13F-HR filed by UBS Group AG
UBS Group AG filed this 13F-HR for the quarter ended 2015-03-31, filed 2015-05-14, with 8,816 holding rows worth $144,826,421,000.
- Accession
- 0000950123-15-005912
- Filer
- CIK 1610520
- Filed
- 2015-05-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2015
A holdings report, 15,013 entries on the cover page, a total value of $144,826,421,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $144,826,537,000 with VALUE read as thousands by filing date, 13F file number 028-16612. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerUBS Financial Services Inc. 028-11496
- included managerUBS Swiss Financial Advisors AG 028-11603
- included managerUBS AG, New York Branch 028-07344
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| WISDOMTREE DREYFUS NEW ZEALAND | 97717W216 | COM | 1,760 | $32,000 | thousands by filing date | |
| EGA EMERGING GLOBAL SHS TR EGSHARE EM | 268461621 | DOM | 1,370 | $32,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E705 | CHINA INDL ETF | 2,107 | $32,000 | thousands by filing date | |
| FIRST TR ISE GLOBL COPPR IND | 33733J103 | CMN | 1,956 | $32,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D688 | 3X LONG GOLD | 2,948 | $32,000 | thousands by filing date | |
| VITAL THERAPIES INC | 92847R104 | COM | 1,276 | $32,000 | thousands by filing date | |
| STRAIGHT PATH COMMUNICATNS I | 862578101 | CL B | 1,640 | $32,000 | thousands by filing date | |
| OPOWER INC | 68375Y109 | COM | 3,197 | $32,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W489 | JP TECH MEDIA | 1,088 | $32,000 | thousands by filing date | |
| Elevance Health, Inc. | 036752103 | COM | 200 | $31,000 | thousands by filing date | call |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 1,000 | $31,000 | thousands by filing date | put |
| SPDR INDEX SHS FDS | 78463X202 | EURO STOXX 50 | 800 | $31,000 | thousands by filing date | put |
| CHAMPION HOMES INC | 830830105 | COM | 8,822 | $31,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL CENT | 400501102 | SPON ADR | 790 | $31,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 1,000 | $31,000 | thousands by filing date | call |
| KIMBALL ELECTRONICS INC | 49428J109 | COMMON STOCK | 2,193 | $31,000 | thousands by filing date | |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 4,900 | $31,000 | thousands by filing date | |
| Great Lakes Dredge & Dock Corp | 390607109 | Common Stock | 5,100 | $31,000 | thousands by filing date | |
| FORUM ENERGY TECHNOLOGIES | 34984V100 | COMMON STOCK | 1,583 | $31,000 | thousands by filing date | |
| IF BANCORP INC | 44951J105 | COM | 1,848 | $31,000 | thousands by filing date | |
| COCA COLA ENTERPRISES INC NE | 19122T109 | COM | 700 | $31,000 | thousands by filing date | call |
| INTERNAP NETWORK SVCS CORP | 45885A300 | COM PAR $.001 | 3,024 | $31,000 | thousands by filing date | |
| JIVE SOFTWARE INC | 47760A108 | COM | 5,952 | $31,000 | thousands by filing date | |
| RAPTOR PHARMACEUTICAL CORP | 75382F106 | COM | 2,900 | $31,000 | thousands by filing date | |
| ARIAD PHARMACEUTICALS INC | 04033A100 | COM | 3,800 | $31,000 | thousands by filing date | call |
| ZELTIQ AESTHETICS INC | 98933Q108 | COM | 1,000 | $31,000 | thousands by filing date | call |
| PROGENICS PHARMACEUTICALS IN | 743187106 | COM | 5,100 | $31,000 | thousands by filing date | |
| CAMAC ENERGY INC | 131745101 | COM | 59,191 | $31,000 | thousands by filing date | |
| NEURALSTEM INC | 64127R302 | COM | 16,125 | $31,000 | thousands by filing date | |
| DEUTSCHE BK AG LONDON BRH | 25154N522 | DB 3X LONG UST | 524 | $31,000 | thousands by filing date | |
| ISHARES TR | 46429B184 | UTILITIES SECT | 578 | $31,000 | thousands by filing date | |
| IPATH PURE BETA NICKEL | 06740P213 | CMN | 1,440 | $31,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q736 | FDMTL EMKLODBT | 1,672 | $31,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H230 | ETN DJUBSSOFT 38 | 949 | $31,000 | thousands by filing date | |
| KINDRED BIOSCIENCES INC COM | 494577109 | Stock | 4,347 | $31,000 | thousands by filing date | |
| LIQUID HLDGS GROUP INC COM | 53633A101 | COM | 117,589 | $31,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 200 | $30,000 | thousands by filing date | call |
| MERIT MED SYS INC COM | 589889104 | Stock | 1,576 | $30,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 2,100 | $30,000 | thousands by filing date | call |
| NATIONAL BK HLDGS CORP | 633707104 | CL A | 1,600 | $30,000 | thousands by filing date | |
| CHENIERE ENERGY PARTNERS L P | 16411Q101 | COM UNIT | 1,000 | $30,000 | thousands by filing date | call |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 600 | $30,000 | thousands by filing date | call |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 500 | $30,000 | thousands by filing date | call |
| GSI TECHNOLOGY INC | 36241U106 | COMMON STOCK | 5,000 | $30,000 | thousands by filing date | |
| RED HAT INC | 756577102 | COM | 400 | $30,000 | thousands by filing date | call |
| FLANIGANS ENTERPRISES INC | 338517105 | COM | 956 | $30,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q668 | EM SECT DIV DG | 1,225 | $30,000 | thousands by filing date | |
| Chubb Corporation | 171232101 | Equity | 300 | $30,000 | thousands by filing date | call |
| THERMON GROUP HLDGS INC | 88362T103 | COM | 1,241 | $30,000 | thousands by filing date | |
| First Foundation Inc | 32026V104 | Common Stock | 1,503 | $30,000 | thousands by filing date | |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 2,611 | $30,000 | thousands by filing date | |
| ARGO GROUP INTERNATIONAL | G0464B107 | COMMON STOCK | 596 | $30,000 | thousands by filing date | |
| ONEBEACON INSURANCE GROUP LT | G67742109 | COMMON STOCK | 2,000 | $30,000 | thousands by filing date | put |
| PEP BOYS-MANNY MOE & JACK | 713278109 | COMMON STOCK | 3,100 | $30,000 | thousands by filing date | |
| ATENTO S A | L0427L105 | SHS | 2,534 | $30,000 | thousands by filing date | |
| SIERRA WIRELESS INC | 826516106 | COM | 900 | $30,000 | thousands by filing date | put |
| Gevo Inc | 374396109 | COMMON | 147,900 | $30,000 | thousands by filing date | |
| IGATE CORP | 45169U105 | COM | 700 | $30,000 | thousands by filing date | |
| K12 INC | 48273U102 | COM | 1,923 | $30,000 | thousands by filing date | |
| GLOBAL BRASS & COPPR HLDGS I | 37953G103 | COM | 2,000 | $30,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 11,401 | $30,000 | thousands by filing date | |
| FBR & CO | 30247C400 | COM NEW | 1,297 | $30,000 | thousands by filing date | |
| PENNYMAC FINANCIAL SERVICE-A | 70932B101 | CL A | 1,760 | $30,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U431 | LATAM AGGR BD | 1,345 | $30,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E861 | COPPER MNR ETF | 4,374 | $30,000 | thousands by filing date | |
| BIOAMBER INC | 09072Q106 | COM | 3,417 | $30,000 | thousands by filing date | |
| PRECIDIAN ETFS TR | 74016W106 | MAXIS NIKKEI | 1,599 | $30,000 | thousands by filing date | |
| CONTROL4 CORP | 21240D107 | COM | 2,500 | $30,000 | thousands by filing date | put |
| REWALK ROBOTICS LTD | M8216Q101 | SHS | 2,463 | $30,000 | thousands by filing date | |
| MEMORIAL RESOURCE DEVELOPMENT | 58605Q109 | COM | 1,650 | $30,000 | thousands by filing date | |
| VIRGIN AMER INC | 92765X208 | COM VTG | 1,000 | $30,000 | thousands by filing date | put |
| AUSPEX PHARMACE | 05211J102 | Common Stock | 300 | $30,000 | thousands by filing date | |
| JPMORGAN CHINA | 48126T104 | Cl-EndFund Eq 1 | 1,656 | $30,000 | thousands by filing date | |
| INTERNATIONAL MULTI-ASSET DIVERSIFIED INCOME INDEX FUND | 33738R209 | ETF | 1,606 | $30,000 | thousands by filing date | |
| STONEGATE MTG CORP | 86181Q300 | COM | 2,759 | $30,000 | thousands by filing date | |
| GLOBAL DEFENSE & NATL SEC SY | 37953N108 | COM | 2,900 | $30,000 | thousands by filing date | |
| CAMTEK LTD ORD | M20791105 | Stock | 8,920 | $29,000 | thousands by filing date | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 1,100 | $29,000 | thousands by filing date | call |
| SAIA INC | 78709Y105 | COM | 669 | $29,000 | thousands by filing date | |
| EAGLE BANCORPORATION INC | 268948106 | COM | 760 | $29,000 | thousands by filing date | |
| VISHAY PRECISION GROUP INC | 92835K103 | COM | 1,796 | $29,000 | thousands by filing date | |
| GABELLI CONVERTIBLE & INCOME S | 36240B109 | COM | 4,709 | $29,000 | thousands by filing date | |
| MARTEN TRANSPORT LTD | 573075108 | COM | 1,228 | $29,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972A301 | COM NEW | 3,100 | $29,000 | thousands by filing date | call |
| NUVEEN MULTI-MKT INCOME FD | 67075J107 | COM | 3,930 | $29,000 | thousands by filing date | |
| FIRST BANCORP NC | 318910106 | COMMON STOCK | 1,638 | $29,000 | thousands by filing date | |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 8,000 | $29,000 | thousands by filing date | |
| INTREPID POTASH INC | 46121Y102 | COM | 2,550 | $29,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 530715AG6 | DEB 4.000%11/1 | 44,000 | $29,000 | thousands by filing date | principal |
| IRIDEX CORP | 462684101 | COM | 2,676 | $29,000 | thousands by filing date | |
| NN INC | 629337106 | COM | 1,177 | $29,000 | thousands by filing date | |
| ABSOLUTE SHS TR | 00400R700 | WBI BBR YLD 3000 | 1,219 | $29,000 | thousands by filing date | |
| FORMULA SYSTEMS 1985 LTD | 346414105 | SPONSORED ADS | 1,038 | $29,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y768 | STAR GLOB BUYW | 1,090 | $29,000 | thousands by filing date | |
| Surmodics Inc | 868873100 | Common Stock | 1,117 | $29,000 | thousands by filing date | |
| TESARO INC | 881569107 | COM | 500 | $29,000 | thousands by filing date | put |
| FIRST DEFIANCE FINL CORP | 32006W106 | COMMON STOCK | 877 | $29,000 | thousands by filing date | |
| GROUPON INC | 399473107 | COMMON STOCK | 4,000 | $29,000 | thousands by filing date | put |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 10,832 | $29,000 | thousands by filing date | |
| INFOBLOX INC | 45672H104 | COM | 1,200 | $29,000 | thousands by filing date | put |
| LinnCo, LLC | 535782106 | LTD | 3,000 | $29,000 | thousands by filing date | call |
| STEIN MART INC | 858375108 | COM | 2,310 | $29,000 | thousands by filing date | |
| NAVIGANT CONSULTING INC | 63935N107 | COM | 2,200 | $29,000 | thousands by filing date | |
| HANWHA SOLARONE CO LTD | 41135V103 | SPONSORED ADR | 14,146 | $29,000 | thousands by filing date | |
| NORTHEAST BANCORP | 663904209 | COM | 3,081 | $29,000 | thousands by filing date | |
| DIANA CONTAINERSHIPS, INC. | Y2069P101 | COMMON STOCK | 11,760 | $29,000 | thousands by filing date | |
| OLD LINE BANCSHARES INC | 67984M100 | COMMON | 1,854 | $29,000 | thousands by filing date | |
| CGG SPONS ADR | 12531Q105 | ADR | 5,052 | $29,000 | thousands by filing date | |
| DEUTSCHE BK AG LDN BRH | 25154H566 | PS AGRI DS ETN | 992 | $29,000 | thousands by filing date | |
| ROYAL BK OF SCOTLAND PLC | 78009P218 | ROGR ENH INMET | 1,449 | $29,000 | thousands by filing date | |
| IPATH DJ-UBS COCOA SUBINDEX | 06739H313 | CMN | 825 | $29,000 | thousands by filing date | |
| TEXAS CAPITAL BANCSHARES INC | 88224Q115 | WTS | 855 | $29,000 | thousands by filing date | |
| NORTEL INVERSORA S A | 656567401 | SPON ADR PFD B | 1,302 | $29,000 | thousands by filing date | |
| MILLER HOWARD HIGH INC EQTY | 600379101 | COM SHS BEN IN | 1,600 | $29,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 700 | $28,000 | thousands by filing date | put |
| WISDOMTREE INC | 97717P104 | COM | 1,300 | $28,000 | thousands by filing date | put |
| WERNER ENTERPRISES INC | 950755108 | COM | 900 | $28,000 | thousands by filing date | |
| HUB GROUP INC | 443320106 | CL A | 704 | $28,000 | thousands by filing date | |
| SOUTHERN FIRST BANCSHARES | 842873101 | COMMON STOCK | 1,602 | $28,000 | thousands by filing date | |
| INFRAREIT INC | 45685L100 | COM | 985 | $28,000 | thousands by filing date | |
| Gilat Satellite Network | M51474118 | COM | 4,703 | $28,000 | thousands by filing date | |
| DONEGAL GROUP INC | 257701300 | CL B | 1,468 | $28,000 | thousands by filing date | |
| RANDGOLD RES LTD | 752344309 | ADR | 400 | $28,000 | thousands by filing date | call |
| DIEBOLD NXDF INC | 253651103 | COM | 800 | $28,000 | thousands by filing date | put |
| BLACKROCK NJ MUNICIPAL BOND | 09249A109 | COM | 1,730 | $28,000 | thousands by filing date | |
| ADVANCED MICRO DEVICES | 007903AL1 | CORPORATE OBLIG | 28,000 | $28,000 | thousands by filing date | principal |
| JANUS CAPITAL GROUP INC | 47102X105 | COMMON STOCK | 1,600 | $28,000 | thousands by filing date | put |
| DENNYS CORP | 24869P104 | COM | 2,387 | $28,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 5,407 | $28,000 | thousands by filing date | |
| CALLON PETE CO DEL | 13123X102 | COM | 3,803 | $28,000 | thousands by filing date | |
| HMN FINL INC | 40424G108 | COM | 2,294 | $28,000 | thousands by filing date | |
| AMERICAN NATL BANKSHARES INC | 027745108 | COM | 1,256 | $28,000 | thousands by filing date | |
| TUESDAY MORNING CORP | 899035505 | COM NEW | 1,730 | $28,000 | thousands by filing date | |
| COMCAST CORP NEW | 20030N200 | CL A SPL | 500 | $28,000 | thousands by filing date | put |
| STRAYER ED INC | 863236105 | COM | 517 | $28,000 | thousands by filing date | |
| TANGOE INC/CT | 87582Y108 | COM | 2,021 | $28,000 | thousands by filing date | |
| IGI LABORATORIES INC | 449575109 | COM | 3,451 | $28,000 | thousands by filing date | |
| NEWSTAR FINANCIAL INC | 65251F105 | COM | 2,420 | $28,000 | thousands by filing date | |
| Call - MTB $73.86 Exp 12/23/2018 | 55261F112 | Warrants | 531 | $28,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M872 | COM | 686 | $28,000 | thousands by filing date | |
| JIAYUAN COM INTL LTD | 477374102 | SPONSORED ADR | 5,367 | $28,000 | thousands by filing date | |
| VALLEY FINL CORP VA | 919629105 | COM | 1,385 | $28,000 | thousands by filing date | |
| DEUTSCHE BK AG LONDON BRH | 25154K833 | MTL SHRT ETN38 | 1,174 | $28,000 | thousands by filing date | |
| QuantShares ETF | 351680202 | Qshrs US Mkt Neutral Val | 1,103 | $28,000 | thousands by filing date | |
| OPHTHOTECH CORP | 683745103 | COM | 600 | $28,000 | thousands by filing date | |
| BELLICUM PHARMACEUTICALS INC | 079481107 | COM | 1,188 | $28,000 | thousands by filing date | |
| LIBERTY TAX INC | 53128T102 | CL A | 1,000 | $28,000 | thousands by filing date | |
| ABSOLUTE SHS TR | 00400R502 | WBI BBR RNG 3000 | 1,104 | $28,000 | thousands by filing date | |
| SMART & FINAL STORES INC | 83190B101 | COM | 1,616 | $28,000 | thousands by filing date | |
| MAXPOINT INTERACTIVE INC | 57777M102 | Cmn | 2,973 | $28,000 | thousands by filing date | |
| VIRTUALSCOPICS INC | 928269208 | COM NEW | 10,222 | $28,000 | thousands by filing date | |
| PROSHARES MANAGED | 74347W536 | MNGD FUT STRAT | 1,300 | $28,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 500 | $27,000 | thousands by filing date | call |
| TEXTRON INC COM | 883203101 | Stock | 600 | $27,000 | thousands by filing date | put |
| TEXTRON INC COM | 883203101 | Stock | 600 | $27,000 | thousands by filing date | call |
| OCEANEERING INTL INC | 675232102 | COM | 500 | $27,000 | thousands by filing date | call |
| DIREXION SHARES ETF TRUST | 25459W458 | DAI SEM BUL ETF | 200 | $27,000 | thousands by filing date | |
| ISHARES INC | 464286509 | MSCI CDA ETF | 1,000 | $27,000 | thousands by filing date | call |
| MGP INGREDIENTS INC NEW | 55303J106 | COM | 2,012 | $27,000 | thousands by filing date | |
| INTERPUBLIC GROUP COS | 460690100 | COM | 1,200 | $27,000 | thousands by filing date | call |
| COMMERCIAL VEH GROUP INC | 202608105 | COM | 4,239 | $27,000 | thousands by filing date | |
| PROSHARES TR | 74347X864 | ULTRPRO S&P500 | 200 | $27,000 | thousands by filing date | call |
| FIRST COMMUNITY BANKSHARES | 31983A103 | COMMON STOCK | 1,578 | $27,000 | thousands by filing date | |
| PAMT CORP | 693149106 | COMMON STOCK | 472 | $27,000 | thousands by filing date | |
| CITIZENS NORTHERN CORP | 172922106 | COMMON STOCK | 1,354 | $27,000 | thousands by filing date | |
| AUDIOCODES LTD | M15342104 | ORD | 5,733 | $27,000 | thousands by filing date | |
| BB & T CORP | 054937107 | COM | 700 | $27,000 | thousands by filing date | call |
| Taiwan Fund Inc/The/Md | 874036106 | COM | 1,580 | $27,000 | thousands by filing date | |
| CYTOSORBENTS CORP | 23283X206 | CMN | 2,014 | $27,000 | thousands by filing date | |
| MARCHEX INC | 56624R108 | CMN | 6,431 | $27,000 | thousands by filing date | |
| ARTS WAY MFG INC | 043168103 | COM | 5,773 | $27,000 | thousands by filing date | |
| GRUPO SIMEC SAB DE C V | 400491106 | ADR | 3,261 | $27,000 | thousands by filing date | |
| CHUY'S HOLDINGS INC | 171604101 | COMMON STOCK | 1,200 | $27,000 | thousands by filing date | put |
| PEABODY ENERGY CORP | 704549AG9 | CORPORATE OBLIG | 77,000 | $27,000 | thousands by filing date | principal |
| NETLIST INC | 64118P109 | COM | 46,320 | $27,000 | thousands by filing date | |
| AIR TRANSPORT SERVICES GRP I | 00922R105 | COM | 2,920 | $27,000 | thousands by filing date | |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 3,127 | $27,000 | thousands by filing date | |
| WESTBURY BANCORP INC COM | 95727P106 | COM | 1,551 | $27,000 | thousands by filing date | |
| CABLEVISION SYS CORP | 12686C109 | CL A NY CABLVS | 1,500 | $27,000 | thousands by filing date | call |
| ISHARES DOW JONES UBS ROLL S | 45032K102 | SHS BEN INT | 673 | $27,000 | thousands by filing date | |
| PFSWEB INC | 717098206 | COM | 2,489 | $27,000 | thousands by filing date | |
| U S G CORP | 903293405 | COM NEW | 1,000 | $27,000 | thousands by filing date | put |
| CEMPRA INC | 15130J109 | COM | 800 | $27,000 | thousands by filing date | put |
| WILSHIRE BANCORP INC | 97186T108 | COM | 2,671 | $27,000 | thousands by filing date | |
| UTSTARCOM HOLDINGS CORP | G9310A114 | SHS NEW | 10,471 | $27,000 | thousands by filing date | |
| DYNAMIC MATLS CORP | 267888105 | COM | 2,154 | $27,000 | thousands by filing date | |
| CAPITOL ACQUISITION CORP II | 14056V204 | UNIT | 2,597 | $27,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD CBOE | 33733E609 | S\&P.* | 1,070 | $27,000 | thousands by filing date | |
| PROSHARES TR II | 74347W676 | ULSHT DJ UBS CMD | 279 | $27,000 | thousands by filing date | |
| COAST DISTR SYS | 190345108 | COM | 7,782 | $27,000 | thousands by filing date | |
| Southcoast Financial Corporation | 84129R100 | Common Stock | 3,809 | $27,000 | thousands by filing date | |
| Weyerhaeuser Co. | 962166872 | CONVERTIBLE PREFERRED STOCK | 500 | $27,000 | thousands by filing date | |
| PROVIDENCE & WORCESTER RR CO | 743737108 | COM | 1,459 | $27,000 | thousands by filing date | |
| SWEDISH EXPT CR CORP | 870297405 | RG METAL ETN22 | 3,424 | $27,000 | thousands by filing date | |
| AVOLON HLDGS LTD | G52237107 | COM | 1,290 | $27,000 | thousands by filing date | |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 851 | $27,000 | thousands by filing date | |
| ASHFORD HOSPITALITY PRIME IN | 044102101 | COM | 1,645 | $27,000 | thousands by filing date | |
| NORTH ATLANTIC DRILLING LTD | G6613P202 | COM | 23,592 | $27,000 | thousands by filing date | |
| GANNETT INC | 364730101 | COM | 700 | $26,000 | thousands by filing date | put |
| JABIL INC COM | 466313103 | Stock | 1,100 | $26,000 | thousands by filing date | call |
| CHURCH & DWIGHT CO INC COM | 171340102 | Stock | 300 | $26,000 | thousands by filing date | put |
| TERADYNE INC COM | 880770102 | Stock | 1,400 | $26,000 | thousands by filing date | call |
| AERCAP HOLDINGS NV SHS | N00985106 | Stock | 600 | $26,000 | thousands by filing date | call |
| FEDERAL SIGNAL CORP | 313855108 | COM | 1,640 | $26,000 | thousands by filing date | |
| IROBOT CORP | 462726100 | COM | 800 | $26,000 | thousands by filing date | put |
| DIRECTV | 25490A309 | COM | 300 | $26,000 | thousands by filing date | put |
| MISTRAS GROUP INC | 60649T107 | COMMON STOCK | 1,369 | $26,000 | thousands by filing date | |
| ISLE OF CAPRI CASINOS | 464592104 | COMMON STOCK | 1,851 | $26,000 | thousands by filing date | |
| BOULDER BRANDS INC | 101405108 | COMMON STOCK | 2,818 | $26,000 | thousands by filing date | |
| MIDWESTONE FINACIAL GROUP I | 598511103 | COMMON STOCK | 916 | $26,000 | thousands by filing date | |
| Broadcom Inc | Y0486S104 | Common | 200 | $26,000 | thousands by filing date | call |
| DERMIRA INC | 24983L104 | COM | 1,713 | $26,000 | thousands by filing date | |
| LORILLARD INC | 544147101 | COM | 400 | $26,000 | thousands by filing date | call |
| HESKA CORP | 42805E306 | COM | 1,015 | $26,000 | thousands by filing date | |
| PHARMACYCLICS INC | 716933106 | COM | 100 | $26,000 | thousands by filing date | call |
| XENOPORT INC | 98411C100 | COM | 3,700 | $26,000 | thousands by filing date | |
| INTL FCSTONE INC | 46116V105 | COM | 881 | $26,000 | thousands by filing date | |
| BRIDGE BANCORP INC | 108035106 | COM | 1,000 | $26,000 | thousands by filing date | |
| PROSPECT CAPITAL CORP | 74348TAD4 | NOTE | 25,000 | $26,000 | thousands by filing date | principal |
| GLOBAL X GOLD(GLDX) | 37950E283 | ETF | 2,691 | $26,000 | thousands by filing date | |
| ASB BANCORP INC N C | 00213T109 | COM | 1,249 | $26,000 | thousands by filing date | |
| INTELIQUENT INC | 45825N107 | COM | 1,654 | $26,000 | thousands by filing date | |
| DEUTSCHE BANK | 25153Q708 | ELE MORN TTL22 | 1,237 | $26,000 | thousands by filing date | |
| EARTHSTONE ENERGY INC | 27032D205 | COM | 1,101 | $26,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TR | 301505400 | FORENSIC ACCTG | 795 | $26,000 | thousands by filing date | |
| PROSHARES TR | 74348A889 | GERMAN SOV/SUB | 724 | $26,000 | thousands by filing date | |
| SUPERCOM LTD NEW | M87095119 | SHS NEW | 3,063 | $26,000 | thousands by filing date | |
| FOAMIX PHARMACEUTICALS LTD | M46135105 | SHS | 2,857 | $26,000 | thousands by filing date | |
| BLACKROCK MASS TAX-EXEMPT TR | 09258E109 | SH BEN INT | 1,800 | $26,000 | thousands by filing date | |
| BANK NOVA SCOTIA B C COM | 064149107 | Stock | 500 | $25,000 | thousands by filing date | call |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 1,000 | $25,000 | thousands by filing date | call |
| OHIO VY BANC CORP | 677719106 | COM | 1,106 | $25,000 | thousands by filing date | |
| LENDINGTREE INC | 52603B107 | COM | 440 | $25,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092501 | MSCI FINLS IDX | 875 | $25,000 | thousands by filing date | |
| KOPPERS HOLDINGS INC | 50060P106 | COM | 1,237 | $25,000 | thousands by filing date | |
| DISCOVERY INC | 25470F104 | COM SER A | 800 | $25,000 | thousands by filing date | put |
| RADNET INC | 750491102 | COM | 3,000 | $25,000 | thousands by filing date | |
| ORION GROUP HOLDINGS INC | 68628V308 | COMMON STOCK | 2,699 | $25,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q593 | MED BREAKTHGH | 828 | $25,000 | thousands by filing date | |
| HEIDRICK & STRUGGLES INTL IN | 422819102 | COM | 1,000 | $25,000 | thousands by filing date | |
| MANNATECH INC | 563771203 | COM NEW | 1,350 | $25,000 | thousands by filing date | |
| HAYNES INTL INC | 420877201 | COM NEW | 563 | $25,000 | thousands by filing date | |
| REGIS CORP | 758932107 | COM | 1,500 | $25,000 | thousands by filing date | |
| VWR CORP | 91843L103 | COM | 948 | $25,000 | thousands by filing date | |
| AERIE PHARMACEUTICALS INC | 00771V108 | COM | 800 | $25,000 | thousands by filing date | |
| CLEARSIGN TECHNOLOGIES CORP | 185064102 | COM | 4,657 | $25,000 | thousands by filing date | |
| MECHEL OAO | 583840103 | SPONSORED ADR | 19,840 | $25,000 | thousands by filing date | |
| SUNSTONE HOTEL INVS INC NEW | 867892507 | CV 8% CUM PFD-D | 968 | $25,000 | thousands by filing date | |
| GOLD STD VENTURES CORP | 380738104 | COM | 57,458 | $25,000 | thousands by filing date | |
| CAREER EDUCATION CORP | 141665109 | COM | 4,934 | $25,000 | thousands by filing date | |
| TEXTURA CORP | 883211104 | COM | 918 | $25,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 2,300 | $25,000 | thousands by filing date | call |
| PARK ELECTROCHEMICAL CORP | 700416209 | COM | 1,176 | $25,000 | thousands by filing date | |
| AFFYMETRIX INC | 00826T108 | COM | 2,000 | $25,000 | thousands by filing date | call |
| Almaden Minerals Ltd | 020283107 | COM | 28,140 | $25,000 | thousands by filing date | |
| ENBRIDGE ENERGY MANAGEMENT L | 29250x103 | SHS UNITS LLI | 700 | $25,000 | thousands by filing date | put |
| AMERICAN RESIDENTIAL PROPERTIES INC | 02927E303 | COM | 1,352 | $25,000 | thousands by filing date | |
| HARRIS & HARRIS GROUP INC | 413833104 | COM | 8,000 | $25,000 | thousands by filing date | call |
| MOCON INC | 607494101 | COM | 1,485 | $25,000 | thousands by filing date | |
| WESTFIELD FINANCIAL INC | 96008P104 | COM | 3,178 | $25,000 | thousands by filing date | |
| ASTA FUNDING INC | 046220109 | COM | 3,033 | $25,000 | thousands by filing date | |
| IDERA PHARMACEUTICALS INC | 45168K306 | COM | 6,800 | $25,000 | thousands by filing date | |
| RELM WIRELESS CORP | 759525108 | COM | 4,109 | $25,000 | thousands by filing date | |
| HYDROGENICS CORPORATION NEW | 448883207 | COM | 2,200 | $25,000 | thousands by filing date | |
| GREAT NORTHERN IRON OR PPTY | 391064102 | COM | 3,053 | $25,000 | thousands by filing date | |
| DB-X FUNDS | 233052505 | XTRAK INDEP TRGT | 895 | $25,000 | thousands by filing date | |
| SOUTHERN NATL BANCORP OF VA | 843395104 | COM | 2,111 | $25,000 | thousands by filing date | |
| Poage Bankshares, Inc. | 730206109 | Common Stock | 1,625 | $25,000 | thousands by filing date | |
| State Investors Bancorp, Inc. | 857030100 | Common Stock | 1,192 | $25,000 | thousands by filing date | |
| PROSHARES ULT MSCI PAC X-JPN | 74347X534 | CMN | 661 | $25,000 | thousands by filing date | |
| MFS SPECIAL VALUE TRUST | 55274E102 | CMN | 3,764 | $25,000 | thousands by filing date | |
| BLACKROCK MD MUNICIPAL BOND | 09249L105 | COM | 1,648 | $25,000 | thousands by filing date | |
| TOR MINERALS INTL INC | 890878309 | COM NEW | 4,365 | $25,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740L477 | US TRES STEEP | 732 | $25,000 | thousands by filing date | |
| COMMUNITYONE BANCORP | 20416Q108 | COM | 2,501 | $25,000 | thousands by filing date | |
| MARA HLDGS INC | 56585W203 | COM | 4,297 | $25,000 | thousands by filing date | |
| PROSHARES TR | 74348A327 | ULTSHT SMLCP600 | 695 | $25,000 | thousands by filing date | |
| OCATA THERAPEUTICS INC | 67457L100 | COM | 4,036 | $25,000 | thousands by filing date | |
| GARNERO GROUP ACQUISITION CO | G5866L108 | SHS | 2,600 | $25,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 200 | $24,000 | thousands by filing date | put |
| DAVITA INC COM | 23918K108 | Stock | 300 | $24,000 | thousands by filing date | put |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 200 | $24,000 | thousands by filing date | put |
| SANMINA CORP COM | 801056102 | Stock | 1,000 | $24,000 | thousands by filing date | call |
| WW GRAINGER INC COM | 384802104 | Stock | 100 | $24,000 | thousands by filing date | call |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 400 | $24,000 | thousands by filing date | put |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 2,500 | $24,000 | thousands by filing date | call |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 2,300 | $24,000 | thousands by filing date | put |
| UR-ENERGY INC | 91688R108 | COM | 25,373 | $24,000 | thousands by filing date | |
| AAON INC | 000360206 | COM PAR $0.004 | 1,003 | $24,000 | thousands by filing date | |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 1,000 | $24,000 | thousands by filing date | call |
| LEMAITRE VASCULAR INC | 525558201 | COM | 2,906 | $24,000 | thousands by filing date | |
| CUSTOMERS BANCORP INC | 23204G100 | COM | 1,000 | $24,000 | thousands by filing date | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 3,886 | $24,000 | thousands by filing date | |
| GENESIS ENERGY L.P. | 371927104 | UNIT LTD PARTN | 500 | $24,000 | thousands by filing date | call |
| MAXIM INTEGRATED PRODS INC | 57772K101 | COM | 700 | $24,000 | thousands by filing date | call |
| DUNKIN BRANDS GROUP INC | 265504100 | COM | 500 | $24,000 | thousands by filing date | put |
| TELECOM ARGENTINA SA | 879273209 | SPON ADR REP B | 1,073 | $24,000 | thousands by filing date | |
| CNB FINANCIAL CORP PA | 126128107 | COMMON STOCK | 1,400 | $24,000 | thousands by filing date | |
| WATSCO INC | 942622101 | CL B CONV | 192 | $24,000 | thousands by filing date | |
| ISHARES TR | 46434V787 | YLD OPTIM BD | 966 | $24,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E648 | GBL X FTSE ETF | 1,546 | $24,000 | thousands by filing date | |
| UNITED STS 12 MONTH OIL FD L | 91288V103 | UNIT BEN INT | 1,020 | $24,000 | thousands by filing date | |
| CHICAGO RIVET & MACH CO | 168088102 | COM | 734 | $24,000 | thousands by filing date | |
| Diamond Hill Investment Group Inc | 25264R207 | Common Stock | 150 | $24,000 | thousands by filing date | |
| ADTRAN INC | 00738A106 | COMMON STOCK | 1,300 | $24,000 | thousands by filing date | |
| INTERACTIVE INTELLIGENCE GROUP | 45841V109 | COMMON STOCK | 600 | $24,000 | thousands by filing date | |
| JAKKS PACIFIC INC | 47012E106 | COMMON STOCK | 3,500 | $24,000 | thousands by filing date | |
| WISDOMTREE | 97717W752 | EXCHANGE TRADED | 927 | $24,000 | thousands by filing date | |
| INTRA-CELLULAR THERAPIES INC | 46116X101 | COMMON STOCK | 998 | $24,000 | thousands by filing date | |
| SHIRE PLC | 82481R106 | COMMON STOCK-FO | 100 | $24,000 | thousands by filing date | put |
| SALEM MEDIA GROUP INC CLASS A | 794093104 | COM | 4,004 | $24,000 | thousands by filing date | |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 1,600 | $24,000 | thousands by filing date | call |
| SUMMIT FINL GROUP INC | 86606G101 | COM | 2,021 | $24,000 | thousands by filing date | |
| LIBERTY TRIPADVISOR HLDGS IN | 531465201 | COM | 713 | $24,000 | thousands by filing date | |
| ENTROPIC COMMUNICATIONS INC | 29384R105 | COM | 7,858 | $24,000 | thousands by filing date | |
| CEMPRA INC | 15130J109 | COM | 700 | $24,000 | thousands by filing date | call |
| G & K SVCS INC | 361268105 | CL A | 330 | $24,000 | thousands by filing date | |
| NAVIOS MARITIME HOLDINGS INC | Y62196103 | COM | 5,700 | $24,000 | thousands by filing date | put |
| MEADOWBROOK INS GROUP INC | 58319P108 | COM | 2,885 | $24,000 | thousands by filing date | |
| CURRENCYSHS JAPANESE YEN TR | 23130A102 | JAPANESE YEN | 300 | $24,000 | thousands by filing date | call |
| FORTRESS INVT GROUP LLC CL A | 34958B106 | COM | 3,000 | $24,000 | thousands by filing date | put |
| IPASS INC | 46261V108 | COM | 22,289 | $24,000 | thousands by filing date | |
| THESTREET INC | 88368Q103 | COM | 13,153 | $24,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E358 | GLB X PERMETF | 976 | $24,000 | thousands by filing date | |
| AMERIANA BANCORP | 023613102 | COM | 1,450 | $24,000 | thousands by filing date | |
| WAYNE SAVINGS BANCSHARES INC | 94624Q101 | COMMON | 1,802 | $24,000 | thousands by filing date | |
| TWO RIV BANCORP | 90207C105 | COMMON | 2,812 | $24,000 | thousands by filing date | |
| SIFY TECHNOLOGIES LTD | 82655M107 | ADR | 18,759 | $24,000 | thousands by filing date | |
| AMERICAN RIVER BANKSHRS (CA) | 029326105 | COM | 2,549 | $24,000 | thousands by filing date | |
| PROSHARES TR | 74347X336 | ULTRASHRT TIPS | 918 | $24,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909AH1 | NOTE 2.750% 4/0 | 20,000 | $24,000 | thousands by filing date | principal |
| PROSHARES TR | 74348A806 | ULT INV GRD CP | 390 | $24,000 | thousands by filing date | |
| DEUTSCHE BK AG LONDON BRH | 25154K874 | PS CR OIL SH ETN | 333 | $24,000 | thousands by filing date | |
| UNITED STS DIESEL HEATING OI | 911783108 | UNIT | 1,158 | $24,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06739F119 | ETN DJUBS NCKL37 | 1,471 | $24,000 | thousands by filing date | |
| TEMPLETON RUS AND EAST EUR F | 88022F105 | COM | 2,485 | $24,000 | thousands by filing date | |
| FIRST SOUTH BANCORP INC VA | 33646W100 | COM | 2,975 | $24,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHA FD I | 33737J133 | BRAZIL ALPHA | 1,900 | $24,000 | thousands by filing date | |
| Foundation Medicine Inc | 350465100 | COM | 500 | $24,000 | thousands by filing date | put |
| FLEX PHARMA INC | 33938A105 | COM | 1,233 | $24,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 400 | $23,000 | thousands by filing date | put |
| JABIL INC COM | 466313103 | Stock | 1,000 | $23,000 | thousands by filing date | put |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 400 | $23,000 | thousands by filing date | put |
| PPG INDS INC COM | 693506107 | Stock | 100 | $23,000 | thousands by filing date | call |
| PARAMOUNT GROUP INC | 69924R108 | COM | 1,200 | $23,000 | thousands by filing date | call |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 100 | $23,000 | thousands by filing date | put |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 100 | $23,000 | thousands by filing date | call |
| SOUTHERN COPPER CORP | 84265V105 | COM | 800 | $23,000 | thousands by filing date | call |
| NEOGEN CORP | 640491106 | COM | 500 | $23,000 | thousands by filing date | call |
| GOGO INC | 38046C109 | COM | 1,200 | $23,000 | thousands by filing date | call |
| LINDSAY CORPORATION | 535555106 | COM | 300 | $23,000 | thousands by filing date | put |
| NETSOL TECHNOLOGIES INC | 64115A402 | COM PAR $.001 | 4,019 | $23,000 | thousands by filing date | |
| HENNESSY ADVISORS INC | 425885100 | COM | 1,141 | $23,000 | thousands by filing date | |
| AWARE INC MASS | 05453N100 | CMN | 5,234 | $23,000 | thousands by filing date | |
| HOME FED BANCORP INC LA NEW | 43708L108 | COM | 1,189 | $23,000 | thousands by filing date | |
| FUEL TECH INC | 359523107 | COM | 7,462 | $23,000 | thousands by filing date | |
| PROSHARES TR | 74348A608 | SHT 7-10 YR TR | 775 | $23,000 | thousands by filing date | |
| PowerShares DB Gold Double Short ETN | 25154H756 | ETP | 3,077 | $23,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 2,000 | $23,000 | thousands by filing date | call |
| ZEP INC | 98944B108 | COMMON STOCK | 1,364 | $23,000 | thousands by filing date | |
| PROSHARES | 74348A442 | EXCHANGE TRADED | 640 | $23,000 | thousands by filing date | |
| Direxion Daily South Korea Bull 3X ETF | 25459Y520 | Exchange Traded Fund | 648 | $23,000 | thousands by filing date | |
| CHIMERIX INC COM | 16934W106 | Stock | 600 | $23,000 | thousands by filing date | call |
| ARCELORMITTAL FUNSPONSORED ADR 1 ADR REPS 1 ORD SHS | 03938L104 | COM | 2,400 | $23,000 | thousands by filing date | call |
| LINEAR TECHNOLOGY CORP | 535678106 | COM | 500 | $23,000 | thousands by filing date | put |
| RPX CORP | 74972G103 | COM | 1,613 | $23,000 | thousands by filing date | |
| PSYCHEMEDICS CORP | 744375205 | COM NEW | 1,381 | $23,000 | thousands by filing date | |
| REX ENERGY CORPORATION | 761565100 | COM | 6,155 | $23,000 | thousands by filing date | |
| UTI WORLDWIDE INC | G87210103 | ORD | 1,900 | $23,000 | thousands by filing date | |
| NORTHERN TIER ENERGY LP | 665826103 | COM UN REPR PART | 900 | $23,000 | thousands by filing date | put |
| PC TEL INC | 69325Q105 | COM | 2,864 | $23,000 | thousands by filing date | |
| TRC COS INC | 872625108 | COM | 2,811 | $23,000 | thousands by filing date | |
| REXAHN PHARMACEUTICALS INC | 761640101 | COM | 31,530 | $23,000 | thousands by filing date | |
| YADKIN FINANCIAL CORP | 984305102 | COM | 1,132 | $23,000 | thousands by filing date | |
| GAIAM INC-CLASS A | 36268Q103 | CL A | 3,240 | $23,000 | thousands by filing date | |
| FAUQUIER BANKSHARES INC VA | 312059108 | COM | 1,400 | $23,000 | thousands by filing date | |
| DISCOVERY COMMUNICATNS NEW | 25470F203 | COM | 747 | $23,000 | thousands by filing date | |
| EATON VANCE MICH MUN BD FD | 27828M104 | COM | 1,660 | $23,000 | thousands by filing date | |
| ROYAL BK OF SCOTLAND PLC | 78009P200 | ROGR ENH PRECI | 1,381 | $23,000 | thousands by filing date | |
| Tandem Diabetes Care, Inc. | 875372104 | COM | 1,835 | $23,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E218 | MSCI NXT EMRNG | 1,035 | $23,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W463 | JAPAN HDG FINL | 888 | $23,000 | thousands by filing date | |
| SUNSHINE BANCORP INC COM | 86777J108 | Stock | 1,863 | $23,000 | thousands by filing date | |
| SPHERE 3D CORP NEW | 84841L100 | COM | 6,089 | $23,000 | thousands by filing date | |
| NORD ANGLIA EDUCATION INC | G6583A102 | SHS | 1,017 | $23,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y644 | Cmn | 994 | $23,000 | thousands by filing date | |
| PROSHARES TR II | 74347W494 | PROSHS ULT AUS | 945 | $23,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 300 | $22,000 | thousands by filing date | put |
| GRACO INC COM | 384109104 | Stock | 300 | $22,000 | thousands by filing date | call |
| BLOCK H & R INC COM | 093671105 | Stock | 700 | $22,000 | thousands by filing date | put |
| SEMPRA COM | 816851109 | Stock | 200 | $22,000 | thousands by filing date | put |
| VENTAS INC COM | 92276F100 | REIT | 300 | $22,000 | thousands by filing date | put |
| CYBERARK SOFTWARE LTD SHS | M2682V108 | Stock | 400 | $22,000 | thousands by filing date | call |
| ALAMO GROUP INC | 011311107 | COM | 361 | $22,000 | thousands by filing date | |
| CASELLA WASTE SYS INC | 147448104 | CL A | 4,085 | $22,000 | thousands by filing date | |
| SCANSOURCE INC | 806037107 | COM | 551 | $22,000 | thousands by filing date | |
| HORIZON BANCORP IND | 440407104 | COM | 952 | $22,000 | thousands by filing date | |
| NATURES SUNSHINE PRODS INC | 639027101 | COMMON STOCK | 1,660 | $22,000 | thousands by filing date | |
| Direxion Daily Technology Bull 3X Shares | 25459W102 | ETF | 160 | $22,000 | thousands by filing date | |
| AUBURN NATL BANCORP | 050473107 | COM | 890 | $22,000 | thousands by filing date | |
| TRANSACT TECHNOLOGIES INC | 892918103 | CMN | 3,700 | $22,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E408 | MSCI CHINA CNSMR | 1,578 | $22,000 | thousands by filing date | |
| EMBOTELLADORA ANDINA S A | 29081P204 | SPON ADR A | 1,715 | $22,000 | thousands by filing date | |
| SCANA CORP NEW | 80589M102 | COM | 400 | $22,000 | thousands by filing date | call |
| SODASTREAM INTERNATIONAL | M9068E105 | LTD | 1,100 | $22,000 | thousands by filing date | call |
| AVID TECHNOLOGY INC | 05367P100 | COM | 1,517 | $22,000 | thousands by filing date | |
| MARLIN BUSINESS SVCS CORP | 571157106 | COM | 1,074 | $22,000 | thousands by filing date | |
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 1,700 | $22,000 | thousands by filing date | |
| STARTEK INC | 85569C107 | COM | 2,919 | $22,000 | thousands by filing date | |
| REALPAGE INC | 75606N109 | COM | 1,100 | $22,000 | thousands by filing date | |
| LinnCo, LLC | 535782106 | LTD | 2,300 | $22,000 | thousands by filing date | put |
| KALOBIOS PHARMACEUTICALS INC | 48344T100 | COM | 44,196 | $22,000 | thousands by filing date | |
| BROADSOFT INC | 11133B409 | COM | 650 | $22,000 | thousands by filing date | |
| DEPOMED INC | 249908104 | COM | 1,000 | $22,000 | thousands by filing date | call |
| DISCOVERY LABORATORIES INC N | 254668403 | COM NEW | 18,009 | $22,000 | thousands by filing date | |
| FIRST NBC BK HLDG CO COM | 32115D106 | COM | 654 | $22,000 | thousands by filing date | |
| PRGX GLOBAL INC | 69357C503 | COM NEW | 5,500 | $22,000 | thousands by filing date | |
| DYNEGY INC WARRANT | 26817R116 | WARRANT | 5,113 | $22,000 | thousands by filing date | |
| PROSHARES TR | 74348A517 | UL PROSHTFIN NEW | 979 | $22,000 | thousands by filing date | |
| OCONEE FED FINL CORP | 675607105 | COM | 1,086 | $22,000 | thousands by filing date | |
| SWEDISH EXPT CR CORP | 870297215 | MLCX GRN ETN23 | 4,551 | $22,000 | thousands by filing date | |
| AROTECH CORP | 042682203 | COM NEW | 7,209 | $22,000 | thousands by filing date | |
| EGA EMERGING GLOBAL SHS TR | 268461845 | CMN | 1,700 | $22,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W356 | JAPAN CP GOODS | 792 | $22,000 | thousands by filing date | |
| ECLIPSE RES CORP | 27890G100 | COM | 4,013 | $22,000 | thousands by filing date | |
| VERSARTIS INC | 92529L102 | COM | 1,200 | $22,000 | thousands by filing date | |
| PROSHARES TR | 74348A368 | ULTRASHORT INDL | 544 | $22,000 | thousands by filing date | |
| PROSHARES TR | 74347B730 | ULSHRT TECH NEW | 415 | $22,000 | thousands by filing date | |
| CLIFTON BANCORP INC | 186873105 | COM | 1,543 | $22,000 | thousands by filing date | |
| AVENUE FINL HLDGS INC | 05358K102 | COM | 1,798 | $22,000 | thousands by filing date | |
| GREAT BASIN SCIENTIFIC INC | 39013L106 | COM | 5,538 | $22,000 | thousands by filing date | |
| BOULEVARD ACQUISITION CORP | 10157P203 | UNIT 02/19/2019 | 2,160 | $22,000 | thousands by filing date | |
| CRESUD S A C I F Y A | 226406106 | SPONSORED ADR | 1,556 | $21,000 | thousands by filing date | |
| A-MARK PRECIOUS METALS INC | 00181T107 | COM | 2,024 | $21,000 | thousands by filing date | |
| HERON THERAPEUTICS INC | 427746102 | COM | 1,438 | $21,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 3,339 | $21,000 | thousands by filing date | |
| CENTRAL PAC FINL CORP | 154760409 | COM NEW | 900 | $21,000 | thousands by filing date | |
| STEWART INFORMATION SVCS COR | 860372101 | COM | 520 | $21,000 | thousands by filing date | |
| TIMKEN CO | 887389104 | COM | 500 | $21,000 | thousands by filing date | call |
| UNIVERSAL TECHNICAL INST INC | 913915104 | COM | 2,178 | $21,000 | thousands by filing date | |
| PHIBRO ANIMAL HEALTH CORP (CLA | 71742Q106 | CL A COM | 576 | $21,000 | thousands by filing date | |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 300 | $21,000 | thousands by filing date | put |
| SOTHEBYS | 835898107 | COM | 500 | $21,000 | thousands by filing date | put |
| HILTON WORLDWIDE HLDGS INC | 43300A104 | COM | 700 | $21,000 | thousands by filing date | call |
| CB FINANCIAL SERVICES INC | 12479G101 | COMMON STOCK | 1,051 | $21,000 | thousands by filing date | |
| CEVA INC | 157210105 | COMMON STOCK | 1,000 | $21,000 | thousands by filing date | |
| ASCENT INDUSTRIES CO | 871565107 | COM | 1,483 | $21,000 | thousands by filing date | |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 500 | $21,000 | thousands by filing date | call |
| TEUCRIUM COMMODITY TR | 88166A706 | AGRICULTURE FD | 737 | $21,000 | thousands by filing date | |
| AIR T INC | 009207101 | COM | 844 | $21,000 | thousands by filing date | |
| YOUKU.COM INC | 98742U100 | COMMON STOCK-FO | 1,700 | $21,000 | thousands by filing date | call |
| EASTERLY GOVERNMENT PROPERTIES | 27616P103 | COMMON STOCK | 1,320 | $21,000 | thousands by filing date | |
| MODEL N INC | 607525102 | COM | 1,770 | $21,000 | thousands by filing date | |
| POWER REIT | 73933H101 | COM | 2,390 | $21,000 | thousands by filing date | |
| PRIMO WTR CORP | 74165N105 | COM | 3,980 | $21,000 | thousands by filing date | |
| THE ADT CORPORATION | 00101J106 | COM | 500 | $21,000 | thousands by filing date | put |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 1,500 | $21,000 | thousands by filing date | |
| CRAY INC | 225223304 | COM NEW | 750 | $21,000 | thousands by filing date | |
| U M H PROPERTIES INC | 903002202 | CV RED PFD-A | 800 | $21,000 | thousands by filing date | |
| RACKSPACE HOSTING INC | 750086100 | COM | 400 | $21,000 | thousands by filing date | put |
| AMYRIS INC | 03236M101 | COM | 8,789 | $21,000 | thousands by filing date | |
| HALCON RES CORP | 40537Q209 | COM NEW | 13,400 | $21,000 | thousands by filing date | call |
| INTEL CORP | 458140AD2 | SDCV 2.950%12/1 | 17,000 | $21,000 | thousands by filing date | principal |
| EAGLE ROCK ENERGY PARTNERS L | 26985R104 | UNIT | 9,100 | $21,000 | thousands by filing date | put |
| ID SYSTEMS INC | 449489103 | COM | 3,285 | $21,000 | thousands by filing date | |
| SUFFOLK BANCORP | 864739107 | COM | 899 | $21,000 | thousands by filing date | |
| NATIONAL RESEARCH CORP CL B | 637372301 | COMMON | 677 | $21,000 | thousands by filing date | |
| Leading Brands Inc. | 52170U207 | COM | 6,984 | $21,000 | thousands by filing date | |
| DB-X FUNDS | 233052109 | XTRAK 2010TGT DT | 868 | $21,000 | thousands by filing date | |
| Alcobra Ltd | M2239P109 | SHS | 3,842 | $21,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M203 | COM | 727 | $21,000 | thousands by filing date | |
| CORMEDIX INC | 21900C118 | *W EXP 03/24/201 | 3,304 | $21,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y819 | TOTAL MKT BEAR | 1,118 | $21,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740P122 | IPTH S&P GSCI | 790 | $21,000 | thousands by filing date | |
| QUMU CORP | 749063103 | COM | 1,591 | $21,000 | thousands by filing date | |
| CONATUS PHARMACEUTICALS INC | 20600T108 | COM | 2,900 | $21,000 | thousands by filing date | call |
| ENTEGRA FINL CORP | 29363J108 | COM | 1,384 | $21,000 | thousands by filing date | |
| FIRST MARBLEHEAD CORP COM NEW | 320771207 | Stock | 3,232 | $21,000 | thousands by filing date | |
| DIPEXIUM PHARMACEUTICALS INC | 25456J104 | COM | 1,544 | $21,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 9,493 | $20,000 | thousands by filing date | |
| WEIS MKTS INC COM | 948849104 | Stock | 408 | $20,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 1,800 | $20,000 | thousands by filing date | call |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 400 | $20,000 | thousands by filing date | call |
| WISDOMTREE TR | 97717W430 | HEDGED HI YLD BD | 815 | $20,000 | thousands by filing date | |
| BANCFIRST CORP | 05945F103 | COM | 334 | $20,000 | thousands by filing date | |
| CADIZ INC | 127537207 | COM NEW | 1,952 | $20,000 | thousands by filing date | |
| COMPANIA DE MINAS BUENAVENTU | 204448104 | SPONSORED ADR | 2,000 | $20,000 | thousands by filing date | put |
| HURON CONSULTING GROUP INC | 447462102 | COM | 300 | $20,000 | thousands by filing date | call |
| VECTOR GROUP LTD | 92240M108 | COM | 900 | $20,000 | thousands by filing date | call |
| STAMPS COM INC | 852857200 | COM NEW | 300 | $20,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524789 | FUNDAMENTAL US B | 668 | $20,000 | thousands by filing date | |
| CAI INTERNATIONAL INC | 12477X106 | COM | 833 | $20,000 | thousands by filing date | |
| INTERGROUP CORP | 458685104 | COM | 1,021 | $20,000 | thousands by filing date | |
| Community West Bancshares | 204157101 | Common Stock | 3,033 | $20,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 7,000 | $20,000 | thousands by filing date | call |
| ASIA TIGERS FUND | 04516T105 | EXCHANGE TRADED | 1,744 | $20,000 | thousands by filing date | |
| CYBEROPTICS CORP COM | 232517102 | Stock | 1,938 | $20,000 | thousands by filing date | |
| PALATIN TECHNOLOGIES INC | 696077403 | COM PAR $ .01 | 18,929 | $20,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 2,800 | $20,000 | thousands by filing date | put |
| Transition Therapeutics, Inc. | 893716209 | COM | 2,981 | $20,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-15-005912 | this filing | 2015-05-14 | acceptance time not in the bulk data set |