13F-HR filed by UBS Group AG
UBS Group AG filed this 13F-HR for the quarter ended 2015-03-31, filed 2015-05-14, with 8,816 holding rows worth $144,826,421,000.
- Accession
- 0000950123-15-005912
- Filer
- CIK 1610520
- Filed
- 2015-05-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2015
A holdings report, 15,013 entries on the cover page, a total value of $144,826,421,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $144,826,537,000 with VALUE read as thousands by filing date, 13F file number 028-16612. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerUBS Financial Services Inc. 028-11496
- included managerUBS Swiss Financial Advisors AG 028-11603
- included managerUBS AG, New York Branch 028-07344
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| PENN WEST PETE LTD NEW | 707887105 | COM | 12,300 | $20,000 | thousands by filing date | put |
| TRANSGLOBE ENERGY CORP | 893662106 | COM | 5,558 | $20,000 | thousands by filing date | |
| LIONBRIDGE TECHNOLOGIES INC | 536252109 | COM | 3,405 | $20,000 | thousands by filing date | |
| QUALITY DISTR INC FLA | 74756M102 | COM | 1,980 | $20,000 | thousands by filing date | |
| RESTORATION HARDWARE HLDGS I | 761283100 | COM | 200 | $20,000 | thousands by filing date | put |
| KRISPY KREME DOUGHNUTS INC | 501014104 | COM | 1,000 | $20,000 | thousands by filing date | put |
| ATHERSYS INC | 04744L106 | COM | 7,100 | $20,000 | thousands by filing date | |
| PALMETTO BANCSHARES INC | 697062206 | COM | 1,064 | $20,000 | thousands by filing date | |
| SYSTEMAX INC | 871851101 | COM | 1,630 | $20,000 | thousands by filing date | |
| DOCUMENT SECURITY SYSTEMS | 25614T101 | COM | 57,075 | $20,000 | thousands by filing date | |
| ROYAL BK OF SCOTLAND PLC | 78009P176 | ROGRS ENH ETNS | 1,165 | $20,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y488 | DLY SC BEAR3XNEW | 1,960 | $20,000 | thousands by filing date | |
| BOX SHIPS INC | Y09675102 | CMN | 22,320 | $20,000 | thousands by filing date | |
| PACIFIC MERCANTILE BANCORP | 694552100 | COM | 2,721 | $20,000 | thousands by filing date | |
| MSB FINANCIAL CORPORATION | 55352P102 | COM | 1,710 | $20,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740P874 | EMRG MK 3X LNG | 407 | $20,000 | thousands by filing date | |
| DEUTSCHE BK AG LONDON BRH | 25154W407 | PWRSHR 3X GERM | 375 | $20,000 | thousands by filing date | |
| CMS BANCORP INC | 12600U102 | COM | 1,540 | $20,000 | thousands by filing date | |
| ZHAOPIN LTD-SPONSORED ADR | 98954L103 | ADR | 1,258 | $20,000 | thousands by filing date | |
| BEAR ST FINL INC | 073844102 | COM | 2,000 | $20,000 | thousands by filing date | |
| EXPEDITORS INTL WASH INC COM | 302130109 | Stock | 400 | $19,000 | thousands by filing date | call |
| GENUINE PARTS CO COM | 372460105 | Stock | 200 | $19,000 | thousands by filing date | call |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 3,200 | $19,000 | thousands by filing date | |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 1,000 | $19,000 | thousands by filing date | call |
| ISHARES TR | 46434V696 | CORE MSCI PAC | 363 | $19,000 | thousands by filing date | |
| NEOGENOMICS INC | 64049M209 | COM NEW | 4,125 | $19,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 900 | $19,000 | thousands by filing date | call |
| ANGIODYNAMICS INC | 03475V101 | COM | 1,076 | $19,000 | thousands by filing date | |
| OCEANFIRST FINL CORP | 675234108 | COM | 1,072 | $19,000 | thousands by filing date | |
| GENIE ENERGY LTD | 372284208 | CL B | 2,446 | $19,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 7,300 | $19,000 | thousands by filing date | put |
| HAWKINS INC | 420261109 | COM | 490 | $19,000 | thousands by filing date | |
| TAT TECHNOLOGIES LTD | M8740S227 | ORD NEW | 2,656 | $19,000 | thousands by filing date | |
| AMERISAFE INC | 03071H100 | COM | 400 | $19,000 | thousands by filing date | |
| CENTRUS ENERGY CORP | 15643U104 | CL A | 3,651 | $19,000 | thousands by filing date | |
| OAK VALLEY BANCORP | 671807105 | COMMON STOCK | 1,890 | $19,000 | thousands by filing date | |
| INVESTAR HOLDING CORP | 46134L105 | COMMON STOCK | 1,097 | $19,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 5,700 | $19,000 | thousands by filing date | call |
| TABLEAU SOFTWARE INC | 87336U105 | CL A | 200 | $19,000 | thousands by filing date | call |
| U S GLOBAL INVS INC | 902952100 | CL A | 5,884 | $19,000 | thousands by filing date | |
| STRATUS PPTYS INC | 863167201 | COM NEW | 1,391 | $19,000 | thousands by filing date | |
| CVD EQUIP CORP | 126601103 | COM | 1,347 | $19,000 | thousands by filing date | |
| AIR LEASE CORP | 00912X302 | CL A | 500 | $19,000 | thousands by filing date | call |
| Flushing Financial Corp | 343873105 | Common Stock | 971 | $19,000 | thousands by filing date | |
| United Parcel Service, Inc | 917286106 | COM | 1,000 | $19,000 | thousands by filing date | |
| BOFI HOLDING INC | 05566U108 | COMMON STOCK | 200 | $19,000 | thousands by filing date | put |
| SYMBOLIC LOGIC INC | 30049R209 | COM | 2,140 | $19,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 3,210 | $19,000 | thousands by filing date | |
| PROPHASE LABS INC | 74345W108 | COM | 14,984 | $19,000 | thousands by filing date | |
| BRAINSTORM CELL THERAPEUTICS | 10501E201 | COM | 4,203 | $19,000 | thousands by filing date | |
| VILLAGE BK & TR FINL CORP | 92705T200 | COM | 1,096 | $19,000 | thousands by filing date | |
| ALPHA NATURAL RESOURCES INC | 02076XAE2 | NOTE 3.750%12/1 | 50,000 | $19,000 | thousands by filing date | principal |
| ULTRATECH INC | 904034105 | COM | 1,100 | $19,000 | thousands by filing date | |
| LIBERTY MEDIA CORP | 530715AN1 | DEB 3.500% 1/1 | 35,000 | $19,000 | thousands by filing date | principal |
| Taser Intl Inc | 87651B104 | COM | 800 | $19,000 | thousands by filing date | put |
| BOVIE MEDICAL CORP | 10211F100 | COM | 8,100 | $19,000 | thousands by filing date | |
| KEY TECHNOLOGY INC | 493143101 | COM | 1,497 | $19,000 | thousands by filing date | |
| REPROS THERAPEUTICS INC | 76028H209 | COM | 2,179 | $19,000 | thousands by filing date | |
| ALLIANCE FIBER OPTIC PRODUCT | 018680306 | COM | 1,100 | $19,000 | thousands by filing date | call |
| CLAYMORE EXCHANGE-TRD FD TR | 18385P101 | GUGG CHINA ALLCP | 648 | $19,000 | thousands by filing date | |
| PROSHARES ULTRASHORT SILVER | 74347W114 | COM | 189 | $19,000 | thousands by filing date | |
| QAD INC-B | 74727D207 | Common | 943 | $19,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D845 | ETN IDX-LKD 20 | 959 | $19,000 | thousands by filing date | |
| EGA EMERGING GLOBAL SHS TR | 268461811 | EGS INDIA SC ETF | 1,093 | $19,000 | thousands by filing date | |
| GLOBAL SHIP LEASE INC NEW | Y27183105 | SHS A | 3,472 | $19,000 | thousands by filing date | |
| PROSHARES TR | 74347R115 | PSHS CONSUMR GD | 740 | $19,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y371 | DLY S&P 500 BEAR | 1,000 | $19,000 | thousands by filing date | |
| BLUE HILLS BANCORP INC | 095573101 | COM | 1,400 | $19,000 | thousands by filing date | |
| ADVISORSHARES GARTMAN GOLD/YEN ETF | 00768Y685 | ETF | 1,452 | $19,000 | thousands by filing date | |
| Direxion Daily Gold Miners Bul | 25459Y389 | ETP | 2,000 | $19,000 | thousands by filing date | put |
| HYDRA INDS ACQUISITION CORP | 448740126 | RIGHT 99/99/9999 | 52,000 | $19,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y157 | DLYJR GL MNR3X N | 1,124 | $19,000 | thousands by filing date | |
| SINO MERCURY ACQUISITION COR | 82936K201 | UNIT 08/26/2016 | 1,865 | $19,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W862 | DA 500 BU 3X ETF | 200 | $18,000 | thousands by filing date | put |
| PAYLOCITY HLDG CORP COM | 70438V106 | Stock | 646 | $18,000 | thousands by filing date | |
| NATIONAL HEALTHCARE CORP COM | 635906100 | Stock | 290 | $18,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505889 | EMQQ EME MAR ETF | 786 | $18,000 | thousands by filing date | |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 900 | $18,000 | thousands by filing date | put |
| ASURE SOFTWARE INC | 04649U102 | COMMON STOCK | 3,012 | $18,000 | thousands by filing date | |
| FREQUENCY ELECTRONICS INC | 358010106 | COMMON STOCK | 1,263 | $18,000 | thousands by filing date | |
| PDF SOLUTIONS INC | 693282105 | COMMON STOCK | 1,038 | $18,000 | thousands by filing date | |
| LAKELAND INDS INC | 511795106 | COM | 2,097 | $18,000 | thousands by filing date | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 900 | $18,000 | thousands by filing date | call |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 15,200 | $18,000 | thousands by filing date | call |
| PROSHARES TR II | 74347W569 | ULTRASHORT YEN N | 200 | $18,000 | thousands by filing date | put |
| PROSHARES TR II | 74347W569 | ULTRASHORT YEN N | 200 | $18,000 | thousands by filing date | call |
| ARROW ETF TR | 04273H104 | ARROW DJ GLB YLD | 757 | $18,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J406 | EX US SML CP | 543 | $18,000 | thousands by filing date | |
| SANDRIDGE MISSISSIPPIAN TRUST I | 80007T101 | COMMON STOCK | 4,956 | $18,000 | thousands by filing date | |
| TEAM HEALTH HOLDINGS INC | 87817A107 | COMMON STOCK | 300 | $18,000 | thousands by filing date | put |
| BUFFALO WILD WINGS INC | 119848109 | COMMON STOCK | 100 | $18,000 | thousands by filing date | put |
| Delta Apparel Inc | 247368103 | COM | 1,478 | $18,000 | thousands by filing date | |
| PROSHARES TR | 74347X658 | SHT FTSE CHIN 50 | 695 | $18,000 | thousands by filing date | |
| BANKRATE INC DEL | 06647F102 | COM | 1,620 | $18,000 | thousands by filing date | |
| FRANCESCAS HLDGS CORP | 351793104 | COM | 1,000 | $18,000 | thousands by filing date | |
| BRIGGS & STRATTON CORP | 109043109 | COM | 900 | $18,000 | thousands by filing date | put |
| ARQULE INC | 04269E107 | COM | 8,286 | $18,000 | thousands by filing date | |
| VICAL INC | 925602104 | COM | 18,782 | $18,000 | thousands by filing date | |
| XO GROUP INC | 983772104 | COM | 1,081 | $18,000 | thousands by filing date | |
| XOMA CORP DEL | 98419J107 | COM | 4,900 | $18,000 | thousands by filing date | call |
| IXIA | 45071R109 | COM | 1,500 | $18,000 | thousands by filing date | |
| COMVERSE INC | 20585P105 | COM | 901 | $18,000 | thousands by filing date | |
| INTEGRATED SILICON SOLUTION | 45812P107 | COM | 1,000 | $18,000 | thousands by filing date | |
| PIEDMONT NATURAL GAS CO | 720186105 | COM | 500 | $18,000 | thousands by filing date | call |
| Galena Biopharma Inc | 363256108 | COM | 12,800 | $18,000 | thousands by filing date | call |
| SEASPAN CORP | Y75638109 | SHS | 1,000 | $18,000 | thousands by filing date | call |
| BROOKFIELD CANADA OFFICE PRO | 112823109 | TR U | 769 | $18,000 | thousands by filing date | |
| EDGEWATER TECHNOLOGY INC | 280358102 | COM | 2,666 | $18,000 | thousands by filing date | |
| KMG CHEMICALS INC | 482564101 | COM | 691 | $18,000 | thousands by filing date | |
| SWEDISH EXPT CR CORP | 870297306 | RG ENRGY ETN22 | 4,985 | $18,000 | thousands by filing date | |
| GAMING PARTNERS INTERNATIONAL CORP | 36467A107 | COMMON | 1,653 | $18,000 | thousands by filing date | |
| CORENERGY INFRASTRUCTURE TR | 21870U205 | COM | 2,567 | $18,000 | thousands by filing date | |
| PROSHRE ULT DJ-UBS CRUDE OIL | 74347W650 | CMN | 2,721 | $18,000 | thousands by filing date | |
| Misonix Inc | 604871103 | COM | 1,400 | $18,000 | thousands by filing date | |
| CHINA CORD BLOOD CORP | G21107100 | COM | 3,446 | $18,000 | thousands by filing date | |
| GLOBAL X | 37950E788 | BRAZIL MID CAP | 2,048 | $18,000 | thousands by filing date | |
| TRUETT-HURST INC THST | 897871109 | COMMON | 5,856 | $18,000 | thousands by filing date | |
| TURKISH INVESTMENT FUND | 900145103 | CMN | 1,848 | $18,000 | thousands by filing date | |
| IPATH PURE BETA GRAINS | 06740P270 | CMN | 491 | $18,000 | thousands by filing date | |
| ELEMENTS LKD TO S&P CMDTY TR | 4042EP602 | CMN | 3,016 | $18,000 | thousands by filing date | |
| CHINA INFORMATION TECHNOLOGY | G21174100 | CMN | 3,751 | $18,000 | thousands by filing date | |
| UNICO AMERN CORP | 904607108 | COM | 1,679 | $18,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740P866 | FUND | 440 | $18,000 | thousands by filing date | |
| MORGAN STANLEY | 61747W265 | RUPEE/USD ETN | 507 | $18,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 200 | $18,000 | thousands by filing date | call |
| DEAN FOODS CO NEW | 242370203 | COM NEW | 1,100 | $18,000 | thousands by filing date | call |
| Amedica Corporation | 023435100 | COM | 50,417 | $18,000 | thousands by filing date | |
| CIM COML TR CORP | 125525105 | COM | 957 | $18,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E176 | GURU INTL IDX | 1,277 | $18,000 | thousands by filing date | |
| QUINPARIO ACQUISITION CORP 2 | 74874U200 | UNIT 01/01/2023X | 1,800 | $18,000 | thousands by filing date | |
| NEPHROGENEX INC | 640667101 | Cmn | 2,316 | $18,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 200 | $17,000 | thousands by filing date | call |
| CYTOKINETICS INC | 23282W605 | COM NEW | 2,544 | $17,000 | thousands by filing date | |
| AERCAP HOLDINGS NV SHS | N00985106 | Stock | 400 | $17,000 | thousands by filing date | put |
| STERLING INFRASTRUCTURE INC COM | 859241101 | Stock | 3,669 | $17,000 | thousands by filing date | |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 200 | $17,000 | thousands by filing date | call |
| FIRST TR EXCHANGE TRADED FD | 33738R407 | NASDAQ BUYWRITE | 838 | $17,000 | thousands by filing date | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 2,401 | $17,000 | thousands by filing date | |
| BARRETT BUSINESS SVCS INC | 068463108 | COM | 410 | $17,000 | thousands by filing date | |
| FATE THERAPEUTICS INC | 31189P102 | COM | 3,443 | $17,000 | thousands by filing date | |
| UNITED STS GASOLINE FD LP | 91201T102 | UNITS | 500 | $17,000 | thousands by filing date | call |
| LIONS GATE ENTMNT CORP | 535919203 | COM NEW | 500 | $17,000 | thousands by filing date | put |
| ARDELYX INC | 039697107 | COM | 1,286 | $17,000 | thousands by filing date | |
| QUINSTREET INC | 74874Q100 | COM | 2,855 | $17,000 | thousands by filing date | |
| TUCOWS INC | 898697206 | COM NEW | 883 | $17,000 | thousands by filing date | |
| UNITY BANCORP INC | 913290102 | COMMON STOCK | 1,915 | $17,000 | thousands by filing date | |
| PERMA FIX ENVIRONMENTAL SVCS | 714157203 | COMMON STOCK | 4,506 | $17,000 | thousands by filing date | |
| CRAWFORD COMPANY CL A | 224633206 | COMMON STOCK | 2,294 | $17,000 | thousands by filing date | |
| PEOPLES BANCORP OF NC | 710577107 | COMMON STOCK | 900 | $17,000 | thousands by filing date | |
| KVH INDS INC | 482738101 | COM | 1,125 | $17,000 | thousands by filing date | |
| ORAMED PHARMACEUTICALS INC | 68403P203 | COM NEW | 2,691 | $17,000 | thousands by filing date | |
| EUROPEAN EQUITY FD INC COM | 298768102 | CEF | 1,956 | $17,000 | thousands by filing date | |
| VIRCO MFG CO | 927651109 | COM | 5,998 | $17,000 | thousands by filing date | |
| CSP INC | 126389105 | CMN | 2,531 | $17,000 | thousands by filing date | |
| NUVEEN MUN INCOME FD INC | 67062J102 | COM | 1,400 | $17,000 | thousands by filing date | |
| PROS Holdings Inc | 74346Y103 | Common Stock | 700 | $17,000 | thousands by filing date | |
| IXYS CORP | 46600W106 | COMMON STOCK | 1,355 | $17,000 | thousands by filing date | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 900 | $17,000 | thousands by filing date | call |
| PERCEPTRON INC | 71361F100 | COMMON STOCK | 1,215 | $17,000 | thousands by filing date | |
| HERITAGE CRYSTAL CLEAN INC | 42726M106 | COM | 1,434 | $17,000 | thousands by filing date | |
| SELECT BANCORP INC NEW COM | 81617L108 | Stock | 2,399 | $17,000 | thousands by filing date | |
| OLYMPIC STEEL INC COM | 68162K106 | Stock | 1,292 | $17,000 | thousands by filing date | |
| ZOES KITCHEN INC | 98979J109 | COM | 500 | $17,000 | thousands by filing date | put |
| FIRST SVGS FINL GROUP INC | 33621E109 | COM | 598 | $17,000 | thousands by filing date | |
| BARD C R INC | 067383109 | COM | 100 | $17,000 | thousands by filing date | call |
| EXETER RES CORP | 301835104 | COM | 32,667 | $17,000 | thousands by filing date | |
| RAIT FINANCIAL TRUST | 749227609 | COM NEW | 2,500 | $17,000 | thousands by filing date | put |
| RENREN INC | 759892102 | SPONSORED ADR | 6,950 | $17,000 | thousands by filing date | |
| DTS INC | 23335C101 | COM | 500 | $17,000 | thousands by filing date | |
| PROSHARES TR | 74347B300 | PSHS ULSHT SP500 | 800 | $17,000 | thousands by filing date | put |
| CYTRX CORP | 232828509 | COM PAR $.001 | 5,245 | $17,000 | thousands by filing date | |
| EVERYWARE GLOBAL INC | 300439106 | COM | 14,028 | $17,000 | thousands by filing date | |
| GTX INC | 40052B108 | COM | 25,428 | $17,000 | thousands by filing date | |
| GUARANTY BANCORP | 40075T607 | COM | 1,015 | $17,000 | thousands by filing date | |
| KONAMI CORP-ADR | 50046R101 | SPON | 894 | $17,000 | thousands by filing date | |
| BIOLINERX LTD-SPONS ADR | 09071M106 | SPON | 7,927 | $17,000 | thousands by filing date | |
| BALLANTYNE STRONG INC | 058516105 | COM | 3,631 | $17,000 | thousands by filing date | |
| BELLATRIX EXPLORATION LTD | 078314101 | COM | 7,214 | $17,000 | thousands by filing date | |
| FIRST CAPITAL BANCORP VA | 319438107 | COM | 3,806 | $17,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W235 | GLD MNRS BEAR 3X | 900 | $17,000 | thousands by filing date | put |
| PREMIER FINL BANCORP INC | 74050M105 | COM | 1,090 | $17,000 | thousands by filing date | |
| DNB Financial Corporation | 233237106 | Common Stock | 647 | $17,000 | thousands by filing date | |
| Wilshire US REIT ETF | 18383M472 | ETF | 365 | $17,000 | thousands by filing date | |
| CITIZENS FIRST CORP | 17462Q107 | COM | 1,361 | $17,000 | thousands by filing date | |
| GUARANTY FED BANCSHARES INC | 40108P101 | COM | 1,165 | $17,000 | thousands by filing date | |
| AMERICAN CARESOURCE HLDGS IN | 02505A202 | COM | 6,000 | $17,000 | thousands by filing date | |
| SOUTHWEST GA FINL CORP | 84502A104 | COM | 1,282 | $17,000 | thousands by filing date | |
| EMPIRE RES INC DEL | 29206E100 | COM | 3,911 | $17,000 | thousands by filing date | |
| RADIO ONE INC | 75040P108 | CL A | 5,741 | $17,000 | thousands by filing date | |
| PEOPLES FINL CORP MISS | 71103B102 | COM | 1,698 | $17,000 | thousands by filing date | |
| ADVAXIS INC | 007624208 | COM NEW | 1,160 | $17,000 | thousands by filing date | |
| NORSAT INTL INC NEW | 656512209 | COM NEW | 3,123 | $17,000 | thousands by filing date | |
| NUVEEN FLEXIBLE INVT INCOME | 67075B104 | COM | 1,000 | $17,000 | thousands by filing date | |
| CAPRICOR THERAPEUTICS INC | 14070B101 | COM | 2,000 | $17,000 | thousands by filing date | |
| CHECK CAP LTD | M2361E112 | SHS | 3,090 | $17,000 | thousands by filing date | |
| CELLADON CORP | 15117E107 | Cmn | 878 | $17,000 | thousands by filing date | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 300 | $16,000 | thousands by filing date | call |
| INGREDION INC COM | 457187102 | Stock | 200 | $16,000 | thousands by filing date | call |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 100 | $16,000 | thousands by filing date | call |
| NEW GOLD INC CDA | 644535106 | COM | 4,600 | $16,000 | thousands by filing date | call |
| ARK ETF TR | 00214Q401 | NEXT GNRTN INTER | 706 | $16,000 | thousands by filing date | |
| PROSHARES TR | 74347X633 | ULTRA FNCLS NEW | 108 | $16,000 | thousands by filing date | |
| ENOVA INTL INC | 29357K103 | COM | 816 | $16,000 | thousands by filing date | |
| ULTRAPAR PARTICIPACOES SA | 90400P101 | SP ADR REP COM | 800 | $16,000 | thousands by filing date | call |
| WSFS FINL CORP | 929328102 | COM | 207 | $16,000 | thousands by filing date | |
| BUNGE LTD | G16962105 | COM | 200 | $16,000 | thousands by filing date | call |
| MEDIFAST INC | 58470H101 | COM | 526 | $16,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 1,000 | $16,000 | thousands by filing date | call |
| HOME BANCORP INC | 43689E107 | COMMON STOCK | 768 | $16,000 | thousands by filing date | |
| NORTHRIM BANCORP INC | 666762109 | COMMON STOCK | 635 | $16,000 | thousands by filing date | |
| SHENANDOAH TELECOMMUNICATION | 82312B106 | COMMON STOCK | 500 | $16,000 | thousands by filing date | |
| OMEGA FLEX INC | 682095104 | COMMON STOCK | 655 | $16,000 | thousands by filing date | |
| MOTORCAR PARTS OF AMERICA IN | 620071100 | COMMON STOCK | 569 | $16,000 | thousands by filing date | |
| WESTWOOD HOLDINGS GROUP INC | 961765104 | COMMON STOCK | 270 | $16,000 | thousands by filing date | |
| LIFEWAY FOODS INC | 531914109 | COMMON STOCK | 768 | $16,000 | thousands by filing date | |
| CITIZENS COMMUNITY BANCORP I | 174903104 | COMMON STOCK | 1,734 | $16,000 | thousands by filing date | |
| GENCOR INDUSTRIES INC | 368678108 | COMMON STOCK | 1,622 | $16,000 | thousands by filing date | |
| FLEXSTEEL INDS | 339382103 | COMMON STOCK | 500 | $16,000 | thousands by filing date | |
| IMMUCELL CORP | 452525306 | COM PAR | 2,538 | $16,000 | thousands by filing date | |
| MESABI TR | 590672101 | CTF BEN INT | 1,196 | $16,000 | thousands by filing date | |
| KEY TRONIC CORP | 493144109 | COM | 1,500 | $16,000 | thousands by filing date | |
| ALPHA PRO TECH LTD | 020772109 | COM | 7,088 | $16,000 | thousands by filing date | |
| CA INC COM | 12673P105 | COM | 500 | $16,000 | thousands by filing date | put |
| YY INC. ADR | 98426T106 | SPONSORED ADS A | 300 | $16,000 | thousands by filing date | call |
| CARBONITE INC | 141337105 | COM | 1,129 | $16,000 | thousands by filing date | |
| ATLANTIC AMERN CORP | 048209100 | COM | 4,000 | $16,000 | thousands by filing date | |
| Rithm Property Trust Inc | 38983D300 | REIT | 1,109 | $16,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 900 | $16,000 | thousands by filing date | call |
| INTEGRATED DEVICE TECHNOLOGY INC | 458118106 | COMMON STOCK | 800 | $16,000 | thousands by filing date | call |
| MACATAWA BANK CORP | 554225102 | COMMON STOCK | 3,012 | $16,000 | thousands by filing date | |
| DRYSHIPS INC | Y2109Q101 | COMMON STOCK-FO | 21,200 | $16,000 | thousands by filing date | call |
| NOVAVAX INC | 670002104 | COMMON STOCK | 1,900 | $16,000 | thousands by filing date | call |
| ROCKET FUEL INC | 773111109 | COMMON STOCK | 1,700 | $16,000 | thousands by filing date | call |
| TRUECAR INC | 89785L107 | COM | 900 | $16,000 | thousands by filing date | call |
| SYKES ENTERPRISES INC COM | 871237103 | Stock | 621 | $16,000 | thousands by filing date | |
| Check Point Software Technologies Ltd | 162825103 | COM | 1,446 | $16,000 | thousands by filing date | |
| REGIS CORP | 758932107 | COM | 1,000 | $16,000 | thousands by filing date | put |
| FORTUNA MNG CORP F | 349915108 | COM | 4,036 | $16,000 | thousands by filing date | |
| QLIK TECHNOLOGIES INC | 74733T105 | COM | 500 | $16,000 | thousands by filing date | call |
| GLEN BURNIE BANCORP | 377407101 | COM | 1,260 | $16,000 | thousands by filing date | |
| JOY GLOBAL INC | 481165108 | COM | 400 | $16,000 | thousands by filing date | put |
| MARKET VECTORS ETF TR | 57060U605 | AGRIBUS ETF | 300 | $16,000 | thousands by filing date | call |
| PENN WEST PETE LTD NEW | 707887105 | COM | 9,800 | $16,000 | thousands by filing date | call |
| INDUSTRIAL SVCS AMER INC FLA | 456314103 | COM | 3,719 | $16,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B837 | ETF - EQUITY | 409 | $16,000 | thousands by filing date | |
| WHITING USA TR II | 966388100 | TR UNIT | 2,853 | $16,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 5,400 | $16,000 | thousands by filing date | call |
| CHANNELADVISOR CORP | 159179100 | COM | 1,629 | $16,000 | thousands by filing date | |
| SILVER SPRING NETWORKS INC | 82817Q103 | COM | 1,775 | $16,000 | thousands by filing date | |
| WILLIAM LYON HOMES-CL A | 552074700 | CL A | 600 | $16,000 | thousands by filing date | |
| HARVEST NATURAL RESOURCES IN | 41754V103 | COM | 35,241 | $16,000 | thousands by filing date | |
| MANAGED HIGH YIELD PLUS FD I | 561911108 | COM | 8,343 | $16,000 | thousands by filing date | |
| RHINO RESOURCE PARTNERS LP | 76218Y103 | COM UNIT REPST | 6,702 | $16,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 4,600 | $16,000 | thousands by filing date | call |
| DEUTSCHE BK AG LDN BRH | 25154H558 | PS AGRI DL ETN | 3,861 | $16,000 | thousands by filing date | |
| POINTER TELOCATION LTD | M7946T104 | SHS | 1,824 | $16,000 | thousands by filing date | |
| DEUTSCHE BK AG LONDON BRH | 25154K825 | MTLS LNG ETN38 | 1,006 | $16,000 | thousands by filing date | |
| DEUTSCHE BK AG LDN BRH | 25154H533 | PS AGRI LG ETN | 1,285 | $16,000 | thousands by filing date | |
| Xenith Bankshares, Inc. | 98410X105 | Common Stock | 2,636 | $16,000 | thousands by filing date | |
| EATON VANCE MASSACH MUN BOND | 27828K108 | CMN | 1,106 | $16,000 | thousands by filing date | |
| WVS FINL CORP | 929358109 | COM | 1,369 | $16,000 | thousands by filing date | |
| BROADVISION INC | 111412706 | COM | 2,716 | $16,000 | thousands by filing date | |
| DEUTSCHE BK AG LONDON BRH | 25154K858 | PS MTL DDL ETN | 992 | $16,000 | thousands by filing date | |
| NEOSTEM INC | 640650404 | Common equity shares | 6,461 | $16,000 | thousands by filing date | |
| OPUS BK IRVINE CALIF | 684000102 | COM | 531 | $16,000 | thousands by filing date | |
| AGILE THERAPEUTICS INC | 00847L100 | COM | 1,767 | $16,000 | thousands by filing date | |
| CREDIT SUISSE AG NASSAU BRH | 22539T597 | VELOCITY SHS EXC | 779 | $16,000 | thousands by filing date | |
| CNOVA ORD | N20947102 | COM | 2,611 | $16,000 | thousands by filing date | |
| ETFS TR | 26923J107 | ZACKS LG CP US | 600 | $16,000 | thousands by filing date | |
| IMPRIVATA INC | 45323J103 | Cmn | 1,124 | $16,000 | thousands by filing date | |
| DT ASIA INVTS LTD | G2615J120 | UNIT 03/29/2021T | 1,600 | $16,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 100 | $15,000 | thousands by filing date | put |
| EVERSOURCE ENERGY COM | 30040W108 | Stock | 300 | $15,000 | thousands by filing date | call |
| FRANCO NEV CORP COM | 351858105 | Stock | 300 | $15,000 | thousands by filing date | put |
| LADDER CAP CORP CL A | 505743104 | REIT | 800 | $15,000 | thousands by filing date | |
| CARETRUST REIT INC COM | 14174T107 | REIT | 1,118 | $15,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 500 | $15,000 | thousands by filing date | call |
| ARDMORE SHIPPING CORP | Y0207T100 | COM | 1,500 | $15,000 | thousands by filing date | |
| CHEESECAKE FACTORY INC | 163072101 | COM | 300 | $15,000 | thousands by filing date | call |
| DUCOMMUN INC DEL | 264147109 | COM | 560 | $15,000 | thousands by filing date | |
| TRUPANION INC | 898202106 | COM | 1,920 | $15,000 | thousands by filing date | |
| FLEETCOR TECHNOLOGIES INC | 339041105 | COM | 100 | $15,000 | thousands by filing date | call |
| DIGITAL TURBINE INC | 25400W102 | COM NEW | 4,779 | $15,000 | thousands by filing date | |
| ASCENDIS PHARMA A/S DKK 1.0 AD | 04351P101 | SPONSORED ADR | 865 | $15,000 | thousands by filing date | |
| SAGE THERAPEUTICS INC | 78667J108 | COM | 300 | $15,000 | thousands by filing date | |
| ENTERCOM COMMUNICATIONS CORP | 293639100 | CL A | 1,230 | $15,000 | thousands by filing date | |
| HILTON WORLDWIDE HLDGS INC | 43300A104 | COM | 500 | $15,000 | thousands by filing date | put |
| PAR TECHNOLOGY CORP | 698884103 | COM | 3,688 | $15,000 | thousands by filing date | |
| PGT INNOVATIONS INC | 69336V101 | COM | 1,389 | $15,000 | thousands by filing date | |
| THERAVANCE BIOPHARMA INC | G8807B106 | COM | 874 | $15,000 | thousands by filing date | |
| BJS RESTAURANTS INC | 09180C106 | COM | 300 | $15,000 | thousands by filing date | call |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 1,390 | $15,000 | thousands by filing date | |
| ACNB CORP | 000868109 | COMMON STOCK | 741 | $15,000 | thousands by filing date | |
| RF INDUSTRIES LTD | 749552105 | COMMON STOCK | 3,664 | $15,000 | thousands by filing date | |
| IRADIMED CORP | 46266A109 | COMMON STOCK | 1,013 | $15,000 | thousands by filing date | |
| RED HAT INC | 756577102 | COM | 200 | $15,000 | thousands by filing date | put |
| SPDR SERIES TRUST | 78464A128 | ST STR SP1500VT | 180 | $15,000 | thousands by filing date | |
| AMREP CORP | 032159105 | COM | 2,863 | $15,000 | thousands by filing date | |
| SOUFUN HOLDINGS LTD | 836034108 | COMMON STOCK-FO | 2,500 | $15,000 | thousands by filing date | put |
| MANITEX INTL INC | 563420108 | COMMON STOCK | 1,500 | $15,000 | thousands by filing date | |
| NCI INC-CLASS A | 62886K104 | COMMON STOCK | 1,480 | $15,000 | thousands by filing date | |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 962 | $15,000 | thousands by filing date | |
| PARKER DRILLING CO | 701081101 | COMMON STOCK | 4,400 | $15,000 | thousands by filing date | |
| AMERICAN RAILCAR INDUSTRIES | 02916P103 | COMMON STOCK | 300 | $15,000 | thousands by filing date | put |
| AMERICAN RAILCAR INDUSTRIES | 02916P103 | COMMON STOCK | 300 | $15,000 | thousands by filing date | call |
| MERITOR INC | 59001K100 | COMMON STOCK | 1,200 | $15,000 | thousands by filing date | call |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 1,000 | $15,000 | thousands by filing date | put |
| ADAMAS PHARMACEUTICALS INC | 00548A106 | COM | 848 | $15,000 | thousands by filing date | |
| HEIDELBERG MATLS AG FSPONSORED ADR 1 ADR REPS 0.2 ORD SHS | 427093109 | ADR | 36,025 | $15,000 | thousands by filing date | |
| Synta Pharmaceuticals Corp. | 87162T206 | COM | 7,800 | $15,000 | thousands by filing date | |
| HOMEAWAY INC | 43739Q100 | COM | 500 | $15,000 | thousands by filing date | put |
| HYPERION THERAPEUTICS INC | 44915N101 | COM | 315 | $15,000 | thousands by filing date | |
| UNIVERSAL AMERN CORP NEW | 91338E101 | COM | 1,400 | $15,000 | thousands by filing date | |
| INVENTURE FOODS INC | 461212102 | COM | 1,300 | $15,000 | thousands by filing date | |
| STEINER LEISURE LTD | P8744Y102 | ORD | 315 | $15,000 | thousands by filing date | |
| MICREL INC | 594793101 | COM | 966 | $15,000 | thousands by filing date | |
| PMFG INC | 69345P103 | COM | 3,281 | $15,000 | thousands by filing date | |
| Galena Biopharma Inc | 363256108 | COM | 10,500 | $15,000 | thousands by filing date | put |
| WILLIAMS CLAYTON ENERGY INC | 969490101 | COM | 300 | $15,000 | thousands by filing date | |
| ZAIS FINANCIAL CORP | 98886K108 | COM | 833 | $15,000 | thousands by filing date | |
| FRISCH'S RESTAURANTS INC | 358748101 | COM | 536 | $15,000 | thousands by filing date | |
| VERSAR INC | 925297103 | COM | 4,832 | $15,000 | thousands by filing date | |
| OCULUS INNOVATIVE SCIENCES I | 67575P207 | COM NEW | 17,687 | $15,000 | thousands by filing date | |
| CHINA SUNERGY CO LTD | 16942X302 | SPONSORED ADR NE | 8,456 | $15,000 | thousands by filing date | |
| TEKMIRA PHARMACEUTICALS COR | 87911B209 | COM NEW | 869 | $15,000 | thousands by filing date | |
| Malvern Bancorp, Inc. | 561409103 | Common Stock | 1,123 | $15,000 | thousands by filing date | |
| DRAGONWAVE INC | 26144M103 | COM | 26,364 | $15,000 | thousands by filing date | |
| NET ELEMENT INTL INC | 64111R102 | CMN | 12,786 | $15,000 | thousands by filing date | |
| WHEELER REIT | 963025101 | COM | 6,488 | $15,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740P205 | RUSS1000 3X LG | 92 | $15,000 | thousands by filing date | |
| TRINSEO S A | L9340P101 | SHS | 767 | $15,000 | thousands by filing date | |
| ARGOS THERAPEUTICS INC | 040221103 | COM | 1,736 | $15,000 | thousands by filing date | |
| ACHAOGEN INC | 004449104 | COM | 1,500 | $15,000 | thousands by filing date | |
| ADEPTUS HEALTH | 006855100 | Common Stock | 300 | $15,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18385P200 | GUGG EM RL EST | 601 | $15,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57061R585 | RUSSIA SMALLCP | 713 | $15,000 | thousands by filing date | |
| iShares Global REIT ETF | 46434V647 | SHS | 533 | $14,000 | thousands by filing date | |
| SPDR Portfolio High Yield Bond ETF | 78468R606 | SHS | 518 | $14,000 | thousands by filing date | |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 500 | $14,000 | thousands by filing date | call |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 700 | $14,000 | thousands by filing date | call |
| WORKIVA INC COM CL A | 98139A105 | Stock | 1,000 | $14,000 | thousands by filing date | |
| MURPHY USA INC COM | 626755102 | Stock | 200 | $14,000 | thousands by filing date | call |
| DILLARDS INC CL A | 254067101 | Stock | 100 | $14,000 | thousands by filing date | put |
| EXPEDITORS INTL WASH INC COM | 302130109 | Stock | 300 | $14,000 | thousands by filing date | put |
| POLARIS INC COM | 731068102 | Stock | 100 | $14,000 | thousands by filing date | put |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 500 | $14,000 | thousands by filing date | call |
| MOVADO GROUP INC COM | 624580106 | Stock | 500 | $14,000 | thousands by filing date | call |
| TEUCRIUM COMMODITY TR | 88166A607 | SOYBEAN FD | 688 | $14,000 | thousands by filing date | |
| SIMMONS 1ST NATL CORP | 828730200 | CL A $1 PAR | 300 | $14,000 | thousands by filing date | |
| FOX FACTORY HLDG CORP | 35138V102 | COM | 900 | $14,000 | thousands by filing date | |
| PROSHARES TR | 74347X302 | MSCI EMRG ETF | 200 | $14,000 | thousands by filing date | call |
| HACKETT GROUP INC | 404609109 | COM | 1,600 | $14,000 | thousands by filing date | |
| ABIOMED INC | 003654100 | COM | 200 | $14,000 | thousands by filing date | put |
| SIGMA ALDRICH CORP | 826552101 | COM | 100 | $14,000 | thousands by filing date | put |
| FINANCIAL INSTITUTIONS INC | 317585404 | COMMON STOCK | 600 | $14,000 | thousands by filing date | |
| INFUSYSTEM HOLDINGS INC | 45685K102 | COMMON STOCK | 5,348 | $14,000 | thousands by filing date | |
| STEREOTAXIS INC | 85916J409 | COMMON STOCK | 6,907 | $14,000 | thousands by filing date | |
| KINGSWAY CORP | 496904202 | COMMON STOCK | 2,352 | $14,000 | thousands by filing date | |
| HOOKER FURNISHINGS CORPORATI | 439038100 | COM | 716 | $14,000 | thousands by filing date | |
| Abrdn Emerging Markets | 00301W105 | COM | 1,885 | $14,000 | thousands by filing date | |
| CKX LDS INC | 12562N104 | COM | 950 | $14,000 | thousands by filing date | |
| RANDGOLD RES LTD | 752344309 | ADR | 200 | $14,000 | thousands by filing date | put |
| ALBANY MOLECULAR RESH | 012423109 | COMMON STOCK | 800 | $14,000 | thousands by filing date | |
| LANDMARK INFRASTRUCTURE PARTNERS | 51508J108 | COMMON STOCK | 747 | $14,000 | thousands by filing date | |
| GRAFTECH INTERNATIONAL LTD | 384313102 | COMMON STOCK | 3,700 | $14,000 | thousands by filing date | |
| FIVE STAR SENIOR LIVING | 33832D106 | COMMON STOCK | 3,175 | $14,000 | thousands by filing date | |
| AURICO GOLD INC | 05155C105 | COMMON STOCK-FO | 5,000 | $14,000 | thousands by filing date | call |
| ITERIS INC NEW | 46564T107 | COM | 7,720 | $14,000 | thousands by filing date | |
| NANOSTRING TECHNOLOGIES INC | 63009R109 | COM | 1,373 | $14,000 | thousands by filing date | |
| CORNERSTONE ONDEMAND INC COM | 21925Y103 | Stock | 500 | $14,000 | thousands by filing date | call |
| MONSTER BEVERAGE CORP NE | 611740101 | COM | 100 | $14,000 | thousands by filing date | put |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 2,000 | $14,000 | thousands by filing date | call |
| SCRIPPS NETWORKS INTERACT IN | 811065101 | CL A COM | 200 | $14,000 | thousands by filing date | call |
| SPECTRA ENERGY CORP | 847560109 | COM | 400 | $14,000 | thousands by filing date | put |
| COMMUNITY FINL CORP MD | 20368X101 | COM | 704 | $14,000 | thousands by filing date | |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 1,000 | $14,000 | thousands by filing date | put |
| PENDRELL CORP | 70686R104 | COM | 11,000 | $14,000 | thousands by filing date | |
| GLOBAL CASH ACCESS HLDGS INC | 378967103 | COM | 1,925 | $14,000 | thousands by filing date | |
| CALLIDUS SOFTWARE INC | 13123E500 | COM | 1,100 | $14,000 | thousands by filing date | |
| PARAMOUNT GOLD & SILVER CORP | 69924P102 | COM | 13,972 | $14,000 | thousands by filing date | |
| MCCLATCHY CO | 579489105 | CL A | 7,402 | $14,000 | thousands by filing date | |
| ACTUANT CORP | 00508X203 | CL A NEW | 600 | $14,000 | thousands by filing date | put |
| EPIQ SYSTEMS INC | 26882D109 | COM | 737 | $14,000 | thousands by filing date | |
| GLOBAL POWER EQUIPMENT GRP I | 37941P306 | COM PAR $0.01 | 1,075 | $14,000 | thousands by filing date | |
| FUELCELL ENERGY INC COM | 35952H106 | COM | 11,400 | $14,000 | thousands by filing date | call |
| ENTEROMEDICS INC | 29365M208 | COM NEW | 15,688 | $14,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 1,300 | $14,000 | thousands by filing date | call |
| HALLMARK FINL SERVICES INC | 40624Q203 | COM | 1,340 | $14,000 | thousands by filing date | |
| OCLARO INC | 67555N206 | COM | 7,073 | $14,000 | thousands by filing date | |
| SUCAMPO PHARMACEUTICALS-CL A | 864909106 | CL A | 916 | $14,000 | thousands by filing date | |
| GSI GROUP INC | 36191C205 | COM | 1,026 | $14,000 | thousands by filing date | |
| RCS CAP CORP | 74937W102 | COM CL A | 1,300 | $14,000 | thousands by filing date | |
| CELGENE CORP | 151020112 | RIGHT 12/31/2030 | 4,566 | $14,000 | thousands by filing date | |
| WRIGHT MED GROUP INC | 98235T115 | RIGHT 03/01/2019 | 3,392 | $14,000 | thousands by filing date | |
| WAVE SYSTEMS CORP-CL A | 943526400 | COMMON | 21,030 | $14,000 | thousands by filing date | |
| ALTEVA | 02153V102 | COMM STK | 1,977 | $14,000 | thousands by filing date | |
| FIRST TR BICK INDEX FD | 33733H107 | COM SHS | 600 | $14,000 | thousands by filing date | |
| Jacksonville Bancorp, Inc. (IL) | 46924R106 | Common Stock | 603 | $14,000 | thousands by filing date | |
| SYNTHETIC BIOLOGICS INC | 87164U102 | COM | 6,276 | $14,000 | thousands by filing date | |
| GENVEC INC NEW | 37246C307 | cs | 4,650 | $14,000 | thousands by filing date | |
| ISHARES TR | 46429B374 | ALCO ASIA INFO | 385 | $14,000 | thousands by filing date | |
| CSX CORP | 126408GA5 | US DOMESTIC | 4,000 | $14,000 | thousands by filing date | principal |
| BARCLAYS BK PLC | 06740P338 | FUND | 425 | $14,000 | thousands by filing date | |
| BLUE EARTH INC COM | 095428108 | COMMON STOCK | 15,671 | $14,000 | thousands by filing date | |
| ADVAXIS INC | 007624208 | COM NEW | 1,000 | $14,000 | thousands by filing date | call |
| CVENT INC | 23247G109 | COM | 500 | $14,000 | thousands by filing date | |
| PROSHARES TR | 74348A459 | ULTSHT MSCI JAP | 268 | $14,000 | thousands by filing date | |
| OPHTHOTECH CORP | 683745103 | COM | 300 | $14,000 | thousands by filing date | call |
| TRANSATLANTIC PETROLEUM LTD | G89982113 | SHS NEW | 2,610 | $14,000 | thousands by filing date | |
| TANTECH HLDGS LTD | G8675X107 | COM | 1,766 | $14,000 | thousands by filing date | |
| MEDIWOUND LTD | M68830104 | ORD SHS | 1,951 | $14,000 | thousands by filing date | |
| NEURODERM LTD | M74231107 | ORD SHS | 1,052 | $14,000 | thousands by filing date | |
| EGALET CORP | 28226B104 | COM | 1,103 | $14,000 | thousands by filing date | |
| BAY BANCORP INC | 07203T106 | COM | 2,696 | $14,000 | thousands by filing date | |
| Medovex Corp | 58504H101 | COM | 3,547 | $14,000 | thousands by filing date | |
| SANCHEZ PRODTN PARTNE | 79971C102 | COMMON | 7,346 | $14,000 | thousands by filing date | |
| WALKER&DUNLOPINC | 93148P102 | STOK | 696 | $13,000 | thousands by filing date | |
| UNIQURE NV | N90064101 | SHS | 525 | $13,000 | thousands by filing date | |
| BCE INC COM NEW | 05534B760 | Stock | 300 | $13,000 | thousands by filing date | call |
| HASBRO INC COM | 418056107 | Stock | 200 | $13,000 | thousands by filing date | call |
| FABRINET SHS | G3323L100 | Stock | 700 | $13,000 | thousands by filing date | |
| OLD REP INTL CORP COM | 680223104 | Stock | 900 | $13,000 | thousands by filing date | put |
| CITY OFFICE REIT INC | 178587101 | COM | 1,000 | $13,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E302 | DJ INTERNT IDX | 200 | $13,000 | thousands by filing date | call |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 300 | $13,000 | thousands by filing date | call |
| EQUITY COMMONWEALTH | 294628102 | COM SH BEN INT | 500 | $13,000 | thousands by filing date | put |
| EQUITY COMMONWEALTH | 294628102 | COM SH BEN INT | 500 | $13,000 | thousands by filing date | call |
| H&E EQUIPMENT SERVICES INC | 404030108 | COM | 500 | $13,000 | thousands by filing date | put |
| HANESBRANDS INC | 410345102 | COM | 400 | $13,000 | thousands by filing date | call |
| RADIANT LOGISTICS INC | 75025X100 | COM | 2,504 | $13,000 | thousands by filing date | |
| KBR INC COM | 48242W106 | Stock | 900 | $13,000 | thousands by filing date | call |
| TECNOGLASS INC | G87264100 | ORD SHS | 1,373 | $13,000 | thousands by filing date | |
| BROADWIND INC | 11161T207 | CMN | 2,542 | $13,000 | thousands by filing date | |
| TRAVELZOO | 89421Q205 | CMN | 1,379 | $13,000 | thousands by filing date | |
| RAVE RESTAURANT GROUP INC | 754198109 | COM | 966 | $13,000 | thousands by filing date | |
| MV OIL TR | 553859109 | TR UNITS | 847 | $13,000 | thousands by filing date | |
| ELLOMAY CAPITAL LIMITED | M39927120 | SHS | 1,564 | $13,000 | thousands by filing date | |
| ADVENT CLAYMORE ENH GRW & IN | 00765E104 | COM | 1,391 | $13,000 | thousands by filing date | |
| RUBY TUESDAY INC | 781182100 | COMMON STOCK | 2,132 | $13,000 | thousands by filing date | |
| MAG SILVER CORP | 55903Q104 | COMMON STOCK-FO | 2,200 | $13,000 | thousands by filing date | |
| OREXIGEN THERAPEUTICS INC | 686164104 | COMMON STOCK | 1,700 | $13,000 | thousands by filing date | call |
| REVANCE THERAPEUTICS INC | 761330109 | COM | 657 | $13,000 | thousands by filing date | |
| Broadcom Inc | Y0486S104 | Common | 100 | $13,000 | thousands by filing date | put |
| Bowater Inc | 09066L105 | COMMON STOCKS | 2,545 | $13,000 | thousands by filing date | |
| ROCKET COMPANIES CLA A CLASS A | 772739207 | COM | 200 | $13,000 | thousands by filing date | put |
| CLEARONE INC | 18506U104 | COM | 1,190 | $13,000 | thousands by filing date | |
| INCONTACT INC | 45336E109 | COM | 1,200 | $13,000 | thousands by filing date | |
| GOLAR LNG PARTNERS LP | Y2745C102 | COM UNITS LPI | 500 | $13,000 | thousands by filing date | call |
| BLYTH INC | 09643P207 | COM NEW | 1,666 | $13,000 | thousands by filing date | |
| METABOLIX INC | 591018809 | COM | 20,546 | $13,000 | thousands by filing date | |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 1,300 | $13,000 | thousands by filing date | put |
| WAUSAU PAPER CORP | 943315101 | COM | 1,365 | $13,000 | thousands by filing date | |
| NAVIDEA BIOPHARMACEUTICALS I | 63937X103 | COM | 8,000 | $13,000 | thousands by filing date | call |
| LRAD CORP | 50213V109 | COM | 5,538 | $13,000 | thousands by filing date | |
| EMCORE CORP | 290846203 | COM | 2,509 | $13,000 | thousands by filing date | |
| NEWMONT MINING CORP | 651639AJ5 | NOTE 1.625% 7/1 | 13,000 | $13,000 | thousands by filing date | principal |
| ROYAL BK OF SCOTLAND PLC | 78009P150 | CHINA TRNDP ETF | 500 | $13,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W771 | CHINA BULL 3X | 300 | $13,000 | thousands by filing date | put |
| CLAYMORE CEF GS ETF | 362273104 | ETF | 721 | $13,000 | thousands by filing date | |
| DIREXION SHS EXCH TRD FD DAILY 30 YR TREAS BEAR | 25459Y678 | ETF | 500 | $13,000 | thousands by filing date | put |
| DIREXION SHS EXCH TRD FD DAILY 30 YR TREAS BEAR | 25459Y678 | ETF | 500 | $13,000 | thousands by filing date | call |
| ESSEX RENT CORP COM | 297187106 | Common | 9,629 | $13,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W235 | GLD MNRS BEAR 3X | 700 | $13,000 | thousands by filing date | call |
| DIREXION SHS ETF TR | 25459W789 | DLY DEV MKT BULL | 200 | $13,000 | thousands by filing date | put |
| SI FINL GROUP INC MD | 78425V104 | COM | 1,061 | $13,000 | thousands by filing date | |
| PROSHARES TR | 74347X344 | ULTRASHT 3-7YR | 459 | $13,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740P643 | TRES 5YR BEAR | 420 | $13,000 | thousands by filing date | |
| DEUTSCHE BK AG LDN BRH | 25154H459 | PS CMDT LG ETN | 1,197 | $13,000 | thousands by filing date | |
| COMMUNITY BANKERS TRUST CORP | 203612106 | COM | 3,006 | $13,000 | thousands by filing date | |
| INTERNET GOLD-GOLDEN LINES | M56595107 | COM | 2,580 | $13,000 | thousands by filing date | |
| FQF TR | 351680400 | QUANTSHARE SIZ | 513 | $13,000 | thousands by filing date | |
| UBIC INC | 90346V105 | SPONSORED ADR | 874 | $13,000 | thousands by filing date | |
| BELLEROPHON THERAPEUTICS INC | 078771102 | COM | 1,456 | $13,000 | thousands by filing date | |
| Neothetics Inc | 64066G101 | COM | 1,639 | $13,000 | thousands by filing date | |
| NORCRAFT COS INC | 65557Y105 | COM | 500 | $13,000 | thousands by filing date | |
| LAKES ENTERTAINMEN | 51206P208 | COM | 1,483 | $13,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 400 | $12,000 | thousands by filing date | call |
| MERCADOLIBREINC | 58733R102 | STOK | 100 | $12,000 | thousands by filing date | put |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 100 | $12,000 | thousands by filing date | put |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 100 | $12,000 | thousands by filing date | call |
| BENCHMARK ELECTRS INC COM | 08160H101 | Stock | 500 | $12,000 | thousands by filing date | put |
| VERACYTE INC COM | 92337F107 | Stock | 1,675 | $12,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 500 | $12,000 | thousands by filing date | put |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 1,139 | $12,000 | thousands by filing date | |
| INTERNATIONAL TOWER HILL MIN | 46050R102 | COM | 33,588 | $12,000 | thousands by filing date | |
| B & G FOODS INC | 05508R106 | COM | 400 | $12,000 | thousands by filing date | put |
| SMUCKER J M CO | 832696405 | COM NEW | 100 | $12,000 | thousands by filing date | call |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 100 | $12,000 | thousands by filing date | put |
| WATERSTONE FINL INC MD | 94188P101 | COM | 900 | $12,000 | thousands by filing date | |
| AMERICAN VANGUARD CORP | 030371108 | COM | 1,076 | $12,000 | thousands by filing date | |
| GREAT WESTN BANCORP INC | 391416104 | COM | 543 | $12,000 | thousands by filing date | |
| MOMO INC | 60879B107 | ADR | 1,166 | $12,000 | thousands by filing date | |
| EATON VANCE CORP | 278265103 | COM NON VTG | 300 | $12,000 | thousands by filing date | call |
| FARMERS NATL BANC CORP | 309627107 | COMMON STOCK | 1,426 | $12,000 | thousands by filing date | |
| HERITAGE FINANCIAL CORP | 42722X106 | COMMON STOCK | 700 | $12,000 | thousands by filing date | |
| VISTA GOLD CORP | 927926303 | COMMON STOCK | 39,925 | $12,000 | thousands by filing date | |
| FRP HOLDINGS INC | 30292L107 | COMMON STOCK | 318 | $12,000 | thousands by filing date | |
| GLADSTONE LAND CORP | 376549101 | REIT | 1,012 | $12,000 | thousands by filing date | |
| GREAT SOUTHERN BANCORP INC | 390905107 | COMMON STOCK | 300 | $12,000 | thousands by filing date | |
| ESCALADE INC | 296056104 | COMMON STOCK | 715 | $12,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-15-005912 | this filing | 2015-05-14 | acceptance time not in the bulk data set |