13F-HR filed by UBS Group AG
UBS Group AG filed this 13F-HR for the quarter ended 2015-03-31, filed 2015-05-14, with 8,816 holding rows worth $144,826,421,000.
- Accession
- 0000950123-15-005912
- Filer
- CIK 1610520
- Filed
- 2015-05-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2015
A holdings report, 15,013 entries on the cover page, a total value of $144,826,421,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $144,826,537,000 with VALUE read as thousands by filing date, 13F file number 028-16612. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerUBS Financial Services Inc. 028-11496
- included managerUBS Swiss Financial Advisors AG 028-11603
- included managerUBS AG, New York Branch 028-07344
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| OCCIDENTAL PETE CORP | 674599105 | COM | 260,000 | $18,980,000 | thousands by filing date | put |
| ZILLOW GROUP INC CLASS A | 98954M101 | CL A | 189,217 | $18,979,000 | thousands by filing date | |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 1,829,492 | $18,954,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 45,400 | $18,918,000 | thousands by filing date | put |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 331,700 | $18,904,000 | thousands by filing date | put |
| SPDR SERIES TRUST | 78464A516 | ST INTL BBG ETF | 355,207 | $18,869,000 | thousands by filing date | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 2,651,924 | $18,802,000 | thousands by filing date | |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 712,300 | $18,798,000 | thousands by filing date | put |
| CALPINE CORP | 131347304 | COM | 821,649 | $18,791,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 124,800 | $18,730,000 | thousands by filing date | put |
| SK TELECOM LTD | 78440P108 | SPONSORED ADR | 687,693 | $18,713,000 | thousands by filing date | |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 326,339 | $18,679,000 | thousands by filing date | |
| COLONY CAP INC | 19624R106 | CL A | 719,334 | $18,645,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M548 | GUGG CRP BD 2017 | 816,248 | $18,635,000 | thousands by filing date | |
| ISHARES TR | 464287812 | US CONSM STAPLES | 176,331 | $18,612,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 171,300 | $18,553,000 | thousands by filing date | call |
| CANADIAN PACIFIC RAILWAYS | 13645T100 | COM | 101,443 | $18,534,000 | thousands by filing date | |
| BUNGE LTD | G16962105 | COM | 224,074 | $18,454,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336917109 | SHS | 792,055 | $18,439,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W507 | SHOR DURA BD ETF | 367,686 | $18,439,000 | thousands by filing date | |
| MGM RESORTS INTL | 55303QAE0 | CORPORATE OBLIG | 16,134,000 | $18,372,000 | thousands by filing date | principal |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 2,462,476 | $18,346,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 875,730 | $18,325,000 | thousands by filing date | |
| AXIS CAP HLDGS LTD SHS | G0692U109 | Stock | 355,206 | $18,321,000 | thousands by filing date | |
| TPG SPECIALTY LENDING INC | 87265K102 | COM | 1,063,660 | $18,305,000 | thousands by filing date | |
| COMCAST CORP NEW | 20030N200 | CL A SPL | 326,352 | $18,297,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336920103 | US EQTY OPPT ETF | 339,409 | $18,267,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUSTHI | 73936T557 | COM | 961,962 | $18,249,000 | thousands by filing date | |
| CARTERS INC | 146229109 | COM | 197,208 | $18,236,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 139,500 | $18,231,000 | thousands by filing date | call |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 1,155,119 | $18,193,000 | thousands by filing date | |
| HERBALIFE LTD | G4412G101 | COM SHS | 425,136 | $18,179,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 190,100 | $18,177,000 | thousands by filing date | call |
| WISDOMTREE TR | 97717W208 | US HIGH DIVIDEND | 299,181 | $18,151,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W422 | INDIA ERNGS FD | 796,000 | $18,149,000 | thousands by filing date | call |
| OIL STS INTL INC | 678026105 | COM | 455,594 | $18,120,000 | thousands by filing date | |
| BAKER HUGHES INC | 057224107 | COM | 284,500 | $18,089,000 | thousands by filing date | put |
| BLACKROCK CORE BD TR | 09249E101 | SHS BEN INT | 1,307,190 | $18,065,000 | thousands by filing date | |
| BARD C R INC | 067383109 | COM | 107,754 | $18,033,000 | thousands by filing date | |
| HERSHEY CO COM | 427866108 | Stock | 178,617 | $18,024,000 | thousands by filing date | |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 198,100 | $17,922,000 | thousands by filing date | call |
| Tesla Motors, Inc | 88160R101 | COM | 94,903 | $17,915,000 | thousands by filing date | |
| TENNECO INC | 880349105 | COM | 311,688 | $17,897,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 501,000 | $17,841,000 | thousands by filing date | put |
| FISERV INC | 337738108 | COM | 224,620 | $17,835,000 | thousands by filing date | |
| KLA CORP | 482480100 | COM | 305,590 | $17,814,000 | thousands by filing date | |
| ISHARES MORNINGSTAR GROWTH ETF | 464287119 | ETF | 150,560 | $17,802,000 | thousands by filing date | |
| AXIALL CORP | 05463D100 | COM | 378,101 | $17,749,000 | thousands by filing date | |
| TCP CAP CORP | 87238Q103 | COM | 1,103,608 | $17,680,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 412,526 | $17,656,000 | thousands by filing date | |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 2,006,219 | $17,655,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 93,670 | $17,607,000 | thousands by filing date | call |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 341,736 | $17,589,000 | thousands by filing date | |
| PINNACLE WEST CAP CORP | 723484101 | COM | 275,871 | $17,587,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 816,284 | $17,517,000 | thousands by filing date | |
| CLOUGH GLOBAL OPPORTUNITIES | 18914E106 | SH BEN INT | 1,405,773 | $17,516,000 | thousands by filing date | |
| SMUCKER J M CO | 832696405 | COM NEW | 151,287 | $17,508,000 | thousands by filing date | |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 116,000 | $17,499,000 | thousands by filing date | call |
| ST JUDE MED INC | 790849103 | COM | 266,570 | $17,433,000 | thousands by filing date | |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 817,556 | $17,406,000 | thousands by filing date | |
| OMNICOM GROUP INC COM | 681919106 | Stock | 222,859 | $17,378,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 1,189,984 | $17,374,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 278,700 | $17,352,000 | thousands by filing date | call |
| MARKET VECTORS ETF TR JR GOLD | 57061R544 | GOLD MINER ETF | 763,700 | $17,336,000 | thousands by filing date | call |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 2,456,527 | $17,319,000 | thousands by filing date | |
| BROOKFIELD MTG OPP INC FD IN | 112792106 | COM | 1,048,988 | $17,277,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 2,191,373 | $17,224,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 396,670 | $17,187,000 | thousands by filing date | |
| Plains Group Hldgs LP | 72651A108 | UT LTD PTNR | 605,301 | $17,173,000 | thousands by filing date | |
| ISHARES TR | 464287861 | EUROPE ETF | 386,808 | $17,124,000 | thousands by filing date | |
| ISHARES TR | 46429B598 | MSCI INDIA ETF | 535,329 | $17,123,000 | thousands by filing date | |
| XEROX CORP | 984121103 | COM | 1,331,986 | $17,116,000 | thousands by filing date | |
| ISHARES MSCI EAFE GROWTH ETF | 464288885 | ETF | 244,098 | $17,104,000 | thousands by filing date | |
| ROSE ROCK MIDSTREAM LP | 777149105 | COM U REP LTD | 359,909 | $17,096,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 3,017,885 | $17,050,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E747 | GLOB X NOR ETF | 1,456,627 | $16,984,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 149,300 | $16,962,000 | thousands by filing date | put |
| VMWARE, INC. | 928563402 | CL A COM | 206,750 | $16,956,000 | thousands by filing date | call |
| ALTERA CORP | 021441100 | COM | 392,269 | $16,833,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 104,900 | $16,768,000 | thousands by filing date | call |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 430,600 | $16,746,000 | thousands by filing date | call |
| POWERSHARES ETF TRUST INTL DIV | 73935X716 | COM | 959,980 | $16,742,000 | thousands by filing date | |
| VMWARE, INC. | 928563402 | CL A COM | 203,900 | $16,722,000 | thousands by filing date | put |
| MARATHON OIL CORP | 565849106 | COM | 639,224 | $16,690,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U845 | MKTVEC INTMUETF | 700,542 | $16,680,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 101,975 | $16,674,000 | thousands by filing date | |
| COACH INC | 189754104 | COM | 401,800 | $16,647,000 | thousands by filing date | put |
| BLACKROCK TAX MUNICPAL BD TR | 09248X100 | SHS | 734,139 | $16,643,000 | thousands by filing date | |
| NUVEEN CA DIVI ADV MUN | 67066Y105 | COM | 1,087,611 | $16,630,000 | thousands by filing date | |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 753,500 | $16,607,000 | thousands by filing date | put |
| PROSHARES TR | 74347X849 | INDX FD | 690,255 | $16,559,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD | 018828103 | COM | 1,803,435 | $16,483,000 | thousands by filing date | |
| MOBILEYE NV XXXMANDATORY MERGER EFF: 06/03/18 | N51488117 | FOREIGN ORDINARIES | 391,100 | $16,438,000 | thousands by filing date | put |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 1,975,537 | $16,437,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 1,811,197 | $16,409,000 | thousands by filing date | |
| BLACKROCK LIMITED DURATION INC | 09249W101 | COM SHS | 1,039,132 | $16,408,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 502,500 | $16,407,000 | thousands by filing date | put |
| ALLY FINL INC COM | 02005N100 | Stock | 781,941 | $16,405,000 | thousands by filing date | |
| D R HORTON INC COM | 23331A109 | Stock | 575,800 | $16,399,000 | thousands by filing date | call |
| HORMEL FOODS CORP COM | 440452100 | Stock | 288,446 | $16,399,000 | thousands by filing date | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 2,577,892 | $16,369,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 388,600 | $16,345,000 | thousands by filing date | call |
| Vanguard Total World Stock ETF | 922042742 | SHS | 265,080 | $16,326,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 107,700 | $16,316,000 | thousands by filing date | put |
| Phillips 66 Partners LP | 718549207 | COM UNIT REP INT | 230,154 | $16,265,000 | thousands by filing date | |
| WESTERN ASSET INVT GRADE OPP | 95790A101 | COM | 775,100 | $16,223,000 | thousands by filing date | |
| SOLARCITY CORP | 83416T100 | COM | 315,547 | $16,182,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 2,083,663 | $16,169,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R886 | DORSEY WRIGHT | 830,447 | $16,102,000 | thousands by filing date | |
| STAG INDUSTRIAL INC | 85254J102 | COM | 684,539 | $16,100,000 | thousands by filing date | |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 106,609 | $16,082,000 | thousands by filing date | |
| VIRTUS GLOBAL MULTI-SECTOR I | 92829B101 | COM | 961,825 | $16,072,000 | thousands by filing date | |
| BORGWARNER INC COM | 099724106 | Stock | 265,235 | $16,041,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 710,800 | $16,036,000 | thousands by filing date | put |
| JOHN HANCOCK TAX-ADVANTAGED DI | 41013V100 | COM | 749,430 | $16,016,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 460,300 | $16,014,000 | thousands by filing date | call |
| TABLEAU SOFTWARE INC | 87336U105 | CL A | 173,093 | $16,014,000 | thousands by filing date | |
| INFORMATICA CORP | 45666Q102 | COM | 365,026 | $16,009,000 | thousands by filing date | |
| LOGITECH INTL S A SHS | H50430232 | Stock | 1,214,088 | $15,966,000 | thousands by filing date | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 408,371 | $15,955,000 | thousands by filing date | |
| ISHARES TR | 46434V704 | CUR HED MSCI GER | 558,702 | $15,945,000 | thousands by filing date | |
| TEEKAY LNG PARTNERS L P | Y8564M105 | PRTNRSP UNITS | 426,864 | $15,943,000 | thousands by filing date | |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 1,441,061 | $15,938,000 | thousands by filing date | |
| AMERICAN CAP MTG INVT CORP | 02504A104 | COM | 885,901 | $15,911,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 76,300 | $15,901,000 | thousands by filing date | call |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 53,635 | $15,890,000 | thousands by filing date | |
| REYNOLDS AMERICAN INC | 761713106 | COMMON STOCK | 230,300 | $15,870,000 | thousands by filing date | call |
| Vaneck Vectors Gold Miners ETF | 57060u100 | COM | 869,800 | $15,865,000 | thousands by filing date | put |
| SPDR SERIES TRUST | 78464A532 | STATE STREET SPD | 148,354 | $15,772,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 164,800 | $15,759,000 | thousands by filing date | put |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 780,260 | $15,746,000 | thousands by filing date | |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 54,799 | $15,545,000 | thousands by filing date | |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 921,876 | $15,524,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 284,600 | $15,482,000 | thousands by filing date | put |
| STRATASYS LTD | M85548101 | SHS | 293,109 | $15,470,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 87,100 | $15,468,000 | thousands by filing date | put |
| FTSE RAFI Internat'l Dev Mkts | 73936T789 | COM | 377,584 | $15,465,000 | thousands by filing date | |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 439,941 | $15,429,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 572,762 | $15,425,000 | thousands by filing date | |
| EQT CORP COM | 26884L109 | Stock | 185,833 | $15,400,000 | thousands by filing date | |
| CYS INVTS INC | 12673A108 | COM | 1,726,969 | $15,386,000 | thousands by filing date | |
| HATTERAS FINL CORP | 41902R103 | COM | 845,842 | $15,361,000 | thousands by filing date | |
| BROADRIDGE FINL SOLUTIONS INC COM | 11133T103 | Stock | 279,197 | $15,358,000 | thousands by filing date | |
| CLEARBRIDGE ENERGY MIDSTRM O | 18469P100 | COM | 732,074 | $15,344,000 | thousands by filing date | |
| iShares MSCI ACWI ex U.S. ETF | 464288240 | SHS | 342,277 | $15,300,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 861,318 | $15,288,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657101 | COM | 262,962 | $15,251,000 | thousands by filing date | |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 1,037,491 | $15,251,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 480,740 | $15,234,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 311,500 | $15,148,000 | thousands by filing date | call |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 1,284,232 | $15,116,000 | thousands by filing date | |
| CANADIAN IMPERIAL BANK OF COMM COM | 136069101 | Stock | 208,283 | $15,100,000 | thousands by filing date | |
| DOMTAR CORP | 257559203 | COM NEW | 326,687 | $15,099,000 | thousands by filing date | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 1,524,042 | $15,088,000 | thousands by filing date | |
| POWERSHARES | 73935X708 | EXCHANGE TRADED | 488,902 | $15,063,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 236,500 | $15,046,000 | thousands by filing date | put |
| LEVEL 3 COMMUNICATIONS INC | 52729N308 | COM NEW | 279,022 | $15,023,000 | thousands by filing date | |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 344,438 | $15,018,000 | thousands by filing date | |
| IAC INTERACTIVECORP | 44919P508 | COM | 222,300 | $14,999,000 | thousands by filing date | call |
| TARGET CORP COM | 87612E106 | Stock | 182,600 | $14,986,000 | thousands by filing date | put |
| LIBERTY INTERACTIVE CORP | 53071M104 | INT COM SER A | 509,635 | $14,875,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 199,563 | $14,814,000 | thousands by filing date | |
| TRIANGLE CAP CORP | 895848109 | COM | 648,061 | $14,782,000 | thousands by filing date | |
| FIFTH STR SR FLOATNG RATE CORP COM | 31679F101 | CEF | 1,388,482 | $14,759,000 | thousands by filing date | |
| C H ROBINSON WORLDWIDE IN COM NEW | 12541W209 | Stock | 201,383 | $14,745,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 865,403 | $14,721,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 642,054 | $14,671,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 2,438,300 | $14,654,000 | thousands by filing date | put |
| Walmart Inc. | 931142103 | COM | 178,100 | $14,649,000 | thousands by filing date | put |
| RTI INTL METALS INC | 74973W107 | COM | 407,221 | $14,623,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B107 | NYLI HEDGE MULTI | 488,160 | $14,616,000 | thousands by filing date | |
| MEDLEY CAP CORP | 58503F106 | COM | 1,596,800 | $14,610,000 | thousands by filing date | |
| ROPER TECHNOLOGIES INC COM | 776696106 | Stock | 84,851 | $14,595,000 | thousands by filing date | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 1,660,394 | $14,595,000 | thousands by filing date | |
| ISHARES TR | 464287846 | DOW JONES US ETF | 139,153 | $14,590,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 228,600 | $14,544,000 | thousands by filing date | call |
| HOLLYFRONTIER CORP | 436106108 | COM | 360,476 | $14,516,000 | thousands by filing date | |
| ISHARES INC | 464286525 | MSCI GBL MIN VOL | 202,457 | $14,514,000 | thousands by filing date | |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 493,900 | $14,511,000 | thousands by filing date | call |
| EVERCORE INC CLASS A | 29977A105 | Stock | 278,753 | $14,400,000 | thousands by filing date | |
| SENIOR HSG PPTYS TR | 81721M109 | SH BEN INT | 648,441 | $14,389,000 | thousands by filing date | |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 160,387 | $14,381,000 | thousands by filing date | |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 403,097 | $14,378,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 147,800 | $14,328,000 | thousands by filing date | put |
| ENERGY TRANSFER PRTNRS L P | 29273R109 | UNIT LTD PARTN | 256,800 | $14,317,000 | thousands by filing date | put |
| ENBRIDGE INC COM | 29250N105 | Stock | 294,812 | $14,298,000 | thousands by filing date | |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 216,122 | $14,255,000 | thousands by filing date | |
| COMERICAINC | 200340107 | COM | 314,803 | $14,207,000 | thousands by filing date | |
| ALCOA INC | 013817101 | COM | 1,098,200 | $14,189,000 | thousands by filing date | put |
| ARMOUR RESIDENTIAL REIT IN | 042315101 | COM | 4,474,590 | $14,184,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 422,625 | $14,163,000 | thousands by filing date | |
| PENTAIR PLC SHS | G7S00T104 | Stock | 224,984 | $14,149,000 | thousands by filing date | |
| POWERSHARES | 73936T565 | EXCHANGE TRADED | 947,777 | $14,132,000 | thousands by filing date | |
| LEGGETT & PLATT INC | 524660107 | COM | 306,497 | $14,127,000 | thousands by filing date | |
| iShares MSCI EAFE Value ETF | 464288877 | SHS | 264,982 | $14,118,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 917,200 | $14,116,000 | thousands by filing date | call |
| B & G FOODS INC | 05508R106 | COM | 479,360 | $14,107,000 | thousands by filing date | |
| TAL ED GROUP SPONSORED ADS | 874080104 | ADR | 424,244 | $14,094,000 | thousands by filing date | |
| WABTEC COM | 929740108 | Stock | 148,199 | $14,080,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 346,800 | $14,063,000 | thousands by filing date | call |
| E TRADE FINANCIAL CORP | 269246401 | COM NEW | 492,202 | $14,054,000 | thousands by filing date | |
| XYLEM INC COM | 98419M100 | Stock | 400,827 | $14,037,000 | thousands by filing date | |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 815,645 | $14,013,000 | thousands by filing date | |
| ENVISION HEALTHCARE HLDGS IN | 29413U103 | COM | 364,650 | $13,984,000 | thousands by filing date | |
| WISCONSIN ENERGY CORP | 976657106 | COMMON STOCK | 282,214 | $13,970,000 | thousands by filing date | |
| ISHARES MICRO-CAP ETF | 464288869 | ETF | 176,351 | $13,946,000 | thousands by filing date | |
| AGL RES INC | 001204106 | COM | 280,862 | $13,944,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 662,600 | $13,934,000 | thousands by filing date | call |
| FORD MTR CO COM | 345370860 | Stock | 861,230 | $13,900,000 | thousands by filing date | call |
| INVESCO FINANCIAL PREFERRED ETF | 73935X229 | COM | 746,107 | $13,878,000 | thousands by filing date | |
| CINCINNATI FINL CORP COM | 172062101 | Stock | 260,015 | $13,853,000 | thousands by filing date | |
| HUNTINGTON INGALLS INDS INC COM | 446413106 | Stock | 98,808 | $13,848,000 | thousands by filing date | |
| RESOLUTE FOREST PRODUCTS | 76117W109 | COMMON STOCK | 800,653 | $13,811,000 | thousands by filing date | |
| CARLYLE GROUP L P | 14309L102 | COM UTS LTD PTN | 508,412 | $13,778,000 | thousands by filing date | |
| APARTMENT INVT & MGMT CO | 03748R101 | CL A | 349,843 | $13,770,000 | thousands by filing date | |
| AMPHENOL CORP NEW | 032095101 | COM | 233,574 | $13,765,000 | thousands by filing date | |
| MACERICH CO | 554382101 | COM | 163,020 | $13,747,000 | thousands by filing date | |
| ESSEX PPTY TR INC COM | 297178105 | REIT | 59,631 | $13,709,000 | thousands by filing date | |
| iShares 0-5 Year TIPS Bond ETF | 46429B747 | SHS | 137,755 | $13,689,000 | thousands by filing date | |
| NORTHERN TIER ENERGY LP | 665826103 | COM UN REPR PART | 539,841 | $13,680,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 166,300 | $13,678,000 | thousands by filing date | call |
| NEWCASTLE INVT CORP NEW COM PAR $0.01 | 65105M603 | REIT | 2,812,287 | $13,640,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M530 | GUG BULL2018 E | 639,492 | $13,637,000 | thousands by filing date | |
| ISHARES INC MSCI ITALY CAP | 464286855 | ETF | 920,081 | $13,617,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 323,900 | $13,562,000 | thousands by filing date | put |
| PRUDENTIAL SHT DURATION HG Y | 74442F107 | COM | 833,531 | $13,561,000 | thousands by filing date | |
| TICC CAPITAL CORP | 87244T109 | COM | 1,958,850 | $13,555,000 | thousands by filing date | |
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 478,249 | $13,553,000 | thousands by filing date | |
| TWENTY FIRST CENTY FOX INC | 90130A101 | CL A | 400,200 | $13,543,000 | thousands by filing date | put |
| ADVANCE AUTO PARTS INC | 00751Y106 | COM | 90,200 | $13,502,000 | thousands by filing date | call |
| PHARMACYCLICS INC | 716933106 | COM | 52,645 | $13,475,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 351,478 | $13,462,000 | thousands by filing date | |
| CBS CORP NEW | 124857202 | CL B | 221,400 | $13,423,000 | thousands by filing date | put |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 436,922 | $13,418,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 5,005,490 | $13,415,000 | thousands by filing date | call |
| BED BATH & BEYOND INC | 075896100 | COM | 174,574 | $13,403,000 | thousands by filing date | |
| ServiceNow,Inc. | 81762P102 | COM | 170,060 | $13,398,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A649 | ST STR AGGRE ETF | 226,962 | $13,382,000 | thousands by filing date | |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 154,100 | $13,371,000 | thousands by filing date | call |
| CURRENCYSHS JAPANESE YEN TR | 23130A102 | JAPANESE YEN | 164,400 | $13,320,000 | thousands by filing date | put |
| ISHARES TR | 464288257 | MSCI ACWI ETF | 221,816 | $13,313,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V848 | ST STR TOTAL ETF | 265,901 | $13,303,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 204,900 | $13,300,000 | thousands by filing date | put |
| BARCLAYS PLC ADR | 06738E204 | ADR | 912,732 | $13,298,000 | thousands by filing date | |
| MKT V. SHORT MUNI INDEX | 57060U803 | ETF | 756,779 | $13,289,000 | thousands by filing date | |
| LOGITECH INTL S A SHS | H50430232 | Stock | 1,010,000 | $13,282,000 | thousands by filing date | call |
| NICE LTD SPONSORED ADR | 653656108 | ADR | 217,432 | $13,249,000 | thousands by filing date | |
| TESORO CORP | 881609101 | COM | 144,900 | $13,228,000 | thousands by filing date | put |
| GLOBAL X FDS | 37950E549 | GLB X SUPERDIV | 571,263 | $13,219,000 | thousands by filing date | |
| TEREX CORP NEW COM | 880779103 | Stock | 496,800 | $13,210,000 | thousands by filing date | put |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 111,165 | $13,205,000 | thousands by filing date | |
| EATON VANCE CORP | 278265103 | COM NON VTG | 316,882 | $13,195,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 441,400 | $13,171,000 | thousands by filing date | call |
| RICE MIDSTREAM PARTNERS LP | 762819100 | UNIT LTD PARTN | 932,184 | $13,153,000 | thousands by filing date | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 124,000 | $13,094,000 | thousands by filing date | call |
| CITRIX SYSTEMS INC | 177376100 | COM | 204,379 | $13,054,000 | thousands by filing date | |
| ESTERLINE TECHNOLOGIES CORP | 297425100 | COM | 114,035 | $13,048,000 | thousands by filing date | |
| iShares Global Tech ETF | 464287291 | SHS | 134,664 | $13,042,000 | thousands by filing date | |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 397,392 | $13,027,000 | thousands by filing date | |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 647,931 | $13,023,000 | thousands by filing date | |
| VOYA FINANCIAL INC COM | 929089100 | Stock | 301,803 | $13,010,000 | thousands by filing date | |
| FIFTH STREET FIN CORP COM | 31678A103 | COM | 1,782,190 | $13,010,000 | thousands by filing date | |
| ISHARES TR | 464288653 | 10-20 YR TRS ETF | 93,766 | $12,993,000 | thousands by filing date | |
| FLEETCOR TECHNOLOGIES INC | 339041105 | COM | 86,020 | $12,983,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 88,800 | $12,972,000 | thousands by filing date | put |
| Targa Resources Partners, LP | 87611X105 | LTD | 313,500 | $12,966,000 | thousands by filing date | put |
| CLICKSOFTWARE TECHNOLOGIES L | M25082104 | ORD | 1,474,282 | $12,959,000 | thousands by filing date | |
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 433,106 | $12,954,000 | thousands by filing date | |
| VOYA FINANCIAL INC COM | 929089100 | Stock | 300,000 | $12,933,000 | thousands by filing date | call |
| SPDR INDEX SHS FDS | 78463X863 | ST DOW INTL ETF | 298,301 | $12,922,000 | thousands by filing date | |
| EASTMAN CHEM CO COM | 277432100 | Stock | 186,448 | $12,913,000 | thousands by filing date | |
| SHELL MIDSTREAM PARTNERS L P | 822634101 | UNIT LTD INT | 329,818 | $12,863,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 206,200 | $12,846,000 | thousands by filing date | call |
| WISDOMTREE TR | 97717W422 | INDIA ERNGS FD | 562,900 | $12,834,000 | thousands by filing date | put |
| GENPACT LIMITED SHS | G3922B107 | Stock | 551,947 | $12,832,000 | thousands by filing date | |
| ISHARES TR | 46429B309 | MSCI INDONIA ETF | 462,086 | $12,823,000 | thousands by filing date | |
| WW GRAINGER INC COM | 384802104 | Stock | 54,310 | $12,807,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q835 | INTL CORP BOND | 484,151 | $12,806,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 37,200 | $12,776,000 | thousands by filing date | put |
| ALPS ETF TR | 00162Q205 | EQUAL SEC ETF | 224,339 | $12,745,000 | thousands by filing date | |
| PROSHARES TR | 74347R248 | LARGE CAP CRE | 126,640 | $12,726,000 | thousands by filing date | |
| ROYAL BK SCOTLAND PLC | 78009L308 | US LC TRENDP ETN | 319,285 | $12,720,000 | thousands by filing date | |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 358,800 | $12,716,000 | thousands by filing date | put |
| ISHARES | 464286848 | EXCHANGE TRADED | 1,014,100 | $12,707,000 | thousands by filing date | put |
| OPEN TEXT CORP COM | 683715106 | Stock | 240,110 | $12,700,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U605 | AGRIBUS ETF | 236,943 | $12,700,000 | thousands by filing date | |
| NEUBERGER BERMAN MUN FD INC | 64124P101 | COM | 816,041 | $12,689,000 | thousands by filing date | |
| SEI INVTS CO COM | 784117103 | Stock | 287,285 | $12,667,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 377,818 | $12,661,000 | thousands by filing date | |
| DRESSER-RAND GROUP INC | 261608103 | COM | 157,500 | $12,655,000 | thousands by filing date | call |
| NAVIENT CORPORATION COM | 63938C108 | Stock | 620,733 | $12,619,000 | thousands by filing date | |
| ROYCE VALUE TRUST | 780910105 | COM | 877,958 | $12,573,000 | thousands by filing date | |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 309,470 | $12,552,000 | thousands by filing date | |
| iShares U.S. Financials ETF | 464287788 | SHS | 140,824 | $12,540,000 | thousands by filing date | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 132,230 | $12,526,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 351,600 | $12,520,000 | thousands by filing date | call |
| ASSOCIATED ESTATES RLTY CORP | 045604105 | COM | 507,309 | $12,520,000 | thousands by filing date | |
| ALLSPRING MULTI SECTOR INCOM | 94987D101 | COM | 937,726 | $12,519,000 | thousands by filing date | |
| DOMINION ENERGY MIDSTRM PRTN | 257454108 | COM UT REP LTD | 301,244 | $12,505,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 160,000 | $12,478,000 | thousands by filing date | call |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 752,500 | $12,469,000 | thousands by filing date | put |
| CITY NATL CORP | 178566105 | COM | 139,756 | $12,450,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X127 | ENERGY ALPHADX | 589,943 | $12,448,000 | thousands by filing date | |
| LG DISPLAY CO LTD SPONS ADR REP | 50186V102 | ADR | 869,690 | $12,445,000 | thousands by filing date | |
| NUVEEN NASDAQ 100 DYNAMIC OV | 670699107 | COM SHS | 663,579 | $12,442,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 2,068,120 | $12,429,000 | thousands by filing date | call |
| MOSAIC CO COM | 61945C103 | Stock | 269,664 | $12,420,000 | thousands by filing date | |
| STERICYCLE INC | 858912108 | COM | 88,449 | $12,420,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 1,666,700 | $12,417,000 | thousands by filing date | put |
| SOUTHCROSS ENERGY PARTNERS L | 84130C100 | COM UNIT LTDPT | 884,350 | $12,381,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 1,541,341 | $12,376,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 325,949 | $12,373,000 | thousands by filing date | |
| KEYW HLDG CORP | 493723100 | COM | 1,500,000 | $12,345,000 | thousands by filing date | call |
| MARKELGROUPINC | 570535104 | STOK | 16,045 | $12,339,000 | thousands by filing date | |
| IAC INTERACTIVECORP | 44919P508 | COM | 182,800 | $12,334,000 | thousands by filing date | put |
| KOSMOS ENERGY LTD | G5315B107 | SHS | 1,555,200 | $12,302,000 | thousands by filing date | put |
| TUNIU CORP | 89977P106 | SPONSORED ADS | 970,119 | $12,204,000 | thousands by filing date | |
| BLACKROCK MUN INCOME TR | 09248F109 | SH BEN INT | 832,226 | $12,201,000 | thousands by filing date | |
| NUVEEN PREM INCOME MUN FD | 67063W102 | COM | 859,227 | $12,192,000 | thousands by filing date | |
| DU PONT E I DE NEMOURS & CO | 263534109 | COM | 170,500 | $12,186,000 | thousands by filing date | put |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 388,300 | $12,181,000 | thousands by filing date | call |
| ALLEGION PLC | G0176J109 | ORD SHS | 198,928 | $12,168,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M555 | GUGG CRP BD 2016 | 547,069 | $12,161,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN MEDI | 73935X823 | COM | 453,583 | $12,147,000 | thousands by filing date | |
| SNAP ON INC COM | 833034101 | Stock | 82,295 | $12,102,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY FU | 09254F100 | COM | 785,278 | $12,078,000 | thousands by filing date | |
| PARAMOUNT GROUP INC | 69924R108 | COM | 625,319 | $12,069,000 | thousands by filing date | |
| NU SKIN ENTERPRISES INC | 67018T105 | CL A | 200,200 | $12,054,000 | thousands by filing date | put |
| ISHARES TR | 464288356 | CALIF MUN BD ETF | 101,727 | $12,029,000 | thousands by filing date | |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 407,005 | $11,982,000 | thousands by filing date | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 206,600 | $11,975,000 | thousands by filing date | call |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 265,682 | $11,972,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 154,275 | $11,941,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 94,800 | $11,933,000 | thousands by filing date | call |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 256,316 | $11,931,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN LSR | 73935X757 | COM | 309,705 | $11,865,000 | thousands by filing date | |
| JUMEI INTL HLDG LTD | 48138L107 | SPONSORED ADR | 749,409 | $11,856,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733B100 | WTR ETF | 374,916 | $11,851,000 | thousands by filing date | |
| EXTERRAN PARTNERS LP | 30225N105 | COM UNITS | 474,978 | $11,837,000 | thousands by filing date | |
| POWERSHARES ETF TRUST HLTHCR S | 73935X351 | COM | 195,221 | $11,830,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A284 | NUVEEN ICE HIGH | 205,236 | $11,815,000 | thousands by filing date | |
| iShares Global Healthcare ETF | 464287325 | SHS | 109,523 | $11,808,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 151,300 | $11,800,000 | thousands by filing date | put |
| PROSHARES | 74347R503 | COMMON STOCK | 549,809 | $11,799,000 | thousands by filing date | |
| AMERICAN FINANCIAL GROUP INC COM | 025932104 | Stock | 183,565 | $11,775,000 | thousands by filing date | |
| E M C CORP MASS | 268648102 | COM | 460,700 | $11,775,000 | thousands by filing date | call |
| VULCAN MATLS CO COM | 929160109 | Stock | 139,669 | $11,774,000 | thousands by filing date | |
| CMS ENERGY CORP COM | 125896100 | Stock | 336,983 | $11,764,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E401 | NASDAQ 100 EX | 283,811 | $11,761,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 312,900 | $11,734,000 | thousands by filing date | call |
| VERISK ANALYTICS INC COM | 92345Y106 | Stock | 163,741 | $11,692,000 | thousands by filing date | |
| UNITED RENTALS INC COM | 911363109 | Stock | 128,200 | $11,687,000 | thousands by filing date | put |
| LOEWS CORP COM | 540424108 | Stock | 286,103 | $11,682,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR GUGG INSDR | 18383M209 | SENT | 234,959 | $11,640,000 | thousands by filing date | |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 203,300 | $11,637,000 | thousands by filing date | put |
| M & T BK CORP COM | 55261F104 | Stock | 91,571 | $11,630,000 | thousands by filing date | |
| ANTERO MIDSTREAM LP | 03673L103 | Limited Partnership | 479,919 | $11,609,000 | thousands by filing date | |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 150,860 | $11,593,000 | thousands by filing date | |
| NUVEEN MUN HIGH INCOME OPPOR | 670682103 | COM | 836,138 | $11,572,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 3,024,357 | $11,553,000 | thousands by filing date | |
| SALIX PHARMACEUTICALS INC | 795435106 | COM | 66,800 | $11,544,000 | thousands by filing date | call |
| Boeing Company | 097023105 | COM | 76,820 | $11,529,000 | thousands by filing date | call |
| HOSPITALITY PROPERTIES TRUST | 44106M102 | COM SH BEN INT | 349,432 | $11,527,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 121,878 | $11,526,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 189,620 | $11,517,000 | thousands by filing date | |
| BARCLAYS BANK PLC 8.125% P | 06739H362 | ADR PFD SR 5 | 438,715 | $11,516,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 126,500 | $11,513,000 | thousands by filing date | call |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 561,528 | $11,511,000 | thousands by filing date | |
| SIGNATURE BANK | 82669G104 | COM | 88,792 | $11,506,000 | thousands by filing date | |
| ISHARES TR | 464289479 | CORE LT USDB ETF | 176,793 | $11,496,000 | thousands by filing date | |
| DBX ETF TR XTRACK | 233051812 | MSCI SOUT | 480,598 | $11,481,000 | thousands by filing date | |
| TIFFANY & CO NEW | 886547108 | COM | 130,395 | $11,476,000 | thousands by filing date | |
| DBX ETF TR | 233051507 | XTRACK MSCI JAPN | 279,140 | $11,475,000 | thousands by filing date | |
| EGA EMERGING GLOBAL SHS TR | 268461639 | EGSHR BYND BRC | 575,914 | $11,466,000 | thousands by filing date | |
| REVENUESHARES | 761396308 | EXCHANGE TRADED | 194,708 | $11,461,000 | thousands by filing date | |
| SLM CORP COM | 78442P106 | Stock | 1,225,481 | $11,372,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919203 | COM NEW | 334,395 | $11,343,000 | thousands by filing date | |
| PEDIATRIX MEDICAL GROUP INC | 58502B106 | COM | 155,931 | $11,306,000 | thousands by filing date | |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 173,680 | $11,294,000 | thousands by filing date | |
| ASSURANT INC COM | 04621X108 | Stock | 183,770 | $11,285,000 | thousands by filing date | |
| MERITOR INC | 59001KAC4 | NOTE 7.875% 3/0 | 7,545,000 | $11,275,000 | thousands by filing date | principal |
| Mondelez International,Inc. Class A | 609207105 | COM | 312,300 | $11,271,000 | thousands by filing date | put |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 133,100 | $11,271,000 | thousands by filing date | call |
| CONSOL ENERGY INC | 20854P109 | COM | 403,500 | $11,254,000 | thousands by filing date | call |
| POWERSHARES ETF TR II | 73937B662 | EM MRK LOW VOL | 437,989 | $11,247,000 | thousands by filing date | |
| WABCO HLDGS INC | 92927K102 | COM | 91,439 | $11,235,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y199 | DAILY 7-10 YR TR | 125,050 | $11,227,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 429,900 | $11,225,000 | thousands by filing date | call |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 788,720 | $11,215,000 | thousands by filing date | |
| ISHARES TR | 46429B408 | CMN | 269,467 | $11,210,000 | thousands by filing date | |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 508,893 | $11,160,000 | thousands by filing date | |
| SKECHERS U S A INC | 830566105 | CL A | 155,200 | $11,160,000 | thousands by filing date | call |
| BROWN FORMAN CORP CL B | 115637209 | Stock | 123,403 | $11,150,000 | thousands by filing date | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 1,266,579 | $11,146,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 140,400 | $11,137,000 | thousands by filing date | put |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 413,100 | $11,125,000 | thousands by filing date | put |
| COHEN & STEERS LTD DURATION | 19248C105 | COM | 461,676 | $11,113,000 | thousands by filing date | |
| ISHARES TR | 464288182 | MSCI AC ASIA ETF | 173,513 | $11,105,000 | thousands by filing date | |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 87,874 | $11,081,000 | thousands by filing date | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 793,132 | $11,025,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 66,600 | $11,019,000 | thousands by filing date | put |
| Liberty Media Corp | 531229300 | COMMON STOCK | 287,846 | $10,996,000 | thousands by filing date | |
| KAYNE ANDERSON ENRGY TTL RT | 48660P104 | COM | 443,348 | $10,951,000 | thousands by filing date | |
| NEW MEDIA INVT GROUP INC | 64704V106 | COM | 456,801 | $10,931,000 | thousands by filing date | |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 853,866 | $10,929,000 | thousands by filing date | |
| RYDEX ETF TRUST TOP 50 ETF | 78355W205 | COM | 77,875 | $10,928,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 128,900 | $10,915,000 | thousands by filing date | put |
| NORTHERN TR CORP COM | 665859104 | Stock | 156,207 | $10,880,000 | thousands by filing date | |
| SUSQUEHANNA BANCSHARES INC P | 869099101 | COM | 793,025 | $10,873,000 | thousands by filing date | |
| ONEOK INC NEW | 682680103 | COM | 224,836 | $10,846,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 531,373 | $10,846,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 776,416 | $10,817,000 | thousands by filing date | |
| COPA HOLDINGS SA | P31076105 | CL A | 106,931 | $10,797,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 448,097 | $10,777,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC | 00971TAG6 | DBCV 2/1 | 10,000,000 | $10,775,000 | thousands by filing date | principal |
| BIOGEN INC COM | 09062X103 | Stock | 25,500 | $10,767,000 | thousands by filing date | put |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 1,173,995 | $10,754,000 | thousands by filing date | |
| SALIENT MIDSTREAM & MLP FD | 79471V105 | SH BEN INT | 495,159 | $10,730,000 | thousands by filing date | |
| HORIZON PHARMA PLC | G4617B105 | SHS | 413,010 | $10,726,000 | thousands by filing date | |
| MOBILEYE NV XXXMANDATORY MERGER EFF: 06/03/18 | N51488117 | FOREIGN ORDINARIES | 254,400 | $10,692,000 | thousands by filing date | call |
| ALLIANZGI CONV INCOME FD II | 018825109 | COM | 1,269,652 | $10,678,000 | thousands by filing date | |
| TEEKAY OFFSHORE PARTNERS LP | Y8565J101 | COMMON STOCK | 505,648 | $10,675,000 | thousands by filing date | |
| ADVANCED SEMICONDUCTOR ENGR | 00756M404 | SPONSORED ADR | 1,482,095 | $10,672,000 | thousands by filing date | |
| VGT | 92204A702 | SHS | 100,100 | $10,663,000 | thousands by filing date | put |
| PEABODY ENERGY CORP | 704549104 | COM | 2,164,326 | $10,648,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U506 | RUSSIA ETF | 624,851 | $10,641,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V118 | *W EXP 07/10/201 | 383,149 | $10,633,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 297,800 | $10,628,000 | thousands by filing date | call |
| XENIA HOTELS & RESORTS INC COM | 984017103 | REIT | 466,578 | $10,615,000 | thousands by filing date | |
| MCCORMICK & CO INC COM NON VTG | 579780206 | Stock | 137,594 | $10,609,000 | thousands by filing date | |
| TEREX CORP NEW COM | 880779103 | Stock | 398,936 | $10,608,000 | thousands by filing date | |
| ENABLE MIDSTREAM PARTNERS LP | 292480100 | COM UNIT RP IN | 646,654 | $10,605,000 | thousands by filing date | |
| KIMCO REALTY CORP COM | 49446R109 | REIT | 394,311 | $10,587,000 | thousands by filing date | |
| D R HORTON INC COM | 23331A109 | Stock | 370,969 | $10,566,000 | thousands by filing date | |
| ISHARES TR | 464289867 | CORE 60 BALA ETF | 258,756 | $10,562,000 | thousands by filing date | |
| SUNEDISON INC | 86732Y109 | COM | 439,900 | $10,558,000 | thousands by filing date | call |
| REVENUESHARES ETF TR | 761396209 | MID CAP FD | 208,587 | $10,555,000 | thousands by filing date | |
| NUVEEN INS MUNICIPAL OPP FD | 670984103 | mf | 718,838 | $10,553,000 | thousands by filing date | |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 141,671 | $10,548,000 | thousands by filing date | |
| SYNOPSYS INC COM | 871607107 | Stock | 227,642 | $10,544,000 | thousands by filing date | |
| ISHARES TR | 464287127 | MORNINGSTR US EQ | 86,811 | $10,534,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 719,881 | $10,517,000 | thousands by filing date | |
| YELP INC CL A | 985817105 | Stock | 222,100 | $10,516,000 | thousands by filing date | put |
| STATE STREET | 78464A813 | EXCHANGE TRADED | 96,404 | $10,479,000 | thousands by filing date | |
| JUNIPER NETWORKS INC | 48203R104 | COM | 463,400 | $10,464,000 | thousands by filing date | call |
| LINDSAY CORPORATION | 535555106 | COM | 136,954 | $10,443,000 | thousands by filing date | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 320,321 | $10,424,000 | thousands by filing date | |
| AMTRUST FINL SVCS INC | 032359309 | COM | 182,859 | $10,420,000 | thousands by filing date | |
| SCANA CORP NEW | 80589M102 | COM | 189,314 | $10,410,000 | thousands by filing date | |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 256,133 | $10,392,000 | thousands by filing date | |
| TRW AUTOMOTIVE HLDGS CORP | 87264S106 | COM | 99,097 | $10,390,000 | thousands by filing date | |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 275,620 | $10,347,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A789 | ST STR SP INS | 154,233 | $10,347,000 | thousands by filing date | |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 170,772 | $10,303,000 | thousands by filing date | |
| iShares MSCI KLD 400 Social ETF | 464288570 | SHS | 133,333 | $10,299,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 195,100 | $10,297,000 | thousands by filing date | call |
| NAVIOS MARITIME PART LP | Y62267102 | COM UT LTD PTN | 921,853 | $10,270,000 | thousands by filing date | |
| ETFS Gold Trust | 26922Y105 | ETF | 88,589 | $10,263,000 | thousands by filing date | |
| MIDSTREAM PARTNERS | 02752P100 | COMMON STOCK | 617,605 | $10,252,000 | thousands by filing date | |
| Vanguard Utilities ETF | 92204A876 | SHS | 105,794 | $10,249,000 | thousands by filing date | |
| GREENHAVEN CONTINUOUS CMDTY | 395258106 | UNIT | 482,388 | $10,222,000 | thousands by filing date | |
| PLUM CREEK TIMBER CO INC | 729251108 | COM | 234,978 | $10,210,000 | thousands by filing date | |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 375,404 | $10,207,000 | thousands by filing date | |
| ISHARES TR | 464288836 | U.S. PHARMA ETF | 59,168 | $10,202,000 | thousands by filing date | |
| STAPLES INC | 855030102 | COM | 626,061 | $10,195,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 97,600 | $10,181,000 | thousands by filing date | call |
| ISHARES TR | 464287523 | COM | 108,264 | $10,179,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 184692101 | COM | 407,562 | $10,173,000 | thousands by filing date | |
| BLACKROCK CALIFORNIA MUNICIPAL | 09248E102 | SH BEN INT | 653,968 | $10,163,000 | thousands by filing date | |
| IRON MTN INC DEL COM | 46284V101 | REIT | 278,597 | $10,162,000 | thousands by filing date | |
| SAP SE SPON ADR | 803054204 | ADR | 140,571 | $10,145,000 | thousands by filing date | |
| ARUBA NETWORKS INC | 043176106 | COM | 413,300 | $10,122,000 | thousands by filing date | call |
| Lowes Companies,Inc. | 548661107 | COM | 135,900 | $10,110,000 | thousands by filing date | call |
| FIRST TR EXCHANGE-TRADED ALP | 33733C108 | SHS ISSUED FRST | 212,365 | $10,109,000 | thousands by filing date | |
| AMERICAN RLTY CAP PPTYS INC | 02917T104 | COM | 1,026,000 | $10,106,000 | thousands by filing date | call |
| FIRST TR EXCH TRD ALPHDX FD | 33737J174 | DEV MRK EX US | 199,251 | $10,100,000 | thousands by filing date | |
| iShares U.S. Medical Devices ETF | 464288810 | SHS | 83,545 | $10,050,000 | thousands by filing date | |
| GANNETT INC | 364730101 | COM | 270,498 | $10,029,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L860 | QUALT DIVD IDX | 273,536 | $10,028,000 | thousands by filing date | |
| NUSTAR GP HOLDINGS LLC | 67059L102 | COMMON STOCK | 282,500 | $10,001,000 | thousands by filing date | put |
| CVR REFINING LP COM UNIT REPSTG LTD PARTNER | 12663P107 | COM | 480,626 | $9,968,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X103 | ST STR EUROP ETF | 283,571 | $9,962,000 | thousands by filing date | |
| KNOT OFFSHORE PARTNERS LP | Y48125101 | COM UNITS | 405,861 | $9,943,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN FD & | 73935X849 | ETF - EQUITY | 306,269 | $9,935,000 | thousands by filing date | |
| YELP INC CL A | 985817105 | Stock | 209,735 | $9,932,000 | thousands by filing date | |
| USA COMPRESSION PARTNERS LP | 90290N109 | COM UNIT LTDPAR | 484,696 | $9,921,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 1,095,263 | $9,912,000 | thousands by filing date | |
| HALYARD HEALTH INC | 40650V100 | COM | 201,033 | $9,891,000 | thousands by filing date | |
| CAMERON INTERNATIONAL CORP | 13342B105 | COM | 219,100 | $9,886,000 | thousands by filing date | call |
| Hubbell Inc Class B | 443510201 | COM | 90,020 | $9,868,000 | thousands by filing date | |
| Lineage, Inc. | 536020100 | COM | 891,227 | $9,857,000 | thousands by filing date | |
| ISHARES INC | 464286301 | CMN | 583,515 | $9,856,000 | thousands by filing date | |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 191,720 | $9,848,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 241,100 | $9,844,000 | thousands by filing date | call |
| YPF SOCIEDAD ANONIMA | 984245100 | SPON ADR CL D | 358,500 | $9,841,000 | thousands by filing date | put |
| FIRST TR EXCHANGE TRAD FD VI | 33739H101 | FST TR GLB FD | 408,578 | $9,838,000 | thousands by filing date | |
| Dow Chemical Company | 260543103 | COM | 204,450 | $9,810,000 | thousands by filing date | call |
| CITRIX SYSTEMS INC | 177376100 | COM | 153,500 | $9,804,000 | thousands by filing date | call |
| VARIAN MED SYS INC | 92220P105 | COM | 103,960 | $9,782,000 | thousands by filing date | |
| COTERRA ENERGY INC COM | 127097103 | Stock | 330,863 | $9,770,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-15-005912 | this filing | 2015-05-14 | acceptance time not in the bulk data set |