13F-HR filed by UBS Group AG
UBS Group AG filed this 13F-HR for the quarter ended 2015-03-31, filed 2015-05-14, with 8,816 holding rows worth $144,826,421,000.
- Accession
- 0000950123-15-005912
- Filer
- CIK 1610520
- Filed
- 2015-05-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2015
A holdings report, 15,013 entries on the cover page, a total value of $144,826,421,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $144,826,537,000 with VALUE read as thousands by filing date, 13F file number 028-16612. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerUBS Financial Services Inc. 028-11496
- included managerUBS Swiss Financial Advisors AG 028-11603
- included managerUBS AG, New York Branch 028-07344
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| PACIFIC COAST OIL TR | 694103102 | UNIT BEN INT | 1,434,301 | $5,493,000 | thousands by filing date | |
| CASS INFORMATION SYSTEMS INC | 14808P109 | COMMON STOCK | 97,704 | $5,485,000 | thousands by filing date | |
| ISIS PHARMACEUTICALS INC | 464330109 | COM | 85,637 | $5,452,000 | thousands by filing date | |
| RED HAT INC | 756577102 | COM | 71,741 | $5,434,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 Growth ETF | 78464A409 | SHS | 55,073 | $5,430,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943F100 | AMERICAN DEP SHS | 92,628 | $5,430,000 | thousands by filing date | call |
| XL GROUP PLC | G98290102 | SHS | 147,540 | $5,430,000 | thousands by filing date | |
| GOLDCORP INC NEW | 380956409 | COM | 299,500 | $5,427,000 | thousands by filing date | call |
| ARRIS GROUP INC | 04270V106 | COM | 187,853 | $5,427,000 | thousands by filing date | |
| PALL CORP | 696429307 | COM | 54,009 | $5,422,000 | thousands by filing date | |
| FIRST INTERSTATE BANCSYSTEM IN | 32055Y201 | COM CL A | 194,755 | $5,418,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M514 | GUG BULL2020 E | 251,762 | $5,413,000 | thousands by filing date | |
| HOSPIRA INC | 441060100 | COM | 61,593 | $5,410,000 | thousands by filing date | |
| MASCO CORP | 574599106 | COM | 202,323 | $5,402,000 | thousands by filing date | |
| ISHARES | 464286731 | MSCI TAIWAN ETF | 342,000 | $5,383,000 | thousands by filing date | call |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 77,500 | $5,374,000 | thousands by filing date | call |
| BARNES & NOBLE INC | 067774109 | COMMON STOCK | 226,000 | $5,368,000 | thousands by filing date | put |
| MEDALLION FINANCIAL CORP | 583928106 | COMMON STOCK | 579,636 | $5,367,000 | thousands by filing date | |
| QUNAR CAYMAN IS LTD SPNS ADR CL B | 74906P104 | ADR | 130,000 | $5,363,000 | thousands by filing date | call |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 653,050 | $5,362,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 116,300 | $5,357,000 | thousands by filing date | put |
| GARMIN LTD SHS | H2906T109 | Stock | 112,500 | $5,346,000 | thousands by filing date | call |
| AMERICAN RAILCAR INDUSTRIES | 02916P103 | COMMON STOCK | 107,486 | $5,346,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254N103 | COM | 340,270 | $5,322,000 | thousands by filing date | |
| ISHARES TR MSCI EURO FL ETF | 464289180 | MSCI EURO FL ETF | 231,459 | $5,317,000 | thousands by filing date | |
| SUMMIT MIDSTREAM PARTNERS LP | 866142102 | COM UNIT LTD | 165,100 | $5,311,000 | thousands by filing date | put |
| ISHARES TR | 464288109 | MORNINGSTAR VALU | 63,277 | $5,301,000 | thousands by filing date | |
| MIDDLEBYCORP | 596278101 | STOK | 51,514 | $5,288,000 | thousands by filing date | |
| HEALTHSOUTH CORP | 421924309 | COM NEW | 119,096 | $5,283,000 | thousands by filing date | |
| TRW AUTOMOTIVE HLDGS CORP | 87264S106 | COM | 50,300 | $5,274,000 | thousands by filing date | put |
| POWERSHARES | 73936B408 | EXCHANGE TRADED | 238,115 | $5,271,000 | thousands by filing date | |
| BROCADE COMMUNICATIONS SYS I | 111621306 | COM NEW | 444,200 | $5,270,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 471,303 | $5,256,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109108 | COM | 224,930 | $5,253,000 | thousands by filing date | |
| SPDR Portfolio Long Term Treasury ETF | 78464A664 | SHS | 69,781 | $5,249,000 | thousands by filing date | |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 70,500 | $5,249,000 | thousands by filing date | call |
| FLOWSERVE CORP | 34354P105 | COM | 92,904 | $5,248,000 | thousands by filing date | |
| GUGGENHEIM | 18383M605 | EXCHANGE TRADED | 110,335 | $5,242,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 1,455,054 | $5,224,000 | thousands by filing date | |
| SEMGROUP CORP | 81663A105 | CL A | 64,070 | $5,211,000 | thousands by filing date | |
| TEXTRON INC COM | 883203101 | Stock | 117,540 | $5,210,000 | thousands by filing date | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 178,407 | $5,206,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN HLDG L P | 01881G106 | UNIT LTD PARTN | 168,120 | $5,190,000 | thousands by filing date | |
| VANGUARD MALVERN FDS | 922020805 | SHS | 107,036 | $5,187,000 | thousands by filing date | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 795,392 | $5,178,000 | thousands by filing date | |
| ALON USA ENERGY INC | 020520102 | COM | 312,008 | $5,171,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 1,656,497 | $5,168,000 | thousands by filing date | |
| CDK GLOBAL INC | 12508E101 | COM | 110,312 | $5,158,000 | thousands by filing date | |
| DOUGLAS EMMETT INC | 25960P109 | COM | 172,934 | $5,156,000 | thousands by filing date | |
| KCAP FINANCIAL INC | 48668E101 | COM | 764,763 | $5,147,000 | thousands by filing date | |
| ISHARES BAA-BA | 46432F107 | COM | 95,402 | $5,127,000 | thousands by filing date | |
| Western Midstream Partners | 95825r103 | COM | 85,199 | $5,112,000 | thousands by filing date | |
| MOVADO GROUP INC COM | 624580106 | Stock | 179,219 | $5,111,000 | thousands by filing date | |
| NUVEEN QUALITY PFD INC FD 3 | 67072W101 | COM | 589,575 | $5,106,000 | thousands by filing date | |
| DELPHI AUTOMOTIVE PLC | G27823106 | COMMON STOCK-FO | 64,000 | $5,103,000 | thousands by filing date | call |
| Honeywell Technologies | 438516106 | COM | 48,900 | $5,101,000 | thousands by filing date | put |
| iShares Emerging Markets Dividend ETF | 464286319 | SHS | 123,790 | $5,098,000 | thousands by filing date | |
| TESORO LOGISTICS LP | 88160T107 | COM UNIT LP | 94,600 | $5,089,000 | thousands by filing date | put |
| EAST WEST BANCORP INC COM | 27579R104 | Stock | 125,639 | $5,083,000 | thousands by filing date | |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 377,092 | $5,079,000 | thousands by filing date | |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 144,677 | $5,075,000 | thousands by filing date | |
| ISHARES TR | 464288802 | ESG OPTIMIZED | 59,085 | $5,073,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 106,000 | $5,071,000 | thousands by filing date | put |
| NUVEEN PREM INCOME MUN FD | 67062T100 | COM | 361,134 | $5,063,000 | thousands by filing date | |
| FLEX LTD ORD | Y2573F102 | Stock | 399,225 | $5,060,000 | thousands by filing date | |
| Vanguard Short-Term Treasury ETF | 92206C102 | SHS | 82,681 | $5,052,000 | thousands by filing date | |
| MPLX LP | 55336V100 | COM UNIT REP LTD | 68,900 | $5,048,000 | thousands by filing date | put |
| NOBLE ENERGY INC | 655044105 | COM | 103,195 | $5,047,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 502,885 | $5,044,000 | thousands by filing date | |
| CIVEO CORP | 178787107 | COM | 1,985,137 | $5,042,000 | thousands by filing date | |
| KEYSIGHT TECHNOLOGIES INC COM | 49338L103 | Stock | 135,203 | $5,023,000 | thousands by filing date | |
| SIRONA DENTAL SYSTEMS INC | 82966C103 | COM | 55,664 | $5,009,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 74,700 | $4,991,000 | thousands by filing date | call |
| VANGUARD SCOTTSDALE FDS | 92206C680 | COM | 49,160 | $4,990,000 | thousands by filing date | |
| MANITOWOC COMPANY INC | 563571108 | COM | 231,100 | $4,983,000 | thousands by filing date | call |
| RYDEX ETF TRUST | 78355W825 | GUG S&P500EQWTMA | 58,183 | $4,982,000 | thousands by filing date | |
| HCA Healthcare Inc | 40412C101 | COM | 66,200 | $4,980,000 | thousands by filing date | put |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 107,900 | $4,980,000 | thousands by filing date | call |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 169,545 | $4,976,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W125 | FUTRE STRAT FD | 112,298 | $4,973,000 | thousands by filing date | |
| MIDCOAST ENERGY PARTNERSHIP LP | 59564N103 | COMMON STOCK | 359,188 | $4,971,000 | thousands by filing date | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 1,553,140 | $4,970,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 55,243 | $4,955,000 | thousands by filing date | |
| STORE CAP CORP | 862121100 | COM | 212,143 | $4,954,000 | thousands by filing date | |
| CABOT MICROELECTRONICS CORP | 12709P103 | COM | 99,114 | $4,952,000 | thousands by filing date | |
| NELNET INC | 64031N108 | CL A | 104,473 | $4,944,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 70,500 | $4,939,000 | thousands by filing date | put |
| STONEMOR PARTNERS LP | 86183Q100 | COMMON STOCK | 171,153 | $4,931,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X419 | CON DISCRE SEC | 104,003 | $4,931,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 521,078 | $4,924,000 | thousands by filing date | |
| NISOURCE INC COM | 65473P105 | Stock | 111,447 | $4,921,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X184 | UTILITIES ALPH | 207,875 | $4,914,000 | thousands by filing date | |
| COOPER STANDARD HOLDING | 21676P103 | COMMON STOCK | 82,986 | $4,913,000 | thousands by filing date | |
| CHARLES RIV LABS INTL INC | 159864107 | COM | 61,931 | $4,911,000 | thousands by filing date | |
| ISHARES TR | 464288794 | US BR DEL SE ETF | 114,542 | $4,907,000 | thousands by filing date | |
| SYNGENTA AG ADR | 87160A100 | SPONS ADR | 72,270 | $4,901,000 | thousands by filing date | |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 409,391 | $4,900,000 | thousands by filing date | |
| AGCO CORP | 001084102 | COM | 102,753 | $4,895,000 | thousands by filing date | |
| THOMSON REUTERS CORP | 884903105 | COM | 120,661 | $4,894,000 | thousands by filing date | |
| ARM HLDGS PLC | 042068106 | SPONSORED ADR | 99,200 | $4,891,000 | thousands by filing date | put |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 113,301 | $4,889,000 | thousands by filing date | |
| POWERSHARES INDIA ETF TR | 73935L100 | INDIA PORT | 216,066 | $4,877,000 | thousands by filing date | |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 276,546 | $4,873,000 | thousands by filing date | |
| NRG YIELD INC | 62942X108 | CL C | 96,000 | $4,870,000 | thousands by filing date | call |
| NUVEEN QUALITY INC MUNI FUND | 670977107 | mf | 346,512 | $4,865,000 | thousands by filing date | |
| ISHARES TR | 464287838 | U.S. BAS MTL ETF | 59,275 | $4,855,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 52,700 | $4,832,000 | thousands by filing date | put |
| CAMERON INTERNATIONAL CORP | 13342B105 | COM | 107,000 | $4,828,000 | thousands by filing date | put |
| MANPOWERGROUP INC WIS COM | 56418H100 | Stock | 55,762 | $4,803,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY DEV CO | 48660Q102 | COM | 164,380 | $4,791,000 | thousands by filing date | |
| BLACKROCK MUN 2020 TERM TR | 09249X109 | COM SHS | 289,210 | $4,786,000 | thousands by filing date | |
| GARRISON CAP INC | 366554103 | COM | 320,999 | $4,783,000 | thousands by filing date | |
| HILL ROM HLDGS INC | 431475102 | COM | 97,466 | $4,776,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 112,890 | $4,775,000 | thousands by filing date | |
| DREAMWORKS ANIMATION SKG INC | 26153C103 | CL A | 197,310 | $4,775,000 | thousands by filing date | |
| FIDUS INVESTMENT GROUP | 316500107 | COM | 310,368 | $4,771,000 | thousands by filing date | |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 170,714 | $4,770,000 | thousands by filing date | |
| STANDARD PAC CORP NEW | 85375C101 | COM | 529,659 | $4,767,000 | thousands by filing date | |
| RESMED INC COM | 761152107 | Stock | 66,396 | $4,766,000 | thousands by filing date | |
| GARTNERINC | 366651107 | STOK | 56,816 | $4,765,000 | thousands by filing date | |
| MONTPELIER RE HLDGS LTD SH | G62185106 | COM | 123,857 | $4,761,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 50,200 | $4,754,000 | thousands by filing date | call |
| VERIS RESIDENTIAL INC | 554489104 | COM | 246,496 | $4,752,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 62,800 | $4,732,000 | thousands by filing date | call |
| FORTUNE BRANDS INNOVATIONS INC COM | 34964C106 | Stock | 99,642 | $4,731,000 | thousands by filing date | |
| RESTORATION HARDWARE HLDGS I | 761283100 | COM | 47,495 | $4,712,000 | thousands by filing date | |
| BEMIS INC | 081437105 | COM | 101,501 | $4,701,000 | thousands by filing date | |
| ALLIANZGI EQUITY & CONV INCO | 018829101 | COM | 237,043 | $4,696,000 | thousands by filing date | |
| AXIALL CORP | 05463D100 | COM | 100,000 | $4,694,000 | thousands by filing date | call |
| CEDAR FAIR L P | 150185106 | DEPOSITRY UNIT | 81,682 | $4,689,000 | thousands by filing date | |
| VASCO DATA SEC INTL INC | 92230Y104 | COM | 217,573 | $4,687,000 | thousands by filing date | |
| GUGGENHEIM | 18383Q507 | EXCHANGE TRADED | 166,119 | $4,683,000 | thousands by filing date | |
| PEMBINA PIPELINE CORP COM | 706327103 | Stock | 147,537 | $4,671,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L407 | MORNSTAR UPSTR | 156,451 | $4,668,000 | thousands by filing date | |
| SYNAPTICS INC COM | 87157D109 | Stock | 57,295 | $4,658,000 | thousands by filing date | |
| QIAGEN NV | N72482107 | COMMON STOCK-FO | 184,716 | $4,654,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 291,500 | $4,644,000 | thousands by filing date | put |
| NNN REIT INC COM | 637417106 | REIT | 113,023 | $4,630,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 368,090 | $4,627,000 | thousands by filing date | |
| ATLAS ENERGY GROUP LL LP | 04929Q102 | MLP | 769,724 | $4,626,000 | thousands by filing date | |
| CADENCE DESIGN SYSTEM INC COM | 127387108 | Stock | 250,771 | $4,624,000 | thousands by filing date | |
| AMER STATES WTR CO COM | 029899101 | Stock | 115,863 | $4,621,000 | thousands by filing date | |
| NEWFIELD EXPL CO | 651290108 | COM | 131,500 | $4,614,000 | thousands by filing date | put |
| NOKIA CORP | 654902204 | SPONSORED ADR | 608,346 | $4,611,000 | thousands by filing date | |
| ALEXANDRIA REAL ESTATE EQ INC COM | 015271109 | REIT | 47,026 | $4,611,000 | thousands by filing date | |
| WPP PLC NEW ADR | 92937A102 | ADR | 40,450 | $4,602,000 | thousands by filing date | |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 16,200 | $4,596,000 | thousands by filing date | call |
| TORO CO | 891092108 | COM | 65,537 | $4,595,000 | thousands by filing date | |
| DBX ETF TR XTRACK HRVST CSI | 233051879 | XTRACK HRVST CSI | 110,366 | $4,595,000 | thousands by filing date | |
| WEST CORP | 952355204 | COM | 135,976 | $4,587,000 | thousands by filing date | |
| EPR PPTYS COM SH BEN INT | 26884U109 | REIT | 76,345 | $4,583,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 59,200 | $4,582,000 | thousands by filing date | put |
| POWERSHARES GLOBAL ETF FD | 73936G308 | S&P 500 BUYWRT | 217,917 | $4,576,000 | thousands by filing date | |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 26,400 | $4,575,000 | thousands by filing date | call |
| NUVEEN CALIFORNIA MUNI VLU F | 67062C107 | COM STK | 428,731 | $4,570,000 | thousands by filing date | |
| ISHARES TR | 464288612 | INTRM GOV CR ETF | 40,852 | $4,568,000 | thousands by filing date | |
| BRIXMOR PPTY GROUP INC | 11120U105 | COM | 171,892 | $4,564,000 | thousands by filing date | |
| DUN & BRADSTREET CORP DEL NE | 26483E100 | COM | 35,528 | $4,560,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U120 | SHS CL C | 91,500 | $4,558,000 | thousands by filing date | call |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 67,157 | $4,547,000 | thousands by filing date | |
| CULLEN FROST BANKERS INC COM | 229899109 | Stock | 65,817 | $4,546,000 | thousands by filing date | |
| JANUS CAPITAL GROUP INC | 47102X105 | COMMON STOCK | 264,447 | $4,546,000 | thousands by filing date | |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 256,038 | $4,537,000 | thousands by filing date | |
| GOLDMAN SACHS MLP INC OPP FD | 38147W103 | COM SHS | 269,319 | $4,535,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M880 | LBT VENT COM A | 107,918 | $4,533,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 50,000 | $4,531,000 | thousands by filing date | put |
| QIHOO 360 TECHNOLOGY CO LTD | 74734M109 | COMMON STOCK-FO | 88,400 | $4,526,000 | thousands by filing date | call |
| SHIRE PLC | 82481R106 | COMMON STOCK-FO | 18,905 | $4,524,000 | thousands by filing date | |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 100,000 | $4,506,000 | thousands by filing date | put |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 494,445 | $4,504,000 | thousands by filing date | |
| BARNES GROUP INC | 067806109 | COM | 111,082 | $4,497,000 | thousands by filing date | |
| HUNT J B TRANS SVCS INC COM | 445658107 | Stock | 52,590 | $4,492,000 | thousands by filing date | |
| ISHARES | 464289271 | TR 2017 S\&P.* AMTFR | 81,458 | $4,491,000 | thousands by filing date | |
| GUGGENHEIM MID-CAP CORE ETF | 18383M720 | GUG | 87,407 | $4,480,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X393 | CON STAPLE SEC | 82,934 | $4,469,000 | thousands by filing date | |
| MSC INDL DIRECT INC CL A | 553530106 | Stock | 61,833 | $4,463,000 | thousands by filing date | |
| TRUECAR INC | 89785L107 | COM | 249,920 | $4,461,000 | thousands by filing date | |
| CSG SYSTEMS | 126349109 | COM | 146,428 | $4,449,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 262,968 | $4,439,000 | thousands by filing date | |
| CHEESECAKE FACTORY INC | 163072101 | COM | 89,800 | $4,430,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 557,436 | $4,421,000 | thousands by filing date | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 321,604 | $4,415,000 | thousands by filing date | |
| OCI PARTNERS LP | 67091N108 | COM UNIT REP LP | 273,064 | $4,413,000 | thousands by filing date | |
| GUGGENHEIM STRATEGIC OPPORTU | 40167F101 | COM SBI | 206,527 | $4,409,000 | thousands by filing date | |
| NEOGEN CORP | 640491106 | COM | 94,349 | $4,409,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 67,800 | $4,401,000 | thousands by filing date | call |
| FIRST TR EXCHANGE-TRADED FD | 33734X168 | MATERIALS ALPH | 138,480 | $4,401,000 | thousands by filing date | |
| NUVEEN DOW 30 DYNMC OVERWRT | 67075F105 | SHS | 288,778 | $4,381,000 | thousands by filing date | |
| ULTRA PETROLEUM CORP | 903914109 | COM | 280,328 | $4,381,000 | thousands by filing date | |
| WESTLAKE CHEMICAL PARTNERS LP | 960417103 | COM | 163,292 | $4,379,000 | thousands by filing date | |
| RYDEX S&P EQ WEIGHT TECHN ETF(RYT) | 78355W817 | ETF | 47,598 | $4,374,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 15,502 | $4,372,000 | thousands by filing date | |
| CAMERON INTERNATIONAL CORP | 13342B105 | COM | 96,765 | $4,366,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 42,600 | $4,362,000 | thousands by filing date | call |
| UnitedHealth Group Inc | 91324P102 | COM | 36,800 | $4,353,000 | thousands by filing date | put |
| FIRST TRUST MLP AND ENERGY INC | 33739B104 | COM | 213,632 | $4,352,000 | thousands by filing date | |
| LINCOLN ELEC HLDGS INC | 533900106 | COM | 66,537 | $4,350,000 | thousands by filing date | |
| MERCURY GENL CORP NEW | 589400100 | COM | 75,280 | $4,348,000 | thousands by filing date | |
| CVR Partners, LP | 126633106 | LTD | 329,410 | $4,332,000 | thousands by filing date | |
| KBR INC COM | 48242W106 | Stock | 299,123 | $4,331,000 | thousands by filing date | |
| CONCERT PHARMACEUTICALS INC | 206022105 | COM | 285,799 | $4,328,000 | thousands by filing date | |
| T MOBILE US INC | 872590203 | CONV PFD SER A | 73,700 | $4,323,000 | thousands by filing date | |
| DUFF & PHELPS UTLITY AND INF | 26433C105 | COM | 217,493 | $4,295,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 1,503,000 | $4,284,000 | thousands by filing date | put |
| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 336,362 | $4,281,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 92,100 | $4,280,000 | thousands by filing date | put |
| COMMSCOPE HLDG CO INC | 20337X109 | COM | 149,947 | $4,280,000 | thousands by filing date | |
| NUVEEN GBL VL OPPORTUNITIES | 6706EH103 | COM | 331,614 | $4,275,000 | thousands by filing date | |
| Invesco Global Listed Private Equity ETF | 73935X195 | ETF | 377,289 | $4,263,000 | thousands by filing date | |
| CLEARBRIDGE AMERN ENERG MLP | 184691103 | COM | 268,216 | $4,244,000 | thousands by filing date | |
| NEWFIELD EXPL CO | 651290108 | COM | 120,964 | $4,244,000 | thousands by filing date | |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 160,767 | $4,243,000 | thousands by filing date | |
| IDEXX LABS INC COM | 45168D104 | Stock | 27,460 | $4,243,000 | thousands by filing date | |
| FLIR SYS INC | 302445101 | COM | 135,478 | $4,238,000 | thousands by filing date | |
| ARMSTRONG WORLD INDS INC NEW | 04247X102 | COM | 73,717 | $4,237,000 | thousands by filing date | |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 301,945 | $4,237,000 | thousands by filing date | |
| VALMONT INDS INC COM | 920253101 | Stock | 34,412 | $4,228,000 | thousands by filing date | |
| BARCLAYS IPTH SRS B S&P SHRT TRM ETN | 06742E711 | IPATH S&P500 VIX | 164,685 | $4,221,000 | thousands by filing date | |
| POST PPTYS INC | 737464107 | COM | 74,043 | $4,216,000 | thousands by filing date | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 71,400 | $4,214,000 | thousands by filing date | call |
| DOMINION RES INC VA NEW | 25746U703 | UNIT 04/01/2013 | 75,000 | $4,212,000 | thousands by filing date | |
| HASBRO INC COM | 418056107 | Stock | 66,503 | $4,206,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 199,624 | $4,199,000 | thousands by filing date | |
| BANK MONTREAL MEDIUM COM | 063671101 | Stock | 70,000 | $4,198,000 | thousands by filing date | put |
| SUPERVALU INC | 868536103 | COM | 360,647 | $4,194,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 57,800 | $4,191,000 | thousands by filing date | put |
| URBAN OUTFITTERS INC | 917047102 | COM | 91,700 | $4,186,000 | thousands by filing date | call |
| RADIUS HEALTH INC | 750469207 | COM NEW | 101,540 | $4,180,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 1,164,200 | $4,179,000 | thousands by filing date | put |
| ALPHA NATURAL RESOURCES INC | 02076X102 | COM | 4,158,659 | $4,159,000 | thousands by filing date | |
| WESTLAKE CORPORATION | 960413102 | COM | 57,786 | $4,157,000 | thousands by filing date | |
| WESTERN ASSET MGD HI INCM FD | 95766L107 | COM | 802,862 | $4,151,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 366,775 | $4,148,000 | thousands by filing date | |
| FEI CO | 30241L109 | COM | 54,331 | $4,148,000 | thousands by filing date | |
| BLUEBIRD BIO INC | 09609G100 | COM | 34,260 | $4,137,000 | thousands by filing date | |
| SPDR SSgA Multi-Asset Real Return ETF | 78467V103 | SHS | 157,480 | $4,124,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 650,000 | $4,115,000 | thousands by filing date | put |
| SPIRIT AEROSYSTEMS HLDGS INC | 848574109 | COM CL A | 78,800 | $4,114,000 | thousands by filing date | call |
| GROUP 1 AUTOMOTIVE INC COM | 398905109 | Stock | 47,645 | $4,113,000 | thousands by filing date | |
| ISHARES TR | 464288596 | GOV/CRED BD ETF | 35,516 | $4,111,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 289,914 | $4,108,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 432,232 | $4,093,000 | thousands by filing date | put |
| LEAR CORP COM NEW | 521865204 | Stock | 36,900 | $4,089,000 | thousands by filing date | call |
| GAMING & LEISURE P COM | 36467J108 | REIT | 110,686 | $4,081,000 | thousands by filing date | |
| BLACKROCK SCIENCE & TECHNOLO | 09258G104 | SHS | 228,677 | $4,077,000 | thousands by filing date | |
| FREESCALE SEMICONDUCTOR LTD | G3727Q101 | SHS | 100,000 | $4,076,000 | thousands by filing date | call |
| SCRIPPS NETWORKS INTERACT IN | 811065101 | CL A COM | 59,392 | $4,072,000 | thousands by filing date | |
| ISHARES INC | 464286624 | MSCI THAILND ETF | 51,210 | $4,065,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 376,559 | $4,055,000 | thousands by filing date | |
| SPDW | 78463X889 | COM | 143,534 | $4,052,000 | thousands by filing date | |
| BLACKROCK ENHANCED LARGE CAP | 09256A109 | COM | 269,248 | $4,052,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 191,900 | $4,043,000 | thousands by filing date | put |
| ISHARESAGENCYBONDETF | 464288166 | STOK | 35,386 | $4,041,000 | thousands by filing date | |
| EATON VANCE MUN INCOME TERM | 27829U105 | SHS | 226,771 | $4,041,000 | thousands by filing date | |
| GILDAN ACTIVEWEAR INC COM | 375916103 | Stock | 136,856 | $4,039,000 | thousands by filing date | |
| LEUCADIA NATL CORP | 527288104 | COM | 181,124 | $4,037,000 | thousands by filing date | |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 545,381 | $4,036,000 | thousands by filing date | |
| QIWI PLC | 74735M108 | SPON ADR REP B | 168,000 | $4,035,000 | thousands by filing date | put |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 30,000 | $4,030,000 | thousands by filing date | call |
| WENDYS CO COM | 95058W100 | Stock | 369,521 | $4,028,000 | thousands by filing date | |
| BOARDWALK PIPELINE PARTNERS | 096627104 | UT LTD PARTNER | 250,000 | $4,025,000 | thousands by filing date | put |
| INGREDION INC COM | 457187102 | Stock | 51,666 | $4,021,000 | thousands by filing date | |
| ANTERO MIDSTREAM LP | 03673L103 | Limited Partnership | 165,900 | $4,013,000 | thousands by filing date | put |
| LUXOFT HLDG INC | G57279104 | ORD SHS CL A | 77,535 | $4,012,000 | thousands by filing date | |
| COSTAMARE INC | Y1771G102 | SHS | 227,640 | $4,009,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUST | 73936T433 | WK VRDO TX FR | 160,751 | $4,009,000 | thousands by filing date | |
| POWERSHARESETF TRUST DYN SFTWR | 73935X773 | ETF - EQUITY | 95,781 | $4,005,000 | thousands by filing date | |
| WADDELL & REED FINL INC | 930059100 | CL A | 80,730 | $3,999,000 | thousands by filing date | |
| LKQ CORP COM | 501889208 | Stock | 156,243 | $3,994,000 | thousands by filing date | |
| MAINSTAY DEFINED TERM MUNI OPP | 56064K100 | COM | 214,970 | $3,994,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 279,648 | $3,994,000 | thousands by filing date | |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 796,266 | $3,989,000 | thousands by filing date | |
| SIERRA WIRELESS INC | 826516106 | COM | 120,439 | $3,986,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H511 | ADS7.75%PFD S4 | 153,033 | $3,985,000 | thousands by filing date | |
| GUGGENHEIM CR ALLOCATION FD | 40168G108 | COM | 168,607 | $3,981,000 | thousands by filing date | |
| MCDERMOTT INTL INC | 580037109 | COM | 1,033,600 | $3,969,000 | thousands by filing date | put |
| VANGUARD BD INDEX FDS | 921937793 | LONG TERM BOND | 41,189 | $3,967,000 | thousands by filing date | |
| WHITEHORSE FINANCE INC | 96524V106 | COM | 319,345 | $3,966,000 | thousands by filing date | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 268,496 | $3,957,000 | thousands by filing date | |
| CARMAX INC COM | 143130102 | Stock | 57,310 | $3,955,000 | thousands by filing date | |
| CMS ENERGY CORP COM | 125896100 | Stock | 113,100 | $3,948,000 | thousands by filing date | call |
| RYDER SYS INC COM | 783549108 | Stock | 41,539 | $3,942,000 | thousands by filing date | |
| ISHARES INC | 464286392 | MSCI WORLD ETF | 53,660 | $3,942,000 | thousands by filing date | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 73,160 | $3,941,000 | thousands by filing date | |
| BARNES & NOBLE INC | 067774109 | COMMON STOCK | 165,899 | $3,940,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X756 | S&P EMKTSC ETF | 88,005 | $3,938,000 | thousands by filing date | |
| WABASH NATIONAL CORP | 929566107 | COMMON STOCK | 279,249 | $3,937,000 | thousands by filing date | |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 133,600 | $3,933,000 | thousands by filing date | put |
| FIRSTMERIT CORP | 337915102 | COM | 206,167 | $3,930,000 | thousands by filing date | |
| ROWAN COMPANIES PLC | G7665A101 | SHS CL A | 221,500 | $3,923,000 | thousands by filing date | put |
| TIMKEN CO | 887389104 | COM | 93,062 | $3,921,000 | thousands by filing date | |
| RMR REAL ESTATE INCOME FD | 76970B101 | COM | 186,086 | $3,919,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 52,000 | $3,917,000 | thousands by filing date | put |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 133,000 | $3,916,000 | thousands by filing date | call |
| NORDSON CORP | 655663102 | COM | 49,972 | $3,914,000 | thousands by filing date | |
| WESTERN REFNG INC | 959319104 | COM | 79,200 | $3,912,000 | thousands by filing date | |
| CURRENCYSHARES EURO TRUST | 23130C108 | COMMON STOCK | 36,975 | $3,908,000 | thousands by filing date | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 275,034 | $3,903,000 | thousands by filing date | |
| SPDR CITI INTL GOVT INFLATION- | 78464A490 | FTSE INT GVT ETF | 71,509 | $3,902,000 | thousands by filing date | |
| MEAD JOHNSON NUTRITION CO | 582839106 | COM | 38,800 | $3,901,000 | thousands by filing date | call |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 190,450 | $3,896,000 | thousands by filing date | |
| DINE BRANDS GLOBAL INC | 254423106 | COM | 36,337 | $3,889,000 | thousands by filing date | |
| CHINA PETROLEUM AND CHEMICAL-A | 16941R108 | SPON ADR H SHS | 48,656 | $3,878,000 | thousands by filing date | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 272,824 | $3,866,000 | thousands by filing date | |
| NUVEEN ENERGY MLP TOTL RTRNF | 67074U103 | COM | 210,435 | $3,855,000 | thousands by filing date | |
| ROLLINS INC COM | 775711104 | Stock | 155,854 | $3,854,000 | thousands by filing date | |
| GRUBHUB INC | 400110102 | COM | 84,694 | $3,845,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 46,800 | $3,835,000 | thousands by filing date | call |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 50,900 | $3,835,000 | thousands by filing date | put |
| WISDOMTREE TR | 97717X594 | ITL HDG QTLY DIV | 141,896 | $3,835,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06738C778 | DJUBS CMDT ETN36 | 138,256 | $3,834,000 | thousands by filing date | |
| TECHNIPFMC PLC | 30249U101 | COM | 103,614 | $3,834,000 | thousands by filing date | |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 108,630 | $3,827,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 376,535 | $3,819,000 | thousands by filing date | |
| YPF SOCIEDAD ANONIMA | 984245100 | SPON ADR CL D | 138,800 | $3,810,000 | thousands by filing date | call |
| KITE PHARMA INC | 49803L109 | COM | 65,954 | $3,804,000 | thousands by filing date | |
| UNISYS CORP | 909214306 | COMMON STOCK | 163,610 | $3,797,000 | thousands by filing date | |
| ISHARES INC MSCI FRANCE ETF | 464286707 | ETF | 146,113 | $3,796,000 | thousands by filing date | |
| MANCHESTER UTD PLC NEW | G5784H106 | CMN | 238,532 | $3,795,000 | thousands by filing date | |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 684,724 | $3,793,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 81,900 | $3,791,000 | thousands by filing date | call |
| POWERSHARES ETF TR II S&P SMCP | 73937B886 | ETF - EQUITY | 54,991 | $3,791,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J182 | EMERG MKT ALPH | 170,513 | $3,784,000 | thousands by filing date | |
| COGNEX CORP | 192422103 | COM | 76,175 | $3,778,000 | thousands by filing date | |
| POWERSHARES ETF TRUST INDL SEC | 73935X369 | COM | 77,860 | $3,757,000 | thousands by filing date | |
| HALCON RES CORP | 40537Q209 | COM NEW | 2,438,300 | $3,755,000 | thousands by filing date | put |
| TERADATA CORP DEL | 88076W103 | COM | 84,969 | $3,750,000 | thousands by filing date | |
| ISHARES TR | 46434V571 | ISHARES TR | 147,655 | $3,749,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 400,822 | $3,748,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 25,600 | $3,740,000 | thousands by filing date | call |
| RAYONIER INC COM | 754907103 | REIT | 138,374 | $3,731,000 | thousands by filing date | |
| POWERSHARES NASDAQ INTERNE | 73935X146 | ETF | 53,141 | $3,731,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240M108 | COM | 169,644 | $3,727,000 | thousands by filing date | |
| ONEOK INC NEW | 682680103 | COM | 77,200 | $3,724,000 | thousands by filing date | call |
| BUCKLE INC COM | 118440106 | Stock | 72,879 | $3,723,000 | thousands by filing date | |
| ISHARES TR | 464289875 | CORE 40 MODE ETF | 104,434 | $3,722,000 | thousands by filing date | |
| MATERIALISE NV | 57667T100 | SPONSORED ADS | 532,538 | $3,722,000 | thousands by filing date | |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 447,844 | $3,721,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUSTGB | 73936T623 | COM | 161,387 | $3,720,000 | thousands by filing date | |
| AIRCASTLE LTD | G0129K104 | COM | 165,418 | $3,715,000 | thousands by filing date | |
| MDU RES GROUP INC | 552690109 | COM | 174,035 | $3,713,000 | thousands by filing date | |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 36,717 | $3,710,000 | thousands by filing date | |
| DOT HILL SYS CORP | 25848T109 | COM | 699,937 | $3,710,000 | thousands by filing date | |
| AVNET INC COM | 053807103 | Stock | 83,118 | $3,698,000 | thousands by filing date | |
| FTD COS INC | 30281V108 | COM | 123,452 | $3,696,000 | thousands by filing date | |
| UNITED STATES NATL GAS FUND | 912318201 | UNIT PAR $0.001 | 279,012 | $3,694,000 | thousands by filing date | |
| COHEN & STEERS REIT AND PREFER | 19247X100 | COM | 189,614 | $3,688,000 | thousands by filing date | |
| WILEY JOHN & SONS INC | 968223206 | CL A | 60,314 | $3,687,000 | thousands by filing date | |
| BIG LOTS INC | 089302103 | COM | 76,719 | $3,685,000 | thousands by filing date | |
| Anglogold Ashanti Plc | 035128206 | Common | 394,239 | $3,682,000 | thousands by filing date | |
| MANHATTAN ASSOCIATES INC COM | 562750109 | Stock | 72,687 | $3,679,000 | thousands by filing date | |
| REGENCY CTRS CORP COM | 758849103 | REIT | 54,063 | $3,678,000 | thousands by filing date | |
| NUVEEN DIVERSIFIED | 67074P104 | COM UT BEN INT | 309,022 | $3,677,000 | thousands by filing date | |
| CIT GROUP INC COM NEW | 125581801 | Stock | 81,350 | $3,671,000 | thousands by filing date | |
| M & T BK CORP COM | 55261F104 | Stock | 28,900 | $3,670,000 | thousands by filing date | call |
| COHEN & STEERS TOTAL RETURN | 19247R103 | COM | 268,007 | $3,670,000 | thousands by filing date | |
| CORE LABORATORIES N V | N22717107 | COM | 35,086 | $3,666,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 83,800 | $3,660,000 | thousands by filing date | call |
| MERCER INTL INC | 588056101 | COM | 237,531 | $3,648,000 | thousands by filing date | |
| JOY GLOBAL INC | 481165108 | COM | 93,096 | $3,647,000 | thousands by filing date | |
| TORNIER NV | N87237108 | COMMON STOCK-FO | 139,045 | $3,646,000 | thousands by filing date | |
| BANCO BRADESCO S A | 059460303 | SP ADR PFD NEW | 392,680 | $3,644,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 79,971 | $3,642,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 109,800 | $3,637,000 | thousands by filing date | call |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 178,563 | $3,632,000 | thousands by filing date | |
| DWS Mun Income Tr | 25160C106 | COM | 259,200 | $3,631,000 | thousands by filing date | |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 411,913 | $3,629,000 | thousands by filing date | |
| ALCENTRA CAP CORP | 01374T102 | COM | 272,716 | $3,627,000 | thousands by filing date | |
| CANADIAN IMPERIAL BANK OF COMM COM | 136069101 | Stock | 50,000 | $3,625,000 | thousands by filing date | put |
| COHEN & STEERS SELECT PFD & | 19248Y107 | COM | 136,730 | $3,625,000 | thousands by filing date | |
| LIBERTY PROPERTY TRUST | 531172104 | SH BEN INT | 101,380 | $3,619,000 | thousands by filing date | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 628,000 | $3,617,000 | thousands by filing date | call |
| Ashland | 044209104 | Common | 28,400 | $3,616,000 | thousands by filing date | call |
| CARLISLE COS INC COM | 142339100 | Stock | 38,986 | $3,612,000 | thousands by filing date | |
| B/E AEROSPACE INC | 073302101 | COM | 56,620 | $3,602,000 | thousands by filing date | |
| LEGACY RESERVES LP | 524707304 | UNIT LP INT | 355,256 | $3,595,000 | thousands by filing date | |
| NUVEEN CA DIV ADVANTG MUN FD | 67069X104 | COM | 248,369 | $3,589,000 | thousands by filing date | |
| ISHARES TR | 46432FAT4 | 2016 CP TM ETF | 35,375 | $3,585,000 | thousands by filing date | |
| DEVRY INC DEL | 251893103 | COM | 107,291 | $3,579,000 | thousands by filing date | |
| SOLAR SENIOR CAPITAL LTD | 83416M105 | COM | 222,052 | $3,577,000 | thousands by filing date | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 222,455 | $3,562,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 141,299 | $3,559,000 | thousands by filing date | |
| INTERSIL CORP | 46069S109 | CL A | 248,572 | $3,559,000 | thousands by filing date | |
| SASOL LTD | 803866300 | SPONSORED ADR | 104,415 | $3,555,000 | thousands by filing date | |
| TIME WARNER INC | 887317303 | COM NEW | 42,100 | $3,555,000 | thousands by filing date | put |
| CORNING INC | 219350105 | COM | 156,700 | $3,554,000 | thousands by filing date | put |
| BLACKBERRY LTD COM | 09228F103 | Stock | 397,900 | $3,553,000 | thousands by filing date | put |
| OLD REP INTL CORP COM | 680223104 | Stock | 237,179 | $3,544,000 | thousands by filing date | |
| SUNOPTA INC | 8676EP108 | COM | 332,058 | $3,526,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A441 | NUVN CALI MUNI | 146,093 | $3,524,000 | thousands by filing date | |
| NUVEEN PERFORMANCE PLUS MUN | 67062P108 | COM | 236,950 | $3,523,000 | thousands by filing date | |
| PARAGON OFFSHORE PLC XXX | G6S01W108 | COM | 2,708,663 | $3,521,000 | thousands by filing date | |
| DOMINION DIAMOND CORP | 257287102 | COM | 205,976 | $3,520,000 | thousands by filing date | |
| EQUIFAX INC COM | 294429105 | Stock | 37,756 | $3,512,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 40,000 | $3,512,000 | thousands by filing date | put |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 159,396 | $3,510,000 | thousands by filing date | |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 77,100 | $3,507,000 | thousands by filing date | call |
| JABIL INC COM | 466313103 | Stock | 149,701 | $3,500,000 | thousands by filing date | |
| ROYAL BK SCOTLND GRP PLC | 780097804 | SPON | 133,423 | $3,499,000 | thousands by filing date | |
| WESTERN ASSET EMRG MKT INCM | 95766E103 | COM | 314,364 | $3,493,000 | thousands by filing date | |
| ISHARES TR | 464288729 | GLOB INDSTRL ETF | 48,366 | $3,488,000 | thousands by filing date | |
| GARMIN LTD SHS | H2906T109 | Stock | 73,320 | $3,484,000 | thousands by filing date | |
| NORTHSTAR REIT | 66704R704 | Common Stock | 192,200 | $3,483,000 | thousands by filing date | call |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 50,200 | $3,481,000 | thousands by filing date | put |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 660,330 | $3,480,000 | thousands by filing date | |
| JOHNSON CONTROLS INT F | 478366107 | COM | 68,900 | $3,475,000 | thousands by filing date | put |
| SPDR SERIES TRUST | 78464A151 | SST SPDR BLOOMBE | 111,440 | $3,466,000 | thousands by filing date | |
| OLD DOMINION FREIGHT LINE INC COM | 679580100 | Stock | 44,787 | $3,462,000 | thousands by filing date | |
| CURTISS WRIGHT CORP COM | 231561101 | Stock | 46,723 | $3,455,000 | thousands by filing date | |
| NORTHSTAR REIT | 66704R704 | Common Stock | 190,700 | $3,455,000 | thousands by filing date | put |
| CABELAS INC | 126804301 | COM | 61,696 | $3,454,000 | thousands by filing date | |
| VASCO DATA SEC INTL INC | 92230Y104 | COM | 160,100 | $3,449,000 | thousands by filing date | put |
| MOBILEYE NV XXXMANDATORY MERGER EFF: 06/03/18 | N51488117 | FOREIGN ORDINARIES | 81,941 | $3,444,000 | thousands by filing date | |
| MARKETAXESS HLDGS INC | 57060D108 | COM | 41,530 | $3,443,000 | thousands by filing date | |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 126,300 | $3,434,000 | thousands by filing date | put |
| MYLAN NV | N59465109 | SHS EURO | 57,800 | $3,430,000 | thousands by filing date | call |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 80,000 | $3,428,000 | thousands by filing date | put |
| NETEASE COM INC SPONSORED ADS | 64110W102 | ADR | 32,523 | $3,425,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 102,782 | $3,421,000 | thousands by filing date | |
| TELEFONICA BRASIL SA FSPONSORED ADR 1 ADR REPS 2 ORD SHS | 87936R106 | COM | 223,542 | $3,418,000 | thousands by filing date | |
| AVANTAX INC | 095229100 | COMMON STOCK | 250,000 | $3,415,000 | thousands by filing date | put |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 58,686 | $3,415,000 | thousands by filing date | |
| Breitburn Energy Ptnr Lp | 106776107 | COM UT LTD PTN | 622,386 | $3,410,000 | thousands by filing date | |
| HOUGHTON MIFFLIN HARCOURT CO | 44157R109 | COM | 145,159 | $3,408,000 | thousands by filing date | |
| VIMPELCOM LTD | 92719A106 | SPONSORED ADR | 649,149 | $3,402,000 | thousands by filing date | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 272,555 | $3,402,000 | thousands by filing date | |
| ISHARES TR | 46434V738 | CORE MSCI EURO | 74,702 | $3,398,000 | thousands by filing date | |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 214,871 | $3,389,000 | thousands by filing date | |
| ISHARES TR | 464288737 | GLB CNSM STP ETF | 36,977 | $3,386,000 | thousands by filing date | |
| GUGGENHEIM RUSSELL MCAP | 78355W577 | ETF | 64,531 | $3,380,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 50,500 | $3,374,000 | thousands by filing date | put |
| MARIN SOFTWARE INC | 56804T106 | COM | 536,019 | $3,372,000 | thousands by filing date | |
| SINA CORP | G81477104 | ORD | 104,800 | $3,370,000 | thousands by filing date | put |
| HOLOGIC INC | 436440101 | COM | 101,752 | $3,361,000 | thousands by filing date | |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 40,400 | $3,360,000 | thousands by filing date | put |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 77,535 | $3,355,000 | thousands by filing date | |
| INVESCO CALIF VALUE MUNI INCOM | 46132H106 | COM | 250,758 | $3,353,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W593 | GUG RUSS1000 EQL | 64,363 | $3,353,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 360,100 | $3,349,000 | thousands by filing date | put |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 696,509 | $3,349,000 | thousands by filing date | |
| ROYAL BANK OF SCOTLAND GROUP PLC | 780097713 | PREFERRED STOCK | 131,073 | $3,349,000 | thousands by filing date | |
| STELLUS CAP INVT CORP | 858568108 | COM | 277,443 | $3,348,000 | thousands by filing date | |
| FEDERAL REALTY INVESTMENT TRUS | 313747206 | SH BEN INT NEW | 22,724 | $3,345,000 | thousands by filing date | |
| OHA INVT CORP | 67091U102 | COM | 632,941 | $3,336,000 | thousands by filing date | |
| ISHARES TR | 464288422 | S&P DEV EX-US | 87,207 | $3,328,000 | thousands by filing date | |
| INTREXON CORP | 46122T102 | COM | 73,291 | $3,325,000 | thousands by filing date | |
| GOLDCORP INC NEW | 380956409 | COM | 183,500 | $3,325,000 | thousands by filing date | put |
| AMERICAN CAPITAL LTD | 02503Y103 | COM | 224,800 | $3,325,000 | thousands by filing date | put |
| CSX Corporation | 126408103 | COM | 100,300 | $3,322,000 | thousands by filing date | put |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 49,724 | $3,314,000 | thousands by filing date | |
| CAESARSTONE LTD | M20598104 | ORD SHS | 54,538 | $3,311,000 | thousands by filing date | |
| iShares S&P AMT-Free Municipal | 46429B580 | COM | 129,890 | $3,308,000 | thousands by filing date | |
| NUVEEN S&P 500 DYNAMIC OVERWRI COM | 6706EW100 | CEF | 235,758 | $3,294,000 | thousands by filing date | |
| APTARGROUP INC COM | 038336103 | Stock | 51,851 | $3,293,000 | thousands by filing date | |
| EXPONENT INC | 30214U102 | COM | 37,028 | $3,292,000 | thousands by filing date | |
| VERMILION ENERGY INC COM | 923725105 | Stock | 78,150 | $3,289,000 | thousands by filing date | |
| MEMORIAL PRODUCTION PARTNERS | 586048100 | COMMON STOCK | 202,800 | $3,287,000 | thousands by filing date | put |
| ZOES KITCHEN INC | 98979J109 | COM | 98,737 | $3,287,000 | thousands by filing date | |
| NEUROCRINE BIOSCIENCES INC | 64125C109 | COM | 82,600 | $3,280,000 | thousands by filing date | call |
| BLACK HILLS CORP COM | 092113109 | Stock | 65,011 | $3,279,000 | thousands by filing date | |
| RYDEX GUGGENHEIM | 78355W882 | CONSUMR DISCRT | 35,774 | $3,278,000 | thousands by filing date | |
| DDR CORP | 23317H102 | COM | 176,000 | $3,277,000 | thousands by filing date | put |
| SHYD | 57061R486 | ETF | 128,286 | $3,261,000 | thousands by filing date | |
| REGAL ENTMT GROUP | 758766109 | CL A | 142,457 | $3,254,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W760 | INTL SMCAP DIV | 54,890 | $3,253,000 | thousands by filing date | |
| TRIPLEPOINT VENTR GRW BDC CORP | 89677Y100 | COM | 230,346 | $3,250,000 | thousands by filing date | |
| Guggenheim BulletShares 2023 C | 18383M241 | ETF | 155,186 | $3,246,000 | thousands by filing date | |
| NEWS CORP NEW CL A | 65249B109 | Stock | 202,661 | $3,245,000 | thousands by filing date | |
| ISHARES TR | 464287333 | GLOBAL FINLS ETF | 56,941 | $3,244,000 | thousands by filing date | |
| FIESTA RESTAURANT GROUP INC | 31660B101 | COM | 53,127 | $3,241,000 | thousands by filing date | |
| COOPER TIRE & RUBR CO | 216831107 | COM | 75,552 | $3,236,000 | thousands by filing date | |
| CONSOLIDATED TOMOKA LAND CO | 210226106 | COMMON STOCK | 54,165 | $3,231,000 | thousands by filing date | |
| DUKE REALTY CORP | 264411505 | COM NEW | 148,347 | $3,229,000 | thousands by filing date | |
| PPL CORP COM | 69351T106 | Stock | 95,900 | $3,228,000 | thousands by filing date | call |
| RYDEX ETF TRUST | 78355W809 | GUG S&P SC600 PG | 36,421 | $3,228,000 | thousands by filing date | |
| TRIMBLE INC COM | 896239100 | Stock | 127,981 | $3,225,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 661,700 | $3,223,000 | thousands by filing date | |
| LEGG MASON BW GLB INC OPP FD | 52469B100 | COM | 202,250 | $3,222,000 | thousands by filing date | |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 310,500 | $3,217,000 | thousands by filing date | call |
| NEWMARKET CORP COM | 651587107 | Stock | 6,730 | $3,215,000 | thousands by filing date | |
| INTERPUBLIC GROUP COS | 460690100 | COM | 145,200 | $3,212,000 | thousands by filing date | put |
| Advanced Micro Devices,Inc. | 007903107 | COM | 1,195,700 | $3,204,000 | thousands by filing date | put |
| ALPS ETF TR | 00162Q718 | INTL SEC DV DOG | 118,578 | $3,197,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 31,800 | $3,190,000 | thousands by filing date | call |
| ADVENT CLAY CONV SEC INC FD | 007639107 | COM | 474,669 | $3,190,000 | thousands by filing date | |
| POTASH CORP OF SASKATCHEWAN | 73755L107 | COMMON STOCK-FO | 98,800 | $3,186,000 | thousands by filing date | put |
| LAMAR ADVERTISING CO CL A | 512816109 | REIT | 53,705 | $3,184,000 | thousands by filing date | |
| MSA SAFETY INC COM | 553498106 | Stock | 63,779 | $3,181,000 | thousands by filing date | |
| JACOBS ENGINEERING GROUP INC | 469814107 | COM | 70,317 | $3,176,000 | thousands by filing date | |
| FEDERATED HERMES INC CL B | 314211103 | Stock | 93,669 | $3,174,000 | thousands by filing date | |
| ITC HLDGS CORP | 465685105 | COM | 84,700 | $3,170,000 | thousands by filing date | call |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 245,419 | $3,168,000 | thousands by filing date | |
| SOUFUN HOLDINGS LTD | 836034108 | COMMON STOCK-FO | 527,696 | $3,166,000 | thousands by filing date | |
| DEPOMED INC | 249908104 | COM | 141,178 | $3,164,000 | thousands by filing date | |
| ISHARES TR | 464289313 | 2016 S&P AMTFR | 59,238 | $3,159,000 | thousands by filing date | |
| EASTMAN CHEM CO COM | 277432100 | Stock | 45,600 | $3,158,000 | thousands by filing date | call |
| PANERA BREAD CO | 69840W108 | CL A | 19,728 | $3,157,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 243,511 | $3,156,000 | thousands by filing date | |
| ASBURY AUTOMOTIVE GROUP INC COM | 043436104 | Stock | 37,959 | $3,155,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD FUND | 09253W104 | COM | 207,708 | $3,153,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-15-005912 | this filing | 2015-05-14 | acceptance time not in the bulk data set |