13F-HR filed by UBS Group AG
UBS Group AG filed this 13F-HR for the quarter ended 2015-03-31, filed 2015-05-14, with 8,816 holding rows worth $144,826,421,000.
- Accession
- 0000950123-15-005912
- Filer
- CIK 1610520
- Filed
- 2015-05-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2015
A holdings report, 15,013 entries on the cover page, a total value of $144,826,421,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $144,826,537,000 with VALUE read as thousands by filing date, 13F file number 028-16612. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerUBS Financial Services Inc. 028-11496
- included managerUBS Swiss Financial Advisors AG 028-11603
- included managerUBS AG, New York Branch 028-07344
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| EATON VANCE TAX-MANAGED BUY-WR | 27828X100 | COM | 198,749 | $3,152,000 | thousands by filing date | |
| FLAHERTY & CRUMRIN PFD & INM | 338478100 | COM | 154,913 | $3,151,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 66,200 | $3,146,000 | thousands by filing date | call |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 768,994 | $3,145,000 | thousands by filing date | |
| BT GROUP-ADR | 05577E101 | ADR | 48,248 | $3,145,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 62,800 | $3,139,000 | thousands by filing date | call |
| DNOW INC | 67011P100 | COMMON STOCK | 145,000 | $3,138,000 | thousands by filing date | put |
| STARZ | 85571Q102 | COM SER A | 91,122 | $3,136,000 | thousands by filing date | |
| WESCO INTL INC COM | 95082P105 | Stock | 44,805 | $3,131,000 | thousands by filing date | |
| LUXOTTICA GROUP SPA ADR | 55068R202 | SPONS ADR | 49,906 | $3,131,000 | thousands by filing date | |
| AIRGAS INC | 009363102 | COM | 29,500 | $3,130,000 | thousands by filing date | put |
| INTEGRATED DEVICE TECHNOLOGY INC | 458118106 | COMMON STOCK | 156,330 | $3,129,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 659,798 | $3,127,000 | thousands by filing date | |
| Powershares Etf Fd Tr II | 73937B506 | S&P SMCP C DIS | 57,370 | $3,126,000 | thousands by filing date | |
| ISHARES TR | 464287697 | U.S. UTILITS ETF | 27,939 | $3,122,000 | thousands by filing date | |
| RESTAURANT BRANDS INTL INC COM | 76131D103 | Stock | 81,254 | $3,121,000 | thousands by filing date | |
| HEALTHWAYS INC | 422245100 | COM | 158,378 | $3,121,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 32,100 | $3,118,000 | thousands by filing date | call |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 17,500 | $3,108,000 | thousands by filing date | call |
| FIRST TR EXCHANGE-TRADED ALP | 33737M102 | MID CP GR ALPH | 99,825 | $3,108,000 | thousands by filing date | |
| LOGITECH INTL S A SHS | H50430232 | Stock | 236,254 | $3,107,000 | thousands by filing date | put |
| CANADIAN PACIFIC RAILWAYS | 13645T100 | COM | 17,000 | $3,106,000 | thousands by filing date | put |
| SPDR Portfolio Long Term Corporate Bond ETF | 78464A367 | SHS | 73,206 | $3,100,000 | thousands by filing date | |
| ARAMARK COM | 03852U106 | Stock | 98,000 | $3,100,000 | thousands by filing date | call |
| MCG CAPITAL CORP | 58047P107 | COM | 782,883 | $3,100,000 | thousands by filing date | |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 224,291 | $3,097,000 | thousands by filing date | |
| II VI INC | 902104108 | COM | 167,726 | $3,096,000 | thousands by filing date | |
| SPIRIT AIRLS INC | 848577102 | COM | 40,000 | $3,094,000 | thousands by filing date | put |
| BROOKFIELD RENEWABLE ENERGY | G16258108 | PARTNERSHIP UNIT | 97,546 | $3,080,000 | thousands by filing date | |
| ENBRIDGE ENERGY MANAGEMENT L | 29250x103 | SHS UNITS LLI | 84,638 | $3,079,000 | thousands by filing date | |
| PEPCO HOLDINGS INC | 713291102 | COM | 114,534 | $3,073,000 | thousands by filing date | |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 277,800 | $3,072,000 | thousands by filing date | call |
| LIFEPOINT HEALTH INC | 53219L109 | COM | 41,755 | $3,067,000 | thousands by filing date | |
| VANGUARD S&P SMALL-CAP 600 GROWTH ETF | 921932794 | ETF | 27,450 | $3,064,000 | thousands by filing date | |
| MONROE CAPITAL CORP | 610335101 | COM | 207,856 | $3,062,000 | thousands by filing date | |
| Vanguard Intermediate-Term Treasury ETF | 92206C706 | SHS | 46,574 | $3,047,000 | thousands by filing date | |
| AVENUE INCOME CR STRATEGIES | 05358E106 | COM | 201,272 | $3,047,000 | thousands by filing date | |
| VERISIGN INC COM | 92343E102 | Stock | 45,470 | $3,046,000 | thousands by filing date | |
| PAR PAC HOLDINGS INC | 69888T207 | COM NEW | 131,198 | $3,045,000 | thousands by filing date | |
| ZIONS BANCORPORATION | 989701107 | COM | 112,600 | $3,040,000 | thousands by filing date | call |
| INGLES MKTS INC CL A | 457030104 | Stock | 61,324 | $3,034,000 | thousands by filing date | |
| WEINGARTEN RLTY INVS | 948741103 | SH BEN INT | 84,176 | $3,028,000 | thousands by filing date | |
| SPDR SER TR STATE STR SPDR PORT S&P 500 ETF | 78464A854 | SHS | 30,808 | $3,024,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 37,600 | $3,020,000 | thousands by filing date | call |
| KAPSTONE PAPER AND PACKAGING C | 48562P103 | COM | 91,900 | $3,018,000 | thousands by filing date | |
| UNITED STATES NATL GAS FUND | 912318201 | UNIT PAR $0.001 | 227,900 | $3,017,000 | thousands by filing date | put |
| iShares MSCI Mexico ETF | 464286822 | SHS | 52,000 | $3,014,000 | thousands by filing date | put |
| AMC NETWORKS INC | 00164V103 | CL A | 39,277 | $3,010,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06739F390 | ADR 2 PREF 2 | 117,274 | $3,009,000 | thousands by filing date | |
| HSN INC | 404303109 | COM | 44,068 | $3,007,000 | thousands by filing date | |
| RYLAND GROUP INC | 783764103 | COM | 61,640 | $3,005,000 | thousands by filing date | |
| Invesco Large-Cap Growth | 73935X609 | ETF | 98,064 | $3,004,000 | thousands by filing date | |
| BABCOCK & WILCOX CO NEW | 05615F102 | COM | 93,308 | $2,994,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 32,100 | $2,993,000 | thousands by filing date | put |
| ISHARES MORNINGSTAR ETF SMALL CAP VALUE | 464288703 | ETF | 22,777 | $2,989,000 | thousands by filing date | |
| CALIFORNIA RES CORP COM | 13057Q107 | COM | 392,327 | $2,985,000 | thousands by filing date | |
| SPIRIT AEROSYSTEMS HLDGS INC | 848574109 | COM CL A | 57,027 | $2,977,000 | thousands by filing date | |
| HDFC BANK LTD SPONSORED ADS | 40415F101 | ADR | 50,500 | $2,974,000 | thousands by filing date | call |
| GRACE W R & CO DEL NEW COM | 38388F108 | Stock | 30,000 | $2,966,000 | thousands by filing date | call |
| NUVEEN INSD QUALITY MUN FD I | 67062N103 | COM | 221,466 | $2,965,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 23,400 | $2,964,000 | thousands by filing date | put |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 205,015 | $2,962,000 | thousands by filing date | |
| TEKLA LIFE SCIENCES INVESTORS | 87911K100 | SH BEN INT | 107,442 | $2,962,000 | thousands by filing date | |
| MTS SYSTEMS CORP | 553777103 | COM | 39,043 | $2,954,000 | thousands by filing date | |
| VCA ANTECH INC | 918194101 | COM | 53,873 | $2,953,000 | thousands by filing date | |
| FTSE RAFI Emerg Mkts | 73936T763 | COM | 159,555 | $2,952,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354107 | COM | 181,900 | $2,949,000 | thousands by filing date | put |
| ENCORE CAP GROUP INC | 292554102 | COM | 70,702 | $2,940,000 | thousands by filing date | |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 100,000 | $2,938,000 | thousands by filing date | put |
| CONSTELLIUM NV-CLASS A | N22035104 | CL A | 144,581 | $2,938,000 | thousands by filing date | |
| POWERSHARES GLOBAL EXCHANGE TRADED FD TR I-30 LADDERED | 73936T524 | ETF | 87,425 | $2,933,000 | thousands by filing date | |
| TEEKAY TANKERS LTD | Y8565N102 | CL A | 510,764 | $2,932,000 | thousands by filing date | |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 1,201,268 | $2,931,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 56,800 | $2,924,000 | thousands by filing date | put |
| ALCOA INC | 013817101 | COM | 226,300 | $2,924,000 | thousands by filing date | call |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 58,862 | $2,921,000 | thousands by filing date | |
| COBALT INTL ENERGY INC | 19075F106 | COM | 310,323 | $2,919,000 | thousands by filing date | |
| REVVITY INC | 714046109 | COM | 57,071 | $2,918,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U506 | RUSSIA ETF | 171,200 | $2,916,000 | thousands by filing date | call |
| ORBITZ WORLDWIDE INC | 68557K109 | COM | 250,000 | $2,915,000 | thousands by filing date | call |
| NATIONAL BK GREECE S A | 633643507 | ADR PRF SER A | 327,396 | $2,914,000 | thousands by filing date | |
| IMPERIAL OIL LTD COM NEW | 453038408 | Stock | 72,881 | $2,907,000 | thousands by filing date | |
| GASLOG LTD | G37585109 | SHS | 149,651 | $2,907,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q819 | KBW YIELD REIT | 80,870 | $2,903,000 | thousands by filing date | |
| CORNERSTONE ONDEMAND INC COM | 21925Y103 | Stock | 100,500 | $2,903,000 | thousands by filing date | put |
| LAZARD WORLD DIVID & INCOME | 521076109 | COM | 229,620 | $2,902,000 | thousands by filing date | |
| ARUBA NETWORKS INC | 043176106 | COM | 118,451 | $2,901,000 | thousands by filing date | |
| VOYA EMERGING MKTS HIGH DIVI | 92912P108 | COM | 287,126 | $2,897,000 | thousands by filing date | |
| SYMETRA FINANCIAL CORP | 87151Q106 | COMMON STOCK | 123,465 | $2,897,000 | thousands by filing date | |
| SLM CORP COM | 78442P106 | Stock | 312,000 | $2,895,000 | thousands by filing date | call |
| POPE RES DEL LTD PARTNERSHIP | 732857107 | DEPOSITRY RCPT | 45,612 | $2,894,000 | thousands by filing date | |
| CALGON CARBON CORP | 129603106 | COM | 137,215 | $2,892,000 | thousands by filing date | |
| TWENTY FIRST CENTY FOX INC | 90130A101 | CL A | 85,300 | $2,887,000 | thousands by filing date | call |
| CHICAGO BRIDGE & IRON CO NV | 167250109 | N Y REGISTRY SH | 58,600 | $2,887,000 | thousands by filing date | put |
| AAR CORP | 000361105 | COM | 93,832 | $2,882,000 | thousands by filing date | |
| JDS UNIPHASE CORP | 46612J507 | COM PAR $0.001 | 219,361 | $2,878,000 | thousands by filing date | |
| SYNCHRONYFINL | 87165B103 | STOK | 94,765 | $2,877,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 68,100 | $2,864,000 | thousands by filing date | put |
| FIRSTENERGY CORP | 337932107 | COM | 81,660 | $2,863,000 | thousands by filing date | |
| SALLY BEAUTY HLDGS INC | 79546E104 | COM | 83,301 | $2,863,000 | thousands by filing date | |
| ISHARES TR | 464288323 | NEW YORK MUN ETF | 25,459 | $2,858,000 | thousands by filing date | |
| ISHARES TR | 464288505 | MRGSTR SM CP ETF | 19,894 | $2,858,000 | thousands by filing date | |
| ULTRA PETROLEUM CORP | 903914109 | COM | 182,400 | $2,851,000 | thousands by filing date | call |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 41,000 | $2,843,000 | thousands by filing date | put |
| UNITED STATES STL CORP NEW | 912909108 | COM | 116,400 | $2,840,000 | thousands by filing date | call |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 194,621 | $2,840,000 | thousands by filing date | |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 35,600 | $2,838,000 | thousands by filing date | put |
| EP ENERGY CORP | 268785102 | CL A | 270,751 | $2,838,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 32,300 | $2,832,000 | thousands by filing date | put |
| FLOTEK INDS INC DEL | 343389102 | COM | 191,737 | $2,826,000 | thousands by filing date | |
| ISHARES MSCI NETHERLANDSETF | 464286814 | ETF | 111,419 | $2,817,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 57,700 | $2,814,000 | thousands by filing date | put |
| REVENUESHARES FINANCIALS | 761396506 | S&P500 FINL FD | 57,632 | $2,813,000 | thousands by filing date | |
| FLY LEASING LTD | 34407D109 | SPONSORED ADR | 192,759 | $2,807,000 | thousands by filing date | |
| NATIONAL HEALTH INVS INC COM | 63633D104 | REIT | 39,466 | $2,802,000 | thousands by filing date | |
| MKS INC. COM | 55306N104 | Stock | 82,706 | $2,796,000 | thousands by filing date | |
| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 59,480 | $2,796,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 200,400 | $2,792,000 | thousands by filing date | call |
| POWERSHARES ETF TR II | 73937B746 | KBW BK PORT | 75,263 | $2,791,000 | thousands by filing date | |
| QIWI PLC | 74735M108 | SPON ADR REP B | 116,153 | $2,790,000 | thousands by filing date | |
| POST HLDGS INC | 737446104 | COM | 59,506 | $2,787,000 | thousands by filing date | |
| VALERO ENERGY PARTNERS LP | 91914J102 | COM UNT REP LP | 57,434 | $2,780,000 | thousands by filing date | |
| Gulfport Energy | 402635304 | COM | 60,500 | $2,778,000 | thousands by filing date | call |
| SOVRAN SELF STORAGE INC | 84610H108 | COM | 29,544 | $2,776,000 | thousands by filing date | |
| RALPH LAUREN CORP | 751212101 | CL A | 21,100 | $2,775,000 | thousands by filing date | put |
| CANTEL MEDICAL CORP | 138098108 | COM | 58,243 | $2,767,000 | thousands by filing date | |
| POWERSHARES GLOBALEXCHANGE TRADED FD TR | 73936T441 | ETF | 107,036 | $2,754,000 | thousands by filing date | |
| CAVIUM INC | 14964U108 | COM | 38,868 | $2,753,000 | thousands by filing date | |
| COSTAR GROUP INC COM | 22160N109 | Stock | 13,906 | $2,752,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063X100 | SH BEN INT | 185,970 | $2,749,000 | thousands by filing date | |
| QLOGIC CORP | 747277101 | COM | 186,514 | $2,749,000 | thousands by filing date | |
| SPDR SER TR | 78464A821 | S&P 400 MDCP GRW | 21,723 | $2,748,000 | thousands by filing date | |
| VISTA OUTDOOR INC | 928377100 | COM | 64,135 | $2,746,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U886 | MKTVEC LMUNETF | 137,553 | $2,740,000 | thousands by filing date | |
| GRACO INC COM | 384109104 | Stock | 37,967 | $2,739,000 | thousands by filing date | |
| PEBBLEBROOK HOTEL TR | 70509V100 | COM | 58,658 | $2,731,000 | thousands by filing date | |
| ROBERT HALF INC. COM | 770323103 | Stock | 45,085 | $2,728,000 | thousands by filing date | |
| WESTAR ENERGY INC | 95709T100 | COMMON STOCK | 70,356 | $2,727,000 | thousands by filing date | |
| COLUMBIA BKG SYS INC | 197236102 | COM | 94,016 | $2,724,000 | thousands by filing date | |
| SANDISK CORP | 80004CAD3 | CORPORATE OBLIG | 2,000,000 | $2,724,000 | thousands by filing date | principal |
| QEP RESOURCES INC | 74733V100 | COM | 130,593 | $2,723,000 | thousands by filing date | |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 106,289 | $2,722,000 | thousands by filing date | |
| PIEDMONT NATURAL GAS CO | 720186105 | COM | 73,745 | $2,722,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 83,200 | $2,719,000 | thousands by filing date | put |
| EATON VANCE NEW YORK MUN BD | 27827Y109 | COM | 213,659 | $2,719,000 | thousands by filing date | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 91,974 | $2,714,000 | thousands by filing date | |
| BADGER METER INC COM | 056525108 | Stock | 45,243 | $2,712,000 | thousands by filing date | |
| CENTER COAST BRKFLD MLP ENRG | 151461100 | SHS BEN INT | 155,520 | $2,711,000 | thousands by filing date | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 20,700 | $2,708,000 | thousands by filing date | call |
| MATSON INC COM | 57686G105 | Stock | 64,204 | $2,707,000 | thousands by filing date | |
| AMERICAN CAP SR FLOATING LTD | 02504D108 | COM | 206,563 | $2,706,000 | thousands by filing date | |
| AFLAC INC COM | 001055102 | Stock | 42,200 | $2,702,000 | thousands by filing date | call |
| KARYOPHARM THERAPEUTICS INC | 48576U106 | COM | 88,242 | $2,701,000 | thousands by filing date | |
| BABSON CAPITAL PARTICIPATION | 05616B100 | SH B | 222,442 | $2,699,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 51,000 | $2,692,000 | thousands by filing date | put |
| SKECHERS U S A INC | 830566105 | CL A | 37,420 | $2,691,000 | thousands by filing date | |
| WP GLIMCHER IN | 92939N102 | COM | 161,654 | $2,689,000 | thousands by filing date | |
| PROSHARES TR | 74347X294 | HD REPLICATION | 62,347 | $2,688,000 | thousands by filing date | |
| ARUBA NETWORKS INC | 043176106 | COM | 109,700 | $2,687,000 | thousands by filing date | put |
| WUXI PHARMATECH CAYMAN INC | 929352102 | SPONS ADR SHS | 69,138 | $2,681,000 | thousands by filing date | |
| LEIDOS HOLDINGS INC COM | 525327102 | Stock | 63,784 | $2,677,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 24,500 | $2,677,000 | thousands by filing date | put |
| MASCO CORP | 574599106 | COM | 100,100 | $2,673,000 | thousands by filing date | call |
| TAUBMAN CTRS INC | 876664103 | COM | 34,645 | $2,673,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 114,515 | $2,671,000 | thousands by filing date | |
| BLACKSTONE SENIOR FLOATING RAT | 09256U105 | COM | 154,722 | $2,669,000 | thousands by filing date | |
| RAYMOND JAMES FINL INC COM | 754730109 | Stock | 46,851 | $2,661,000 | thousands by filing date | |
| PROSHARES TR | 74348A541 | HGH YLD INT RATE | 36,280 | $2,661,000 | thousands by filing date | |
| HILLENBRAND INC | 431571108 | COM | 86,088 | $2,657,000 | thousands by filing date | |
| KULICKE & SOFFA INDS INC | 501242101 | COM | 169,914 | $2,656,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R882 | 25YR ZERO U S | 21,119 | $2,655,000 | thousands by filing date | |
| TELEKOMUNIKASI IND SPONSORED ADR | 715684106 | ADR | 60,869 | $2,650,000 | thousands by filing date | |
| BROADCOM CORP | 111320107 | CL A | 61,100 | $2,645,000 | thousands by filing date | call |
| EV ENERGY PARTNERS LP | 26926V107 | COM UNITS | 198,345 | $2,644,000 | thousands by filing date | |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 18,626 | $2,642,000 | thousands by filing date | |
| AEGION CORP | 00770F104 | COMMON STOCK | 146,285 | $2,640,000 | thousands by filing date | |
| UNITED STATES NATL GAS FUND | 912318201 | UNIT PAR $0.001 | 199,400 | $2,640,000 | thousands by filing date | call |
| PETROLEO BRASILEIRO S A | 71654V101 | SP ADR NON VTG | 433,036 | $2,637,000 | thousands by filing date | |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 85,741 | $2,636,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q739 | GUGGENHEIM SOLAR | 59,304 | $2,635,000 | thousands by filing date | |
| iShares Morningstar Mid-Cap Value ETF | 464288406 | SHS | 20,862 | $2,633,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 41,500 | $2,629,000 | thousands by filing date | call |
| CHINA UNICOM HONG KONG | 16945R104 | SPONSORED ADR | 172,243 | $2,629,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 78,763 | $2,621,000 | thousands by filing date | |
| TYLER TECHNOLOGIES INC COM | 902252105 | Stock | 21,725 | $2,618,000 | thousands by filing date | |
| ALIGN TECHNOLOGY INC COM | 016255101 | Stock | 48,647 | $2,616,000 | thousands by filing date | |
| NUVEEN SELECT QUALITY MUN FD | 670973106 | COM | 185,627 | $2,615,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 29,100 | $2,610,000 | thousands by filing date | put |
| POWERSHARES ETF TR II S&P SMCP | 73937B878 | ETF - EQUITY | 54,789 | $2,609,000 | thousands by filing date | |
| ISHARES TR | 46432FAW7 | IBONDS MAR18 ETF | 25,186 | $2,609,000 | thousands by filing date | |
| MSCI INC COM | 55354G100 | Stock | 42,518 | $2,607,000 | thousands by filing date | |
| MONSANTO CO NEW | 61166W101 | COM | 23,100 | $2,600,000 | thousands by filing date | call |
| CIMPRESS N V | N20146101 | SHS EURO | 30,800 | $2,599,000 | thousands by filing date | call |
| POWERSHARES ETF TR II S&P500 L | 73937B779 | COM | 68,500 | $2,598,000 | thousands by filing date | put |
| INSIGHT ENTERPRISES INC | 45765U103 | COM | 90,949 | $2,594,000 | thousands by filing date | |
| PHI INC-NON VOTING | 69336T205 | COM | 86,133 | $2,591,000 | thousands by filing date | |
| FIRST AMERN FINL CORP | 31847R102 | COM | 72,497 | $2,587,000 | thousands by filing date | |
| POWERSHS DB US DOLLAR INDEX DO | 73936D107 | COM | 99,800 | $2,585,000 | thousands by filing date | put |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 58,253 | $2,578,000 | thousands by filing date | |
| TORTOISE PWR & ENERGY INFRASTR | 89147X104 | COM | 97,576 | $2,578,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W786 | INTERNTNL AI ENH | 58,773 | $2,578,000 | thousands by filing date | |
| HIBBETT INC | 428567101 | COM | 52,427 | $2,573,000 | thousands by filing date | |
| UDR INC COM | 902653104 | REIT | 75,541 | $2,571,000 | thousands by filing date | |
| Nippon Telegraph Telephone Corp | 654624105 | Equity | 83,422 | $2,571,000 | thousands by filing date | |
| RANGE RES CORP COM | 75281A109 | Stock | 49,373 | $2,569,000 | thousands by filing date | |
| MOLINA HEALTHCARE INC | 60855R100 | COM | 38,186 | $2,569,000 | thousands by filing date | |
| ABERDEEN INDIA FD INC | 454089103 | COM | 90,702 | $2,565,000 | thousands by filing date | |
| FCB Financial Holdings Inc Cla | 30255G103 | COM | 93,524 | $2,560,000 | thousands by filing date | |
| VITAL ENERGY INC | 516806106 | COMMON STOCK | 196,100 | $2,557,000 | thousands by filing date | call |
| MERRIMACK PHARMACEUTICALS IN | 590328100 | COM | 214,990 | $2,554,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 52,300 | $2,551,000 | thousands by filing date | call |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 56,062 | $2,550,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W109 | US TOTAL DIVIDND | 34,329 | $2,549,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M258 | CLAYMORE EXCHANGE TRD FD TR | 119,936 | $2,547,000 | thousands by filing date | |
| RANDGOLD RES LTD | 752344309 | ADR | 36,600 | $2,535,000 | thousands by filing date | |
| PRIMERICA INC | 74164M108 | COM | 49,737 | $2,532,000 | thousands by filing date | |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 178,496 | $2,531,000 | thousands by filing date | |
| GENTEX CORP COM | 371901109 | Stock | 138,004 | $2,526,000 | thousands by filing date | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 147,478 | $2,522,000 | thousands by filing date | |
| ASPEN TECHNOLOGY INC | 045327103 | COM | 65,472 | $2,519,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 282,124 | $2,519,000 | thousands by filing date | call |
| CORNING INC | 219350105 | COM | 111,000 | $2,517,000 | thousands by filing date | call |
| BANK NOVA SCOTIA B C COM | 064149107 | Stock | 50,100 | $2,517,000 | thousands by filing date | put |
| BANK HAWAII CORP | 062540109 | COM | 41,077 | $2,514,000 | thousands by filing date | |
| NAVIDEA BIOPHARMACEUTICALS I | 63937X103 | COM | 1,579,378 | $2,511,000 | thousands by filing date | |
| PREMIER INC | 74051N102 | CL A | 66,728 | $2,509,000 | thousands by filing date | |
| RetailMeNot Inc | 76132B106 | COM SER 1 | 138,908 | $2,502,000 | thousands by filing date | |
| WESTERN ASSET GLB PTNRS INCO | 95766G108 | COM | 260,777 | $2,496,000 | thousands by filing date | |
| HELEN OF TROY CORP LTD | G4388N106 | COM | 30,560 | $2,491,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 532,748 | $2,488,000 | thousands by filing date | |
| KINDER MORGAN INC DEL | 49456B119 | *W EXP 05/25/201 | 606,976 | $2,488,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932869 | MIDCP 400 GRTH | 23,603 | $2,487,000 | thousands by filing date | |
| Matrix Service Company | 576853105 | COM | 141,573 | $2,487,000 | thousands by filing date | |
| SIX FLAGS ENTERTAINMENT CORP | 83001A102 | COM | 51,248 | $2,482,000 | thousands by filing date | |
| CHAMBERS STR PPTYS | 157842105 | COM | 314,639 | $2,479,000 | thousands by filing date | |
| TD SYNNEX CORPORATION COM | 87162W100 | Stock | 32,083 | $2,478,000 | thousands by filing date | |
| TANGER INC | 875465106 | COM | 70,442 | $2,478,000 | thousands by filing date | |
| Concho Resources Inc. | 20605P101 | COM | 21,371 | $2,477,000 | thousands by filing date | |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 50,000 | $2,476,000 | thousands by filing date | put |
| BLACKROCK MUNIHLDNGS CALI | 09254L107 | COM | 167,933 | $2,474,000 | thousands by filing date | |
| TARO PHARMACEUTICAL INDS LTD | M8737E108 | SHS | 17,538 | $2,474,000 | thousands by filing date | |
| NUTRI SYS INC NEW | 67069D108 | COM | 123,520 | $2,468,000 | thousands by filing date | |
| Lion Biotechnologies | 53619R102 | COM | 203,500 | $2,464,000 | thousands by filing date | |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 10,400 | $2,456,000 | thousands by filing date | put |
| SanDisk Corporation | 80004C101 | COM | 38,600 | $2,456,000 | thousands by filing date | call |
| VIMICRO INTL CORP | 92718N109 | ADR | 262,741 | $2,456,000 | thousands by filing date | |
| CRESCENT PT ENERGY CORP | 22576C101 | COM | 109,808 | $2,453,000 | thousands by filing date | |
| MYLAN NV | N59465109 | SHS EURO | 41,300 | $2,451,000 | thousands by filing date | put |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 460,580 | $2,451,000 | thousands by filing date | |
| PROTO LABS INC | 743713109 | COM | 34,988 | $2,450,000 | thousands by filing date | |
| ISHARES TR | 46434V886 | CMN | 81,025 | $2,450,000 | thousands by filing date | |
| MERCADOLIBREINC | 58733R102 | STOK | 19,965 | $2,447,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736N101 | ALERIAN DISRUPT | 54,085 | $2,444,000 | thousands by filing date | |
| FIRST TRUST ENHANCED EQUITY IN | 337318109 | COM | 169,691 | $2,443,000 | thousands by filing date | |
| NEXPOINT CR STRATEGIES FD | 65340G106 | COM | 200,626 | $2,442,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 16,100 | $2,439,000 | thousands by filing date | call |
| BAXTER INTL INC | 071813109 | COM | 35,600 | $2,439,000 | thousands by filing date | call |
| AES TR III | 00808N202 | PFD CV 6.75% | 47,779 | $2,439,000 | thousands by filing date | |
| HESS CORP | 42809H107 | COM | 35,900 | $2,437,000 | thousands by filing date | put |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 23,336 | $2,436,000 | thousands by filing date | |
| MARLIN MIDSTREAM PARTNERS LP | 57118V100 | COM UTLTD PTN IN | 110,078 | $2,434,000 | thousands by filing date | |
| GUGGENHEIM TAXABLE MUNICP BO | 401664107 | COM | 108,299 | $2,427,000 | thousands by filing date | |
| TORCHMARK CORP | 891027104 | COM | 44,127 | $2,423,000 | thousands by filing date | |
| CARMIKE CINEMAS INC | 143436400 | COMMON STOCK | 71,992 | $2,419,000 | thousands by filing date | |
| RYDEX ETF TRUST HEALTH CARE | 78355W841 | COM | 15,554 | $2,414,000 | thousands by filing date | |
| MEDIDATE SOLUTIONS INC | 58471A105 | COM | 49,213 | $2,413,000 | thousands by filing date | |
| ATWOOD OCEANICS INC | 050095108 | COM | 85,868 | $2,413,000 | thousands by filing date | |
| Schwab Short Term US Treasury ETF | 808524862 | SHS | 47,487 | $2,410,000 | thousands by filing date | |
| MIDDLESEX WTR CO | 596680108 | COM | 105,829 | $2,409,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 269,718 | $2,409,000 | thousands by filing date | |
| HUMANA INC COM | 444859102 | Stock | 13,500 | $2,403,000 | thousands by filing date | call |
| GRAND CANYON ED INC COM | 38526M106 | Stock | 55,425 | $2,400,000 | thousands by filing date | |
| OUTFRONT MEDIA INC | 69007J106 | COM | 80,000 | $2,394,000 | thousands by filing date | put |
| OUTFRONT MEDIA INC | 69007J106 | COM | 80,000 | $2,394,000 | thousands by filing date | call |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 487,388 | $2,388,000 | thousands by filing date | |
| PROASSURANCE CORP | 74267C106 | COM | 51,874 | $2,381,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C771 | SHS | 44,486 | $2,377,000 | thousands by filing date | |
| PRICESMART INC COM | 741511109 | Stock | 27,928 | $2,373,000 | thousands by filing date | |
| OXFORD LANE CAP CORP | 691543102 | COM | 159,980 | $2,371,000 | thousands by filing date | |
| MURPHY USA INC COM | 626755102 | Stock | 32,742 | $2,370,000 | thousands by filing date | |
| THE COOPER COMPANIES | 216648402 | COM NEW | 12,644 | $2,370,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 19,000 | $2,368,000 | thousands by filing date | call |
| SWEDISH EXPT CR CORP | 870297801 | ROG TTL ETN 22 | 406,417 | $2,366,000 | thousands by filing date | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 175,803 | $2,365,000 | thousands by filing date | |
| ULTRA PETROLEUM CORP | 903914109 | COM | 151,300 | $2,365,000 | thousands by filing date | put |
| ADVISORSHARES TR INSIDER ADVAN | 00768y818 | INDX FD | 41,088 | $2,360,000 | thousands by filing date | |
| SABRE CORP COM | 78573M104 | Stock | 97,060 | $2,358,000 | thousands by filing date | |
| GUIDEWIRE SOFTWARE INC COM | 40171V100 | Stock | 44,816 | $2,357,000 | thousands by filing date | |
| POWERSHARES FTSE RAFI DEVELOPED MARKETS | 73936T771 | COMMON | 86,476 | $2,346,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X871 | ST INTL CAP ETF | 80,948 | $2,344,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X377 | FINL SECT PORT | 73,256 | $2,342,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 29,700 | $2,341,000 | thousands by filing date | call |
| NUVEEN CORE EQUITY ALPHA FUND | 67090X107 | COM | 135,998 | $2,331,000 | thousands by filing date | |
| NTT DOCOMO INC | 62942M201 | SPONS ADR | 133,758 | $2,331,000 | thousands by filing date | |
| NUVEEN ARIZ PREM INCOME MUN | 67061W104 | COM | 160,195 | $2,330,000 | thousands by filing date | |
| MICHAEL KORS HLDGS LTD | G60754101 | SHS | 35,400 | $2,328,000 | thousands by filing date | call |
| AMDOCS LTD | G02602103 | SHS | 42,772 | $2,327,000 | thousands by filing date | |
| RYMAN HOSPITALITY PPTYS INC COM | 78377T107 | REIT | 38,187 | $2,326,000 | thousands by filing date | |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 20,902 | $2,325,000 | thousands by filing date | |
| ARES MGMT LP COM SHS REG INT | 04014Y101 | Stock | 125,413 | $2,325,000 | thousands by filing date | |
| ISHARES TR | 46432F875 | MRNGSTR INC ETF | 89,564 | $2,317,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE DYNAMIC | 33848W106 | SHS | 98,905 | $2,315,000 | thousands by filing date | |
| NEUBERGER BERMAN NY INT MUN | 64124K102 | COM | 166,378 | $2,313,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 161,100 | $2,312,000 | thousands by filing date | call |
| BERKLEY W R CORP COM | 084423102 | Stock | 45,735 | $2,310,000 | thousands by filing date | |
| DREYFUS MUN BD INFRSTRCTR FD | 26203D101 | SHS | 180,722 | $2,310,000 | thousands by filing date | |
| PORTFOLIOPLUS S&P 500 ETF | 25490K109 | ETF | 88,275 | $2,307,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 12,400 | $2,302,000 | thousands by filing date | put |
| FIRST TR EXCHANGE-TRADED ALP | 33737M409 | SML CAP VAL ALPH | 68,770 | $2,300,000 | thousands by filing date | |
| TEMPLETON DRAGON FD INC | 88018T101 | COM | 92,594 | $2,300,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 318,908 | $2,293,000 | thousands by filing date | |
| INNOPHOS HOLDINGS INC | 45774N108 | COMMON STOCK | 40,597 | $2,288,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063C106 | SH BEN INT | 164,064 | $2,287,000 | thousands by filing date | |
| RAVEN INDS INC COM | 754212108 | Stock | 111,795 | $2,287,000 | thousands by filing date | |
| OWENS CORNING NEW | 690742101 | COM | 52,674 | $2,286,000 | thousands by filing date | |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 160,000 | $2,285,000 | thousands by filing date | call |
| ROYAL GOLD INC | 780287108 | COM | 36,100 | $2,278,000 | thousands by filing date | call |
| PHOENIX COS INC NEW | 71902E604 | COM NEW | 45,563 | $2,278,000 | thousands by filing date | |
| CALAVO GROWERS INC | 128246105 | COM | 44,111 | $2,268,000 | thousands by filing date | |
| PROSHARES TR | 74347B607 | INVT INT RT HG | 29,345 | $2,267,000 | thousands by filing date | |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 236,399 | $2,260,000 | thousands by filing date | |
| CYBERONICS | 23251P102 | COMMON STOCK | 34,785 | $2,258,000 | thousands by filing date | |
| DUPONT FABROS TECHNOLOGY INC | 26613Q106 | COM | 69,100 | $2,258,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 63,637 | $2,257,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 103,111 | $2,256,000 | thousands by filing date | |
| NEW ORIENTAL EDUCATION & TECHN | 647581107 | SPON ADR | 101,736 | $2,255,000 | thousands by filing date | |
| MACQUARIE GLOBAL INFRASTRUCTUR | 55608D101 | COM | 90,449 | $2,243,000 | thousands by filing date | |
| POWERSHARES | 73936B408 | EXCHANGE TRADED | 101,100 | $2,238,000 | thousands by filing date | call |
| PROSHARES TR | 74347B714 | FUND | 38,870 | $2,237,000 | thousands by filing date | |
| BROOKFIELD GLOBL LISTED INFR | 11273Q109 | COM SHS | 109,649 | $2,236,000 | thousands by filing date | |
| DENTSPLY INTL INC | 249030107 | COM | 43,935 | $2,236,000 | thousands by filing date | |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 347,827 | $2,234,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 157,000 | $2,233,000 | thousands by filing date | call |
| DECKERS OUTDOOR CORP | 243537107 | COM | 30,601 | $2,230,000 | thousands by filing date | |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 146,836 | $2,226,000 | thousands by filing date | |
| CELLDEX THERAPEUTICS INC NEW | 15117B103 | COM | 79,878 | $2,226,000 | thousands by filing date | |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 225,129 | $2,220,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 37,800 | $2,213,000 | thousands by filing date | call |
| TRANSOCEAN PARTNERS LLC | Y8977Y100 | COM UNIT RP LT | 180,627 | $2,213,000 | thousands by filing date | |
| WORLD KINECT CORPORATION | 981475106 | COM | 38,428 | $2,208,000 | thousands by filing date | |
| MCDERMOTT INTL INC | 580037109 | COM | 575,000 | $2,208,000 | thousands by filing date | call |
| ISHARES TR | 464288695 | GLOBAL MATER ETF | 38,833 | $2,207,000 | thousands by filing date | |
| SPDR S&P 600 Small Cap Value ETF | 78464A300 | SHS | 20,581 | $2,205,000 | thousands by filing date | |
| NEUSTAR INC | 64126X201 | CL A | 89,300 | $2,199,000 | thousands by filing date | call |
| NEWTEKONE INC | 652526203 | COM NEW | 132,837 | $2,195,000 | thousands by filing date | |
| PIMCO CORPORATE & INCM STRG | 72200U100 | COM | 142,549 | $2,195,000 | thousands by filing date | |
| THE ADT CORPORATION | 00101J106 | COM | 52,867 | $2,195,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 215,994 | $2,192,000 | thousands by filing date | |
| SHERWIN WILLIAMS CO | 824348106 | COM | 7,700 | $2,191,000 | thousands by filing date | call |
| BANCOLOMBIA S A | 05968L102 | SPON ADR PREF | 55,635 | $2,188,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 101,768 | $2,184,000 | thousands by filing date | call |
| BOSTON BEER INC CL A | 100557107 | Stock | 8,160 | $2,182,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 66,700 | $2,180,000 | thousands by filing date | call |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 150,169 | $2,179,000 | thousands by filing date | |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 42,115 | $2,177,000 | thousands by filing date | |
| GOLAR LNG PARTNERS LP | Y2745C102 | COM UNITS LPI | 80,924 | $2,176,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 169,725 | $2,174,000 | thousands by filing date | |
| NISOURCE INC COM | 65473P105 | Stock | 49,200 | $2,173,000 | thousands by filing date | put |
| AIR LEASE CORP | 00912X302 | CL A | 57,467 | $2,169,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNI BO | 27828A100 | COM | 179,997 | $2,163,000 | thousands by filing date | |
| SERVISFIRST BANCSHARES INC | 81768T108 | COM | 65,500 | $2,161,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 85,600 | $2,156,000 | thousands by filing date | call |
| C H ROBINSON WORLDWIDE IN COM NEW | 12541W209 | Stock | 29,400 | $2,153,000 | thousands by filing date | call |
| ALBEMARLE CORP | 012653101 | COM | 40,701 | $2,150,000 | thousands by filing date | |
| TESLA INC | 88160RAB7 | NOTE 0.250 3/0 | 2,450,000 | $2,147,000 | thousands by filing date | principal |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 174,500 | $2,146,000 | thousands by filing date | call |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 21,800 | $2,143,000 | thousands by filing date | put |
| SCHD | 808524797 | COM | 54,342 | $2,142,000 | thousands by filing date | |
| ADVANCED ENERGY INDS COM | 007973100 | Stock | 83,248 | $2,136,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 27,300 | $2,133,000 | thousands by filing date | call |
| ADVENT SOFTWARE INC | 007974108 | COM | 48,326 | $2,132,000 | thousands by filing date | |
| PERFORMANCE SPORTS GROUP LTD | 71377G100 | COM | 109,268 | $2,131,000 | thousands by filing date | |
| BOOZ ALLEN HAMILTON HLDG CORP CL A | 099502106 | Stock | 73,485 | $2,127,000 | thousands by filing date | |
| ENI SPA SPONSORED ADR | 26874R108 | ADR | 61,313 | $2,122,000 | thousands by filing date | |
| SS&C TECH HLDGS COM | 78467J100 | Stock | 33,989 | $2,117,000 | thousands by filing date | |
| NOBLE ENERGY INC | 655044105 | COM | 43,300 | $2,117,000 | thousands by filing date | call |
| WESTERN ASSET HIGH YIELD DEF | 95768B107 | COM | 129,433 | $2,116,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 154,900 | $2,114,000 | thousands by filing date | put |
| DELEK US HOLDINGS INC | 246647101 | COMMON STOCK | 53,172 | $2,114,000 | thousands by filing date | |
| NUVEEN MUN MKT OPPORTUNITY | 67062W103 | COM | 154,286 | $2,114,000 | thousands by filing date | |
| CAPITAL SOUTHWEST CORP | 140501107 | COM | 45,533 | $2,113,000 | thousands by filing date | |
| GREAT PLAINS ENERGY INC | 391164100 | COM | 79,201 | $2,113,000 | thousands by filing date | |
| GATX CORP COM | 361448103 | Stock | 36,405 | $2,110,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 55,800 | $2,105,000 | thousands by filing date | call |
| CLECO CORP NEW | 12561W105 | COM | 38,549 | $2,102,000 | thousands by filing date | |
| TOWER INTL INC | 891826109 | COM | 78,997 | $2,101,000 | thousands by filing date | |
| WGL HLDGS INC | 92924F106 | COM | 37,222 | $2,099,000 | thousands by filing date | |
| ALLY FINL INC COM | 02005N100 | Stock | 100,000 | $2,098,000 | thousands by filing date | put |
| TECO ENERGY INC | 872375100 | COM | 107,899 | $2,093,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 187,700 | $2,093,000 | thousands by filing date | call |
| ELME COMMUNITIES | 939653101 | SH BEN INT | 75,688 | $2,092,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 40,000 | $2,091,000 | thousands by filing date | put |
| ITT CORP | 450911201 | COM | 52,373 | $2,090,000 | thousands by filing date | |
| HARRIS & HARRIS GROUP INC | 413833104 | COM | 677,602 | $2,087,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723763108 | COM SHS | 143,565 | $2,083,000 | thousands by filing date | |
| CALPINE CORP | 131347304 | COM | 91,100 | $2,083,000 | thousands by filing date | put |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 373,385 | $2,080,000 | thousands by filing date | |
| NUVEEN LG/SHT COMMODITY TOTR | 670731108 | COM UT BEN INT | 124,344 | $2,074,000 | thousands by filing date | |
| OGE ENERGY CORP | 670837103 | COM | 65,544 | $2,072,000 | thousands by filing date | |
| INTEROIL CORP | 460951106 | COM | 44,900 | $2,072,000 | thousands by filing date | put |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 25,100 | $2,070,000 | thousands by filing date | call |
| SHAW COMMUNICATIONS INC | 82028K200 | CL B CONV | 92,012 | $2,064,000 | thousands by filing date | |
| FLEETMATICS GROUP PLC | G35569105 | COM | 45,961 | $2,061,000 | thousands by filing date | |
| CURRENCYSHS BRIT POUND STER | 23129S106 | BRIT POUND STE | 14,146 | $2,060,000 | thousands by filing date | |
| CLOUD PEAK ENERGY INC | 18911Q102 | COM | 353,783 | $2,059,000 | thousands by filing date | |
| GROUPON INC | 399473107 | COMMON STOCK | 284,933 | $2,055,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 41,000 | $2,051,000 | thousands by filing date | call |
| BOX INC CL A | 10316T104 | Stock | 103,616 | $2,046,000 | thousands by filing date | |
| FIVE BELOW INC COM | 33829M101 | Stock | 57,494 | $2,045,000 | thousands by filing date | |
| TRIPADVISOR INC | 896945201 | COM | 24,590 | $2,045,000 | thousands by filing date | |
| Accelerate Diagnostics | 00430H102 | COM | 90,877 | $2,045,000 | thousands by filing date | |
| HEALTHCARE | 42225P501 | CL A NEW | 73,366 | $2,044,000 | thousands by filing date | |
| IPG PHOTONICS CORP | 44980X109 | COM | 21,978 | $2,038,000 | thousands by filing date | |
| FOREST CITY ENTERPRISES INC | 345550107 | CL A | 79,778 | $2,036,000 | thousands by filing date | |
| POWERSHS EXCH TRAD FD TR INSURED NEW YORK MUNI | 73936T458 | ETF | 83,169 | $2,036,000 | thousands by filing date | |
| JP ENERGY PARTNERS LP | 46643C109 | UNT REPST LTD | 182,772 | $2,036,000 | thousands by filing date | |
| FIRST TR ISE REVERE NAT GAS | 33734J102 | COM | 191,402 | $2,035,000 | thousands by filing date | |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 187,838 | $2,033,000 | thousands by filing date | |
| MENTOR GRAPHICS CORP | 587200106 | COM | 84,189 | $2,023,000 | thousands by filing date | |
| UNITED NAT FOODS INC COM | 911163103 | Stock | 26,247 | $2,022,000 | thousands by filing date | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 102,038 | $2,021,000 | thousands by filing date | |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 35,765 | $2,020,000 | thousands by filing date | |
| WAFD INC | 938824109 | COM | 92,564 | $2,018,000 | thousands by filing date | |
| GRACE W R & CO DEL NEW COM | 38388F108 | Stock | 20,417 | $2,018,000 | thousands by filing date | |
| DELAWARE ENHANCED GLOBAL DIVID | 246060107 | COM | 175,786 | $2,016,000 | thousands by filing date | |
| ASTRONICS CORP COM | 046433108 | Stock | 27,324 | $2,014,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W802 | ITL HIGH DIV FD | 46,562 | $2,013,000 | thousands by filing date | |
| TEAM HEALTH HOLDINGS INC | 87817A107 | COMMON STOCK | 34,339 | $2,009,000 | thousands by filing date | |
| iShares Core S&P U.S. Value ETF | 464287663 | SHS | 14,806 | $1,998,000 | thousands by filing date | |
| NEW JERSEY RES CORP | 646025106 | COM | 64,224 | $1,995,000 | thousands by filing date | |
| ZEBRA TECHNOLOGIES CORPORATION CL A | 989207105 | Stock | 21,956 | $1,992,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X681 | INTL HLTH ETF | 38,512 | $1,991,000 | thousands by filing date | |
| CONVERGYS CORP | 212485106 | COM | 87,043 | $1,990,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 30,800 | $1,987,000 | thousands by filing date | call |
| WESTERN AST INFL LKD OPP & I | 95766R104 | COM | 175,187 | $1,987,000 | thousands by filing date | |
| FAIR ISAAC CORP COM | 303250104 | Stock | 22,389 | $1,986,000 | thousands by filing date | |
| BANC OF CALIFORNIA INC | 05990K106 | COMMON STOCK | 161,088 | $1,983,000 | thousands by filing date | |
| ICU MED INC | 44930G107 | COM | 21,219 | $1,977,000 | thousands by filing date | |
| AKORN INC | 009728106 | COM | 41,595 | $1,976,000 | thousands by filing date | |
| EQUITY LIFESTYLE PROPERTIES COM | 29472R108 | REIT | 35,951 | $1,975,000 | thousands by filing date | |
| POLYONE CORP | 73179P106 | COM | 52,864 | $1,974,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 157,137 | $1,972,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 11,900 | $1,969,000 | thousands by filing date | call |
| EVOGENE LTD | M4119S104 | SHS | 223,231 | $1,969,000 | thousands by filing date | |
| CHINA LIFE INSURANCE CO-ADR | 16939P106 | SPON ADR REP H | 29,782 | $1,968,000 | thousands by filing date | |
| Rentech Nitrogen Partners, LP | 760113100 | LTD | 130,662 | $1,968,000 | thousands by filing date | |
| MS INDIA INVESTMENT (CL END) | 61745C105 | IFD | 70,424 | $1,963,000 | thousands by filing date | |
| KIRBY CORP | 497266106 | COM | 26,145 | $1,962,000 | thousands by filing date | |
| SPDR SER TR | 78464A508 | PRTFLO S&P500 VL | 19,529 | $1,961,000 | thousands by filing date | |
| iShares Core Dividend Growth ETF | 46434V621 | SHS | 74,474 | $1,959,000 | thousands by filing date | |
| EATON VANCE FLTG RATE INCOM | 278284104 | COM SHS BEN INT | 115,262 | $1,959,000 | thousands by filing date | |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 653,623 | $1,955,000 | thousands by filing date | |
| WELLS FARGO & CO | 949746804 | PERP PFD CNV A | 1,599 | $1,951,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 62,201 | $1,948,000 | thousands by filing date | |
| NUVEEN ENHANCED MUNICIPAL VALU | 67074M101 | COM | 123,452 | $1,948,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 243,778 | $1,947,000 | thousands by filing date | |
| DORMAN PRODS INC | 258278100 | COM | 39,100 | $1,945,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R205 | 1-5 US TIP IDX | 37,446 | $1,944,000 | thousands by filing date | |
| DREW INDS INC | 26168L205 | COM NEW | 31,555 | $1,941,000 | thousands by filing date | |
| NEUSTAR INC | 64126X201 | CL A | 78,748 | $1,940,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33733A102 | CHINDIA ETF | 63,925 | $1,939,000 | thousands by filing date | |
| SPDR SER TR | 78464A862 | S&P SEMICNDCTR | 22,057 | $1,934,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 30,200 | $1,933,000 | thousands by filing date | call |
| KB FINL GROUP INC SPONSORED ADR | 48241A105 | ADR | 54,960 | $1,931,000 | thousands by filing date | |
| ISHARES INC | 464286756 | MSCI SWEDEN ETF | 57,491 | $1,925,000 | thousands by filing date | |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 120,072 | $1,925,000 | thousands by filing date | |
| China Yuchai Intl Ltd | G21082105 | COM | 97,423 | $1,923,000 | thousands by filing date | |
| MADDEN STEVEN LTD | 556269108 | COM | 50,560 | $1,922,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 25,500 | $1,921,000 | thousands by filing date | call |
| KKR & CO LP | 48248M102 | COMMON STOCK | 84,200 | $1,921,000 | thousands by filing date | put |
| Intuitive Surgical,Inc. | 46120E602 | COM | 3,800 | $1,919,000 | thousands by filing date | call |
| COMPANIA DE MINAS BUENAVENTU | 204448104 | SPONSORED ADR | 189,135 | $1,916,000 | thousands by filing date | |
| NOVADAQ TECHNOLOGIES INC COMMON | 66987G102 | COM | 118,003 | $1,916,000 | thousands by filing date | |
| SCOTTS MIRACLE-GRO CO | 810186106 | CL A | 28,513 | $1,915,000 | thousands by filing date | |
| STONE HBR EMERG MKTS TL INC | 86164W100 | COM | 132,327 | $1,915,000 | thousands by filing date | |
| CURRENCYSHARES EURO TRUST | 23130C108 | COMMON STOCK | 18,100 | $1,913,000 | thousands by filing date | call |
| OPENLANE INC | 48238T109 | COM | 50,346 | $1,910,000 | thousands by filing date | |
| VOYA NAT RES EQUITY INCOME F | 92913C106 | COM | 214,174 | $1,908,000 | thousands by filing date | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 133,199 | $1,907,000 | thousands by filing date | |
| EMPRESAS ICA S A DE CV | 292448206 | SPONS ADR NEW | 585,007 | $1,907,000 | thousands by filing date | |
| ALLISON TRANSMISSION HLDGS I | 01973R101 | COM | 59,674 | $1,906,000 | thousands by filing date | |
| WNS HOLDINGS LTD | 92932M101 | SPON ADR | 78,118 | $1,900,000 | thousands by filing date | |
| CORMEDIX INC | 21900C100 | COM | 192,735 | $1,897,000 | thousands by filing date | |
| EXLSERVICE HLDGS INC COM | 302081104 | Stock | 50,756 | $1,889,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943F100 | AMERICAN DEP SHS | 32,200 | $1,888,000 | thousands by filing date | put |
| VANGUARD S&P MID-CAP 400 VALUE ETF | 921932844 | ETF | 18,982 | $1,882,000 | thousands by filing date | |
| DNOW INC | 67011P100 | COMMON STOCK | 86,926 | $1,881,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060u753 | INDONESIA ETF | 76,290 | $1,881,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U597 | CHINA A SHS ETF | 35,705 | $1,881,000 | thousands by filing date | |
| FMC CORP COM NEW | 302491303 | Stock | 32,822 | $1,879,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 22,900 | $1,879,000 | thousands by filing date | call |
| IDACORP INC | 451107106 | COM | 29,869 | $1,878,000 | thousands by filing date | |
| LMP CORPORATE LN FD INC | 50208B100 | COM | 168,013 | $1,878,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 31,100 | $1,876,000 | thousands by filing date | put |
| ACTAVIS PLC | G0083B108 | SHS | 6,300 | $1,875,000 | thousands by filing date | call |
| MERIDIAN BIOSCIENCE INC | 589584101 | COMMON STOCK | 97,915 | $1,868,000 | thousands by filing date | |
| LASALLE HOTEL PROPERTIES | 517942108 | COM | 47,963 | $1,864,000 | thousands by filing date | |
| BLACKROCK DEFINED OPPRTY CR | 09255Q105 | COM | 140,734 | $1,864,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 21,232 | $1,862,000 | thousands by filing date | call |
| PowerShares CEF Income Composite | 73936Q843 | Com | 78,011 | $1,861,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-15-005912 | this filing | 2015-05-14 | acceptance time not in the bulk data set |