13F-HR filed by UBS Group AG
UBS Group AG filed this 13F-HR for the quarter ended 2015-03-31, filed 2015-05-14, with 8,816 holding rows worth $144,826,421,000.
- Accession
- 0000950123-15-005912
- Filer
- CIK 1610520
- Filed
- 2015-05-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2015
A holdings report, 15,013 entries on the cover page, a total value of $144,826,421,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $144,826,537,000 with VALUE read as thousands by filing date, 13F file number 028-16612. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerUBS Financial Services Inc. 028-11496
- included managerUBS Swiss Financial Advisors AG 028-11603
- included managerUBS AG, New York Branch 028-07344
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 100 | $6,000 | thousands by filing date | put |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 400 | $6,000 | thousands by filing date | put |
| FOOT LOCKER INC | 344849104 | COM | 100 | $6,000 | thousands by filing date | put |
| FOOT LOCKER INC | 344849104 | COM | 100 | $6,000 | thousands by filing date | call |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 1,500 | $6,000 | thousands by filing date | put |
| CROSS CTRY HEALTHCARE INC | 227483104 | COM | 475 | $6,000 | thousands by filing date | |
| CAESARSTONE LTD | M20598104 | ORD SHS | 100 | $6,000 | thousands by filing date | call |
| ASTRONOVA INC | 04638F108 | COM | 446 | $6,000 | thousands by filing date | |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 1,608 | $6,000 | thousands by filing date | |
| NEENAH PAPER INC | 640079109 | COM | 100 | $6,000 | thousands by filing date | call |
| PEOPLE'S UNITED FINANCIAL INC | 712704105 | COM | 400 | $6,000 | thousands by filing date | call |
| MANHATTAN BRDG CAP INC | 562803106 | COM | 1,393 | $6,000 | thousands by filing date | |
| ISHARES INC | 464286327 | MSCI GLB SLV&MTL | 800 | $6,000 | thousands by filing date | |
| AMERISERV FINL INC | 03074A102 | COM | 2,000 | $6,000 | thousands by filing date | |
| MEDICINES CO | 584688105 | COM | 200 | $6,000 | thousands by filing date | put |
| NATIONAL GEN HLDGS CORP | 636220303 | COM | 322 | $6,000 | thousands by filing date | |
| TESARO INC | 881569107 | COM | 100 | $6,000 | thousands by filing date | call |
| TRIUMPH GROUP INC NEW | 896818101 | COM | 100 | $6,000 | thousands by filing date | call |
| AMTRUST FINL SVCS INC | 032359309 | COM | 100 | $6,000 | thousands by filing date | call |
| EBIX INC | 278715206 | COM NEW | 200 | $6,000 | thousands by filing date | put |
| INSYS THERAPEUTICS INC | 45824V209 | COMMON STOCK | 100 | $6,000 | thousands by filing date | call |
| BLACK BOX CORP | 091826107 | COMMON STOCK | 300 | $6,000 | thousands by filing date | |
| QUANTUM FUEL SYS INC XXX | 74765E307 | COM | 2,100 | $6,000 | thousands by filing date | call |
| ALEXCO RESOURCE CORP | 01535P106 | COM | 16,591 | $6,000 | thousands by filing date | |
| ALTISOURCE ASSET MGMT CORP | 02153X108 | COM | 31 | $6,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305RAC3 | NOTE 3.250% 5/1 | 6,000 | $6,000 | thousands by filing date | principal |
| PERFECT WORLD CO LTD | 71372U104 | SPON ADR REP B | 300 | $6,000 | thousands by filing date | |
| IMAGE SENSING SYS INC | 45244C104 | COM | 2,782 | $6,000 | thousands by filing date | |
| TELEFLEX INC | 879369AA4 | NOTE 3.875% 8/0 | 3,000 | $6,000 | thousands by filing date | principal |
| ENDOCYTE INC | 29269A102 | COM | 1,000 | $6,000 | thousands by filing date | put |
| EXFO INC | 302046107 | SUB VTG SHS | 1,707 | $6,000 | thousands by filing date | |
| GFI GROUP INC | 361652209 | COM | 1,000 | $6,000 | thousands by filing date | call |
| ANGIES LIST INC | 034754101 | COM | 1,000 | $6,000 | thousands by filing date | put |
| ANGIES LIST INC | 034754101 | COM | 1,000 | $6,000 | thousands by filing date | call |
| JAMBA INC | 47023A309 | COM NEW | 400 | $6,000 | thousands by filing date | call |
| ARRIS GROUP INC | 04270V106 | COM | 200 | $6,000 | thousands by filing date | call |
| GSE SYS INC | 36227k106 | COM | 3,659 | $6,000 | thousands by filing date | |
| NEWPARK RES INC 4.000 | 651718AC2 | NOTE 4.000%10/0 | 5,000 | $6,000 | thousands by filing date | principal |
| VIVUS INC | 928551100 | COM | 2,500 | $6,000 | thousands by filing date | put |
| JOES JEANS INC | 47777N101 | COM | 28,114 | $6,000 | thousands by filing date | |
| APRICUS BIOSCIENCES INC | 03832V109 | COM | 3,223 | $6,000 | thousands by filing date | |
| UROPLASTY INC | 917277204 | COM NEW | 4,506 | $6,000 | thousands by filing date | |
| GOLDFIELD CORP | 381370105 | COM | 3,026 | $6,000 | thousands by filing date | |
| VRINGO INC | 92911N104 | COM | 9,200 | $6,000 | thousands by filing date | call |
| INTERPHASE CORP | 460593106 | COM | 4,224 | $6,000 | thousands by filing date | |
| AEP INDUSTRIES INC | 001031103 | COM | 100 | $6,000 | thousands by filing date | |
| ORBITZ WORLDWIDE INC | 68557K109 | COM | 500 | $6,000 | thousands by filing date | put |
| PCM INC | 69323K100 | COM | 650 | $6,000 | thousands by filing date | |
| GSV CAPITAL CORP | 36191J101 | COM | 600 | $6,000 | thousands by filing date | put |
| VIDEO DISPLAY CORP | 926555103 | COM | 2,624 | $6,000 | thousands by filing date | |
| COMSTOCK HOLDING COMPANIES | 205684103 | CL A | 6,071 | $6,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383Q135 | GUGG CHN TECH | 150 | $6,000 | thousands by filing date | |
| AIRMEDIA GROUP INC | 009411109 | ADR | 3,045 | $6,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC | 595017AB0 | SDCV 2.125%12/1 | 3,000 | $6,000 | thousands by filing date | principal |
| NATUZZI S P A | 63905A101 | ADR | 3,465 | $6,000 | thousands by filing date | |
| LAPORTE BANCORP INC MD | 516651106 | COM | 432 | $6,000 | thousands by filing date | |
| DIREXION DLY MID CAP BEAR 3X | 25459Y421 | COM | 583 | $6,000 | thousands by filing date | |
| SGOCO GROUP LTD | G80751103 | SHS | 12,409 | $6,000 | thousands by filing date | |
| UNITED STS SHORT OIL FD LP | 912613205 | UNITS | 100 | $6,000 | thousands by filing date | call |
| ISHARES TR | 46429B259 | FINANCIALS SEC | 102 | $6,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E317 | GLBLX CEN ASIA | 621 | $6,000 | thousands by filing date | |
| BIOSPECIFICS TECHNOLOGIES | 090931106 | COM | 159 | $6,000 | thousands by filing date | |
| DOVER SADDLERY INC | 260412101 | COM | 1,269 | $6,000 | thousands by filing date | |
| QUALSTAR CORP QBAK | 74758R109 | COMMON | 4,169 | $6,000 | thousands by filing date | |
| GLOWPOINT INC | 379887201 | CMN | 6,839 | $6,000 | thousands by filing date | |
| ARCA BIOPHARMA INC | 00211Y209 | COM NEW | 7,172 | $6,000 | thousands by filing date | |
| CHANTICLEER HLDGS INC | 15930P404 | COM PAR $.0001 N | 2,429 | $6,000 | thousands by filing date | |
| FLUOR CORP NEW | 343412AA0 | NOTE 1.5 | 3,000 | $6,000 | thousands by filing date | principal |
| STONEGATE BANK | 861811107 | COM | 185 | $6,000 | thousands by filing date | |
| ELTEK LTD | M40184109 | ORD | 5,363 | $6,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L811 | COM | 248 | $6,000 | thousands by filing date | |
| CIPHER PHARMACEUTICALS INC | 17253X105 | COM | 711 | $6,000 | thousands by filing date | |
| CEL SCI CORP | 150837508 | COM PAR $0.01 | 5,759 | $6,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y371 | DLY S&P 500 BEAR | 300 | $6,000 | thousands by filing date | call |
| AKERS BIOSCIENCES INC | 00973E102 | COM | 1,350 | $6,000 | thousands by filing date | |
| HEAT BIOLOGICS INC | 42237K102 | COM | 864 | $6,000 | thousands by filing date | |
| PEAK RESORTS INC | 70469L100 | COM | 1,020 | $6,000 | thousands by filing date | |
| CELSION CORPORATION COM PAR | 15117N404 | Stock | 2,191 | $6,000 | thousands by filing date | |
| CHINA XINIYA FASHION LTD | 16950W113 | SPONSRD ADR NEW | 2,850 | $6,000 | thousands by filing date | |
| JAN VELOCITY VELOCITY HED | 00162Q791 | Equities | 205 | $6,000 | thousands by filing date | |
| MOL GLOBAL INC | 60845Q105 | Depository Receipt | 2,574 | $6,000 | thousands by filing date | |
| ATRM HLDGS INC | 04964A103 | COM | 1,685 | $6,000 | thousands by filing date | |
| IKANOS COMMUNICATIONS INC | 45173E204 | COM NEW | 1,957 | $6,000 | thousands by filing date | |
| iShares MSCI Intl Momentum Factor ETF | 46434V449 | SHS | 200 | $5,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 100 | $5,000 | thousands by filing date | put |
| ENBRIDGE INC COM | 29250N105 | Stock | 100 | $5,000 | thousands by filing date | put |
| OPEN TEXT CORP COM | 683715106 | Stock | 100 | $5,000 | thousands by filing date | put |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 1,000 | $5,000 | thousands by filing date | put |
| PG&E CORP COM | 69331C108 | Stock | 100 | $5,000 | thousands by filing date | call |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 300 | $5,000 | thousands by filing date | call |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 300 | $5,000 | thousands by filing date | call |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 100 | $5,000 | thousands by filing date | put |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 3,000 | $5,000 | thousands by filing date | put |
| DENISON MINES CORP | 248356107 | COM | 6,500 | $5,000 | thousands by filing date | call |
| LIGHTPATH TECHNOLOGIES INC | 532257805 | COM CL A | 5,474 | $5,000 | thousands by filing date | |
| LINCOLN EDL SVCS CORP | 533535100 | COM | 2,051 | $5,000 | thousands by filing date | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 2,350 | $5,000 | thousands by filing date | |
| CAREDX INC | 14167L103 | COM | 913 | $5,000 | thousands by filing date | |
| ECHOSTAR CORP | 278768106 | CL A | 100 | $5,000 | thousands by filing date | put |
| ECHOSTAR CORP | 278768106 | CL A | 100 | $5,000 | thousands by filing date | call |
| INVITAE CORP | 46185L103 | COM | 280 | $5,000 | thousands by filing date | |
| BANK OF MARIN BANCORP CA | 063425102 | COMMON STOCK | 100 | $5,000 | thousands by filing date | |
| BCB BANCORP INC | 055298103 | COMMON STOCK | 424 | $5,000 | thousands by filing date | |
| FIRST UNITED CORP | 33741H107 | COMMON STOCK | 519 | $5,000 | thousands by filing date | |
| TIMBERLAND BANCORP INC | 887098101 | COMMON STOCK | 506 | $5,000 | thousands by filing date | |
| NLI HOLDINGS INC | 629156407 | COMMON STOCK | 650 | $5,000 | thousands by filing date | |
| FIRST CAPITAL INC | 31942S104 | COMMON STOCK | 194 | $5,000 | thousands by filing date | |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 500 | $5,000 | thousands by filing date | put |
| KINGSTONE COS INC | 496719105 | COMMON STOCK | 612 | $5,000 | thousands by filing date | |
| CITI TRENDS INC | 17306X102 | COMMON STOCK | 183 | $5,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A503 | VIDENT US EQUITY | 200 | $5,000 | thousands by filing date | |
| United States Brent Oil Fund L | 91167Q100 | COM | 242 | $5,000 | thousands by filing date | |
| DLH HLDGS CORP | 23335Q100 | COM | 2,805 | $5,000 | thousands by filing date | |
| ISHARES TR | 46429B200 | CHINA SM-CAP ETF | 110 | $5,000 | thousands by filing date | |
| EQUUS TOTAL RETURN INC | 294766100 | COM | 2,791 | $5,000 | thousands by filing date | |
| INTREXON CORP | 46122T102 | COM | 100 | $5,000 | thousands by filing date | put |
| EXPAND ENERGY CORP | 165167BZ9 | CORPORATE OBLIG | 6,000 | $5,000 | thousands by filing date | principal |
| YOUKU.COM INC | 98742U100 | COMMON STOCK-FO | 400 | $5,000 | thousands by filing date | put |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 1,300 | $5,000 | thousands by filing date | call |
| EXCO RESOURCES INC | 269279402 | COMMON STOCK | 3,000 | $5,000 | thousands by filing date | put |
| EXCO RESOURCES INC | 269279402 | COMMON STOCK | 2,500 | $5,000 | thousands by filing date | call |
| CARA THERAPEUTICS INC | 140755109 | COM | 500 | $5,000 | thousands by filing date | |
| AUTHENTIDATE HLDG CORP | 052666203 | COM | 15,506 | $5,000 | thousands by filing date | |
| CIT GROUP INC COM NEW | 125581801 | Stock | 100 | $5,000 | thousands by filing date | call |
| MARINE PRODS CORP | 568427108 | cs | 630 | $5,000 | thousands by filing date | |
| NUVEEN MO QUALITY MUN INCOME | 67060Q108 | COM | 300 | $5,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220106 | COM | 500 | $5,000 | thousands by filing date | put |
| ESSA BANCORP INC COM | 29667D104 | Stock | 394 | $5,000 | thousands by filing date | |
| FIRST ACCEP CORP | 318457108 | COMMON STOCK | 1,999 | $5,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 200 | $5,000 | thousands by filing date | call |
| DBX ETF TR | 233051408 | FUND | 165 | $5,000 | thousands by filing date | |
| TEARLAB CORP | 878193101 | COM | 2,500 | $5,000 | thousands by filing date | |
| EXA CORP | 300614500 | COM | 390 | $5,000 | thousands by filing date | |
| LEGACY RESERVES LP | 524707304 | UNIT LP INT | 500 | $5,000 | thousands by filing date | put |
| NAVIOS MARITIME HOLDINGS INC | Y62196103 | COM | 1,100 | $5,000 | thousands by filing date | call |
| RACKSPACE HOSTING INC | 750086100 | COM | 100 | $5,000 | thousands by filing date | call |
| CITIGROUP INC | 172967234 | *W EXP 10/28/201 | 200,000 | $5,000 | thousands by filing date | |
| SMTC CORP | 832682207 | COM NEW | 3,076 | $5,000 | thousands by filing date | |
| DESTINATION MATERNITY CORP | 25065D100 | COM | 335 | $5,000 | thousands by filing date | |
| ECOLOGY & ENVIRONMENT INC | 278878103 | CL A | 596 | $5,000 | thousands by filing date | |
| NANOSPHERE INC | 63009F105 | COM | 19,816 | $5,000 | thousands by filing date | |
| MAGELLAN PETROLEUM CORP | 559091301 | com | 8,965 | $5,000 | thousands by filing date | |
| Castle Brands Inc | 148435100 | COM | 3,131 | $5,000 | thousands by filing date | |
| DAKOTA PLAINS | 234255107 | COMMON STOCK | 2,500 | $5,000 | thousands by filing date | |
| HEMISPHERX BIOPHARMA INC | 42366C103 | COM | 22,110 | $5,000 | thousands by filing date | |
| E-COMMERCE CHINA DANGDANG IN | 26833A105 | SPN ADS COM A | 500 | $5,000 | thousands by filing date | call |
| MEETME INC | 585141104 | COM | 2,742 | $5,000 | thousands by filing date | |
| FALCONSTOR SOFTWARE INC | 306137100 | COM | 2,951 | $5,000 | thousands by filing date | |
| SMITH MICRO SOFTWARE INC | 832154108 | COM | 4,085 | $5,000 | thousands by filing date | |
| GORDMANS STORES INC | 38269P100 | COM | 596 | $5,000 | thousands by filing date | |
| RELIV INTERNATIONAL INC | 75952R100 | COM | 4,131 | $5,000 | thousands by filing date | |
| PLANAR SYSTEMS INC | 726900103 | COM | 845 | $5,000 | thousands by filing date | |
| CYAN INC | 23247W104 | COM | 1,273 | $5,000 | thousands by filing date | |
| CYCLACEL PHARMACEUTICALS INC | 23254L306 | COM | 5,854 | $5,000 | thousands by filing date | |
| HOOPER HOLMES INC | 439104100 | COM | 9,435 | $5,000 | thousands by filing date | |
| NAVISTAR INTL CORP | 638901306 | PFD | 562 | $5,000 | thousands by filing date | |
| IGNITE RESTAURANT GROUP INC | 451730105 | COM | 1,000 | $5,000 | thousands by filing date | call |
| RESOURCE AMERICA INC-CL A | 761195205 | CL A | 553 | $5,000 | thousands by filing date | |
| URANIUM RESOURCES INC | 916901606 | COM | 4,126 | $5,000 | thousands by filing date | |
| PDI INC | 69329V100 | COM | 3,615 | $5,000 | thousands by filing date | |
| ROYAL BK OF SCOTLAND PLC | 78009P168 | LCAP ALT EXC ETN | 135 | $5,000 | thousands by filing date | |
| China Recycling Energy Corp | 168913101 | Com | 4,485 | $5,000 | thousands by filing date | |
| Concord Med Svcs Hldgs Ltd | 206277105 | Sponsored ADR | 976 | $5,000 | thousands by filing date | |
| INTERNET INITIATIVE JAPAN | 46059T109 | COM | 607 | $5,000 | thousands by filing date | |
| COLLABRX INC | 19422J108 | COM | 4,278 | $5,000 | thousands by filing date | |
| DIREXION DAILY ENERGY BUL 3X | 25459W888 | CMN | 100 | $5,000 | thousands by filing date | call |
| EMERGE ENERGY SVCS LP | 29102H108 | COM REP PARTN | 100 | $5,000 | thousands by filing date | call |
| MORGAN STANLEY | 61760E846 | CUSHNG MLP ETN | 344 | $5,000 | thousands by filing date | |
| SEVERN BANCORP ANNAPOLIS MD | 81811M100 | COM | 929 | $5,000 | thousands by filing date | |
| IMRIS INC | 45322N105 | COM | 5,268 | $5,000 | thousands by filing date | |
| TIGERLOGIC CORPORATION | 8867EQ101 | COM | 12,638 | $5,000 | thousands by filing date | |
| BLACKROCK PA STRATEGIC MUN T | 09248R103 | COM | 385 | $5,000 | thousands by filing date | |
| CHINA NEW BORUN CORP | 16890T105 | ADR | 3,797 | $5,000 | thousands by filing date | |
| CHINA ZENIX AUTO INTL LTD | 16951E104 | ADS | 4,400 | $5,000 | thousands by filing date | |
| WASHINGTON FED INC | 938824117 | *W EXP 11/14/201 | 1,140 | $5,000 | thousands by filing date | |
| SWEDISH EXPT CR CORP | 870297199 | MLCX BIO ETN23 | 591 | $5,000 | thousands by filing date | |
| ROYAL BK OF SCOTLAND PLC | 78009P135 | BIG PHARMA ETN | 89 | $5,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H164 | ETN GLB CARB38 | 541 | $5,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHA FD I | 33737J216 | COM | 170 | $5,000 | thousands by filing date | |
| CONTROL4 CORP | 21240D107 | COM | 400 | $5,000 | thousands by filing date | call |
| SPDR INDEX SHS FDS | 78463X376 | MSCI CDA STRTGIC | 94 | $5,000 | thousands by filing date | |
| CAN-FITE BIOPHARMA LTD | 13471N102 | SPONSORED ADR | 2,261 | $5,000 | thousands by filing date | |
| OI SA-ADR | 670851401 | Com | 3,382 | $5,000 | thousands by filing date | |
| ZAZA ENERGY CORP - NEW | 98919T407 | COM | 2,822 | $5,000 | thousands by filing date | |
| TIMBERLINE RES CORP COM NEW | 887133205 | Equities | 8,334 | $5,000 | thousands by filing date | |
| AMBER ROAD INC | 02318Y108 | COM | 500 | $5,000 | thousands by filing date | call |
| NEW HOME CO INC COM | 645370107 | COM | 325 | $5,000 | thousands by filing date | |
| Rocket Pharmaceuticals Inc | 45780V102 | SHS | 946 | $5,000 | thousands by filing date | |
| Proshs UltraPro Shrt QQQ | 74348A418 | Equity | 181 | $5,000 | thousands by filing date | |
| SPEED COMM INC COM NEW | 84764T106 | Stock | 8,584 | $5,000 | thousands by filing date | |
| METALDYNE PERFORMANCE GROUP | 59116R107 | COM | 273 | $5,000 | thousands by filing date | |
| NEXVET BIOPHARMA PLC | G6503X109 | ORD SHS | 667 | $5,000 | thousands by filing date | |
| MODSYS INTL LTD | M70378100 | SHS | 1,605 | $5,000 | thousands by filing date | |
| YUMA ENERGY INC | 98872E108 | COM | 4,730 | $5,000 | thousands by filing date | |
| DELCATH SYS INC | 24661P401 | Cmn | 5,241 | $5,000 | thousands by filing date | |
| ZULILY INC | 989774104 | CL A | 400 | $5,000 | thousands by filing date | call |
| AXION PWR INTL INC | 05460X208 | COM NEW | 115,600 | $5,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E184 | GURU SMLCP IDX | 370 | $5,000 | thousands by filing date | |
| iShares MSCI ACWI Low Carbon Target ETF | 46434V464 | SHS | 40 | $4,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 400 | $4,000 | thousands by filing date | put |
| FORTINET INC COM | 34959E109 | Stock | 100 | $4,000 | thousands by filing date | put |
| STAAR SURGICAL CO COM PAR $0.01 | 852312305 | Stock | 510 | $4,000 | thousands by filing date | |
| SKYWEST INC COM | 830879102 | Stock | 300 | $4,000 | thousands by filing date | put |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 100 | $4,000 | thousands by filing date | call |
| DONALDSON INC COM | 257651109 | Stock | 100 | $4,000 | thousands by filing date | call |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 200 | $4,000 | thousands by filing date | put |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 100 | $4,000 | thousands by filing date | put |
| EHEALTH INC | 28238P109 | COM | 450 | $4,000 | thousands by filing date | |
| GLOBANT S A | L44385109 | COM | 183 | $4,000 | thousands by filing date | |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 200 | $4,000 | thousands by filing date | call |
| MFS INVT GRADE MUN TR | 59318B108 | SH BEN INT | 433 | $4,000 | thousands by filing date | |
| RYERSON HLDG CORP | 783754104 | COM | 655 | $4,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X772 | S&P INTL ETF | 100 | $4,000 | thousands by filing date | call |
| OLD SECOND BANCORP INC | 680277100 | COMMON STOCK | 778 | $4,000 | thousands by filing date | |
| ORRSTOWN FINL SERVICES INC | 687380105 | COMMON STOCK | 248 | $4,000 | thousands by filing date | |
| FIRST COMMUNITY CORP | 319835104 | COMMON STOCK | 316 | $4,000 | thousands by filing date | |
| FIRST MID BANCSHARES INC | 320866106 | COMMON STOCK | 200 | $4,000 | thousands by filing date | |
| ISHARES INC | 464286343 | US PWR INFRA ETF | 170 | $4,000 | thousands by filing date | |
| ESPEY MFG &ELECTRONICS CORP | 296650104 | COM | 127 | $4,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 700 | $4,000 | thousands by filing date | put |
| TRIO TECH INTL | 896712205 | COM NEW | 1,479 | $4,000 | thousands by filing date | |
| ALLOT LTD | M0854Q105 | SHS | 406 | $4,000 | thousands by filing date | |
| FULL HSE RESORTS INC | 359678109 | COM | 2,324 | $4,000 | thousands by filing date | |
| CONTROLADORA VUELA COMP DE A | 21240E105 | SPON ADR RP 10 | 350 | $4,000 | thousands by filing date | |
| BOS BETTER ONLINE SOLUTIONS | M20115180 | SHS NEW NIS 80 | 2,147 | $4,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R403 | BROAD US TIPS | 75 | $4,000 | thousands by filing date | |
| EDUCATIONAL DEV CORP | 281479105 | COM | 1,000 | $4,000 | thousands by filing date | |
| DELEK US HOLDINGS INC | 246647101 | COMMON STOCK | 100 | $4,000 | thousands by filing date | put |
| SYNUTRA INTERNATIONAL INC | 87164C102 | COMMON STOCK | 658 | $4,000 | thousands by filing date | |
| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 300 | $4,000 | thousands by filing date | put |
| GLOBALSTAR INC | 378973408 | COM | 1,100 | $4,000 | thousands by filing date | call |
| LUNA INNOVATIONS INC | 550351100 | COM | 2,783 | $4,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 1,500 | $4,000 | thousands by filing date | call |
| INDEPENDENT BANK GROUP INC | 45384B106 | COM | 100 | $4,000 | thousands by filing date | |
| CHIMERIX INC COM | 16934W106 | Stock | 100 | $4,000 | thousands by filing date | put |
| INUVO INC | 46122W204 | COM NEW | 2,157 | $4,000 | thousands by filing date | |
| GTT COMMUNICATIONS INC | 362393100 | COM | 199 | $4,000 | thousands by filing date | |
| FINISAR CORP | 31787A507 | COM NEW | 200 | $4,000 | thousands by filing date | call |
| PERFORMANT HEALTHCARE INC | 71377E105 | COM | 1,144 | $4,000 | thousands by filing date | |
| Northeast Community Bancorp Inc | 664112109 | COM | 543 | $4,000 | thousands by filing date | |
| EVANS BANCORP INC | 29911Q208 | COM | 159 | $4,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 600 | $4,000 | thousands by filing date | call |
| AFFIMED N V | N01045108 | COM | 571 | $4,000 | thousands by filing date | |
| FREESCALE SEMICONDUCTOR LTD | G3727Q101 | SHS | 100 | $4,000 | thousands by filing date | put |
| ATLAS RESOURCE PARTNERS LP | 04941A101 | COM UNT LTD PR | 500 | $4,000 | thousands by filing date | call |
| COMSTOCK RESOURCES INC | 205768203 | COM | 1,000 | $4,000 | thousands by filing date | |
| JETBLUE AIRWAYS CORP | 477143AG6 | DBCV 6.750%10/1 | 1,000 | $4,000 | thousands by filing date | principal |
| Targa Resources Partners, LP | 87611X105 | LTD | 100 | $4,000 | thousands by filing date | call |
| SUN HYDRAULICS CORP | 866942105 | COM | 100 | $4,000 | thousands by filing date | put |
| AVEO PHARMACEUTICALS INC | 053588109 | COM | 3,291 | $4,000 | thousands by filing date | |
| CHINA TECHFAITH WIRLS COMM T | 169424108 | SPONSORED ADR | 4,002 | $4,000 | thousands by filing date | |
| KEMET CORP | 488360207 | COM NEW | 1,042 | $4,000 | thousands by filing date | |
| PAIN THERAPEUTICS INC | 69562K100 | COM | 2,026 | $4,000 | thousands by filing date | |
| SPARTAN MTRS INC | 846819100 | COM | 891 | $4,000 | thousands by filing date | |
| AEGEAN MARINE PETROLEUM NETW | Y0017S102 | SHS | 256 | $4,000 | thousands by filing date | |
| NOVACOPPER INC | 66988K102 | COM | 6,704 | $4,000 | thousands by filing date | |
| RADISYS CORP | 750459109 | COM | 1,737 | $4,000 | thousands by filing date | |
| STILLWATER MINING CO | 86074Q102 | COM | 300 | $4,000 | thousands by filing date | call |
| RAND CAP CORP | 752185108 | COM | 1,079 | $4,000 | thousands by filing date | |
| Powershs Db Multi Sector | 73936B309 | DB SILVER FUND | 160 | $4,000 | thousands by filing date | |
| RENTECH INC COM | 760112102 | COM | 3,320 | $4,000 | thousands by filing date | |
| MOSYS INC COM | 619718109 | COM | 1,958 | $4,000 | thousands by filing date | |
| YANZHOU COAL MNG CO LTD | 984846105 | SPON ADR H SHS | 500 | $4,000 | thousands by filing date | call |
| HOUSTON AMERN ENERGY CORP | 44183U100 | COM | 18,808 | $4,000 | thousands by filing date | |
| FX ENERGY INC | 302695101 | COM | 3,500 | $4,000 | thousands by filing date | |
| HAMPTON ROADS BANKSHARES INC | 409321502 | COM | 2,164 | $4,000 | thousands by filing date | |
| CENVEO INC | 15670S105 | COM | 2,000 | $4,000 | thousands by filing date | |
| BEBE STORES INC | 075571109 | COM | 1,000 | $4,000 | thousands by filing date | |
| GSV CAPITAL CORP | 36191J101 | COM | 400 | $4,000 | thousands by filing date | call |
| ALPHATEC HOLDINGS INC | 02081G102 | COM | 2,500 | $4,000 | thousands by filing date | |
| MERUS LABS INTL INC NEW | 59047R101 | COM | 1,827 | $4,000 | thousands by filing date | |
| CAMBIUM LEARNING GRP INC COM | 13201A107 | COM | 1,198 | $4,000 | thousands by filing date | |
| TRADE STR RESIDENTIAL INC | 89255N203 | COM NEW | 600 | $4,000 | thousands by filing date | |
| PROSHRE ULT DJ-UBS CRUDE OIL | 74347W650 | CMN | 600 | $4,000 | thousands by filing date | call |
| GLOBAL X FDS | 37950E200 | FTSE COLOMBIA20 | 403 | $4,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D456 | BACK ETN LK IDX | 288 | $4,000 | thousands by filing date | |
| AMERICAN INDEPENDENCE CORP | 026760405 | COM | 439 | $4,000 | thousands by filing date | |
| MONARCH FINANCIAL HOLDINGS | 60907Q100 | COM | 307 | $4,000 | thousands by filing date | |
| NATIONAL HEALTHCARE CORP | 635906209 | CVPFSTKF | 245 | $4,000 | thousands by filing date | |
| BRIDGELINE DIGITAL INC | 10807Q205 | COM | 8,423 | $4,000 | thousands by filing date | |
| OLD POINT FINL CORP | 680194107 | COM | 240 | $4,000 | thousands by filing date | |
| TEL INSTR ELECTRS CORP | 879165207 | COM | 635 | $4,000 | thousands by filing date | |
| VERMILLION INC | 92407M206 | COM NEW | 2,171 | $4,000 | thousands by filing date | |
| OPEXA THERAPEUTICS INC | 68372T202 | CMN | 7,970 | $4,000 | thousands by filing date | |
| WABASH NATL CORP | 929566AH0 | CNV | 3,000 | $4,000 | thousands by filing date | principal |
| GRAVITY CO LTD | 38911N107 | SPONSORED ADR | 8,180 | $4,000 | thousands by filing date | |
| ATLATSA RES CORP | 049477102 | COM | 22,891 | $4,000 | thousands by filing date | |
| CHINA METRO-RURAL HLDGS LTD | G3163G104 | SHS | 4,438 | $4,000 | thousands by filing date | |
| SEANERGY MARITIME HLDGS CORP | Y73760129 | SHS | 5,379 | $4,000 | thousands by filing date | |
| PROSHARES TR | 74347X179 | ULT MSCIMEX CAPP | 144 | $4,000 | thousands by filing date | |
| ANTHERA PHARMACEUTCLS INC | 03674U201 | Common equity shares | 1,000 | $4,000 | thousands by filing date | |
| SIENTRA INC | 82621J105 | COM | 200 | $4,000 | thousands by filing date | |
| CASI PHARMACEUTICALS INC | 14757U109 | COM | 2,872 | $4,000 | thousands by filing date | |
| Swisher Hygiene Inc | 870808300 | Common Stock | 2,210 | $4,000 | thousands by filing date | |
| WOORI BK | 98105T104 | ADR | 149 | $4,000 | thousands by filing date | |
| UBS AG LONDON BRH | 90270L727 | 2XLEV US HG DV | 145 | $4,000 | thousands by filing date | |
| JASON INDS INC | 471172114 | *W EXP 06/30/201 | 5,000 | $4,000 | thousands by filing date | |
| EAGLE BULK SHIPPING INC SHS NEW 2014 | Y2187A127 | Stock | 576 | $4,000 | thousands by filing date | |
| AURIS MED HLDG AG | H03579101 | COM | 715 | $4,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y628 | ATHENA HGH DIV | 227 | $4,000 | thousands by filing date | |
| ENTERTAINMENT GAMING ASIA IN | 29383V305 | COM PAR | 2,451 | $4,000 | thousands by filing date | |
| Nuverra Environmental Solutions Inc | 67091K203 | common | 1,150 | $4,000 | thousands by filing date | |
| TRANSGENOMIC INC COM NEW | 89365K305 | Stock | 2,521 | $4,000 | thousands by filing date | |
| AG&E HOLDINGS INC | 00108M102 | COMMON | 5,200 | $4,000 | thousands by filing date | |
| AOXIN TIANLI GROUP INC | G0404E104 | Cmn | 2,835 | $4,000 | thousands by filing date | |
| TERRAPIN 3 ACQUISITION CORP | 88104P203 | UNIT 06/27/2019 | 350 | $4,000 | thousands by filing date | |
| GLOBEIMMUNE INC | 37957B100 | COM | 552 | $4,000 | thousands by filing date | |
| FIRST CTZNS BANC CORP | 319459400 | 6.50% PFD SER B | 125 | $4,000 | thousands by filing date | |
| PROSHARES TR | 74348A269 | ULTSHT GLD MIN | 158 | $4,000 | thousands by filing date | |
| XG TECHNOLOGY INC | 98372A408 | *W EXP 03/26/201 | 20,051 | $4,000 | thousands by filing date | |
| BDCA VENTURE INC | 05543L106 | COM | 797 | $4,000 | thousands by filing date | |
| PERSEON CORP | 715270104 | COM | 10,354 | $4,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 100 | $3,000 | thousands by filing date | put |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 300 | $3,000 | thousands by filing date | put |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 100 | $3,000 | thousands by filing date | call |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 100 | $3,000 | thousands by filing date | call |
| UNITED STATES ANTIMONY CORP | 911549103 | COM | 4,409 | $3,000 | thousands by filing date | |
| VERICEL CORP | 92346J108 | COM | 905 | $3,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 200 | $3,000 | thousands by filing date | put |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 100 | $3,000 | thousands by filing date | put |
| DISCOVERY INC | 25470F104 | COM SER A | 100 | $3,000 | thousands by filing date | call |
| LIONS GATE ENTMNT CORP | 535919203 | COM NEW | 100 | $3,000 | thousands by filing date | call |
| INTERXION HOLDING N.V | N47279109 | SHS | 100 | $3,000 | thousands by filing date | call |
| LIQUIDITY SVCS INC | 53635B107 | COM | 300 | $3,000 | thousands by filing date | call |
| MID PENN BANCORP INC | 59540G107 | COMMON STOCK | 198 | $3,000 | thousands by filing date | |
| EAGLE BANCORP MONTANA INC | 26942G100 | COMMON STOCK | 271 | $3,000 | thousands by filing date | |
| UNIVERSAL LOGISTICS HOLDINGS | 91388P105 | COMMON STOCK | 136 | $3,000 | thousands by filing date | |
| CENTRAL GARDEN PET CO | 153527106 | COMMON STOCK | 271 | $3,000 | thousands by filing date | |
| COMPX INTERNATIONAL INC | 20563P101 | COMMON STOCK | 266 | $3,000 | thousands by filing date | |
| SPAR GROUP INC | 784933103 | COM | 2,124 | $3,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R861 | STATE STRET SPDR | 171 | $3,000 | thousands by filing date | |
| ABERDEEN INDIA FD INC | 454089103 | COM | 100 | $3,000 | thousands by filing date | call |
| GOOD TIMES RESTAURANTS INC | 382140879 | COM NEW | 355 | $3,000 | thousands by filing date | |
| TILLYS INC | 886885102 | CL A | 200 | $3,000 | thousands by filing date | |
| PROSHARES TR II | 74347W338 | CMN | 47 | $3,000 | thousands by filing date | |
| ULTRALIFE CORP | 903899102 | COM | 800 | $3,000 | thousands by filing date | |
| EAGLE CAP GROWTH FD INC | 269451100 | CLSD FD | 417 | $3,000 | thousands by filing date | |
| LGL GROUP INC | 50186A108 | COM | 716 | $3,000 | thousands by filing date | |
| KENTUCKY FIRST FED BANCORP | 491292108 | COM | 407 | $3,000 | thousands by filing date | |
| PROSHARES TR II | 74347W882 | ULTRASHRT EURO | 100 | $3,000 | thousands by filing date | call |
| PROSHARES TR | 74347R180 | ULTR 7-10 TREA | 55 | $3,000 | thousands by filing date | |
| SOLITARIO RESOURCES CORP | 8342EP107 | COM | 4,507 | $3,000 | thousands by filing date | |
| BIRKS GROUP INC | 09088U109 | CL A COM | 2,457 | $3,000 | thousands by filing date | |
| NEW CONCEPT ENERGY INC | 643611106 | COM | 1,545 | $3,000 | thousands by filing date | |
| ACORN ENERGY INC | 004848107 | COMMON STOCK | 5,331 | $3,000 | thousands by filing date | |
| ENERNOC INC | 292764107 | COMMON STOCK | 300 | $3,000 | thousands by filing date | call |
| LYDALL INC | 550819106 | COMMON STOCK | 100 | $3,000 | thousands by filing date | put |
| PARKER DRILLING CO | 701081101 | COMMON STOCK | 1,000 | $3,000 | thousands by filing date | call |
| REXNORD CORP | 76169B102 | COMMON STOCK | 100 | $3,000 | thousands by filing date | call |
| AGENUS INC | 00847G705 | COM NEW | 500 | $3,000 | thousands by filing date | call |
| MECHEL PREF SPON ADR | 583840509 | COM | 6,960 | $3,000 | thousands by filing date | |
| ZOES KITCHEN INC | 98979J109 | COM | 100 | $3,000 | thousands by filing date | call |
| SALISBURY BANCORP INC | 795226109 | COM | 100 | $3,000 | thousands by filing date | |
| ENDOCYTE INC | 29269A102 | COM | 500 | $3,000 | thousands by filing date | call |
| ORAGENICS INC | 684023203 | COM NEW | 2,645 | $3,000 | thousands by filing date | |
| VICAL INC | 925602104 | COM | 2,800 | $3,000 | thousands by filing date | call |
| JDS UNIPHASE CORP | 46612J507 | COM PAR $0.001 | 200 | $3,000 | thousands by filing date | put |
| NORTH AMERN ENERGY PARTNERS | 656844107 | COM | 1,200 | $3,000 | thousands by filing date | |
| SUPERVALU INC | 868536103 | COM | 300 | $3,000 | thousands by filing date | call |
| CHRISTOPHER + BANKS CORP | 171046105 | COM | 500 | $3,000 | thousands by filing date | |
| HHGREGG INC | 42833L108 | COM | 500 | $3,000 | thousands by filing date | |
| MEDIVATION INC | 58501NAA9 | NOTE | 1,000 | $3,000 | thousands by filing date | principal |
| TENGASCO INC | 88033R205 | COM NEW | 14,153 | $3,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 1,000 | $3,000 | thousands by filing date | put |
| OCEAN POWER TECHNOLOGIES INC | 674870308 | COM | 7,542 | $3,000 | thousands by filing date | |
| GUIDANCE SOFTWARE INC | 401692108 | COM | 500 | $3,000 | thousands by filing date | call |
| IGNITE RESTAURANT GROUP INC | 451730105 | COM | 515 | $3,000 | thousands by filing date | |
| COSI INC | 22122P200 | COM | 1,125 | $3,000 | thousands by filing date | |
| METRO BANCORP INC | 59161R101 | COM | 105 | $3,000 | thousands by filing date | |
| BIODEL INC | 09064M204 | COM | 2,345 | $3,000 | thousands by filing date | |
| ALLIED HEALTHCARE PRODUCTS | 019222108 | COM | 1,608 | $3,000 | thousands by filing date | |
| WPCS INTERNATIONAL INC | 92931L302 | COM | 15,244 | $3,000 | thousands by filing date | |
| ABERDEEN EMERGING MKTS SMALL | 00301T102 | COM | 233 | $3,000 | thousands by filing date | |
| MINCO GOLD CORPORATION | 60254D108 | COM | 16,378 | $3,000 | thousands by filing date | |
| MRV COMMUNICATIONS INC | 553477407 | COMMON | 340 | $3,000 | thousands by filing date | |
| PLURISTEM THERAPEUTICS INC | 72940R102 | COM | 1,000 | $3,000 | thousands by filing date | |
| COMSTOCK MNG INC | 205750102 | COM | 5,058 | $3,000 | thousands by filing date | |
| Niska Gas Storage Partners L | 654678101 | Unit Ltd Liabi | 1,824 | $3,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W789 | DLY DEV MKT BULL | 38 | $3,000 | thousands by filing date | |
| INDEXIQ ETF TR HDG MACTRK | 45409B206 | ETF | 100 | $3,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y462 | DLY CHINBR3X NEW | 400 | $3,000 | thousands by filing date | call |
| ISHARES INC | 464286459 | EMKTS VALU IDX | 68 | $3,000 | thousands by filing date | |
| CONCURRENT COMPUTER CORP NEW | 206710402 | COM PAR $.01 | 500 | $3,000 | thousands by filing date | |
| ORIENT PAPER INC | 68619F205 | COM NEW | 1,898 | $3,000 | thousands by filing date | |
| MACKINAC FINL CORP | 554571109 | COM | 253 | $3,000 | thousands by filing date | |
| ENVIROSTAR INC EVI | 29414M100 | COMMON | 896 | $3,000 | thousands by filing date | |
| RESPONSE GENETICS INC | 76123U105 | COM | 6,914 | $3,000 | thousands by filing date | |
| VALLEY NATIONAL BANCORP-CW18 | 919794131 | WTS | 17,229 | $3,000 | thousands by filing date | |
| CRYSTAL ROCK HLDGS INC | 22940F103 | COM | 3,927 | $3,000 | thousands by filing date | |
| DIGITAL PWR CORP | 253862106 | COM | 3,856 | $3,000 | thousands by filing date | |
| VICON INDS INC | 925811101 | COM | 1,978 | $3,000 | thousands by filing date | |
| AGRIA CORP | 00850H103 | SPONSORED ADR | 2,273 | $3,000 | thousands by filing date | |
| ZUOAN FASHION LTD | 98982X103 | SPONSORED ADR | 4,086 | $3,000 | thousands by filing date | |
| NOVAGOLD RES INC | 66987EAA5 | NOTE 5.500% 5/0 | 3,000 | $3,000 | thousands by filing date | principal |
| FIRST TR ISE GLBL PLAT INDX | 33737C104 | COM | 366 | $3,000 | thousands by filing date | |
| TAOMEE HLDGS LTD | 87600Y106 | SPONSORED ADR | 1,245 | $3,000 | thousands by filing date | |
| SKY-MOBI LTD | 83084G109 | SPONSORED ADS | 700 | $3,000 | thousands by filing date | call |
| Wellesley Bancorp. | 949485106 | COM | 175 | $3,000 | thousands by filing date | |
| ESCALON MED CORP CMN STK | 296074305 | Cmn | 2,316 | $3,000 | thousands by filing date | |
| CHINANET ONLINE HLDGS INC | 16949H102 | COM | 1,769 | $3,000 | thousands by filing date | |
| RIT TECHNOLOGIES LTD | M8215Q110 | SHS | 2,663 | $3,000 | thousands by filing date | |
| TIANYIN PHARMACEUTICAL CO IN | 88630M104 | COM | 6,704 | $3,000 | thousands by filing date | |
| HELIOS & MATHESON ANALYTICS | 42327L200 | COM NEW | 1,364 | $3,000 | thousands by filing date | |
| CHEETAH MOBILE INC SPONSORED ADS | 163075104 | ADR | 200 | $3,000 | thousands by filing date | call |
| ARMCO METALS HLDGS XXXREGISTRATION REVOKED BY THE SEC EFF: 02/14/20 | 042182204 | COM | 3,009 | $3,000 | thousands by filing date | |
| SOPHIRIS BIO INC F | 83578Q209 | FOREIGN CANADIAN | 4,851 | $3,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06742W430 | LKD PERF BCLY | 50 | $3,000 | thousands by filing date | |
| ABSOLUTE SHS TR | 00400R304 | WBI BBR YLD 2000 | 111 | $3,000 | thousands by filing date | |
| CINEDIGM CORP COM | 172406100 | COM | 2,000 | $3,000 | thousands by filing date | |
| ACTINIUM PHARMACEUTICALS INC | 00507W107 | COM | 1,351 | $3,000 | thousands by filing date | |
| JETPAY CORP | 477177109 | COM | 1,248 | $3,000 | thousands by filing date | |
| SAMSON OIL&GAS LTD ADR SPONSORED | 796043206 | ADR | 2,273 | $3,000 | thousands by filing date | |
| HARVARD APPARATUS REGENER TE | 41690A106 | COM | 957 | $3,000 | thousands by filing date | |
| NEFF CORP COM CL A | 640094207 | Stock | 289 | $3,000 | thousands by filing date | |
| STR HOLDINGS INC | 78478V209 | COM | 2,259 | $3,000 | thousands by filing date | |
| HUDBAY MINERALS INC | 443628136 | *W EXP 07/20/201 | 3,654 | $3,000 | thousands by filing date | |
| ONE HORIZON GROUP INC | 68235H205 | COM NEW | 1,565 | $3,000 | thousands by filing date | |
| CREDIT SUISSE AG NASSAU BRH | 22539T563 | BG CP GRTH ETN | 52 | $3,000 | thousands by filing date | |
| CIVEO CORP | 178787107 | COM | 1,000 | $3,000 | thousands by filing date | put |
| VESTIN RLTY MTG II INC | 92549X300 | COM PAR | 1,022 | $3,000 | thousands by filing date | |
| MOKO SOCIAL MEDIA LTD | 608458204 | Depository Receipt | 651 | $3,000 | thousands by filing date | |
| CALAMOS ETF TR | 12811T100 | FOCUS GROWTH | 254 | $3,000 | thousands by filing date | |
| ROI ACQUISITION CORP II | 74966G200 | COM | 300 | $3,000 | thousands by filing date | |
| CONTRAFECT CORP | 212326128 | WRT | 3,387 | $3,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 100 | $2,000 | thousands by filing date | call |
| FIVE9 INC | 338307101 | COM | 407 | $2,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 100 | $2,000 | thousands by filing date | call |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 1,300 | $2,000 | thousands by filing date | call |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 100 | $2,000 | thousands by filing date | call |
| CERUS CORP | 157085101 | COM | 500 | $2,000 | thousands by filing date | call |
| BANCO DE CHILE | 059520106 | SPONSORED ADS | 23 | $2,000 | thousands by filing date | |
| MICROVISION INC DEL | 594960304 | COM NEW | 519 | $2,000 | thousands by filing date | |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 500 | $2,000 | thousands by filing date | call |
| ENEL AMERICAS S.A. (ADR) | 29274F104 | SPONSORED ADR | 100 | $2,000 | thousands by filing date | call |
| NEW ORIENTAL EDUCATION & TECHN | 647581107 | SPON ADR | 100 | $2,000 | thousands by filing date | call |
| COSAN LTD | G25343107 | SHS A | 274 | $2,000 | thousands by filing date | |
| PREFORMED LINE PRODS CO | 740444104 | COM | 45 | $2,000 | thousands by filing date | |
| ATLANTICUS HOLDINGS CORP | 04914Y102 | COMMON STOCK | 1,094 | $2,000 | thousands by filing date | |
| RICHARDSON ELEC LTD | 763165107 | COMMON STOCK | 185 | $2,000 | thousands by filing date | |
| ALDEYRA THERAPEUTICS INC | 01438T106 | COM | 209 | $2,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W705 | INT RT HDG C B | 20 | $2,000 | thousands by filing date | |
| SEARS CDA INC | 81234D109 | COM | 177 | $2,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 530715AL5 | DEB 3.750% 2/1 | 3,000 | $2,000 | thousands by filing date | principal |
| AVALON HLDGS CORP | 05343P109 | CL A | 654 | $2,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A102 | CORN FD SHS | 100 | $2,000 | thousands by filing date | call |
| BRASILAGRO COMPANHIA BRASILE | 10554B104 | SPONSORED ADR | 818 | $2,000 | thousands by filing date | |
| ASIA PACIFIC WIRE & CABLE CO | G0535E106 | ORD | 895 | $2,000 | thousands by filing date | |
| VOC ENERGY TR | 91829B103 | TR UNIT | 400 | $2,000 | thousands by filing date | call |
| DAXOR CORP | 239467103 | COM | 316 | $2,000 | thousands by filing date | |
| INCOME OPPORTUNITY RLTY INVS | 452926108 | COM | 312 | $2,000 | thousands by filing date | |
| ELECTRO SCIENTIFIC INDS | 285229100 | COM | 329 | $2,000 | thousands by filing date | |
| ROWAN COMPANIES PLC | G7665A101 | SHS CL A | 100 | $2,000 | thousands by filing date | call |
| LIGHTBRIDGE CORP | 53224K104 | COMMON STOCK | 1,500 | $2,000 | thousands by filing date | |
| RUBY TUESDAY INC | 781182100 | COMMON STOCK | 400 | $2,000 | thousands by filing date | call |
| CHUY'S HOLDINGS INC | 171604101 | COMMON STOCK | 100 | $2,000 | thousands by filing date | call |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 300 | $2,000 | thousands by filing date | call |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 500 | $2,000 | thousands by filing date | call |
| QLT INC | 746927102 | COMMON STOCK | 505 | $2,000 | thousands by filing date | |
| NORANDA ALUMINIUM HOLDING CORP | 65542W107 | COMMON STOCK | 600 | $2,000 | thousands by filing date | call |
| ZION OIL & GAS INC | 989696109 | COM | 1,259 | $2,000 | thousands by filing date | |
| ENSERVCO CORP COM NEW | 29358Y102 | Stock | 1,226 | $2,000 | thousands by filing date | |
| AIR INDS GROUP COM | 00912N205 | Stock | 239 | $2,000 | thousands by filing date | |
| SUPERIOR ENERGY SVCS INC | 868157108 | COM | 100 | $2,000 | thousands by filing date | put |
| AVON PRODS INC | 054303102 | COM | 200 | $2,000 | thousands by filing date | call |
| Impac Mortgage Holdings Inc | 45254P508 | COM NEW | 150 | $2,000 | thousands by filing date | |
| FORWARD INDUSTRIES INC COM NEW | 349862300 | Stock | 2,486 | $2,000 | thousands by filing date | |
| MANITOWOC COMPANY INC | 563571108 | COM | 100 | $2,000 | thousands by filing date | put |
| IMATION CORP | 45245A107 | COM | 648 | $2,000 | thousands by filing date | |
| GOLDEN STAR RES LTD CDA | 38119T104 | COM | 9,265 | $2,000 | thousands by filing date | |
| EPIZYME INC | 29428V104 | COM | 100 | $2,000 | thousands by filing date | put |
| PACIFIC DRILLING SA LUXEMBOU | L7257P106 | REG SHS | 500 | $2,000 | thousands by filing date | call |
| TEREX CORP NEW | 880779AV5 | NOTE 4.000% 6/0 | 1,000 | $2,000 | thousands by filing date | principal |
| LAKE SHORE GOLD CORP | 510728108 | COM | 1,932 | $2,000 | thousands by filing date | |
| MEI PHARMA INC | 55279B202 | COM NEW | 1,207 | $2,000 | thousands by filing date | |
| RENREN INC | 759892102 | SPONSORED ADR | 900 | $2,000 | thousands by filing date | call |
| RICHMONT MINES INC | 76547T106 | COM | 525 | $2,000 | thousands by filing date | |
| RIVERBED TECHNOLOGY INC | 768573107 | COM | 100 | $2,000 | thousands by filing date | call |
| APOLLO GROUP INC | 037604105 | CL A | 100 | $2,000 | thousands by filing date | put |
| DIVERSICARE HEALTHCARE SVCS | 255104101 | COM | 161 | $2,000 | thousands by filing date | |
| INTERMOLECULAR INC | 45882D109 | COM | 1,000 | $2,000 | thousands by filing date | |
| CORONADO BIOSCIENCES INC | 21976U109 | COM | 581 | $2,000 | thousands by filing date | |
| KRISPY KREME DOUGHNUTS INC | 501014104 | COM | 100 | $2,000 | thousands by filing date | call |
| RESOURCE CAP CORP REIT | 76120W302 | COM | 400 | $2,000 | thousands by filing date | call |
| MITCHAM INDS INC COM | 606501104 | COM | 541 | $2,000 | thousands by filing date | |
| BLUELINX HOLDINGS INC | 09624H109 | COM | 2,010 | $2,000 | thousands by filing date | |
| ALON USA ENERGY INC | 020520102 | COM | 100 | $2,000 | thousands by filing date | put |
| NOVATEL WIRELESS INC | 66987M604 | COM NEW | 500 | $2,000 | thousands by filing date | |
| VIVUS INC | 928551100 | COM | 1,000 | $2,000 | thousands by filing date | call |
| U S GEOTHERMAL INC | 90338S102 | COM | 5,015 | $2,000 | thousands by filing date | |
| VRINGO INC | 92911N104 | COM | 3,750 | $2,000 | thousands by filing date | |
| AVG TECHNOLOGIES | N07831105 | SHS | 100 | $2,000 | thousands by filing date | call |
| AUDIENCE INC | 05070J102 | COM | 509 | $2,000 | thousands by filing date | |
| TRAVELCENTERS OF AMERICA LLC | 894174101 | COM | 100 | $2,000 | thousands by filing date | call |
| BEBE STORES INC | 075571109 | COM | 600 | $2,000 | thousands by filing date | put |
| TANZANIAN ROYALTY EXPLORATION CORP. | 87600U104 | COM | 5,000 | $2,000 | thousands by filing date | |
| MOLYCORP INC DEL | 608753AF6 | NOTE 6.000% 9/0 | 20,000 | $2,000 | thousands by filing date | principal |
| RCS CAP CORP | 74937W102 | COM CL A | 200 | $2,000 | thousands by filing date | call |
| PROSHARES TR | 74348A590 | PSHS ULDOW30 NEW | 100 | $2,000 | thousands by filing date | call |
| FORBES ENERGY SVCS LTD | 345143101 | COM | 1,504 | $2,000 | thousands by filing date | |
| ELEPHANT TALK COMM CORP | 286202205 | COM NEW | 5,939 | $2,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-15-005912 | this filing | 2015-05-14 | acceptance time not in the bulk data set |