13F-HR filed by UBS Group AG
UBS Group AG filed this 13F-HR for the quarter ended 2015-03-31, filed 2015-05-14, with 8,816 holding rows worth $144,826,421,000.
- Accession
- 0000950123-15-005912
- Filer
- CIK 1610520
- Filed
- 2015-05-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2015
A holdings report, 15,013 entries on the cover page, a total value of $144,826,421,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $144,826,537,000 with VALUE read as thousands by filing date, 13F file number 028-16612. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerUBS Financial Services Inc. 028-11496
- included managerUBS Swiss Financial Advisors AG 028-11603
- included managerUBS AG, New York Branch 028-07344
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| PROSHARES TR | 74347X641 | SHRT RL EST FD | 95,816 | $1,861,000 | thousands by filing date | |
| WHITING PETE CORP NEW | 966387102 | COM | 60,200 | $1,860,000 | thousands by filing date | call |
| WESTERN ASSET VAR RT STRG FD | 957667108 | COM | 112,391 | $1,857,000 | thousands by filing date | |
| STARWOOD WAYPOINT RESIDENTL | 85571W109 | COM SHS | 71,771 | $1,855,000 | thousands by filing date | |
| KKR & CO LP | 48248M102 | COMMON STOCK | 81,000 | $1,848,000 | thousands by filing date | call |
| SPDR SER TR | 78464A292 | WELLS FG PFD ETF | 41,076 | $1,847,000 | thousands by filing date | |
| ACTAVIS PLC | G0083B108 | SHS | 6,200 | $1,845,000 | thousands by filing date | put |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 23,800 | $1,844,000 | thousands by filing date | call |
| AVIS BUDGET GROUP INC | 053774105 | COM | 31,243 | $1,844,000 | thousands by filing date | |
| ARIAD PHARMACEUTICALS INC | 04033A100 | COM | 223,721 | $1,843,000 | thousands by filing date | |
| ARTISAN PARTNERS ASSET MGMT I CL A | 04316A108 | Stock | 40,532 | $1,842,000 | thousands by filing date | |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 55,333 | $1,841,000 | thousands by filing date | |
| ABENGOA YIELD PLC | G00349103 | ORD SHS | 54,462 | $1,839,000 | thousands by filing date | |
| BABSON CAPITAL CORPORATE INV | 05617K109 | COM | 117,954 | $1,833,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061201 | SHSHLD YIELD ETF | 57,560 | $1,830,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 25,700 | $1,829,000 | thousands by filing date | call |
| MATTEL INC | 577081102 | COM | 79,900 | $1,826,000 | thousands by filing date | put |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 12,800 | $1,823,000 | thousands by filing date | call |
| GOODRICH PETE CORP | 382410405 | COM NEW | 513,600 | $1,823,000 | thousands by filing date | put |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 121,542 | $1,822,000 | thousands by filing date | |
| IMAX CORP | 45245E109 | COM | 54,031 | $1,822,000 | thousands by filing date | |
| NIELSEN HOLDINGS N V | N63218106 | COM | 40,872 | $1,822,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A672 | ST INTER ETF | 30,074 | $1,821,000 | thousands by filing date | |
| MARKET VECTORS VIETNAM ETF | 57060U761 | CMN | 107,880 | $1,821,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 240,100 | $1,820,000 | thousands by filing date | put |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 36,703 | $1,819,000 | thousands by filing date | |
| ISHARES TR | 46429B564 | IBONDS SEP19 ETF | 71,224 | $1,819,000 | thousands by filing date | |
| COPA HOLDINGS SA | P31076105 | CL A | 18,000 | $1,817,000 | thousands by filing date | call |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 22,400 | $1,814,000 | thousands by filing date | call |
| ISHARES INC | 46434G608 | MSCI EMRGN ETF | 80,000 | $1,814,000 | thousands by filing date | |
| INGRAM MICRO INC | 457153104 | CL A | 72,152 | $1,812,000 | thousands by filing date | |
| BRIGGS & STRATTON CORP | 109043109 | COM | 87,923 | $1,806,000 | thousands by filing date | |
| ISHARES INC | 464286780 | MSCI STH AFR ETF | 26,914 | $1,804,000 | thousands by filing date | |
| TD AMERITRADE HLDG CORP | 87236Y108 | COM | 48,344 | $1,802,000 | thousands by filing date | |
| MCDERMOTT INTL INC | 580037109 | COM | 468,622 | $1,800,000 | thousands by filing date | |
| SYNTEL INC | 87162H103 | COM | 34,760 | $1,798,000 | thousands by filing date | |
| ECHOSTAR CORP | 278768106 | CL A | 34,617 | $1,790,000 | thousands by filing date | |
| AMAG PHARMACEUTICALS INC | 00163U106 | COM | 32,755 | $1,790,000 | thousands by filing date | |
| SPDR Portfolio Mortgage Backed Bond ETF | 78464A383 | SHS | 65,169 | $1,789,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K208 | Cmn | 65,133 | $1,787,000 | thousands by filing date | |
| NUVEEN NY MUN VALUE FD | 67062M105 | COM | 183,364 | $1,786,000 | thousands by filing date | |
| U S G CORP | 903293405 | COM NEW | 66,790 | $1,784,000 | thousands by filing date | |
| AUTODESK INC COM | 052769106 | Stock | 30,400 | $1,783,000 | thousands by filing date | call |
| FIVE BELOW INC COM | 33829M101 | Stock | 50,000 | $1,779,000 | thousands by filing date | put |
| NUVEEN GLOBAL HIGH INCOME FD | 67075G103 | SHS | 104,156 | $1,778,000 | thousands by filing date | |
| LIGAND PHARMACEUTICALS INC | 53220K504 | COM NEW | 23,048 | $1,777,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354107 | COM | 109,621 | $1,777,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN NETW | 73935X815 | COM | 49,121 | $1,776,000 | thousands by filing date | |
| SOLARWINDS INC | 83416B109 | COM | 34,647 | $1,775,000 | thousands by filing date | |
| ARAY 3.5 02/18 | 004397AD7 | Bond 30/360P2 U | 1,000,000 | $1,774,000 | thousands by filing date | principal |
| BLACKROCK MUNIHLDGS NJ QLTY | 09254X101 | COM | 119,902 | $1,770,000 | thousands by filing date | |
| COMPASS MINERALS INTL INC | 20451N101 | COM | 18,915 | $1,762,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 202,700 | $1,761,000 | thousands by filing date | call |
| MANNKIND CORP | 56400P201 | COM | 338,680 | $1,761,000 | thousands by filing date | |
| AXCELIS TECHNOLOGIES INC | 054540109 | COM | 739,170 | $1,760,000 | thousands by filing date | |
| CORESITE RLTY CORP | 21870Q105 | COM | 36,144 | $1,759,000 | thousands by filing date | |
| BLACKBAUD INC COM | 09227Q100 | Stock | 37,090 | $1,758,000 | thousands by filing date | |
| CUTWATER SELECT INCOME FD | 232229104 | COM | 87,785 | $1,757,000 | thousands by filing date | |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 103,160 | $1,751,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M266 | CLAYMORE EXCHANGE TRD FD TR | 82,255 | $1,751,000 | thousands by filing date | |
| TEREX CORP NEW COM | 880779103 | Stock | 65,800 | $1,750,000 | thousands by filing date | call |
| HOMEAWAY INC | 43739Q100 | COM | 57,910 | $1,747,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 12,100 | $1,746,000 | thousands by filing date | put |
| TOTAL SYS SVCS INC | 891906109 | COM | 45,770 | $1,746,000 | thousands by filing date | |
| CELADON GROUP INC | 150838100 | COM | 64,119 | $1,745,000 | thousands by filing date | |
| CHICAGO BRIDGE & IRON CO NV | 167250109 | N Y REGISTRY SH | 35,300 | $1,739,000 | thousands by filing date | call |
| CM FIN INC COM | 12574Q103 | COM | 130,918 | $1,736,000 | thousands by filing date | |
| HOLOGIC INC | 436440101 | COM | 52,500 | $1,734,000 | thousands by filing date | call |
| KNOWLES CORP COM | 49926D109 | Stock | 89,669 | $1,729,000 | thousands by filing date | |
| NUVEEN PREM INCOME MUN FD 4 | 6706K4105 | COM | 128,821 | $1,725,000 | thousands by filing date | |
| CUBESMART COM | 229663109 | REIT | 71,197 | $1,720,000 | thousands by filing date | |
| MAN TECH INTERNATIONAL CORP | 564563104 | CL A | 50,575 | $1,717,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 80,000 | $1,717,000 | thousands by filing date | put |
| Schwab US REIT ETF | 808524847 | SHS | 42,326 | $1,716,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 22,300 | $1,712,000 | thousands by filing date | put |
| PNC FINANCIAL SERVICES GROUP | 693475121 | CMN | 65,344 | $1,712,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A573 | ST STR SP HCSVC | 13,755 | $1,711,000 | thousands by filing date | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 36,046 | $1,711,000 | thousands by filing date | |
| VANGUARD WHITEHALL FDS | 921946885 | COM | 21,990 | $1,710,000 | thousands by filing date | |
| BROWN SHOE COMPANY INC | 115736100 | COM | 52,122 | $1,710,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 274,709 | $1,709,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W700 | GUG S&P SC600 PV | 26,745 | $1,707,000 | thousands by filing date | |
| Gulfport Energy | 402635304 | COM | 37,181 | $1,706,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 169,631 | $1,703,000 | thousands by filing date | |
| ARCELORMITTAL | L0302D178 | PREFERRED STOCK | 113,389 | $1,703,000 | thousands by filing date | |
| REAVES UTIL INCOME FD | 756158101 | COM SH BEN INT | 56,247 | $1,702,000 | thousands by filing date | |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 119,038 | $1,700,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 179,956 | $1,699,000 | thousands by filing date | |
| QIAGEN NV | N72482107 | COMMON STOCK-FO | 67,430 | $1,699,000 | thousands by filing date | call |
| NEVSUN RES LTD | 64156L101 | COM | 501,140 | $1,699,000 | thousands by filing date | |
| OCEANEERING INTL INC | 675232102 | COM | 31,427 | $1,695,000 | thousands by filing date | |
| PRINCIPAL REAL ESTATE INCOME | 74255X104 | SHS BEN INT | 86,972 | $1,695,000 | thousands by filing date | |
| CURRENCYSHARES CANADIAN DOLLAR TRUST | 23129X105 | COM | 21,575 | $1,694,000 | thousands by filing date | |
| DRIL-QUIP INC | 262037104 | COM | 24,728 | $1,692,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 192,710 | $1,690,000 | thousands by filing date | |
| HANMI FINANCIAL CORPORATION | 410495204 | COMMON STOCK | 79,759 | $1,687,000 | thousands by filing date | |
| MANNKIND CORP | 56400P201 | COM | 323,600 | $1,683,000 | thousands by filing date | put |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 35,855 | $1,677,000 | thousands by filing date | |
| SINCLAIR BROADCAST GROUP INC | 829226109 | CL A | 53,380 | $1,677,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 153,200 | $1,674,000 | thousands by filing date | call |
| BOTTOMLINE TECH INC DEL | 101388106 | COM | 61,131 | $1,673,000 | thousands by filing date | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 470,859 | $1,672,000 | thousands by filing date | |
| PAREXEL INTL CORP | 699462107 | COM | 24,241 | $1,672,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 133,736 | $1,669,000 | thousands by filing date | |
| PHARMERICA CORP | 71714F104 | COM | 59,239 | $1,669,000 | thousands by filing date | |
| BLUEKNIGHT ENERGY PARTNERS LP | 09625U109 | PREFERRED | 214,433 | $1,669,000 | thousands by filing date | |
| BANK OF AMER CORP | 060505682 | 7.25%CNV PFD L | 1,440 | $1,666,000 | thousands by filing date | |
| MONOTYPE IMAGING HOLDINGS, INC | 61022P100 | COM | 51,060 | $1,666,000 | thousands by filing date | |
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 86,344 | $1,665,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J232 | SWITZLND ALPHA | 41,113 | $1,659,000 | thousands by filing date | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 248,601 | $1,655,000 | thousands by filing date | |
| HOLOGIC INC | 436440101 | COM | 50,000 | $1,651,000 | thousands by filing date | put |
| ALLIANCE NATIONAL MUNICIPAL IN | 01864U106 | COM | 120,348 | $1,648,000 | thousands by filing date | |
| WEB.COM GROUP INC | 94733A104 | COMMON STOCK | 86,754 | $1,644,000 | thousands by filing date | |
| V F CORP COM | 918204108 | Stock | 21,800 | $1,642,000 | thousands by filing date | put |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 166,731 | $1,640,000 | thousands by filing date | |
| PLANTRONICS INC NEW | 727493108 | COM | 30,909 | $1,636,000 | thousands by filing date | |
| NUVEEN SELECT MATURITIES MUNIC | 67061t101 | CLSD FD | 151,596 | $1,634,000 | thousands by filing date | |
| CORNERSTONE ONDEMAND INC COM | 21925Y103 | Stock | 56,574 | $1,634,000 | thousands by filing date | |
| THORATEC CORP | 885175307 | COM | 38,984 | $1,633,000 | thousands by filing date | |
| WEST PHARMACEUTICAL SVSC INC COM | 955306105 | Stock | 27,104 | $1,632,000 | thousands by filing date | |
| TENNANT CO | 880345103 | COM | 24,926 | $1,630,000 | thousands by filing date | |
| J & J SNACK FOODS CORP COM | 466032109 | Stock | 15,262 | $1,629,000 | thousands by filing date | |
| SOTHEBYS | 835898107 | COM | 38,524 | $1,628,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 55,200 | $1,628,000 | thousands by filing date | call |
| SANDRIDGE ENERGY INC | 80007P307 | COM | 913,900 | $1,627,000 | thousands by filing date | put |
| NUVEEN PREFERRED & INCOME | 67075A106 | EXCHANGE TRADED | 69,275 | $1,623,000 | thousands by filing date | |
| CALLAWAY GOLF CO | 131193104 | COM | 170,129 | $1,621,000 | thousands by filing date | |
| TALISMAN ENERGY INC | 87425E103 | COM | 210,900 | $1,620,000 | thousands by filing date | put |
| FORWARD AIR CORP | 349853101 | COM | 29,825 | $1,619,000 | thousands by filing date | |
| Delek Logistics Partners LP | 24664T103 | Com | 37,135 | $1,616,000 | thousands by filing date | |
| ISHARES TR | 46432F834 | COM | 29,112 | $1,613,000 | thousands by filing date | |
| LGI HOMES INC COM | 50187T106 | Stock | 96,789 | $1,613,000 | thousands by filing date | |
| NEUBERGER BERMAN CALIFORNIA IN | 64123C101 | COM | 101,628 | $1,613,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALI | 09254A101 | COM | 119,673 | $1,613,000 | thousands by filing date | |
| ELLINGTON FINANCIAL LLC | 288522303 | COM | 80,977 | $1,612,000 | thousands by filing date | |
| FIRST NIAGARA FINANCIAL GROUP | 33582V108 | COM | 181,935 | $1,608,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 113,000 | $1,607,000 | thousands by filing date | put |
| INSYS THERAPEUTICS INC | 45824V209 | COMMON STOCK | 27,623 | $1,606,000 | thousands by filing date | |
| ALCATEL-LUCENT | 013904305 | SPONSORED ADR | 430,433 | $1,606,000 | thousands by filing date | |
| STATE STREET | 78463X798 | COMMON STOCK | 71,235 | $1,602,000 | thousands by filing date | |
| DRESSER-RAND GROUP INC | 261608103 | COM | 19,926 | $1,601,000 | thousands by filing date | |
| ATI INC COM | 01741R102 | Stock | 53,245 | $1,598,000 | thousands by filing date | |
| PHH CORP | 693320202 | COM NEW | 65,975 | $1,595,000 | thousands by filing date | |
| DUFF & PHELPS SLT ENGY AND M | 26433F108 | COM | 112,792 | $1,594,000 | thousands by filing date | |
| PENN VIRGINIA CORP | 707882106 | COMMON STOCK | 246,000 | $1,594,000 | thousands by filing date | call |
| VANTIV INC | 92210H105 | CL A | 42,235 | $1,592,000 | thousands by filing date | |
| TRUBRIDGE INC | 205306103 | COM | 29,292 | $1,589,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 16,943 | $1,588,000 | thousands by filing date | put |
| ELBIT SYS LTD ORD | M3760D101 | Stock | 21,996 | $1,588,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 22,300 | $1,587,000 | thousands by filing date | put |
| ISHARES CORE S&P U.S. GROWTH ETF | 464287671 | ETF | 19,512 | $1,586,000 | thousands by filing date | |
| COMPANHIA PARANAENSE ENERG C | 20441B407 | SPON ADR PFD | 150,910 | $1,581,000 | thousands by filing date | |
| WESTERN ASSET MUN HIGH INCOME COM | 95766N103 | CEF | 201,693 | $1,573,000 | thousands by filing date | |
| MATERION CORP | 576690101 | COM | 40,738 | $1,566,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME FUN | 09253X102 | COM | 106,522 | $1,565,000 | thousands by filing date | |
| EQUITY COMMONWEALTH | 294628102 | COM SH BEN INT | 58,906 | $1,564,000 | thousands by filing date | |
| LAZARD GLOBAL TOTAL RETURN & | 52106W103 | COM | 96,840 | $1,563,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E341 | GLB X GURU INDEX | 59,572 | $1,563,000 | thousands by filing date | |
| CYTEC INDS INC | 232820100 | COM | 28,905 | $1,561,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 46,350 | $1,558,000 | thousands by filing date | put |
| EATON VANCE SHORT DURATION D | 27828V104 | COM | 107,451 | $1,557,000 | thousands by filing date | |
| NORTHWEST NATURAL GAS CO | 667655104 | COM | 32,471 | $1,557,000 | thousands by filing date | |
| CALIFORNIA WTR SVC GROUP | 130788102 | COM | 63,461 | $1,556,000 | thousands by filing date | |
| BLUE CAP REINS HLDGS LTD COM COM | G1190F107 | COM | 89,801 | $1,555,000 | thousands by filing date | |
| KINDRED HEALTHCARE INC | 494580103 | COM | 65,355 | $1,554,000 | thousands by filing date | |
| VANGUARD | 92205F106 | Domestic Common | 111,100 | $1,553,000 | thousands by filing date | put |
| ZS PHARMA INC | 98979G105 | Common Stock | 36,914 | $1,553,000 | thousands by filing date | |
| SILVER WHEATON CORP | 828336107 | COM | 81,600 | $1,552,000 | thousands by filing date | put |
| RYANAIR HLDGS PLC | 783513104 | SPONSORED ADR | 23,221 | $1,550,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X344 | TECH SECT PORT | 37,734 | $1,550,000 | thousands by filing date | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 386,486 | $1,549,000 | thousands by filing date | |
| BLACKROCK DEBT STRAT FD INC | 09255R103 | COM | 415,392 | $1,549,000 | thousands by filing date | |
| NETEASE COM INC SPONSORED ADS | 64110W102 | ADR | 14,700 | $1,548,000 | thousands by filing date | call |
| KELLANOVA | 487836108 | COM | 23,446 | $1,546,000 | thousands by filing date | put |
| SOLERA HOLDINGS INC | 83421A104 | COM | 29,934 | $1,546,000 | thousands by filing date | |
| LITTELFUSE INC COM | 537008104 | Stock | 15,513 | $1,542,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME TR II | 09249N101 | COM | 101,776 | $1,542,000 | thousands by filing date | |
| RLJ LODGING TR COM | 74965L101 | REIT | 49,132 | $1,539,000 | thousands by filing date | |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 48,277 | $1,535,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 182,476 | $1,535,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254M105 | COM | 96,720 | $1,532,000 | thousands by filing date | |
| CEMPRA INC | 15130J109 | COM | 44,611 | $1,531,000 | thousands by filing date | |
| ISHARES TR | 46429B135 | INT PFD STK FD | 76,169 | $1,530,000 | thousands by filing date | |
| Prologis,Inc. | 74340W103 | COM | 35,100 | $1,529,000 | thousands by filing date | call |
| KEYW HLDG CORP | 493723100 | COM | 185,823 | $1,529,000 | thousands by filing date | |
| LENNOX INTL INC COM | 526107107 | Stock | 13,649 | $1,525,000 | thousands by filing date | |
| BANKUNITED INC | 06652K103 | COM | 46,494 | $1,523,000 | thousands by filing date | |
| KOSMOS ENERGY LTD | G5315B107 | SHS | 192,500 | $1,523,000 | thousands by filing date | call |
| ISHARES INC MSCI CHILE ETF | 464286640 | MSCI CHILE ETF | 37,756 | $1,522,000 | thousands by filing date | |
| TALISMAN ENERGY INC | 87425E103 | COM | 198,200 | $1,522,000 | thousands by filing date | call |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 10,000 | $1,521,000 | thousands by filing date | call |
| ENERGEN CORP | 29265N108 | COM | 23,007 | $1,519,000 | thousands by filing date | |
| HEICO CORP NEW COM | 422806109 | Stock | 24,810 | $1,515,000 | thousands by filing date | |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 16,100 | $1,515,000 | thousands by filing date | call |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 36,524 | $1,514,000 | thousands by filing date | |
| CVB FINL CORP COM | 126600105 | Stock | 94,949 | $1,514,000 | thousands by filing date | |
| ALMOST FAMILY INC | 020409108 | COM | 33,843 | $1,513,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 22,200 | $1,508,000 | thousands by filing date | call |
| VITAL ENERGY INC | 516806106 | COMMON STOCK | 115,556 | $1,507,000 | thousands by filing date | |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 156,200 | $1,504,000 | thousands by filing date | |
| BIO-TECHNE CORP | 09073M104 | COM | 14,979 | $1,502,000 | thousands by filing date | |
| CHART INDS INC | 16115Q308 | COM | 42,779 | $1,500,000 | thousands by filing date | |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 134,945 | $1,499,000 | thousands by filing date | |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 148,123 | $1,494,000 | thousands by filing date | |
| CA INC COM | 12673P105 | COM | 45,700 | $1,490,000 | thousands by filing date | call |
| ANN INC | 035623107 | COM | 36,305 | $1,490,000 | thousands by filing date | |
| AERCAP HOLDINGS NV SHS | N00985106 | Stock | 34,098 | $1,488,000 | thousands by filing date | |
| BOK FINL CORP COM NEW | 05561Q201 | Stock | 24,245 | $1,485,000 | thousands by filing date | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 115,944 | $1,484,000 | thousands by filing date | |
| SODASTREAM INTERNATIONAL | M9068E105 | LTD | 73,251 | $1,484,000 | thousands by filing date | |
| CORVEL CORP COM | 221006109 | Stock | 43,066 | $1,482,000 | thousands by filing date | |
| PROVIDENT FINL SVCS INC COM | 74386T105 | Stock | 79,391 | $1,481,000 | thousands by filing date | |
| TETRA TECH INC NEW | 88162G103 | COM | 61,695 | $1,481,000 | thousands by filing date | |
| TETRAPHASE PHARMACEUTICALS INC | 88165N105 | COMMON STOCK | 40,253 | $1,475,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X385 | ENERGY SEC POR | 31,166 | $1,475,000 | thousands by filing date | |
| ISHARES TR | 464288562 | RESIDENTIAL MULT | 23,605 | $1,467,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 25,900 | $1,466,000 | thousands by filing date | put |
| ADVANCED DRAIN SYS INC DEL COM | 00790R104 | Stock | 48,933 | $1,465,000 | thousands by filing date | |
| PRA HEALTH SCIENCES INC | 69354M108 | COM | 50,687 | $1,462,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 21,326 | $1,461,000 | thousands by filing date | put |
| NUVEEN NEW JERSEY QULT MUN F | 67069Y102 | COM | 106,512 | $1,461,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 57,366 | $1,460,000 | thousands by filing date | |
| AUTOLIV INC | 052800109 | COM | 12,400 | $1,460,000 | thousands by filing date | |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 25,400 | $1,459,000 | thousands by filing date | call |
| CAMECO CORP COM | 13321L108 | Stock | 104,600 | $1,457,000 | thousands by filing date | put |
| DEXCOM INC COM | 252131107 | Stock | 23,362 | $1,457,000 | thousands by filing date | |
| WORLD ACCEP CORPORATION | 981419104 | COM | 19,969 | $1,456,000 | thousands by filing date | |
| SPDR SERIES TRUST OILGAS EQUIP | 78464A748 | COM | 57,857 | $1,455,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL PURE MID GROWTH | 73935X807 | COMMON | 44,908 | $1,455,000 | thousands by filing date | |
| BRF SA | 10552T107 | SPONSORED ADR | 73,400 | $1,452,000 | thousands by filing date | call |
| SANMINA CORP COM | 801056102 | Stock | 59,968 | $1,451,000 | thousands by filing date | |
| PEABODY ENERGY CORP | 704549104 | COM | 295,000 | $1,451,000 | thousands by filing date | call |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 90,000 | $1,440,000 | thousands by filing date | put |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 90,000 | $1,440,000 | thousands by filing date | call |
| BLACKROCK FLA MUN 2020 TERM | 09250M109 | COM SHS | 95,325 | $1,440,000 | thousands by filing date | |
| MADISON SQUARE GARDEN CO | 55826P100 | CL A | 17,000 | $1,439,000 | thousands by filing date | put |
| MATTSON TECHNOLOGY INC | 577223100 | COM | 364,908 | $1,438,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X658 | DYN EN EX PROD | 48,387 | $1,433,000 | thousands by filing date | |
| IDEX CORP COM | 45167R104 | Stock | 18,895 | $1,432,000 | thousands by filing date | |
| Pimco Income Oppty Fund | 72202B100 | COM | 55,916 | $1,429,000 | thousands by filing date | |
| BLACKROCK UTILS INFRASTRUCTU | 09248D104 | COM | 72,666 | $1,424,000 | thousands by filing date | |
| BLACKROCK N Y MUN INCOME TRU | 09248L106 | SH BEN INT | 96,982 | $1,424,000 | thousands by filing date | |
| EMERGE ENERGY SVCS LP | 29102H108 | COM REP PARTN | 30,020 | $1,424,000 | thousands by filing date | |
| CVR ENERGY, INC. | 12662P108 | COM | 33,442 | $1,423,000 | thousands by filing date | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 72,281 | $1,422,000 | thousands by filing date | |
| CARRIZO OIL & GAS INC | 144577103 | COM | 28,612 | $1,421,000 | thousands by filing date | |
| VOCERA COMMUNICATIONS INC | 92857F107 | COMMON STOCK | 143,236 | $1,421,000 | thousands by filing date | |
| MARKET VECTORS | 57061R791 | ETF TR PFD SEC EXFINL | 68,485 | $1,421,000 | thousands by filing date | |
| CIMPRESS N V | N20146101 | SHS EURO | 16,827 | $1,420,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 32,000 | $1,418,000 | thousands by filing date | call |
| FIRST TRUST ENERGY INFRASTRUCT | 33738C103 | COM | 62,203 | $1,418,000 | thousands by filing date | |
| THOR INDS INC | 885160101 | COM | 22,349 | $1,413,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W588 | US LARGECAP FUND | 19,718 | $1,411,000 | thousands by filing date | |
| DORCHESTER MINERALS L P | 25820R105 | COM UNIT | 62,040 | $1,411,000 | thousands by filing date | |
| LINEAR TECHNOLOGY CORP | 535678106 | COM | 30,100 | $1,409,000 | thousands by filing date | call |
| TRINA SOLAR LIMITED | 89628E104 | SPON ADR | 116,558 | $1,409,000 | thousands by filing date | |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 27,400 | $1,408,000 | thousands by filing date | put |
| VIRTUS STONE HBR EMRG MKTS I | 86164T107 | COM | 90,763 | $1,408,000 | thousands by filing date | |
| WILLIAMS PARTNERS L P NEW | 96949L105 | COM UNIT LTD PAR | 28,600 | $1,408,000 | thousands by filing date | call |
| KAISER ALUMINUM CORP | 483007704 | COM PAR $0.01 | 18,296 | $1,407,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41013X106 | COM | 66,873 | $1,405,000 | thousands by filing date | |
| PENN VIRGINIA CORP | 707882106 | COMMON STOCK | 216,735 | $1,404,000 | thousands by filing date | |
| GLOBAL HIGH INCOME FUND INC | 37933G108 | COM | 160,407 | $1,404,000 | thousands by filing date | |
| NUVEEN AMT-FREE MUN VALUE FD | 670695105 | COM | 80,511 | $1,402,000 | thousands by filing date | |
| BLACKROCK LONG-TERM MUNCIPAL A | 09250B103 | COM | 121,908 | $1,401,000 | thousands by filing date | |
| SMITH & NEPHEW PLC SPDN ADR NEW | 83175M205 | ADR | 40,942 | $1,399,000 | thousands by filing date | |
| ISHARES TR | 464289123 | NEW ZEALAND ETF | 34,914 | $1,399,000 | thousands by filing date | |
| COMMVAULT SYS INC COM | 204166102 | Stock | 31,916 | $1,395,000 | thousands by filing date | |
| MOELIS & CO | 60786M105 | CL A | 46,305 | $1,395,000 | thousands by filing date | |
| GUGGENHEIM EQUAL | 40167M106 | COM SH BEN INT | 71,533 | $1,395,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P307 | COM | 782,370 | $1,393,000 | thousands by filing date | |
| RBC BEARINGS INC COM | 75524B104 | Stock | 18,180 | $1,392,000 | thousands by filing date | |
| CORPORATE EXECUTIVE BRD CO | 21988R102 | COM | 17,426 | $1,392,000 | thousands by filing date | |
| PROGRESS SOFTWARE CORP COM | 743312100 | Stock | 51,191 | $1,391,000 | thousands by filing date | |
| DU PONT E I DE NEMOURS & CO | 263534109 | COM | 19,400 | $1,387,000 | thousands by filing date | call |
| FIRST TR EXCH TRD ALPHDX FD | 33737J224 | UNIT KING ALPH | 34,273 | $1,385,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALITY | 09254C107 | COM | 100,299 | $1,380,000 | thousands by filing date | |
| J.HANCOCK FINL OPP FUND | 409735206 | COM | 58,884 | $1,378,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 189,051 | $1,378,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G107 | COM CL A | 28,056 | $1,377,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222104 | COM | 48,174 | $1,376,000 | thousands by filing date | |
| ISHARES TR | 46429B465 | MSCI GERMNY ETF | 34,903 | $1,376,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 21,700 | $1,375,000 | thousands by filing date | put |
| MOSAIC CO COM | 61945C103 | Stock | 29,800 | $1,373,000 | thousands by filing date | call |
| LEXMARK INTL NEW | 529771107 | CL A | 32,430 | $1,373,000 | thousands by filing date | |
| FEDERAL MOGUL CORP | 313549404 | COM | 103,174 | $1,373,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS INVESTM | 09254P108 | COM | 95,165 | $1,372,000 | thousands by filing date | |
| GORMAN RUPP CO COM | 383082104 | Stock | 45,764 | $1,371,000 | thousands by filing date | |
| ISHARES INC | 464286202 | MSCI AUSTRIA ETF | 86,948 | $1,371,000 | thousands by filing date | |
| CVR Partners, LP | 126633106 | LTD | 104,000 | $1,368,000 | thousands by filing date | put |
| BARRICK GOLD CORP | 067901108 | COM | 124,700 | $1,367,000 | thousands by filing date | call |
| IBERIABANK CORP | 450828108 | COM | 21,626 | $1,363,000 | thousands by filing date | |
| SUPERIOR ENERGY SVCS INC | 868157108 | COM | 60,992 | $1,363,000 | thousands by filing date | |
| MANITOWOC COMPANY INC | 563571108 | COM | 63,227 | $1,363,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD II | 09253P109 | COM | 88,333 | $1,362,000 | thousands by filing date | |
| GLACIER BANCORP INC NEW | 37637Q105 | COM | 54,119 | $1,361,000 | thousands by filing date | |
| SILICON GRAPHICS INTL CORP COM | 82706L108 | COM | 156,508 | $1,361,000 | thousands by filing date | |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 145,800 | $1,356,000 | thousands by filing date | call |
| ALTERA CORP | 021441100 | COM | 31,600 | $1,356,000 | thousands by filing date | call |
| GOPRO INC | 38268T103 | CL A | 31,200 | $1,354,000 | thousands by filing date | put |
| MARKET VECTORS ETF TR | 57060U308 | MV STEEL INDEX | 43,345 | $1,353,000 | thousands by filing date | |
| WSTRN AST GLBL CORP OPP FD I | 95790C107 | COM | 76,381 | $1,352,000 | thousands by filing date | |
| ECOPETROL S A SPONSORED ADS | 279158109 | ADR | 88,466 | $1,347,000 | thousands by filing date | |
| UBIQUITI NETWORKS INC | 90347A100 | COM | 45,505 | $1,345,000 | thousands by filing date | |
| STAPLES INC | 855030102 | COM | 82,400 | $1,342,000 | thousands by filing date | call |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 51,100 | $1,340,000 | thousands by filing date | put |
| PROSHARES | 74347R826 | MUTUAL FUNDS EQ | 91,311 | $1,340,000 | thousands by filing date | |
| MELLANOX TECHNOLOGIES LTD | M51363113 | COMMON STOCK | 29,521 | $1,339,000 | thousands by filing date | |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 89,537 | $1,338,000 | thousands by filing date | |
| TRIUMPH GROUP INC NEW | 896818101 | COM | 22,380 | $1,337,000 | thousands by filing date | |
| BIO REFERENCE LABS INC | 09057G602 | COM | 37,937 | $1,337,000 | thousands by filing date | |
| CONTINENTAL RES INC | 212015101 | COM | 30,600 | $1,336,000 | thousands by filing date | call |
| WESTERN ASSET MUN DEF OPP TR | 95768A109 | COM | 55,321 | $1,336,000 | thousands by filing date | |
| ORMAT TECHNOLOGIES INC | 686688102 | COM | 35,051 | $1,333,000 | thousands by filing date | |
| KEURIG GREEN MTN INC | 49271M100 | COM | 11,900 | $1,330,000 | thousands by filing date | call |
| SANCHEZ ENERGY CORP | 79970Y105 | COMMON STOCK | 102,152 | $1,329,000 | thousands by filing date | |
| INTERDIGITAL INC COM | 45867G101 | Stock | 26,107 | $1,326,000 | thousands by filing date | |
| JOHN HANCOCK HDG EQ & INC FD | 47804L102 | COM | 80,784 | $1,326,000 | thousands by filing date | |
| ENDURANCE SPECIALTY HLDGS LT | G30397106 | SHS | 21,674 | $1,325,000 | thousands by filing date | |
| APOLLO GROUP INC | 037604105 | CL A | 70,049 | $1,325,000 | thousands by filing date | |
| FINANCIAL ENGINES INC | 317485100 | COM | 31,619 | $1,323,000 | thousands by filing date | |
| WOODWARD INC COM | 980745103 | Stock | 25,914 | $1,322,000 | thousands by filing date | |
| BRANDYWINE RLTY TR | 105368203 | SH BEN INT NEW | 82,443 | $1,317,000 | thousands by filing date | |
| ISHARES TR | 464288711 | GLOB UTILITS ETF | 28,316 | $1,315,000 | thousands by filing date | |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 48,998 | $1,313,000 | thousands by filing date | |
| KNIGHT TRANSN INC | 499064103 | COM | 40,611 | $1,309,000 | thousands by filing date | |
| GARMIN LTD SHS | H2906T109 | Stock | 27,500 | $1,307,000 | thousands by filing date | put |
| SPDR SERIES TRUST | 78464A839 | ST STR SP400VAL | 15,005 | $1,307,000 | thousands by filing date | |
| DARLING INGREDIENTS INC COM | 237266101 | Stock | 93,203 | $1,306,000 | thousands by filing date | |
| RITCHIE BROS AUCTIONEERS | 767744105 | COM | 52,372 | $1,306,000 | thousands by filing date | |
| PHARMACYCLICS INC | 716933106 | COM | 5,100 | $1,305,000 | thousands by filing date | put |
| SOUFUN HLDGS LTD | 836034AB4 | NOTE 2.000%12/1 | 1,500,000 | $1,305,000 | thousands by filing date | principal |
| VOYA GLOBAL ADVANTAGE AND PREM | 92912R104 | COM | 108,996 | $1,304,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 139,500 | $1,304,000 | thousands by filing date | call |
| WISDOMTREE TR | 97717W844 | GLB US QTLY DIV | 25,572 | $1,303,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 119,011 | $1,301,000 | thousands by filing date | |
| E M C CORP MASS | 268648102 | COM | 50,900 | $1,301,000 | thousands by filing date | put |
| CEPHEID | 15670R107 | COM | 22,863 | $1,301,000 | thousands by filing date | |
| AVERY DENNISON CORP COM | 053611109 | Stock | 24,568 | $1,300,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W877 | GLB HIGH DIV FD | 29,226 | $1,296,000 | thousands by filing date | |
| NUVEEN MUN ADVANTAGE FD IN | 67062H106 | COM | 94,216 | $1,296,000 | thousands by filing date | |
| CAPELLA EDUCATION CO | 139594105 | COM | 19,913 | $1,292,000 | thousands by filing date | |
| FINISH LINE/THE CL A | 317923100 | COM | 52,545 | $1,289,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 13,100 | $1,288,000 | thousands by filing date | call |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 52,767 | $1,287,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H206 | ETN DJUBS AGRI37 | 34,030 | $1,285,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 573,100 | $1,284,000 | thousands by filing date | call |
| PIEDMONT REALTY TRUST INC | 720190206 | COM CL A | 68,957 | $1,283,000 | thousands by filing date | |
| VERADIGM INC | 01988P108 | COMMON STOCK | 107,109 | $1,281,000 | thousands by filing date | |
| KBHOME | 48666K109 | COM | 81,800 | $1,278,000 | thousands by filing date | put |
| EASTGROUP PPTYS INC | 277276101 | COM | 21,211 | $1,276,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278274105 | COM | 92,968 | $1,276,000 | thousands by filing date | |
| NOAH HLDGS LTD | 65487X102 | SPON ADS CL A | 54,568 | $1,276,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W794 | TRUE DEV INTL FD | 26,098 | $1,272,000 | thousands by filing date | |
| BITAUTO HLDGS LTD | 091727107 | SPONSORED ADS | 25,000 | $1,272,000 | thousands by filing date | call |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 123,790 | $1,271,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736Q104 | CMN | 34,732 | $1,271,000 | thousands by filing date | |
| AES CORP COM | 00130H105 | Stock | 98,878 | $1,270,000 | thousands by filing date | |
| OMNIVISION TECHNOLOGIES INC | 682128103 | COM | 48,065 | $1,267,000 | thousands by filing date | |
| AVALANCHE BIOT | 05337G107 | Common Stock | 31,280 | $1,267,000 | thousands by filing date | |
| CORE LABORATORIES N V | N22717107 | COM | 12,100 | $1,264,000 | thousands by filing date | put |
| BLACKROCK MUNIASSETS FD INC | 09254J102 | COM | 89,805 | $1,263,000 | thousands by filing date | |
| NUVEEN BUILD AMER BD OPPTNY | 67074q102 | COM | 58,117 | $1,262,000 | thousands by filing date | |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 83,000 | $1,259,000 | thousands by filing date | put |
| BLACKROCK MUNIYIELD INVT F | 09254R104 | COM | 81,331 | $1,258,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W778 | INTL MIDCAP DV | 21,305 | $1,255,000 | thousands by filing date | |
| DIAMOND FOODS INC | 252603105 | COM | 38,464 | $1,253,000 | thousands by filing date | |
| ZELTIQ AESTHETICS INC | 98933Q108 | COM | 40,585 | $1,252,000 | thousands by filing date | |
| TAL INTERNATIONAL GROUP | 874083108 | COMMON STOCK | 30,757 | $1,252,000 | thousands by filing date | |
| COHEN & STEERS GLOBAL INC BLDR | 19248M103 | COM | 104,455 | $1,251,000 | thousands by filing date | |
| TEJON RANCH CO | 879080109 | COMMON STOCK | 47,240 | $1,250,000 | thousands by filing date | |
| ROYAL BK SCOTLAND GROUP PL | 780097754 | ADR PREF SHS Q | 49,621 | $1,250,000 | thousands by filing date | |
| GLOBAL PMTS INC | 37940X102 | COM | 13,624 | $1,249,000 | thousands by filing date | |
| PIMCO NY MUNICIPAL INCOME FD | 72200T103 | COM | 106,510 | $1,247,000 | thousands by filing date | |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 63,618 | $1,241,000 | thousands by filing date | |
| WISDOMTREE JAPAN SMALLCAP DIVIDEND FUND | 97717W836 | ETF | 22,915 | $1,241,000 | thousands by filing date | |
| Seadrill Partners, LLC | Y7545W109 | LTD | 105,509 | $1,240,000 | thousands by filing date | |
| WHITING PETE CORP NEW | 966387102 | COM | 40,000 | $1,236,000 | thousands by filing date | put |
| CAMBREX CORP | 132011107 | COM | 31,159 | $1,235,000 | thousands by filing date | |
| MACQUARIE FT TR GB INF UT DI | 55607W100 | COM | 76,706 | $1,235,000 | thousands by filing date | |
| ROYAL BK OF SCOTLAND PLC | 78009P143 | RBS NASD LKD41 | 31,265 | $1,235,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 40,000 | $1,231,000 | thousands by filing date | call |
| UIL HOLDINGS CORPORATION | 902748102 | COMMON STOCK | 23,926 | $1,231,000 | thousands by filing date | |
| SMITH & WESSON BRANDS, INC. | 831756101 | COM | 96,664 | $1,231,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW | 171871106 | COM | 348,766 | $1,231,000 | thousands by filing date | |
| TREEHOUSE FOODS INC COM | 89469A104 | Stock | 14,454 | $1,230,000 | thousands by filing date | |
| FULLER H B CO COM | 359694106 | Stock | 28,632 | $1,227,000 | thousands by filing date | |
| VEEVA SYS INC CL A COM | 922475108 | Stock | 48,038 | $1,226,000 | thousands by filing date | |
| PATTERSON COS INC | 703395103 | COM | 25,131 | $1,226,000 | thousands by filing date | |
| ORIX CORP SPONSORED ADR | 686330101 | ADR | 17,398 | $1,224,000 | thousands by filing date | |
| SPDR Portfolio Corporate Bond ETF | 78464A144 | SHS | 37,143 | $1,221,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W847 | DAILY SMALL CAP | 13,600 | $1,221,000 | thousands by filing date | put |
| EV ENERGY PARTNERS LP | 26926V107 | COM UNITS | 91,600 | $1,221,000 | thousands by filing date | put |
| BROWN & BROWN INC COM | 115236101 | Stock | 36,813 | $1,219,000 | thousands by filing date | |
| MYRIAD GENETICS INC | 62855J104 | COM | 34,423 | $1,219,000 | thousands by filing date | |
| KEURIG GREEN MTN INC | 49271M100 | COM | 10,900 | $1,218,000 | thousands by filing date | put |
| HEARTLAND EXPRESS INC | 422347104 | COM | 51,198 | $1,216,000 | thousands by filing date | |
| EW SCRIPPS CO THE A | 811054402 | COMMON STOCK | 42,732 | $1,216,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 272,033 | $1,216,000 | thousands by filing date | |
| URBAN EDGE PPTYS | 91704F104 | COM | 51,231 | $1,215,000 | thousands by filing date | |
| MGE ENERGY INC | 55277P104 | COM | 27,409 | $1,215,000 | thousands by filing date | |
| COHEN & STEERS CLOSED-END OP | 19248P106 | COM | 94,256 | $1,215,000 | thousands by filing date | |
| FAIRWAY GROUP HLDGS CORP | 30603D109 | CL A | 179,438 | $1,215,000 | thousands by filing date | |
| PRIVATEBANCORP INC | 742962103 | COM | 34,530 | $1,215,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 41,100 | $1,212,000 | thousands by filing date | |
| XEROX CORP | 984121103 | COM | 94,300 | $1,212,000 | thousands by filing date | call |
| RELIANCE INC | 759509102 | COM | 19,773 | $1,209,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 811904101 | COM | 17,304 | $1,206,000 | thousands by filing date | |
| Empire District Electric Co/Th | 291641108 | COM | 48,598 | $1,206,000 | thousands by filing date | |
| PLATFORM SPECIALTY PRODS COR | 72766Q105 | COM | 47,000 | $1,206,000 | thousands by filing date | call |
| COLUMBIA SPORTSWEAR CO | 198516106 | COM | 19,762 | $1,204,000 | thousands by filing date | |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 34,300 | $1,203,000 | thousands by filing date | call |
| STATE STREET SPDR NYSE TECHNOLOGY ETF | 78464A102 | ETF | 11,982 | $1,202,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 13,900 | $1,201,000 | thousands by filing date | call |
| BIG LOTS INC | 089302103 | COM | 25,000 | $1,201,000 | thousands by filing date | put |
| GREATBATCH INC | 39153L106 | COM | 20,753 | $1,201,000 | thousands by filing date | |
| DIPLOMAT PHARMACY INC | 25456K101 | COM | 34,689 | $1,200,000 | thousands by filing date | |
| WESTERN ASST INFLTN LKD INM | 95766Q106 | COM SH BEN INT | 103,947 | $1,199,000 | thousands by filing date | |
| HCA Healthcare Inc | 40412C101 | COM | 15,900 | $1,196,000 | thousands by filing date | call |
| SUN CMNTYS INC COM | 866674104 | REIT | 17,913 | $1,195,000 | thousands by filing date | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 110,952 | $1,195,000 | thousands by filing date | |
| ROCKET FUEL INC | 773111109 | COMMON STOCK | 129,764 | $1,194,000 | thousands by filing date | |
| MONMOUTH REAL ESTATE INVT CO | 609720107 | CL A | 107,512 | $1,194,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U191 | OIL SVCS ETF | 35,400 | $1,193,000 | thousands by filing date | call |
| WORTHINGTON ENTERPRISES INC | 981811102 | COM | 44,791 | $1,192,000 | thousands by filing date | |
| GREENHILL & CO INC COM | 395259104 | Stock | 30,061 | $1,192,000 | thousands by filing date | |
| AOL INC | 00184X105 | COM | 30,100 | $1,192,000 | thousands by filing date | call |
| FIRST TR EXCHANGE-TRADED ALP | 33737M201 | MID CAP VAL FD | 38,251 | $1,191,000 | thousands by filing date | |
| APOLLO TACTICAL INCOME FD INC | 037638103 | COM | 72,927 | $1,190,000 | thousands by filing date | |
| CATO CORP NEW | 149205106 | CL A | 30,028 | $1,189,000 | thousands by filing date | |
| MARKET VECTORS PHARM ETF T | 57060U217 | ETF | 16,906 | $1,187,000 | thousands by filing date | |
| COTERRA ENERGY INC COM | 127097103 | Stock | 40,100 | $1,184,000 | thousands by filing date | call |
| GASLOG PARTNERS LP | Y2687W108 | UNIT LTD PTNRP | 48,138 | $1,184,000 | thousands by filing date | |
| AMN HEALTHCARE SVCS INC | 001744101 | COM | 51,177 | $1,181,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723762100 | COM | 76,191 | $1,180,000 | thousands by filing date | |
| PROSHARES TR | 74347B300 | PSHS ULSHT SP500 | 55,292 | $1,179,000 | thousands by filing date | |
| POWERSHARES ETF TRUST ZACKS MC | 73935X740 | COM | 72,436 | $1,179,000 | thousands by filing date | |
| TRIBUNE COMPANY | 896047503 | COMMON | 19,393 | $1,179,000 | thousands by filing date | |
| ISHARES TR | 464288117 | INTL TREA BD ETF | 12,869 | $1,178,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 503,228 | $1,178,000 | thousands by filing date | |
| POWERSHS DB US DOLLAR INDEX DO | 73936D107 | COM | 45,500 | $1,178,000 | thousands by filing date | call |
| EATON VANCE TAX-ADVANTAGED BON | 27829M103 | COM SH BEN INT | 91,821 | $1,176,000 | thousands by filing date | |
| CALAMP CORP | 128126109 | COMMON STOCK | 72,614 | $1,176,000 | thousands by filing date | |
| EXONE CO | 302104104 | COM | 86,192 | $1,176,000 | thousands by filing date | |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 13,197 | $1,172,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 10,000 | $1,172,000 | thousands by filing date | call |
| PEABODY ENERGY CORP | 704549104 | COM | 238,300 | $1,172,000 | thousands by filing date | put |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 1,800 | $1,171,000 | thousands by filing date | call |
| HERSHEY CO COM | 427866108 | Stock | 11,600 | $1,171,000 | thousands by filing date | call |
| NQ MOBILE INC | 64118U108 | ADR REPR CL A | 313,800 | $1,170,000 | thousands by filing date | call |
| RYDEX ETF TRUST | 78355W858 | GUG S&P500EQWTFI | 26,215 | $1,168,000 | thousands by filing date | |
| VOYA INTL HIGH DIVID EQTY IN | 92912Y109 | COM | 144,564 | $1,162,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL PURE | 73935X864 | COM | 44,016 | $1,162,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 30,500 | $1,158,000 | thousands by filing date | put |
| MARKET VECTORS ETF TR JR GOLD | 57061R544 | GOLD MINER ETF | 51,000 | $1,158,000 | thousands by filing date | put |
| CABOT CORP | 127055101 | COM | 25,660 | $1,155,000 | thousands by filing date | |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 14,228 | $1,154,000 | thousands by filing date | |
| WESTERN ASSET MTG DEFINED OP | 95790B109 | COM | 47,916 | $1,151,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 250,000 | $1,148,000 | thousands by filing date | put |
| PROCERA NETWORKS INC | 74269U203 | COM | 122,227 | $1,148,000 | thousands by filing date | |
| GOLAR LNG PARTNERS LP | Y2745C102 | COM UNITS LPI | 42,500 | $1,143,000 | thousands by filing date | put |
| BLACKROCK CALIFORNIA | 09249C105 | COM | 75,536 | $1,143,000 | thousands by filing date | |
| Waste Connections | 941053100 | COM | 23,686 | $1,141,000 | thousands by filing date | |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 45,716 | $1,139,000 | thousands by filing date | |
| FRONTLINE LTD | G3682E127 | COM | 507,823 | $1,138,000 | thousands by filing date | |
| ERIE INDTY CO CL A | 29530P102 | Stock | 13,016 | $1,135,000 | thousands by filing date | |
| CHINA AUTOMOTIVE SYS INC | 16936R105 | COM | 155,677 | $1,133,000 | thousands by filing date | |
| UNITED BANKSHARES INC WEST VA COM | 909907107 | Stock | 30,052 | $1,130,000 | thousands by filing date | |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 121,568 | $1,126,000 | thousands by filing date | |
| CHEMED CORP NEW | 16359R103 | COM | 9,429 | $1,126,000 | thousands by filing date | |
| TERRAFORM POWER INC | 88104R100 | Common Stock | 30,753 | $1,123,000 | thousands by filing date | |
| RevShares Ultra Dividend Fund | 761396886 | COM | 37,791 | $1,122,000 | thousands by filing date | |
| AETNA INC NEW | 00817Y108 | COM | 10,500 | $1,119,000 | thousands by filing date | put |
| TIME INC NEW | 887228104 | COM | 49,600 | $1,113,000 | thousands by filing date | put |
| DAUCH CORP | 024061103 | COM | 43,000 | $1,111,000 | thousands by filing date | put |
| WEBSTER FINL CORP | 947890109 | COM | 29,966 | $1,110,000 | thousands by filing date | |
| ETF | 26923A106 | EXCHANGE TRADED | 15,518 | $1,107,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 47,700 | $1,106,000 | thousands by filing date | call |
| iShares MSCI USA Momentum Factor ETF | 46432F396 | SHS | 15,721 | $1,105,000 | thousands by filing date | |
| POWERSHARES FDMNL PUR MD VAL | 73935X880 | COM | 39,354 | $1,104,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J190 | GERMANY ALPHA | 28,741 | $1,103,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278277108 | COM | 77,550 | $1,102,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 18,100 | $1,099,000 | thousands by filing date | call |
| MPLX LP | 55336V100 | COM UNIT REP LTD | 15,000 | $1,099,000 | thousands by filing date | call |
| BLOOMIN BRANDS INC | 094235108 | COM | 45,201 | $1,099,000 | thousands by filing date | |
| NUVEEN SELECT TAX-FREE INCOM | 67062F100 | SH BEN INT | 75,651 | $1,098,000 | thousands by filing date | |
| GREIF INC | 397624107 | CL A | 27,955 | $1,098,000 | thousands by filing date | |
| ARES MULTI STRATEGY CR FD IN | 04014Q108 | COM | 54,627 | $1,098,000 | thousands by filing date | |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 69,401 | $1,097,000 | thousands by filing date | |
| MOLINA HEALTHCARE INC | 60855R100 | COM | 16,300 | $1,097,000 | thousands by filing date | call |
| E TRADE FINANCIAL CORP | 269246401 | COM NEW | 38,300 | $1,094,000 | thousands by filing date | call |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 82,313 | $1,093,000 | thousands by filing date | |
| FIRST TRUST ENERGY INCOME AND | 33738G104 | COM | 31,837 | $1,092,000 | thousands by filing date | |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 33,500 | $1,092,000 | thousands by filing date | call |
| INVESCO QUALITY MUNICIPAL INCO | 46133G107 | COM | 86,838 | $1,091,000 | thousands by filing date | |
| COBALT INTL ENERGY INC | 19075FAA4 | NOTE 2.625%12/0 | 1,500,000 | $1,090,000 | thousands by filing date | principal |
| RYDEX ETF TRUST | 78355W874 | GUG S&P500 EWCON | 10,086 | $1,089,000 | thousands by filing date | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 53,246 | $1,086,000 | thousands by filing date | |
| PROSHARES TR | 74347R370 | PSHS SH MSCI EAF | 33,440 | $1,084,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-15-005912 | this filing | 2015-05-14 | acceptance time not in the bulk data set |