13F-HR filed by UBS Group AG
UBS Group AG filed this 13F-HR for the quarter ended 2015-03-31, filed 2015-05-14, with 8,816 holding rows worth $144,826,421,000.
- Accession
- 0000950123-15-005912
- Filer
- CIK 1610520
- Filed
- 2015-05-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2015
A holdings report, 15,013 entries on the cover page, a total value of $144,826,421,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $144,826,537,000 with VALUE read as thousands by filing date, 13F file number 028-16612. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerUBS Financial Services Inc. 028-11496
- included managerUBS Swiss Financial Advisors AG 028-11603
- included managerUBS AG, New York Branch 028-07344
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| WISDOMTREE AUSTRALIA | 97717W810 | AUSTRALIA DIV FD | 3,214 | $172,000 | thousands by filing date | |
| WESTERN ASSET MUN PARTNERS F | 95766P108 | COM | 11,040 | $171,000 | thousands by filing date | |
| ANI PHARMACEUTICALS INC | 00182C103 | COM | 2,719 | $170,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287108 | COM | 2,700 | $170,000 | thousands by filing date | put |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 16,300 | $170,000 | thousands by filing date | call |
| ROFIN-SINAR TECHNOLOGIES INC | 775043102 | COMMON STOCK | 7,022 | $170,000 | thousands by filing date | |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 11,264 | $170,000 | thousands by filing date | |
| Nextera Energy, Inc. | 65339F887 | PFD | 2,591 | $170,000 | thousands by filing date | |
| CONSTANT CONTACT INC | 210313102 | COM | 4,453 | $170,000 | thousands by filing date | |
| PROSHARES SHORT MDCP 400 | 74347R800 | ETF | 10,949 | $169,000 | thousands by filing date | |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 1,200 | $168,000 | thousands by filing date | put |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 1,200 | $168,000 | thousands by filing date | call |
| WINNEBAGO INDS INC | 974637100 | COM | 7,907 | $168,000 | thousands by filing date | |
| TERNIUM SA | 880890108 | SPONSORED ADS | 9,293 | $168,000 | thousands by filing date | |
| IMMUNOMEDICS INC | 452907108 | COM | 43,900 | $168,000 | thousands by filing date | call |
| CIGNA CORPORATION | 125509109 | COM | 1,300 | $168,000 | thousands by filing date | put |
| LANDS END INC | 51509F105 | COMMON STOCK | 4,686 | $168,000 | thousands by filing date | |
| PROVECTUS BIOPHARMACEUTICALS | 74373P108 | COMMON STOCK | 205,495 | $168,000 | thousands by filing date | |
| STATE BANK FINL CORP COM | 856190103 | COM | 7,986 | $168,000 | thousands by filing date | |
| AMBARELLA INC | G037AX101 | SHS | 2,200 | $167,000 | thousands by filing date | call |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 9,700 | $166,000 | thousands by filing date | put |
| HYSTER-YALE INC | 449172105 | CL A | 2,253 | $166,000 | thousands by filing date | |
| NATIONSTAR MORTGAGE HOLDINGS | 63861C109 | COMMON STOCK | 6,700 | $166,000 | thousands by filing date | put |
| 2U INC | 90214J101 | COM | 6,489 | $166,000 | thousands by filing date | |
| IMS HEALTH HOLDINGS | 44970B109 | COM | 6,127 | $166,000 | thousands by filing date | |
| TERRENO RLTY CORP | 88146M101 | COM | 7,215 | $165,000 | thousands by filing date | |
| URSTADT BIDDLE PROPERTIES | 917286205 | COMMON STOCK | 7,159 | $165,000 | thousands by filing date | |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 34,300 | $165,000 | thousands by filing date | put |
| Alamos Gold, Inc. | 011527108 | COM | 28,144 | $165,000 | thousands by filing date | |
| EXAMWORKS GROUP INC COM | 30066A105 | COM | 3,965 | $165,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 4,500 | $164,000 | thousands by filing date | put |
| PROSHARES TR | 74347X864 | ULTRPRO S&P500 | 1,229 | $164,000 | thousands by filing date | |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 11,000 | $164,000 | thousands by filing date | call |
| NUVEEN MD PREM INC MUNI FUND | 67061Q107 | mf | 12,911 | $164,000 | thousands by filing date | |
| YANZHOU COAL MNG CO LTD | 984846105 | SPON ADR H SHS | 19,621 | $164,000 | thousands by filing date | |
| ADCARE HEALTH SYSTEMS INC | 00650W300 | COM NEW | 37,483 | $164,000 | thousands by filing date | |
| CREDIT ACCEP CORP MICH | 225310101 | COM | 831 | $163,000 | thousands by filing date | |
| UBIQUITI NETWORKS INC | 90347A100 | COM | 5,500 | $163,000 | thousands by filing date | call |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 4,900 | $162,000 | thousands by filing date | call |
| TRUEBLUE INC | 89785X101 | COM | 6,662 | $162,000 | thousands by filing date | |
| ISHARES INC | 464286210 | EURO HIGH YIELD | 3,467 | $162,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383Q861 | GUGG CHN RL EST | 7,404 | $162,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 7,700 | $161,000 | thousands by filing date | put |
| ISHARES TR | 464289446 | RUS TOP 200 ETF | 3,453 | $161,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL A | 781846209 | Stock | 5,910 | $161,000 | thousands by filing date | |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 14,600 | $161,000 | thousands by filing date | put |
| ACCENDRA HEALTH INC | 690732102 | COM | 4,761 | $161,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 11,400 | $161,000 | thousands by filing date | call |
| Enzo Biochem Inc | 294100102 | Common Stock | 54,510 | $161,000 | thousands by filing date | |
| NUVEEN N Y SELECT TAX FREE I | 67063V104 | SH BEN INT | 11,432 | $161,000 | thousands by filing date | |
| DRESSER-RAND GROUP INC | 261608103 | COM | 2,000 | $161,000 | thousands by filing date | put |
| PIMCO ETF TR | 72201R734 | FORN CURR STRT | 3,754 | $161,000 | thousands by filing date | |
| GRAMERCY PPTY TR INC COM NEW | 38489R605 | REIT | 5,727 | $161,000 | thousands by filing date | |
| QTS RLTY TR INC | 74736A103 | COM CL A | 4,405 | $160,000 | thousands by filing date | |
| UNION BANKSHARES CORP | 90539J109 | COM | 7,200 | $160,000 | thousands by filing date | |
| GLOBAL X FTSE GREECE 20 ETF | 37950E366 | COMMON | 14,475 | $160,000 | thousands by filing date | |
| PROSHARES TR | 74348A525 | ULSHOIL&GASNEW13 | 3,000 | $160,000 | thousands by filing date | call |
| HARTFORD FINL SVCS GROUP INC | 416515120 | *W EXP 06/26/201 | 4,725 | $160,000 | thousands by filing date | |
| AMBARELLA INC | G037AX101 | SHS | 2,100 | $159,000 | thousands by filing date | put |
| WEST BANCORPORATION | 95123P106 | COMMON STOCK | 8,000 | $159,000 | thousands by filing date | |
| HASBRO INC COM | 418056107 | Stock | 2,500 | $158,000 | thousands by filing date | put |
| MFS GOVT MKTS INCOME TR | 552939100 | SH BEN INT | 28,249 | $158,000 | thousands by filing date | |
| RIVERVIEW BANCORP INC | 769397100 | COM | 35,138 | $158,000 | thousands by filing date | |
| PUTMAN HIGH INCOME SEC FUND | 746779107 | SHS BEN INT | 19,489 | $158,000 | thousands by filing date | |
| DEUTSCHE MULTI-MKT INCOME TR SHS | 25160E102 | CEF | 18,725 | $158,000 | thousands by filing date | |
| HOME BANCSHARES INC COM | 436893200 | Stock | 4,630 | $157,000 | thousands by filing date | |
| INNOSPEC INC | 45768S105 | COM | 3,373 | $157,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635109 | COM | 4,700 | $157,000 | thousands by filing date | call |
| AMERICAS CAR-MART INC | 03062T105 | COM | 2,902 | $157,000 | thousands by filing date | |
| VINA CONCHA Y TORO S A | 927191106 | SPONSORED ADR | 3,807 | $157,000 | thousands by filing date | |
| BELMOND LTD | G1154H107 | COMMON STOCK-FO | 12,803 | $157,000 | thousands by filing date | |
| JDS UNIPHASE CORP | 46612J507 | COM PAR $0.001 | 12,000 | $157,000 | thousands by filing date | call |
| RED ROBIN GOURMET BURGERS IN | 75689M101 | COM | 1,801 | $156,000 | thousands by filing date | |
| POZEN INC | 73941U102 | COMMON STOCK | 20,202 | $156,000 | thousands by filing date | |
| GROUPON INC | 399473107 | COMMON STOCK | 21,700 | $156,000 | thousands by filing date | call |
| LAKELAND BANCORP INC | 511637100 | COM | 13,574 | $156,000 | thousands by filing date | |
| FIRST LONG IS CORP | 320734106 | COM | 6,129 | $156,000 | thousands by filing date | |
| INNERWORKINGS INC | 45773Y105 | COM | 23,267 | $156,000 | thousands by filing date | |
| SEASPAN CORP | Y75638109 | SHS | 8,559 | $156,000 | thousands by filing date | |
| ISHARES TR | 46432FAK3 | 2020 INVTGR BD | 1,555 | $156,000 | thousands by filing date | |
| IPATH INVERSE S&P 500 VIX SH | 06740L592 | ETP | 4,087 | $156,000 | thousands by filing date | |
| BELDEN INC COM | 077454106 | Stock | 1,661 | $155,000 | thousands by filing date | |
| ENVIRI CORP | 415864107 | COM | 8,993 | $155,000 | thousands by filing date | |
| PAMPA ENERGIA SA | 697660207 | SPONS ADR LVL I | 8,750 | $155,000 | thousands by filing date | |
| ATHENAHEALTH INC | 04685W103 | COMMON STOCK | 1,300 | $155,000 | thousands by filing date | call |
| BROOKFIELD TOTAL RETURN FD I | 11283U108 | COM | 6,367 | $155,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL | 73935X443 | ETF | 3,826 | $155,000 | thousands by filing date | |
| BLACKROCK ENHANCED GOVT FD (EGF) | 09255K108 | COM | 11,138 | $155,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L837 | INTL QLTDV IDX | 6,178 | $154,000 | thousands by filing date | |
| HIVE | 007786106 | Stock | 34,500 | $154,000 | thousands by filing date | |
| AQUINOX PHARMACEUTICALS INC | 03842B101 | COM | 18,710 | $154,000 | thousands by filing date | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 1,300 | $153,000 | thousands by filing date | call |
| FIRST TR EMERGING ETF MARKETS SMALL CAP ALPHADEX FUND | 33737J307 | ETF | 4,666 | $153,000 | thousands by filing date | |
| CHINA FD INC | 169373107 | COM | 7,928 | $153,000 | thousands by filing date | |
| BLACKROCK NY MUN INCOME TR I | 09249R102 | COM | 10,450 | $153,000 | thousands by filing date | |
| BLACKROCK MUNIC BD INVST TR | 09249K107 | COM | 10,325 | $153,000 | thousands by filing date | |
| TEXAS ROADHOUSE INC COM | 882681109 | Stock | 4,192 | $152,000 | thousands by filing date | |
| YORK WATER CO | 987184108 | COMMON STOCK | 6,250 | $152,000 | thousands by filing date | |
| PROSHARES TR | 74347R768 | ULTRA CONSU STAP | 1,553 | $152,000 | thousands by filing date | |
| NUVEEN MASS QUALITY MUN INC | 67061E104 | COM | 11,287 | $152,000 | thousands by filing date | |
| MEDICINES CO | 584688105 | COM | 5,438 | $152,000 | thousands by filing date | |
| NORANDA ALUMINIUM HOLDING CORP | 65542W107 | COMMON STOCK | 51,236 | $152,000 | thousands by filing date | |
| VIASAT INC | 92552V100 | COM | 2,527 | $151,000 | thousands by filing date | |
| TRANSALTA CORP | 89346D107 | COM | 16,249 | $151,000 | thousands by filing date | |
| VOXX INTERNATIONAL CORP | 91829F104 | COMMON STOCK | 16,500 | $151,000 | thousands by filing date | |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 30,100 | $151,000 | thousands by filing date | call |
| ADVISORSHARES TR | 00768Y651 | NORTH SQUA MCKE | 1,518 | $151,000 | thousands by filing date | |
| LIFECOREBIOMEDICALINC | 514766104 | STOK | 10,745 | $150,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 1,400 | $150,000 | thousands by filing date | call |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 5,600 | $150,000 | thousands by filing date | put |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 4,900 | $150,000 | thousands by filing date | put |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 6,148 | $150,000 | thousands by filing date | |
| NATIONAL BANKSHARES INC VA | 634865109 | COMMON STOCK | 5,021 | $150,000 | thousands by filing date | |
| PROSHARES TR | 74347X880 | ULT FTSE CHIN 50 | 1,915 | $150,000 | thousands by filing date | |
| HOEGH LNG PARTNERS LP | Y3262R100 | COM UNIT LTD | 6,910 | $150,000 | thousands by filing date | |
| ROADRUNNER TRNSN SVCS HLDG I | 76973Q105 | COM | 5,917 | $150,000 | thousands by filing date | |
| APOLLO RESIDENTIAL MORTGAGE | 03763V102 | COM | 9,388 | $150,000 | thousands by filing date | |
| EXELIXIS INC COM | 30161Q104 | Stock | 58,100 | $149,000 | thousands by filing date | call |
| GUESS INC COM | 401617105 | Stock | 7,979 | $149,000 | thousands by filing date | |
| POTBELLY CORP | 73754Y100 | COM | 10,876 | $149,000 | thousands by filing date | |
| Walter Energy Inc | 93317Q105 | COM | 240,500 | $149,000 | thousands by filing date | call |
| GSV CAPITAL CORP | 36191J101 | COM | 15,187 | $149,000 | thousands by filing date | |
| ABERDEEN ISRAEL FUND INC | 00301L109 | COM | 8,461 | $149,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U829 | GAMING ETF | 4,061 | $149,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L506 | IBOXX 3R TARGT | 6,085 | $148,000 | thousands by filing date | |
| EXPRESS INC | 30219E103 | COMMON STOCK | 8,930 | $148,000 | thousands by filing date | |
| TRIANGLE PETE CORP | 89600B201 | COM NEW | 29,298 | $148,000 | thousands by filing date | |
| GENESEE & WYO INC | 371559204 | UNIT 10/01/2015 | 1,219 | $148,000 | thousands by filing date | |
| NUVEEN MICH QUALITY INCOME MUN FD INC | 670979103 | CEF | 10,689 | $148,000 | thousands by filing date | |
| BRADY CORP | 104674106 | CL A | 5,196 | $147,000 | thousands by filing date | |
| BARNWELL INDS INC | 068221100 | COM | 61,770 | $147,000 | thousands by filing date | |
| REALD INC | 75604L105 | COMMON STOCK | 11,460 | $147,000 | thousands by filing date | |
| TELENAV INC | 879455103 | COMMON STOCK | 18,306 | $146,000 | thousands by filing date | |
| ALCATEL-LUCENT | 013904305 | SPONSORED ADR | 39,100 | $146,000 | thousands by filing date | call |
| ALERE INC | 01449J105 | COM | 2,978 | $146,000 | thousands by filing date | |
| SNYDERS LANCE INC | 833551104 | COM | 4,544 | $146,000 | thousands by filing date | |
| WISDOMTREE TRUST | 97717W166 | INDIAN RUP ETF | 6,860 | $146,000 | thousands by filing date | |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 3,450 | $145,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y165 | DAILY 500 2X ETF | 1,026 | $145,000 | thousands by filing date | |
| JA SOLAR HOLDINGS CO LTD | 466090206 | SPON ADR REP5ORD | 15,133 | $145,000 | thousands by filing date | |
| MARKET VECTORS RVE HARD ASTS | 57060U795 | RVE | 4,388 | $145,000 | thousands by filing date | |
| MARKET VECTORS INDONESA | 57060U167 | COMMON | 11,327 | $145,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R700 | 7-15 YR US TRS | 1,665 | $145,000 | thousands by filing date | |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 14,685 | $144,000 | thousands by filing date | |
| LINCOLN ELEC HLDGS INC | 533900106 | COM | 2,200 | $144,000 | thousands by filing date | call |
| ROOKLINE BANCORP INC DEL | 11373M107 | COM | 14,336 | $144,000 | thousands by filing date | |
| LIFE TIME FITNESS INC | 53217R207 | COM | 2,033 | $144,000 | thousands by filing date | |
| OMNICARE CAP TR II | 68214Q200 | PFD B TR 4.00% | 1,511 | $144,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 2,500 | $143,000 | thousands by filing date | put |
| BANNER CORP | 06652V208 | COM NEW | 3,114 | $143,000 | thousands by filing date | |
| PROSHARES TR | 74347R206 | PSHS ULTRA QQQ | 1,000 | $143,000 | thousands by filing date | put |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 2,200 | $143,000 | thousands by filing date | call |
| STRATASYS LTD | M85548101 | SHS | 2,700 | $143,000 | thousands by filing date | call |
| MMA Capital Management LLC | 55315D105 | COM | 14,303 | $143,000 | thousands by filing date | |
| POWERSHARES FDMNL PUR S CORE | 73935X435 | COM | 3,899 | $143,000 | thousands by filing date | |
| OLD NATL BANCORP IND | 680033107 | COM | 10,054 | $142,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 3,500 | $141,000 | thousands by filing date | call |
| PACKAGING CORP AMER COM | 695156109 | Stock | 1,800 | $141,000 | thousands by filing date | put |
| DIREXION SHS ETF TR | 25459W540 | FUND | 1,486 | $141,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E606 | CHINA FINL ETF | 8,788 | $141,000 | thousands by filing date | |
| LINCOLN NATL CORP IND | 534187117 | *W EXP 07/10/201 | 2,858 | $141,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739G851 | IPTH JPY/USD ETN | 3,000 | $141,000 | thousands by filing date | |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 1,200 | $140,000 | thousands by filing date | call |
| CELANESE CORP DEL COM | 150870103 | Stock | 2,500 | $140,000 | thousands by filing date | call |
| SCICLONE PHARMACEUTICALS INC | 80862K104 | COM | 15,737 | $140,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL PURE LARGE CORE PORTFOLIO | 73935X450 | ETF | 3,485 | $140,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS FD | 61744G107 | COM | 9,419 | $140,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 1,700 | $139,000 | thousands by filing date | put |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 25,600 | $139,000 | thousands by filing date | call |
| GREIF INC | 397624206 | CL B | 3,030 | $139,000 | thousands by filing date | |
| GLOBAL X | 37950E762 | EXCHANGE TRADED | 12,305 | $139,000 | thousands by filing date | |
| WISCONSIN ENERGY CORP | 976657106 | COMMON STOCK | 2,800 | $139,000 | thousands by filing date | put |
| PORTOLA PHARMACEUTICALS INC COM | 737010108 | Stock | 3,675 | $139,000 | thousands by filing date | |
| ISHARES TR | 46432FAZ0 | IBONDS MAR23 ETF | 1,301 | $139,000 | thousands by filing date | |
| PAPA MURPHYS HLDGS INC | 698814100 | COM | 7,615 | $138,000 | thousands by filing date | |
| HCI GROUP INC | 40416E103 | COM | 2,971 | $137,000 | thousands by filing date | |
| INVESCO HIGH INCOME TRUST II | 46131F101 | COM | 9,093 | $137,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 10,000 | $137,000 | thousands by filing date | call |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 13,900 | $137,000 | thousands by filing date | call |
| DOMINION RES INC VA NEW | 25746U885 | UNIT 07/01/2016 | 2,433 | $137,000 | thousands by filing date | |
| GRUMA S.A.B. SPONSORED ADR | 400131306 | ADR | 2,703 | $137,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740L493 | 10 YR TREAS BULL | 1,769 | $137,000 | thousands by filing date | |
| TRECORA RES | 894648104 | COM | 11,200 | $137,000 | thousands by filing date | |
| GUESS INC COM | 401617105 | Stock | 7,300 | $136,000 | thousands by filing date | call |
| CAPELLA EDUCATION CO | 139594105 | COM | 2,100 | $136,000 | thousands by filing date | call |
| QAD INC-A | 74727D306 | CL A | 5,606 | $136,000 | thousands by filing date | |
| NETGEAR INC | 64111Q104 | COM | 4,118 | $135,000 | thousands by filing date | |
| BLOCK H & R INC COM | 093671105 | Stock | 4,200 | $135,000 | thousands by filing date | call |
| SOTHEBYS | 835898107 | COM | 3,200 | $135,000 | thousands by filing date | call |
| BIO RAD LABS INC | 090572108 | CL B | 1,002 | $135,000 | thousands by filing date | |
| DYAX CORP | 26746E103 | COM | 8,050 | $135,000 | thousands by filing date | |
| ARMOUR RESIDENTIAL REIT IN | 042315101 | COM | 42,600 | $135,000 | thousands by filing date | call |
| BIOMARIN PHARMACEUTICAL INC | 09061GAD3 | CNV | 22,000 | $135,000 | thousands by filing date | principal |
| BENEFICIAL BANCORP INC | 08171T102 | COM | 11,923 | $135,000 | thousands by filing date | |
| CENTRAL SECURITIES CORP | 155123102 | COM | 6,140 | $134,000 | thousands by filing date | |
| HUDSON TECHNOLOGIES INC | 444144109 | COMMON STOCK | 32,133 | $134,000 | thousands by filing date | |
| HARMAN INTL INDS INC | 413086109 | COM | 1,000 | $134,000 | thousands by filing date | put |
| OSIRIS THERAPEUTICS INC NEW | 68827R108 | COM | 7,659 | $134,000 | thousands by filing date | |
| NUVEEN NY DIV ADVANTG MUN FD | 67070A101 | COM | 9,905 | $134,000 | thousands by filing date | |
| QUOTIENT LTD | G73268107 | SHS | 7,837 | $134,000 | thousands by filing date | |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 3,800 | $133,000 | thousands by filing date | put |
| PEOPLES BANCORP INC | 709789101 | COM | 5,628 | $133,000 | thousands by filing date | |
| HILLTOP HLDGS INC | 432748101 | COM | 6,817 | $133,000 | thousands by filing date | |
| PRAXAIR INC | 74005P104 | COM | 1,100 | $133,000 | thousands by filing date | call |
| CLAYMORE GUGGENHEIM | 18383Q796 | GUGG SHIPPNG ETF | 6,915 | $133,000 | thousands by filing date | |
| PERRIGO CO PLC SHS | G97822103 | Stock | 800 | $132,000 | thousands by filing date | call |
| ISHARES TR | 46432F859 | CORE 1 5 YR USD | 1,311 | $132,000 | thousands by filing date | |
| RUTHS HOSPITALITY GROUP INC | 783332109 | COM | 8,300 | $132,000 | thousands by filing date | |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 11,876 | $132,000 | thousands by filing date | |
| TOTAL RETURN SECURITIES FUND | 870875101 | COM | 11,478 | $132,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 21,800 | $132,000 | thousands by filing date | |
| APPLIED MICRO CIRCUITS CORP | 03822W406 | COM NEW | 25,922 | $132,000 | thousands by filing date | |
| GENCORP INC | 368682100 | COM | 5,693 | $132,000 | thousands by filing date | |
| AMERIS BANCORP | 03076K108 | COM | 4,933 | $131,000 | thousands by filing date | |
| ONEBEACON INSURANCE GROUP LT | G67742109 | COMMON STOCK | 8,616 | $131,000 | thousands by filing date | |
| NATIONAL SEC GROUP INC | 637546102 | COM | 9,309 | $131,000 | thousands by filing date | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 1,100 | $130,000 | thousands by filing date | put |
| INVESCO PA VALUE MUN INC TR | 46132K109 | COM | 9,745 | $130,000 | thousands by filing date | |
| VITAL ENERGY INC | 516806106 | COMMON STOCK | 10,000 | $130,000 | thousands by filing date | put |
| KOFAX LTD | G5307C105 | COM USD | 11,886 | $130,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 6,700 | $129,000 | thousands by filing date | put |
| NORDSTROM INC | 655664100 | COM | 1,600 | $129,000 | thousands by filing date | put |
| TECHTARGET INC | 87874R100 | COM | 11,200 | $129,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y207 | NASDAQ 100 EQ WT | 1,980 | $129,000 | thousands by filing date | |
| MILLER INDUSTRIES INC TENN | 600551204 | COMMON STOCK | 5,250 | $129,000 | thousands by filing date | |
| SINOPEC SHANGHAI PETROCHEMIC | 82935M109 | SPON ADR H | 3,453 | $129,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 126,658 | $129,000 | thousands by filing date | |
| MEDIVATION INC | 58501N101 | COM | 1,000 | $129,000 | thousands by filing date | put |
| FIRST TR ACTIVE DIVID INCOME | 33731L100 | COM | 14,547 | $129,000 | thousands by filing date | |
| DIREXION DAILY ENERGY BUL 3X | 25459W888 | CMN | 2,360 | $129,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 1,300 | $128,000 | thousands by filing date | call |
| TRIMAS CORP | 896215209 | COM NEW | 4,136 | $128,000 | thousands by filing date | |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 21,477 | $128,000 | thousands by filing date | |
| ENEL GENERACION CHILE S A | 29244T101 | SPONSORED ADR | 2,839 | $128,000 | thousands by filing date | |
| ZWEIG TOTAL RETURN FD INC | 989837208 | COM | 9,390 | $128,000 | thousands by filing date | |
| USA TRUCK INC | 902925106 | COM | 4,606 | $128,000 | thousands by filing date | |
| FIRST TRUST | 33733G109 | COM BEN INTR | 17,047 | $128,000 | thousands by filing date | |
| SUTRON CORP | 869380105 | COM | 25,243 | $128,000 | thousands by filing date | |
| PRIMERO MNG CORP | 74164W106 | COM | 37,009 | $127,000 | thousands by filing date | |
| Breitburn Energy Ptnr Lp | 106776107 | COM UT LTD PTN | 23,200 | $127,000 | thousands by filing date | call |
| CARE COM INC | 141633107 | COM | 16,800 | $127,000 | thousands by filing date | |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 971 | $126,000 | thousands by filing date | |
| PENTAIR PLC SHS | G7S00T104 | Stock | 2,000 | $126,000 | thousands by filing date | put |
| FIRST FINL BANKSHARES INC COM | 32020R109 | Stock | 4,561 | $126,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 42,183 | $126,000 | thousands by filing date | |
| CITIZENS INC | 174740100 | COMMON STOCK | 20,379 | $126,000 | thousands by filing date | |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 10,192 | $126,000 | thousands by filing date | |
| TELETECH HOLDINGS INC | 879939106 | COM | 4,968 | $126,000 | thousands by filing date | |
| VTTI ENERGY PARTNERS LP COM UNIT RP LT | Y9384M101 | Stock | 5,085 | $126,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 1,600 | $125,000 | thousands by filing date | call |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 73,865 | $125,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X309 | S NETWRK FUT VEH | 3,098 | $125,000 | thousands by filing date | |
| ACETO CORP | 004446100 | COM | 5,691 | $125,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M613 | GUG RAYM JAMES S | 3,433 | $125,000 | thousands by filing date | |
| INOVALON HLDGS INC | 45781D101 | COM CL A | 4,117 | $125,000 | thousands by filing date | |
| ARTIVION INC | 228903100 | COM | 11,975 | $124,000 | thousands by filing date | |
| TRANSCANADA CORP | 89353D107 | COM | 2,900 | $124,000 | thousands by filing date | put |
| ENSTAR GROUP LIMITED | G3075P101 | SHS | 878 | $124,000 | thousands by filing date | |
| SAFEGUARD SCIENTIFICS INC | 786449207 | COMMON STOCK | 6,854 | $124,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 14,000 | $123,000 | thousands by filing date | put |
| CHESAPEAKE GRANITE WASH TRUST | 165185109 | COMMON STOCK | 19,164 | $123,000 | thousands by filing date | |
| COTT CORP QUE | 22163N106 | COM | 13,169 | $123,000 | thousands by filing date | |
| CHIPMOS TECH BERMUDA LTD | G2110R114 | SHS | 5,000 | $123,000 | thousands by filing date | call |
| BARCLAYS BK PLC | 06739F101 | COM | 3,739 | $123,000 | thousands by filing date | |
| SYNAPTICS INC COM | 87157D109 | Stock | 1,500 | $122,000 | thousands by filing date | call |
| SENSIENT TECHNOLOGIES CORP | 81725T100 | COM | 1,767 | $122,000 | thousands by filing date | |
| RELIANCE INC | 759509102 | COM | 2,000 | $122,000 | thousands by filing date | put |
| NCI BUILDING SYSTEMS INC | 628852204 | COM | 7,074 | $122,000 | thousands by filing date | |
| FEDERATED ENHANC TREAS INCM | 314162108 | COM SH BEN INT | 8,981 | $122,000 | thousands by filing date | |
| PROSHARES TR II SHT | 74347W627 | VIX ST TRM | 1,800 | $122,000 | thousands by filing date | call |
| NUVEEN GA DIVID | 67072B107 | COM | 9,457 | $122,000 | thousands by filing date | |
| ASIA PAC FD INC | 044901106 | COM | 10,491 | $122,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 1,100 | $121,000 | thousands by filing date | call |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 5,500 | $121,000 | thousands by filing date | call |
| ISHARES TR | 464287382 | JPX NIKKEI 400 | 2,259 | $121,000 | thousands by filing date | |
| Lowes Companies Inc | 42222G108 | LOW | 2,000 | $121,000 | thousands by filing date | put |
| REED ELSEVIER N V | 758204200 | SPONS ADR NEW | 2,441 | $121,000 | thousands by filing date | |
| DANAHER CORP DEL | 235851AF9 | NOTE 1/2 | 49,000 | $121,000 | thousands by filing date | principal |
| SPDR INDEX SHS FDS | 78463X731 | S&P INTL CONS | 3,036 | $121,000 | thousands by filing date | |
| EATON VANCE OHIO MUN BD FD | 27828L106 | COM | 9,234 | $121,000 | thousands by filing date | |
| EROS INTL PLC | G3788M114 | SHS NEW | 6,842 | $120,000 | thousands by filing date | |
| ORBITZ WORLDWIDE INC | 68557K109 | COM | 10,316 | $120,000 | thousands by filing date | |
| COMMUNICATIONS SYSTEMS INC | 203900105 | COM | 10,539 | $120,000 | thousands by filing date | |
| U HAUL HOLDING COMPANY | 023586100 | COM | 360 | $119,000 | thousands by filing date | |
| CUSHING RENAISSANCE FD | 231647108 | COM | 5,583 | $119,000 | thousands by filing date | |
| TRICO BANCSHARES | 896095106 | COMMON STOCK | 4,952 | $119,000 | thousands by filing date | |
| NW Biotherapeutics | 66737P600 | USD | 16,056 | $119,000 | thousands by filing date | |
| UTS GULF COAST ULTRA DEEP | 40222T104 | COMMON STK | 166,673 | $119,000 | thousands by filing date | |
| MARKETO INC | 57063L107 | COM | 4,653 | $119,000 | thousands by filing date | |
| FIRSTSERVICE CORP | 33761N109 | SUB VTG SH | 1,841 | $119,000 | thousands by filing date | |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 6,349 | $118,000 | thousands by filing date | |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 13,803 | $118,000 | thousands by filing date | |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 14,522 | $118,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H139 | W EXP 11/14/2018 | 3,177 | $118,000 | thousands by filing date | |
| SFX ENTMT INC | 784178303 | COM | 28,607 | $118,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 1,500 | $117,000 | thousands by filing date | put |
| KOREA FD INC | 500634209 | COM NEW | 2,926 | $117,000 | thousands by filing date | |
| UNITED STATIONERS INC | 913004107 | COM | 2,835 | $117,000 | thousands by filing date | |
| ISHARES TR | 46432FBC0 | IBONDS MAR20 ETF | 1,100 | $117,000 | thousands by filing date | |
| Intuit Inc. | 461202103 | COM | 1,200 | $116,000 | thousands by filing date | call |
| COMFORT SYS USA INC COM | 199908104 | Stock | 5,489 | $116,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 1,700 | $116,000 | thousands by filing date | put |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 3,900 | $116,000 | thousands by filing date | put |
| HORNBECK OFFSHORE SVCS INC N | 440543106 | COM | 6,159 | $116,000 | thousands by filing date | |
| CSI COMPRESSCO LP | 12637A103 | COM UNIT | 6,000 | $115,000 | thousands by filing date | put |
| MATTEL INC | 577081102 | COM | 5,000 | $114,000 | thousands by filing date | call |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 5,000 | $114,000 | thousands by filing date | put |
| IROBOT CORP | 462726100 | COM | 3,500 | $114,000 | thousands by filing date | call |
| ASTORIA FINANCIAL CORP | 046265104 | COMMON STOCK | 8,818 | $114,000 | thousands by filing date | |
| SHUTTERFLY INC | 82568P304 | COM | 2,508 | $114,000 | thousands by filing date | |
| 1ST CENTURY BANCSHARES INC | 31943X102 | COM | 16,635 | $114,000 | thousands by filing date | |
| BARRACUDA NETWORKS INC | 068323104 | COM | 2,972 | $114,000 | thousands by filing date | |
| ONCOMED PHARMACEUTICALS INC COM | 68234X102 | Stock | 4,409 | $114,000 | thousands by filing date | |
| EARTHLINK HLDGS CORP | 27033X101 | COM | 25,573 | $114,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 1,100 | $113,000 | thousands by filing date | put |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 9,000 | $113,000 | thousands by filing date | put |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 2,700 | $113,000 | thousands by filing date | call |
| SINA CORP | G81477104 | ORD | 3,500 | $113,000 | thousands by filing date | call |
| DISTRIBUTION SOLUTIONS GRP I | 520776105 | COM | 4,857 | $113,000 | thousands by filing date | |
| BLACK DIAMOND INC | 09202G101 | COMMON STOCK | 11,916 | $113,000 | thousands by filing date | |
| CHANGYOU COM LTD | 15911M107 | ADS REP CL A | 4,384 | $113,000 | thousands by filing date | |
| ON TRACK INNOVATION LTD | M8791A109 | SHS | 76,000 | $113,000 | thousands by filing date | |
| REVENUESHARES ETF TR | 761396704 | NAVELLR A-100 | 2,228 | $113,000 | thousands by filing date | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 2,600 | $112,000 | thousands by filing date | call |
| BXP INC COM | 101121101 | REIT | 800 | $112,000 | thousands by filing date | put |
| INTERNATIONAL BANCSHARES COR | 459044103 | COM | 4,300 | $112,000 | thousands by filing date | |
| CRANE CO | 224399105 | COM | 1,800 | $112,000 | thousands by filing date | call |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 33,995 | $112,000 | thousands by filing date | |
| BOSTON PRIVATE FINL HLDGS INC COM | 101119105 | Stock | 9,187 | $112,000 | thousands by filing date | |
| ARCELORMITTAL FUNSPONSORED ADR 1 ADR REPS 1 ORD SHS | 03938L104 | COM | 11,900 | $112,000 | thousands by filing date | put |
| REGULUS THERAPEUTICS INC | 75915K101 | COM | 6,572 | $112,000 | thousands by filing date | |
| ALLIANCE NEW YORK MUN INC FD | 018714105 | COM | 8,050 | $112,000 | thousands by filing date | |
| BANCO SANTANDER CHILE NEW | 05965X109 | SP ADR REP COM | 5,100 | $111,000 | thousands by filing date | call |
| PERICOM SEMICONDUCTOR CORP | 713831105 | COM | 7,200 | $111,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y405 | 20YR TRES BEAR | 5,066 | $111,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740P601 | S&P 500 3X LNG | 700 | $111,000 | thousands by filing date | |
| HYDRA INDS ACQUISITION CORP | 448740209 | UNIT 10/20/2021 | 11,225 | $111,000 | thousands by filing date | |
| OMNICELL COM COM | 68213N109 | Stock | 3,110 | $110,000 | thousands by filing date | |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 7,100 | $110,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L803 | M STAR DEV MKT | 1,831 | $110,000 | thousands by filing date | |
| LCNB CORP | 50181P100 | COM | 7,201 | $110,000 | thousands by filing date | |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 93,991 | $110,000 | thousands by filing date | |
| JEFFERIES GROUP INC | 472319AG7 | CORPORATE OBLIG | 109,000 | $110,000 | thousands by filing date | principal |
| CATCHMARK TIMBER TR INC CL A | 14912Y202 | REIT | 9,304 | $110,000 | thousands by filing date | |
| CIVITAS SOLUTIONS INC | 17887R102 | COM | 5,246 | $110,000 | thousands by filing date | |
| VINCE HLDG CORP | 92719W108 | COM | 5,930 | $110,000 | thousands by filing date | |
| OXFORD INDS INC | 691497309 | COM | 1,445 | $109,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736G106 | GBL WND ENRG ETF | 9,998 | $109,000 | thousands by filing date | |
| ERA GROUP INC | 26885G109 | COM | 5,230 | $109,000 | thousands by filing date | |
| Powershs Db US Dollar Tr | 73936D206 | DOLL INDX BEAR | 5,061 | $109,000 | thousands by filing date | |
| PIMCO NEW YORK MUN INCM | 72201E105 | FD 1 COM | 10,785 | $109,000 | thousands by filing date | |
| MEXICO EQUITY & INCOME FD | 592834105 | COM | 8,806 | $108,000 | thousands by filing date | |
| JINPAN INTL LTD | G5138L100 | ORD | 23,543 | $108,000 | thousands by filing date | |
| PROSHARES TR | 74347X575 | SHT MSCI NEW | 5,862 | $108,000 | thousands by filing date | |
| NASDAQ INC COM | 631103108 | Stock | 2,100 | $107,000 | thousands by filing date | call |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 19,499 | $107,000 | thousands by filing date | |
| SPLUNK INC | 848637104 | COM | 1,800 | $107,000 | thousands by filing date | call |
| BARCLAYS BANK PLC | 06739H271 | ETN DJUBSCOTTN38 | 2,499 | $107,000 | thousands by filing date | |
| PROSHARES TR | 74348A525 | ULSHOIL&GASNEW13 | 2,000 | $107,000 | thousands by filing date | put |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 2,500 | $106,000 | thousands by filing date | put |
| MBIA INC | 55262C100 | COMMON STOCK | 11,382 | $106,000 | thousands by filing date | |
| KEWAUNEE SCIENTIFIC CP | 492854104 | COMM | 6,030 | $106,000 | thousands by filing date | |
| MOOG INC | 615394301 | CL B | 1,412 | $106,000 | thousands by filing date | |
| KING DIGITAL ENTMT PLC | G5258J109 | ORD SHS | 6,655 | $106,000 | thousands by filing date | |
| Dws Strategic Muni Incm | 25159F102 | COM | 7,602 | $106,000 | thousands by filing date | |
| HUBSPOTINC | 443573100 | STOK | 2,629 | $105,000 | thousands by filing date | |
| ROSS STORES INC COM | 778296103 | Stock | 1,000 | $105,000 | thousands by filing date | call |
| SHAKE SHACK INC | 819047101 | CL A | 2,103 | $105,000 | thousands by filing date | |
| BANCO SANTANDER CHILE NEW | 05965X109 | SP ADR REP COM | 4,826 | $105,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A599 | ST STR SW SERV | 1,055 | $105,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y280 | DLY FTS BUL 3X | 3,292 | $105,000 | thousands by filing date | |
| EASTERN CO | 276317104 | COM | 5,205 | $105,000 | thousands by filing date | |
| SHANDA GAMES LTD | 81941U105 | SP ADR REPTG A | 16,355 | $105,000 | thousands by filing date | |
| STARRETT (L.S.) CO -CL A | 855668109 | CL A | 5,494 | $105,000 | thousands by filing date | |
| POWERSHARES DYNAMIC | 73935X617 | DYN RETAIL PTF | 2,527 | $105,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 14,000 | $104,000 | thousands by filing date | call |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 8,210 | $104,000 | thousands by filing date | |
| MACROGENICS INC | 556099109 | COM | 3,305 | $104,000 | thousands by filing date | |
| STEELCASE INC-CLASS A | 858155203 | CL A | 5,510 | $104,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y206 | DORSEY WRIGT ADR | 2,717 | $104,000 | thousands by filing date | |
| FIRST TR/ABERDEEN EMERG OPT | 33731K102 | COM | 6,356 | $104,000 | thousands by filing date | |
| POWERSHARES | 73936B408 | EXCHANGE TRADED | 4,700 | $104,000 | thousands by filing date | put |
| ATRION CORPORATION | 049904105 | COMMON STOCK | 301 | $104,000 | thousands by filing date | |
| ISRAMCO INC | 465141406 | COM | 823 | $104,000 | thousands by filing date | |
| MITEL NETWORKS CORP | 60671Q104 | COM | 10,245 | $104,000 | thousands by filing date | |
| PROSHARES TR II | 74347W742 | PROSHS SHT EUR | 2,312 | $104,000 | thousands by filing date | |
| PAYCOMSOFTWAREINC | 70432V102 | STOK | 3,212 | $103,000 | thousands by filing date | |
| KENON HLDGS LTD SHS | Y46717107 | Stock | 5,389 | $103,000 | thousands by filing date | |
| CRITEO S A SPONS ADS | 226718104 | ADR | 2,600 | $103,000 | thousands by filing date | call |
| MCGRAW HILL FINL INC | 580645109 | COM | 1,000 | $103,000 | thousands by filing date | call |
| SYMANTEC CORP | 871503108 | COM | 4,400 | $103,000 | thousands by filing date | put |
| ATLAS AIR WORLDWIDE HOLDINGS I | 049164205 | COM NEW | 2,389 | $103,000 | thousands by filing date | |
| MB FINANCIAL INC | 55264U108 | COMMON STOCK | 3,314 | $103,000 | thousands by filing date | |
| ALTERA CORP | 021441100 | COM | 2,400 | $103,000 | thousands by filing date | put |
| SUNOCO LOGISTICS PRTNRS L P | 86764L108 | COM UNITS | 2,500 | $103,000 | thousands by filing date | call |
| REGENCY ENERGY PARTNERS ML | 75885Y107 | COM | 4,500 | $103,000 | thousands by filing date | call |
| POWERSHARES DB GOLD FUND | 73936B606 | DB G | 2,628 | $103,000 | thousands by filing date | |
| RENTRAK CORP | 760174102 | COM | 1,862 | $103,000 | thousands by filing date | |
| ISHARES TR | 46432FAD9 | 2016 INVTGR BD | 1,028 | $103,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 1,200 | $102,000 | thousands by filing date | call |
| PROSHARES TR | 74347R669 | PSHS ULT SEMICDT | 1,145 | $102,000 | thousands by filing date | |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 14,600 | $102,000 | thousands by filing date | call |
| LEAPFROG ENTERPRISES INC | 52186N106 | COMMON STOCK | 47,003 | $102,000 | thousands by filing date | |
| NUVEEN PA INVT QUALITY MUN F | 670972108 | COM | 7,283 | $102,000 | thousands by filing date | |
| DOMINION RES BLACK WARRIOR T | 25746Q108 | UNITS BEN INT | 15,625 | $102,000 | thousands by filing date | |
| TRIVASCULAR TECHNOLOGIES INC | 89685A102 | COM | 9,729 | $102,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 37,755 | $101,000 | thousands by filing date | |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 1,300 | $101,000 | thousands by filing date | put |
| MACERICH CO | 554382101 | COM | 1,200 | $101,000 | thousands by filing date | put |
| DREYFUS | 26200S101 | MUTUAL FUNDS FI | 27,618 | $101,000 | thousands by filing date | |
| WESTERN ASSET WORLDWIDE INCO | 957668106 | COM | 8,888 | $101,000 | thousands by filing date | |
| CHENIERE ENERGY PTNRS LP HLD | 16411W108 | COM REP LLC IN | 4,226 | $101,000 | thousands by filing date | |
| DIAMONDBACK ENERGY INC COM | 25278X109 | Stock | 1,300 | $100,000 | thousands by filing date | put |
| APPLIED INDL TECHNOLOGIES INC COM | 03820C105 | Stock | 2,212 | $100,000 | thousands by filing date | |
| VIRTUS INVT PARTNERS INC COM | 92828Q109 | Stock | 760 | $100,000 | thousands by filing date | |
| NEXSTAR MEDIA GROUP INC COMMON STOCK | 65336K103 | Stock | 1,737 | $100,000 | thousands by filing date | |
| TREDEGAR CORP | 894650100 | COM | 4,949 | $100,000 | thousands by filing date | |
| ENPRO INC | 29355X107 | COM | 1,515 | $100,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092865 | MSCI UTILS INDEX | 3,491 | $100,000 | thousands by filing date | |
| OHR PHARMACEUTICAL INC | 67778H200 | COMMON STOCK | 39,242 | $100,000 | thousands by filing date | |
| Medgenics Inc New | 58436Q203 | COM NEW | 12,405 | $100,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U209 | MV ENVIR SVCS | 1,569 | $100,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 900 | $99,000 | thousands by filing date | call |
| MESA LABS INC COM | 59064R109 | Stock | 1,376 | $99,000 | thousands by filing date | |
| SEACOAST BKG CORP FLA | 811707801 | COM NEW | 6,963 | $99,000 | thousands by filing date | |
| PATTERN ENERGY GROUP INC | 70338P100 | CL A | 3,495 | $99,000 | thousands by filing date | |
| Apollo Global Management | 037612306 | COM | 4,600 | $99,000 | thousands by filing date | call |
| PIONEER ENERGY SVCS CORP | 723664108 | COM | 18,199 | $99,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL FIN LLC | 88163VAE9 | DBCV 0.250% 2/0 | 67,000 | $99,000 | thousands by filing date | principal |
| RESTORATION HARDWARE HLDGS I | 761283100 | COM | 1,000 | $99,000 | thousands by filing date | call |
| BRYN MAWR BANK CORPORATION | 117665109 | Domestic Common | 3,278 | $99,000 | thousands by filing date | |
| CURRENCYSHARES AUSTRALIAN DLAU | 23129U101 | ETF - EQUITY | 1,300 | $99,000 | thousands by filing date | put |
| ProShares Tr II Ultra Short Futures (uvxy) | 74347W346 | ETF | 6,600 | $99,000 | thousands by filing date | put |
| MURPHY OIL CORP COM | 626717102 | Stock | 2,100 | $98,000 | thousands by filing date | call |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 600 | $98,000 | thousands by filing date | put |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 10,686 | $98,000 | thousands by filing date | |
| OREXIGEN THERAPEUTICS INC | 686164104 | COMMON STOCK | 12,460 | $98,000 | thousands by filing date | |
| FXCM INC | 302693106 | COM | 46,331 | $98,000 | thousands by filing date | |
| MOLYCORP INC DEL | 608753109 | COM | 253,651 | $98,000 | thousands by filing date | |
| XCERRA CORP | 98400J108 | COM | 11,007 | $98,000 | thousands by filing date | |
| KITE PHARMA INC | 49803L109 | COM | 1,700 | $98,000 | thousands by filing date | call |
| LG DISPLAY CO LTD SPONS ADR REP | 50186V102 | ADR | 6,800 | $97,000 | thousands by filing date | call |
| JINKOSOLAR HOLDING COMPANY,LIM | 47759T100 | SPONSORED ADR | 3,800 | $97,000 | thousands by filing date | call |
| LA Z BOY INC | 505336107 | COM | 3,415 | $97,000 | thousands by filing date | |
| EMPIRE ST RLTY OP L P | 292102100 | UNIT LTD PRTNSP | 5,197 | $97,000 | thousands by filing date | |
| RYLAND GROUP INC | 783764103 | COM | 2,000 | $97,000 | thousands by filing date | call |
| AK STEEL HOLDING CORP | 001547108 | COM | 21,790 | $97,000 | thousands by filing date | call |
| POWERSHS DB MULTI SECT COMM | 73936B101 | DB ENERGY FUND | 6,138 | $97,000 | thousands by filing date | |
| NUVEEN NY | 670706100 | COM | 6,504 | $97,000 | thousands by filing date | |
| ENERGY RECOVERY INC | 29270J100 | COM | 37,164 | $96,000 | thousands by filing date | |
| BEACON FINANCIAL CORP. | 084680107 | COM | 3,454 | $96,000 | thousands by filing date | |
| FIRST BANCORP CORPORATION | 318672706 | COM NEW | 15,447 | $96,000 | thousands by filing date | |
| REPUBLIC BANCORP INC CLASS A | 760281204 | COMMON STOCK | 3,904 | $96,000 | thousands by filing date | |
| Hugoton Royalty Trust | 444717102 | COM | 16,403 | $96,000 | thousands by filing date | |
| GENOMIC HEALTH, INC. | 37244C101 | COM | 3,112 | $95,000 | thousands by filing date | |
| EMPIRE ST RLTY OP L P | 292102209 | UNIT LTD PRT 60 | 5,096 | $95,000 | thousands by filing date | |
| CELESTICA INC | 15101Q108 | COMMON STOCK-FO | 8,505 | $95,000 | thousands by filing date | |
| MARKET VECTORS EGYPT INDEX ETF | 57061R569 | Exchange Traded Product | 1,690 | $95,000 | thousands by filing date | |
| FORESIGHT ENERGY LP | 34552U104 | COM UNT RP INT | 6,076 | $95,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 2,500 | $94,000 | thousands by filing date | put |
| CANADIANNATLRYCOF | 136375102 | STOK | 1,400 | $94,000 | thousands by filing date | call |
| D R HORTON INC COM | 23331A109 | Stock | 3,300 | $94,000 | thousands by filing date | put |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 900 | $94,000 | thousands by filing date | call |
| DIRECTV | 25490A309 | COM | 1,100 | $94,000 | thousands by filing date | call |
| WISDOMTREE U S VALUE ETF | 97717W547 | COM | 1,412 | $94,000 | thousands by filing date | |
| METHODE ELECTRONICS INC | 591520200 | COMMON STOCK | 2,000 | $94,000 | thousands by filing date | call |
| TRI POINTE HOMES INC | 87265H109 | COM | 6,157 | $94,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J505 | EURO ALPHADEX | 2,903 | $94,000 | thousands by filing date | |
| MANAGED DURATION INVT GRD FU | 56165R103 | COM | 6,897 | $94,000 | thousands by filing date | |
| SL INDS INC | 784413106 | COMMON STOCK | 2,191 | $94,000 | thousands by filing date | |
| PIXELWORKS INC | 72581M305 | COM NEW | 18,633 | $94,000 | thousands by filing date | |
| XEROX CORP | 984121103 | COM | 7,300 | $94,000 | thousands by filing date | put |
| NATIONAL WESTMINSTER BK PLC | 638539882 | SPON ADR C | 3,600 | $94,000 | thousands by filing date | |
| DOMINION RES BLACK WARRIOR T | 25746Q108 | UNITS BEN INT | 14,500 | $94,000 | thousands by filing date | put |
| FIRST TRUST MULTI STRGY ALTER ETF | 73935B870 | ALT MULTI STRG | 4,052 | $94,000 | thousands by filing date | |
| 6D Global Tech Inc | 83002F100 | COM | 11,740 | $94,000 | thousands by filing date | |
| BLACKHAWK NET B | 09238E203 | Common Stock | 2,635 | $94,000 | thousands by filing date | |
| ISHARES TR | 46434V100 | 0-5YR INVT GR CP | 1,833 | $93,000 | thousands by filing date | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 2,000 | $93,000 | thousands by filing date | put |
| GASLOG LTD | G37585109 | SHS | 4,800 | $93,000 | thousands by filing date | call |
| RESOLUTE ENERGY CORP | 76116A108 | COMMON STOCK | 165,225 | $93,000 | thousands by filing date | |
| BOFI HOLDING INC | 05566U108 | COMMON STOCK | 1,000 | $93,000 | thousands by filing date | call |
| GOODRICH PETE CORP | 382410405 | COM NEW | 26,177 | $93,000 | thousands by filing date | |
| COSTCO COMPANIES INC | 22160QAC6 | NOTE 8/1 | 27,000 | $93,000 | thousands by filing date | principal |
| CURRENCYSHARES SWEDISH KRONA | 23129R108 | SWEDISH KRONA | 812 | $93,000 | thousands by filing date | |
| MARKET VECTORS ETF URANIUM+NUCLEAR ENGY ETF | 57061R577 | COM | 1,885 | $93,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 2,400 | $92,000 | thousands by filing date | put |
| KELLANOVA | 487836108 | COM | 1,400 | $92,000 | thousands by filing date | call |
| TOWNEBANK PORTSMOUTH VA | 89214P109 | COM | 5,769 | $92,000 | thousands by filing date | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 9,768 | $92,000 | thousands by filing date | |
| EATON VANCE CALIF MUN BD FD | 27828C106 | COM | 7,100 | $92,000 | thousands by filing date | |
| PACIFIC ETHANOL INC PAR $.001 | 69423U305 | COM | 8,500 | $92,000 | thousands by filing date | put |
| PROSHARES TR | 74348A426 | ULTSHRT QQQ | 2,500 | $92,000 | thousands by filing date | call |
| CHILDRENS PL INC NEW | 168905107 | COM | 1,406 | $91,000 | thousands by filing date | |
| V F CORP COM | 918204108 | Stock | 1,200 | $91,000 | thousands by filing date | call |
| ANDERSONS INC COM | 034164103 | Stock | 2,201 | $91,000 | thousands by filing date | |
| FLEX LTD ORD | Y2573F102 | Stock | 7,200 | $91,000 | thousands by filing date | put |
| CENOVUS ENERGY INC | 15135U109 | COM | 5,400 | $91,000 | thousands by filing date | put |
| LIVEPERSON, INC. | 538146101 | COM | 8,972 | $91,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W471 | BLMBG US BULL | 3,188 | $91,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-15-005912 | this filing | 2015-05-14 | acceptance time not in the bulk data set |