13F-HR filed by UBS Group AG
UBS Group AG filed this 13F-HR for the quarter ended 2015-03-31, filed 2015-05-14, with 8,816 holding rows worth $144,826,421,000.
- Accession
- 0000950123-15-005912
- Filer
- CIK 1610520
- Filed
- 2015-05-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2015
A holdings report, 15,013 entries on the cover page, a total value of $144,826,421,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $144,826,537,000 with VALUE read as thousands by filing date, 13F file number 028-16612. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerUBS Financial Services Inc. 028-11496
- included managerUBS Swiss Financial Advisors AG 028-11603
- included managerUBS AG, New York Branch 028-07344
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| PACIFIC ETHANOL INC PAR $.001 | 69423U305 | COM | 200 | $2,000 | thousands by filing date | call |
| WESCO INTERNATIONAL INC | 95082PAH8 | CNV | 1,000 | $2,000 | thousands by filing date | principal |
| NYMOX PHARMACEUTICAL CORP | 67076P102 | CMN | 2,775 | $2,000 | thousands by filing date | |
| CHESAPEAKE ENERGY CORP | 165167CB1 | NOTE 2.250%12/1 | 3,000 | $2,000 | thousands by filing date | principal |
| FIRST CITIZENS BANC CORP | 319459202 | COM | 166 | $2,000 | thousands by filing date | |
| MAD CATZ INTERACTIVE INC | 556162105 | COM | 5,932 | $2,000 | thousands by filing date | |
| POWERSHARES S&P | 73936T805 | DEV INTL OPP | 77 | $2,000 | thousands by filing date | |
| BREEZE-EASTERN CORP | 106764103 | COMM STK | 222 | $2,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y834 | MADRONA GLB BD | 91 | $2,000 | thousands by filing date | |
| CRESUD SA COMERCIAL | P3311R192 | *W EXP 05/22/201 | 117,710 | $2,000 | thousands by filing date | |
| TEKMIRA PHARMACEUTICALS COR | 87911B209 | COM NEW | 100 | $2,000 | thousands by filing date | put |
| CHINA CERAMICS CO LTD | G2113X100 | SHS | 2,145 | $2,000 | thousands by filing date | |
| QKL STORES INC | 74732Y303 | COM PAR $0.001 | 1,211 | $2,000 | thousands by filing date | |
| CAROLINA TR BK LINCOLNTON NC | 144200102 | COM | 292 | $2,000 | thousands by filing date | |
| IMPRIMIS PHARMA IMMY | 45323A201 | COMMON | 242 | $2,000 | thousands by filing date | |
| Tasman Metals Ltd | 87652B103 | COM | 6,034 | $2,000 | thousands by filing date | |
| ONVIA INC | 68338T403 | COM | 416 | $2,000 | thousands by filing date | |
| PORTER BANCORP INC | 736233107 | COM | 1,805 | $2,000 | thousands by filing date | |
| CONTINENTAL MATLS CORP | 211615307 | COM | 84 | $2,000 | thousands by filing date | |
| SELECTICA INC | 816288203 | COM | 245 | $2,000 | thousands by filing date | |
| QC HLDGS INC | 74729T101 | COM | 1,136 | $2,000 | thousands by filing date | |
| REMARK MEDIA INC | 75954W107 | COM | 631 | $2,000 | thousands by filing date | |
| COEUR MNG INC | 192108116 | *W EXP 04/16/201 | 5,751 | $2,000 | thousands by filing date | |
| OSSEN INNOVATION CO LTD | 688410109 | SPONSORED ADR | 3,668 | $2,000 | thousands by filing date | |
| REPROS THERAPEUTICS INC | 76028H126 | *W EXP 02/08/201 | 354 | $2,000 | thousands by filing date | |
| China Yida Holdings Co | 16945D303 | COM PAR $0.0001 | 1,074 | $2,000 | thousands by filing date | |
| PRIMA BIOMED LTD | 74154B203 | SPON ADR LVL II | 3,306 | $2,000 | thousands by filing date | |
| OPTIBASE LTD | M7524R116 | SHS NEW NIS0.13 | 350 | $2,000 | thousands by filing date | |
| CHINA AUTO LOGISTICS INC | 16936J202 | COM NEW | 1,784 | $2,000 | thousands by filing date | |
| LIVEDEAL INC | 538144304 | COM NEW | 746 | $2,000 | thousands by filing date | |
| ANDATEE CHINA MARINE FUEL SV | 67086W105 | COM | 1,615 | $2,000 | thousands by filing date | |
| GALECTIN THERAPEUTICS INC | 363225301 | UNIT 99/99/9999 | 254 | $2,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E267 | GBLX JR MNRS NEW | 227 | $2,000 | thousands by filing date | |
| COVISINT CORP | 22357R103 | COM | 981 | $2,000 | thousands by filing date | |
| PROSHARES TR | 74348A426 | ULTSHRT QQQ | 61 | $2,000 | thousands by filing date | |
| ENERGY FOCUS INC | 29268T300 | COM NEW | 431 | $2,000 | thousands by filing date | |
| CLEVELAND BIOLABS INC | 185860202 | COM NEW | 555 | $2,000 | thousands by filing date | |
| RetailMeNot Inc | 76132B106 | COM SER 1 | 100 | $2,000 | thousands by filing date | put |
| JUMEI INTL HLDG LTD | 48138L107 | SPONSORED ADR | 100 | $2,000 | thousands by filing date | call |
| POSTROCK ENERGY CORPORATION COM NEW | 737525204 | Common Stock | 1,136 | $2,000 | thousands by filing date | |
| WHEELER REAL ESTATE INVT TR | 963025119 | *W EXP 04/29/201 | 16,341 | $2,000 | thousands by filing date | |
| CHECK CAP LTD | M2361E120 | *W EXP 02/28/202 | 1,531 | $2,000 | thousands by filing date | |
| VBI VACCINES INC CDA | 91790E102 | Stock | 764 | $2,000 | thousands by filing date | |
| EASTMAN KODAK CO WT EXP 090318 | 277461133 | Stock | 234 | $2,000 | thousands by filing date | |
| TOKAI PHARMACEUTICALS INC COM | 88907J107 | Stock | 150 | $2,000 | thousands by filing date | |
| SYSOREX GLOBAL COM NEW | 87184N203 | Stock | 1,459 | $2,000 | thousands by filing date | |
| EVERYDAY HEALTH INC COM | 300415106 | Stock | 123 | $2,000 | thousands by filing date | |
| CONTRAVIR PHARMACEUTICALS IN | 21234W103 | COM | 495 | $2,000 | thousands by filing date | |
| ELBIT IMAGING LTD | M37605116 | Cmn | 1,741 | $2,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740P288 | IPTH SOFTS ETN | 114 | $2,000 | thousands by filing date | |
| TECUMSEH PRODS CO | 878895309 | COM | 600 | $2,000 | thousands by filing date | |
| DARA BIOSCIENCES INC | 23703P304 | COM PAR $ | 2,308 | $2,000 | thousands by filing date | |
| COMPASS EMP FDS TR | 20452Y783 | 100 ENH VOLA ETF | 65 | $2,000 | thousands by filing date | |
| ROYAL BK OF SCOTLAND PLC | 78009P184 | ROGR ENH AGRIC | 127 | $2,000 | thousands by filing date | |
| DIANA SHIPPING INC | Y2066G104 | COM | 100 | $1,000 | thousands by filing date | put |
| DIANA SHIPPING INC | Y2066G104 | COM | 100 | $1,000 | thousands by filing date | call |
| HECLA MNG CO | 422704106 | COM | 400 | $1,000 | thousands by filing date | put |
| OPKO HEALTH INC | 68375N103 | COM | 100 | $1,000 | thousands by filing date | call |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 200 | $1,000 | thousands by filing date | call |
| COTY INC | 222070203 | COM CL A | 37 | $1,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72200M108 | COM | 69 | $1,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 100 | $1,000 | thousands by filing date | put |
| VIMPELCOM LTD | 92719A106 | SPONSORED ADR | 100 | $1,000 | thousands by filing date | call |
| CENTRAIS ELETRICAS BRASILEIR | 15234Q108 | SPON ADR PFD B | 373 | $1,000 | thousands by filing date | |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 100 | $1,000 | thousands by filing date | call |
| ELECTROMED INC | 285409108 | COMMON STOCK | 512 | $1,000 | thousands by filing date | |
| AMTECH SYSTEMS INC | 032332504 | COMMON STOCK | 140 | $1,000 | thousands by filing date | |
| KOPIN CORP | 500600101 | COMMON STOCK | 300 | $1,000 | thousands by filing date | |
| MESABI TR | 590672101 | CTF BEN INT | 100 | $1,000 | thousands by filing date | put |
| PROSHARES TR | 74347R750 | ULTRA CONS DISCR | 6 | $1,000 | thousands by filing date | |
| Dawson Geophysical Co Ne | 239360100 | COM | 177 | $1,000 | thousands by filing date | |
| GABELLI HEALTHCARE & WELLNES | 36246K103 | SHS | 122 | $1,000 | thousands by filing date | |
| AMERICAN SHARED HOSPITAL SVC | 029595105 | COM | 224 | $1,000 | thousands by filing date | |
| INTELLICHECK MOBILISA INC | 45817G201 | COM NEW | 912 | $1,000 | thousands by filing date | |
| CORECARD CORPORATION | 45816D100 | COM | 225 | $1,000 | thousands by filing date | |
| NEW GERMANY FD INC | 644465106 | COM | 51 | $1,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A409 | SUGAR FD | 144 | $1,000 | thousands by filing date | |
| OPTICAL CABLE CORP | 683827208 | COM NEW | 200 | $1,000 | thousands by filing date | |
| SYPRIS SOLUTIONS INC | 871655106 | COM | 270 | $1,000 | thousands by filing date | |
| DATA I O CORP | 237690102 | COM | 293 | $1,000 | thousands by filing date | |
| INNSUITES HOSPITALITY TR | 457919108 | SH BEN INT | 470 | $1,000 | thousands by filing date | |
| GRAY MEDIA INC | 389375205 | CL A | 82 | $1,000 | thousands by filing date | |
| ARROWHEAD RESEARCH CORP | 042797209 | COM | 100 | $1,000 | thousands by filing date | call |
| iShares Gold Trust | 464285105 | ISHARES | 100 | $1,000 | thousands by filing date | put |
| PERSPECTIVE THERAPEUTICS INC | 46489V104 | COM | 680 | $1,000 | thousands by filing date | |
| CASCADE MICROTECH INC | 147322101 | COMMON STOCK | 87 | $1,000 | thousands by filing date | |
| MOLYCORP INC | 608753AA7 | CORPORATE OBLIG | 5,000 | $1,000 | thousands by filing date | principal |
| THOMPSON CREEK METALS CO INC | 884768102 | COMMON STOCK | 1,100 | $1,000 | thousands by filing date | call |
| OCEAN RIG UDW INC | Y64354205 | COMMON STOCK-FO | 200 | $1,000 | thousands by filing date | put |
| LOGILITY SUPPLY CHAIN SOLUTIONS | 029683109 | COMMON STOCK | 125 | $1,000 | thousands by filing date | |
| AVIAT NETWORKS INC | 05366Y102 | COMMON STOCK | 718 | $1,000 | thousands by filing date | |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 400 | $1,000 | thousands by filing date | call |
| FLOTEK INDS INC DEL | 343389102 | COM | 100 | $1,000 | thousands by filing date | call |
| BIO GREEN MED SOL 6pcnt PFDCONV | 23254L207 | COMMON STOCK | 165 | $1,000 | thousands by filing date | |
| ELDORADO RESORTS INC | 28470R102 | COM | 285 | $1,000 | thousands by filing date | |
| GREAT PANTHER MINING | 39115V101 | COM | 1,600 | $1,000 | thousands by filing date | |
| HEIDELBERG MATLS AG FSPONSORED ADR 1 ADR REPS 0.2 ORD SHS | 427093109 | ADR | 2,700 | $1,000 | thousands by filing date | call |
| Walter Energy Inc | 93317Q105 | COM | 1,300 | $1,000 | thousands by filing date | put |
| ASANKO GOLD INC | 04341Y105 | COM | 598 | $1,000 | thousands by filing date | |
| RARE ELEMENT RES LTD | 75381M102 | COM | 1,000 | $1,000 | thousands by filing date | call |
| CENTRAL VY CMNTY BANCORP | 155685100 | COM | 61 | $1,000 | thousands by filing date | |
| COMPUTER TASK GROUP INC | 205477102 | COM | 176 | $1,000 | thousands by filing date | |
| MECHEL OAO | 583840103 | SPONSORED ADR | 500 | $1,000 | thousands by filing date | put |
| FXCM INC | 302693106 | COM | 500 | $1,000 | thousands by filing date | call |
| ALTISOURCE PORTFOLIO SOLNS S | L0175J104 | REG SHS | 100 | $1,000 | thousands by filing date | call |
| SUNESIS PHARMACEUTICALS INC | 867328601 | COM NEW | 500 | $1,000 | thousands by filing date | call |
| CIBER INC | 17163B102 | COM | 150 | $1,000 | thousands by filing date | |
| TRINA SOLAR LIMITED | 89628E104 | SPON ADR | 100 | $1,000 | thousands by filing date | call |
| BIOTA PHARMACEUTIALS INC | 090694100 | COM | 236 | $1,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP | 682189AH8 | NOTE 2.625%12/1 | 1,000 | $1,000 | thousands by filing date | principal |
| ULTRAPETROL BAHAMAS LTD | P94398107 | COM | 729 | $1,000 | thousands by filing date | |
| BROCADE COMMUNICATIONS SYS I | 111621306 | COM NEW | 100 | $1,000 | thousands by filing date | call |
| LIONBRIDGE TECHNOLOGIES INC | 536252109 | COM | 100 | $1,000 | thousands by filing date | call |
| DURECT CORP | 266605104 | COM | 345 | $1,000 | thousands by filing date | |
| SOLAZYME INC | 83415T101 | COM | 200 | $1,000 | thousands by filing date | call |
| WI-LAN INC | 928972108 | COM | 412 | $1,000 | thousands by filing date | |
| ITT EDUCATIONAL SERVICES INC | 45068B109 | COM | 100 | $1,000 | thousands by filing date | call |
| DSP GROUP INC | 23332B106 | COM | 112 | $1,000 | thousands by filing date | |
| HIGHER ONE HOLDINGS INC | 42983D104 | COM | 300 | $1,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 300 | $1,000 | thousands by filing date | put |
| VANGUARD | 92205F106 | Domestic Common | 100 | $1,000 | thousands by filing date | call |
| KB HOME 1.375 | 48666KAS8 | NOTE 1.375% 2/0 | 1,000 | $1,000 | thousands by filing date | principal |
| YINGLI GREEN ENERGY HLDG CO | 98584B103 | ADR | 400 | $1,000 | thousands by filing date | call |
| MINES MGMT INC | 603432105 | COM | 1,429 | $1,000 | thousands by filing date | |
| MOLYCORP INC DEL | 608753109 | COM | 3,700 | $1,000 | thousands by filing date | put |
| SENOMYX INC | 81724Q107 | COM | 200 | $1,000 | thousands by filing date | call |
| TEEKAY TANKERS LTD | Y8565N102 | CL A | 200 | $1,000 | thousands by filing date | call |
| SILVER BULL RES INC | 827458100 | COM | 11,166 | $1,000 | thousands by filing date | |
| PARKERVISION INC | 701354102 | COM | 1,500 | $1,000 | thousands by filing date | call |
| ENTEROMEDICS INC | 29365M208 | COM NEW | 1,600 | $1,000 | thousands by filing date | call |
| ROCKWELL MED INC | 774374102 | COM | 100 | $1,000 | thousands by filing date | put |
| IMMUNOCELLULAR THERAPEUTICS | 452536105 | COM | 1,350 | $1,000 | thousands by filing date | |
| DOVER MOTORSPORTS INC | 260174107 | COM | 400 | $1,000 | thousands by filing date | |
| SUPREME INDS INC-CLASS A | 868607102 | CL A | 153 | $1,000 | thousands by filing date | |
| MAGICJACK VOCALTEC LTD | M6787E101 | SHS | 202 | $1,000 | thousands by filing date | |
| ONCOTHYREON INC | 682324108 | COM | 899 | $1,000 | thousands by filing date | |
| IDERA PHARMACEUTICALS INC | 45168K306 | COM | 300 | $1,000 | thousands by filing date | call |
| BOOKS-A-MILLION INC | 098570104 | COM | 204 | $1,000 | thousands by filing date | |
| DDR CORP | 251591AX1 | NOTE | 1,000 | $1,000 | thousands by filing date | principal |
| GUIDANCE SOFTWARE INC | 401692108 | COM | 149 | $1,000 | thousands by filing date | |
| ALLIANCE FIBER OPTIC PRODUCT | 018680306 | COM | 62 | $1,000 | thousands by filing date | |
| STATE AUTO FINANCIAL CORP | 855707105 | COM | 21 | $1,000 | thousands by filing date | |
| LEARNING TREE INTERNATIONAL | 522015106 | COM | 586 | $1,000 | thousands by filing date | |
| CASCADE BANCORP | 147154207 | COM | 239 | $1,000 | thousands by filing date | |
| GIGOPTIX INC | 37517y103 | COM | 941 | $1,000 | thousands by filing date | |
| ACURA PHARMACEUTICALS INC | 00509L703 | COM NEW | 1,646 | $1,000 | thousands by filing date | |
| REDIFFCOM INDIA LTD | 757479100 | ADR | 300 | $1,000 | thousands by filing date | call |
| CHINA XD PLASTICS CO LTD | 16948F107 | COM | 269 | $1,000 | thousands by filing date | |
| ACTIONS SEMICONDUCTOR CO LTD | 00507E107 | ADR | 397 | $1,000 | thousands by filing date | |
| FIELDPOINT PETROLEUM CORP | 316570100 | COMM STK | 1,050 | $1,000 | thousands by filing date | |
| APPLIANCE RECYCLING CTRS AME | 03814F205 | COM NEW | 548 | $1,000 | thousands by filing date | |
| SUPERCONDUCTOR TECHNOLOGIES | 867931404 | COM PAR $0.001 | 394 | $1,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B867 | CAN SML CP ETF | 84 | $1,000 | thousands by filing date | |
| MAGAL SECURITY SYS LTD | M6786D104 | ORD | 200 | $1,000 | thousands by filing date | |
| ABERDEEN LATIN AMER EQTY FD | 00306K106 | COM | 61 | $1,000 | thousands by filing date | |
| MICRONET $6.25 04/15/ | 595117110 | WARRANT | 1,868 | $1,000 | thousands by filing date | |
| SUTOR TECHNOLOGY GROUP LTD | 869362103 | CMN | 2,000 | $1,000 | thousands by filing date | |
| CHINA MING YANG WIND ADR | 16951C108 | EQUITY | 400 | $1,000 | thousands by filing date | call |
| LATIN AMERN DISCOVERY FD INC | 51828C106 | COM | 100 | $1,000 | thousands by filing date | |
| INTERNET PATENTS CORP | 46063G101 | COM | 533 | $1,000 | thousands by filing date | |
| DATARAM CORP | 238108302 | COM | 293 | $1,000 | thousands by filing date | |
| COMMAND SEC CORP | 20050L100 | COM | 500 | $1,000 | thousands by filing date | |
| GLOBALSCAPE INC | 37940G109 | COM | 200 | $1,000 | thousands by filing date | |
| OCEAN BIO-CHEM INC | 674631106 | COM | 300 | $1,000 | thousands by filing date | |
| GREENHUNTER ENERGY INC-REDH | 39530A104 | COM | 2,317 | $1,000 | thousands by filing date | |
| ACORN INTL INC | 004854105 | SPON ADR | 1,303 | $1,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U332 | MUN BD CLOSED | 45 | $1,000 | thousands by filing date | |
| KINGTONE WIRELESSINFO SOL HL | 496880204 | SPONSORED ADR NE | 238 | $1,000 | thousands by filing date | |
| MAGNEGAS CORP | 55939L202 | COM NEW | 1,176 | $1,000 | thousands by filing date | |
| DAEGIS INC | 233720101 | COM | 878 | $1,000 | thousands by filing date | |
| EURASIAN MINERALS INC | 29843R100 | COM | 1,995 | $1,000 | thousands by filing date | |
| REPROS THERAPEUTICS INC | 76028H118 | *W EXP 02/08/201 | 100 | $1,000 | thousands by filing date | |
| * GIGAMEDIA LTD | Y2711Y104 | ORD | 1,000 | $1,000 | thousands by filing date | |
| GALECTIN THERAPEUTICS INC | 363225111 | W EXP 03/28/201 | 1,108 | $1,000 | thousands by filing date | |
| WEBSTER FINL CORP CONN | 947890117 | *W EXP 11/21/201 | 50 | $1,000 | thousands by filing date | |
| HIGHPOWER INTL INC | 43113X101 | COM | 200 | $1,000 | thousands by filing date | |
| TOP IMAGE SYSTEMS LTD | M87896102 | ORD | 440 | $1,000 | thousands by filing date | |
| OPTIMUMBANK HOLDINGS INC | 68401P304 | COM PAR $0.01 | 839 | $1,000 | thousands by filing date | |
| CHINA NATURAL RESOURCES INC | G2110U109 | COM | 306 | $1,000 | thousands by filing date | |
| LEJU HLDGS LTD | 50187J108 | SPONSORED ADS | 74 | $1,000 | thousands by filing date | |
| IMMUNE PHARMACEUTICALS INC | 45254C101 | COM | 599 | $1,000 | thousands by filing date | |
| MOBILEIRON INC | 60739U204 | COM NEW | 100 | $1,000 | thousands by filing date | call |
| AMERICAN EAGLE ENERGY | 02554F300 | COM | 8,199 | $1,000 | thousands by filing date | |
| CONTRAFECT CORP | 212326102 | COM | 266 | $1,000 | thousands by filing date | |
| ABSOLUTE SHS TR WBI BBR RNG 2000 | 00400R106 | CEF | 30 | $1,000 | thousands by filing date | |
| Onconova Therapeutics | 68232V108 | Common | 400 | $1,000 | thousands by filing date | |
| FINTECH ACQUISITION CORP | 31809H209 | UNIT 99/99/9999 | 100 | $1,000 | thousands by filing date | |
| Fusion Telecomm Intl Inc | 36113B400 | COM NEW | 139 | $1,000 | thousands by filing date | |
| MEDICAL TRANSCRIPTION BLG CO | 58464J105 | COM | 242 | $1,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R803 | RBA QUALIN ETF | 41 | $1,000 | thousands by filing date | |
| TURTLE BEACH CORP COM | 900450107 | Stock | 279 | $1,000 | thousands by filing date | |
| CONNECTURE INC COM | 20786J106 | Stock | 137 | $1,000 | thousands by filing date | |
| EASTMAN KODAK CO WT EXP 090318 | 277461141 | Stock | 128 | $1,000 | thousands by filing date | |
| SPDR MSCI SOUTH KOREA STRATEGICFACTORS ETF | 78463X277 | ETF | 19 | $1,000 | thousands by filing date | |
| C&J ENERGY SVCS LTD SHS | G3164Q101 | Stock | 100 | $1,000 | thousands by filing date | put |
| DYNEGY INC NEW DEL | 26817R207 | PFD CONV SER A | 10 | $1,000 | thousands by filing date | |
| CEL SCI CORP | 150837177 | *W EXP 10/11/201 | 3,840 | $1,000 | thousands by filing date | |
| ADVAXIS INC | 007624117 | *W EXP 10/22/201 | 55 | $1,000 | thousands by filing date | |
| OI SA SPONSORED ADR CMN | 670851302 | COM | 531 | $1,000 | thousands by filing date | |
| MEDOVEX CORP | 58504H119 | *W EXP 12/24/201 | 1,952 | $1,000 | thousands by filing date | |
| CONTRAFECT CORP | 212326110 | *W EXP 01/31/201 | 428 | $1,000 | thousands by filing date | |
| SIZMEK INC | 83013P105 | COM | 100 | $1,000 | thousands by filing date | |
| Escalera Resources Co | 296064108 | Ordinary Shares | 3,365 | $1,000 | thousands by filing date | |
| ROKA BIOSCIENCE INC | 775431109 | COM | 257 | $1,000 | thousands by filing date | |
| BLUE BIRD CORP WARRANTS EXP 01 | 095306114 | com | 1,014 | $1,000 | thousands by filing date | |
| WL ROSS HLDG CORP | 92939D203 | UNIT 06/11/2019 | 56 | $1,000 | thousands by filing date | |
| KBS FASHION GROUP LTD | Y46002104 | COM | 487 | $1,000 | thousands by filing date | |
| GLORI ENERGY INC | 379606106 | Cmn | 652 | $1,000 | thousands by filing date | |
| GARNERO GROUP ACQUISITION CO | G5866L116 | *W EXP 06/24/201 | 12,995 | $1,000 | thousands by filing date | |
| 1347 CAP CORP | 68245V103 | COM | 100 | $1,000 | thousands by filing date | |
| ROI ACQUISITION CORP II | 74966G119 | *W EXP 09/17/201 | 3,800 | $1,000 | thousands by filing date | |
| VIGGLE INC | 92672V204 | COM NEW | 1,046 | $1,000 | thousands by filing date | |
| LOOKSMART LTD | 543442602 | COM PAR $0.001 | 996 | $1,000 | thousands by filing date | |
| PROSHARES TR | 74348A277 | ULTRA JR MINER | 100 | $1,000 | thousands by filing date | |
| CELSUS THERAPEUTICS PLC | 15119A202 | COM | 1,336 | $1,000 | thousands by filing date | |
| BERKSHIRE HATHAWAY INC DEL | 084670108 | CL A | 218 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AXOGEN INC | 05463X106 | COM | 62 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GIBRALTAR INDS INC | 374689107 | COM | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENERGY FUELS INC | 292671708 | COM NEW | 83 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 100 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| AXT INC | 00246W103 | COM | 181 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 100 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| PRO DEX INC | 74265M205 | COMMON STOCK | 110 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DESTINATION XL GROUP INC | 25065K104 | COM | 47 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Xunlei Ltd-Adr | 98419E108 | COM | 52 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ATA CREATIVITY GLOBAL | 00211V106 | SPONSORED ADS | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OXBRIDGE RE HLDGS LTD | G6856M106 | SHS | 21 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NORTECH SYS INC | 656553104 | COM | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TECHNICAL COMMUNICATIONS | 878409101 | COM | 61 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LEAPFROG ENTERPRISES INC | 52186N106 | COMMON STOCK | 200 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| RESOLUTE ENERGY CORP | 76116A108 | COMMON STOCK | 300 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| BRAVO BRIO RESTAURANT GROUP | 10567B109 | COMMON STOCK | 24 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HEIDELBERG MATLS AG FSPONSORED ADR 1 ADR REPS 0.2 ORD SHS | 427093109 | ADR | 200 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| MECHEL OAO | 583840103 | SPONSORED ADR | 100 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 100 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| VANTAGE DRILLING COMPANY | G93205113 | ORD SHS | 1,400 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ATLANTIC TELE NETWORK INC | 049079205 | COM NEW | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BANRO CORP | 066800103 | COM | 800 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ONCOGENEX PHARMACEUTICALS IN | 68230A106 | COM | 27 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MULTI FINELINE ELECTRONIX IN | 62541B101 | COM | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| REAL GOODS SOLAR INC | 75601N104 | CL A | 1,500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HAWAIIAN TELCOM HOLDCO INC | 420031106 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEONODE INC | 64051M402 | COM NEW | 47 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UNWIRED PLANET INC NEW | 91531F103 | COM | 883 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HERITAGE OAKS BANCORP | 42724R107 | COM | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| METALICO INC | 591176102 | COM | 443 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PARKERVISION INC | 701354102 | COM | 100 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| SANDRIDGE MISSISSIPPIAN TR I | 80007V106 | SH BEN INT | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEVADA GOLD & CASINOS | 64126Q206 | COM | 298 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VRINGO INC | 92911N104 | COM | 500 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| AUTOBYTEL INC | 05275N205 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BSQUARE CORP | 11776U300 | COM | 37 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VISIONCHINA MEDIA INC | 92833U202 | SPON ADR NEW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHEMBIO DIAGNOSTICS | 163572209 | COM | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WINTRUST FINANCIAL CORP | 97650W157 | *W EXP 12/19/201 | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VOLTARI CORP NEW | 92870X309 | COM | 523 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PACIFIC ETHANOL INC PAR $.001 | 69423U305 | COM | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLOBUS MARITIME LIMITED | Y27265209 | CMN | 94 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Timmins Gold Corp | 88741P103 | COM | 560 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIELDPOINT PETROLEUM CORP | 316570126 | WARRANT | 1,462 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CELLCOM ISRAEL LTD | M2196U109 | SHS | 100 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| DEUTSCHE BK AG LONDON BRH | 25154P170 | INV JAP GOV BD | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHINA HOUSING & LAND DEV INC | 16939V103 | COM | 295 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Colonial Financial Services, Inc. | 19566B101 | Common Stock | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MICRONET ENERTEC TECH | 595117102 | COMMON | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SEQUANS COMMUNICATIONS SA | 817323108 | COM | 121 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GIGA TRONICS INC | 375175106 | COM | 154 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HMG COURTLAND PPTYS INC | 404232100 | COM | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INSTITUTIONAL FINL MKTS INC | 45779L107 | COM | 84 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ADVANCED PHOTONIX INC | 00754E107 | CLA | 700 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SEVCON INC | 81783K108 | COM | 39 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VALLEY NATL BANCORP | 919794123 | *W EXP 06/30/201 | 4,665 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CIS ACQUISITION LTD | G21490118 | *W EXP 99/99/999 | 2,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHANTICLEER HLDGS INC | 15930P131 | W EXP 06/11/201 | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INDIA GLOBALIZATION CAP INC | 45408X118 | W EXP 03/06/201 | 2,167 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MEDGENICS INC | 58436Q112 | *W EXP 03/31/201 | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| S&W SEED CO | 785135120 | *W EXP 05/03/201 | 4,258 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLOBAL TECH ADVANCED INNOVAT | G39320117 | SHS NEW | 45 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NF ENERGY SAVING CORP | 629099300 | COM PAR $0.001 | 135 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPHERIX INC | 84842R304 | COM PAR $0.01 | 47 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| METHES ENERGIES INTL LTD | 591517123 | *W EXP 10/12/201 | 1,300 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PEDEVCO CORP | 70532Y204 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IDREAMSKY TECHNOLOGY LIMITED | 45173K101 | SPONSORED ADS | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SUPERIOR DRILLING PRODS INC | 868153107 | COM | 148 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ARADIGM CORP | 038505400 | COM NO PAR NEW | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FINJAN HLDGS INC | 31788H303 | COM NEW | 239 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IGNYTA INC | 451731103 | COM | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LOMBARD MED INC | G55598109 | COM | 91 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Ocugen | 43358V109 | Common | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PREMIER EXHIBITIONS INC COM NEW | 74051E201 | Stock | 29 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHINA COML CR INC | 16891K103 | COM | 2,939 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BACTERIN INTL HLDGS INC | 05644R200 | COM NEW | 109 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SMTP INC | 784589202 | COM NEW | 26 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EPIRUS Biopharmaceuticals Inc | 29428P107 | Common Stock | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ABERDEEN SINGAPORE FD INC | 003244100 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TUBEMOGUL INC COM | 898570106 | Stock | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TROVAGENE INC | 897238200 | UNIT 12/31/2017 | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RXI PHARMACEUTICALS CORP NEW | 74979C303 | COM NEW | 87 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WAFERGEN BIO-SYSTEMS INC | 93041P308 | Cmn | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TERRAPIN 3 ACQUISITION CORP | 88104P112 | *W EXP 06/27/201 | 480 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HYDRA INDS ACQUISITION CORP | 448740118 | *W EXP 10/20/202 | 2,800 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DT ASIA INVTS LTD | G2615J112 | RIGHT 03/30/2016 | 1,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| 1347 CAP CORP | 68245V129 | *W EXP 07/15/202 | 2,300 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| 1347 CAP CORP | 68245V111 | RIGHT 07/21/2016 | 1,250 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DRAGONWAVE INC | 26144M129 | *W EXP 08/01/201 | 4,050 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RIT TECHNOLOGIES LTD | M8215Q128 | *W EXP 12/01/201 | 300 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INTERCLOUD SYS INC | 458488111 | *W EXP 08/25/201 | 85 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ROI ACQUISITION CORP II | 74966G101 | COM | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| C B PHARMA ACQUISITION CORP | G2029P134 | RIGHT 06/17/2016 | 1,100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CESCA THERAPEUTICS INC | 157131103 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHINA GERUI ADV MAT GR LTD | G21101137 | USD NEW ORD SHS ADDED | 782 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GENERAL MTRS CO | 37045V134 | WAR | 300 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSHARES TR | 74347B755 | ULSHRT TELE NEW | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PLASMATECH BIOPHARMACEUTICAL | 72754H109 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CBD ENERGY LTD | Q2145B158 | Cmn | 105 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TIGER MEDIA INC | 88674Y105 | COM | 45 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-15-005912 | this filing | 2015-05-14 | acceptance time not in the bulk data set |