 1,794 | $12,000 | thousands by filing date | |
| EASTERLY ACQUISITION CORP | 27616L102 | COM | 1,200 | $12,000 | thousands by filing date | |
| INSPIREMD INC | 45779A507 | Cmn | 14,303 | $12,000 | thousands by filing date | |
| C B PHARMA ACQUISITION CORP | G2029P126 | SHS | 1,233 | $12,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q551 | ENH PUT WR ETF | 476 | $12,000 | thousands by filing date | |
| MERCADOLIBREINC | 58733R102 | STOK | 100 | $11,000 | thousands by filing date | put |
| UNIQURE NV | N90064101 | SHS | 690 | $11,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 100 | $11,000 | thousands by filing date | call |
| DRDGOLD LIMITED SPON ADR REPSTG | 26152H301 | ADR | 6,573 | $11,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 100 | $11,000 | thousands by filing date | put |
| BIOLIFE SOLUTIONS INC COM NEW | 09062W204 | Stock | 4,957 | $11,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 4,600 | $11,000 | thousands by filing date | call |
| AMERICAN PUB ED INC | 02913V103 | COM | 624 | $11,000 | thousands by filing date | |
| AMBARELLA INC | G037AX101 | SHS | 200 | $11,000 | thousands by filing date | put |
| JOINT CORP | 47973J102 | COM | 1,887 | $11,000 | thousands by filing date | |
| LINDBLAD EXPEDITIONS HLDGS I | 535219109 | COM | 1,000 | $11,000 | thousands by filing date | |
| STONERIDGE INC | 86183P102 | COMMON STOCK | 717 | $11,000 | thousands by filing date | |
| FIRST CAPITAL INC | 31942S104 | COMMON STOCK | 420 | $11,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X610 | EURO QTLY DIV GR | 500 | $11,000 | thousands by filing date | |
| KEY TRONIC CORP | 493144109 | COM | 1,500 | $11,000 | thousands by filing date | |
| U.S. GLOBAL JETS ETF | 26922A842 | ETF | 460 | $11,000 | thousands by filing date | |
| DBX ETF TR | 233051705 | XTRACK MUN INFRA | 416 | $11,000 | thousands by filing date | |
| WILLAMETTE VY VINEYARD I | 969136100 | COMMON STOCK | 1,600 | $11,000 | thousands by filing date | |
| VIRCO MFG CO | 927651109 | COM | 3,221 | $11,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y165 | DAILY 500 2X ETF | 345 | $11,000 | thousands by filing date | |
| MILESTONE PHARMACEUTICALS IN | 59935P209 | COM NEW | 4,499 | $11,000 | thousands by filing date | |
| Lineage, Inc. | 536020100 | COM | 8,500 | $11,000 | thousands by filing date | put |
| GASTAR EXPLORATION LTD | 36729W202 | COMMON STOCK | 8,742 | $11,000 | thousands by filing date | |
| BIOLASE INC | 090911108 | COMMON STOCK | 13,147 | $11,000 | thousands by filing date | |
| OREXIGEN THERAPEUTICS INC | 686164104 | COMMON STOCK | 6,200 | $11,000 | thousands by filing date | |
| LOGILITY SUPPLY CHAIN SOLUTIONS | 029683109 | COMMON STOCK | 1,078 | $11,000 | thousands by filing date | |
| GROUPON INC | 399473107 | COMMON STOCK | 3,600 | $11,000 | thousands by filing date | put |
| NOVAVAX INC | 670002104 | COMMON STOCK | 1,300 | $11,000 | thousands by filing date | call |
| MINERVA NEUROSCIENCES INC COM NEW | 603380106 | Stock | 1,886 | $11,000 | thousands by filing date | |
| WISDOMTREE FLOATING RATETREASURY FUND | 97717X628 | COM | 446 | $11,000 | thousands by filing date | |
| ENTERPRISE BANCORP INC MASS COM | 293668109 | Stock | 465 | $11,000 | thousands by filing date | |
| JOY GLOBAL INC | 481165108 | COM | 900 | $11,000 | thousands by filing date | call |
| ASANKO GOLD INC | 04341Y105 | COM | 7,227 | $11,000 | thousands by filing date | |
| VILLAGE BK & TR FINL CORP | 92705T200 | COM | 566 | $11,000 | thousands by filing date | |
| P & F INDS INC | 692830508 | CL A NEW | 1,185 | $11,000 | thousands by filing date | |
| AMYRIS INC | 03236M101 | COM | 6,822 | $11,000 | thousands by filing date | |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 2,752 | $11,000 | thousands by filing date | |
| NEWLINK GENETICS CORP | 651511107 | COM | 300 | $11,000 | thousands by filing date | call |
| OCLARO INC | 67555N206 | COM | 3,111 | $11,000 | thousands by filing date | |
| GSI GROUP INC | 36191C205 | COM | 790 | $11,000 | thousands by filing date | |
| VERSAR INC | 925297103 | COM | 3,585 | $11,000 | thousands by filing date | |
| BIOLINERX LTD-SPONS ADR | 09071M106 | SPON | 8,243 | $11,000 | thousands by filing date | |
| AMERICAN DG ENERGY INC | 025398108 | COM | 35,227 | $11,000 | thousands by filing date | |
| EATON VANCE MASSACH MUN BOND | 27828K108 | CMN | 722 | $11,000 | thousands by filing date | |
| ENSYNC INC. | 29359T102 | Common Stock | 27,938 | $11,000 | thousands by filing date | |
| AIMMUNE THERAPEUTICS INC. | 00900T107 | Common Stock | 600 | $11,000 | thousands by filing date | |
| CAROLINA FINL CORP NEW | 143873107 | COM | 620 | $11,000 | thousands by filing date | |
| APPLIED DNA SCIENCES INC | 03815U201 | COM NEW | 3,434 | $11,000 | thousands by filing date | |
| CERULEAN PHARMA INC | 15708Q105 | COM | 3,817 | $11,000 | thousands by filing date | |
| AMERISOURCEBERGEN COR | 000307108 | COMMON | 600 | $11,000 | thousands by filing date | |
| SESEN BIO, INC. | 286221106 | COM | 3,642 | $11,000 | thousands by filing date | |
| FULING GLOBAL INC | G3729B102 | SHS | 4,222 | $11,000 | thousands by filing date | |
| CITIGROUP INC NEW | 17322H149 | HOW STRAT DIV | 424 | $11,000 | thousands by filing date | |
| TOKAI PHARMACEUTICALS INC COM | 88907J107 | Stock | 1,241 | $11,000 | thousands by filing date | |
| NANOSPHERE INC COM NEW | 63009F204 | Stock | 18,642 | $11,000 | thousands by filing date | |
| QUEST RESOURCE HOLDING CORP | 74836W104 | COMM | 16,465 | $11,000 | thousands by filing date | |
| CHINA HOUSING & LAND DEV INC | 16939V202 | COM NEW | 3,636 | $11,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 200 | $10,000 | thousands by filing date | put |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 100 | $10,000 | thousands by filing date | put |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 100 | $10,000 | thousands by filing date | call |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 100 | $10,000 | thousands by filing date | call |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 500 | $10,000 | thousands by filing date | put |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 900 | $10,000 | thousands by filing date | call |
| PITNEY BOWES INC COM | 724479100 | Stock | 500 | $10,000 | thousands by filing date | put |
| FLEXSHARES TR | 33939L795 | STOXX GLOBR INF | 250 | $10,000 | thousands by filing date | |
| ANGIODYNAMICS INC | 03475V101 | COM | 809 | $10,000 | thousands by filing date | |
| FIRST BANCORP CORPORATION | 318672706 | COM NEW | 3,169 | $10,000 | thousands by filing date | |
| MIMECAST LIMITED | G14838109 | ORD SHS | 1,000 | $10,000 | thousands by filing date | |
| LIVEPERSON, INC. | 538146101 | COM | 1,376 | $10,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 500 | $10,000 | thousands by filing date | put |
| L BRANDS INC | 501797104 | COM | 100 | $10,000 | thousands by filing date | call |
| SMARTFINANCIAL INC | 83190L208 | COMMON STOCK | 604 | $10,000 | thousands by filing date | |
| STEREOTAXIS INC | 85916J409 | COMMON STOCK | 13,087 | $10,000 | thousands by filing date | |
| HURCO CO | 447324104 | COM | 364 | $10,000 | thousands by filing date | |
| AUDIOCODES LTD | M15342104 | ORD | 2,500 | $10,000 | thousands by filing date | |
| ISHARES MSCI UNITED KINGDOM SMALL-CAP ETF | 46429B416 | ETF | 263 | $10,000 | thousands by filing date | |
| TECOGEN INC NEW | 87876P201 | COM NEW | 2,756 | $10,000 | thousands by filing date | |
| VERISIGN INC | 92343EAD4 | CORPORATE OBLIG | 4,000 | $10,000 | thousands by filing date | principal |
| CONTINENTAL BUILDING PRODUCTS | 211171103 | COMMON STOCK | 600 | $10,000 | thousands by filing date | |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 1,553 | $10,000 | thousands by filing date | |
| AUTHENTIDATE HLDG CORP | 052666203 | COM | 14,000 | $10,000 | thousands by filing date | |
| SELECT BANCORP INC NEW COM | 81617L108 | Stock | 1,245 | $10,000 | thousands by filing date | |
| INUVO INC | 46122W204 | COM NEW | 3,719 | $10,000 | thousands by filing date | |
| BANKFINANCIAL CORP | 06643P104 | COM | 778 | $10,000 | thousands by filing date | |
| PERFORMANT HEALTHCARE INC | 71377E105 | COM | 5,514 | $10,000 | thousands by filing date | |
| TEARLAB CORP | 878193101 | COM | 7,336 | $10,000 | thousands by filing date | |
| UNIVERSAL AMERN CORP NEW | 91338E101 | COM | 1,400 | $10,000 | thousands by filing date | |
| FUEL SYS SOLUTIONS INC | 35952W103 | COM | 2,105 | $10,000 | thousands by filing date | |
| NAVIOS MARITIME HOLDINGS INC | Y62196103 | COM | 5,700 | $10,000 | thousands by filing date | put |
| RACKSPACE HOSTING INC | 750086100 | COM | 400 | $10,000 | thousands by filing date | put |
| DURECT CORP | 266605104 | COM | 4,706 | $10,000 | thousands by filing date | |
| WI-LAN INC | 928972108 | COM | 7,830 | $10,000 | thousands by filing date | |
| ALZA CORP 7/2 | 02261WAB5 | SDCV | 7,000 | $10,000 | thousands by filing date | principal |
| MENTOR GRAPHICS CORP 4.000 | 587200AK2 | SDCV 4.000% 4/0 | 10,000 | $10,000 | thousands by filing date | principal |
| U S GEOTHERMAL INC | 90338S102 | COM | 16,238 | $10,000 | thousands by filing date | |
| FX ENERGY INC | 302695101 | COM | 8,580 | $10,000 | thousands by filing date | |
| KEY TECHNOLOGY INC | 493143101 | COM | 973 | $10,000 | thousands by filing date | |
| WARREN RESOURCES INC | 93564A100 | COM | 48,304 | $10,000 | thousands by filing date | |
| COSI INC | 22122P200 | COM | 21,905 | $10,000 | thousands by filing date | |
| PULASKI FINANCIAL CORP | 745548107 | COM | 614 | $10,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W825 | GUG S&P500EQWTMA | 131 | $10,000 | thousands by filing date | |
| GAMING PARTNERS INTERNATIONAL CORP | 36467A107 | COMMON | 1,133 | $10,000 | thousands by filing date | |
| ROPER INDUSTRIES INC | 776696AA4 | CNV | 4,000 | $10,000 | thousands by filing date | principal |
| AMERICAN INDEPENDENCE CORP | 026760405 | COM | 1,186 | $10,000 | thousands by filing date | |
| IBIO INC | 451033104 | COM | 17,574 | $10,000 | thousands by filing date | |
| SEQUANS COMMUNICATIONS SA | 817323108 | COM | 4,981 | $10,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U571 | VECTRS POL ETF | 784 | $10,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U779 | GULF STS ETF | 484 | $10,000 | thousands by filing date | |
| OTELCO INC | 688823301 | CL A NEW | 1,379 | $10,000 | thousands by filing date | |
| NEPTUNE TECHNOLOGIES BIORESO | 64077P108 | COM | 9,645 | $10,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740P205 | RUSS1000 3X LG | 60 | $10,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740P122 | IPTH S&P GSCI | 514 | $10,000 | thousands by filing date | |
| BAYLAKE CORP | 072788102 | COM | 700 | $10,000 | thousands by filing date | |
| QuantShares ETF | 351680202 | Qshrs US Mkt Neutral Val | 400 | $10,000 | thousands by filing date | |
| MARA HLDGS INC | 56585W203 | COM | 6,117 | $10,000 | thousands by filing date | |
| CONATUS PHARMACEUTICALS INC | 20600T108 | COM | 3,315 | $10,000 | thousands by filing date | |
| BELLICUM PHARMACEUTICALS INC | 079481107 | COM | 500 | $10,000 | thousands by filing date | |
| GENETIC TECHNOLOGIES LTD | 37185R208 | SPONSORED ADR | 3,881 | $10,000 | thousands by filing date | |
| AKARI THERAPEUTICS PLC | 00972G108 | ADR | 720 | $10,000 | thousands by filing date | |
| ASTERIAS BIOTHERAPEUTICS INC | 04624N107 | COM SER A | 2,580 | $10,000 | thousands by filing date | |
| CROSSROADS CAP INC COM | 227656105 | COM | 3,014 | $10,000 | thousands by filing date | |
| AGROFRESH SOLUTIONS INC | 00856G117 | *W EXP 07/31/2 | 10,200 | $10,000 | thousands by filing date | |
| VBI VACCINES INC CDA | 91790E102 | Stock | 3,937 | $10,000 | thousands by filing date | |
| HARVARD APPARATUS REGENER TE | 41690A106 | COM | 4,454 | $10,000 | thousands by filing date | |
| EGALET CORP | 28226B104 | COM | 897 | $10,000 | thousands by filing date | |
| APIGEE CORP COM | 03765N108 | Stock | 1,228 | $10,000 | thousands by filing date | |
| CONTRAVIR PHARMACEUTICALS IN | 21234W103 | COM | 6,211 | $10,000 | thousands by filing date | |
| SPDR SER TR | 78468R846 | BRCLY HGH YIEL | 470 | $10,000 | thousands by filing date | |
| ENDOCHOICE HLDGS INC COM | 29272U103 | COM | 1,237 | $10,000 | thousands by filing date | |
| TRIMTABS ETF TR | 89628W203 | FREE CSH FLOW | 482 | $10,000 | thousands by filing date | |
| Alon Blue Square Israel Ltd | 02051Q205 | CMN | 2,356 | $10,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 100 | $9,000 | thousands by filing date | call |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 600 | $9,000 | thousands by filing date | put |
| CUMMINS INC COM | 231021106 | Stock | 100 | $9,000 | thousands by filing date | call |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 500 | $9,000 | thousands by filing date | put |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 100 | $9,000 | thousands by filing date | call |
| TRIPADVISOR INC | 896945201 | COM | 100 | $9,000 | thousands by filing date | call |
| CODEXIS INC | 192005106 | COM | 2,169 | $9,000 | thousands by filing date | |
| COVENANT LOGISTICS GROUP INC | 22284P105 | CL A | 494 | $9,000 | thousands by filing date | |
| BEL FUSE INC | 077347300 | CL B | 511 | $9,000 | thousands by filing date | |
| ISHARES INC | 464286103 | MSCI AUST ETF | 500 | $9,000 | thousands by filing date | put |
| CANADIAN SOLAR INC | 136635109 | COM | 300 | $9,000 | thousands by filing date | call |
| U S SILICA HLDGS INC | 90346E103 | COM | 500 | $9,000 | thousands by filing date | put |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 969 | $9,000 | thousands by filing date | |
| ALPHA & OMEGA SEMICONDUCTOR | G6331P104 | SHS | 1,015 | $9,000 | thousands by filing date | |
| CENTRAIS ELETRICAS BRASILEIR | 15234Q108 | SPON ADR PFD B | 3,754 | $9,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 1,000 | $9,000 | thousands by filing date | call |
| WILLDAN GROUP INC | 96924N100 | COM | 1,052 | $9,000 | thousands by filing date | |
| TELECOM ARGENTINA SA | 879273209 | SPON ADR REP B | 580 | $9,000 | thousands by filing date | |
| PARKE BANCORP INC | 700885106 | COMMON STOCK | 679 | $9,000 | thousands by filing date | |
| CB FINANCIAL SERVICES INC | 12479G101 | COMMON STOCK | 403 | $9,000 | thousands by filing date | |
| VISTA GOLD CORP | 927926303 | COMMON STOCK | 34,260 | $9,000 | thousands by filing date | |
| IDENTIV INC | 45170X205 | COM NEW | 4,395 | $9,000 | thousands by filing date | |
| SEARS CDA INC | 81234D109 | COM | 1,870 | $9,000 | thousands by filing date | |
| FLANIGANS ENTERPRISES INC | 338517105 | COM | 405 | $9,000 | thousands by filing date | |
| MEXICO EQUITY & INCOME FD | 592834105 | COM | 882 | $9,000 | thousands by filing date | |
| Golden Entertainment Inc | 381013101 | Common Stock | 847 | $9,000 | thousands by filing date | |
| BARNES & NOBLE INC | 067774109 | COMMON STOCK | 1,000 | $9,000 | thousands by filing date | |
| BASIC ENERGY SERVICES INC | 06985P100 | COMMON STOCK | 3,500 | $9,000 | thousands by filing date | |
| MANITEX INTL INC | 563420108 | COMMON STOCK | 1,558 | $9,000 | thousands by filing date | |
| FIRST DEFIANCE FINL CORP | 32006W106 | COMMON STOCK | 249 | $9,000 | thousands by filing date | |
| PETROQUEST ENERGY INC | 716748108 | COMMON STOCK | 18,245 | $9,000 | thousands by filing date | |
| CARVER BANCORP ORD | 146875604 | COM | 2,302 | $9,000 | thousands by filing date | |
| PIERIS PHARMACEUTICALS INC | 720795103 | COM | 4,067 | $9,000 | thousands by filing date | |
| 22ND CENTY GROUP INC | 90137F103 | COM | 6,389 | $9,000 | thousands by filing date | |
| TIVO INC | 888706108 | COM | 1,000 | $9,000 | thousands by filing date | put |
| PENN WEST PETE LTD NEW | 707887105 | COM | 10,300 | $9,000 | thousands by filing date | call |
| TUESDAY MORNING CORP | 899035505 | COM NEW | 1,281 | $9,000 | thousands by filing date | |
| TEXTURA CORP | 883211104 | COM | 400 | $9,000 | thousands by filing date | |
| ARQULE INC | 04269E107 | COM | 3,766 | $9,000 | thousands by filing date | |
| SOLAZYME INC | 83415T101 | COM | 3,600 | $9,000 | thousands by filing date | put |
| ANGIES LIST INC | 034754101 | COM | 1,000 | $9,000 | thousands by filing date | call |
| TANGOE INC/CT | 87582Y108 | COM | 1,095 | $9,000 | thousands by filing date | |
| S&W SEED COMPANY COM | 785135104 | COM | 2,213 | $9,000 | thousands by filing date | |
| CVR REFINING LP COM UNIT REPSTG LTD PARTNER | 12663P107 | COM | 500 | $9,000 | thousands by filing date | call |
| HEMISPHERX BIOPHARMA INC | 42366C103 | COM | 110,268 | $9,000 | thousands by filing date | |
| WILLIAMS CLAYTON ENERGY INC | 969490101 | COM | 300 | $9,000 | thousands by filing date | |
| RELM WIRELESS CORP | 759525108 | COM | 2,174 | $9,000 | thousands by filing date | |
| BSQUARE CORP | 11776U300 | COM | 1,553 | $9,000 | thousands by filing date | |
| CLAYMORE EXCHANGE-TRD FD TR | 18385P101 | GUGG CHINA ALLCP | 348 | $9,000 | thousands by filing date | |
| National Amern Univ Hldgs Inc | 63245q105 | COM | 4,171 | $9,000 | thousands by filing date | |
| CNINSURE INC | 18976M103 | SPONSORED ADR | 918 | $9,000 | thousands by filing date | |
| VENAXIS INC | 92262A107 | COM | 30,715 | $9,000 | thousands by filing date | |
| DEUTSCHE BK AG LONDON BRH | 25154K825 | MTLS LNG ETN38 | 709 | $9,000 | thousands by filing date | |
| SWEDISH EXPT CR CORP | 870297215 | MLCX GRN ETN23 | 2,126 | $9,000 | thousands by filing date | |
| CURRENCYSHARES SINGAPORE DLR | 23130K100 | SHS | 133 | $9,000 | thousands by filing date | |
| GENVEC INC NEW | 37246C307 | cs | 5,050 | $9,000 | thousands by filing date | |
| CRYSTAL ROCK HLDGS INC | 22940F103 | COM | 16,334 | $9,000 | thousands by filing date | |
| INSTITUTIONAL FINL MKTS INC | 45779L107 | COM | 7,478 | $9,000 | thousands by filing date | |
| SCHMITT INDS INC ORE | 806870200 | COM | 3,355 | $9,000 | thousands by filing date | |
| NET ELEMENT INTL INC | 64111R102 | CMN | 45,583 | $9,000 | thousands by filing date | |
| CHINA BAK BATTERY INC | 16936Y209 | COM | 3,144 | $9,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740P874 | EMRG MK 3X LNG | 318 | $9,000 | thousands by filing date | |
| DHX MEDIA LTD | 252406608 | SHS VAR VTG | 1,638 | $9,000 | thousands by filing date | |
| GENOCEA BIOSCIENCES INC | 372427104 | COM | 1,800 | $9,000 | thousands by filing date | |
| ACRE RLTY INVS INCORPORATED REIT | 00489F106 | REIT | 7,360 | $9,000 | thousands by filing date | |
| FORESIGHT ENERGY LP | 34552U104 | COM UNT RP INT | 2,664 | $9,000 | thousands by filing date | |
| BARCLAYS BANK PLC INV USTREA ETN | 06742W570 | Stock | 271 | $9,000 | thousands by filing date | |
| CREDIT SUISSE AG NASSAU BRH X | 22539T399 | COM | 367 | $9,000 | thousands by filing date | |
| MODUSLINK GLOBAL SOLUTIONS INC COM NEW | 60786L206 | Stock | 3,513 | $9,000 | thousands by filing date | |
| CERECOR INC | 15671L117 | *W EXP 10/20/201 | 7,000 | $9,000 | thousands by filing date | |
| STONEGATE MTG CORP | 86181Q300 | COM | 1,716 | $9,000 | thousands by filing date | |
| ANDINA ACQUISITION CORP II | G0441P112 | UNIT 99/99/9999 | 900 | $9,000 | thousands by filing date | |
| DIMENSION THERAPEUTICS INC | 25433V105 | COM | 795 | $9,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y124 | DAILY RGNAL BEAR | 241 | $9,000 | thousands by filing date | |
| ACCUSHARES COMMODITIES TR I | 00439V789 | ACCUSHARES SPOT | 449 | $9,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 100 | $8,000 | thousands by filing date | put |
| WORKDAY INC CL A | 98138H101 | Stock | 100 | $8,000 | thousands by filing date | call |
| KROGER CO COM | 501044101 | Stock | 200 | $8,000 | thousands by filing date | call |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 200 | $8,000 | thousands by filing date | call |
| CITY OFFICE REIT INC | 178587101 | COM | 646 | $8,000 | thousands by filing date | |
| NU SKIN ENTERPRISES INC | 67018T105 | CL A | 200 | $8,000 | thousands by filing date | put |
| BAOZUN INC ADR | 06684L103 | SPONSORED ADR | 968 | $8,000 | thousands by filing date | |
| M.D.C. HOLDINGS INC | 552676108 | COM | 300 | $8,000 | thousands by filing date | put |
| ENTERCOM COMMUNICATIONS CORP | 293639100 | CL A | 740 | $8,000 | thousands by filing date | |
| LIQUIDITY SVCS INC | 53635B107 | COM | 1,212 | $8,000 | thousands by filing date | |
| COLONY BANKCORP | 19623P101 | COMMON STOCK | 874 | $8,000 | thousands by filing date | |
| PROQR THERAPEUTICS NV | N71542109 | SHS EURO | 957 | $8,000 | thousands by filing date | |
| READING INTL INC | 755408101 | CL A | 671 | $8,000 | thousands by filing date | |
| NETWORK-1 TECHNOLOGIES INC | 64121N109 | COM | 3,712 | $8,000 | thousands by filing date | |
| RED HAT INC | 756577102 | COM | 100 | $8,000 | thousands by filing date | put |
| BB & T CORP | 054937107 | COM | 200 | $8,000 | thousands by filing date | put |
| FULL HSE RESORTS INC | 359678109 | COM | 4,606 | $8,000 | thousands by filing date | |
| CANTERBURY PK HLDG CORP | 13811E101 | COM | 776 | $8,000 | thousands by filing date | |
| FUEL TECH INC | 359523107 | COM | 4,001 | $8,000 | thousands by filing date | |
| PROSHARES TR | 74347X526 | ULT FTSE EUROPE | 210 | $8,000 | thousands by filing date | |
| ACCESS NEWSWIRE INC | 46520M204 | COM NEW | 1,351 | $8,000 | thousands by filing date | |
| DESWELL INDS INC | 250639101 | COM | 5,309 | $8,000 | thousands by filing date | |
| EVERI HLDGS INC | 30034T103 | COM | 1,900 | $8,000 | thousands by filing date | |
| ELECTRO SCIENTIFIC INDS | 285229100 | COM | 1,468 | $8,000 | thousands by filing date | |
| YOUKU.COM INC | 98742U100 | COMMON STOCK-FO | 300 | $8,000 | thousands by filing date | put |
| MELLANOX TECHNOLOGIES LTD | M51363113 | COMMON STOCK | 200 | $8,000 | thousands by filing date | call |
| VERTEX ENERGY INC | 92534K107 | COM | 6,681 | $8,000 | thousands by filing date | |
| FORTUNA MNG CORP F | 349915108 | COM | 3,600 | $8,000 | thousands by filing date | |
| GENMARK DIAGNOSTICS INC | 372309104 | COM | 1,085 | $8,000 | thousands by filing date | |
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 848 | $8,000 | thousands by filing date | |
| INTEVAC INC | 461148108 | COM | 1,706 | $8,000 | thousands by filing date | |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 1,000 | $8,000 | thousands by filing date | put |
| CROWN MEDIA HLDGS INC | 228411104 | CL A | 1,500 | $8,000 | thousands by filing date | |
| CAREER EDUCATION CORP | 141665109 | COM | 2,169 | $8,000 | thousands by filing date | |
| LIONBRIDGE TECHNOLOGIES INC | 536252109 | COM | 1,700 | $8,000 | thousands by filing date | |
| RICHMONT MINES INC | 76547T106 | COM | 2,463 | $8,000 | thousands by filing date | |
| ANGIES LIST INC | 034754101 | COM | 900 | $8,000 | thousands by filing date | put |
| SCIQUEST INC NEW | 80908T101 | COM | 600 | $8,000 | thousands by filing date | |
| PRIMERO MNG CORP | 74164W106 | COM | 3,482 | $8,000 | thousands by filing date | |
| NORTH AMERN ENERGY PARTNERS | 656844107 | COM | 4,450 | $8,000 | thousands by filing date | |
| STEIN MART INC | 858375108 | COM | 1,181 | $8,000 | thousands by filing date | |
| PROSHARES TR | 74347B300 | PSHS ULSHT SP500 | 400 | $8,000 | thousands by filing date | call |
| FORTRESS INVT GROUP LLC CL A | 34958B106 | COM | 1,500 | $8,000 | thousands by filing date | call |
| LAYNE CHRISTENSEN CO | 521050104 | COM | 1,536 | $8,000 | thousands by filing date | |
| WESTELL TECHNOLOGIES INC | 957541105 | CL A | 6,075 | $8,000 | thousands by filing date | |
| FEDERATED NATIONAL HOLDING C | 31422T101 | COM | 289 | $8,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 7,585 | $8,000 | thousands by filing date | |
| CENVEO INC | 15670S105 | COM | 8,762 | $8,000 | thousands by filing date | |
| PLANET PAYMENT INC | U72603118 | SHS | 2,653 | $8,000 | thousands by filing date | |
| ERICKSON AIR-CRANE INC | 29482P100 | COM | 4,120 | $8,000 | thousands by filing date | |
| EMCORE CORP | 290846203 | COM | 1,189 | $8,000 | thousands by filing date | |
| RESOURCE AMERICA INC-CL A | 761195205 | CL A | 1,357 | $8,000 | thousands by filing date | |
| STATE AUTO FINANCIAL CORP | 855707105 | COM | 419 | $8,000 | thousands by filing date | |
| VISIONCHINA MEDIA INC | 92833U202 | SPON ADR NEW | 820 | $8,000 | thousands by filing date | |
| DEUTSCHE BK AG LDN BRH | 25154H558 | PS AGRI DL ETN | 2,485 | $8,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W771 | CHINA BULL 3X | 451 | $8,000 | thousands by filing date | |
| HYDROGENICS CORPORATION NEW | 448883207 | COM | 883 | $8,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC | 595017AB0 | SDCV 2.125%12/1 | 4,000 | $8,000 | thousands by filing date | principal |
| RADIO ONE INC | 75040P405 | CL D NON VTG | 4,704 | $8,000 | thousands by filing date | |
| CHINA XD PLASTICS CO LTD | 16948F107 | COM | 1,812 | $8,000 | thousands by filing date | |
| SI FINL GROUP INC MD | 78425V104 | COM | 563 | $8,000 | thousands by filing date | |
| GLOBAL X | 37950E788 | BRAZIL MID CAP | 1,367 | $8,000 | thousands by filing date | |
| IEC ELECTRS CORP NEW | 44949L105 | COM | 2,374 | $8,000 | thousands by filing date | |
| INDUSTRIAS BACHOCO S A B DE | 456463108 | ADR | 144 | $8,000 | thousands by filing date | |
| DEUTSCHE BK AG LONDON BRH | 25154K866 | PS CR OIL LG ETN | 1,823 | $8,000 | thousands by filing date | |
| CSX CORP | 126408GA5 | US DOMESTIC | 3,000 | $8,000 | thousands by filing date | principal |
| DEUTSCHE BK AG LONDON BRH | 25154K833 | MTL SHRT ETN38 | 273 | $8,000 | thousands by filing date | |
| CHINA NATURAL RESOURCES INC | G2110U109 | COM | 5,727 | $8,000 | thousands by filing date | |
| WESTMORELAND RESOURCE PARTNE COM UNIT RP LP | 96108P103 | Stock | 1,997 | $8,000 | thousands by filing date | |
| EMPIRE RESORTS INC | 292052305 | COM PAR $0 01 | 441 | $8,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y400 | Cmn | 400 | $8,000 | thousands by filing date | |
| Intercloud Systems, Inc | 458488202 | com | 7,743 | $8,000 | thousands by filing date | |
| SPEED COMM INC COM NEW | 84764T106 | Stock | 136,181 | $8,000 | thousands by filing date | |
| CONNECTURE INC COM | 20786J106 | Stock | 2,090 | $8,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q678 | S&P500 MOMETUM | 310 | $8,000 | thousands by filing date | |
| MODSYS INTL LTD | M70378100 | SHS | 3,232 | $8,000 | thousands by filing date | |
| PROSHARES TR | 74348A335 | COM | 280 | $8,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 100 | $7,000 | thousands by filing date | call |
| 1 800 FLOWERS COM INC | 68243Q106 | CL A | 1,000 | $7,000 | thousands by filing date | |
| TOLL BROTHERS INC COM | 889478103 | Stock | 200 | $7,000 | thousands by filing date | call |
| EASTMAN CHEM CO COM | 277432100 | Stock | 100 | $7,000 | thousands by filing date | put |
| ATI INC COM | 01741R102 | Stock | 600 | $7,000 | thousands by filing date | call |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 2,700 | $7,000 | thousands by filing date | call |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 100 | $7,000 | thousands by filing date | call |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 800 | $7,000 | thousands by filing date | put |
| KELLANOVA | 487836108 | COM | 100 | $7,000 | thousands by filing date | call |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-16-014825 | this filing | 2016-02-16 | acceptance time not in the bulk data set |