13F-HR filed by UBS Group AG
UBS Group AG filed this 13F-HR for the quarter ended 2015-03-31, filed 2015-05-14, with 8,816 holding rows worth $144,826,421,000.
- Accession
- 0000950123-15-005912
- Filer
- CIK 1610520
- Filed
- 2015-05-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2015
A holdings report, 15,013 entries on the cover page, a total value of $144,826,421,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $144,826,537,000 with VALUE read as thousands by filing date, 13F file number 028-16612. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerUBS Financial Services Inc. 028-11496
- included managerUBS Swiss Financial Advisors AG 028-11603
- included managerUBS AG, New York Branch 028-07344
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| GROUPE CGI INC | 39945C109 | CL A SUB VTG | 229,933 | $9,760,000 | thousands by filing date | |
| HELMERICH & PAYNE INC | 423452101 | COM | 142,868 | $9,725,000 | thousands by filing date | |
| YOUKU.COM INC | 98742U100 | COMMON STOCK-FO | 777,796 | $9,723,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R866 | INTER MUN BD ACT | 180,485 | $9,715,000 | thousands by filing date | |
| INVENSENSE INC | 46123D205 | COM | 638,060 | $9,705,000 | thousands by filing date | |
| ZIONS BANCORPORATION | 989701107 | COM | 359,306 | $9,701,000 | thousands by filing date | |
| CHINA BIOLOGIC PRODUCTS INC | 16938C106 | COMM STK | 101,569 | $9,701,000 | thousands by filing date | |
| COLUMBIA PROPERTY TRUST INC | 198287203 | COM NEW | 358,902 | $9,697,000 | thousands by filing date | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 295,166 | $9,670,000 | thousands by filing date | |
| INVESCO AEROSPACE & DEFENSE ETF | 73935X690 | COM | 262,993 | $9,662,000 | thousands by filing date | |
| BOARDWALK PIPELINE PARTNERS | 096627104 | UT LTD PARTNER | 600,000 | $9,660,000 | thousands by filing date | call |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 351,650 | $9,642,000 | thousands by filing date | call |
| GOPRO INC | 38268T103 | CL A | 221,868 | $9,632,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 95,700 | $9,628,000 | thousands by filing date | call |
| ENSCO PLC | G3157S106 | SHS CLASS A | 454,900 | $9,585,000 | thousands by filing date | call |
| COBALT INTL ENERGY INC | 19075F106 | COM | 1,018,300 | $9,582,000 | thousands by filing date | call |
| Lowes Companies,Inc. | 548661107 | COM | 128,800 | $9,581,000 | thousands by filing date | put |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 677,858 | $9,564,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J117 | EUROPE ALPHADEX | 308,273 | $9,541,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 145,300 | $9,504,000 | thousands by filing date | call |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 772,001 | $9,496,000 | thousands by filing date | |
| TRANSDIGM GROUP INC COM | 893641100 | Stock | 43,408 | $9,494,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W601 | GUG S&P MC400 PG | 71,613 | $9,494,000 | thousands by filing date | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 228,300 | $9,452,000 | thousands by filing date | put |
| NOBLE CORP PLC | G65431101 | SHS USD | 659,800 | $9,422,000 | thousands by filing date | put |
| PINNACLE FOODS INC DEL | 72348P104 | COM | 230,745 | $9,417,000 | thousands by filing date | |
| STERIS CORP | 859152100 | COMMON STOCK | 133,857 | $9,406,000 | thousands by filing date | |
| FIRST TRUST HIGH YIELD LONG/SH | 33738D408 | FIRST TR TA HIYL | 185,873 | $9,394,000 | thousands by filing date | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 894,255 | $9,390,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 58,621 | $9,371,000 | thousands by filing date | put |
| ENVESTNET INC | 29404K106 | COM | 166,870 | $9,358,000 | thousands by filing date | |
| HSBC HLDGS PLC | 404280604 | ADR A 1/40PF A | 364,968 | $9,354,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 133,000 | $9,317,000 | thousands by filing date | call |
| NISOURCE INC COM | 65473P105 | Stock | 210,700 | $9,305,000 | thousands by filing date | call |
| RPM INTL INC COM | 749685103 | Stock | 193,476 | $9,286,000 | thousands by filing date | |
| CAMDEN PPTY TR SH BEN INT | 133131102 | REIT | 118,642 | $9,269,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X541 | ST STR NAT ETF | 215,910 | $9,269,000 | thousands by filing date | |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 856,638 | $9,269,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 426,500 | $9,259,000 | thousands by filing date | put |
| SEADRILL ORD | G7945E105 | COM | 990,200 | $9,258,000 | thousands by filing date | put |
| ENLINK MIDSTREAM PARTNERS LP | 29336U107 | COM UNIT REP LTD | 373,700 | $9,245,000 | thousands by filing date | put |
| INSTALLED BLDG PRODS INC | 45780R101 | COM | 424,234 | $9,231,000 | thousands by filing date | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 663,878 | $9,215,000 | thousands by filing date | |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 185,943 | $9,206,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 77,800 | $9,203,000 | thousands by filing date | call |
| CLAYMORE EXCHANGE TRD FD TR | 18383M423 | GUGG BULL 2015 | 352,435 | $9,202,000 | thousands by filing date | |
| BIOMED REALTY TRUST COM | 09063h107 | COM | 405,867 | $9,197,000 | thousands by filing date | |
| DYNAGAS LNG PARTNERS LP | Y2188B108 | CMN | 476,601 | $9,184,000 | thousands by filing date | |
| Lowes Companies Inc | 42222G108 | LOW | 151,482 | $9,163,000 | thousands by filing date | |
| NU SKIN ENTERPRISES INC | 67018T105 | CL A | 152,148 | $9,160,000 | thousands by filing date | |
| VANGUARD WORLD FD | 921910709 | EXTENDED DUR | 70,534 | $9,156,000 | thousands by filing date | |
| EVEREST GROUP LTD COM | G3223R108 | Stock | 52,547 | $9,143,000 | thousands by filing date | |
| CREE INC | 225447101 | COM | 256,500 | $9,103,000 | thousands by filing date | call |
| DANA INC | 235825205 | COM | 430,140 | $9,102,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 88,800 | $9,092,000 | thousands by filing date | put |
| Vanguard S&P 500 Growth ETF | 921932505 | SHS | 88,833 | $9,072,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 272,800 | $9,043,000 | thousands by filing date | put |
| CLAYMORE EXCHANGE TRD FD TR | 18383M563 | GUGG CRP BD 2015 | 416,913 | $9,038,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 326,500 | $8,987,000 | thousands by filing date | call |
| ABRDN HEALTHCARE INVESTORS | 87911J103 | SH BEN INT | 256,624 | $8,943,000 | thousands by filing date | |
| BUNGE LTD | G16962105 | COM | 108,500 | $8,936,000 | thousands by filing date | put |
| UNITED STATES COMMODITY INDE | 911717106 | Common Stock | 198,641 | $8,923,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DIV ACHV | 73935X732 | ETF - EQUITY | 418,709 | $8,923,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M399 | GUG BLT2017 HY | 337,478 | $8,918,000 | thousands by filing date | |
| THL CREDIT INC | 872438106 | COM | 724,916 | $8,910,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 207,249 | $8,906,000 | thousands by filing date | |
| CIMAREX ENERGY CO COM | 171798101 | Stock | 77,360 | $8,904,000 | thousands by filing date | |
| TOLL BROTHERS INC COM | 889478103 | Stock | 226,048 | $8,893,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739E108 | PFD SECS INC ETF | 463,116 | $8,892,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 105,004 | $8,888,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 81,300 | $8,882,000 | thousands by filing date | call |
| Progressive Corporation | 743315103 | COM | 326,391 | $8,878,000 | thousands by filing date | |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 155,100 | $8,878,000 | thousands by filing date | call |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 110,500 | $8,874,000 | thousands by filing date | put |
| MAVENIR SYS INC | 577675101 | COM | 499,521 | $8,862,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 20,900 | $8,825,000 | thousands by filing date | call |
| AMEREN CORP COM | 023608102 | Stock | 208,706 | $8,807,000 | thousands by filing date | |
| AECOM COM | 00766T100 | Stock | 285,360 | $8,795,000 | thousands by filing date | |
| ISHARES TR | 464287770 | U.S. FIN SVC ETF | 98,162 | $8,785,000 | thousands by filing date | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 1,522,676 | $8,770,000 | thousands by filing date | |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 396,863 | $8,747,000 | thousands by filing date | |
| ROCKET COMPANIES CLA A CLASS A | 772739207 | COM | 135,524 | $8,742,000 | thousands by filing date | |
| DST SYS INC DEL | 233326107 | COM | 78,931 | $8,738,000 | thousands by filing date | |
| DAUCH CORP | 024061103 | COM | 337,743 | $8,724,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 151,700 | $8,720,000 | thousands by filing date | call |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 105,980 | $8,720,000 | thousands by filing date | |
| KILROY REALTY CORP COM | 49427F108 | REIT | 114,395 | $8,714,000 | thousands by filing date | |
| SWIFT TRANSPORTATION CO | 87074U101 | COM | 334,358 | $8,700,000 | thousands by filing date | |
| VERIFONE SYS INC | 92342Y109 | COM | 248,516 | $8,671,000 | thousands by filing date | |
| WHITING PETE CORP NEW | 966387102 | COM | 280,512 | $8,668,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 790,100 | $8,660,000 | thousands by filing date | put |
| JETBLUE AWYS CORP | 477143101 | COM | 449,108 | $8,645,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 844,005 | $8,583,000 | thousands by filing date | |
| RESOURCE CAP CORP REIT | 76120W302 | COM | 1,890,248 | $8,582,000 | thousands by filing date | |
| QORVO INC COM | 74736K101 | Stock | 107,652 | $8,580,000 | thousands by filing date | |
| Invesco Intl Developed Low Vol | 73937B688 | INTL DEV LOWVL | 274,541 | $8,574,000 | thousands by filing date | |
| SONOCO PRODS CO | 835495102 | COM | 188,596 | $8,573,000 | thousands by filing date | |
| JONES LANG LASALLE INC COM | 48020Q107 | Stock | 50,241 | $8,561,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 717,228 | $8,514,000 | thousands by filing date | |
| COPART INC COM | 217204106 | Stock | 226,341 | $8,504,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 82,300 | $8,494,000 | thousands by filing date | put |
| QEP MIDSTREAM PARTNERS LP | 74735R115 | COM | 541,369 | $8,489,000 | thousands by filing date | |
| DDR CORP | 23317H102 | COM | 454,798 | $8,468,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 611,045 | $8,463,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 589,376 | $8,457,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 886,844 | $8,452,000 | thousands by filing date | |
| ALLIANZGI DIVIDEND INT & PRM | 01883A107 | COM | 517,572 | $8,447,000 | thousands by filing date | |
| ARROW ELECTRS INC | 042735100 | COM | 137,854 | $8,430,000 | thousands by filing date | |
| ISHARES TR | 464288620 | SHS | 74,291 | $8,422,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 399,651 | $8,420,000 | thousands by filing date | |
| Dow Chemical Company | 260543103 | COM | 175,200 | $8,406,000 | thousands by filing date | put |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 202,086 | $8,398,000 | thousands by filing date | |
| JPMORGAN CHASE + CO-CW18 | 46634E114 | *W E | 381,571 | $8,398,000 | thousands by filing date | |
| RSP PERMIAN INC | 74978Q105 | COM | 333,400 | $8,398,000 | thousands by filing date | call |
| Applied Materials,Inc. | 038222105 | COM | 372,100 | $8,395,000 | thousands by filing date | call |
| BP PLC SPONSORED ADR | 055622104 | ADR | 214,400 | $8,385,000 | thousands by filing date | put |
| CONE MIDSTREAM PARTNERS LP | 206812109 | COM UNIT REPST | 481,645 | $8,385,000 | thousands by filing date | |
| CURRENCYSHARES EURO TRUST | 23130C108 | COMMON STOCK | 79,200 | $8,372,000 | thousands by filing date | put |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 380,037 | $8,371,000 | thousands by filing date | |
| SPDR MSCI ACWI EX-US ETF | 78463X848 | COM | 240,396 | $8,327,000 | thousands by filing date | |
| LINEAR TECHNOLOGY CORP | 535678106 | COM | 177,711 | $8,317,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD | 41013W108 | SH BEN INT | 392,703 | $8,314,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO DEP SHS 120 B | 845467208 | Convertible Preferred | 165,000 | $8,314,000 | thousands by filing date | |
| VALIDUS HOLDINGS LTD | G9319H102 | COM SHS | 197,380 | $8,310,000 | thousands by filing date | |
| FIDUCIARY CLAYMORE ENGRY INF | 31647Q106 | COM | 317,773 | $8,291,000 | thousands by filing date | |
| ASPEN INSURANCE HOLDINGS LTD | G05384105 | SHS | 175,303 | $8,279,000 | thousands by filing date | |
| ISHARES INDIA 50 ETF | 464289529 | UIT EXCHANGE TRADED | 262,915 | $8,240,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 100,100 | $8,237,000 | thousands by filing date | put |
| BUFFALO WILD WINGS INC | 119848109 | COMMON STOCK | 45,345 | $8,219,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X192 | CLOUD COMPUTING | 280,686 | $8,216,000 | thousands by filing date | |
| XPO INC COM | 983793100 | Stock | 180,301 | $8,198,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H776 | SP ADR 7.1%PF3 | 316,692 | $8,183,000 | thousands by filing date | |
| JUNO THERAPEUTICS INC | 48205A109 | COM | 134,683 | $8,170,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932703 | 500 VAL IDX FD | 91,578 | $8,163,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 136,500 | $8,161,000 | thousands by filing date | call |
| HARRIS CORP INC | 413875105 | COM | 103,572 | $8,158,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B654 | PWRSH S&P500HI | 248,041 | $8,158,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M522 | GUG BULL2019 E | 382,988 | $8,152,000 | thousands by filing date | |
| CROWN HLDGS INC COM | 228368106 | Stock | 150,449 | $8,128,000 | thousands by filing date | |
| DONALDSON INC COM | 257651109 | Stock | 215,517 | $8,128,000 | thousands by filing date | |
| FIAT CHRYSLER AUTOMOBILES N | N31738102 | SHS | 497,787 | $8,119,000 | thousands by filing date | |
| GOLDMAN SACHS MLP ENERGY REN | 38148G107 | COM | 585,166 | $8,105,000 | thousands by filing date | |
| EXPEDITORS INTL WASH INC COM | 302130109 | Stock | 168,024 | $8,095,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 193,123 | $8,086,000 | thousands by filing date | |
| DYNEX CAP INC | 26817Q506 | COM NEW | 954,018 | $8,081,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 205,800 | $8,078,000 | thousands by filing date | put |
| Eli Lilly and Company | 532457108 | COM | 111,000 | $8,064,000 | thousands by filing date | call |
| PRICELINE GRP INC | 741503403 | COM NEW | 6,920 | $8,056,000 | thousands by filing date | call |
| ISHARES TR | 464287754 | US INDUSTRIALS | 74,648 | $8,052,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B860 | ETF - EQUITY | 152,681 | $8,049,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 70,700 | $8,036,000 | thousands by filing date | put |
| HA SUSTAINABLE INFRA CAP INC | 41068X100 | COM | 438,984 | $8,025,000 | thousands by filing date | |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 116,112 | $8,014,000 | thousands by filing date | |
| COCA COLA ENTERPRISES INC NE | 19122T109 | COM | 181,259 | $8,012,000 | thousands by filing date | |
| ROGERS COMMUNICATIONS INC CL B | 775109200 | Stock | 239,109 | $8,006,000 | thousands by filing date | |
| SANTANDER CONSUMER USA HOLDINGS | 80283M101 | COMMON STOCK | 345,720 | $8,000,000 | thousands by filing date | |
| COHEN & STEERS MLP INC & ENR | 19249B106 | COM SHS | 424,980 | $7,994,000 | thousands by filing date | |
| iShares U.S. Oil & Gas Exploration & Production ETF | 464288851 | SHS | 108,541 | $7,963,000 | thousands by filing date | |
| ISHARES TR | 464288778 | US REGNL BKS ETF | 228,367 | $7,963,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 1,408,200 | $7,956,000 | thousands by filing date | put |
| INVESCO WATER RESOURCES ETF | 73935X575 | COM | 319,253 | $7,949,000 | thousands by filing date | |
| SALIX PHARMACEUTICALS INC | 795435106 | COM | 45,952 | $7,941,000 | thousands by filing date | |
| IPATH S&P GSCI CRUDE OIL TOTAL | 06738C786 | EXCHANGE TRADED | 790,000 | $7,940,000 | thousands by filing date | call |
| KOHLS CORP | 500255104 | COM | 101,300 | $7,927,000 | thousands by filing date | put |
| MARTIN MARIETTA MATLS INC COM | 573284106 | Stock | 56,682 | $7,924,000 | thousands by filing date | |
| ALLIED WRLD ASSUR COM HLDG A | H01531104 | SHS | 195,805 | $7,911,000 | thousands by filing date | |
| AMERICAN RLTY CAP PPTYS INC | 02917T104 | COM | 802,700 | $7,907,000 | thousands by filing date | put |
| BRINKER INTL INC COM | 109641100 | Stock | 128,313 | $7,899,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M381 | GUG BLT2018 HY | 303,930 | $7,887,000 | thousands by filing date | |
| TORTOISE PIPELINE & ENERGY F | 89148H108 | COM | 276,511 | $7,884,000 | thousands by filing date | |
| RAIT FINANCIAL TRUST | 749227609 | COM NEW | 1,147,605 | $7,873,000 | thousands by filing date | |
| FIDELITY MERRIMACK STR TR | 316188309 | TOTAL BD ETF | 154,795 | $7,853,000 | thousands by filing date | |
| DOUBLELINE OPPORTUNISTIC CR | 258623107 | COM | 315,992 | $7,852,000 | thousands by filing date | |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 604,396 | $7,845,000 | thousands by filing date | |
| ARC LOGISTICS PARTNERS LP | 03879N101 | COM UT REP LPN | 406,865 | $7,844,000 | thousands by filing date | |
| NUVEEN QUALITY PFD INCOME FD | 67071S101 | COM | 917,081 | $7,832,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 552,500 | $7,823,000 | thousands by filing date | call |
| HOME PROPERTIES INC | 437306103 | COM | 112,758 | $7,813,000 | thousands by filing date | |
| AQUA AMERICA INC | 03836W103 | COM | 296,200 | $7,805,000 | thousands by filing date | |
| MID AMERICA APARTMENT COMMUNITIES INC. | 59522J103 | Common Stock, par value $0.01 per share | 100,961 | $7,801,000 | thousands by filing date | |
| AMBARELLA INC | G037AX101 | SHS | 102,971 | $7,796,000 | thousands by filing date | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 578,900 | $7,792,000 | thousands by filing date | |
| BITAUTO HLDGS LTD | 091727107 | SPONSORED ADS | 152,800 | $7,774,000 | thousands by filing date | put |
| WINDSTREAM HLDGS INC | 97382A101 | COM | 1,049,183 | $7,765,000 | thousands by filing date | |
| SQUARE 1 FINL INC | 85223W101 | CL A | 289,976 | $7,763,000 | thousands by filing date | |
| FOMENTO ECONOMICO MEXICANO S A SPON ADR UNITS | 344419106 | ADR | 83,009 | $7,761,000 | thousands by filing date | |
| BIO RAD LABS INC | 090572207 | CL A | 57,394 | $7,759,000 | thousands by filing date | |
| FORTRESS INVT GROUP LLC CL A | 34958B106 | COM | 961,445 | $7,759,000 | thousands by filing date | |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 628,500 | $7,731,000 | thousands by filing date | put |
| GENERAL ELEC CO | 369604103 | COM | 311,500 | $7,728,000 | thousands by filing date | call |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 621,649 | $7,721,000 | thousands by filing date | |
| H&E EQUIPMENT SERVICES INC | 404030108 | COM | 308,940 | $7,720,000 | thousands by filing date | |
| DTE ENERGY CO COM | 233331107 | Stock | 95,157 | $7,677,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V400 | STATE STREET GLO | 215,942 | $7,675,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 176,100 | $7,645,000 | thousands by filing date | call |
| NUVEEN TAX-ADVANTAGED DIVID | 67073G105 | COM | 479,022 | $7,640,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 152,600 | $7,628,000 | thousands by filing date | put |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 639,992 | $7,622,000 | thousands by filing date | |
| HCC INS HLDGS INC | 404132102 | COM | 134,280 | $7,609,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN INCOME FUN | 01881E101 | COM | 985,633 | $7,609,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 72,500 | $7,605,000 | thousands by filing date | call |
| VOYA INFRASTRUCTURE INDLS & | 92912X101 | COM | 492,236 | $7,600,000 | thousands by filing date | |
| RICE MIDSTREAM PARTNERS LP | 762819100 | UNIT LTD PARTN | 538,500 | $7,598,000 | thousands by filing date | put |
| ATMOS ENERGY CORP COM | 049560105 | Stock | 137,306 | $7,593,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 22,100 | $7,590,000 | thousands by filing date | call |
| ARCELORMITTAL FUNSPONSORED ADR 1 ADR REPS 1 ORD SHS | 03938L104 | COM | 805,260 | $7,586,000 | thousands by filing date | |
| FACTSET RESH SYS INC COM | 303075105 | Stock | 47,644 | $7,584,000 | thousands by filing date | |
| NUVEEN CALIFORNIA AMT-FREE MUN | 670651108 | COM | 506,442 | $7,566,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 64,550 | $7,565,000 | thousands by filing date | put |
| CVR REFINING LP COM UNIT REPSTG LTD PARTNER | 12663P107 | COM | 364,400 | $7,558,000 | thousands by filing date | put |
| ENOVIS CORP | 194014106 | COMMON STOCK | 158,188 | $7,551,000 | thousands by filing date | |
| PBF LOGISTICS LP | 69318Q104 | UNIT LTD PTNR | 332,781 | $7,528,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X194 | SST SPDR MSCI | 100,000 | $7,527,000 | thousands by filing date | |
| VISTEON CORP | 92839U206 | COM NEW | 77,793 | $7,500,000 | thousands by filing date | |
| ASGN INC | 682159108 | COM | 195,358 | $7,496,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W703 | INTL EQUITY FD | 144,215 | $7,470,000 | thousands by filing date | |
| RIO ALTO MNG LTD NEW | 76689T104 | COM | 3,017,080 | $7,452,000 | thousands by filing date | |
| iShares Global 100 ETF | 464287572 | SHS | 96,558 | $7,427,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 389,634 | $7,426,000 | thousands by filing date | |
| ALLIANT ENERGY CORP COM | 018802108 | Stock | 117,509 | $7,403,000 | thousands by filing date | |
| CONTINENTAL RES INC | 212015101 | COM | 169,501 | $7,402,000 | thousands by filing date | |
| Revenueshares Etf Trust | 761396100 | LARGECAP FD | 178,302 | $7,391,000 | thousands by filing date | |
| OLIN CORP | 680665205 | COM PAR $1 | 230,460 | $7,383,000 | thousands by filing date | |
| Etfs Phys Platinum Etf | 26922V101 | SH BEN INT | 66,668 | $7,381,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 91,600 | $7,357,000 | thousands by filing date | put |
| SPDR Portfolio Emerging Markets ETF | 78463X509 | SHS | 114,550 | $7,356,000 | thousands by filing date | |
| CHARTER COMMUNICATION - A | 16117M305 | COM | 38,088 | $7,356,000 | thousands by filing date | |
| STATOIL ASA | 85771P102 | SPONSORED ADR | 417,953 | $7,352,000 | thousands by filing date | |
| VALARIS ORD | 920355104 | COM | 87,479 | $7,351,000 | thousands by filing date | |
| GENERAC HLDGS INC | 368736104 | COM | 150,315 | $7,319,000 | thousands by filing date | |
| F5 INC COM | 315616102 | Stock | 63,636 | $7,315,000 | thousands by filing date | |
| ANACOR PHARMACEUTICALS INC | 032420101 | COM | 126,358 | $7,310,000 | thousands by filing date | |
| HESS CORP | 42809H107 | COM | 107,500 | $7,296,000 | thousands by filing date | call |
| POWERSHARES ETF TRUST | 73935X302 | HI YLD EQ DVDN | 544,221 | $7,293,000 | thousands by filing date | |
| SVB FINANCIAL GROUP | 78486Q101 | COM | 57,386 | $7,290,000 | thousands by filing date | |
| CHINA LODGING GROUP LTD | 16949N109 | SPONSORED ADR | 368,864 | $7,266,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U506 | RUSSIA ETF | 426,100 | $7,256,000 | thousands by filing date | put |
| DILLARDS INC CL A | 254067101 | Stock | 53,092 | $7,247,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 77,700 | $7,245,000 | thousands by filing date | call |
| ORBITAL ATK INC | 68557N103 | COM | 94,103 | $7,212,000 | thousands by filing date | |
| 38259p508 | COM | 13,000 | $7,211,000 | thousands by filing date | call | |
| TIME WARNER CABLE INC | 88732J207 | COM | 48,100 | $7,209,000 | thousands by filing date | call |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 125,370 | $7,197,000 | thousands by filing date | |
| LITHIA MTRS INC COM | 536797103 | Stock | 72,263 | $7,184,000 | thousands by filing date | |
| NUVEEN ALL CAP ENE MLP OP JMLP | 67075E108 | COMMON | 440,466 | $7,179,000 | thousands by filing date | |
| iShares Expanded Tech Sector ETF | 464287549 | SHS | 69,511 | $7,169,000 | thousands by filing date | |
| PULTE GROUP INC COM | 745867101 | Stock | 322,400 | $7,167,000 | thousands by filing date | call |
| TEXAS CAP BANCSHARES INC | 88224Q107 | COM | 147,303 | $7,166,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33735T109 | COMMON SHS | 542,888 | $7,158,000 | thousands by filing date | |
| ARCH CAP GROUP LTD ORD | G0450A105 | Stock | 116,075 | $7,151,000 | thousands by filing date | |
| HOME LN SERVICING SOLUTIONS | G6648D109 | ORD SHS | 432,267 | $7,150,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 754,512 | $7,145,000 | thousands by filing date | |
| L-3 COMMUNICATIONS HLDGS INC | 502424104 | COM | 56,510 | $7,108,000 | thousands by filing date | |
| WORKDAY INC CL A | 98138H101 | Stock | 84,200 | $7,107,000 | thousands by filing date | |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 335,392 | $7,107,000 | thousands by filing date | |
| GRAPHIC PACKAGING HLDG CO COM | 388689101 | Stock | 488,119 | $7,097,000 | thousands by filing date | |
| POWERSHARES DYN SEMICONDUCT | 73935X781 | COM | 262,721 | $7,093,000 | thousands by filing date | |
| COMPUTER SCIENCES CORP | 205363104 | COM | 108,570 | $7,087,000 | thousands by filing date | |
| LUMOS NETWORKS CORP | 550283105 | COM | 464,162 | $7,083,000 | thousands by filing date | |
| SanDisk Corporation | 80004C101 | COM | 111,100 | $7,068,000 | thousands by filing date | put |
| EAGLE ROCK ENERGY PARTNERS L | 26985R104 | UNIT | 3,032,663 | $7,066,000 | thousands by filing date | |
| ISHARES TR | 464287275 | GBL COMM SVC ETF | 115,138 | $7,058,000 | thousands by filing date | |
| RADIAN GROUP INC COM | 750236101 | Stock | 419,683 | $7,046,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 25,400 | $7,042,000 | thousands by filing date | put |
| ISHARES TR | 46434V639 | CUR HD EURZN ETF | 242,002 | $7,037,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 358,030 | $7,035,000 | thousands by filing date | |
| QUNAR CAYMAN IS LTD SPNS ADR CL B | 74906P104 | ADR | 170,000 | $7,013,000 | thousands by filing date | put |
| RACKSPACE HOSTING INC | 750086100 | COM | 135,851 | $7,009,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 231,316 | $6,993,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 139,575 | $6,990,000 | thousands by filing date | call |
| ABRDN HEALTHCARE OPPORTUNITI | 879105104 | SHS | 339,228 | $6,981,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A276 | BRC BLD AMER BD | 109,036 | $6,978,000 | thousands by filing date | |
| COMMERCE BANCSHARES INC | 200525103 | COM | 164,822 | $6,975,000 | thousands by filing date | |
| CAPITALA FIN CORP | 14054R106 | COM | 371,784 | $6,975,000 | thousands by filing date | |
| MOBILE TELESYSTEMS PJSC | 607409109 | SPONSORED ADR | 689,780 | $6,967,000 | thousands by filing date | |
| UNITED THERAPEUTICS CORP DEL COM | 91307C102 | Stock | 40,342 | $6,956,000 | thousands by filing date | |
| VECTREN CORP | 92240G101 | COM | 157,544 | $6,954,000 | thousands by filing date | |
| Vanguard S&P Small-Cap 600 Value ETF | 921932778 | SHS | 67,724 | $6,948,000 | thousands by filing date | |
| CREDICORP LTD | G2519Y108 | COM | 49,402 | $6,948,000 | thousands by filing date | |
| TESLA INC | 88160RAC5 | NOTE 1.250% 3/0 | 8,280,000 | $6,935,000 | thousands by filing date | principal |
| iShares Expanded Tech-Software Sector ETF | 464287515 | SHS | 72,131 | $6,932,000 | thousands by filing date | |
| Guggenheim Exch Trd Fd | 18383M506 | ZACKS YLD HOG | 313,773 | $6,922,000 | thousands by filing date | |
| YY INC. ADR | 98426T106 | SPONSORED ADS A | 126,440 | $6,898,000 | thousands by filing date | |
| DR REDDYS LABS LTD ADR | 256135203 | ADR | 120,688 | $6,891,000 | thousands by filing date | |
| PDC ENERGY INC | 69327R101 | COM | 127,500 | $6,890,000 | thousands by filing date | put |
| TORTOISE ENERGY INFRA CORP | 89147L100 | COM | 163,720 | $6,881,000 | thousands by filing date | |
| JARDEN CORP | 471109108 | COM | 130,005 | $6,878,000 | thousands by filing date | |
| BERRY GLOBAL GROUP INC | 08579W103 | COM | 189,914 | $6,872,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 59,615 | $6,872,000 | thousands by filing date | call |
| CABLEVISION SYS CORP | 12686C109 | CL A NY CABLVS | 375,395 | $6,870,000 | thousands by filing date | |
| NATIONAL BK GREECE S A | 633643705 | SPN ADR REP 1 SH | 5,367,171 | $6,870,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 92,900 | $6,869,000 | thousands by filing date | call |
| WISDOMTREE TR | 97717W448 | GERMANY HEDEQ FD | 219,250 | $6,863,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41021P103 | COM | 366,805 | $6,859,000 | thousands by filing date | |
| ANSYS INC COM | 03662Q105 | COM | 77,770 | $6,858,000 | thousands by filing date | |
| FIVE BELOW INC COM | 33829M101 | Stock | 192,500 | $6,847,000 | thousands by filing date | call |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 39,500 | $6,845,000 | thousands by filing date | put |
| VANGUARDRUSSELL2000ETF | 92206C664 | STOK | 68,636 | $6,838,000 | thousands by filing date | |
| GENESEE & WYOMING INC | 371559105 | CL A | 70,788 | $6,827,000 | thousands by filing date | |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 78,375 | $6,801,000 | thousands by filing date | put |
| OFS CAPITAL CORP | 67103B100 | COM | 554,428 | $6,792,000 | thousands by filing date | |
| ADAM NAT RES FD INC | 00548F105 | COM | 293,188 | $6,787,000 | thousands by filing date | |
| NAVIOS MARITIME ACQUISITION | Y62159101 | COMMON | 1,917,181 | $6,787,000 | thousands by filing date | |
| INTERNATIONAL FLAVORS&FRAGRANC COM | 459506101 | Stock | 57,767 | $6,782,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 472,305 | $6,778,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 231,700 | $6,777,000 | thousands by filing date | put |
| SL GREEN REALTY CORP | 78440X101 | COM | 52,767 | $6,774,000 | thousands by filing date | |
| GALLAGHER ARTHUR J & CO COM | 363576109 | Stock | 144,675 | $6,764,000 | thousands by filing date | |
| UNIVERSAL INS HLDGS INC | 91359V107 | COM | 263,941 | $6,755,000 | thousands by filing date | |
| ZIFF DAVIS INC | 48123V102 | COM | 102,511 | $6,733,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 320,100 | $6,732,000 | thousands by filing date | put |
| QLIK TECHNOLOGIES INC | 74733T105 | COM | 215,741 | $6,716,000 | thousands by filing date | |
| OMEROS CORP | 682143102 | COM | 304,748 | $6,713,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X867 | CMN | 168,785 | $6,709,000 | thousands by filing date | |
| Ashland | 044209104 | Common | 52,695 | $6,709,000 | thousands by filing date | |
| HENRY JACK & ASSOC INC | 426281101 | COM | 95,959 | $6,706,000 | thousands by filing date | |
| SIGMA ALDRICH CORP | 826552101 | COM | 48,495 | $6,704,000 | thousands by filing date | |
| SUN LIFE FINANCIAL INC. COM | 866796105 | Stock | 217,067 | $6,690,000 | thousands by filing date | |
| WESTERN REFNG LOGISTICS LP | 95931Q205 | COM UNIT REP LTP | 230,425 | $6,689,000 | thousands by filing date | |
| ALLIANCE HOLDINGS GP LP | 01861G100 | COM UNITS LP | 129,140 | $6,675,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287108 | COM | 105,748 | $6,673,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 140,200 | $6,664,000 | thousands by filing date | put |
| FRANCO NEV CORP COM | 351858105 | Stock | 136,998 | $6,650,000 | thousands by filing date | |
| LENNAR CORP CL A | 526057104 | Stock | 128,300 | $6,647,000 | thousands by filing date | call |
| 3M CO COM | 88579Y101 | Stock | 40,300 | $6,647,000 | thousands by filing date | call |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 70,600 | $6,646,000 | thousands by filing date | put |
| HUANENG PWR INTL INC | 443304100 | SPON ADR H SHS | 138,132 | $6,642,000 | thousands by filing date | |
| PBF ENERGY INC | 69318G106 | CL A | 195,623 | $6,636,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 702,100 | $6,635,000 | thousands by filing date | put |
| LENNAR CORP CL A | 526057104 | Stock | 128,058 | $6,635,000 | thousands by filing date | |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 169,469 | $6,620,000 | thousands by filing date | |
| FIRST TR HIGH INCOME L/S FD | 33738E109 | COM | 404,140 | $6,620,000 | thousands by filing date | |
| ICONIX BRAND GROUP INC | 451055107 | COM | 196,575 | $6,619,000 | thousands by filing date | |
| CINTAS CORP COM | 172908105 | Stock | 81,012 | $6,613,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 285,203 | $6,613,000 | thousands by filing date | |
| ISHARES TR | 464288539 | MRTG PLS CAP IDX | 565,377 | $6,609,000 | thousands by filing date | |
| ALKERMES PLC | G01767105 | SHS | 108,326 | $6,604,000 | thousands by filing date | |
| Vanguard S&P Mid-Cap 400 ETF | 921932885 | SHS | 64,226 | $6,584,000 | thousands by filing date | |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 671,511 | $6,574,000 | thousands by filing date | |
| ELLSWORTH GROWTH AND INCOME FU | 289074106 | COM | 749,263 | $6,564,000 | thousands by filing date | |
| Vanguard Long-Term Corporate Bond ETF | 92206C813 | SHS | 69,717 | $6,560,000 | thousands by filing date | |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 43,107 | $6,559,000 | thousands by filing date | |
| SYNOVUS FINL CORP | 87161C501 | COM NEW | 233,955 | $6,553,000 | thousands by filing date | |
| KRAFT FOODS GROUP INC | 50076Q106 | COM | 75,200 | $6,551,000 | thousands by filing date | put |
| AMETEK INC COM | 031100100 | Stock | 124,475 | $6,540,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 221,600 | $6,537,000 | thousands by filing date | put |
| Marine Harvest ASA | 56824R205 | ADR | 573,533 | $6,534,000 | thousands by filing date | |
| HUNTSMAN CORP | 447011107 | COM | 294,633 | $6,532,000 | thousands by filing date | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 243,740 | $6,528,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 109,100 | $6,523,000 | thousands by filing date | put |
| TERADYNE INC COM | 880770102 | Stock | 346,013 | $6,522,000 | thousands by filing date | |
| REGAL REXNORD CORPORATION | 758750103 | COM | 81,488 | $6,513,000 | thousands by filing date | |
| JUNIPER NETWORKS INC | 48203R104 | COM | 288,013 | $6,504,000 | thousands by filing date | |
| SANDERSON FARMS | 800013104 | COM | 81,610 | $6,500,000 | thousands by filing date | |
| EXPRO GROUP HOLDINGS NV COM | N33462107 | Stock | 346,156 | $6,473,000 | thousands by filing date | |
| Vanguard Communication Services ETF | 92204A884 | SHS | 74,802 | $6,467,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C714 | COM | 71,654 | $6,460,000 | thousands by filing date | |
| INVESCO LTD SHS | G491BT108 | Stock | 162,700 | $6,457,000 | thousands by filing date | call |
| POWERSHARES | 73936Q793 | EXCHANGE TRADED | 253,601 | $6,452,000 | thousands by filing date | |
| UMPQUA HOLDINGS | 904214103 | COM | 375,314 | $6,448,000 | thousands by filing date | |
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 63,133 | $6,444,000 | thousands by filing date | |
| CORECIVIC INC | 22025Y407 | COM | 160,037 | $6,444,000 | thousands by filing date | |
| DOLLAR TREE INC COM | 256746108 | Stock | 79,347 | $6,438,000 | thousands by filing date | |
| VANGUARD INTL EQUITY INDEX F | 922042676 | COM | 114,174 | $6,425,000 | thousands by filing date | |
| COVANTA HLDG CORP | 22282E102 | COM | 285,343 | $6,400,000 | thousands by filing date | |
| HANOVER INS GROUP INC COM | 410867105 | Stock | 88,043 | $6,390,000 | thousands by filing date | |
| COPA HOLDINGS SA | P31076105 | CL A | 63,000 | $6,361,000 | thousands by filing date | put |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 102,000 | $6,355,000 | thousands by filing date | put |
| URBAN OUTFITTERS INC | 917047102 | COM | 139,109 | $6,351,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220106 | COM | 690,033 | $6,348,000 | thousands by filing date | |
| PACCAR INC COM | 693718108 | Stock | 100,500 | $6,346,000 | thousands by filing date | call |
| KRAFT FOODS GROUP INC | 50076Q106 | COM | 72,700 | $6,333,000 | thousands by filing date | call |
| Q | 74876Y101 | Stock | 94,016 | $6,297,000 | thousands by filing date | |
| SUNTRUST BANKS INC | 867914103 | COM | 153,000 | $6,287,000 | thousands by filing date | call |
| CREE INC | 225447101 | COM | 177,100 | $6,285,000 | thousands by filing date | put |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 1,233,032 | $6,276,000 | thousands by filing date | |
| SCHEIN HENRY INC | 806407102 | COM | 44,914 | $6,271,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 60,700 | $6,247,000 | thousands by filing date | call |
| BROOKDALE SR LIVING INC | 112463104 | COM | 165,350 | $6,243,000 | thousands by filing date | |
| PDC ENERGY INC | 69327R101 | COM | 115,200 | $6,225,000 | thousands by filing date | call |
| ROYAL BK SCOTLAND PLC | 78009L209 | US MC TRENDP ETN | 172,223 | $6,223,000 | thousands by filing date | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 150,200 | $6,218,000 | thousands by filing date | call |
| POWERSHARES EXCHANGE | 73937B647 | S&P400 LOVL PT | 183,291 | $6,217,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 85,100 | $6,183,000 | thousands by filing date | put |
| TORTOISE ENERGY INDEPENDENC | 89148K101 | COM | 307,284 | $6,183,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 107,366 | $6,182,000 | thousands by filing date | |
| ISHARES | 464286830 | EXCHANGE TRADED | 465,190 | $6,182,000 | thousands by filing date | |
| TIPTREE INC | 88822Q103 | COM | 932,289 | $6,181,000 | thousands by filing date | |
| SPIRIT AIRLS INC | 848577102 | COM | 79,836 | $6,176,000 | thousands by filing date | |
| ISHARES TR | 464288489 | INTL DEV RE ETF | 198,696 | $6,170,000 | thousands by filing date | |
| ALLIANCE HOLDINGS GP LP | 01861G100 | COM UNITS LP | 119,300 | $6,167,000 | thousands by filing date | put |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 471,668 | $6,165,000 | thousands by filing date | |
| PEOPLE'S UNITED FINANCIAL INC | 712704105 | COM | 405,384 | $6,162,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 285,799 | $6,133,000 | thousands by filing date | |
| SIGNET JEWELERS LTD SHS | G81276100 | Stock | 44,184 | $6,132,000 | thousands by filing date | |
| ISHARES CMBS ETF | 46429B366 | CMBS ETF | 117,336 | $6,121,000 | thousands by filing date | |
| ISHARES TR | 464288372 | COM | 146,249 | $6,119,000 | thousands by filing date | |
| SEMPRA COM | 816851109 | Stock | 56,100 | $6,116,000 | thousands by filing date | call |
| MARATHON OIL CORP | 565849106 | COM | 233,800 | $6,105,000 | thousands by filing date | put |
| KNOLL INC | 498904200 | COM NEW | 260,073 | $6,094,000 | thousands by filing date | |
| DISCOVERY INC | 25470F302 | COM SER C | 206,418 | $6,085,000 | thousands by filing date | |
| MAIDEN HOLDINGS LTD | G5753U112 | SHS | 410,257 | $6,084,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 250,000 | $6,068,000 | thousands by filing date | call |
| QUESTAR CORP | 748356102 | COM | 254,362 | $6,068,000 | thousands by filing date | |
| CONNS INC | 208242107 | COM | 200,300 | $6,065,000 | thousands by filing date | call |
| NUVEEN TX ADV TOTAL RET STRG | 67090H102 | COM | 447,580 | $6,060,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 500,162 | $6,057,000 | thousands by filing date | |
| ALLEGHANY CORP DEL | 017175100 | COM | 12,410 | $6,044,000 | thousands by filing date | |
| STANDARD MOTOR PRODS | 853666105 | COMMON STOCK | 142,589 | $6,026,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD SILVER | 153501101 | COM | 504,541 | $6,019,000 | thousands by filing date | |
| MAXIM INTEGRATED PRODS INC | 57772K101 | COM | 172,763 | $6,014,000 | thousands by filing date | |
| PULTE GROUP INC COM | 745867101 | Stock | 270,500 | $6,013,000 | thousands by filing date | put |
| ENCANA CORP | 292505104 | COM | 539,300 | $6,013,000 | thousands by filing date | put |
| BROOKFIELD PROPERTY PARTRS L | G16249107 | UNIT LTD PARTN | 247,041 | $5,991,000 | thousands by filing date | |
| ISHARES MORNINGSTAR MID-CAP GROWTH ETF | 464288307 | ETF | 35,854 | $5,988,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943F100 | AMERICAN DEP SHS | 102,094 | $5,985,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 99,969 | $5,978,000 | thousands by filing date | |
| AMERICAN HOMES 4 RENT | 02665T306 | CL A | 361,274 | $5,978,000 | thousands by filing date | |
| GENTHERM INC | 37253A103 | COM | 117,902 | $5,955,000 | thousands by filing date | |
| CIENA CORP COM NEW | 171779309 | Stock | 307,900 | $5,946,000 | thousands by filing date | put |
| SPLUNK INC | 848637104 | COM | 100,440 | $5,946,000 | thousands by filing date | |
| ROYAL BK CDA COM | 780087102 | Stock | 98,400 | $5,939,000 | thousands by filing date | put |
| BAKER HUGHES INC | 057224107 | COM | 93,400 | $5,938,000 | thousands by filing date | call |
| PACWEST BANCORP DEL | 695263103 | COM | 126,545 | $5,934,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932107 | COM | 169,100 | $5,929,000 | thousands by filing date | call |
| Boston Scientific Corporation | 101137107 | COM | 333,800 | $5,925,000 | thousands by filing date | call |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 935,128 | $5,919,000 | thousands by filing date | |
| STANTEC INC COM | 85472N109 | Stock | 247,592 | $5,918,000 | thousands by filing date | |
| RR DONNELLEY + SONS CO | 257867101 | COM | 306,814 | $5,888,000 | thousands by filing date | |
| FLOWERS FOODS INC COM | 343498101 | Stock | 258,325 | $5,875,000 | thousands by filing date | |
| COPT DEFENSE PROPERTIES | 22002T108 | SHS BEN INT | 199,874 | $5,872,000 | thousands by filing date | |
| SEATTLE GENETICS INC | 812578102 | COM | 166,006 | $5,868,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 28,900 | $5,866,000 | thousands by filing date | call |
| DOMINOS PIZZA INC COM | 25754A201 | Stock | 58,293 | $5,861,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X784 | WSDM EMKTBD FD | 82,021 | $5,861,000 | thousands by filing date | |
| EBIX INC | 278715206 | COM NEW | 192,791 | $5,856,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734G108 | CMN | 252,540 | $5,855,000 | thousands by filing date | |
| VANGUARD S&P SMALL-CAP 600 ETF | 921932828 | ETF | 54,784 | $5,851,000 | thousands by filing date | |
| NUVEEN TAXABLE MUNICPAL INM FD COM | 67074C103 | CEF | 275,144 | $5,844,000 | thousands by filing date | |
| WATERS CORP COM | 941848103 | Stock | 46,960 | $5,838,000 | thousands by filing date | |
| AMERICAN EQUITY INVT LIFE | 025676206 | COMMON STOCK | 200,278 | $5,835,000 | thousands by filing date | |
| HEALTHCARE SVCS GROUP INC | 421906108 | COM | 181,558 | $5,833,000 | thousands by filing date | |
| CA INC COM | 12673P105 | COM | 178,437 | $5,818,000 | thousands by filing date | |
| ZAYO GROUP HLDGS INC COM | 98919V105 | Stock | 207,803 | $5,810,000 | thousands by filing date | |
| KORN FERRY COM NEW | 500643200 | Stock | 176,370 | $5,798,000 | thousands by filing date | |
| HUMANA INC COM | 444859102 | Stock | 32,500 | $5,786,000 | thousands by filing date | put |
| KKR INCOME OPPORTUNITIES FD | 48249T106 | COM | 351,364 | $5,784,000 | thousands by filing date | |
| PARTNERRE LTD | G6852T105 | COM | 50,545 | $5,779,000 | thousands by filing date | |
| INVENSENSE INC | 46123D205 | COM | 379,700 | $5,775,000 | thousands by filing date | put |
| BROCADE COMMUNICATIONS SYS I | 111621306 | COM NEW | 486,500 | $5,772,000 | thousands by filing date | put |
| CLEARBRIDGE MLP AND MIDSTRM | 18469Q108 | COM | 290,064 | $5,769,000 | thousands by filing date | |
| FIDELITY NATIONAL FINANCIAL | 31620R303 | FNF GROUP COM | 156,895 | $5,768,000 | thousands by filing date | |
| AFLAC INC COM | 001055102 | Stock | 90,000 | $5,761,000 | thousands by filing date | put |
| SENSATA TECHNOLOGIES HOLDING | N7902X106 | COMMON STOCK-FO | 100,221 | $5,758,000 | thousands by filing date | |
| ETFS PRECIOUS METALSBASKET TR ETFS PHYSICAL PM BASKET SHS | 26922W109 | ETF | 94,203 | $5,756,000 | thousands by filing date | |
| VANGUARD | 92205F106 | Domestic Common | 411,707 | $5,755,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 70,200 | $5,752,000 | thousands by filing date | put |
| iShares MSCI Frontier 100 | 464286145 | cs | 193,409 | $5,752,000 | thousands by filing date | |
| BALL CORP | 058498106 | COM | 81,370 | $5,749,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 84,000 | $5,748,000 | thousands by filing date | call |
| EPAM SYS INC COM | 29414B104 | Stock | 93,545 | $5,733,000 | thousands by filing date | |
| MVC CAPITAL INC | 553829102 | COM | 604,191 | $5,727,000 | thousands by filing date | |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 171,272 | $5,725,000 | thousands by filing date | |
| QUNAR CAYMAN IS LTD SPNS ADR CL B | 74906P104 | ADR | 138,779 | $5,725,000 | thousands by filing date | |
| BANCROFT FUND LIMITED | 059695106 | COM | 273,425 | $5,723,000 | thousands by filing date | |
| GOODRICH PETE CORP | 382410405 | COM NEW | 1,610,800 | $5,718,000 | thousands by filing date | call |
| SMITH A O CORP COM | 831865209 | Stock | 87,077 | $5,717,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229102 | CL A | 148,249 | $5,715,000 | thousands by filing date | |
| ARM HLDGS PLC | 042068106 | SPONSORED ADR | 115,731 | $5,706,000 | thousands by filing date | |
| BLACKHAWK NETWORK HOLDING INC | 09238E104 | COMMON STOCK | 159,289 | $5,698,000 | thousands by filing date | |
| AMERICAN CAMPUS COMMUNITIES | 024835100 | COM | 132,831 | $5,695,000 | thousands by filing date | |
| Vanguard Materials ETF | 92204A801 | SHS | 52,357 | $5,683,000 | thousands by filing date | |
| HUNTSMAN CORP | 447011107 | COM | 256,100 | $5,678,000 | thousands by filing date | call |
| TEEKAY CORPORATION | Y8564W103 | COM | 121,870 | $5,676,000 | thousands by filing date | |
| NATIONSTAR MORTGAGE HOLDINGS | 63861C109 | COMMON STOCK | 228,842 | $5,668,000 | thousands by filing date | |
| HAWAIIAN ELEC INDS INC MTN B | 419870100 | COM | 175,836 | $5,648,000 | thousands by filing date | |
| ATLAS RESOURCE PARTNERS LP | 04941A101 | COM UNT LTD PR | 732,604 | $5,648,000 | thousands by filing date | |
| ABRDN PHYSICAL SILVER SHARES ETF | 26922X107 | COM | 344,797 | $5,641,000 | thousands by filing date | |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 249,645 | $5,640,000 | thousands by filing date | |
| TIME INC NEW | 887228104 | COM | 251,339 | $5,640,000 | thousands by filing date | |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 45,512 | $5,633,000 | thousands by filing date | |
| MORNINGSTAR INC COM | 617700109 | Stock | 75,183 | $5,632,000 | thousands by filing date | |
| GEO GROUP INC NEW | 36162J106 | COM | 128,724 | $5,630,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860W102 | COM | 465,866 | $5,628,000 | thousands by filing date | |
| Lincoln National Corporat | 524901105 | COM | 101,871 | $5,623,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 61,300 | $5,621,000 | thousands by filing date | call |
| SPDR SERIES TRUST | 78464a201 | ST STR SP600GRWO | 29,795 | $5,621,000 | thousands by filing date | |
| LIBERTY BROADBAND CORP | 530307305 | COM SER C | 99,242 | $5,618,000 | thousands by filing date | |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 62,032 | $5,612,000 | thousands by filing date | |
| TIVO INC | 888706108 | COM | 528,302 | $5,605,000 | thousands by filing date | |
| METTLER TOLEDO INTERNATIONAL COM | 592688105 | Stock | 16,954 | $5,573,000 | thousands by filing date | |
| KT CORP SPONSORED ADR | 48268K101 | ADR | 424,597 | $5,554,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X533 | ST MAR DIVID ETF | 166,522 | $5,542,000 | thousands by filing date | |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 374,474 | $5,542,000 | thousands by filing date | |
| EXTRA SPACE STORAGE INC COM | 30225T102 | REIT | 81,919 | $5,536,000 | thousands by filing date | |
| WEBMD HEALTH CORP | 94770V102 | COM | 126,088 | $5,527,000 | thousands by filing date | |
| HORIZON TECHNOLOGY FIN CORP | 44045A102 | COM | 399,439 | $5,520,000 | thousands by filing date | |
| JACK IN THE BOX INC | 466367109 | COM | 57,453 | $5,511,000 | thousands by filing date | |
| DEL MONTE CORP ORD | G36738105 | Stock | 141,568 | $5,509,000 | thousands by filing date | |
| NETAPP INC COM | 64110D104 | Stock | 154,870 | $5,493,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-15-005912 | this filing | 2015-05-14 | acceptance time not in the bulk data set |