13F-HR filed by UBS Group AG
UBS Group AG filed this 13F-HR for the quarter ended 2015-12-31, filed 2016-02-16, with 8,404 holding rows worth $154,096,253,000.
- Accession
- 0000950123-16-014825
- Filer
- CIK 1610520
- Filed
- 2016-02-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2015
A combination report, 15,204 entries on the cover page, a total value of $154,096,253,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $154,049,085,000 with VALUE read as thousands by filing date, 13F file number 028-16612. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerUBS ASSET MANAGEMENT (AMERICAS) INC 028-02682
- reports for this filerUBS OCONNOR LLC 028-06327
- included managerUBS Financial Services Inc. 028-11496
- included managerUBS Swiss Financial Advisors AG 028-11603
- included managerUBS AG New York Branch 028-07344
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ETFIS SER TR I | 26923G608 | TUTTLE TAC MAN | 1,104 | $26,000 | thousands by filing date | |
| ETFS TR | 26923J206 | ZACKS SM CP US | 1,211 | $26,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57061R353 | CHINAAMC BD ETF | 1,056 | $26,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 200 | $25,000 | thousands by filing date | call |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 300 | $25,000 | thousands by filing date | call |
| MAKEMYTRIP LIMITED MAURITIUS SHS | V5633W109 | Stock | 1,469 | $25,000 | thousands by filing date | |
| V F CORP COM | 918204108 | Stock | 400 | $25,000 | thousands by filing date | put |
| BANCORP INC DEL | 05969A105 | COM | 3,978 | $25,000 | thousands by filing date | |
| LAKELAND FINL CORP | 511656100 | COM | 536 | $25,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 600 | $25,000 | thousands by filing date | call |
| CENTRAL PAC FINL CORP | 154760409 | COM NEW | 1,141 | $25,000 | thousands by filing date | |
| CHAMPION HOMES INC | 830830105 | COM | 7,000 | $25,000 | thousands by filing date | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 3,323 | $25,000 | thousands by filing date | |
| VISHAY PRECISION GROUP INC | 92835K103 | COM | 2,178 | $25,000 | thousands by filing date | |
| KBR INC COM | 48242W106 | Stock | 1,500 | $25,000 | thousands by filing date | put |
| PROSHARES TR | 74347X864 | ULTRPRO S&P500 | 400 | $25,000 | thousands by filing date | call |
| AMERICAN COASTAL INSURANCE C | 910710102 | COMMON STOCK | 1,481 | $25,000 | thousands by filing date | |
| COMPX INTERNATIONAL INC | 20563P101 | COMMON STOCK | 2,157 | $25,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 530715AG6 | DEB 4.000%11/1 | 44,000 | $25,000 | thousands by filing date | principal |
| XBIOTECH INC | 98400H102 | COM | 2,291 | $25,000 | thousands by filing date | |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 1,484 | $25,000 | thousands by filing date | |
| United Bancshares | 909458101 | COM | 1,379 | $25,000 | thousands by filing date | |
| TRILLIUM THERAPEUTICS INC COM NEW | 89620X506 | Stock | 2,014 | $25,000 | thousands by filing date | |
| AERIE PHARMACEUTICALS INC | 00771V108 | COM | 1,036 | $25,000 | thousands by filing date | |
| TIM PARTICIPACOES S A | 88706P205 | SPONSORED ADR | 2,870 | $25,000 | thousands by filing date | |
| RENREN INC | 759892102 | SPONSORED ADR | 6,748 | $25,000 | thousands by filing date | |
| IXIA | 45071R109 | COM | 1,999 | $25,000 | thousands by filing date | |
| FINISH LINE/THE CL A | 317923100 | COM | 1,412 | $25,000 | thousands by filing date | |
| TELECOMMUNICATION SYS INC | 87929J103 | COM | 5,001 | $25,000 | thousands by filing date | |
| REVOLUTION LIGHTING TECHNOLO | 76155G107 | COM | 32,025 | $25,000 | thousands by filing date | |
| SCICLONE PHARMACEUTICALS INC | 80862K104 | COM | 2,745 | $25,000 | thousands by filing date | |
| PROSPECT CAPITAL CORP | 74348TAD4 | NOTE | 25,000 | $25,000 | thousands by filing date | principal |
| GP STRATEGIES CORP | 36225V104 | COM | 991 | $25,000 | thousands by filing date | |
| SOUTHWEST BANCORP INC/OKLA | 844767103 | COM | 1,436 | $25,000 | thousands by filing date | |
| Southcoast Financial Corporation | 84129R100 | Common Stock | 1,593 | $25,000 | thousands by filing date | |
| ORIENT PAPER INC | 68619F205 | COM NEW | 16,529 | $25,000 | thousands by filing date | |
| BBVA BANCO FRANCES S A | 07329M100 | CMN | 1,328 | $25,000 | thousands by filing date | |
| STEWARDSHIP FINL CORP | 860326107 | COM | 4,199 | $25,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A826 | RANGE CANCER THE | 878 | $25,000 | thousands by filing date | |
| WISDOMTREE EMERGING MARKETS CONSUMER GROWTH FUND | 97717W539 | ETF | 1,287 | $25,000 | thousands by filing date | |
| ARCHROCK PARTNERS L P | 03957U100 | COM UNITS REPSTG | 2,000 | $25,000 | thousands by filing date | put |
| REWALK ROBOTICS LTD | M8216Q101 | SHS | 1,682 | $25,000 | thousands by filing date | |
| FOGO DE CHAO INC | 344177100 | COM | 1,628 | $25,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y608 | GURU ACTS ETF | 1,992 | $25,000 | thousands by filing date | |
| DIPEXIUM PHARMACEUTICALS INC | 25456J104 | COM | 2,212 | $25,000 | thousands by filing date | |
| TOBIRA THERAPEUTICS INC COM | 88883P101 | COM | 2,504 | $25,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W862 | DA 500 BU 3X ETF | 286 | $24,000 | thousands by filing date | |
| NAPCO SEC TECHNOLOGIES INC COM | 630402105 | Stock | 4,091 | $24,000 | thousands by filing date | |
| NETAPP INC COM | 64110D104 | Stock | 900 | $24,000 | thousands by filing date | put |
| BLUE BIRD CORP | 095306106 | COM | 2,320 | $24,000 | thousands by filing date | |
| FERROGLOBE PLC | G33856108 | SHS | 2,212 | $24,000 | thousands by filing date | |
| UNIVERSAL TECHNICAL INST INC | 913915104 | COM | 5,127 | $24,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 300 | $24,000 | thousands by filing date | call |
| MIX TELEMATICS LTD | 60688N102 | SPONSORED ADR | 5,779 | $24,000 | thousands by filing date | |
| ORRSTOWN FINL SERVICES INC | 687380105 | COMMON STOCK | 1,341 | $24,000 | thousands by filing date | |
| WILLIS LEASE FINANCE CORP | 970646105 | COMMON STOCK | 1,218 | $24,000 | thousands by filing date | |
| SOUTHERN MISSOURI BANCORP | 843380106 | COMMON STOCK | 998 | $24,000 | thousands by filing date | |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 7,000 | $24,000 | thousands by filing date | put |
| CORE MOLDING TECHNOLOGIES IN | 218683100 | COMMON STOCK | 1,840 | $24,000 | thousands by filing date | |
| CONNECTONE BANCORP INC | 20786W107 | COMMON STOCK | 1,282 | $24,000 | thousands by filing date | |
| ROCKY MTN CHOCOLATE FACT | 77467X101 | Equity | 2,224 | $24,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W557 | DAI 710 BEA ETF | 1,469 | $24,000 | thousands by filing date | |
| DONEGAL GROUP INC | 257701300 | CL B | 1,503 | $24,000 | thousands by filing date | |
| MANNATECH INC | 563771203 | COM NEW | 1,248 | $24,000 | thousands by filing date | |
| FORUM ENERGY TECHNOLOGIES | 34984V100 | COMMON STOCK | 1,944 | $24,000 | thousands by filing date | |
| EXAR CORP | 300645108 | COMMON STOCK | 3,860 | $24,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 10,947 | $24,000 | thousands by filing date | |
| MARLIN BUSINESS SVCS CORP | 571157106 | COM | 1,523 | $24,000 | thousands by filing date | |
| JIVE SOFTWARE INC | 47760A108 | COM | 5,749 | $24,000 | thousands by filing date | |
| U S G CORP | 903293405 | COM NEW | 1,000 | $24,000 | thousands by filing date | put |
| LUXFER HLDGS PLC | 550678106 | SPONSORED ADR | 2,434 | $24,000 | thousands by filing date | |
| DISCOVERY LABORATORIES INC N | 254668403 | COM NEW | 108,422 | $24,000 | thousands by filing date | |
| HORSEHEAD HLDG CORP | 440694305 | COM | 11,372 | $24,000 | thousands by filing date | |
| CURRENCYSHS JAPANESE YEN TR | 23130A102 | JAPANESE YEN | 300 | $24,000 | thousands by filing date | call |
| CORPBANCA | 21987A209 | SPONSORED ADR | 2,012 | $24,000 | thousands by filing date | |
| DEX MEDIA INC | 25213A107 | COM | 197,893 | $24,000 | thousands by filing date | |
| INTERSECTIONS INC | 460981301 | COM | 8,402 | $24,000 | thousands by filing date | |
| HF FINANCIAL CORP | 404172108 | COMMON STOCK USD.01 | 1,245 | $24,000 | thousands by filing date | |
| MAD CATZ INTERACTIVE INC | 556162105 | COM | 59,805 | $24,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06739F101 | COM | 981 | $24,000 | thousands by filing date | |
| CITIZENS FIRST CORP | 17462Q107 | COM | 1,733 | $24,000 | thousands by filing date | |
| SWEDISH EXPT CR CORP | 870297405 | RG METAL ETN22 | 3,681 | $24,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E242 | GBLX CHIMATL NEW | 1,961 | $24,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y743 | ADV GLBALPBETA | 868 | $24,000 | thousands by filing date | |
| EXTERRAN CORP | 30227H106 | COM | 1,463 | $24,000 | thousands by filing date | |
| HC2 HLDGS INC | 404139107 | COM | 4,548 | $24,000 | thousands by filing date | |
| BLACKROCK MASS TAX-EXEMPT TR | 09258E109 | SH BEN INT | 1,800 | $24,000 | thousands by filing date | |
| SEARS HLDGS CORP | 812350155 | *W EXP 12/15/201 | 2,208 | $24,000 | thousands by filing date | |
| NORTH ATLANTIC DRI ORDF | g6613p129 | COM | 9,797 | $24,000 | thousands by filing date | |
| CHC GROUP LTD | G07021127 | Cmn | 3,713 | $24,000 | thousands by filing date | |
| VAPOR CORP DEL | 922099304 | Cmn | 44,939 | $24,000 | thousands by filing date | |
| PROSHARES TR | 74348A269 | ULTSHT GLD MIN | 898 | $24,000 | thousands by filing date | |
| JABIL INC COM | 466313103 | Stock | 1,000 | $23,000 | thousands by filing date | put |
| DOLLAR TREE INC COM | 256746108 | Stock | 300 | $23,000 | thousands by filing date | put |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 400 | $23,000 | thousands by filing date | put |
| NATIONAL HEALTHCARE CORP COM | 635906100 | Stock | 379 | $23,000 | thousands by filing date | |
| ATI INC COM | 01741R102 | Stock | 2,000 | $23,000 | thousands by filing date | put |
| AGILYSYS INC | 00847J105 | COM | 2,346 | $23,000 | thousands by filing date | |
| DTF TAX-FREE INCOME 2028 TER | 23334J107 | COM | 1,500 | $23,000 | thousands by filing date | |
| RADNET INC | 750491102 | COM | 3,669 | $23,000 | thousands by filing date | |
| C F FINANCIAL CORP | 12466Q104 | COMMON STOCK | 592 | $23,000 | thousands by filing date | |
| CRAWFORD COMPANY CL A | 224633206 | COMMON STOCK | 4,455 | $23,000 | thousands by filing date | |
| ECHO GLOBAL LOGISTICS INC | 27875T101 | COM | 1,125 | $23,000 | thousands by filing date | |
| MAYS J W INC | 578473100 | COM | 413 | $23,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y694 | CMN | 800 | $23,000 | thousands by filing date | call |
| EDUCATIONAL DEV CORP | 281479105 | COM | 2,095 | $23,000 | thousands by filing date | |
| THERMON GROUP HLDGS INC | 88362T103 | COM | 1,361 | $23,000 | thousands by filing date | |
| TERRITORAL BANCORP INC | 88145X108 | COMMON STOCK | 824 | $23,000 | thousands by filing date | |
| ALTRA HOLDINGS INC | 02208R106 | COMMON STOCK | 920 | $23,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 2,600 | $23,000 | thousands by filing date | put |
| Hugoton Royalty Trust | 444717102 | COM | 14,375 | $23,000 | thousands by filing date | |
| ICAD INC | 44934S206 | COM NEW | 4,463 | $23,000 | thousands by filing date | |
| CONTANGO OIL & GAS CO COM NEW | 21075N204 | Stock | 3,682 | $23,000 | thousands by filing date | |
| UBS AG LONDON BRH | 90267B765 | ETRAC 2X LEV LNG | 1,457 | $23,000 | thousands by filing date | |
| SUNSTONE HOTEL INVS INC NEW | 867892507 | CV 8% CUM PFD-D | 878 | $23,000 | thousands by filing date | |
| FAIRWAY GROUP HLDGS CORP | 30603D109 | CL A | 35,444 | $23,000 | thousands by filing date | |
| HAWAIIAN TELCOM HOLDCO INC | 420031106 | COM | 925 | $23,000 | thousands by filing date | |
| NORTHERN TIER ENERGY LP | 665826103 | COM UN REPR PART | 900 | $23,000 | thousands by filing date | put |
| ECOLOGY & ENVIRONMENT INC | 278878103 | CL A | 2,283 | $23,000 | thousands by filing date | |
| Medgenics Inc New | 58436Q203 | COM NEW | 3,713 | $23,000 | thousands by filing date | |
| VANGUARD | 92205F106 | Domestic Common | 7,600 | $23,000 | thousands by filing date | put |
| AMERICAN RESIDENTIAL PROPERTIES INC | 02927E303 | COM | 1,200 | $23,000 | thousands by filing date | |
| BRIDGEPOINT EDUCATION INC | 10807M105 | COM | 3,104 | $23,000 | thousands by filing date | |
| ELONG - ADR | 290138205 | ADR | 1,371 | $23,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06738G407 | ETN DJUBS IND MT | 1,178 | $23,000 | thousands by filing date | |
| PROSHARES SHORT OIL GAS | 74347R222 | COM | 753 | $23,000 | thousands by filing date | |
| MORGAN STANLEY | 617480280 | SHRT EUR ETN20 | 381 | $23,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B670 | S&P EMRGHIBETA | 1,700 | $23,000 | thousands by filing date | |
| BLUE EARTH INC COM | 095428108 | COMMON STOCK | 45,735 | $23,000 | thousands by filing date | |
| RICE ENERGY INC | 762760106 | COM | 2,128 | $23,000 | thousands by filing date | |
| SOPHIRIS BIO INC F | 83578Q209 | FOREIGN CANADIAN | 12,830 | $23,000 | thousands by filing date | |
| MEDIWOUND LTD | M68830104 | ORD SHS | 2,728 | $23,000 | thousands by filing date | |
| COUNTY BANCORP INC | 221907108 | COM | 1,131 | $23,000 | thousands by filing date | |
| FORWARD PHARMA A/S | 34986J105 | SPONSORED ADR | 1,176 | $23,000 | thousands by filing date | |
| ABERDEEN SINGAPORE FD INC | 003244100 | COM | 2,706 | $23,000 | thousands by filing date | |
| CELSION CORPORATION COM PAR | 15117N404 | Stock | 11,963 | $23,000 | thousands by filing date | |
| Tortoise North Amer Pipleline | 611776204 | COM | 1,318 | $23,000 | thousands by filing date | |
| INVENTERGY GLOBAL INC | 46123X409 | COM NEW ADDED | 14,468 | $23,000 | thousands by filing date | |
| WL ROSS HLDG CORP | 92939D203 | UNIT 06/11/2019 | 2,242 | $23,000 | thousands by filing date | |
| 1347 CAP CORP | 68245V202 | UNIT 07/18/2016 | 2,300 | $23,000 | thousands by filing date | |
| CALAMOS ETF TR | 12811T100 | FOCUS GROWTH | 2,204 | $23,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 200 | $22,000 | thousands by filing date | put |
| Lockheed Martin Corporation | 539830109 | COM | 100 | $22,000 | thousands by filing date | call |
| VanEck Merk Gold Trust | 921078101 | SHS | 2,084 | $22,000 | thousands by filing date | |
| ANAVEX LIFE SCIENCES CORP | 032797300 | COM NEW | 4,000 | $22,000 | thousands by filing date | |
| FABRINET SHS | G3323L100 | Stock | 929 | $22,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 5,340 | $22,000 | thousands by filing date | |
| RALPH LAUREN CORP | 751212101 | CL A | 200 | $22,000 | thousands by filing date | call |
| JINKOSOLAR HOLDING COMPANY,LIM | 47759T100 | SPONSORED ADR | 800 | $22,000 | thousands by filing date | call |
| COMMUNITY USD0.01 | 20369C106 | COM | 1,219 | $22,000 | thousands by filing date | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 500 | $22,000 | thousands by filing date | call |
| MYLAN NV | N59465109 | SHS EURO | 400 | $22,000 | thousands by filing date | put |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 2,200 | $22,000 | thousands by filing date | call |
| PRINCIPAL ACTIVE HIGH YIELD ETF | 74255Y102 | COM | 609 | $22,000 | thousands by filing date | |
| FINANCIAL INSTITUTIONS INC | 317585404 | COMMON STOCK | 795 | $22,000 | thousands by filing date | |
| HERITAGE FINANCIAL CORP | 42722X106 | COMMON STOCK | 1,200 | $22,000 | thousands by filing date | |
| CHEMUNG FINANCIAL CORP | 164024101 | COMMON STOCK | 811 | $22,000 | thousands by filing date | |
| REGIONAL MANAGEMENT CORP | 75902K106 | COMMON STOCK | 1,431 | $22,000 | thousands by filing date | |
| IMMUCELL CORP | 452525306 | COM PAR | 2,966 | $22,000 | thousands by filing date | |
| RIVERVIEW BANCORP INC | 769397100 | COM | 4,600 | $22,000 | thousands by filing date | |
| HARVARD BIOSCIENCE INC | 416906105 | COM | 6,315 | $22,000 | thousands by filing date | |
| NOODLES & CO | 65540B105 | COM CL A | 2,296 | $22,000 | thousands by filing date | |
| READING INTL INC | 755408200 | CL B | 1,564 | $22,000 | thousands by filing date | |
| INTERACTIVE INTELLIGENCE GROUP | 45841V109 | COMMON STOCK | 724 | $22,000 | thousands by filing date | |
| CHESAPEAKE GRANITE WASH TRUST | 165185109 | COMMON STOCK | 7,303 | $22,000 | thousands by filing date | |
| OMNOVA SOLUTIONS INC | 682129101 | COMMON STOCK | 3,659 | $22,000 | thousands by filing date | |
| WILLBROS GROUP INC | 969203108 | COMMON STOCK | 8,317 | $22,000 | thousands by filing date | |
| HERITAGE CRYSTAL CLEAN INC | 42726M106 | COM | 2,080 | $22,000 | thousands by filing date | |
| MFS INTER HIGH INCOME FD | 59318T109 | SH BEN INT | 9,335 | $22,000 | thousands by filing date | |
| CONSOL ENERGY INC | 20854P109 | COM | 2,800 | $22,000 | thousands by filing date | put |
| GAFISA S A | 362607301 | SPONS ADR | 19,258 | $22,000 | thousands by filing date | |
| INFOBLOX INC | 45672H104 | COM | 1,200 | $22,000 | thousands by filing date | put |
| CARDIOME PHARMA CORP | 14159U301 | COM NO PAR | 2,709 | $22,000 | thousands by filing date | |
| KEY ENERGY SVCS INC | 492914106 | COM | 46,569 | $22,000 | thousands by filing date | |
| LAKE SHORE GOLD CORP | 510728108 | COM | 27,538 | $22,000 | thousands by filing date | |
| INTEL CORP | 458140AD2 | SDCV 2.950%12/1 | 17,000 | $22,000 | thousands by filing date | principal |
| RADISYS CORP | 750459109 | COM | 7,803 | $22,000 | thousands by filing date | |
| DYNAMIC MATLS CORP | 267888105 | COM | 3,128 | $22,000 | thousands by filing date | |
| GUARANTY BANCORP | 40075T607 | COM | 1,352 | $22,000 | thousands by filing date | |
| GLOBAL INDEMNITY PLC | G39319101 | SHS | 771 | $22,000 | thousands by filing date | |
| Concord Med Svcs Hldgs Ltd | 206277105 | Sponsored ADR | 4,481 | $22,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H248 | ETN DJUBS PMET38 | 455 | $22,000 | thousands by filing date | |
| DEUTSCHE BK AG LONDON BRH | 25154N530 | DB 3X SHRT UST | 4,535 | $22,000 | thousands by filing date | |
| EGA EMERGING GLOBAL SHS TR | 268461811 | EGS INDIA SC ETF | 1,405 | $22,000 | thousands by filing date | |
| MACKINAC FINL CORP | 554571109 | COM | 1,892 | $22,000 | thousands by filing date | |
| INTERNET GOLD-GOLDEN LINES | M56595107 | COM | 2,007 | $22,000 | thousands by filing date | |
| DISCOVERY COMMUNICATNS NEW | 25470F203 | COM | 828 | $22,000 | thousands by filing date | |
| AOXING PHARMACEUTICAL CO INC | 03740A106 | COM | 32,224 | $22,000 | thousands by filing date | |
| SEVENTY SEVEN ENERGY INC | 818097107 | COM | 20,896 | $22,000 | thousands by filing date | |
| TENAX THERAPEUTICS INC | 88032L100 | COM | 6,837 | $22,000 | thousands by filing date | |
| INTEC PHARMA LTD JERUSALEM | M53644106 | SHS | 4,102 | $22,000 | thousands by filing date | |
| AMBER ROAD INC | 02318Y108 | COM | 4,368 | $22,000 | thousands by filing date | |
| STRONGBRIDGE BIOPHARMA PLC | G85347105 | SHS USD | 2,923 | $22,000 | thousands by filing date | |
| PROSHARES TR | 74347B458 | ULTRA OIL & GAS | 1,000 | $22,000 | thousands by filing date | |
| MIDSTATES PETROLEUM CO INC | 59804T308 | COMMON | 11,283 | $22,000 | thousands by filing date | |
| OPOWER INC | 68375Y109 | COM | 2,092 | $22,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y644 | Cmn | 955 | $22,000 | thousands by filing date | |
| AROWANA INC | G05011138 | UNIT 99/99/9999 | 2,200 | $22,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 200 | $21,000 | thousands by filing date | put |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 818 | $21,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 12,953 | $21,000 | thousands by filing date | |
| DAVITA INC COM | 23918K108 | Stock | 300 | $21,000 | thousands by filing date | put |
| XENON PHARMACEUTICALS INC COM | 98420N105 | Stock | 2,629 | $21,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 14,700 | $21,000 | thousands by filing date | call |
| PAYLOCITY HLDG CORP COM | 70438V106 | Stock | 515 | $21,000 | thousands by filing date | |
| WABTEC COM | 929740108 | Stock | 300 | $21,000 | thousands by filing date | put |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 2,200 | $21,000 | thousands by filing date | call |
| VERACYTE INC COM | 92337F107 | Stock | 2,964 | $21,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 400 | $21,000 | thousands by filing date | put |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 300 | $21,000 | thousands by filing date | call |
| DIGI INTL INC | 253798102 | COM | 1,821 | $21,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 1,200 | $21,000 | thousands by filing date | call |
| INVITAE CORP | 46185L103 | COM | 2,592 | $21,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 700 | $21,000 | thousands by filing date | call |
| TEMPLETON EMERGING MARKETS FUN | 880191101 | COM | 2,067 | $21,000 | thousands by filing date | |
| SARATOGA INVESTMENT CORP | 80349A208 | COM NEW | 1,376 | $21,000 | thousands by filing date | |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 300 | $21,000 | thousands by filing date | call |
| DUNKIN BRANDS GROUP INC | 265504100 | COM | 500 | $21,000 | thousands by filing date | put |
| ALLOT LTD | M0854Q105 | SHS | 3,528 | $21,000 | thousands by filing date | |
| CPS TECHNOLOGIES CORP | 12619F104 | COM | 6,994 | $21,000 | thousands by filing date | |
| INTEGRATED DEVICE TECHNOLOGY INC | 458118106 | COMMON STOCK | 800 | $21,000 | thousands by filing date | call |
| ISLE OF CAPRI CASINOS | 464592104 | COMMON STOCK | 1,500 | $21,000 | thousands by filing date | |
| LIONSGATE STUDIOS CORP F | 316394105 | COM | 920 | $21,000 | thousands by filing date | |
| LINEAR TECHNOLOGY CORP | 535678106 | COM | 500 | $21,000 | thousands by filing date | put |
| CENTRAL VY CMNTY BANCORP | 155685100 | COM | 1,740 | $21,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P307 | COM | 106,900 | $21,000 | thousands by filing date | put |
| ONCOGENEX PHARMACEUTICALS IN | 68230A106 | COM | 17,575 | $21,000 | thousands by filing date | |
| KINDER MORGAN INC DEL | 49456B119 | *W EXP 05/25/201 | 349,427 | $21,000 | thousands by filing date | |
| SIGMATRON INTL INC | 82661L101 | COM | 2,789 | $21,000 | thousands by filing date | |
| AMIRA NATURE FOODS LTD | G0335L102 | SHS | 2,334 | $21,000 | thousands by filing date | |
| HARVEST CAP CR CORP | 41753F109 | COM | 1,758 | $21,000 | thousands by filing date | |
| HIGHER ONE HOLDINGS INC | 42983D104 | COM | 6,564 | $21,000 | thousands by filing date | |
| HOWARD BANCORP INC COM | 442496105 | COM | 1,618 | $21,000 | thousands by filing date | |
| EASTERN VA BANKSHARES INC | 277196101 | COM | 2,941 | $21,000 | thousands by filing date | |
| ACTIVE POWER INC | 00504W308 | COM NEW | 15,933 | $21,000 | thousands by filing date | |
| CASCADE BANCORP | 147154207 | COM | 3,400 | $21,000 | thousands by filing date | |
| MORGAN STANLEY | 61760E846 | CUSHNG MLP ETN | 3,020 | $21,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H420 | IPATH AS GLF CUR | 436 | $21,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y834 | MADRONA GLB BD | 875 | $21,000 | thousands by filing date | |
| Call - MTB $73.86 Exp 12/23/2018 | 55261F112 | Warrants | 426 | $21,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHA FD I | 33737J133 | BRAZIL ALPHA | 2,337 | $21,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06739F184 | FUND | 520 | $21,000 | thousands by filing date | |
| SWEDISH EXPT CR CORP | 870297504 | ELEMENT USETN22 | 1,356 | $21,000 | thousands by filing date | |
| CYREN LTD | M26895108 | SHS | 12,175 | $21,000 | thousands by filing date | |
| J ALEXANDERS HLDGS INC | 46609J106 | COM | 1,926 | $21,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G103 | INFRAC ACT MLP | 1,891 | $21,000 | thousands by filing date | |
| PROSHARES TR | 74348A244 | ULTSHT REAL EST | 478 | $21,000 | thousands by filing date | |
| IDEAL PWR INC | 451622104 | COM | 2,637 | $21,000 | thousands by filing date | |
| EDGE THERAPEUTICS INC | 279870109 | COM | 1,713 | $21,000 | thousands by filing date | |
| DOUBLE EAGLE ACQUISITION COR | G28195108 | UNIT 99/99/9999 | 2,098 | $21,000 | thousands by filing date | |
| CAPITOL ACQUISITION CORP III | 14055M205 | STOCK UNIT | 2,151 | $21,000 | thousands by filing date | |
| ISHARES TR | 46434V100 | 0-5YR INVT GR CP | 396 | $20,000 | thousands by filing date | |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 5,750 | $20,000 | thousands by filing date | |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 3,547 | $20,000 | thousands by filing date | |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 975 | $20,000 | thousands by filing date | call |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 800 | $20,000 | thousands by filing date | put |
| AMERICAN VANGUARD CORP | 030371108 | COM | 1,438 | $20,000 | thousands by filing date | |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 500 | $20,000 | thousands by filing date | call |
| FRANKLIN COVEY CO | 353469109 | COMMON STOCK | 1,211 | $20,000 | thousands by filing date | |
| DHI GROUP INC | 23331S100 | COM | 2,130 | $20,000 | thousands by filing date | |
| CA INC COM | 12673P105 | COM | 700 | $20,000 | thousands by filing date | call |
| ISHARES TR | 46434V779 | MSCI QATAR ETF | 1,040 | $20,000 | thousands by filing date | |
| HOLLYFRONTIER CORP | 436106108 | COM | 500 | $20,000 | thousands by filing date | call |
| iShares Gold Trust | 464285105 | ISHARES | 2,000 | $20,000 | thousands by filing date | call |
| Great Lakes Dredge & Dock Corp | 390607109 | Common Stock | 5,174 | $20,000 | thousands by filing date | |
| CLEAR CHANNEL OUTDOOR HLDGS | 18451C109 | CL A | 3,543 | $20,000 | thousands by filing date | |
| MAXWELL TECHNOLOGIES INC | 577767106 | COMMON STOCK | 2,709 | $20,000 | thousands by filing date | |
| LIBERTY TRIPADVISOR HLDGS IN | 531465201 | COM | 657 | $20,000 | thousands by filing date | |
| K12 INC | 48273U102 | COM | 2,282 | $20,000 | thousands by filing date | |
| BOINGO WIRELESS INC | 09739C102 | COM | 2,992 | $20,000 | thousands by filing date | |
| WISDOMTREE TR DREYFUS CMM FD | 97717X859 | COM | 1,335 | $20,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348TAK8 | MTNF 5.375%10/1 | 20,000 | $20,000 | thousands by filing date | principal |
| CHINA CORD BLOOD CORP | G21107100 | COM | 3,144 | $20,000 | thousands by filing date | |
| SUPERCONDUCTOR TECHNOLOGIES | 867931404 | COM PAR $0.001 | 94,700 | $20,000 | thousands by filing date | |
| DEUTSCHE BK AG LONDON BRH | 25154P188 | 3X INV JAP GOV | 1,343 | $20,000 | thousands by filing date | |
| Georgetown Bancorp, Inc. | 372591107 | Common Stock | 1,044 | $20,000 | thousands by filing date | |
| Coeur D'Alene | 192108ar9 | CONV BOND | 20,000 | $20,000 | thousands by filing date | principal |
| GLOBAL X FDS | 37950E804 | NASDQ CHINA TECH | 885 | $20,000 | thousands by filing date | |
| UBIC INC | 90346V105 | SPONSORED ADR | 1,322 | $20,000 | thousands by filing date | |
| AETERNA ZENTARIS INC | 007975402 | COM | 4,472 | $20,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B589 | LAD 0-5Y CR BD | 809 | $20,000 | thousands by filing date | |
| NANOVIRICIDES INC | 630087203 | COM NEW | 17,096 | $20,000 | thousands by filing date | |
| CRH MEDICAL CORP | 12626F105 | COM | 6,800 | $20,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J305 | MULTIFACTOR CO | 793 | $20,000 | thousands by filing date | |
| K2M GROUP HLDGS INC | 48273J107 | COM | 1,000 | $20,000 | thousands by filing date | |
| ACHAOGEN INC | 004449104 | COM | 3,385 | $20,000 | thousands by filing date | |
| UBS AG LONDON BRH | 90270L859 | ETRAC MP2X LEV | 1,176 | $20,000 | thousands by filing date | |
| SYSOREX GLOBAL COM NEW | 87184N203 | Stock | 35,830 | $20,000 | thousands by filing date | |
| CAESARS ACQUISITION CO | 12768T103 | CL A | 2,999 | $20,000 | thousands by filing date | |
| UCP INC - CL A | 90265Y106 | Common Stock | 2,751 | $20,000 | thousands by filing date | |
| IMPRIVATA INC | 45323J103 | Cmn | 1,804 | $20,000 | thousands by filing date | |
| DT ASIA INVTS LTD | G2615J120 | UNIT 03/29/2021T | 2,001 | $20,000 | thousands by filing date | |
| GARNERO GROUP ACQUISITION CO | G5866L124 | UNIT 06/25/2016 | 1,990 | $20,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 200 | $19,000 | thousands by filing date | put |
| EMERSON ELEC CO COM | 291011104 | Stock | 400 | $19,000 | thousands by filing date | put |
| PACKAGING CORP AMER COM | 695156109 | Stock | 300 | $19,000 | thousands by filing date | call |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 100 | $19,000 | thousands by filing date | call |
| NETAPP INC COM | 64110D104 | Stock | 700 | $19,000 | thousands by filing date | call |
| GUESS INC COM | 401617105 | Stock | 1,000 | $19,000 | thousands by filing date | call |
| GRUPO AEROPORTUARIO DEL SURE | 40051E202 | SPON ADR SER B | 134 | $19,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430107 | ACTIVEBETA INT | 762 | $19,000 | thousands by filing date | |
| MERCANTILE BANK CORP | 587376104 | COMMON STOCK | 755 | $19,000 | thousands by filing date | |
| FIRST BUSINESS FINANCIAL SER | 319390100 | COMMON STOCK | 756 | $19,000 | thousands by filing date | |
| ROCKY BRANDS INC | 774515100 | COMMON STOCK | 1,641 | $19,000 | thousands by filing date | |
| KVH INDS INC | 482738101 | COM | 1,993 | $19,000 | thousands by filing date | |
| YY INC. ADR | 98426T106 | SPONSORED ADS A | 300 | $19,000 | thousands by filing date | call |
| MAGNACHIP SEMICONDUCTOR CORP | 55933J203 | CMN | 3,528 | $19,000 | thousands by filing date | |
| PROSHARES TR | 74347B839 | MSCI EAFE DIVD | 515 | $19,000 | thousands by filing date | |
| GRUPO SIMEC SAB DE C V | 400491106 | ADR | 2,851 | $19,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 5,300 | $19,000 | thousands by filing date | put |
| THOMPSON CREEK METALS CO INC | 884768102 | COMMON STOCK | 92,035 | $19,000 | thousands by filing date | |
| SANOFI | 80105N113 | COMMON STOCK-FO | 172,328 | $19,000 | thousands by filing date | |
| MIDSOUTH BANCORP INC | 598039105 | COMMON STOCK | 2,127 | $19,000 | thousands by filing date | |
| DENNYS CORP | 24869P104 | COM | 1,900 | $19,000 | thousands by filing date | |
| ALTISOURCE ASSET MGMT CORP | 02153X108 | COM | 1,091 | $19,000 | thousands by filing date | |
| HOUSTON WIRE & CABLE CO | 44244K109 | COM | 3,719 | $19,000 | thousands by filing date | |
| CELLDEX THERAPEUTICS INC NEW | 15117B103 | COM | 1,200 | $19,000 | thousands by filing date | call |
| NAVIOS MARITIME HOLDINGS INC | Y62196103 | COM | 10,657 | $19,000 | thousands by filing date | |
| JA SOLAR HOLDINGS CO LTD | 466090206 | SPON ADR REP5ORD | 2,000 | $19,000 | thousands by filing date | call |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 2,300 | $19,000 | thousands by filing date | call |
| UTSTARCOM HOLDINGS CORP | G9310A114 | SHS NEW | 7,306 | $19,000 | thousands by filing date | |
| DSP GROUP INC | 23332B106 | COM | 1,961 | $19,000 | thousands by filing date | |
| Galena Biopharma Inc | 363256108 | COM | 12,800 | $19,000 | thousands by filing date | call |
| PRGX GLOBAL INC | 69357C503 | COM NEW | 5,237 | $19,000 | thousands by filing date | |
| MAGICJACK VOCALTEC LTD | M6787E101 | SHS | 1,988 | $19,000 | thousands by filing date | |
| CU BANCORP | 126534106 | COM | 750 | $19,000 | thousands by filing date | |
| Jacksonville Bancorp, Inc. (IL) | 46924R106 | Common Stock | 735 | $19,000 | thousands by filing date | |
| Alcobra Ltd | M2239P109 | SHS | 2,957 | $19,000 | thousands by filing date | |
| EMPIRE RES INC DEL | 29206E100 | COM | 5,547 | $19,000 | thousands by filing date | |
| TAOMEE HLDGS LTD | 87600Y106 | SPONSORED ADR | 5,374 | $19,000 | thousands by filing date | |
| MORGAN STANLEY | 617480272 | LNG EURO ETN20 | 1,132 | $19,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X467 | MSCI EM50 ETF | 505 | $19,000 | thousands by filing date | |
| Tandem Diabetes Care, Inc. | 875372104 | COM | 1,593 | $19,000 | thousands by filing date | |
| ARCADIA BIOSCIENCES INC | 039014105 | COM | 6,124 | $19,000 | thousands by filing date | |
| YUME INC | 98872B104 | COM | 5,545 | $19,000 | thousands by filing date | |
| TREVENA INC | 89532E109 | COM | 1,800 | $19,000 | thousands by filing date | |
| CALITHERA BIOSCIENCES INC COM NEW | 13089P101 | Stock | 2,412 | $19,000 | thousands by filing date | |
| Real Industry Inc | 75601w104 | CS | 2,325 | $19,000 | thousands by filing date | |
| ECLIPSE RES CORP | 27890G100 | COM | 10,434 | $19,000 | thousands by filing date | |
| EAGLE GRWTH & INCOME OPPTY F | 26958J105 | COM SHS BEN IN | 1,231 | $19,000 | thousands by filing date | |
| FQF TR AGFIQ | 351680806 | HEDGED DIV | 834 | $19,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D399 | NT LKD 32 | 4,777 | $19,000 | thousands by filing date | |
| HALCON RES CORP COM PAR | 40537Q506 | Stock | 14,855 | $19,000 | thousands by filing date | |
| ENTELLUS MED INC | 29363K105 | COM | 1,100 | $19,000 | thousands by filing date | |
| CENTRUE FINL CORP NEW | 15643B205 | COM NEW | 1,166 | $19,000 | thousands by filing date | |
| QUINPARIO ACQUISITION CORP 2 | 74874U200 | UNIT 01/01/2023X | 1,900 | $19,000 | thousands by filing date | |
| PROSHARES TR | 74347B656 | ULT HOMEBUILDS | 1,010 | $19,000 | thousands by filing date | |
| JACKSONVILLE BANCORP INC FLA | 469249205 | COM NEW | 1,002 | $19,000 | thousands by filing date | |
| QUANTA SVCS INC | 74762E102 | COM | 900 | $18,000 | thousands by filing date | call |
| KEYCORP COM | 493267108 | Stock | 1,400 | $18,000 | thousands by filing date | call |
| AUTODESK INC COM | 052769106 | Stock | 300 | $18,000 | thousands by filing date | put |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 200 | $18,000 | thousands by filing date | put |
| GENERAC HLDGS INC | 368736104 | COM | 600 | $18,000 | thousands by filing date | call |
| MICROVISION INC DEL | 594960304 | COM NEW | 6,466 | $18,000 | thousands by filing date | |
| E TRADE FINANCIAL CORP | 269246401 | COM NEW | 600 | $18,000 | thousands by filing date | call |
| SKECHERS U S A INC | 830566105 | CL A | 600 | $18,000 | thousands by filing date | call |
| CUTERA INC | 232109108 | COM | 1,400 | $18,000 | thousands by filing date | |
| SHORE BANCSHARES INC | 825107105 | COMMON STOCK | 1,650 | $18,000 | thousands by filing date | |
| SILVERCREST ASSET MANAGEME A | 828359109 | COMMON STOCK | 1,522 | $18,000 | thousands by filing date | |
| LAKELAND INDS INC | 511795106 | COM | 1,535 | $18,000 | thousands by filing date | |
| Lifetime Brands Inc | 53222Q103 | COM | 1,339 | $18,000 | thousands by filing date | |
| Abrdn Emerging Markets | 00301W105 | COM | 3,344 | $18,000 | thousands by filing date | |
| STRATUS PPTYS INC | 863167201 | COM NEW | 899 | $18,000 | thousands by filing date | |
| BROADWIND INC | 11161T207 | CMN | 8,327 | $18,000 | thousands by filing date | |
| PROSHARES TR II | 74347W569 | ULTRASHORT YEN N | 200 | $18,000 | thousands by filing date | put |
| PROSHARES TR II | 74347W569 | ULTRASHORT YEN N | 200 | $18,000 | thousands by filing date | call |
| TANDY LEATHER FACTORY INC | 87538X105 | COM | 2,391 | $18,000 | thousands by filing date | |
| PERCEPTRON INC | 71361F100 | COMMON STOCK | 2,304 | $18,000 | thousands by filing date | |
| SODASTREAM INTERNATIONAL | M9068E105 | LTD | 1,100 | $18,000 | thousands by filing date | call |
| Lee Enterprises Inc | 523768109 | COM | 10,839 | $18,000 | thousands by filing date | |
| Bowater Inc | 09066L105 | COMMON STOCKS | 4,489 | $18,000 | thousands by filing date | |
| EROS INTL PLC | G3788M114 | SHS NEW | 1,956 | $18,000 | thousands by filing date | |
| LIBERTY MEDIA CORP | 530715AN1 | DEB 3.500% 1/1 | 35,000 | $18,000 | thousands by filing date | principal |
| TOWERSTREAM CORP | 892000100 | COM | 48,073 | $18,000 | thousands by filing date | |
| OUTERWALL INC | 690070107 | COM | 500 | $18,000 | thousands by filing date | put |
| ALASKA COMMUNICATIONS SYS GR | 01167P101 | COM | 10,666 | $18,000 | thousands by filing date | |
| SYNERON MEDICAL LTD | M87245102 | ORD | 2,316 | $18,000 | thousands by filing date | |
| CALIFORNIA FIRST NATL BANCOR | 130222102 | COM | 1,373 | $18,000 | thousands by filing date | |
| HILL INTERNATIONAL INC | 431466101 | COM | 4,609 | $18,000 | thousands by filing date | |
| TANZANIAN ROYALTY EXPLORATION CORP. | 87600U104 | COM | 69,009 | $18,000 | thousands by filing date | |
| CENCOSUD S A | 15132H101 | SPONSORED ADS | 2,872 | $18,000 | thousands by filing date | |
| BARCLAYS BANK PLC ETN+ FI ENHANCED GLBL | 06742C152 | PFD | 162 | $18,000 | thousands by filing date | |
| OCONEE FED FINL CORP | 675607105 | COM | 959 | $18,000 | thousands by filing date | |
| GUARANTY FED BANCSHARES INC | 40108P101 | COM | 1,184 | $18,000 | thousands by filing date | |
| SIENTRA INC | 82621J105 | COM | 3,000 | $18,000 | thousands by filing date | |
| CONTROL4 CORP | 21240D107 | COM | 2,386 | $18,000 | thousands by filing date | |
| CIM COML TR CORP | 125525105 | COM | 1,138 | $18,000 | thousands by filing date | |
| VERSARTIS INC | 92529L102 | COM | 1,460 | $18,000 | thousands by filing date | |
| ECO STIM ENERGY SOLUTIONS IN | 27888D101 | COM | 5,803 | $18,000 | thousands by filing date | |
| VITAE PHARMACEUTICALS INC | 92847N103 | COM | 1,000 | $18,000 | thousands by filing date | |
| TRONC INC | 896082104 | Common equity shares | 1,826 | $18,000 | thousands by filing date | |
| DBX ETF TR | 233051796 | XTRACK MSCI MEX | 867 | $18,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X495 | US DOMESTIC ECNM | 739 | $18,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W862 | DA 500 BU 3X ETF | 200 | $17,000 | thousands by filing date | put |
| CIENA CORP COM NEW | 171779309 | Stock | 800 | $17,000 | thousands by filing date | call |
| POLARIS INC COM | 731068102 | Stock | 200 | $17,000 | thousands by filing date | call |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 500 | $17,000 | thousands by filing date | call |
| LIGHTPATH TECHNOLOGIES INC | 532257805 | COM CL A | 5,894 | $17,000 | thousands by filing date | |
| PATRIOT NATL BANCORP INC | 70336F203 | COM NEW | 1,093 | $17,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y855 | LITHIUM BTRY ETF | 826 | $17,000 | thousands by filing date | |
| CHEMOCENTRYX INC | 16383L106 | COM | 2,118 | $17,000 | thousands by filing date | |
| TRANSCONTINENTAL RLTY INVS | 893617209 | COM NEW | 1,656 | $17,000 | thousands by filing date | |
| VALUE LINE INC | 920437100 | COMMON STOCK | 1,200 | $17,000 | thousands by filing date | |
| AMPCO PITTSBURGH CORP | 032037103 | COMMON STOCK | 1,649 | $17,000 | thousands by filing date | |
| MESABI TR | 590672101 | CTF BEN INT | 3,809 | $17,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L837 | INTL QLTDV IDX | 798 | $17,000 | thousands by filing date | |
| ATLANTIC AMERN CORP | 048209100 | COM | 3,499 | $17,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061508 | GLB MOMENT ETF | 769 | $17,000 | thousands by filing date | |
| OPTICAL CABLE CORP | 683827208 | COM NEW | 6,017 | $17,000 | thousands by filing date | |
| ISHARES TR | 46429B200 | CHINA SM-CAP ETF | 385 | $17,000 | thousands by filing date | |
| MOUNTAIN PROV DIAMONDS INC COM NEW ISIN #CA62426E4022 SEDOL #2607948 | 62426E402 | Equities | 5,868 | $17,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 8,300 | $17,000 | thousands by filing date | |
| TILE SHOP HLDGS INC | 88677Q109 | COMMON STOCK | 1,030 | $17,000 | thousands by filing date | |
| BRAVO BRIO RESTAURANT GROUP | 10567B109 | COMMON STOCK | 1,891 | $17,000 | thousands by filing date | |
| MODEL N INC | 607525102 | COM | 1,526 | $17,000 | thousands by filing date | |
| GLEN BURNIE BANCORP | 377407101 | COM | 1,407 | $17,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 8,700 | $17,000 | thousands by filing date | call |
| CIBER INC | 17163B102 | COM | 4,916 | $17,000 | thousands by filing date | |
| ROADRUNNER TRNSN SVCS HLDG I | 76973Q105 | COM | 1,779 | $17,000 | thousands by filing date | |
| AIXTRON SE | 009606104 | SPONSORED ADR | 3,889 | $17,000 | thousands by filing date | |
| WAUSAU PAPER CORP | 943315101 | COM | 1,687 | $17,000 | thousands by filing date | |
| GSE SYS INC | 36227k106 | COM | 7,249 | $17,000 | thousands by filing date | |
| ALIMERA SCIENCES INC | 016259103 | COM | 7,242 | $17,000 | thousands by filing date | |
| WISDOMTREE GLOBAL | 97717W653 | GLB EX US UTIL | 1,127 | $17,000 | thousands by filing date | |
| DEUTSCHE BK AG LONDON BRH | 25154P170 | INV JAP GOV BD | 946 | $17,000 | thousands by filing date | |
| ENVIROSTAR INC EVI | 29414M100 | COMMON | 4,013 | $17,000 | thousands by filing date | |
| TOFUTTI BRANDS INC | 88906B105 | COM | 4,007 | $17,000 | thousands by filing date | |
| UNICO AMERN CORP | 904607108 | COM | 1,740 | $17,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740P338 | FUND | 623 | $17,000 | thousands by filing date | |
| ARADIGM CORP | 038505400 | COM NO PAR NEW | 4,268 | $17,000 | thousands by filing date | |
| ENZYMOTEC LTD | M4059L101 | SHS | 1,756 | $17,000 | thousands by filing date | |
| PROTEON THERAPEUTICS INC | 74371L109 | COM | 1,117 | $17,000 | thousands by filing date | |
| RESONANT INC | 76118L102 | COM | 6,503 | $17,000 | thousands by filing date | |
| DEL TACO RESTAURANTS INC NEW | 245496104 | COM | 1,597 | $17,000 | thousands by filing date | |
| FLEX PHARMA INC | 33938A105 | COM | 1,371 | $17,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q710 | GLBL ST HI YLD | 725 | $17,000 | thousands by filing date | |
| SQNM 5 10/1/17 | 817337AB4 | Bond 30/360P2 U | 20,000 | $17,000 | thousands by filing date | principal |
| POWERSHARES ETF TR II | 73937B480 | FTSE INTL LOW | 680 | $17,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740P312 | IPTH ENRGY ETN | 1,085 | $17,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K562 | DAILY NATURAL GA | 2,746 | $17,000 | thousands by filing date | |
| UNITED ONLINE INC | 911268209 | COM NEW | 1,473 | $17,000 | thousands by filing date | |
| CVSL INC | 12665T206 | Cmn | 16,771 | $17,000 | thousands by filing date | |
| FX ENERGY INC | 302695309 | 9.25% PFD SER B | 670 | $17,000 | thousands by filing date | |
| ULTRA CLEAN HLDGS INC COM | 90385V107 | Stock | 3,166 | $16,000 | thousands by filing date | |
| FLEX LTD ORD | Y2573F102 | Stock | 1,400 | $16,000 | thousands by filing date | call |
| DBX ETF TR | 233051846 | XTRACK INTL REAL | 707 | $16,000 | thousands by filing date | |
| FORRESTER RESH INC | 346563109 | COM | 558 | $16,000 | thousands by filing date | |
| NWPX INFRASTRUCTURE INC | 667746101 | COM | 1,428 | $16,000 | thousands by filing date | |
| REGENXBIO INC | 75901B107 | COM | 938 | $16,000 | thousands by filing date | |
| WORLD ACCEP CORPORATION | 981419104 | COM | 452 | $16,000 | thousands by filing date | |
| INTERPUBLIC GROUP COS | 460690100 | COM | 700 | $16,000 | thousands by filing date | call |
| LIONS GATE ENTMNT CORP | 535919203 | COM NEW | 500 | $16,000 | thousands by filing date | put |
| EGAIN CORP | 28225C806 | COM NEW | 3,852 | $16,000 | thousands by filing date | |
| NATURES SUNSHINE PRODS INC | 639027101 | COMMON STOCK | 1,538 | $16,000 | thousands by filing date | |
| FIRST TRUST INDXX GLOBALNATURAL RESOURCES INCOMEETF | 33734X838 | ETF | 1,584 | $16,000 | thousands by filing date | |
| ISHARES INC | 464286210 | EURO HIGH YIELD | 361 | $16,000 | thousands by filing date | |
| JEWETT CAMERON TRADING LTD | 47733C207 | COM NEW | 1,608 | $16,000 | thousands by filing date | |
| NEW ENGLAND RLTY ASSOC LTD P | 644206104 | DEPOSITRY RCPT | 320 | $16,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y768 | STAR GLOB BUYW | 614 | $16,000 | thousands by filing date | |
| MANNKIND CORP | 56400P201 | COM | 10,800 | $16,000 | thousands by filing date | call |
| NATIONSTAR MORTGAGE HOLDINGS | 63861C109 | COMMON STOCK | 1,200 | $16,000 | thousands by filing date | call |
| ARENA PHARMECEUTICALS INC | 040047102 | COMMON STOCK | 8,300 | $16,000 | thousands by filing date | call |
| ATHENAHEALTH INC | 04685W103 | COMMON STOCK | 100 | $16,000 | thousands by filing date | put |
| BUFFALO WILD WINGS INC | 119848109 | COMMON STOCK | 100 | $16,000 | thousands by filing date | put |
| BUFFALO WILD WINGS INC | 119848109 | COMMON STOCK | 100 | $16,000 | thousands by filing date | call |
| BGC PARTNERS INC | 05541TAD3 | CORPORATE OBLIG | 15,000 | $16,000 | thousands by filing date | principal |
| MID-CON ENERGY PARTNERS LP | 59560V109 | COMMON STOCK | 13,182 | $16,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 800 | $16,000 | thousands by filing date | put |
| THE ADT CORPORATION | 00101J106 | COM | 500 | $16,000 | thousands by filing date | put |
| FIRST FINANCIAL NORTHWEST IN | 32022K102 | COM | 1,153 | $16,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06739H263 | FUND | 412 | $16,000 | thousands by filing date | |
| AVEO PHARMACEUTICALS INC | 053588109 | COM | 12,183 | $16,000 | thousands by filing date | |
| Galena Biopharma Inc | 363256108 | COM | 10,969 | $16,000 | thousands by filing date | |
| HALLMARK FINL SERVICES INC | 40624Q203 | COM | 1,386 | $16,000 | thousands by filing date | |
| ID SYSTEMS INC | 449489103 | COM | 3,418 | $16,000 | thousands by filing date | |
| FIRST CAPITAL BANCORP VA | 319438107 | COM | 2,850 | $16,000 | thousands by filing date | |
| WINTRUST FINANCIAL CORP | 97650W157 | *W EXP 12/19/201 | 610 | $16,000 | thousands by filing date | |
| SPANISH BROADCASTING SYS INC | 846425833 | CL A NEW | 5,036 | $16,000 | thousands by filing date | |
| WOLVERINE BANCORP INC | 977880103 | COM | 598 | $16,000 | thousands by filing date | |
| UNITED STS DIESEL HEATING OI | 911783108 | UNIT | 1,298 | $16,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06739F119 | ETN DJUBS NCKL37 | 1,419 | $16,000 | thousands by filing date | |
| DEUTSCHE BK AG LDN BRH | 25154H533 | PS AGRI LG ETN | 1,472 | $16,000 | thousands by filing date | |
| PROVIDENCE & WORCESTER RR CO | 743737108 | COM | 1,161 | $16,000 | thousands by filing date | |
| USMD HLDGS INC | 903313104 | COM | 2,108 | $16,000 | thousands by filing date | |
| PRANA BIOTECHNOLOGY LTD | 739727105 | SPONSORED ADR | 22,672 | $16,000 | thousands by filing date | |
| FQF TR | 351680707 | QUANT NEUT ANT | 769 | $16,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H453 | FUND | 558 | $16,000 | thousands by filing date | |
| CAPSTONE GREEN ENERGY CORP. | 14067D409 | Common Stock | 11,569 | $16,000 | thousands by filing date | |
| VIVINT SOLAR INC. | 92854Q106 | Common Stock | 1,631 | $16,000 | thousands by filing date | |
| BOJANGLES INC | 097488100 | COM | 979 | $16,000 | thousands by filing date | |
| COUNTERPATH CORP | 22228P302 | COM | 6,230 | $16,000 | thousands by filing date | |
| FIDELITY & GTY LIFE COM | 315785105 | Stock | 604 | $16,000 | thousands by filing date | |
| CREDIT SUISSE AG VELCITYSHRES 2X VIX SH-TRM ETN | 22539T423 | ETF | 2,600 | $16,000 | thousands by filing date | |
| NEXTERA ENERGY INC | 65339F861 | UNIT 09/01/2016 | 290 | $16,000 | thousands by filing date | |
| BIOTIE THERAPIES OYJ | 09074D103 | SPONSORED ADR | 1,085 | $16,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 400 | $15,000 | thousands by filing date | call |
| LENNAR CORP CL A | 526057104 | Stock | 300 | $15,000 | thousands by filing date | put |
| MONSTER BEVERAGE CORP NEW COM | 61174X109 | Stock | 100 | $15,000 | thousands by filing date | put |
| INDEPENDENT BK CORP MICH | 453838609 | COM NEW | 959 | $15,000 | thousands by filing date | |
| FOX FACTORY HLDG CORP | 35138V102 | COM | 900 | $15,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-16-014825 | this filing | 2016-02-16 | acceptance time not in the bulk data set |