13F-HR filed by UBS Group AG
UBS Group AG filed this 13F-HR for the quarter ended 2015-03-31, filed 2015-05-14, with 8,816 holding rows worth $144,826,421,000.
- Accession
- 0000950123-15-005912
- Filer
- CIK 1610520
- Filed
- 2015-05-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2015
A holdings report, 15,013 entries on the cover page, a total value of $144,826,421,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $144,826,537,000 with VALUE read as thousands by filing date, 13F file number 028-16612. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerUBS Financial Services Inc. 028-11496
- included managerUBS Swiss Financial Advisors AG 028-11603
- included managerUBS AG, New York Branch 028-07344
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| BRIDGE CAP HLDGS | 108030107 | COM | 12,349 | $323,000 | thousands by filing date | |
| ALLEGIANT TRAVEL CO | 01748X102 | COM | 1,676 | $322,000 | thousands by filing date | |
| MULTI-COLOR | 625383104 | COM | 4,622 | $321,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 18,121 | $321,000 | thousands by filing date | |
| HARMAN INTL INDS INC | 413086109 | COM | 2,400 | $321,000 | thousands by filing date | call |
| LPL FINL HLDGS INC COM | 50212V100 | Stock | 7,298 | $320,000 | thousands by filing date | |
| CHURCHILL DOWNS INC | 171484108 | COM | 2,778 | $320,000 | thousands by filing date | |
| SABINE RTY TR | 785688102 | UNIT BEN INT | 8,129 | $320,000 | thousands by filing date | |
| WELLCARE HEALTH PLANS INC | 94946T106 | COM | 3,485 | $319,000 | thousands by filing date | |
| VAIL RESORTS INC COM | 91879Q109 | Stock | 3,073 | $318,000 | thousands by filing date | |
| METALLUS INC | 887399103 | COMMON STOCK | 12,001 | $318,000 | thousands by filing date | |
| RAMCO-GERSHENSON PPTYS TR | 751452202 | COM SH BEN INT | 17,063 | $318,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P307 | COM | 178,700 | $318,000 | thousands by filing date | call |
| BRASKEM S A SP ADR PFD A | 105532105 | ADR | 45,619 | $317,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 6,100 | $317,000 | thousands by filing date | put |
| OSHKOSH CORP COM | 688239201 | Stock | 6,484 | $316,000 | thousands by filing date | |
| CURRENCYSHARES SWISS FRANC TRU | 23129V109 | ETF | 3,153 | $316,000 | thousands by filing date | |
| NUVEEN CA DIV ADV MUNI FD 3 | 67070Y109 | COM SH BEN INT | 23,050 | $316,000 | thousands by filing date | |
| NORDIC AMERN OFFSHORE LTD | Y6366T112 | SHS | 34,526 | $316,000 | thousands by filing date | |
| FLUOR CORP | 343412102 | COM | 5,500 | $314,000 | thousands by filing date | put |
| SCORPIO TANKERS INC | Y7542C106 | COMMON STOCK-FO | 33,286 | $314,000 | thousands by filing date | |
| NBT BANCORP INC COM | 628778102 | Stock | 12,484 | $313,000 | thousands by filing date | |
| INLAND REAL ESTATE CORP | 457461200 | COM | 29,311 | $313,000 | thousands by filing date | |
| MYRIAD GENETICS INC | 62855J104 | COM | 8,800 | $312,000 | thousands by filing date | call |
| WPX ENERGY INC | 98212B103 | COM | 28,500 | $312,000 | thousands by filing date | put |
| AMERICAN COASTAL INSURANCE C | 910710102 | COMMON STOCK | 13,876 | $312,000 | thousands by filing date | |
| LEVEL 3 COMMUNICATIONS INC | 52729N308 | COM NEW | 5,800 | $312,000 | thousands by filing date | call |
| FORTINET INC COM | 34959E109 | Stock | 8,900 | $311,000 | thousands by filing date | call |
| ZILLOW GROUP INC CLASS A | 98954M101 | CL A | 3,100 | $311,000 | thousands by filing date | put |
| KLA CORP | 482480100 | COM | 5,300 | $309,000 | thousands by filing date | call |
| Waste Management, Inc. | 94106L109 | COM | 5,700 | $309,000 | thousands by filing date | put |
| FULTON FINL CORP PA | 360271100 | COM | 24,979 | $309,000 | thousands by filing date | |
| CAMDEN NATIONAL CORP | 133034108 | COMMON STOCK | 7,750 | $309,000 | thousands by filing date | |
| Cbs Corporation Cl A New | 124857103 | CLA | 5,006 | $309,000 | thousands by filing date | |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 6,000 | $308,000 | thousands by filing date | call |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 25,828 | $307,000 | thousands by filing date | |
| YINGLI GREEN ENERGY HLDG CO | 98584B103 | ADR | 166,100 | $307,000 | thousands by filing date | put |
| IVY HIGH INCOME OPPORTUNITIE | 465893105 | COM | 18,824 | $306,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X699 | INTL FINL ETF | 14,421 | $306,000 | thousands by filing date | |
| DAUCH CORP | 024061103 | COM | 11,800 | $305,000 | thousands by filing date | call |
| SEQUENTIAL BRANDS GROUP INC | 817340201 | COM NEW | 28,466 | $305,000 | thousands by filing date | |
| EURONET WORLDWIDE INC COM | 298736109 | Stock | 5,172 | $304,000 | thousands by filing date | |
| PTC THERAPEUTICS INC | 69366J200 | COM | 5,000 | $304,000 | thousands by filing date | call |
| CALAMOS GLOBAL TOTAL RETURN FU | 128118106 | COM SH BEN INT | 22,499 | $304,000 | thousands by filing date | |
| MATTHEWS INTL CORP CLASS A | 577128101 | COMMON STOCK | 5,902 | $304,000 | thousands by filing date | |
| TSAKOS ENERGY NAVIGATION LTD | G9108L108 | SHS | 37,271 | $304,000 | thousands by filing date | |
| OVASCIENCE INC | 69014Q101 | COM | 8,740 | $304,000 | thousands by filing date | |
| CHC GROUP LTD | G07021101 | SHS | 228,431 | $304,000 | thousands by filing date | |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 1,300 | $303,000 | thousands by filing date | put |
| Intuitive Surgical,Inc. | 46120E602 | COM | 600 | $303,000 | thousands by filing date | put |
| SPDR S&P Aerospace & Defense ETF | 78464A631 | SHS | 2,572 | $303,000 | thousands by filing date | |
| AU OPTRONICS CORP | 002255107 | SPONSORED ADR | 60,389 | $303,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 85,586 | $303,000 | thousands by filing date | |
| Schwab US TIPS ETF | 808524870 | SHS | 5,504 | $302,000 | thousands by filing date | |
| CAPITOL FED FINL INC COM | 14057J101 | Stock | 24,134 | $302,000 | thousands by filing date | |
| PC CONNECTION INC | 69318J100 | COM | 11,524 | $301,000 | thousands by filing date | |
| INVESTORS REAL ESTATE TRUST | 461730103 | COMMON STOCK | 40,215 | $301,000 | thousands by filing date | |
| KATE SPADE & COMPANY | 485865109 | COMMON STOCK | 9,006 | $301,000 | thousands by filing date | |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 38,760 | $301,000 | thousands by filing date | |
| XENCOR INC | 98401F105 | COMMON STOCK | 19,583 | $300,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092204 | MSCI CONSM DIS | 9,800 | $299,000 | thousands by filing date | |
| AVG TECHNOLOGIES | N07831105 | SHS | 13,818 | $299,000 | thousands by filing date | |
| CSI COMPRESSCO LP | 12637A103 | COM UNIT | 15,550 | $299,000 | thousands by filing date | |
| B2GOLD CORP COM | 11777Q209 | Stock | 195,411 | $298,000 | thousands by filing date | |
| FELCOR LODGING TR INC | 31430F101 | COM | 25,975 | $298,000 | thousands by filing date | |
| PICO HLDGS INC | 693366205 | COM NEW | 18,389 | $298,000 | thousands by filing date | |
| AVIANCA HLDGS SA | 05367G100 | SPON ADR REP PFD | 26,336 | $298,000 | thousands by filing date | |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 2,300 | $297,000 | thousands by filing date | call |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 24,800 | $297,000 | thousands by filing date | put |
| FAIRCHILD SEMICONDUCTOR | 303726103 | COMMON STOCK | 16,378 | $297,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 3,100 | $296,000 | thousands by filing date | put |
| ENSIGN GROUP INC | 29358P101 | COM | 6,317 | $296,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 64,240 | $295,000 | thousands by filing date | |
| YELP INC CL A | 985817105 | Stock | 6,200 | $294,000 | thousands by filing date | call |
| UNIVERSAL ELECTRS INC | 913483103 | COM | 5,211 | $294,000 | thousands by filing date | |
| PROSHARES TR | 74347R214 | PSHS ULT NASB | 1,858 | $294,000 | thousands by filing date | |
| RENASANT CORP | 75970E107 | COM | 9,761 | $293,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS DEB | 61744H105 | COM | 31,577 | $293,000 | thousands by filing date | |
| Mexico Fund Inc/The | 592835102 | COM | 13,626 | $293,000 | thousands by filing date | |
| INTEGRA LIFESCIENCES HLDGS C | 457985208 | COM NEW | 4,743 | $292,000 | thousands by filing date | |
| PIMCO STRATEGIC INCOME FD | 72200X104 | COM | 31,469 | $292,000 | thousands by filing date | |
| ISHARES MSCI BRAZIL SMALL-CAP ETF | 464289131 | ETF | 26,839 | $292,000 | thousands by filing date | |
| CAMPUS CREST COMMUNITIES I | 13466Y105 | COM | 40,760 | $292,000 | thousands by filing date | |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 20,411 | $291,000 | thousands by filing date | |
| CRITEO S A SPONS ADS | 226718104 | ADR | 7,375 | $291,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 7,000 | $290,000 | thousands by filing date | put |
| CROSSAMERICA PARTNERS LP | 22758A105 | UT LTD PTN INT | 8,903 | $290,000 | thousands by filing date | |
| EMPLOYERS HOLDINGS INC | 292218104 | COMMON STOCK | 10,742 | $290,000 | thousands by filing date | |
| Vale Sa | 91912E204 | COM | 59,843 | $290,000 | thousands by filing date | |
| BLACKROCK MUNIYLD MICH QLTY | 09254W103 | COM | 22,341 | $290,000 | thousands by filing date | |
| TRANSAMERICA INCOME SHS INC | 893506105 | COM | 14,238 | $290,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 5,100 | $289,000 | thousands by filing date | call |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 3,600 | $289,000 | thousands by filing date | call |
| DIODES INC COM | 254543101 | Stock | 10,119 | $289,000 | thousands by filing date | |
| ARRAY DIGITAL INFRASTRUCTURE | 911684108 | COM | 8,089 | $289,000 | thousands by filing date | |
| MFS HIGH YIELD MUNICIPAL TRUST | 59318E102 | SH BEN INT | 65,177 | $289,000 | thousands by filing date | |
| CAPSTONE TURBINE CORP COM | 14067D102 | COM | 443,469 | $288,000 | thousands by filing date | |
| JA SOLAR HOLDINGS CO LTD | 466090206 | SPON ADR REP5ORD | 30,000 | $287,000 | thousands by filing date | put |
| TURKCELL ILETISIM SPON ADR NEW | 900111204 | ADR | 21,850 | $285,000 | thousands by filing date | |
| ZENDESK INC | 98936J101 | COM | 12,550 | $285,000 | thousands by filing date | |
| FLAGSTAR BANCORP INC | 337930705 | COM PAR .001 | 19,654 | $285,000 | thousands by filing date | |
| AMEDISYS INC | 023436108 | COM | 10,619 | $284,000 | thousands by filing date | |
| MEDIVATION INC | 58501N101 | COM | 2,200 | $284,000 | thousands by filing date | call |
| CENTURYLINK INC | 156700106 | COM | 8,200 | $283,000 | thousands by filing date | put |
| INVESCO ADVANTAGE MUN INCOME | 46132E103 | SH BEN INT | 24,052 | $283,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A102 | CORN FD SHS | 11,416 | $283,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W331 | NEW ECON REAL ES | 9,540 | $283,000 | thousands by filing date | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 5,700 | $282,000 | thousands by filing date | put |
| DISCOVER FINL SVCS | 254709108 | COM | 5,000 | $282,000 | thousands by filing date | put |
| CREDIT SUISSE NASSAU BRH | 22542D548 | VS 3XINV CRUDE | 2,117 | $282,000 | thousands by filing date | |
| INDEPENDENCE HLDG CO | 453440307 | COMMON STOCK | 20,729 | $281,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060u613 | BRAZL SMCP ETF | 17,290 | $281,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X764 | S&PINTL MC ETF | 9,261 | $281,000 | thousands by filing date | |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 4,848 | $280,000 | thousands by filing date | |
| LENNAR CORP CL A | 526057104 | Stock | 5,400 | $280,000 | thousands by filing date | put |
| SAFETY INS GROUP INC | 78648T100 | COM | 4,681 | $280,000 | thousands by filing date | |
| NUVEEN CALIFORNIA SELECT TAX-F | 67063R103 | SH BEN INT | 18,160 | $280,000 | thousands by filing date | |
| CELLCOM ISRAEL LTD | M2196U109 | SHS | 58,459 | $280,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 4,100 | $279,000 | thousands by filing date | put |
| TOLL BROTHERS INC COM | 889478103 | Stock | 7,100 | $279,000 | thousands by filing date | call |
| APOGEE ENTERPRISES INC | 037598109 | COM | 6,471 | $279,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W606 | IT RT HDG HGYL | 2,975 | $279,000 | thousands by filing date | |
| Delek Logistics Partners LP | 24664T103 | Com | 6,400 | $279,000 | thousands by filing date | call |
| ACXIOM CORP | 005125109 | COMMON STOCK | 15,097 | $279,000 | thousands by filing date | |
| Biglari Holdings | 08986r101 | COM | 672 | $278,000 | thousands by filing date | |
| HERSHA HOSPITALITY TR REIT | 427825104 | SH BEN INT A | 42,899 | $278,000 | thousands by filing date | |
| AURICO GOLD INC | 05155C105 | COMMON STOCK-FO | 100,000 | $277,000 | thousands by filing date | put |
| SILVER BAY REALTY TRUST CORP | 82735Q102 | COMMON STOCK | 17,160 | $277,000 | thousands by filing date | |
| CONNS INC | 208242107 | COM | 9,154 | $277,000 | thousands by filing date | |
| INTERNATIONAL SPEEDWAY CORP | 460335201 | COMMON STOCK | 8,463 | $276,000 | thousands by filing date | |
| FIRST COMWLTH FINL CORP PA | 319829107 | COM | 30,580 | $275,000 | thousands by filing date | |
| GENMARK DIAGNOSTICS INC | 372309104 | COM | 21,200 | $275,000 | thousands by filing date | |
| RICE ENERGY INC | 762760106 | COM | 12,582 | $274,000 | thousands by filing date | |
| POWERSHARES EMERGING INFASTRUC TURE PORT | 73937B209 | COM | 7,555 | $273,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57061R783 | SOLAR ENRG NEW | 3,323 | $273,000 | thousands by filing date | |
| NAVIGATOR HLDGS LTD SHS | Y62132108 | Stock | 14,236 | $272,000 | thousands by filing date | |
| EXTENDED STAY AMER INC | 30224P200 | UNIT 99/99/9999B | 13,931 | $272,000 | thousands by filing date | |
| LADENBURG THALMANN FINANCIAL | 50575Q102 | COM | 70,500 | $272,000 | thousands by filing date | |
| EMCOR GROUP INC COM | 29084Q100 | Stock | 5,835 | $271,000 | thousands by filing date | |
| BOISE CASCADE CO DEL | 09739D100 | COM | 7,241 | $271,000 | thousands by filing date | |
| ISHARES TR | 46434V761 | MSCI UAE ETF | 15,000 | $271,000 | thousands by filing date | |
| CHIMERIX INC COM | 16934W106 | Stock | 7,172 | $271,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U225 | RETAIL ETF | 3,500 | $271,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E500 | NAS CLNEDG GREEN | 14,568 | $270,000 | thousands by filing date | |
| NEKTAR THERAPEUTICS | 640268108 | COM | 24,492 | $270,000 | thousands by filing date | |
| ISHARES TR | 46434V779 | MSCI QATAR ETF | 11,700 | $270,000 | thousands by filing date | |
| COCA-COLA FEMSA SAB DE CV SPONS ADS REP | 191241108 | ADR | 3,352 | $268,000 | thousands by filing date | |
| INDEPENDENT BK CORP MASS | 453836108 | COM | 6,103 | $268,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 11,800 | $268,000 | thousands by filing date | call |
| ADVISORY BOARD CO/THE | 00762W107 | Domestic Common | 5,044 | $268,000 | thousands by filing date | |
| MADISON STRTG SECTOR PREM FD | 558268108 | COM | 22,275 | $268,000 | thousands by filing date | |
| 1ST FINL BANCORP | 320209109 | COM | 15,036 | $267,000 | thousands by filing date | |
| MILLERKNOLL INC | 600544100 | COM | 9,623 | $267,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J158 | JAPAN ALPHADEX | 5,346 | $267,000 | thousands by filing date | |
| Constellation Brands Inc Cl B | 21036P207 | Com | 2,300 | $267,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 3,800 | $266,000 | thousands by filing date | call |
| SPECIAL OPPORTUNITIES FD INC | 84741T104 | COM | 17,252 | $266,000 | thousands by filing date | |
| TROVAGENE INC | 897238309 | COM | 39,005 | $266,000 | thousands by filing date | |
| COLLECTORS UNIVERSE | 19421R200 | COMMON | 11,780 | $266,000 | thousands by filing date | |
| CASEYS GEN STORES INC | 147528103 | COM | 2,927 | $264,000 | thousands by filing date | |
| ISHARES TR | 46429B499 | MSCI NORWAY ETF | 11,641 | $264,000 | thousands by filing date | |
| RUCKUS WIRELESS INC | 781220108 | COM | 20,459 | $264,000 | thousands by filing date | |
| BROOKFIELD HIGH INCOME FD INC COM | 11272P102 | CEF | 29,929 | $264,000 | thousands by filing date | |
| DORIAN LPG LTD | Y2106R110 | SHS USD | 20,199 | $263,000 | thousands by filing date | |
| RALPH LAUREN CORP | 751212101 | CL A | 2,000 | $263,000 | thousands by filing date | call |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 2,000 | $262,000 | thousands by filing date | put |
| NMI HLDGS INC | 629209305 | COM | 35,000 | $262,000 | thousands by filing date | |
| NUVEEN INTER DURATION MUN | 670677103 | INDX FD | 20,181 | $262,000 | thousands by filing date | |
| COMTECH TELECOMMUNICATIONS C | 205826209 | COM NEW | 9,006 | $261,000 | thousands by filing date | |
| GABELLI GLOBAL SMALL & MID C | 36249W104 | COM | 24,669 | $261,000 | thousands by filing date | |
| ICL GROUP LTD ILS1 | M5920A109 | Common Stock | 36,695 | $261,000 | thousands by filing date | |
| ISHARES TR | 46432FAN7 | 2023 INVTGR BD | 2,634 | $261,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 2,400 | $260,000 | thousands by filing date | call |
| TIDEWATER INC | 886423102 | COM | 13,604 | $260,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 68,606 | $259,000 | thousands by filing date | |
| NVE CORP COM NEW | 629445206 | Stock | 3,755 | $259,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 5,300 | $259,000 | thousands by filing date | call |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 33,452 | $259,000 | thousands by filing date | |
| POWERSHARES S&P SMALLCAP | 73937B803 | EXCHANGE TRADED | 6,208 | $259,000 | thousands by filing date | |
| ROYAL BK SCOTLAND GROUP PLC | 780097747 | ADR PREF SHS R | 10,549 | $259,000 | thousands by filing date | |
| CUBIC CORP | 229669106 | COM | 4,973 | $258,000 | thousands by filing date | |
| BLDRS INDEX FDS TR | 09348R102 | ASIA 50 ADR | 8,556 | $258,000 | thousands by filing date | |
| COMMUNITY TRUST BANCORP INC | 204149108 | COMMON STOCK | 7,763 | $257,000 | thousands by filing date | |
| RGC RESOURCES INC | 74955L103 | COMMON STOCK | 12,741 | $257,000 | thousands by filing date | |
| NUVEEN NY DIVI ADV | 67066X107 | COM | 18,482 | $257,000 | thousands by filing date | |
| BLUEROCK RESIDENTIAL GWT REI | 09627J102 | COM CL A | 19,297 | $257,000 | thousands by filing date | |
| GENERAL AMERICAN INVESTORS CO | 368802104 | COM | 7,327 | $256,000 | thousands by filing date | |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 3,000 | $255,000 | thousands by filing date | put |
| CLEAN HARBORS INC COM | 184496107 | Stock | 4,493 | $255,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y686 | DLY EMRGMKT BULL | 10,746 | $255,000 | thousands by filing date | |
| SIMPSON MFG INC | 829073105 | COM | 6,795 | $254,000 | thousands by filing date | |
| TOWN SPORTS INTL HLDGS INC | 89214A102 | COM | 37,254 | $254,000 | thousands by filing date | |
| F5 INC COM | 315616102 | Stock | 2,200 | $253,000 | thousands by filing date | put |
| GUESS INC COM | 401617105 | Stock | 13,600 | $253,000 | thousands by filing date | put |
| STATE STREET SPDR ETF S&P RETAIL | 78464A714 | ETF | 2,500 | $253,000 | thousands by filing date | call |
| FUELCELL ENERGY INC COM | 35952H106 | COM | 202,469 | $253,000 | thousands by filing date | |
| REPLIGEN CORP COM | 759916109 | Stock | 8,312 | $252,000 | thousands by filing date | |
| WEX INC | 96208T104 | COM | 2,350 | $252,000 | thousands by filing date | |
| AVIV REIT INC | 05381L101 | COMMON STOCK | 6,902 | $252,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X427 | BASIC MAT SECT | 4,655 | $252,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U514 | INVT GRD FL RT | 10,115 | $252,000 | thousands by filing date | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 5,900 | $251,000 | thousands by filing date | call |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 2,500 | $251,000 | thousands by filing date | call |
| AMERICAN PUB ED INC | 02913V103 | COM | 8,396 | $251,000 | thousands by filing date | |
| SONUS NETWORKS INC | 835916503 | COM NEW | 31,788 | $251,000 | thousands by filing date | |
| GABELLI GLOBAL UTIL & INCOME | 36242L105 | COM SH BEN INT | 13,481 | $250,000 | thousands by filing date | |
| ROUSE PPTYS INC | 779287101 | COM | 13,201 | $250,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H743 | ETN DJUBSLVSTK37 | 9,223 | $249,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 4,200 | $247,000 | thousands by filing date | call |
| GAMCO NAT RES GOLD & INCOME | 36465E101 | SH BEN INT | 30,952 | $247,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR II | 410142103 | COM | 14,045 | $247,000 | thousands by filing date | |
| CHIPMOS TECH BERMUDA LTD | G2110R114 | SHS | 9,993 | $247,000 | thousands by filing date | |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 39,026 | $247,000 | thousands by filing date | |
| BLDRS INDEX FDS TR | 09348R201 | DEV MK 100 ADR | 10,643 | $247,000 | thousands by filing date | |
| NUVEEN CALIF MUNICPAL VALU F | 6706EB106 | COM | 14,805 | $247,000 | thousands by filing date | |
| U S CONCRETE INC | 90333L201 | COM | 7,250 | $246,000 | thousands by filing date | |
| RESEARCH FRONTIERS INC | 760911107 | COM | 40,309 | $246,000 | thousands by filing date | |
| EATON VANCE | 27826G109 | SH BEN INT | 17,684 | $246,000 | thousands by filing date | |
| RINGCENTRAL INC | 76680R206 | CL A | 15,974 | $245,000 | thousands by filing date | |
| ALTISOURCE PORTFOLIO SOLNS S | L0175J104 | REG SHS | 19,000 | $245,000 | thousands by filing date | put |
| ABERDEEN | 003011103 | MUTUAL FUNDS EQ | 34,170 | $244,000 | thousands by filing date | |
| FIRST BANCORP INC ME | 31866P102 | COMMON STOCK | 13,941 | $243,000 | thousands by filing date | |
| BRT APARTMENTS CORP | 055645303 | REIT | 34,047 | $243,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 7,927 | $243,000 | thousands by filing date | |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 10,100 | $243,000 | thousands by filing date | |
| RTI BIOLOGICS INC | 74975N105 | COM | 49,143 | $243,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW | 171871403 | PFD CV DEP1/20 | 4,899 | $243,000 | thousands by filing date | |
| UMB FINL CORP | 902788108 | COM | 4,593 | $242,000 | thousands by filing date | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 44,611 | $242,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME QUA | 092479104 | COM | 16,823 | $242,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 72,515 | $242,000 | thousands by filing date | |
| NORTHWESTERN ENERGY GROUP INC COM NEW | 668074305 | Stock | 4,481 | $241,000 | thousands by filing date | |
| BENEFITFOCUS INC | 08180D106 | COM | 6,548 | $241,000 | thousands by filing date | |
| SUNEDISON SEMI | Y8213L102 | Common Stock | 9,333 | $241,000 | thousands by filing date | |
| FLUOR CORP | 343412102 | COM | 4,200 | $240,000 | thousands by filing date | call |
| HAEMONETICS CORP MASS COM | 405024100 | Stock | 5,328 | $239,000 | thousands by filing date | |
| CERUS CORP | 157085101 | COM | 57,162 | $239,000 | thousands by filing date | |
| SUMMIT HOTEL PPTYS | 866082100 | COM | 17,000 | $239,000 | thousands by filing date | |
| MARCUS MILLICHAP INC | 566324109 | COMMON STOCK | 6,396 | $239,000 | thousands by filing date | |
| SANDY SPRING BANCORP INC | 800363103 | COMMON STOCK | 9,121 | $239,000 | thousands by filing date | |
| MORGAN STANLEY TRUSTS | 61745P874 | INCOME SECS INC | 13,357 | $239,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06738G407 | ETN DJUBS IND MT | 9,340 | $239,000 | thousands by filing date | |
| CIENA CORP COM NEW | 171779309 | Stock | 12,300 | $238,000 | thousands by filing date | call |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 4,800 | $238,000 | thousands by filing date | put |
| FIRST TR ABERDEEN GLBL OPP F | 337319107 | COM SHS | 20,367 | $238,000 | thousands by filing date | |
| NOVAVAX INC | 670002104 | COMMON STOCK | 28,735 | $238,000 | thousands by filing date | |
| ProShares Ultra Short Dow 30 | 74347x112 | COM | 12,076 | $238,000 | thousands by filing date | |
| SIERRA WIRELESS INC | 826516106 | COM | 7,200 | $238,000 | thousands by filing date | call |
| PETMED EXPRESS INC | 716382106 | COM | 14,338 | $237,000 | thousands by filing date | |
| DEUTSCHE HIGH INCOME TR SHS | 25155R100 | CEF | 26,715 | $237,000 | thousands by filing date | |
| DIVIDEND & INCOME FD INC | 25538A204 | COM NEW | 15,681 | $236,000 | thousands by filing date | |
| CRAFT BREW ALLIANCE INC | 224122101 | COM | 17,300 | $236,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 44,174 | $235,000 | thousands by filing date | |
| DSW INC-CLASS A | 23334L102 | CL A | 6,366 | $235,000 | thousands by filing date | |
| JOY GLOBAL INC | 481165108 | COM | 6,000 | $235,000 | thousands by filing date | call |
| ENERGIZER HLDGS INC | 29266R108 | COM | 1,700 | $235,000 | thousands by filing date | call |
| UNION BANKSHARES INC | 905400107 | CMN | 9,247 | $234,000 | thousands by filing date | |
| FAMOUS DAVE'S OF AMERICA | 307068106 | COM | 8,193 | $234,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 2,400 | $233,000 | thousands by filing date | put |
| US ECOLOGY INC COM | 91732J102 | COM | 4,665 | $233,000 | thousands by filing date | |
| SouthState Corp | 840441109 | Common Stock | 3,395 | $233,000 | thousands by filing date | |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 1,900 | $232,000 | thousands by filing date | call |
| UNITIL CORP COM | 913259107 | Stock | 6,664 | $232,000 | thousands by filing date | |
| FLOWSERVE CORP | 34354P105 | COM | 4,100 | $232,000 | thousands by filing date | put |
| DOUGLAS DYNAMICS INC | 25960R105 | COM | 10,160 | $232,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A540 | ST STR SP TELCO | 3,974 | $232,000 | thousands by filing date | |
| HFF INC | 40418F108 | CL A | 6,187 | $232,000 | thousands by filing date | |
| HAVERTY FURNITURE COS INC COM | 419596101 | Stock | 9,299 | $231,000 | thousands by filing date | |
| TETRAPHASE PHARMACEUTICALS INC | 88165N105 | COMMON STOCK | 6,300 | $231,000 | thousands by filing date | put |
| ROVI CORP | 779376102 | COM | 12,698 | $231,000 | thousands by filing date | |
| LIGHTINTHEBOX HOLDING CO LTD SPONSORED ADR | 53225G102 | COM | 45,927 | $231,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM DB | 73936B200 | ETF - EQUITY | 6,225 | $230,000 | thousands by filing date | |
| FRANKLIN ELEC INC COM | 353514102 | Stock | 6,000 | $229,000 | thousands by filing date | |
| AMERICA MOVIL SAB DE CV | 02364W204 | SPONSORED ADR | 11,296 | $229,000 | thousands by filing date | |
| WILEY JOHN & SONS INC | 968223305 | CL B | 3,745 | $229,000 | thousands by filing date | |
| DUPONT FABROS TECHNOLOGY INC | 26613Q106 | COM | 7,000 | $229,000 | thousands by filing date | call |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 5,500 | $228,000 | thousands by filing date | call |
| ITURAN LOCATION AND CONTROL SHS | M6158M104 | Stock | 10,365 | $228,000 | thousands by filing date | |
| CROSS TIMBERS RTY TR | 22757R109 | TR UNIT | 11,869 | $228,000 | thousands by filing date | |
| REPOSITRAK INC | 700215304 | COMMON STOCK | 16,500 | $227,000 | thousands by filing date | |
| Chesapeake Energy Corp PFD Conv | 165167842 | Pfd Stk | 2,594 | $227,000 | thousands by filing date | |
| PROSHARES TR II SHT | 74347W627 | VIX ST TRM | 3,340 | $227,000 | thousands by filing date | |
| WD 40 CO COM | 929236107 | Stock | 2,550 | $226,000 | thousands by filing date | |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 32,354 | $226,000 | thousands by filing date | |
| UNIFI INC | 904677200 | COM NEW | 6,286 | $226,000 | thousands by filing date | |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 58,500 | $226,000 | thousands by filing date | |
| HANCOCK WHITNEY CORPORATION | 410120109 | COM | 7,529 | $225,000 | thousands by filing date | |
| PDC ENERGY INC | 69327R101 | COM | 4,170 | $225,000 | thousands by filing date | |
| SPROTT FOCUS TR INC | 85208J109 | COM | 30,994 | $225,000 | thousands by filing date | |
| DUNKIN BRANDS GROUP INC | 265504100 | COM | 4,700 | $224,000 | thousands by filing date | call |
| TESARO INC | 881569107 | COM | 3,894 | $224,000 | thousands by filing date | |
| COMSTOCK RESOURCES INC | 205768203 | COM | 62,700 | $224,000 | thousands by filing date | call |
| PROSHARES TR | 74347B300 | PSHS ULSHT SP500 | 10,500 | $224,000 | thousands by filing date | call |
| FMSA HLDGS INC | 30255X106 | COM | 30,843 | $224,000 | thousands by filing date | |
| iShares Core Total USD Bond Market ETF | 46434V613 | SHS | 2,169 | $223,000 | thousands by filing date | |
| NUVEEN VA QUALITY MUN INCOM | 67064R102 | COM | 16,374 | $223,000 | thousands by filing date | |
| AMERICAN NATL INS | 028591105 | COMMON STOCK | 2,267 | $223,000 | thousands by filing date | |
| SANDRIDGE PERMIAN TR | 80007A102 | COM UNIT BEN INT | 31,333 | $223,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X673 | INTL INDS ETF | 7,352 | $223,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 2,900 | $222,000 | thousands by filing date | call |
| MONRO INC | 610236101 | COMMON STOCK | 3,409 | $222,000 | thousands by filing date | |
| BIOSCRIP INC | 09069N108 | COM | 50,000 | $222,000 | thousands by filing date | call |
| FIDELITY COVINGTON TRUST | 316092873 | MSCI COMMNTN SVC | 8,234 | $221,000 | thousands by filing date | |
| HEALTHEQUITY INC COM | 42226A107 | Stock | 8,819 | $220,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 690370101 | COM | 9,082 | $220,000 | thousands by filing date | |
| XOMA CORP DEL | 98419J107 | COM | 60,500 | $220,000 | thousands by filing date | put |
| NORTH AMERN PALLADIUM LTD | 656912102 | COM | 1,044,676 | $220,000 | thousands by filing date | |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 68,285 | $219,000 | thousands by filing date | |
| AKORN INC | 009728106 | COM | 4,600 | $219,000 | thousands by filing date | put |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 17,700 | $219,000 | thousands by filing date | call |
| BARCLAYS BK PLC | 06738G878 | IPATH GEMS ASIA8 | 5,087 | $219,000 | thousands by filing date | |
| SPDR Portfolio S&P 1500 Composite Stock Market ETF | 78464A805 | SHS | 1,401 | $218,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 11,300 | $218,000 | thousands by filing date | call |
| ALPS ETF TR | 00162Q783 | RIVRFRNT STR INC | 8,626 | $218,000 | thousands by filing date | |
| THL CR SR LN FD | 87244R103 | COM | 11,700 | $218,000 | thousands by filing date | |
| ALUMINUM CORP CHINA LTD | 022276109 | SPON ADR H SHS | 17,444 | $218,000 | thousands by filing date | |
| POLYMET MINING CORP | 731916102 | COM | 168,675 | $218,000 | thousands by filing date | |
| LEGACY TEX FINL GROUP INC | 52471Y106 | COM | 9,544 | $217,000 | thousands by filing date | |
| TOMPKINS FINL CORP COM | 890110109 | Stock | 4,011 | $216,000 | thousands by filing date | |
| ISIS PHARMACEUTICALS INC | 464330109 | COM | 3,400 | $216,000 | thousands by filing date | put |
| CHINA MOBILE GAMES & ENTERTAINMENT LTD | 16952T100 | COM | 12,961 | $216,000 | thousands by filing date | |
| UMH PPTYS INC | 903002103 | COM | 21,360 | $215,000 | thousands by filing date | |
| FERRO CORP | 315405100 | COM | 17,140 | $215,000 | thousands by filing date | |
| PROGRESSIVE WASTE SOLUTIONS | 74339G101 | COM | 7,333 | $215,000 | thousands by filing date | |
| WISDOMTREE TRUST | 97717W711 | GLB NAT RES FD | 13,797 | $215,000 | thousands by filing date | |
| iShares Core Aggressive Allocation ETF | 464289859 | SHS | 4,497 | $214,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 3,800 | $214,000 | thousands by filing date | call |
| DELAWARE INVESTMENTS | 246101109 | EXCHANGE TRADED | 14,890 | $214,000 | thousands by filing date | |
| FIRST TRUST | 33737J208 | CANADA ALPHA | 7,240 | $214,000 | thousands by filing date | |
| SCHWEITZER-MAUDUIT INTL INC | 808541106 | COM | 4,610 | $213,000 | thousands by filing date | |
| SPLUNK INC | 848637104 | COM | 3,600 | $213,000 | thousands by filing date | put |
| NEW ENGLAND RLTY ASSOC LTD P | 644206104 | DEPOSITRY RCPT | 4,311 | $213,000 | thousands by filing date | |
| CEDAR REALTY TRUST INC | 150602209 | COMMON STOCK | 28,481 | $213,000 | thousands by filing date | |
| BOFI HOLDING INC | 05566U108 | COMMON STOCK | 2,290 | $213,000 | thousands by filing date | |
| INFINITY PROPERTY & CASUALTY | 45665Q103 | COMMON STOCK | 2,599 | $213,000 | thousands by filing date | |
| NEWLINK GENETICS CORP | 651511107 | COM | 3,900 | $213,000 | thousands by filing date | put |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 8,793 | $212,000 | thousands by filing date | |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 6,676 | $212,000 | thousands by filing date | |
| BLACKROCK NY MUNI INC QLTY T | 09249U105 | COM | 15,785 | $212,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 39,086 | $211,000 | thousands by filing date | |
| KEMPER CORP COM | 488401100 | Stock | 5,373 | $210,000 | thousands by filing date | |
| HUDBAY MINERALS INC COM | 443628102 | Stock | 25,671 | $210,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 14,097 | $210,000 | thousands by filing date | |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 4,100 | $210,000 | thousands by filing date | put |
| JBT MAREL CORPORATION | 477839104 | COM | 5,883 | $210,000 | thousands by filing date | |
| UNIVEST FINANCIAL CORPORATIO | 915271100 | COM | 10,595 | $210,000 | thousands by filing date | |
| CAPITAL CITY BANK GROUP INC | 139674105 | COMMON STOCK | 12,955 | $210,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 2,200 | $209,000 | thousands by filing date | call |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 2,600 | $209,000 | thousands by filing date | call |
| HOLLYFRONTIER CORP | 436106108 | COM | 5,200 | $209,000 | thousands by filing date | call |
| PROSHARES TR II | 74347W569 | ULTRASHORT YEN N | 2,354 | $209,000 | thousands by filing date | |
| Analog Devices,Inc. | 032654105 | COM | 3,300 | $208,000 | thousands by filing date | call |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 12,180 | $208,000 | thousands by filing date | |
| BILL BARRETT CORP | 06846N104 | COMMON STOCK | 25,000 | $208,000 | thousands by filing date | call |
| SYNAGEVA BIOPHARMA CORP | 87159A103 | COM | 2,135 | $208,000 | thousands by filing date | |
| BANCO SANTANDER BRASIL S.A. AD | 05967A107 | ADS REP 1 UNIT | 46,977 | $207,000 | thousands by filing date | |
| HARMONIC INC | 413160102 | COM | 27,937 | $207,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | 459902102 | COM | 11,900 | $207,000 | thousands by filing date | call |
| DEUTSCHE BK AG LONDON BRH | 25154K809 | PS CRD OIL ETN | 1,865 | $207,000 | thousands by filing date | |
| MASTEC INC COM | 576323109 | Stock | 10,648 | $205,000 | thousands by filing date | |
| AUTOZONE INC COM | 053332102 | Stock | 300 | $205,000 | thousands by filing date | call |
| VNET GROUP INC | 90138A103 | SPONSORED ADS A | 11,585 | $205,000 | thousands by filing date | |
| ABERDEEN INDONESIA FUND INC(IF) | 00305P106 | COM | 26,627 | $205,000 | thousands by filing date | |
| PROSHARES ULTRAPRO DOW30 | 74347X823 | UIT EXCHANGE TRADED | 1,464 | $204,000 | thousands by filing date | |
| EXCEL TR INC | 30068C109 | COM | 14,581 | $204,000 | thousands by filing date | |
| MUELLER INDS INC COM | 624756102 | Stock | 5,612 | $203,000 | thousands by filing date | |
| PROSHARES TR | 74347X880 | ULT FTSE CHIN 50 | 2,600 | $203,000 | thousands by filing date | put |
| MONOGRAM RESIDENTIAL TR INC | 60979P105 | COM | 21,743 | $203,000 | thousands by filing date | |
| LENDINGCLUB CORP | 52603A109 | COM | 10,336 | $203,000 | thousands by filing date | |
| BARNES & NOBLE INC | 067774109 | COMMON STOCK | 8,500 | $202,000 | thousands by filing date | call |
| ROSETTA RESOURCES INC | 777779307 | COM | 11,887 | $202,000 | thousands by filing date | |
| COWEN GROUP INC-CLASS A | 223622101 | CL A | 38,660 | $202,000 | thousands by filing date | |
| BARCLAYS BANK PLC ETN+ FI ENHANCED GLBL | 06742C152 | PFD | 1,698 | $202,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06742C129 | BARC ETN EUR50 | 1,845 | $202,000 | thousands by filing date | |
| ST JOE CO | 790148100 | COM | 10,851 | $201,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W235 | GLD MNRS BEAR 3X | 10,463 | $201,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H321 | ETN DJUBSALUMI38 | 11,713 | $201,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V707 | ST STR UL BD ETF | 4,997 | $200,000 | thousands by filing date | |
| WASHINGTON TRUST BANCORP | 940610108 | COMMON STOCK | 5,242 | $200,000 | thousands by filing date | |
| DIME CMNTY BANCSHARES INC COM | 253922108 | Stock | 12,392 | $200,000 | thousands by filing date | |
| MARKET VECTORS ETF TR MTG | 57060U324 | ETF | 8,255 | $200,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 2,800 | $199,000 | thousands by filing date | call |
| TRANSCAT INC | 893529107 | COM | 20,436 | $199,000 | thousands by filing date | |
| CZR | 127686103 | Stock | 18,900 | $199,000 | thousands by filing date | put |
| SPDR INDEX SHS FDS | 78463X608 | EUROPE ETF | 7,194 | $199,000 | thousands by filing date | |
| UBS AG LONDON BRH | 90270L842 | ETRACS MTH 2XLV | 9,021 | $199,000 | thousands by filing date | |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 3,000 | $198,000 | thousands by filing date | call |
| CRITEO S A SPONS ADS | 226718104 | ADR | 5,000 | $198,000 | thousands by filing date | put |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 13,246 | $198,000 | thousands by filing date | |
| ULTRAPAR PARTICIPACOES SA | 90400P101 | SP ADR REP COM | 9,812 | $198,000 | thousands by filing date | |
| PIONEER HIGH INCOME FUND INC | 72369H106 | COM | 15,382 | $198,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y876 | DAIL HEAL BU ETF | 1,345 | $198,000 | thousands by filing date | |
| ENERNOC INC | 292764107 | COMMON STOCK | 17,370 | $198,000 | thousands by filing date | |
| EXCO RESOURCES INC | 269279402 | COMMON STOCK | 108,082 | $198,000 | thousands by filing date | |
| POWERSHARES WILDERHILL PRG | 73935X161 | ETF | 7,388 | $198,000 | thousands by filing date | |
| PROSHARES TR | 74347X831 | ULTRAPRO QQQ | 1,916 | $197,000 | thousands by filing date | |
| FORMFACTOR INC COM | 346375108 | Stock | 22,200 | $197,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 13,500 | $197,000 | thousands by filing date | call |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 66,630 | $197,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 700 | $197,000 | thousands by filing date | call |
| LATAM AIRLS GROUP S A | 51817R106 | SPONSORED ADR | 24,500 | $197,000 | thousands by filing date | call |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 7,300 | $196,000 | thousands by filing date | put |
| BASIC ENERGY SERVICES INC | 06985P100 | COMMON STOCK | 28,417 | $196,000 | thousands by filing date | |
| COMSTOCK RESOURCES INC | 205768203 | COM | 54,900 | $196,000 | thousands by filing date | put |
| FUEL SYS SOLUTIONS INC | 35952W103 | COM | 17,730 | $196,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57061R403 | EMKT HIYLD BD | 8,365 | $196,000 | thousands by filing date | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 300 | $195,000 | thousands by filing date | put |
| UNITED FIRE GROUP INC | 910340108 | COMMON STOCK | 6,140 | $195,000 | thousands by filing date | |
| Lineage, Inc. | 536020100 | COM | 17,600 | $195,000 | thousands by filing date | call |
| DUFF & PHELPS | 26432K108 | EXCHANGE TRADED | 19,916 | $195,000 | thousands by filing date | |
| E-COMMERCE CHINA DANGDANG IN | 26833A105 | SPN ADS COM A | 20,480 | $195,000 | thousands by filing date | |
| Coupons Com Inc | 22265J102 | Common Stock | 16,600 | $195,000 | thousands by filing date | |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 1,500 | $194,000 | thousands by filing date | put |
| ISHARES INC | 464286475 | EM MKT SM-CP ETF | 4,100 | $194,000 | thousands by filing date | |
| E TRADE FINANCIAL CORP | 269246401 | COM NEW | 6,800 | $194,000 | thousands by filing date | put |
| ISHARES TR | 46432F370 | MSCI USA SZE FT | 2,920 | $194,000 | thousands by filing date | |
| CIGNA CORPORATION | 125509109 | COM | 1,500 | $194,000 | thousands by filing date | call |
| KENNAMETAL INC | 489170100 | COM | 5,775 | $194,000 | thousands by filing date | |
| NATIONAL PRESTO INDS INC | 637215104 | COMMON STOCK | 3,061 | $194,000 | thousands by filing date | |
| PROSHARES TR II | 74347W395 | FUND | 1,981 | $194,000 | thousands by filing date | |
| FURMANITE CORPORATION | 361086101 | COM | 24,627 | $194,000 | thousands by filing date | |
| PROSHARES TR | 74347B748 | ULTSHT FINLS NEW | 3,882 | $194,000 | thousands by filing date | |
| ARROW FINANCIAL CORP | 042744102 | COMMON STOCK | 7,101 | $193,000 | thousands by filing date | |
| KEY ENERGY SVCS INC | 492914106 | COM | 106,323 | $193,000 | thousands by filing date | |
| ALERE INC | 01449J204 | PERP PFD CONV SE | 569 | $193,000 | thousands by filing date | |
| INVENSENSE INC | 46123D205 | COM | 12,700 | $193,000 | thousands by filing date | call |
| IAMGOLD CORP COM | 450913108 | Stock | 102,621 | $192,000 | thousands by filing date | |
| GABELLI UTIL TR | 36240A101 | COM | 27,008 | $192,000 | thousands by filing date | |
| ELECTRO-SENSORS INC | 285233102 | COM | 48,000 | $192,000 | thousands by filing date | |
| LRR ENERGY LP | 50214A104 | COMMON STOCK | 30,016 | $192,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 18,261 | $192,000 | thousands by filing date | |
| EATON VANCE NY MUNI II | 27828T109 | CMN | 15,314 | $192,000 | thousands by filing date | |
| EXELIXIS INC COM | 30161Q104 | Stock | 74,263 | $191,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 3,900 | $191,000 | thousands by filing date | call |
| CLEARFIELD INC | 18482P103 | COMMON STOCK | 12,907 | $191,000 | thousands by filing date | |
| FIRST POTOMAC RLTY TR | 33610F109 | COM | 16,078 | $191,000 | thousands by filing date | |
| PROSHARES TR II SHT | 74347W627 | VIX ST TRM | 2,800 | $191,000 | thousands by filing date | put |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 17,400 | $189,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 83,800 | $188,000 | thousands by filing date | put |
| FIDELITY COVINGTON TRUST | 316092709 | MSCI INDL INDX | 6,543 | $188,000 | thousands by filing date | |
| AMERICAN WOODMARK CORP | 030506109 | COM | 3,441 | $188,000 | thousands by filing date | |
| SAPIENS INTERNATIONAL CORP | N7716A151 | SHS | 22,844 | $188,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 33,100 | $187,000 | thousands by filing date | call |
| DAVITA INC COM | 23918K108 | Stock | 2,300 | $187,000 | thousands by filing date | call |
| CNO FINL GROUP INC | 12621E103 | COM | 10,817 | $187,000 | thousands by filing date | |
| GAMCO INVS INC COM | 361438104 | COM | 2,377 | $187,000 | thousands by filing date | |
| FRED S INC CLASS A | 356108100 | COM | 10,905 | $187,000 | thousands by filing date | |
| CTC MEDIA INC | 12642X106 | COM | 47,130 | $187,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 1,600 | $186,000 | thousands by filing date | call |
| ICF INTL INC | 44925C103 | COM | 4,559 | $186,000 | thousands by filing date | |
| MICHAELS COS INC | 59408Q106 | COM | 6,857 | $186,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 11,847 | $185,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L100 | MORNSTAR USMKT | 2,085 | $185,000 | thousands by filing date | |
| HOLLYSYS AUTOMATION TCHNGY L | G45667105 | SHS | 9,272 | $185,000 | thousands by filing date | |
| PARSLEY ENERGY INC | 701877102 | CL A | 11,607 | $185,000 | thousands by filing date | |
| SUNTRUST BANKS INC | 867914103 | COM | 4,500 | $185,000 | thousands by filing date | put |
| SIFCO INDS INC | 826546103 | COM | 8,512 | $185,000 | thousands by filing date | |
| FIRSTHAND TECHNOLOGY VALUE F | 33766Y100 | COM | 12,869 | $185,000 | thousands by filing date | |
| FIRST TR VALUE LINE 100 ETF | 33735G107 | COM SHS | 8,557 | $184,000 | thousands by filing date | |
| CHINA EASTN AIRLS LTD | 16937R104 | SPON ADR CL H | 5,756 | $184,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740L485 | US TRES FLATT | 3,003 | $184,000 | thousands by filing date | |
| NATIONAL BEVERAGE CORP COM | 635017106 | Stock | 7,477 | $183,000 | thousands by filing date | |
| VIMPELCOM LTD | 92719A106 | SPONSORED ADR | 35,000 | $183,000 | thousands by filing date | put |
| MARKET VECTORS ETF TR | 57061R205 | INTL HI YLD BD | 7,602 | $183,000 | thousands by filing date | |
| CALAMOS DY COM NPV | 12811V105 | COM | 7,258 | $182,000 | thousands by filing date | |
| SODASTREAM INTERNATIONAL | M9068E105 | LTD | 9,000 | $182,000 | thousands by filing date | put |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 65,220 | $181,000 | thousands by filing date | |
| SOLAZYME INC | 83415T101 | COM | 63,294 | $181,000 | thousands by filing date | |
| EAGLE MATLS INC COM | 26969P108 | Stock | 2,149 | $180,000 | thousands by filing date | |
| ORBOTECH LTD | M75253100 | ORD | 11,249 | $180,000 | thousands by filing date | |
| MFS HIGH INCOME MUN TR | 59318D104 | SH BEN INT | 37,074 | $180,000 | thousands by filing date | |
| INC RESH HLDGS INC | 45329R109 | CL A | 5,513 | $180,000 | thousands by filing date | |
| OMNICOM GROUP INC COM | 681919106 | Stock | 2,300 | $179,000 | thousands by filing date | put |
| GETTY RLTY CORP NEW COM | 374297109 | REIT | 9,810 | $179,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R718 | ENHNCD LW DUR AC | 1,758 | $179,000 | thousands by filing date | |
| PROSHARES TR | 74347X625 | ULT R/EST NEW | 1,573 | $179,000 | thousands by filing date | |
| NORWOOD FINANCIAL CORP | 669549107 | COMMON STOCK | 6,447 | $179,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD NJ QLTY | 09255A100 | COM | 12,304 | $179,000 | thousands by filing date | |
| CHINA SOUTHN AIRLS LTD | 169409109 | SPON ADR CL H | 4,966 | $179,000 | thousands by filing date | |
| LAMAR ADVERTISING CO CL A | 512816109 | REIT | 3,000 | $178,000 | thousands by filing date | call |
| AMERESCO INC | 02361E108 | CL A | 24,063 | $178,000 | thousands by filing date | |
| BLACKROCK VA MUN BD TR | 092481100 | COM | 9,980 | $178,000 | thousands by filing date | |
| AMEC FOSTER WHEELER PLC | 00167X205 | SPONSORED ADR | 13,378 | $178,000 | thousands by filing date | |
| RANGE RES CORP COM | 75281A109 | Stock | 3,400 | $177,000 | thousands by filing date | call |
| MERITOR INC | 59001K100 | COMMON STOCK | 14,115 | $177,000 | thousands by filing date | |
| EMERGENT BIOSOLUTIONS INC | 29089Q105 | COM | 6,122 | $176,000 | thousands by filing date | |
| WESBANCO INC | 950810101 | COM | 5,403 | $176,000 | thousands by filing date | |
| PARK OHIO HOLDINGS CORP | 700666100 | COMMON STOCK | 3,343 | $176,000 | thousands by filing date | |
| REXNORD CORP | 76169B102 | COMMON STOCK | 6,594 | $176,000 | thousands by filing date | |
| UNIT CORP | 909218109 | COM | 6,300 | $176,000 | thousands by filing date | |
| ANIXTER INTL INC | 035290105 | COM | 2,291 | $175,000 | thousands by filing date | |
| WISDOMTREE TRUST CHINESE YUAN | 97717W182 | COM | 6,854 | $175,000 | thousands by filing date | |
| ADVANTAGE OIL & GAS LTD | 00765F101 | COMMON STOCK-FO | 32,397 | $174,000 | thousands by filing date | |
| MORGAN STANLEY ASIA PAC FD I | 61744U106 | COM | 11,040 | $174,000 | thousands by filing date | |
| HEALTH CARE REIT INC CONV 6.50 | 42217K601 | PFD | 2,568 | $173,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 3,700 | $172,000 | thousands by filing date | call |
| ECOLAB INC COM | 278865100 | Stock | 1,500 | $172,000 | thousands by filing date | put |
| PROSHARES TR II | 74347W353 | ULTRA SILVER NEW | 4,119 | $172,000 | thousands by filing date | |
| ISTAR INC | 45031U101 | COMMON STOCK | 13,210 | $172,000 | thousands by filing date | |
| STILLWATER MINING CO | 86074Q102 | COM | 13,347 | $172,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-15-005912 | this filing | 2015-05-14 | acceptance time not in the bulk data set |