13F-HR filed by UBS Group AG
UBS Group AG filed this 13F-HR for the quarter ended 2015-03-31, filed 2015-05-14, with 8,816 holding rows worth $144,826,421,000.
- Accession
- 0000950123-15-005912
- Filer
- CIK 1610520
- Filed
- 2015-05-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2015
A holdings report, 15,013 entries on the cover page, a total value of $144,826,421,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $144,826,537,000 with VALUE read as thousands by filing date, 13F file number 028-16612. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerUBS Financial Services Inc. 028-11496
- included managerUBS Swiss Financial Advisors AG 028-11603
- included managerUBS AG, New York Branch 028-07344
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| LMP REAL ESTATE INCOME FD IN | 50208C108 | COM | 45,940 | $598,000 | thousands by filing date | |
| GAS NAT INC | 367204104 | COM | 60,092 | $598,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C730 | COM | 6,233 | $597,000 | thousands by filing date | |
| WELLS FARGO & CO NEW | 949746119 | *W EXP 10/28/201 | 29,146 | $597,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 14,100 | $596,000 | thousands by filing date | call |
| CHINACACHE INTL HLDG LTD | 16950M107 | SPON ADR | 50,247 | $596,000 | thousands by filing date | |
| ISHARES MSCI AGRICULTUREPRODUCERS ETF | 464286350 | ETF | 22,910 | $595,000 | thousands by filing date | |
| ROYAL BANK SCOTLAND GRP PLC 6.6% PFD SER B | 780097739 | PFD | 23,799 | $595,000 | thousands by filing date | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 5,000 | $594,000 | thousands by filing date | call |
| AGIOS PHARMACEUTICALS INC | 00847X104 | COM | 6,299 | $594,000 | thousands by filing date | |
| SESA STERLITE LTD | 78413F103 | SPONSORED ADR | 47,886 | $594,000 | thousands by filing date | |
| BALCHEM CORP | 057665200 | COM | 10,668 | $591,000 | thousands by filing date | |
| TIME WARNER INC | 887317303 | COM NEW | 7,000 | $591,000 | thousands by filing date | call |
| POWERSHARES ETF TRUST DYN OIL | 73935X625 | COM | 36,479 | $590,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 16,600 | $589,000 | thousands by filing date | call |
| MDC PARTNERS INC | 552697104 | CL A SUB VTG | 20,760 | $589,000 | thousands by filing date | |
| Zagg, Inc. | 98884U108 | COM | 67,774 | $588,000 | thousands by filing date | |
| CROWN MEDIA HLDGS INC | 228411104 | CL A | 147,218 | $588,000 | thousands by filing date | |
| BRF SA | 10552T107 | SPONSORED ADR | 29,679 | $587,000 | thousands by filing date | |
| PRA Group Inc | 69354N106 | COM | 10,799 | $587,000 | thousands by filing date | |
| MCCORMICK & CO INC COM NON VTG | 579780206 | Stock | 7,600 | $586,000 | thousands by filing date | call |
| FIBRIA CELULOSE | 31573A109 | COMMON STOCK-FO | 41,485 | $586,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 13,500 | $585,000 | thousands by filing date | call |
| Empire State Realty Trust, Inc. | 292104106 | Class A Common Stock, $0.01 par value per share | 31,028 | $584,000 | thousands by filing date | |
| WOLVERINE WORLD WIDE INC | 978097103 | COM | 17,407 | $583,000 | thousands by filing date | |
| PHYSICIANS REALTY TRUST | 71943U104 | COM | 33,021 | $582,000 | thousands by filing date | |
| MIRATI THERAPEUTICS INC | 60468T105 | COM | 19,831 | $581,000 | thousands by filing date | |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 39,500 | $581,000 | thousands by filing date | call |
| RALLY SOFTWARE DEV CORP COM | 751198102 | COM | 36,916 | $580,000 | thousands by filing date | |
| BIOSCRIP INC | 09069N108 | COM | 130,727 | $579,000 | thousands by filing date | |
| MACOM TECH SOLUTIONS HLDGS INC COM | 55405Y100 | Stock | 15,487 | $577,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 49,560 | $576,000 | thousands by filing date | |
| INVESCO MUNI INCOME OPP TRST | 46132X101 | COM | 81,059 | $575,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUN BD FD | 26202F107 | COM | 70,992 | $574,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R106 | 1-3YR USTREIDX | 11,252 | $574,000 | thousands by filing date | |
| Fidelity MSCI Energy Index ETF | 316092402 | SHS | 25,777 | $572,000 | thousands by filing date | |
| ZILLOW GROUP INC CLASS A | 98954M101 | CL A | 5,700 | $572,000 | thousands by filing date | call |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 11,000 | $572,000 | thousands by filing date | call |
| DYNEGY INC NEW DEL | 26817R108 | COM | 18,117 | $570,000 | thousands by filing date | |
| SHERWIN WILLIAMS CO | 824348106 | COM | 2,000 | $569,000 | thousands by filing date | put |
| GRANITE CONSTR INC COM | 387328107 | Stock | 16,200 | $569,000 | thousands by filing date | |
| AUTODESK INC COM | 052769106 | Stock | 9,700 | $569,000 | thousands by filing date | put |
| METALLUS INC | 887399103 | COMMON STOCK | 21,500 | $569,000 | thousands by filing date | call |
| NEWLINK GENETICS CORP | 651511107 | COM | 10,408 | $569,000 | thousands by filing date | |
| ORBCOMM INC | 68555P100 | COM | 95,081 | $568,000 | thousands by filing date | |
| ABENGOA YIELD PLC | G00349103 | ORD SHS | 16,800 | $568,000 | thousands by filing date | put |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 44,178 | $566,000 | thousands by filing date | |
| FORESTAR GROUP, INC. | 346233109 | COMMON STOCK | 35,587 | $561,000 | thousands by filing date | |
| ROYAL BANK OF SCOTLAND GROUP PLC | 780097762 | PREFERRED STOCK | 22,809 | $561,000 | thousands by filing date | |
| BANCORPSOUTH INC | 059692103 | COM | 24,182 | $561,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q643 | SPROTT GL MINE | 33,450 | $561,000 | thousands by filing date | |
| SHUTTERSTOCK INC COM | 825690100 | Stock | 8,156 | $560,000 | thousands by filing date | |
| V2X INC | 92242T101 | COM | 21,918 | $559,000 | thousands by filing date | |
| KYTHERA BIOPHARMACEUTICALS I | 501570105 | COM | 11,148 | $559,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 4,900 | $557,000 | thousands by filing date | call |
| PATRIOT NATL INC | 70338T102 | COM | 43,684 | $555,000 | thousands by filing date | |
| FIDELITY COMWLTH TR | 315912808 | COM | 2,875 | $554,000 | thousands by filing date | |
| TRUSTCO BK CORP N Y | 898349105 | COM | 80,476 | $554,000 | thousands by filing date | |
| REVENUESHARES ADR | 761396605 | ADR FD | 15,354 | $554,000 | thousands by filing date | |
| SPS COMM INC COM | 78463M107 | Stock | 8,251 | $553,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524888 | INTL SCEQT ETF | 18,320 | $553,000 | thousands by filing date | |
| POWERSHARES GLOBAL | 73936T615 | GBL CLEAN ENER | 44,017 | $553,000 | thousands by filing date | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 1,433,468 | $552,000 | thousands by filing date | |
| COVENANT LOGISTICS GROUP INC | 22284P105 | CL A | 16,638 | $551,000 | thousands by filing date | |
| RADWARE LTD | M81873107 | COMMON STOCK | 26,352 | $551,000 | thousands by filing date | |
| COUSINS PROPERTIES INC | 222795106 | COM | 51,998 | $551,000 | thousands by filing date | |
| PTC INC COM | 69370C100 | Stock | 15,206 | $550,000 | thousands by filing date | |
| Apollo Global Management | 037612306 | COM | 25,400 | $549,000 | thousands by filing date | put |
| INVESCO TR INVT GRADE NEW YO | 46131T101 | COM | 39,718 | $548,000 | thousands by filing date | |
| ISHARES | 464289339 | TR 2015 S\&P.* AMTFR | 10,438 | $548,000 | thousands by filing date | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 45,728 | $547,000 | thousands by filing date | |
| CROCS INC COM | 227046109 | Stock | 46,171 | $546,000 | thousands by filing date | |
| YY INC. ADR | 98426T106 | SPONSORED ADS A | 10,000 | $546,000 | thousands by filing date | put |
| ARAMARK COM | 03852U106 | Stock | 17,212 | $544,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND II | 09253T101 | COM | 33,482 | $544,000 | thousands by filing date | |
| CARDIOVASCULAR SYSTEMS INC | 141619106 | COMMON STOCK | 13,919 | $544,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 242,304 | $543,000 | thousands by filing date | |
| KLX INC | 482539103 | COM | 14,094 | $543,000 | thousands by filing date | |
| INTERPARFUMS INC COM | 458334109 | Stock | 16,630 | $542,000 | thousands by filing date | |
| PINNACLE ENTMT INC | 723456109 | COM | 15,007 | $541,000 | thousands by filing date | |
| SUPERNUS PHARMACEUTICALS | 868459108 | COM | 44,624 | $540,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 114,262 | $539,000 | thousands by filing date | |
| COACH INC | 189754104 | COM | 13,000 | $539,000 | thousands by filing date | call |
| MASIMO CORP COM | 574795100 | Stock | 16,300 | $538,000 | thousands by filing date | |
| COMMUNITY FINANCIAL SYSTEM I | 203607106 | COM | 15,183 | $537,000 | thousands by filing date | |
| JAZZ PHARMACEUTICALS PLC SHS USD | G50871105 | Stock | 3,100 | $536,000 | thousands by filing date | call |
| ACADIA RLTY TR | 004239109 | COM SH BEN INT | 15,373 | $536,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 100,500 | $536,000 | thousands by filing date | put |
| ISHARES INC | 464286632 | MSCI ISRAEL ETF | 10,555 | $534,000 | thousands by filing date | |
| LIQUIDITY SVCS INC | 53635B107 | COM | 54,000 | $534,000 | thousands by filing date | put |
| POWERSHARES CHINESE YUAN DIM SUM BOND | 73937B753 | COM | 22,046 | $534,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M365 | GUG BUL 2020 HY | 20,956 | $534,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 81,944 | $533,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 12,600 | $533,000 | thousands by filing date | put |
| TAYLOR MORRISON HOME CORP COM | 87724P106 | Stock | 25,498 | $532,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 8,700 | $531,000 | thousands by filing date | call |
| AMER STATES WTR CO COM | 029899101 | Stock | 13,300 | $531,000 | thousands by filing date | call |
| HOMEINNS HOTEL GROUP | 43742E102 | SPONSORED ADR | 22,446 | $531,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 6,900 | $529,000 | thousands by filing date | put |
| ALEXANDER & BALDWIN INC NEW | 014491104 | COM | 12,245 | $529,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 75,150 | $529,000 | thousands by filing date | |
| EXTREME NETWORKS INC | 30226D106 | COM | 167,147 | $528,000 | thousands by filing date | |
| ABIOMED INC | 003654100 | COM | 7,379 | $528,000 | thousands by filing date | |
| EQUITY COMWLTH | 294628409 | CUM PFD E 7.25% | 20,249 | $528,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD | 72201H108 | COM | 46,238 | $527,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 58,892 | $527,000 | thousands by filing date | |
| SPDR SER TR | 78468R507 | SPDR BOFA ML | 18,338 | $526,000 | thousands by filing date | |
| SEABOARD CORP DEL | 811543107 | COM | 127 | $525,000 | thousands by filing date | |
| APPROACH RESOURCES INC | 03834A103 | COM | 79,700 | $525,000 | thousands by filing date | call |
| CELLULAR BIOMEDICINE GROUP I | 15117P102 | COM NEW | 16,700 | $525,000 | thousands by filing date | |
| ISHARES TR | 464288521 | CRE U S REIT ETF | 10,778 | $523,000 | thousands by filing date | |
| VIRGIN AMER INC | 92765X208 | COM VTG | 17,217 | $523,000 | thousands by filing date | |
| FASTENAL CO COM | 311900104 | Stock | 12,600 | $522,000 | thousands by filing date | call |
| AZZ INC COM | 002474104 | Stock | 11,174 | $521,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | 459902102 | COM | 29,900 | $521,000 | thousands by filing date | put |
| AGREE RLTY CORP COM | 008492100 | REIT | 15,796 | $520,000 | thousands by filing date | |
| JOHNSON CONTROLS INT F | 478366107 | COM | 10,300 | $520,000 | thousands by filing date | call |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 58,524 | $518,000 | thousands by filing date | |
| HUDSON VALLEY HOLDING CORP | 444172100 | COM | 20,270 | $518,000 | thousands by filing date | |
| ORITANI FINANCIAL CORP | 68633D103 | COM | 35,361 | $515,000 | thousands by filing date | |
| BEST BUY INC COM | 086516101 | Stock | 13,600 | $514,000 | thousands by filing date | call |
| GUGGENHEIM ETF | 78355W866 | cs | 7,797 | $514,000 | thousands by filing date | |
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 19,092 | $513,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q106 | REIT DIVIDE DOGS | 11,319 | $513,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUNS INC | 261932107 | COM | 61,173 | $513,000 | thousands by filing date | |
| PHI INC | 69336T106 | COM VTG | 17,041 | $511,000 | thousands by filing date | |
| GLOBUS MED INC CL A | 379577208 | Stock | 20,177 | $510,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q408 | FIRST TR ENH NEW | 8,491 | $510,000 | thousands by filing date | |
| BIOTELEMETRY INC | 090672106 | COM | 57,576 | $510,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC | 446150401 | PREFERRED STOCK | 378 | $510,000 | thousands by filing date | |
| ISHARES TR | 464288216 | EMGR MKT INF ETF | 15,503 | $509,000 | thousands by filing date | |
| VIASYSTEMS GROUP INC | 92553H803 | COM PAR$.01 | 29,111 | $509,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 23,325 | $506,000 | thousands by filing date | call |
| STAR GROUP LP | 85512C105 | UNIT LTD PARTNR | 68,356 | $506,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 18,665 | $505,000 | thousands by filing date | call |
| VIACOM INC | 92553P201 | CL B | 7,400 | $505,000 | thousands by filing date | put |
| QUICKLOGIC CORP | 74837P108 | COM | 261,858 | $505,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 14,200 | $504,000 | thousands by filing date | put |
| MEADWESTVACO CORP | 583334107 | COM | 10,100 | $504,000 | thousands by filing date | call |
| SOLARCITY CORP | 83416T100 | COM | 9,800 | $503,000 | thousands by filing date | call |
| TRUSTMARK CORP | 898402102 | COM | 20,676 | $502,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 54,025 | $502,000 | thousands by filing date | |
| KAMAN CORP-CLASS A | 483548103 | COM | 11,837 | $502,000 | thousands by filing date | |
| ISHARES TR | 46429B770 | ISHARES INT INFL LINKED BOND | 11,946 | $502,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q702 | GLOBL AGRI ETF | 17,475 | $502,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A581 | ST STR SP HCEQ | 5,249 | $501,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W847 | DAILY SMALL CAP | 5,576 | $501,000 | thousands by filing date | |
| EATON VANCE MUN BD FD II | 27827K109 | COM | 38,931 | $501,000 | thousands by filing date | |
| TRANSMONTAIGNE PARTNERS L P | 89376V100 | COM UNIT L P | 15,484 | $500,000 | thousands by filing date | |
| Anglogold Ashanti Plc | 035128206 | Common | 53,500 | $500,000 | thousands by filing date | put |
| DIGITALGLOBE INC | 25389M877 | COM | 14,674 | $500,000 | thousands by filing date | |
| CNINSURE INC | 18976M103 | SPONSORED ADR | 57,984 | $500,000 | thousands by filing date | |
| POPULAR INC | 733174700 | COM NEW | 14,514 | $499,000 | thousands by filing date | |
| MFS MUNICIPAL INCOME TRUST | 552738106 | SH BEN INT | 73,971 | $499,000 | thousands by filing date | |
| EATON VANCE NY MUNI INCOME T | 27826W104 | SH BEN INT | 36,146 | $499,000 | thousands by filing date | |
| VIRTUS TOTAL | 92829A103 | COM | 110,172 | $499,000 | thousands by filing date | |
| ETRACS CMCI TOTAL RETURN ETN | 902641778 | CMN | 32,742 | $499,000 | thousands by filing date | |
| RUBICON TECHNOLOGY INC | 78112T107 | COM | 126,481 | $498,000 | thousands by filing date | |
| CONNS INC | 208242107 | COM | 16,400 | $497,000 | thousands by filing date | put |
| GUGGENHEIM S&P HIGH INCOME INFRASTRUCTURE ETF | 18383Q721 | ETF | 20,000 | $497,000 | thousands by filing date | |
| TCW CONV SECS FD INC | 872340104 | COM | 91,708 | $496,000 | thousands by filing date | |
| SILVER WHEATON CORP | 828336107 | COM | 26,100 | $496,000 | thousands by filing date | call |
| TECH DATA CORP | 878237106 | COM | 8,553 | $494,000 | thousands by filing date | |
| SPECTRUM BRANDS HLDGS INC | 84763R101 | COM | 5,506 | $493,000 | thousands by filing date | |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 15,104 | $492,000 | thousands by filing date | |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 5,386 | $491,000 | thousands by filing date | |
| EPLUS INC | 294268107 | COM | 5,643 | $491,000 | thousands by filing date | |
| KRATON CORPORATION | 50077C106 | COM | 24,314 | $491,000 | thousands by filing date | |
| G III APPAREL GROUP LTD | 36237H101 | COM | 4,355 | $491,000 | thousands by filing date | |
| MARKET VECTORS ETF TR RARE EARTH STRATEGIC METALS ETF | 57061R536 | ETF | 19,615 | $491,000 | thousands by filing date | |
| CYBERARK SOFTWARE LTD SHS | M2682V108 | Stock | 8,810 | $490,000 | thousands by filing date | |
| AGRIUM INC | 008916108 | COM | 4,700 | $490,000 | thousands by filing date | put |
| ATRICURE INC | 04963C209 | COM | 23,902 | $489,000 | thousands by filing date | |
| MARKET VECTORS PRE-REFUND MUNI ETF(PRB) | 57060U738 | ETF | 19,936 | $489,000 | thousands by filing date | |
| CLUBCORP HLDGS INC | 18948M108 | COM | 25,249 | $488,000 | thousands by filing date | |
| WATTS WATER TECHNOLOGIES INC CL A | 942749102 | Stock | 8,844 | $487,000 | thousands by filing date | |
| NACCO INDUSTRIES INC CLASS A | 629579103 | COM | 9,196 | $487,000 | thousands by filing date | |
| Heritage Commerce Corp | 426927109 | Common Stock | 53,098 | $485,000 | thousands by filing date | |
| CHINA TELECOM CORP LTD | 169426103 | SPON ADR H SHS | 7,513 | $483,000 | thousands by filing date | |
| ALBERTSONS CO SHS CL A CLASS CLASS A | 039380100 | COM | 482,400 | $482,000 | thousands by filing date | call |
| F N B CORP | 302520101 | COM | 36,662 | $481,000 | thousands by filing date | |
| HUDSON PAC PPTYS INC | 444097109 | COM | 14,500 | $481,000 | thousands by filing date | |
| RENAISSANCERE HLDGS LTD COM | G7496G103 | Stock | 4,816 | $479,000 | thousands by filing date | |
| JUST ENERGY GROUP INC | 48213W101 | COM | 102,006 | $479,000 | thousands by filing date | |
| BANK OF KENTUCKY FINL CORP | 062896105 | COM | 9,757 | $479,000 | thousands by filing date | |
| MATTRESS FIRM HLDG CORP | 57722W106 | COM | 6,833 | $476,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 7,400 | $474,000 | thousands by filing date | put |
| COHEN & STEERS INC COM | 19247A100 | Stock | 11,566 | $474,000 | thousands by filing date | |
| MONOLITHIC PWR SYS INC COM | 609839105 | Stock | 8,997 | $474,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 5,200 | $473,000 | thousands by filing date | put |
| ISHARES TR | 464288786 | U.S. INSRNCE ETF | 9,553 | $473,000 | thousands by filing date | |
| SHINHAN FINANCIAL GROUP CO LTD SPN ADR RESTRD | 824596100 | ADR | 12,656 | $472,000 | thousands by filing date | |
| LACLEDE GROUP INC/THE | 505597104 | COM | 9,200 | $471,000 | thousands by filing date | call |
| TSAKOS ENERGY NAVIGATION LTD | G9108L108 | SHS | 57,500 | $470,000 | thousands by filing date | call |
| UNITED TECHNOLOGIES CORP | 913017117 | UNIT 99/99/9999 | 7,630 | $470,000 | thousands by filing date | |
| iShares MSCI Russia | 46434G806 | ISHARES MSCI RUSSIA ETF | 36,048 | $469,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 9,600 | $468,000 | thousands by filing date | put |
| FELCOR LODGING TR INC | 31430F200 | PFD CV A $1.95 | 17,903 | $468,000 | thousands by filing date | |
| NEUROCRINE BIOSCIENCES INC | 64125C109 | COM | 11,713 | $466,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 9,800 | $465,000 | thousands by filing date | call |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 6,700 | $465,000 | thousands by filing date | call |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 55,000 | $465,000 | thousands by filing date | call |
| PACIFIC CONTINENTAL CORP | 69412V108 | COMMON STOCK | 35,163 | $465,000 | thousands by filing date | |
| PIMCO 15 YEAR US TIPS INDEX F | 72201R304 | 15+ YR US TIPS | 6,792 | $464,000 | thousands by filing date | |
| MADISON SQUARE GARDEN CO | 55826P100 | CL A | 5,482 | $464,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 13,400 | $463,000 | thousands by filing date | call |
| SPDR SERIES TRUST | 78464A771 | ST STR SP CAPMKT | 9,211 | $463,000 | thousands by filing date | |
| ALON USA PARTNERS LP UNIT LTD PARTNERSHIP INT | 02052T109 | COM | 25,211 | $461,000 | thousands by filing date | |
| GUGGENHEIM ENHANCED EQUITY S | 40167K100 | COM | 26,206 | $461,000 | thousands by filing date | |
| TELEDYNE TECHNOLOGIES INC COM | 879360105 | Stock | 4,312 | $460,000 | thousands by filing date | |
| ETHAN ALLEN INTERIORS INC | 297602104 | COM | 16,584 | $458,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM DB | 73936B705 | COM | 30,224 | $458,000 | thousands by filing date | |
| CHESAPEAKE LODGING TR | 165240102 | SH BEN INT | 13,508 | $457,000 | thousands by filing date | |
| STATE STREET SPDR ETF S&P RETAIL | 78464A714 | ETF | 4,500 | $455,000 | thousands by filing date | put |
| CURRENCYSHS JAPANESE YEN TR | 23130A102 | JAPANESE YEN | 5,613 | $455,000 | thousands by filing date | |
| WEYCO GROUP INC COM | 962149100 | Stock | 15,161 | $453,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNICIP | 27826F101 | SH BEN INT | 33,782 | $453,000 | thousands by filing date | |
| CENTURY ALUM CO | 156431108 | COM | 32,875 | $453,000 | thousands by filing date | |
| COMPANIA CERVECERIAS UNIDAS | 204429104 | SPONSORED ADR | 21,856 | $453,000 | thousands by filing date | |
| POWERSHARES TR II S&P SMALLCAP | 73937b704 | INDX FD | 16,276 | $453,000 | thousands by filing date | |
| ATMEL CORP | 049513104 | COM | 55,004 | $453,000 | thousands by filing date | |
| SPARTON CORP | 847235108 | COM | 18,500 | $453,000 | thousands by filing date | |
| POOL CORP COM | 73278L105 | Stock | 6,483 | $452,000 | thousands by filing date | |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 5,000 | $452,000 | thousands by filing date | put |
| PAPA JOHNS INTL INC | 698813102 | COM | 7,292 | $451,000 | thousands by filing date | |
| ABRDN NATL MUN INCOME FD SH BEN INT | 24610T108 | CEF | 34,297 | $450,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 5,700 | $449,000 | thousands by filing date | put |
| MAGNUM HUNTER RES CORP COM | 55973B102 | COM | 168,224 | $449,000 | thousands by filing date | |
| UNITS-GRANITE REIT-STAPL | 387437114 | UNIT 99/99/9999 | 12,785 | $447,000 | thousands by filing date | |
| TRAVELPORT WORLDWIDE LTD | G9019D104 | SHS | 26,794 | $447,000 | thousands by filing date | |
| MCGRATH RENTCORP | 580589109 | COM | 13,557 | $446,000 | thousands by filing date | |
| MINERALS TECHNOLOGIES INC COM | 603158106 | Stock | 6,088 | $445,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 5,600 | $444,000 | thousands by filing date | call |
| SPDR INDEX SHS FDS | 78463X459 | ST STR SP GLBDIV | 6,733 | $444,000 | thousands by filing date | |
| SILICON LABORATORIES INC COM | 826919102 | Stock | 8,715 | $442,000 | thousands by filing date | |
| GRUPO TELEVISA S A B | 40049J206 | SPON ADR REP ORD | 13,400 | $442,000 | thousands by filing date | call |
| NIC INC | 62914B100 | COM | 25,040 | $442,000 | thousands by filing date | |
| NATIONAL WESTERN | 638522102 | COMMON STOCK | 1,738 | $442,000 | thousands by filing date | |
| O-I GLASS, INC. | 690768403 | COM | 18,956 | $442,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 30,800 | $442,000 | thousands by filing date | put |
| SPDR Portfolio S&P 600 Small Cap ETF | 78468R853 | SHS | 5,953 | $441,000 | thousands by filing date | |
| ARGAN INC | 04010E109 | COM | 12,182 | $441,000 | thousands by filing date | |
| PANHANDLE OIL AND GAS INC | 698477106 | CL A | 22,289 | $441,000 | thousands by filing date | |
| CITIZENS FINL GROUP INC COM | 174610105 | Stock | 18,230 | $440,000 | thousands by filing date | |
| FIRST CTZNS BANCSHARES INC DEL CL A | 31946M103 | Stock | 1,694 | $440,000 | thousands by filing date | |
| PIONEER FLOATING RATE FUND I | 72369J102 | COM | 37,879 | $440,000 | thousands by filing date | |
| BRIGHTCOVE INC | 10921T101 | COM | 59,948 | $439,000 | thousands by filing date | |
| ARRAY BIOPHARMA INC COM | 04269X105 | Stock | 59,624 | $439,000 | thousands by filing date | |
| INFORMATICA CORP | 45666Q102 | COM | 10,000 | $439,000 | thousands by filing date | put |
| PERNIX THERAPEUTICS HOLDINGS | 71426V108 | COM | 41,096 | $439,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W536 | GUG MSCI EMKT EQ | 13,618 | $439,000 | thousands by filing date | |
| ISHARES ESG AWARE MSCI EM ETF | 464288463 | ETF | 13,834 | $436,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X632 | INTL UTILT ETF | 25,663 | $436,000 | thousands by filing date | |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 12,335 | $435,000 | thousands by filing date | |
| FRANKLIN UNIVERSAL TRUST | 355145103 | SH BEN INT | 60,219 | $435,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635109 | COM | 13,000 | $434,000 | thousands by filing date | put |
| CRH PLC ADS | 12626K203 | ADR | 16,478 | $432,000 | thousands by filing date | |
| WEINGARTEN RLTY INVS | 948741103 | SH BEN INT | 12,000 | $432,000 | thousands by filing date | call |
| MAGNUM HUNTER RES CORP COM | 55973B102 | COM | 161,800 | $432,000 | thousands by filing date | call |
| NATIONAL INSTRS CORP | 636518102 | COM | 13,443 | $430,000 | thousands by filing date | |
| ISHARES TR | 464288174 | GL TIMB FORE ETF | 7,878 | $430,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 8,800 | $429,000 | thousands by filing date | call |
| CATALENT INC USD 0.01 | 148806102 | COM | 13,762 | $429,000 | thousands by filing date | |
| SANCHEZ ENERGY CORP | 79970Y105 | COMMON STOCK | 33,000 | $429,000 | thousands by filing date | call |
| CORELOGIC INC | 21871D103 | COM | 12,165 | $429,000 | thousands by filing date | |
| CHEFS WHSE INC | 163086101 | COM | 19,103 | $428,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y694 | CMN | 3,500 | $428,000 | thousands by filing date | call |
| KBHOME | 48666K109 | COM | 27,301 | $427,000 | thousands by filing date | |
| GAZIT GLOBE LTD | M4793C102 | SHS | 34,319 | $427,000 | thousands by filing date | |
| NUVEEN MINN QUALITY MUN INM | 670734102 | SHS | 27,675 | $426,000 | thousands by filing date | |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 28,268 | $426,000 | thousands by filing date | |
| NUVEEN NC PREM INCOME MUN | 67060P100 | COM | 32,318 | $426,000 | thousands by filing date | |
| NUVEEN INVT QUALITY MUN FD I | 67062E103 | COM | 27,211 | $426,000 | thousands by filing date | |
| ROGERS CORP COM | 775133101 | Stock | 5,183 | $425,000 | thousands by filing date | |
| VERINT SYS INC | 92343X100 | COM | 6,861 | $425,000 | thousands by filing date | |
| SPECTRANETICS CORP | 84760C107 | COM | 12,220 | $425,000 | thousands by filing date | |
| ENDURANCE INTL GROUP HLDGS I | 29272B105 | COM | 22,262 | $425,000 | thousands by filing date | |
| CACI INTL INC CL A | 127190304 | Stock | 4,718 | $424,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R874 | SHTRM MUN BD ACT | 8,433 | $424,000 | thousands by filing date | |
| ISHARES TR MSCI CHINA ETF | 46429B671 | MSCI CHINA ETF | 7,764 | $423,000 | thousands by filing date | |
| BLACKROCK NEW YORK MUNI 2018 | 09248K108 | COM | 28,131 | $423,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X707 | LATIN AMER ETF | 8,970 | $423,000 | thousands by filing date | |
| PROSHARES TR | 74347X310 | CMN | 10,378 | $421,000 | thousands by filing date | |
| BAR HBR BANKSHARES | 066849100 | COM | 12,888 | $420,000 | thousands by filing date | |
| ZENDESK INC | 98936J101 | COM | 18,500 | $420,000 | thousands by filing date | call |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 51,830 | $419,000 | thousands by filing date | |
| CST BRANDS INC | 12646R105 | COM | 9,533 | $418,000 | thousands by filing date | |
| PINNACLE FINANCIAL PARTNERS IN | 72346Q104 | COM | 9,385 | $417,000 | thousands by filing date | |
| VALEANT PHARMACEUTICALS INTL | 91911K102 | COM | 2,100 | $417,000 | thousands by filing date | call |
| MAZOR ROBOTICS LTD | 57886P103 | SPONSORED ADS | 37,075 | $417,000 | thousands by filing date | |
| ALEXANDERS INC COM | 014752109 | REIT | 911 | $416,000 | thousands by filing date | |
| STUDENT TRANSPORTATION INC | 86388A108 | COMMON | 76,927 | $415,000 | thousands by filing date | |
| BNC Bancorp | 05566T101 | Com | 22,882 | $414,000 | thousands by filing date | |
| PROSHRE U/S DJ-UBS CRUDE OIL | 74347W668 | CMN | 4,751 | $414,000 | thousands by filing date | |
| CROWN CASTLE INC COM | 22822V101 | REIT | 5,000 | $413,000 | thousands by filing date | call |
| BLACKROCK MUNIYIELD INVESTMENT | 09254T100 | COM | 29,578 | $413,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD PA QUALI | 09255G107 | COM | 28,199 | $410,000 | thousands by filing date | |
| ROYCE GLOBAL TRUST INC | 78081T104 | COM | 50,879 | $410,000 | thousands by filing date | |
| ALBERTSONS CO SHS CL A CLASS CLASS A | 039380100 | COM | 409,834 | $410,000 | thousands by filing date | |
| EXONE CO | 302104104 | COM | 30,000 | $410,000 | thousands by filing date | put |
| TIM PARTICIPACOES S A | 88706P205 | SPONSORED ADR | 24,700 | $410,000 | thousands by filing date | call |
| CPFL ENERGIA SA SPONS ADR | 126153105 | SPONS ADR | 32,186 | $410,000 | thousands by filing date | |
| NUVEEN DIV ADVANTAGE MUN FD | 67070F100 | COM | 28,871 | $410,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN BLDG | 73935X666 | COM | 17,310 | $409,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A334 | BLOMBERG BRC INT | 13,460 | $408,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33718M105 | COM SHS ANNUAL | 12,036 | $408,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736M103 | ALERIAN US NXTGN | 8,760 | $408,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 5,300 | $407,000 | thousands by filing date | put |
| LMP CAPITAL AND INCOME FUND | 50208A102 | COM | 24,283 | $407,000 | thousands by filing date | |
| NUVEEN REAL ASSET INCOME AND G | 67074Y105 | COM | 20,861 | $407,000 | thousands by filing date | |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 17,541 | $407,000 | thousands by filing date | |
| GLOBE SPECIALTY METALS INC | 37954N206 | COM | 21,509 | $407,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 2,000 | $406,000 | thousands by filing date | put |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 900 | $406,000 | thousands by filing date | call |
| NUVEEN PREMIER MUN INCOME FD | 670988104 | COM | 29,212 | $406,000 | thousands by filing date | |
| CLOUGH GLOBAL EQUITY FD | 18914C100 | COM | 26,971 | $405,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 25,817 | $405,000 | thousands by filing date | |
| MONSANTO CO NEW | 61166W101 | COM | 3,600 | $405,000 | thousands by filing date | put |
| PS BUSINESS PKS INC CALIF | 69360J107 | COM | 4,867 | $404,000 | thousands by filing date | |
| NRG YIELD INC | 62942X108 | CL C | 7,958 | $404,000 | thousands by filing date | |
| STIFEL FINL CORP | 860630102 | COM | 7,220 | $403,000 | thousands by filing date | |
| BANCO MACRO S A | 05961W105 | SPON ADR B | 7,056 | $403,000 | thousands by filing date | |
| INVESTMENT TECHNOLOGY GROUP | 46145F105 | COMMON STOCK | 13,294 | $403,000 | thousands by filing date | |
| ENERGY XXI (BERMUDA) LTD | G10082140 | USD UNRS SHS | 110,800 | $403,000 | thousands by filing date | put |
| NXSTAGE MEDICAL INC | 67072V103 | COMMON STOCK | 23,245 | $402,000 | thousands by filing date | |
| iShares Treasury Floating Rate Bond ETF | 46434V860 | SHS | 7,971 | $401,000 | thousands by filing date | |
| MID-CON ENERGY PARTNERS LP | 59560V109 | COMMON STOCK | 71,994 | $401,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 10,200 | $400,000 | thousands by filing date | call |
| VERITIV CORP | 923454102 | COM | 9,061 | $400,000 | thousands by filing date | |
| LUMENIS LTD | M6778Q121 | SHS CL B | 33,423 | $400,000 | thousands by filing date | |
| BLACKROCK MUNI N Y INTER DUR | 09255F109 | COM | 28,509 | $399,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 8,400 | $398,000 | thousands by filing date | put |
| MARKET VECTORS - COAL ETF | 57060U837 | COM | 29,950 | $398,000 | thousands by filing date | |
| UNITED FINL BANCORP INC NEW | 910304104 | COM | 31,828 | $396,000 | thousands by filing date | |
| INCYTE CORP COM | 45337C102 | Stock | 4,300 | $394,000 | thousands by filing date | call |
| FLAHERTY & CRUMRINE TOTAL RE | 338479108 | COM | 19,429 | $394,000 | thousands by filing date | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 6,300 | $393,000 | thousands by filing date | call |
| SAUL CTRS INC COM | 804395101 | REIT | 6,857 | $392,000 | thousands by filing date | |
| AURICO GOLD INC | 05155C105 | COMMON STOCK-FO | 141,761 | $392,000 | thousands by filing date | |
| F5 INC COM | 315616102 | Stock | 3,400 | $391,000 | thousands by filing date | call |
| OWENS CORNING NEW | 690742101 | COM | 9,000 | $391,000 | thousands by filing date | call |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 27,993 | $391,000 | thousands by filing date | |
| PIMCO Investment Grade Co | 72201R817 | INV GRD CRP BD | 3,744 | $390,000 | thousands by filing date | |
| GLOBAL X | 37950E275 | GBLX URANIUM NEW | 37,983 | $390,000 | thousands by filing date | |
| CHEGG INC | 163092109 | COM | 48,500 | $386,000 | thousands by filing date | call |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 10,091 | $385,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 4,700 | $385,000 | thousands by filing date | call |
| NEUBERGER BERMAN HIGH YIELD ST | 64128C106 | COM | 31,229 | $385,000 | thousands by filing date | |
| APOLLO SENIOR FLOATING RATE FU | 037636107 | COM | 21,537 | $385,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 10,200 | $385,000 | thousands by filing date | call |
| ALLIANCE CALIFORNIA MUNICIPAL | 018546101 | COM | 27,679 | $385,000 | thousands by filing date | |
| BOB EVANS FARMS | 096761101 | COM | 8,301 | $385,000 | thousands by filing date | |
| DEUTSCHE STRATEGIC INCOME TR | 25160F109 | SHS | 32,930 | $384,000 | thousands by filing date | |
| RLI CORP COM | 749607107 | Stock | 7,318 | $383,000 | thousands by filing date | |
| SWIFT ENERGY CO | 870738101 | COM | 176,905 | $382,000 | thousands by filing date | |
| INFORMATICA CORP | 45666Q102 | COM | 8,700 | $382,000 | thousands by filing date | call |
| SPDR INDEX SHS FDS | 78463X830 | RUSS NOMURA PR | 7,913 | $382,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 8,600 | $381,000 | thousands by filing date | put |
| FIRST TR EXCH TRD ALPHDX FD | 33737J109 | ASIA EX JAPAN | 12,199 | $381,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 43,700 | $380,000 | thousands by filing date | put |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 2,800 | $380,000 | thousands by filing date | call |
| METHODE ELECTRONICS INC | 591520200 | COMMON STOCK | 8,061 | $380,000 | thousands by filing date | |
| POWERSHARES DB | 73935Y102 | COM UT BEN INT | 15,298 | $380,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 6,700 | $379,000 | thousands by filing date | call |
| EMERALD OIL INC | 29101U209 | COM NEW | 510,612 | $378,000 | thousands by filing date | |
| ISHARES MSCI | 464286335 | MSCI GLB GOLD | 51,115 | $378,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 4,000 | $377,000 | thousands by filing date | call |
| HORACE MANN EDUCATORS CORP NEW COM | 440327104 | Stock | 11,006 | $377,000 | thousands by filing date | |
| CNA FINL CORP | 126117100 | COM | 9,098 | $377,000 | thousands by filing date | |
| PATTERN ENERGY GROUP INC | 70338P100 | CL A | 13,300 | $377,000 | thousands by filing date | put |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 11,082 | $376,000 | thousands by filing date | |
| ROYAL BK SCOTLAND GROUP PL | 780097796 | SP ADR PREF M | 15,054 | $376,000 | thousands by filing date | |
| INTERCONTINENTAL HOTELS GROU | 45857P509 | SPON ADR NEW2014 | 9,596 | $376,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 34,400 | $375,000 | thousands by filing date | call |
| SCIENCE APPLICATIONS INTL CORP COM | 808625107 | Stock | 7,306 | $375,000 | thousands by filing date | |
| NTELOS HLDGS CORP | 67020Q305 | COM NEW | 78,140 | $375,000 | thousands by filing date | |
| BILL BARRETT CORP | 06846N104 | COMMON STOCK | 45,000 | $374,000 | thousands by filing date | put |
| ENERGY TRANSFER PRTNRS L P | 29273R109 | UNIT LTD PARTN | 6,700 | $374,000 | thousands by filing date | call |
| CENTRAL EUROPEAN MEDIA ENTERPRISES LTD-CL A | G20045202 | COM | 140,678 | $374,000 | thousands by filing date | |
| STANDEX INTL CORP | 854231107 | COM | 4,553 | $373,000 | thousands by filing date | |
| BONANZA CREEK ENERGY INC | 097793103 | COMMON STOCK | 15,110 | $373,000 | thousands by filing date | |
| NQ MOBILE INC | 64118U108 | ADR REPR CL A | 100,000 | $373,000 | thousands by filing date | put |
| ABAXIS INC | 002567105 | COM | 5,809 | $373,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D480 | X LINK GOLD SHS | 31,714 | $373,000 | thousands by filing date | |
| NATUS MEDICAL INC | 639050103 | COM | 9,407 | $372,000 | thousands by filing date | |
| MFC INDUSTRIAL LTD | 55278T105 | COMMON | 91,581 | $372,000 | thousands by filing date | |
| ISHARES MSCI DENMARK ETF | 46429B523 | ETF | 7,061 | $371,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 11,000 | $370,000 | thousands by filing date | call |
| CME Group Inc. Class A | 12572Q105 | COM | 3,900 | $369,000 | thousands by filing date | call |
| FIRST TR STRATEGIC HIGH INC | 337353304 | COM SHS NEW | 25,963 | $369,000 | thousands by filing date | |
| GENERAL CABLE CORP DEL NEW | 369300108 | COM | 21,390 | $369,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M100 | GUGG BRIC ETF | 12,858 | $369,000 | thousands by filing date | |
| CARNIVAL PLC ADS | 14365C103 | ADR | 7,492 | $367,000 | thousands by filing date | |
| DYCOM INDS INC COM | 267475101 | Stock | 7,481 | $365,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 3,700 | $365,000 | thousands by filing date | put |
| LESAKA TECHNOLOGIES INC | 64107N206 | CMN | 26,649 | $365,000 | thousands by filing date | |
| PHILIPPINE LONG DISTANCE TEL | 718252604 | SPONSORED ADR | 5,817 | $364,000 | thousands by filing date | |
| BORGWARNER INC COM | 099724106 | Stock | 6,000 | $363,000 | thousands by filing date | put |
| BORGWARNER INC COM | 099724106 | Stock | 6,000 | $363,000 | thousands by filing date | call |
| NEENAH PAPER INC | 640079109 | COM | 5,792 | $363,000 | thousands by filing date | |
| ISHARES INC | 464286251 | JP MRG EM CRP BD | 7,269 | $362,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 33,131 | $362,000 | thousands by filing date | |
| LACLEDE GROUP INC/THE | 505597104 | COM | 7,048 | $361,000 | thousands by filing date | |
| ENTEGRIS INC COM | 29362U104 | Stock | 26,348 | $360,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 75,700 | $359,000 | thousands by filing date | call |
| GRUPO FINANCIERO SANTANDER | 40053C105 | COMMON STOCK-FO | 32,830 | $358,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 44,800 | $358,000 | thousands by filing date | put |
| REVLON INC | 761525609 | OPT | 8,709 | $358,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 26,900 | $357,000 | thousands by filing date | call |
| YRC WORLDWIDE INC | 984249607 | COM | 19,846 | $357,000 | thousands by filing date | |
| AG MTG INVT TR INC | 001228105 | COM | 18,922 | $356,000 | thousands by filing date | |
| ISHARES TR | 464289883 | CORE 30 70 ETF | 10,718 | $354,000 | thousands by filing date | |
| ADVISORSHARES | 00768Y883 | EXCHANGE TRADED | 31,960 | $354,000 | thousands by filing date | |
| BANK OF AMERICA CORPORATION | 060505146 | *W EXP 01/16/201 | 60,377 | $354,000 | thousands by filing date | |
| NEW RELIC INC | 64829B100 | COMMON STOCK | 10,172 | $353,000 | thousands by filing date | |
| NEW IRELAND FD INCORPORATED | 645673104 | Closed End Funds - Taxable | 26,987 | $352,000 | thousands by filing date | |
| FINISAR CORP | 31787A507 | COM NEW | 16,482 | $352,000 | thousands by filing date | |
| MORGANS HOTEL GROUP CO | 61748W108 | COM | 45,483 | $352,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q734 | US EQTHIVOLPT WR | 14,973 | $352,000 | thousands by filing date | |
| BLACKROCK MUN INCOME INVT TR | 09248H105 | SHS BEN INT | 24,663 | $350,000 | thousands by filing date | |
| POWER SOLUTIONS INTERNATIONA | 73933G202 | COMMON STOCK | 5,439 | $350,000 | thousands by filing date | |
| PACIFIC DRILLING SA LUXEMBOU | L7257P106 | REG SHS | 89,933 | $350,000 | thousands by filing date | |
| MOMENTA PHARMACEUTICALS INC | 60877T100 | COM | 22,992 | $350,000 | thousands by filing date | |
| MAUI LAND PINEAPPLE CO | 577345101 | COMMON STOCK | 58,984 | $349,000 | thousands by filing date | |
| STERLING BANCORP DEL | 85917A100 | COM | 26,046 | $349,000 | thousands by filing date | |
| AMERICAN SCIENCE + ENGINEERI | 029429107 | COM | 7,146 | $349,000 | thousands by filing date | |
| SPRAGUE RES LP | 849343108 | COM UNIT REP LTD | 13,520 | $349,000 | thousands by filing date | |
| PIMCO GLOBAL STOCKPLUS INCOM | 722011103 | COM | 15,648 | $348,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 2,500 | $347,000 | thousands by filing date | call |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 28,000 | $347,000 | thousands by filing date | put |
| Market Vectors Small Cap India | 57061r551 | COM | 7,350 | $347,000 | thousands by filing date | |
| TCF FINL CORP | 872275102 | COM | 22,029 | $346,000 | thousands by filing date | |
| ROYAL BK SCOTLAND GROUP PL | 780097770 | ADR PREF SER N | 13,793 | $345,000 | thousands by filing date | |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 35,400 | $343,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 2,100 | $343,000 | thousands by filing date | call |
| POWERSHARES GOLDEN DRAGON (PGJ) | 73935X401 | ETF | 11,529 | $343,000 | thousands by filing date | |
| TXNM ENERGY INC COM | 69349H107 | Stock | 11,703 | $342,000 | thousands by filing date | |
| PROSHARES TR | 74347R206 | PSHS ULTRA QQQ | 2,400 | $342,000 | thousands by filing date | call |
| HOLLYFRONTIER CORP | 436106108 | COM | 8,500 | $342,000 | thousands by filing date | put |
| VILLAGE SUPER MKT INC CL A NEW | 927107409 | Stock | 10,845 | $341,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E259 | GB MSCI AR ETF | 16,213 | $340,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 2,500 | $339,000 | thousands by filing date | put |
| BURLINGTON STORES INC COM | 122017106 | Stock | 5,712 | $339,000 | thousands by filing date | |
| GRIFFON CORP | 398433102 | COM | 19,450 | $339,000 | thousands by filing date | |
| ISHARES TR | 46429B515 | CMN | 10,038 | $339,000 | thousands by filing date | |
| ROYAL BK SCOTLAND PLC | 78009L407 | GOLD TRENDP ETN | 14,206 | $339,000 | thousands by filing date | |
| VANGUARD RUSSELL 2000 GROWTH ETF | 92206C623 | ETF | 3,065 | $338,000 | thousands by filing date | |
| PARKWAY PPTYS INC | 70159Q104 | COM | 19,495 | $338,000 | thousands by filing date | |
| NAVIOS MARITIME HOLDINGS INC | Y62196103 | COM | 80,850 | $338,000 | thousands by filing date | |
| FRONTLINE LTD | G3682E127 | COM | 150,700 | $338,000 | thousands by filing date | call |
| SPDR S&P | 78463X723 | CONSM SPLS ETF | 8,405 | $338,000 | thousands by filing date | |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 24,300 | $337,000 | thousands by filing date | put |
| NETAPP INC COM | 64110D104 | Stock | 9,500 | $337,000 | thousands by filing date | put |
| WESTERN ALLIANCE BANCORP COM | 957638109 | Stock | 11,370 | $337,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 40,090 | $337,000 | thousands by filing date | call |
| VANGUARD RUSSELL 2000 VALUE ETF | 92206C649 | ETF | 3,739 | $336,000 | thousands by filing date | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 104,900 | $336,000 | thousands by filing date | call |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 68,170 | $336,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 19,900 | $336,000 | thousands by filing date | call |
| HEXCEL CORP NEW | 428291108 | COM | 6,533 | $336,000 | thousands by filing date | |
| NUVEEN TEXAS QUAL MUN IN | 670983105 | COM | 23,477 | $336,000 | thousands by filing date | |
| DATAWATCH CORP | 237917208 | COM NEW | 49,442 | $336,000 | thousands by filing date | |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 12,000 | $335,000 | thousands by filing date | call |
| JINKOSOLAR HOLDING COMPANY,LIM | 47759T100 | SPONSORED ADR | 13,064 | $335,000 | thousands by filing date | |
| SYNERGY PHARMACEUTICALS DEL | 871639308 | COM NEW | 72,600 | $335,000 | thousands by filing date | |
| DEL FRISCOS RESTAURANT GROUP | 245077102 | COM | 16,625 | $335,000 | thousands by filing date | |
| CLEARWATER PAPER CORP | 18538R103 | COM | 5,113 | $334,000 | thousands by filing date | |
| PIONEER DIVERSIFIED HIGH INCOM | 723653101 | COM | 19,125 | $334,000 | thousands by filing date | |
| ROYAL BK SCOTLND GRP PLC | 780097879 | SPON | 13,030 | $334,000 | thousands by filing date | |
| EGA EMERGING GLOBAL SHS TR | 268461654 | LOW VOL EM DIV | 23,556 | $334,000 | thousands by filing date | |
| RESMED INC COM | 761152107 | Stock | 4,640 | $333,000 | thousands by filing date | call |
| CHATHAM LODGING TR | 16208T102 | COM | 11,305 | $333,000 | thousands by filing date | |
| THE ULTIMATE SOFTWARE GROUP IN | 90385D107 | COM | 1,961 | $333,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 7,200 | $332,000 | thousands by filing date | put |
| ASA GOLD AND PRECIOUS MTLS L | G3156P103 | SHS | 32,925 | $332,000 | thousands by filing date | |
| ARENA PHARMECEUTICALS INC | 040047102 | COMMON STOCK | 76,022 | $332,000 | thousands by filing date | |
| PMC-SIERRA INC | 69344F106 | COM | 35,727 | $332,000 | thousands by filing date | |
| PACIFIC DRILLING SA LUXEMBOU | L7257P106 | REG SHS | 85,000 | $331,000 | thousands by filing date | put |
| SELECT COMFORT CORP | 81616X103 | COM | 9,605 | $331,000 | thousands by filing date | |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 11,786 | $330,000 | thousands by filing date | |
| LIBERTY ALL STAR GROWTH FUND I | 529900102 | COM | 63,152 | $330,000 | thousands by filing date | |
| UNITED RENTALS INC COM | 911363109 | Stock | 3,600 | $328,000 | thousands by filing date | call |
| IPATH DJ UBS COFFEE SUBINDEX | 06739H297 | COMMON | 14,086 | $328,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H214 | ETN DJUBS SGAR38 | 10,859 | $328,000 | thousands by filing date | |
| ELECTRONICS FOR IMAGING INC | 286082102 | COM | 7,826 | $327,000 | thousands by filing date | |
| ECHELON CORP | 27874N105 | COM | 344,700 | $327,000 | thousands by filing date | |
| BLACKROCK INVESTMENT QUALITY M | 09247D105 | COM | 20,427 | $326,000 | thousands by filing date | |
| VASCULAR SOLUTIONS INC | 92231M109 | COMMON STOCK | 10,744 | $326,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B712 | KBW RG BK PORT | 8,145 | $326,000 | thousands by filing date | |
| FIRST TR NASDAQ SMART PHONE | 33737K106 | COM SHS | 8,106 | $326,000 | thousands by filing date | |
| SKYWEST INC COM | 830879102 | Stock | 22,213 | $325,000 | thousands by filing date | |
| NOODLES & CO | 65540B105 | COM CL A | 18,708 | $325,000 | thousands by filing date | |
| ROUNDY'S INC | 779268101 | COM | 66,402 | $325,000 | thousands by filing date | |
| DREYFUS MUN INCOME INC | 26201R102 | COM | 33,532 | $324,000 | thousands by filing date | |
| Cynosure, Inc. | 232577205 | COM | 10,596 | $324,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 7,400 | $323,000 | thousands by filing date | put |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 3,200 | $323,000 | thousands by filing date | call |
| RANGE RES CORP COM | 75281A109 | Stock | 6,200 | $323,000 | thousands by filing date | put |
| ESSENT GROUP LTD COM | G3198U102 | Stock | 13,503 | $323,000 | thousands by filing date | |
| ELLINGTON CREDIT COMPANY | 288578107 | COM SHS BEN INT | 19,713 | $323,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-15-005912 | this filing | 2015-05-14 | acceptance time not in the bulk data set |