13F-HR filed by UBS Group AG
UBS Group AG filed this 13F-HR for the quarter ended 2015-03-31, filed 2015-05-14, with 8,816 holding rows worth $144,826,421,000.
- Accession
- 0000950123-15-005912
- Filer
- CIK 1610520
- Filed
- 2015-05-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2015
A holdings report, 15,013 entries on the cover page, a total value of $144,826,421,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $144,826,537,000 with VALUE read as thousands by filing date, 13F file number 028-16612. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerUBS Financial Services Inc. 028-11496
- included managerUBS Swiss Financial Advisors AG 028-11603
- included managerUBS AG, New York Branch 028-07344
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| PRIMORIS SVCS CORP COM | 74164F103 | Stock | 62,896 | $1,081,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E104 | CAP STRENGTH ETF | 28,010 | $1,080,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 90,600 | $1,079,000 | thousands by filing date | call |
| MATADOR RES CO COM | 576485205 | Stock | 49,122 | $1,077,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 80,456 | $1,077,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 147,000 | $1,075,000 | thousands by filing date | put |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 19,878 | $1,074,000 | thousands by filing date | |
| SERVICEMASTER GLOBAL HOLDING | 81761R109 | COMMON STOCK | 31,768 | $1,072,000 | thousands by filing date | |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 75,000 | $1,071,000 | thousands by filing date | put |
| POWERSHARES FUNDAMENTAL | 73935X872 | DYNM SM CP GRW | 41,761 | $1,071,000 | thousands by filing date | |
| WATSCO INC COM | 942622200 | Stock | 8,503 | $1,069,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W521 | JAPAN OPPOR FD | 31,452 | $1,068,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A706 | ST STR GLB DOW | 15,212 | $1,068,000 | thousands by filing date | |
| ALLSPRING UTILITIES AND HIGH | 94987E109 | WF UTILITIES INC | 81,178 | $1,068,000 | thousands by filing date | |
| HEALTHCARE RLTY TR | 421946104 | COM | 38,434 | $1,068,000 | thousands by filing date | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 17,100 | $1,067,000 | thousands by filing date | put |
| BANK OF THE OZARKS | 063904106 | COM | 28,897 | $1,067,000 | thousands by filing date | |
| VOLT INFORMATION SCIEN COM | 928703107 | COM | 90,340 | $1,062,000 | thousands by filing date | |
| Viacom Inc Cl A | 92553P102 | CL A | 15,448 | $1,061,000 | thousands by filing date | |
| ASCENT CAPITAL GROUP INC-A | 043632108 | COM | 26,649 | $1,061,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 181,196 | $1,059,000 | thousands by filing date | |
| ENERSYS COM | 29275Y102 | Stock | 16,470 | $1,058,000 | thousands by filing date | |
| H2O AMERICA | 784305104 | COM | 34,191 | $1,057,000 | thousands by filing date | |
| ARTESIAN RES CORP | 043113208 | CL A | 49,395 | $1,057,000 | thousands by filing date | |
| CDW CORP COM | 12514G108 | Stock | 28,353 | $1,055,000 | thousands by filing date | |
| NASDAQ INC COM | 631103108 | Stock | 20,664 | $1,053,000 | thousands by filing date | |
| GABELLI MULTIMEDIA TR INC | 36239Q109 | COM | 113,389 | $1,053,000 | thousands by filing date | |
| EXPRESS INC | 30219E103 | COMMON STOCK | 63,700 | $1,053,000 | thousands by filing date | put |
| APEX SILVER MINES LTD ORD | 37950E853 | COM | 125,274 | $1,053,000 | thousands by filing date | |
| KYOCERA CORP -SPONS ADR | 501556203 | COM | 19,128 | $1,051,000 | thousands by filing date | |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 85,459 | $1,048,000 | thousands by filing date | |
| DEX MEDIA INC | 25213A107 | COM | 250,000 | $1,048,000 | thousands by filing date | put |
| DELTA NATURAL GAS CO INC | 247748106 | COM | 53,882 | $1,048,000 | thousands by filing date | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 193,067 | $1,047,000 | thousands by filing date | |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 294,004 | $1,047,000 | thousands by filing date | |
| HEARTLAND PMT SYS INC | 42235N108 | COM | 22,330 | $1,046,000 | thousands by filing date | |
| OTTER TAIL CORP | 689648103 | COM | 32,436 | $1,044,000 | thousands by filing date | |
| REPUBLIC FIRST BANCORP INC | 760416107 | COM | 287,532 | $1,044,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 12,900 | $1,042,000 | thousands by filing date | call |
| EQUITY ONE | 294752100 | COM | 39,020 | $1,042,000 | thousands by filing date | |
| LENNAR CORP CL B | 526057302 | Stock | 25,299 | $1,040,000 | thousands by filing date | |
| Guggenheim ETF Trust 2 Timber | 18383Q879 | GUGG TIMBER ETF | 40,539 | $1,039,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 9,976 | $1,038,000 | thousands by filing date | put |
| MOBILE MINI INC | 60740F105 | COM | 24,342 | $1,038,000 | thousands by filing date | |
| DELUXE CORP MEDIUM TERM NTS COM | 248019101 | Stock | 14,927 | $1,034,000 | thousands by filing date | |
| ISHARES TR | 46429B291 | A RATE CP BD ETF | 19,646 | $1,033,000 | thousands by filing date | |
| LORILLARD INC | 544147101 | COM | 15,800 | $1,033,000 | thousands by filing date | put |
| NQ MOBILE INC | 64118U108 | ADR REPR CL A | 276,522 | $1,032,000 | thousands by filing date | |
| ARISTA NETWORKS INC | 040413106 | COM | 14,610 | $1,031,000 | thousands by filing date | |
| QUIDEL CORP | 74838J101 | COM | 38,182 | $1,030,000 | thousands by filing date | |
| MEAD JOHNSON NUTRITION CO | 582839106 | COM | 10,243 | $1,030,000 | thousands by filing date | put |
| Danaher Corporation | 235851102 | COM | 12,118 | $1,029,000 | thousands by filing date | put |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 20,000 | $1,027,000 | thousands by filing date | call |
| REXFORD INDL RLTY INC COM | 76169C100 | REIT | 64,785 | $1,024,000 | thousands by filing date | |
| WHITE MTNS INS GROUP LTD | G9618E107 | COM | 1,497 | $1,024,000 | thousands by filing date | |
| BLACKSTONE LONG-SHORT CREDIT I | 09257D102 | COM SHS BN INT | 63,427 | $1,024,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06739F291 | IPMS INDIA ETN | 13,823 | $1,024,000 | thousands by filing date | |
| MADISON COVERED CALL & EQUITY | 557437100 | COM | 124,610 | $1,023,000 | thousands by filing date | |
| W & T OFFSHORE INC | 92922P106 | COM | 200,000 | $1,022,000 | thousands by filing date | call |
| AMSURG CORP | 03232P405 | COM | 16,612 | $1,022,000 | thousands by filing date | |
| ProShares Tr II Ultra Short Futures (uvxy) | 74347W346 | ETF | 67,900 | $1,022,000 | thousands by filing date | call |
| WESTERN ASSET INTER MUNI FD | 958435109 | COM | 101,633 | $1,021,000 | thousands by filing date | |
| CITIGROUP INC NEW | 17321F201 | CTRAKS ETN MILLR | 42,620 | $1,020,000 | thousands by filing date | |
| ISHARES MSCI TURKEY ETF | 464286715 | ETF | 21,916 | $1,017,000 | thousands by filing date | |
| SOURCE CAPITAL COM SHS OF BEN I | 836144105 | CEF | 13,870 | $1,017,000 | thousands by filing date | |
| CIENA CORP COM NEW | 171779309 | Stock | 52,629 | $1,016,000 | thousands by filing date | |
| ACADIA HEALTHCARE COMPANY INC COM | 00404A109 | Stock | 14,178 | $1,015,000 | thousands by filing date | |
| INVESCO VALUE MUNICIPAL INCOME | 46132P108 | COM | 63,394 | $1,014,000 | thousands by filing date | |
| CARBO CERAMICS INC | 140781105 | COMMON STOCK | 33,249 | $1,014,000 | thousands by filing date | |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 172,019 | $1,009,000 | thousands by filing date | |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 50,000 | $1,009,000 | thousands by filing date | call |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 73,500 | $1,009,000 | thousands by filing date | put |
| POWERSHARES DYNAMIC | 73935X104 | DYNAMIC MKT PT | 13,240 | $1,009,000 | thousands by filing date | |
| PENSKE AUTOMOTIVE GRP INC COM | 70959W103 | Stock | 19,560 | $1,007,000 | thousands by filing date | |
| FARO TECHNOLOGIES INC | 311642102 | COM | 16,199 | $1,006,000 | thousands by filing date | |
| KENNEDY-WILSON HOLDINGS INC | 489398107 | COM | 38,500 | $1,006,000 | thousands by filing date | |
| SELECT INCOME REIT | 81618T100 | COM SH BEN INT | 40,257 | $1,006,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 20,100 | $1,005,000 | thousands by filing date | put |
| ST JUDE MED INC | 790849103 | COM | 15,366 | $1,005,000 | thousands by filing date | put |
| AVANTAX INC | 095229100 | COMMON STOCK | 73,315 | $1,002,000 | thousands by filing date | |
| INFOBLOX INC | 45672H104 | COM | 42,001 | $1,002,000 | thousands by filing date | |
| HORTONWORKS INC | 440894103 | COM | 42,000 | $1,001,000 | thousands by filing date | call |
| Taser Intl Inc | 87651B104 | COM | 41,478 | $1,001,000 | thousands by filing date | |
| POWERSHARES DYNAMIC OTC | 73935X203 | COM | 12,981 | $1,000,000 | thousands by filing date | |
| CDW CORP COM | 12514G108 | Stock | 26,800 | $998,000 | thousands by filing date | call |
| BLACKROCK MUNIYEILD QUALITY FU | 09254G108 | COM | 74,328 | $997,000 | thousands by filing date | |
| L-3 COMMUNICATIONS HLDGS INC | 502424104 | COM | 7,929 | $997,000 | thousands by filing date | put |
| IHS INC | 451734107 | CL A | 8,753 | $996,000 | thousands by filing date | |
| NUVASIVE INC | 670704105 | COM | 21,654 | $995,000 | thousands by filing date | |
| SPX CORP | 784635104 | COMMON STOCK | 11,711 | $994,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 2,200 | $993,000 | thousands by filing date | put |
| YINGLI GREEN ENERGY HLDG CO | 98584B103 | ADR | 536,687 | $993,000 | thousands by filing date | |
| VOC ENERGY TR | 91829B103 | TR UNIT | 196,134 | $991,000 | thousands by filing date | |
| TRONOX LTD | Q9235V101 | SHS CL A | 48,766 | $991,000 | thousands by filing date | |
| UNIVERSAL CORP VA MTNS BK ENT COM | 913456109 | Stock | 20,974 | $990,000 | thousands by filing date | |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 13,300 | $990,000 | thousands by filing date | put |
| GLOBAL X FDS | 37950E291 | GLOBX SUPDV US | 34,943 | $990,000 | thousands by filing date | |
| HANCOCK JOHN INCOME SECS TR | 410123103 | COM | 69,101 | $989,000 | thousands by filing date | |
| DAKTRONICS INC | 234264109 | COM | 91,161 | $986,000 | thousands by filing date | |
| ABRDN GLOBAL INCOME FUND INC | 003013109 | COM | 105,919 | $986,000 | thousands by filing date | |
| KADANT INC | 48282T104 | COM | 18,722 | $985,000 | thousands by filing date | |
| PLATFORM SPECIALTY PRODS COR | 72766Q105 | COM | 38,399 | $985,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 25,900 | $983,000 | thousands by filing date | call |
| NIMBLE STORAGE INC | 65440R101 | COM | 43,947 | $981,000 | thousands by filing date | |
| C H ROBINSON WORLDWIDE IN COM NEW | 12541W209 | Stock | 13,325 | $976,000 | thousands by filing date | put |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 31,700 | $975,000 | thousands by filing date | call |
| MARKIT LTD | G58249106 | SHS | 36,183 | $974,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X202 | EURO STOXX 50 | 25,000 | $971,000 | thousands by filing date | call |
| ISHARES TR | 464288430 | ASIA 50 ETF | 19,342 | $967,000 | thousands by filing date | |
| BLACKROCK STRATEGIC MUN TR | 09248T109 | COM | 69,872 | $967,000 | thousands by filing date | |
| BLDRS EUROPE 100 ADR INDEX | 09348R409 | COM | 42,163 | $966,000 | thousands by filing date | |
| XPLR INFRASTRUCTURE LP | 65341B106 | COM UNIT PART IN | 22,033 | $965,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761U106 | COM | 125,700 | $965,000 | thousands by filing date | call |
| CLAYMORE EXCHANGE TRD FD TR | 18383M373 | GUG BUL 2019 HY | 38,163 | $963,000 | thousands by filing date | |
| MFS CALIF MUN FD | 59318C106 | COM | 82,438 | $961,000 | thousands by filing date | |
| HIGHWOODS PPTYS INC COM | 431284108 | REIT | 20,969 | $960,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 12,200 | $959,000 | thousands by filing date | put |
| APPROACH RESOURCES INC | 03834A103 | COM | 145,100 | $956,000 | thousands by filing date | put |
| FEDERATED NATIONAL HOLDING C | 31422T101 | COM | 31,206 | $955,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354107 | COM | 58,700 | $952,000 | thousands by filing date | call |
| TESSERA TECHNOLOGIES INC | 88164L100 | COM | 23,643 | $952,000 | thousands by filing date | |
| POWERSHARES | 73935X278 | EXCHANGE TRADED | 31,627 | $951,000 | thousands by filing date | |
| GOL LINHAS AEREAS INTLG S A | 38045R107 | SP ADR REP PFD | 390,810 | $950,000 | thousands by filing date | |
| CURRENCYSHARES AUSTRALIAN DLAU | 23129U101 | ETF - EQUITY | 12,441 | $949,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X822 | RUSS NOM SC JP | 18,188 | $947,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 66,200 | $945,000 | thousands by filing date | call |
| SPECTRA ENERGY CORP | 847560109 | COM | 26,100 | $944,000 | thousands by filing date | call |
| SPDR INDEX SHS FDS | 78463X665 | INTL MTRLS SEC | 45,311 | $944,000 | thousands by filing date | |
| POWER INTEGRATIONS INC COM | 739276103 | Stock | 18,104 | $943,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M860 | GUG S&PG DIV OPP | 83,271 | $943,000 | thousands by filing date | |
| GLOBAL PARTNERS LP | 37946R109 | COM UNITS | 26,986 | $940,000 | thousands by filing date | |
| ISHARES TR | 46429B507 | MSCI IRELAND ETF | 25,223 | $940,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 29,600 | $938,000 | thousands by filing date | call |
| NUVEEN DIVERSIFIED DIVID & I | 6706EP105 | COM | 76,801 | $937,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 17,000 | $936,000 | thousands by filing date | call |
| WESTERN ASSET INVESTMENT GRA | 95766T100 | COM | 67,233 | $935,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 114,300 | $933,000 | thousands by filing date | |
| VISHAY INTERTECHNOLOGY INC COM | 928298108 | Stock | 67,367 | $931,000 | thousands by filing date | |
| ULTRAGENYX PHARMACEUTICAL IN | 90400D108 | COM | 15,000 | $931,000 | thousands by filing date | call |
| NVR INC COM | 62944T105 | Stock | 700 | $930,000 | thousands by filing date | |
| BRUKER CORP | 116794108 | COM | 50,365 | $930,000 | thousands by filing date | |
| NUVEEN MORTGAGE AND INCOME F | 670735109 | COM | 39,917 | $930,000 | thousands by filing date | |
| HALCON RES CORP | 40537Q209 | COM NEW | 603,181 | $929,000 | thousands by filing date | |
| PORTLAND GEN ELEC CO | 736508847 | COM NEW | 25,012 | $928,000 | thousands by filing date | |
| O-I GLASS, INC. | 690768403 | COM | 39,700 | $926,000 | thousands by filing date | call |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 4,700 | $920,000 | thousands by filing date | put |
| ALPHA NATURAL RESOURCES INC | 02076X102 | COM | 920,100 | $920,000 | thousands by filing date | call |
| BLACKROCK MUNI 2018 TERM TR | 09248C106 | COM | 57,395 | $920,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 17,367 | $919,000 | thousands by filing date | |
| El Paso Energy Capital Trust I | 283678209 | Preferred Shares | 15,324 | $919,000 | thousands by filing date | |
| ROSETTA RESOURCES INC | 777779307 | COM | 54,000 | $919,000 | thousands by filing date | call |
| VOXELJET AG | 92912L107 | ADS | 116,151 | $919,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED G | 27828U106 | COM | 37,055 | $917,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 11,900 | $914,000 | thousands by filing date | call |
| iShares JP Morgan EM Local Ccy Bd ETF | 464286517 | SHS | 20,747 | $913,000 | thousands by filing date | |
| NETSUITE INC | 64118Q107 | COM | 9,846 | $913,000 | thousands by filing date | |
| CENTRAL GOLDTRUST | 153546106 | TR U | 22,649 | $913,000 | thousands by filing date | |
| PRESTIGE CONSMR HEALTHCARE I | 74112D101 | COM | 21,187 | $909,000 | thousands by filing date | |
| Powershs Exch Trad Fd Tr | 73935X500 | WNDRHLL CLN EN | 162,891 | $909,000 | thousands by filing date | |
| HNI CORP COM | 404251100 | Stock | 16,407 | $906,000 | thousands by filing date | |
| ISHARES GLOBAL HIGH YIELD CO | 464286178 | US INTL HGH YLD | 18,301 | $905,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 66,232 | $904,000 | thousands by filing date | |
| COMPANHIA BRASILEIRA DE DIST | 20440T201 | SPN ADR PFD CL A | 30,132 | $899,000 | thousands by filing date | |
| SPDR S&P INTL TELECOM SECTOR | 78463X640 | CMN | 35,003 | $899,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 190,500 | $897,000 | thousands by filing date | put |
| BALL CORP | 058498106 | COM | 12,700 | $897,000 | thousands by filing date | call |
| BLACKROCK MUNIHOLDINGS FD IN | 09253N104 | COM | 51,446 | $897,000 | thousands by filing date | |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 40,000 | $897,000 | thousands by filing date | put |
| FIAT CHRYSLER AUTOMOBILES N | N31738102 | SHS | 55,000 | $897,000 | thousands by filing date | put |
| SPDR Bloomberg Investment Grade Floating Rate ETF | 78468R200 | SHS | 29,244 | $894,000 | thousands by filing date | |
| WESTAMERICA BANCORPORATION COM | 957090103 | Stock | 20,685 | $894,000 | thousands by filing date | |
| ALLSPRING GLOBAL DIVIDEND OPPO | 94987C103 | COM | 118,753 | $894,000 | thousands by filing date | |
| VARONIS SYS INC | 922280102 | COM | 34,754 | $892,000 | thousands by filing date | |
| AMERICAN ASSETS TR INC COM | 024013104 | REIT | 20,588 | $891,000 | thousands by filing date | |
| LTC PPTYS INC COM | 502175102 | REIT | 19,342 | $890,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 5,400 | $890,000 | thousands by filing date | put |
| PROOFPOINT INC | 743424103 | COM | 15,018 | $890,000 | thousands by filing date | |
| RETAIL OPPORTUNITY INVESTMENTS | 76131N101 | COMMON STOCK | 48,642 | $890,000 | thousands by filing date | |
| INTEROIL CORP | 460951106 | COM | 19,290 | $890,000 | thousands by filing date | |
| ACCURAY INC | 004397AB1 | CNV | 800,000 | $887,000 | thousands by filing date | principal |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 51,900 | $886,000 | thousands by filing date | call |
| AOL INC | 00184X105 | COM | 22,371 | $886,000 | thousands by filing date | |
| RECEPTOS, INC. | 756207106 | COMMON STOCK | 5,370 | $885,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V202 | ST STR INCOM ETF | 27,188 | $884,000 | thousands by filing date | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 24,832 | $882,000 | thousands by filing date | |
| SOHU.COM INC | 83408W103 | COMMON STOCK | 16,534 | $882,000 | thousands by filing date | |
| PHOTRONICS INC | 719405102 | COM | 103,618 | $881,000 | thousands by filing date | |
| PARK NATL CORP COM | 700658107 | Stock | 10,280 | $880,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B628 | US RL EST SMCP | 31,506 | $875,000 | thousands by filing date | |
| TUMI HLDGS INC | 89969Q104 | COM | 35,748 | $874,000 | thousands by filing date | |
| STAPLES INC | 855030102 | COM | 53,600 | $873,000 | thousands by filing date | put |
| THIRD PT REINS LTD | G8827U100 | COM | 61,630 | $872,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 18,800 | $871,000 | thousands by filing date | put |
| NUVEEN REAL ESTATE INCOME FD | 67071B108 | COM | 73,039 | $871,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 183,544 | $871,000 | thousands by filing date | |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 19,300 | $870,000 | thousands by filing date | call |
| PIMCO CALIFORNIA MUNICIPAL INC | 72201C109 | COM | 79,542 | $866,000 | thousands by filing date | |
| LAMAR ADVERTISING CO CL A | 512816109 | REIT | 14,600 | $865,000 | thousands by filing date | put |
| NXSTAGE MEDICAL INC | 67072V103 | COMMON STOCK | 50,000 | $865,000 | thousands by filing date | put |
| NXSTAGE MEDICAL INC | 67072V103 | COMMON STOCK | 50,000 | $865,000 | thousands by filing date | call |
| NORTHFIELD BANCORP INC | 66611T108 | COMMON STOCK | 58,281 | $864,000 | thousands by filing date | |
| TELEFONICA BRASIL SA FSPONSORED ADR 1 ADR REPS 2 ORD SHS | 87936R106 | COM | 56,500 | $864,000 | thousands by filing date | call |
| SONIC CORP | 835451105 | COM | 27,235 | $864,000 | thousands by filing date | |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 46,015 | $863,000 | thousands by filing date | |
| ALLETE INC | 018522300 | COM NEW | 16,342 | $863,000 | thousands by filing date | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 17,059 | $861,000 | thousands by filing date | |
| TRI CONTL CORP | 895436103 | COM | 39,485 | $857,000 | thousands by filing date | |
| PRAXAIR INC | 74005P104 | COM | 7,086 | $856,000 | thousands by filing date | put |
| POWERSHARES ETF TRUST | 73935X682 | S&P 500 QLTY PRT | 36,432 | $855,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 9,100 | $853,000 | thousands by filing date | call |
| CONAGRA FOODS INC | 205887102 | COM | 23,300 | $851,000 | thousands by filing date | call |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 86,975 | $851,000 | thousands by filing date | |
| EVINE LIVE INC | 300487105 | CL A | 126,763 | $851,000 | thousands by filing date | |
| FORRESTER RESH INC | 346563109 | COM | 23,072 | $849,000 | thousands by filing date | |
| MARKET VECTORS | 57060U159 | UNCVTL OIL GAS | 39,480 | $849,000 | thousands by filing date | |
| THE ADT CORPORATION | 00101J106 | COM | 20,400 | $847,000 | thousands by filing date | call |
| Texas Instruments Incorporated | 882508104 | COM | 14,800 | $846,000 | thousands by filing date | call |
| PRUDENTIAL PLC ADR | 74435K204 | ADR | 16,919 | $844,000 | thousands by filing date | |
| STEPAN CO | 858586100 | COM | 20,214 | $842,000 | thousands by filing date | |
| UNIFIRST CORP MASS | 904708104 | COM | 7,153 | $842,000 | thousands by filing date | |
| ISHARES TR | 464288745 | GLB CNS DISC ETF | 9,268 | $838,000 | thousands by filing date | |
| SOUTHSIDE BANCSHARES INC | 84470P109 | COMMON STOCK | 29,115 | $835,000 | thousands by filing date | |
| BLACKROCK HEALTH SCIENCES TR | 09250W107 | COM | 19,394 | $834,000 | thousands by filing date | |
| AFFYMETRIX INC | 00826T108 | COM | 66,401 | $834,000 | thousands by filing date | |
| iShares 0-5 Year High Yield Corporate Bond ETF | 46434V407 | COM | 16,972 | $833,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 9,025 | $833,000 | thousands by filing date | put |
| TELEFLEX INCORPORATED | 879369106 | COM | 6,887 | $833,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M878 | GUGGEN DEFN EQTY | 21,654 | $833,000 | thousands by filing date | |
| FNFV GROUP | 31620R402 | COM | 59,047 | $833,000 | thousands by filing date | |
| EDUCATION RLTY TR INC | 28140H203 | COM NEW | 23,515 | $832,000 | thousands by filing date | |
| BlackRock Muniy Michigan | 09254V105 | Fund | 58,821 | $830,000 | thousands by filing date | |
| SOUTH JERSEY INDUSTRIES INC | 838518108 | COM | 15,265 | $829,000 | thousands by filing date | |
| EATON VANCE NATIONAL MUNICIPAL | 27829L105 | COM SHS | 39,059 | $828,000 | thousands by filing date | |
| AEROVIRONMENT INC COM | 008073108 | Stock | 31,235 | $827,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E416 | SOCIAL MED ETF | 42,795 | $827,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 56,700 | $826,000 | thousands by filing date | put |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 61,927 | $824,000 | thousands by filing date | |
| RECEPTOS, INC. | 756207106 | COMMON STOCK | 5,000 | $824,000 | thousands by filing date | call |
| SILVER STD RES INC | 82823L106 | COM | 181,836 | $824,000 | thousands by filing date | |
| Lowes Companies Inc | 42222G108 | LOW | 13,600 | $823,000 | thousands by filing date | call |
| PIMCO MUN INCOME FD | 72200R107 | COM | 53,313 | $820,000 | thousands by filing date | |
| WINTHROP REALTY TRUST | 976391300 | SH B | 50,262 | $820,000 | thousands by filing date | |
| NWPX INFRASTRUCTURE INC | 667746101 | COM | 35,671 | $819,000 | thousands by filing date | |
| AIR METHODS CORP | 009128307 | COM PAR $.06 | 17,570 | $818,000 | thousands by filing date | |
| DELHAIZE GROUP - SPONS ADR | 29759W101 | SPON | 36,560 | $818,000 | thousands by filing date | |
| DIVERSIFIED REAL ASSET INC FD COM SHS | 25533B108 | CEF | 45,141 | $817,000 | thousands by filing date | |
| TASEKO MINES LTD COM | 876511106 | Stock | 1,274,857 | $816,000 | thousands by filing date | |
| GOVERNMENT PPTYS INCOME TR | 38376A103 | COM SHS BEN INT | 35,683 | $816,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 240,374 | $815,000 | thousands by filing date | |
| RAPTOR PHARMACEUTICAL CORP | 75382F106 | COM | 75,000 | $815,000 | thousands by filing date | call |
| SPDR INDEX SHS FDS | 78463X558 | S&P RUSSIA ETF | 49,449 | $814,000 | thousands by filing date | |
| CARDTRONICS INC | 14161H108 | COMMON STOCK | 21,597 | $813,000 | thousands by filing date | |
| POTASH CORP OF SASKATCHEWAN | 73755L107 | COMMON STOCK-FO | 25,200 | $813,000 | thousands by filing date | call |
| HEARTWARE INTL INC | 422368100 | COM | 9,246 | $812,000 | thousands by filing date | |
| ARROWHEAD RESEARCH CORP | 042797209 | COM | 119,723 | $810,000 | thousands by filing date | |
| CARBO CERAMICS INC | 140781105 | COMMON STOCK | 26,500 | $809,000 | thousands by filing date | put |
| NUVEEN NY PERFORMANCE PLUS FD | 67062R104 | COMMON STOCK | 54,787 | $807,000 | thousands by filing date | |
| TEMPLETON EMERGING MARKETS FUN | 880191101 | COM | 52,714 | $805,000 | thousands by filing date | |
| KITE REALTY GROUP TRUST COM NEW | 49803T300 | REIT | 28,557 | $804,000 | thousands by filing date | |
| KBR INC COM | 48242W106 | Stock | 55,500 | $804,000 | thousands by filing date | put |
| SONIC FDRY INC | 83545R207 | COM NEW | 83,651 | $804,000 | thousands by filing date | |
| NATURAL RESOURCE PARTNERS L | 63900P103 | COM UNIT L P | 118,341 | $802,000 | thousands by filing date | |
| CU BANCORP | 126534106 | COM | 35,277 | $802,000 | thousands by filing date | |
| CALAMOS ASSET MANAGEMENT A | 12811R104 | COM | 59,526 | $801,000 | thousands by filing date | |
| CAE INC COM | 124765108 | Stock | 68,520 | $799,000 | thousands by filing date | |
| Phillips 66 Partners LP | 718549207 | COM UNIT REP INT | 11,300 | $799,000 | thousands by filing date | put |
| SUNESIS PHARMACEUTICALS INC | 867328601 | COM NEW | 326,248 | $799,000 | thousands by filing date | |
| CVENT INC | 23247G109 | COM | 28,500 | $799,000 | thousands by filing date | call |
| PIMCO CALIF MUN INCOME FD | 72200N106 | COM | 51,336 | $795,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NY QLTY | 09255C106 | COM | 56,542 | $795,000 | thousands by filing date | |
| CARDINAL FINANCIAL CORP | 14149F109 | COMMON STOCK | 39,774 | $795,000 | thousands by filing date | |
| LIFELOCK INC COM | 53224V100 | COM | 56,323 | $795,000 | thousands by filing date | |
| ONE GAS INC COM | 68235P108 | Stock | 18,359 | $794,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 11,300 | $794,000 | thousands by filing date | call |
| FIRST TR EXCHANGE-TRADED ALP | 33733F101 | COM SHS | 15,511 | $794,000 | thousands by filing date | |
| FRESH MKT INC | 35804H106 | COM | 19,468 | $792,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305R109 | COM | 87,679 | $791,000 | thousands by filing date | |
| ENERGY XXI (BERMUDA) LTD | G10082140 | USD UNRS SHS | 216,900 | $790,000 | thousands by filing date | call |
| IMPAX LABORATORIES INC | 45256B101 | COM | 16,839 | $789,000 | thousands by filing date | |
| GLOBE SPECIALTY METALS INC | 37954N206 | COM | 41,700 | $789,000 | thousands by filing date | call |
| ENERGY XXI (BERMUDA) LTD | G10082140 | USD UNRS SHS | 216,245 | $788,000 | thousands by filing date | |
| MERITAGE HOMES CORP COM | 59001A102 | Stock | 16,180 | $787,000 | thousands by filing date | |
| QUANTUM FUEL SYS INC XXX | 74765E307 | COM | 294,713 | $787,000 | thousands by filing date | |
| TOTAL SYS SVCS INC | 891906109 | COM | 20,600 | $786,000 | thousands by filing date | call |
| APPROACH RESOURCES INC | 03834A103 | COM | 119,386 | $786,000 | thousands by filing date | |
| STRATEGIC HOTEL & RESORTS | 86272T106 | COM | 63,204 | $786,000 | thousands by filing date | |
| EZCORP INC | 302301106 | CL A NON VTG | 85,964 | $785,000 | thousands by filing date | |
| FRESHPET INC COM | 358039105 | Stock | 40,357 | $784,000 | thousands by filing date | |
| ROWAN COMPANIES PLC | G7665A101 | SHS CL A | 44,272 | $784,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 16,900 | $783,000 | thousands by filing date | call |
| STANCORP FINL GROUP INC | 852891100 | COM | 11,395 | $782,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHA FD I | 33737J240 | HONG KONG ALPH | 18,209 | $782,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 4,200 | $780,000 | thousands by filing date | call |
| OSI SYSTEMS INC | 671044105 | COM | 10,504 | $780,000 | thousands by filing date | |
| LOGMEIN INC | 54142L109 | COMMON STOCK | 13,848 | $775,000 | thousands by filing date | |
| DIAMONDBACK ENERGY INC COM | 25278X109 | Stock | 10,038 | $771,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N J FD I | 09254Y109 | COM | 50,722 | $771,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 7,400 | $770,000 | thousands by filing date | call |
| MEREDITH CORP | 589433101 | COM | 13,804 | $770,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 18,400 | $770,000 | thousands by filing date | call |
| SPDR INDEX SHS FDS | 78463X855 | ST STR INFRA ETF | 15,818 | $768,000 | thousands by filing date | |
| IMPERVA INC | 45321L100 | COM | 18,000 | $768,000 | thousands by filing date | |
| DELAWARE INV MN MUN INC FD I | 24610V103 | COM | 55,478 | $768,000 | thousands by filing date | |
| RYDEX GUGGENHEIM | 78355W833 | GUG S&P500 EQ WT | 8,546 | $768,000 | thousands by filing date | |
| HUNTSMAN CORP | 447011107 | COM | 34,500 | $765,000 | thousands by filing date | put |
| METLIFE INC COM | 59156R108 | Stock | 15,100 | $763,000 | thousands by filing date | call |
| SPDR SER TR | 78468R101 | PORTFOLIO SH TSR | 25,137 | $763,000 | thousands by filing date | |
| COLUMBIA SELIGMAN PREMIUM TECH | 19842X109 | COM | 40,077 | $763,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W133 | EMERG CUR STR FD | 41,926 | $763,000 | thousands by filing date | |
| SUNSTONE HOTEL INVS INC NEW | 867892101 | COM | 45,631 | $761,000 | thousands by filing date | |
| BUFFALO WILD WINGS INC | 119848109 | COMMON STOCK | 4,200 | $761,000 | thousands by filing date | call |
| SUPER MICRO COMPUTER INC | 86800U104 | COM | 22,893 | $760,000 | thousands by filing date | |
| PENN WEST PETE LTD NEW | 707887105 | COM | 459,662 | $758,000 | thousands by filing date | |
| RYDEX ETF TRUST GUG | 78355W502 | S\&P.* PV | 13,859 | $758,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q876 | GLOB GLD&P ETF | 48,797 | $758,000 | thousands by filing date | |
| BLACKROCK MUN BD TR | 09249H104 | COM | 45,682 | $757,000 | thousands by filing date | |
| EVERBANK FINANCIAL CORPORATION | 29977G102 | COMMON STOCK | 41,882 | $755,000 | thousands by filing date | |
| POTLATCHDELTIC CORPORATION | 737630103 | COM | 18,850 | $754,000 | thousands by filing date | |
| ISHARES TR | 464288125 | 3YRTB ETF | 9,632 | $753,000 | thousands by filing date | |
| ENZON PHARMACEUTICALS INC | 293904108 | COM | 709,021 | $752,000 | thousands by filing date | |
| QUALYS INC COM | 74758T303 | Stock | 16,135 | $750,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 90,800 | $749,000 | thousands by filing date | call |
| VANGUARD SCOTTSDALE FDS | 92206C847 | COM | 9,308 | $748,000 | thousands by filing date | |
| SYMANTEC CORP | 871503108 | COM | 32,000 | $748,000 | thousands by filing date | call |
| DDR CORP | 23317H102 | COM | 40,100 | $747,000 | thousands by filing date | call |
| DELAWARE INVTS DIV & INCOME | 245915103 | COM | 74,105 | $746,000 | thousands by filing date | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 182,200 | $745,000 | thousands by filing date | put |
| CAPITAL SENIOR LIVING CORP | 140475104 | COM | 28,635 | $743,000 | thousands by filing date | |
| BLACKROCK MUNIENHANCED FD IN | 09253Y100 | COM | 63,650 | $742,000 | thousands by filing date | |
| Fidelity MSCI Information Technology Index ETF | 316092808 | SHS | 23,093 | $741,000 | thousands by filing date | |
| ROYAL BANK OF SCOTLAND GROUP PLC | 780097788 | PREFERRED STOCK | 30,393 | $741,000 | thousands by filing date | |
| LENDINGCLUB CORP | 52603A109 | COM | 37,700 | $741,000 | thousands by filing date | call |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 10,400 | $739,000 | thousands by filing date | call |
| ISHARES TR | 46429B606 | MSCI POLAND ETF | 31,586 | $738,000 | thousands by filing date | |
| NATURAL GROCERS BY VITAMIN C | 63888U108 | COMMON STOCK | 26,676 | $737,000 | thousands by filing date | |
| BLDRS INDEX FDS TR | 09348R300 | EMER MK 50 ADR | 21,181 | $737,000 | thousands by filing date | |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 105,381 | $736,000 | thousands by filing date | |
| PROSHARES TR | 74347R701 | PSHS SHORT DOW30 | 31,910 | $736,000 | thousands by filing date | |
| MONSTER BEVERAGE CORP NE | 611740101 | COM | 5,300 | $733,000 | thousands by filing date | call |
| RIVERBED TECHNOLOGY INC | 768573107 | COM | 35,070 | $733,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 15,000 | $732,000 | thousands by filing date | put |
| HEWLETT PACKARD CO | 428236103 | COM | 23,500 | $732,000 | thousands by filing date | call |
| AVISTA CORP COM | 05379B107 | Stock | 21,389 | $731,000 | thousands by filing date | |
| FAMILY DLR STORES INC | 307000109 | COM | 9,200 | $729,000 | thousands by filing date | put |
| OCWEN FINL CORP | 675746309 | COM NEW | 88,312 | $729,000 | thousands by filing date | |
| ASHFORD HOSPITALITY | 044103109 | COMMON STOCK | 75,818 | $729,000 | thousands by filing date | |
| AXIA ENERGIA SA | 15234Q207 | SPONSORED ADR | 402,377 | $728,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 88,200 | $728,000 | thousands by filing date | put |
| PIER 1 IMPORTS INC | 720279108 | COM | 51,973 | $726,000 | thousands by filing date | |
| OUTERWALL INC | 690070107 | COM | 10,964 | $725,000 | thousands by filing date | |
| NUVEEN SHORT DURATION CREDIT | 67074X107 | COM | 42,219 | $724,000 | thousands by filing date | |
| STATE STREET SPDR PORTFOLIO INTERMEDIATE TERM CORPORATE BOND ETF | 78464A433 | ETF | 30,693 | $724,000 | thousands by filing date | |
| PROSHARES TR | 74347B508 | DJ BRKFLD GLB | 16,667 | $723,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 5,200 | $721,000 | thousands by filing date | put |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 51,830 | $720,000 | thousands by filing date | |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 17,402 | $720,000 | thousands by filing date | |
| COLUMBUS MCKINNON CORP NY | 199333105 | COMMON STOCK | 26,710 | $719,000 | thousands by filing date | |
| SURGICAL CARE AFFILIATES INC COM | 86881L106 | Stock | 20,889 | $718,000 | thousands by filing date | |
| VIOLIN MEMORY I | 92763A101 | Common Stock | 189,700 | $716,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 12,800 | $714,000 | thousands by filing date | call |
| FLAHERTY & CRUMRINE PFD INCO | 338480106 | COM | 47,071 | $714,000 | thousands by filing date | |
| SONIC AUTOMOTIVE INC | 83545G102 | CL A | 28,659 | $713,000 | thousands by filing date | |
| ISHARES TR | 464287531 | US DIGI REAL ETF | 18,878 | $712,000 | thousands by filing date | |
| BOX INC CL A | 10316T104 | Stock | 36,000 | $711,000 | thousands by filing date | put |
| CANADIAN SOLAR INC | 136635109 | COM | 21,279 | $711,000 | thousands by filing date | |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 2,500 | $709,000 | thousands by filing date | put |
| ENEL AMERICAS S.A. (ADR) | 29274F104 | SPONSORED ADR | 43,604 | $709,000 | thousands by filing date | |
| ISHARES TR | 464288497 | DEVSMCP EXNA ETF | 16,056 | $708,000 | thousands by filing date | |
| PENN VIRGINIA CORP | 707882106 | COMMON STOCK | 109,200 | $708,000 | thousands by filing date | put |
| MYR GROUP INC | 55405W104 | COM | 22,560 | $707,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 11,700 | $706,000 | thousands by filing date | call |
| SCHOLASTIC CORP COM | 807066105 | Stock | 17,204 | $704,000 | thousands by filing date | |
| DCT INDUSTRIAL TRUST INC | 233153204 | COM NEW | 20,322 | $704,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 50,581 | $703,000 | thousands by filing date | |
| PLY GEM HLDGS INC | 72941W100 | COM | 54,023 | $702,000 | thousands by filing date | |
| SPDR S&P | 78463X806 | MIDEAST AFRICA | 10,245 | $702,000 | thousands by filing date | |
| MAGNUM HUNTER RES CORP COM | 55973B102 | COM | 262,500 | $701,000 | thousands by filing date | put |
| ARRAY BIOPHARMA INC COM | 04269X105 | Stock | 95,000 | $700,000 | thousands by filing date | call |
| YODLEE INC | 98600P201 | COM | 52,033 | $700,000 | thousands by filing date | |
| GRAHAM HLDGS CO COM CL B | 384637104 | Stock | 666 | $699,000 | thousands by filing date | |
| TYCO INTL PLC | G91442106 | SHS | 16,200 | $698,000 | thousands by filing date | call |
| Mondelez International,Inc. Class A | 609207105 | COM | 19,300 | $697,000 | thousands by filing date | call |
| HALLADOR ENERGY COMPANY | 40609P105 | COM | 59,500 | $696,000 | thousands by filing date | |
| POWERSHARES S&P SMALLCAP LOW | 73937B639 | EXCHANGE TRADED | 20,377 | $696,000 | thousands by filing date | |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 94,034 | $695,000 | thousands by filing date | |
| NUVEEN CONNECTICUT PREM INC | 67060D107 | COM | 54,486 | $694,000 | thousands by filing date | |
| SPDR Bloomberg Emerging Markets Local Bond ETF | 78464A391 | SHS | 25,412 | $692,000 | thousands by filing date | |
| SEMGROUP CORP | 81663A105 | CL A | 8,500 | $691,000 | thousands by filing date | put |
| SILGAN HLDGS INC | 827048109 | COM | 11,872 | $690,000 | thousands by filing date | |
| CHEMTURA CORP | 163893209 | COM NEW | 25,271 | $690,000 | thousands by filing date | |
| SIBANYE GOLD LTD | 825724206 | SPONSORED ADR | 80,796 | $689,000 | thousands by filing date | |
| CORCEPT THERAPEUTICS INC | 218352102 | COM | 122,749 | $688,000 | thousands by filing date | |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 67,062 | $688,000 | thousands by filing date | |
| BEAZER HOMES USA INC | 07556Q709 | UNIT 99/99/9999 | 25,606 | $688,000 | thousands by filing date | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 10,300 | $687,000 | thousands by filing date | call |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 98,300 | $687,000 | thousands by filing date | put |
| DOLBY LABORATORIES INC COM CL A | 25659T107 | Stock | 17,980 | $686,000 | thousands by filing date | |
| M.D.C. HOLDINGS INC | 552676108 | COM | 24,054 | $686,000 | thousands by filing date | |
| SPDR Portfolio S&P 400 Mid Cap ETF | 78464A847 | SHS | 7,843 | $685,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33737A108 | NASDQ CLN EDGE | 18,886 | $685,000 | thousands by filing date | |
| INVESTORS BANCORP, INC. | 46146L101 | COMMON STOCK | 58,434 | $685,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 189,800 | $681,000 | thousands by filing date | call |
| HEICO CORP NEW | 422806208 | CL A | 13,720 | $680,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR | 41013P749 | TAX ADV GLB SH | 56,678 | $680,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 92,900 | $679,000 | thousands by filing date | call |
| SPDR PORTFOLIO TIPS ETF | 78464A656 | PORTFLI TIPS ETF | 11,956 | $678,000 | thousands by filing date | |
| ISHARES MSCI BIC ETF | 464286657 | ETF | 18,587 | $678,000 | thousands by filing date | |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 55,596 | $677,000 | thousands by filing date | |
| ARRAY BIOPHARMA INC COM | 04269X105 | Stock | 91,900 | $677,000 | thousands by filing date | put |
| NUVEEN OHIO QUALITY INC MUNI | 670980101 | COM | 44,310 | $674,000 | thousands by filing date | |
| TRINET GROUP INC COM | 896288107 | Stock | 19,114 | $673,000 | thousands by filing date | |
| UNIVERSAL HEALTH RLTY INCOME | 91359E105 | REIT | 11,971 | $673,000 | thousands by filing date | |
| CYRUSONE INC | 23283R100 | COM | 21,525 | $670,000 | thousands by filing date | |
| SILICOM LTD | M84116108 | ORD | 16,210 | $669,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 88,915 | $669,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 8,700 | $668,000 | thousands by filing date | call |
| WHIRLPOOL CORP COM | 963320106 | Stock | 3,300 | $667,000 | thousands by filing date | call |
| HABIT RESTAURANTS INC | 40449J103 | COM CL A | 20,740 | $667,000 | thousands by filing date | |
| JOURNAL COMMUNICATIONS INC-A | 481130102 | COMMON STOCK | 44,898 | $665,000 | thousands by filing date | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 48,300 | $663,000 | thousands by filing date | call |
| C&J ENERGY SVCS LTD SHS | G3164Q101 | Stock | 59,568 | $663,000 | thousands by filing date | |
| MFS INTERMARKET INCOME TRUST | 59318R103 | SH BEN INT | 78,141 | $662,000 | thousands by filing date | |
| ISHARES INC | 464286582 | MSCI JAPN SMCETF | 11,533 | $660,000 | thousands by filing date | |
| MICROSEMI CORP | 595137100 | COM | 18,639 | $660,000 | thousands by filing date | |
| iShares Morningstar Small-Cap Growth ETF | 464288604 | SHS | 4,564 | $658,000 | thousands by filing date | |
| AUTONATION INC COM | 05329W102 | Stock | 10,226 | $658,000 | thousands by filing date | |
| HERITAGE INSURANCE HLDGS INC | 42727J102 | COM | 29,889 | $658,000 | thousands by filing date | |
| KINDRED HEALTHCARE INC | 494580103 | COM | 27,600 | $657,000 | thousands by filing date | call |
| ABM INDS INC | 000957100 | COM | 20,599 | $656,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505707 | ROBO GLB ETF | 24,447 | $651,000 | thousands by filing date | |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 129,170 | $651,000 | thousands by filing date | |
| GUGGENHEIM FRONTIER MARKETS ETF | 18383Q838 | COM | 47,955 | $650,000 | thousands by filing date | |
| CHARTER FINANCIAL CORP | 16122W108 | COM | 56,300 | $647,000 | thousands by filing date | |
| ISHARES INC | 464286285 | JP MRGN EM HI BD | 13,450 | $643,000 | thousands by filing date | |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 26,280 | $642,000 | thousands by filing date | |
| WESTERN ASSET PREMIER BD FD | 957664105 | SHS BEN INT | 45,938 | $640,000 | thousands by filing date | |
| CHOICE HOTELS INTL INC | 169905106 | COM | 9,983 | $639,000 | thousands by filing date | |
| IROBOT CORP | 462726100 | COM | 19,573 | $639,000 | thousands by filing date | |
| CLARCOR INC | 179895107 | COM | 9,671 | $639,000 | thousands by filing date | |
| FIRST INDL RLTY TR INC COM | 32054K103 | REIT | 29,713 | $637,000 | thousands by filing date | |
| SOUTHWEST GAS HLDGS INC COM | 844895102 | Stock | 10,946 | $637,000 | thousands by filing date | |
| DEX MEDIA INC | 25213A107 | COM | 152,076 | $637,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 161,388 | $636,000 | thousands by filing date | |
| DIAMONDROCK HOSPITALITY CO | 252784301 | COM | 44,902 | $635,000 | thousands by filing date | |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 69,884 | $631,000 | thousands by filing date | |
| GUGGENHEIM ENHANCED EQUITY I | 40167B100 | COM | 74,727 | $631,000 | thousands by filing date | |
| MAXIMUS INC | 577933104 | COM | 9,439 | $630,000 | thousands by filing date | |
| SABRA HEALTH CARE REIT INC COM | 78573L106 | REIT | 18,950 | $629,000 | thousands by filing date | |
| AETNA INC NEW | 00817Y108 | COM | 5,900 | $629,000 | thousands by filing date | call |
| ARCBEST CORP COM | 03937C105 | Stock | 16,570 | $628,000 | thousands by filing date | |
| MARZETTI COMPANY | 513847103 | COM | 6,566 | $626,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME INV QL | 09250G102 | COM | 42,434 | $626,000 | thousands by filing date | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 359,492 | $625,000 | thousands by filing date | |
| EQUITY RESIDENTIAL | 29476L107 | SH BEN INT | 8,000 | $623,000 | thousands by filing date | call |
| RSP PERMIAN INC | 74978Q105 | COM | 24,711 | $623,000 | thousands by filing date | |
| PROSHARES TR | 74347R206 | PSHS ULTRA QQQ | 4,361 | $622,000 | thousands by filing date | |
| PROSPERITY BANCSHARES INC | 743606105 | COM | 11,839 | $621,000 | thousands by filing date | |
| AVIVA PLC | 05382A104 | ADR | 38,432 | $621,000 | thousands by filing date | |
| COMMERCIAL METALS CO COM | 201723103 | Stock | 38,209 | $619,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H305 | ETN DJUBS GRNS37 | 17,522 | $618,000 | thousands by filing date | |
| CNH INDL N V SHS | N20944109 | Stock | 75,682 | $617,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y694 | CMN | 5,050 | $617,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 20,000 | $616,000 | thousands by filing date | put |
| FLAMEL TECHNOLOGIES-SP ADR | 338488109 | SPON | 34,152 | $614,000 | thousands by filing date | |
| AES CORP COM | 00130H105 | Stock | 47,700 | $613,000 | thousands by filing date | call |
| BABSON CAP GLB SHT DURHGH YL | 05617T100 | COM | 29,504 | $613,000 | thousands by filing date | |
| NORTHWEST BANCSHARES INC COM | 667340103 | Stock | 51,648 | $612,000 | thousands by filing date | |
| TRANSDIGM GROUP INC COM | 893641100 | Stock | 2,800 | $612,000 | thousands by filing date | put |
| TERRA NITROGEN CO L P | 881005201 | COM UNIT | 4,202 | $612,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X715 | INTL ENRGY ETF | 31,658 | $612,000 | thousands by filing date | |
| BROWN FORMAN CORP | 115637100 | CL A | 6,723 | $611,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y694 | CMN | 5,000 | $611,000 | thousands by filing date | put |
| CONNECTICUT WTR SVC INC | 207797101 | COM | 16,829 | $611,000 | thousands by filing date | |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 35,329 | $610,000 | thousands by filing date | |
| ANIKA THERAPEUTICS INC | 035255108 | COM | 14,809 | $609,000 | thousands by filing date | |
| BRUNSWICK CORP | 117043109 | COM | 11,847 | $609,000 | thousands by filing date | |
| VOYA ASIA PACIFIC HIGH DIVIDEN | 92912J102 | COM | 52,584 | $609,000 | thousands by filing date | |
| USANA HEALTH SCIENCES INC | 90328M107 | COMMON STOCK | 5,484 | $609,000 | thousands by filing date | |
| GUGGENHEIM CANADIAN ENERGY I | 18383Q606 | GUGG | 58,596 | $609,000 | thousands by filing date | |
| ISHARES TR | 464288471 | EPRA/NAR DEV EUR | 15,818 | $609,000 | thousands by filing date | |
| LANDSTAR SYS INC COM | 515098101 | Stock | 9,171 | $608,000 | thousands by filing date | |
| NEW YORK REIT INC | 64976L109 | COM | 58,007 | $608,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL INCOME T | 27826U108 | SH BEN INT | 43,797 | $607,000 | thousands by filing date | |
| ISHARES INC | 46434G509 | CUR HD MSCI EM | 24,795 | $607,000 | thousands by filing date | |
| ULTRAGENYX PHARMACEUTICAL IN | 90400D108 | COM | 9,755 | $606,000 | thousands by filing date | |
| TALISMAN ENERGY INC | 87425E103 | COM | 78,899 | $606,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E473 | GLBL X MLP ETF | 39,728 | $605,000 | thousands by filing date | |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 20,188 | $605,000 | thousands by filing date | |
| ISIS PHARMACEUTICALS INC | 464330109 | COM | 9,500 | $605,000 | thousands by filing date | call |
| GREEN DOT CORP CLASS A | 39304D102 | CL A | 37,963 | $604,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W791 | GUG S&P500EQWTUT | 8,132 | $604,000 | thousands by filing date | |
| VALHI INC NEW | 918905100 | COM | 96,750 | $603,000 | thousands by filing date | |
| CIVEO CORP | 178787107 | COM | 237,500 | $603,000 | thousands by filing date | call |
| CATAMARAN CORP | 148887102 | COM | 10,100 | $601,000 | thousands by filing date | put |
| SHILOH INDUSTRIES INC | 824543102 | COM | 42,822 | $601,000 | thousands by filing date | |
| MANNING + NAPIER INC | 56382Q102 | CL A | 46,185 | $601,000 | thousands by filing date | |
| COHU INC | 192576106 | COM | 54,726 | $599,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 13,800 | $598,000 | thousands by filing date | put |
| CHERRY HILL MTG INVT CORP | 164651101 | COM | 33,917 | $598,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 25,800 | $598,000 | thousands by filing date | put |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-15-005912 | this filing | 2015-05-14 | acceptance time not in the bulk data set |