13F-HR filed by UBS Group AG
UBS Group AG filed this 13F-HR for the quarter ended 2015-03-31, filed 2015-05-14, with 8,816 holding rows worth $144,826,421,000.
- Accession
- 0000950123-15-005912
- Filer
- CIK 1610520
- Filed
- 2015-05-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2015
A holdings report, 15,013 entries on the cover page, a total value of $144,826,421,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $144,826,537,000 with VALUE read as thousands by filing date, 13F file number 028-16612. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerUBS Financial Services Inc. 028-11496
- included managerUBS Swiss Financial Advisors AG 028-11603
- included managerUBS AG, New York Branch 028-07344
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SIMULATIONS PLUS INC | 829214105 | COM | 8,392 | $52,000 | thousands by filing date | |
| DXP ENTERPRISES INC | 233377407 | COM NEW | 1,176 | $52,000 | thousands by filing date | |
| TC PIPELINES LP | 87233Q108 | UT COM LTD PRT | 800 | $52,000 | thousands by filing date | call |
| FIAT CHRYSLER AUTOMOBILES N | N31738102 | SHS | 3,200 | $52,000 | thousands by filing date | call |
| TITAN MACHY INC | 88830R101 | COM | 3,857 | $52,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 700 | $52,000 | thousands by filing date | call |
| BEACON ROOFING SUPPLY INC | 073685109 | COM | 1,671 | $52,000 | thousands by filing date | |
| HCP INC | 40414L109 | COM | 1,200 | $52,000 | thousands by filing date | call |
| PROSHARES TR | 74347X526 | ULT FTSE EUROPE | 1,119 | $52,000 | thousands by filing date | |
| PROSHARES TR | 74347R776 | ULTRA MATERIALS | 1,050 | $52,000 | thousands by filing date | |
| SOUFUN HOLDINGS LTD | 836034108 | COMMON STOCK-FO | 8,700 | $52,000 | thousands by filing date | call |
| VIPER | 92763M105 | COMMON STOCK | 2,822 | $52,000 | thousands by filing date | |
| AGRIUM INC | 008916108 | COM | 500 | $52,000 | thousands by filing date | call |
| BARCLAYS BK PLC | 06739H263 | FUND | 1,325 | $52,000 | thousands by filing date | |
| OAKTREE CAP GROUP LLC | 674001201 | UNIT 99/99/9999 | 1,000 | $52,000 | thousands by filing date | call |
| TOWERSTREAM CORP | 892000100 | COM | 24,317 | $52,000 | thousands by filing date | |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 3,584 | $52,000 | thousands by filing date | |
| AVX CORP NEW | 002444107 | COM | 3,723 | $52,000 | thousands by filing date | |
| MAGICJACK VOCALTEC LTD | M6787E101 | SHS | 7,600 | $52,000 | thousands by filing date | call |
| DANAOS CORP | Y1968P105 | SHS | 7,950 | $52,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y800 | CAMBRIA GL TAC | 2,060 | $52,000 | thousands by filing date | |
| ONEIDA FINL CORP MD | 682479100 | COM | 2,678 | $52,000 | thousands by filing date | |
| WISDOMTREE GLOBAL | 97717W653 | GLB EX US UTIL | 3,005 | $52,000 | thousands by filing date | |
| ARATANA THERAPEUTICS INC | 03874P101 | COM | 3,277 | $52,000 | thousands by filing date | |
| CELLULAR DYNAMICS INTL INC | 15117V109 | COM | 3,164 | $52,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 10,900 | $51,000 | thousands by filing date | call |
| Q2 HLDGS INC COM | 74736L109 | Stock | 2,459 | $51,000 | thousands by filing date | |
| WESTERN COPPER & GOLD CORP | 95805V108 | COM | 114,379 | $51,000 | thousands by filing date | |
| SIERRA BANCORP | 82620P102 | COM | 3,021 | $51,000 | thousands by filing date | |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 2,000 | $51,000 | thousands by filing date | call |
| TAHOE RES INC | 873868103 | COM | 4,646 | $51,000 | thousands by filing date | |
| VELOCITYSHARES | 22542D571 | EXCHANGE TRADED | 22,448 | $51,000 | thousands by filing date | |
| STAGE STORES INC | 85254C305 | COMMON STOCK | 2,256 | $51,000 | thousands by filing date | |
| TRINITY BIOTECH PLC | 896438306 | SPON ADR NEW | 2,658 | $51,000 | thousands by filing date | |
| DEALERTRACK TECHNOLOGIES INC | 242309102 | COM | 1,324 | $51,000 | thousands by filing date | |
| NUVEEN MTG OPPTY TERM FD 2 | 67074R100 | COM | 2,258 | $51,000 | thousands by filing date | |
| L N B BANCORP INC | 502100100 | COM | 2,868 | $51,000 | thousands by filing date | |
| PROSHARES TR | 74347X120 | ULT MSCIBZL CAPP | 2,499 | $51,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740L469 | 2 YR TREAS BULL | 799 | $51,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06739F135 | ETN CBOE SPBUY | 813 | $51,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L852 | COM | 1,401 | $51,000 | thousands by filing date | |
| J P MORGAN EXCHANGE-TRADED F | 46641Q100 | DIV RTN GLB EQ | 1,000 | $51,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y181 | SML CP BULL 2X | 363 | $51,000 | thousands by filing date | |
| TALMER BANCORP INC | 87482X101 | COM | 3,300 | $51,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B613 | CONTRARIAN OPP | 1,884 | $51,000 | thousands by filing date | |
| ACI WORLDWIDE INC COM | 004498101 | Stock | 2,300 | $50,000 | thousands by filing date | |
| CBIZ INC | 124805102 | COM | 5,307 | $50,000 | thousands by filing date | |
| HEALTHSTREAM INC | 42222N103 | COM | 2,000 | $50,000 | thousands by filing date | |
| C F FINANCIAL CORP | 12466Q104 | COMMON STOCK | 1,419 | $50,000 | thousands by filing date | |
| CITY HOLDING CO | 177835105 | COMMON STOCK | 1,062 | $50,000 | thousands by filing date | |
| ROCKY MTN CHOCOLATE FACT | 77467X101 | Equity | 3,589 | $50,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W730 | CMN | 452 | $50,000 | thousands by filing date | |
| EXAR CORP | 300645108 | COMMON STOCK | 5,007 | $50,000 | thousands by filing date | |
| INGRAM MICRO INC | 457153104 | CL A | 2,000 | $50,000 | thousands by filing date | put |
| INGRAM MICRO INC | 457153104 | CL A | 2,000 | $50,000 | thousands by filing date | call |
| OMNICARE INC | 681904AL2 | DBCV 3.250%12/1 | 46,000 | $50,000 | thousands by filing date | principal |
| WISDOMTREE TR | 97717X305 | MID EAST DIVD | 2,473 | $50,000 | thousands by filing date | |
| Alliance Bancorp, Inc. of Pennsylvania | 01890A108 | Common Stock | 2,302 | $50,000 | thousands by filing date | |
| HAMPDEN BANCORP INC | 40867E107 | COM | 2,231 | $50,000 | thousands by filing date | |
| THAI FUND INC | 882904105 | CMN | 5,740 | $50,000 | thousands by filing date | |
| NAUGATUCK VY FINL CORP MD | 63906P107 | COM | 5,384 | $50,000 | thousands by filing date | |
| FI ENHANCED LRG CAP GROWTH CS | 22542D423 | COM | 408 | $50,000 | thousands by filing date | |
| ONEMAIN HOLDINGS | 85172J101 | COM | 962 | $50,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 1,100 | $49,000 | thousands by filing date | call |
| FRANCO NEV CORP COM | 351858105 | Stock | 1,000 | $49,000 | thousands by filing date | call |
| GENERAC HLDGS INC | 368736104 | COM | 1,000 | $49,000 | thousands by filing date | put |
| WAYFAIR INC | 94419L101 | CL A | 1,525 | $49,000 | thousands by filing date | |
| HEALTH INS INNOVATIONS INC | 42225K106 | COM CL A | 6,238 | $49,000 | thousands by filing date | |
| CUTERA INC | 232109108 | COM | 3,836 | $49,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A102 | CORN FD SHS | 2,000 | $49,000 | thousands by filing date | put |
| FLAGSTAR BANK NATIONAL ASSOC | 64944P307 | UNIT 05/07/2051 | 973 | $49,000 | thousands by filing date | |
| CAPITAL BANK FINANCIAL CORP | 139794101 | COMMON STOCK | 1,750 | $49,000 | thousands by filing date | |
| MAGNETEK INC | 559424403 | COMMON STOCK | 1,282 | $49,000 | thousands by filing date | |
| NEVRO CORP | 64157F103 | COM | 1,027 | $49,000 | thousands by filing date | |
| GAFISA S A | 362607301 | SPONS ADR | 37,190 | $49,000 | thousands by filing date | |
| ACTUANT CORP | 00508X203 | CL A NEW | 2,031 | $49,000 | thousands by filing date | |
| CON-WAY INC | 205944101 | COM | 1,100 | $49,000 | thousands by filing date | call |
| NAVIGATORS GROUP INC | 638904102 | COM | 633 | $49,000 | thousands by filing date | |
| TRAVELCENTERS OF AMERICA LLC | 894174101 | COM | 2,796 | $49,000 | thousands by filing date | |
| NUMEREX CORP -CL A | 67053A102 | CL A | 4,285 | $49,000 | thousands by filing date | |
| EGA EMERGING GLOBAL SHS TR | 268461829 | EGS BRAZ INF ETF | 5,478 | $49,000 | thousands by filing date | |
| BBVA BANCO FRANCES S A | 07329M100 | CMN | 2,379 | $49,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U779 | GULF STS ETF | 1,893 | $49,000 | thousands by filing date | |
| HC2 HLDGS INC | 404139107 | COM | 4,488 | $49,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740P189 | IPT COPPER ETN | 1,581 | $49,000 | thousands by filing date | |
| KBHOME | 48666K109 | COM | 3,100 | $48,000 | thousands by filing date | call |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 1,774 | $48,000 | thousands by filing date | |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 2,900 | $48,000 | thousands by filing date | put |
| INDEPENDENCE RLTY TR INC | 45378A106 | COM | 5,057 | $48,000 | thousands by filing date | |
| MONARCH CASINO & RESORT INC | 609027107 | COM | 2,512 | $48,000 | thousands by filing date | |
| FIBROGEN INC | 31572Q808 | COM | 1,520 | $48,000 | thousands by filing date | |
| LIMONEIRA CO | 532746104 | COM | 2,195 | $48,000 | thousands by filing date | |
| INGERSOLL-RAND PLC | G47791101 | SHS | 700 | $48,000 | thousands by filing date | call |
| PEAPACK GLADSTONE FINL CORP | 704699107 | COMMON STOCK | 2,244 | $48,000 | thousands by filing date | |
| EL PASO ELECTRIC CO | 283677854 | COM NEW | 1,250 | $48,000 | thousands by filing date | |
| VIACOM INC | 92553P201 | CL B | 700 | $48,000 | thousands by filing date | call |
| EATON VANCE N J MUN BD FD | 27828R103 | COM | 3,674 | $48,000 | thousands by filing date | |
| ALLIANCE ONE INTL | 018772103 | COMMON STOCK | 44,163 | $48,000 | thousands by filing date | |
| MFS INTER HIGH INCOME FD | 59318T109 | SH BEN INT | 17,188 | $48,000 | thousands by filing date | |
| KOSMOS ENERGY LTD | G5315B107 | SHS | 6,035 | $48,000 | thousands by filing date | |
| XOMA CORP DEL | 98419J107 | COM | 13,132 | $48,000 | thousands by filing date | |
| STEMLINE THERAPEUTICS INC | 85858C107 | COM | 3,350 | $48,000 | thousands by filing date | |
| SHARPS COMPLIANCE CORP | 820017101 | COM | 7,600 | $48,000 | thousands by filing date | |
| PULASKI FINANCIAL CORP | 745548107 | COM | 3,880 | $48,000 | thousands by filing date | |
| IPATH US TSY 10Y BEAR | 06740L451 | COMMON | 2,535 | $48,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y447 | DLYFINBEAR3X NEW | 3,839 | $48,000 | thousands by filing date | |
| EATON VANCE MA MUNI INCOME T | 27826E104 | SH BEN INT | 3,465 | $48,000 | thousands by filing date | |
| Media General Ord Shs | 58441K100 | COM | 2,918 | $48,000 | thousands by filing date | |
| PROSHARES ULTRASHORT FTSE CHINA 50 | 74348A350 | ETF | 1,338 | $48,000 | thousands by filing date | |
| OCI RES LP | 67081B106 | COM UNIT LTD | 2,137 | $48,000 | thousands by filing date | |
| INTERFACE INC | 458665304 | COM | 2,274 | $47,000 | thousands by filing date | |
| PATHWARD FINANCIAL INC | 59100U108 | COM | 1,187 | $47,000 | thousands by filing date | |
| PBF ENERGY INC | 69318G106 | CL A | 1,400 | $47,000 | thousands by filing date | call |
| ASTEC INDS INC | 046224101 | COM | 1,091 | $47,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092600 | MSCI HLTH CARE I | 1,322 | $47,000 | thousands by filing date | |
| MAINSOURCE FINANCIAL GP INC | 56062Y102 | COM | 2,413 | $47,000 | thousands by filing date | |
| ARENA PHARMECEUTICALS INC | 040047102 | COMMON STOCK | 10,800 | $47,000 | thousands by filing date | call |
| KATE SPADE & COMPANY | 485865109 | COMMON STOCK | 1,400 | $47,000 | thousands by filing date | put |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 20,000 | $47,000 | thousands by filing date | put |
| DIREXION SHS ETF TR | 25459W540 | FUND | 500 | $47,000 | thousands by filing date | call |
| GENERAL COMMUNICATION INC | 369385109 | CL A | 3,013 | $47,000 | thousands by filing date | |
| DEMANDWARE INC | 24802Y105 | COM | 772 | $47,000 | thousands by filing date | |
| FUELCELL ENERGY INC COM | 35952H106 | COM | 37,600 | $47,000 | thousands by filing date | put |
| Proshares Tr Ultrashort MSCI EAFE New ETF | 74348A475 | Com | 1,198 | $47,000 | thousands by filing date | |
| NEOPHOTONICS CORP | 64051T100 | COM | 6,995 | $47,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y488 | DLY SC BEAR3XNEW | 4,600 | $47,000 | thousands by filing date | put |
| BANK OF AMERICA CORP | 060505153 | CMN | 90,125 | $47,000 | thousands by filing date | |
| ISHARES TR | 46429B622 | MSCI A/C ASIA | 818 | $47,000 | thousands by filing date | |
| DIGITAL ALLY INC | 25382P208 | COM NEW | 3,699 | $47,000 | thousands by filing date | |
| Birner Dental Management | 091283200 | COM NEW | 3,360 | $47,000 | thousands by filing date | |
| CERULEAN PHARMA INC | 15708Q105 | COM | 5,212 | $47,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V806 | MFS SYS COR EQ | 816 | $47,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 500 | $46,000 | thousands by filing date | call |
| SELECT MED HLDGS CORP | 81619Q105 | COM | 3,085 | $46,000 | thousands by filing date | |
| PIPER SANDLER COMPANIES | 724078100 | COM | 898 | $46,000 | thousands by filing date | |
| SHORE BANCSHARES INC | 825107105 | COMMON STOCK | 4,926 | $46,000 | thousands by filing date | |
| PROSHARES TR II | 74347W353 | ULTRA SILVER NEW | 1,100 | $46,000 | thousands by filing date | call |
| GUANGSHEN RAILWAY CO LTD-ADR | 40065W107 | SPONSORED ADR | 2,013 | $46,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W380 | INTRST RATE HDGE | 928 | $46,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 9,600 | $46,000 | thousands by filing date | put |
| COURIER CORP | 222660102 | COMMON STOCK | 1,898 | $46,000 | thousands by filing date | |
| LANDAUER INC | 51476K103 | COM | 1,319 | $46,000 | thousands by filing date | |
| INTEROIL CORP | 460951106 | COM | 1,000 | $46,000 | thousands by filing date | call |
| NEW HAMPSHIRE THRIFT BANCSHS | 644722100 | COM | 2,919 | $46,000 | thousands by filing date | |
| PARTNER COMMUNICATIONS CO LT | 70211M109 | ADR | 16,579 | $46,000 | thousands by filing date | |
| CORPBANCA | 21987A209 | SPONSORED ADR | 2,905 | $46,000 | thousands by filing date | |
| BARCLAYS BANK | 06739H412 | CARRY ETN 38 | 1,066 | $46,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H420 | IPATH AS GLF CUR | 936 | $46,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740L519 | FUND | 1,403 | $46,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHA FD I | 33737J257 | TAIWAN ALPHADE | 1,208 | $46,000 | thousands by filing date | |
| DEAN FOODS CO NEW | 242370203 | COM NEW | 2,801 | $46,000 | thousands by filing date | |
| WEB COM GROUP INC | 94733AAA2 | NOTE 1.000% 8/1 | 50,000 | $46,000 | thousands by filing date | principal |
| NAVIOS MARITIME HLDGS INC | 63938Y100 | SPN ADR RP PFD G | 1,723 | $46,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TR | 301505608 | JANUS EQL RSK W | 886 | $46,000 | thousands by filing date | |
| AVNET INC COM | 053807103 | Stock | 1,000 | $45,000 | thousands by filing date | put |
| ITRON INC COM | 465741106 | Stock | 1,219 | $45,000 | thousands by filing date | |
| MCKESSON CORP COM | 58155Q103 | Stock | 200 | $45,000 | thousands by filing date | call |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 700 | $45,000 | thousands by filing date | call |
| JUNIPER NETWORKS INC | 48203R104 | COM | 2,000 | $45,000 | thousands by filing date | put |
| PLUMAS BANCORP | 729273102 | COMMON STOCK | 4,713 | $45,000 | thousands by filing date | |
| ZUMIEZ INC | 989817101 | COMMON STOCK | 1,105 | $45,000 | thousands by filing date | |
| FREIGHTCAR AMER INC | 357023100 | COM | 1,432 | $45,000 | thousands by filing date | |
| CULP INC | 230215105 | CMN | 1,676 | $45,000 | thousands by filing date | |
| ZIX CORP | 98974P100 | COM | 11,550 | $45,000 | thousands by filing date | |
| POWERSECURE INTERNATIONAL IN | 73936N105 | COM | 3,390 | $45,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q304 | JEFF TRJ CRB GLO | 1,189 | $45,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U787 | AFRICA ETF | 1,797 | $45,000 | thousands by filing date | |
| PROSHARES TR | 74348A616 | PSHS ULCONSM NEW | 3,988 | $45,000 | thousands by filing date | |
| ISHARES INC | 464286368 | MSCI GL SL MET | 3,090 | $45,000 | thousands by filing date | |
| DEUTSCHE BK AG LDN BRH | 25154H483 | PS CMDT DS ETN | 725 | $45,000 | thousands by filing date | |
| KONA GRILL INC | 50047H201 | COM | 1,585 | $45,000 | thousands by filing date | |
| IPATH INVERSE S&P 500 VIX II | 06741K486 | ETP | 1,190 | $45,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06739F176 | COM | 1,145 | $45,000 | thousands by filing date | |
| CONTROL4 CORP | 21240D107 | COM | 3,700 | $45,000 | thousands by filing date | |
| SEARS HLDGS CORP | 812350155 | *W EXP 12/15/201 | 1,784 | $45,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q635 | STOXX EURO 600 | 1,767 | $45,000 | thousands by filing date | |
| NETSCOUT SYS INC | 64115T104 | COM | 1,007 | $44,000 | thousands by filing date | |
| NEWS CORP NEW | 65249B208 | CL B | 2,775 | $44,000 | thousands by filing date | |
| COGENT COMMUNICATIONS GROUP | 19239V302 | COM NEW | 1,227 | $44,000 | thousands by filing date | |
| GRAY MEDIA INC | 389375106 | COMMON STOCK | 3,166 | $44,000 | thousands by filing date | |
| CHEMICAL FINANCIAL CORP | 163731102 | COM | 1,395 | $44,000 | thousands by filing date | |
| WILLBROS GROUP INC | 969203108 | COMMON STOCK | 13,386 | $44,000 | thousands by filing date | |
| INVACARE CORP | 461203101 | COMMON STOCK | 2,241 | $44,000 | thousands by filing date | |
| LIBERTY GLOBAL CL B ORD | G5480U112 | COM | 855 | $44,000 | thousands by filing date | |
| NATIONAL PENN BANCSHARES INC | 637138108 | COM | 4,104 | $44,000 | thousands by filing date | |
| LUXFER HLDGS PLC | 550678106 | SPONSORED ADR | 3,289 | $44,000 | thousands by filing date | |
| NEWLINK GENETICS CORP | 651511107 | COM | 800 | $44,000 | thousands by filing date | call |
| HORSEHEAD HLDG CORP | 440694305 | COM | 3,522 | $44,000 | thousands by filing date | |
| GUGGENHEIM INTERNATIONAL MUL | 18383Q804 | GUG | 2,584 | $44,000 | thousands by filing date | |
| PARK STERLING CORP | 70086Y105 | COM | 6,251 | $44,000 | thousands by filing date | |
| CITIGROUP INC | 172967226 | WARRANT | 60,687 | $44,000 | thousands by filing date | |
| CHINA MING YANG WIND ADR | 16951C108 | EQUITY | 18,975 | $44,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740P171 | IPTH ALUMN ETN | 1,704 | $44,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740P197 | IPTH LEAD ETN | 1,431 | $44,000 | thousands by filing date | |
| Knight Capital Group, Inc. | 48244B100 | common stock | 3,547 | $44,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 2,500 | $43,000 | thousands by filing date | call |
| PEGASYSTEMS INC COM | 705573103 | Stock | 1,990 | $43,000 | thousands by filing date | |
| FLEX LTD ORD | Y2573F102 | Stock | 3,400 | $43,000 | thousands by filing date | call |
| TRANSPORTADORA DE GAS SUR | 893870204 | SPONSORED ADS B | 8,000 | $43,000 | thousands by filing date | |
| ALBANY INTL CORP | 012348108 | CL A | 1,083 | $43,000 | thousands by filing date | |
| NEW AMERICA HIGH INCOME FUND I | 641876800 | COM NEW | 4,741 | $43,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 4,100 | $43,000 | thousands by filing date | put |
| VIRTUSA CORP | 92827P102 | COM | 1,025 | $43,000 | thousands by filing date | |
| WILLDAN GROUP INC | 96924N100 | COM | 2,689 | $43,000 | thousands by filing date | |
| 8X8 INC | 282914100 | COMMON STOCK | 5,093 | $43,000 | thousands by filing date | |
| PRIMEENERGY RESOURCES CORP | 74158E104 | COMMON STOCK | 796 | $43,000 | thousands by filing date | |
| PROSHARES TR | 74347R685 | PSHS ULTRA UTIL | 455 | $43,000 | thousands by filing date | |
| SUNCOKE ENERGY PARTNERS LP | 86722Y101 | COMMON STOCK | 2,027 | $43,000 | thousands by filing date | |
| HEADWATERS INC | 42210P102 | COMMON STOCK | 2,348 | $43,000 | thousands by filing date | |
| USD PARTNERS LP LP | 903318103 | STOK | 3,083 | $43,000 | thousands by filing date | |
| BLOUNT INTL INC NEW | 095180105 | COM | 3,322 | $43,000 | thousands by filing date | |
| ION GEOPHYSICAL CORP | 462044108 | COM | 19,813 | $43,000 | thousands by filing date | |
| DICE HOLDINGS INC | 253017107 | COM | 4,866 | $43,000 | thousands by filing date | |
| PROSHARES TR II | 74347W460 | PROSHS U/SHAUS | 742 | $43,000 | thousands by filing date | |
| NOVOGEN LIMITED | 67010F202 | SPON ADR 1:25 SH | 9,926 | $43,000 | thousands by filing date | |
| SPDR SER TR | 78468R879 | BLOOMBERG 0 5 YR | 2,216 | $43,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 7,776 | $42,000 | thousands by filing date | |
| LSB INDS INC | 502160104 | COM | 1,000 | $42,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 5,460 | $42,000 | thousands by filing date | |
| WINMARK CORP | 974250102 | COM | 474 | $42,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 13,199 | $42,000 | thousands by filing date | |
| PROSHARES TR II | 74347W874 | PSH ULTRA EURO | 2,686 | $42,000 | thousands by filing date | |
| ATARA BIOTHERAPEUTICS INC COM NEW | 046513107 | Stock | 1,000 | $42,000 | thousands by filing date | |
| PENNS WOODS BANCORP INC | 708430103 | COM | 857 | $42,000 | thousands by filing date | |
| BBCN BANCORP INC | 073295107 | COM | 2,926 | $42,000 | thousands by filing date | |
| ENDOCYTE INC | 29269A102 | COM | 6,638 | $42,000 | thousands by filing date | |
| CELLDEX THERAPEUTICS INC NEW | 15117B103 | COM | 1,500 | $42,000 | thousands by filing date | call |
| INTERVAL LEISURE GROUP INC | 46113M108 | COM | 1,566 | $42,000 | thousands by filing date | |
| IPC THE HOSPITALIST CO | 44984A105 | COM | 910 | $42,000 | thousands by filing date | |
| PHOENIX NEW MEDIA LTD | 71910C103 | SPONSORED ADR | 7,318 | $42,000 | thousands by filing date | |
| INTEGRATED ELECTRICAL SERVIC | 45811E301 | COM | 4,813 | $42,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X657 | INTL TECH ETF | 1,261 | $42,000 | thousands by filing date | |
| MOBILEIRON INC | 60739U204 | COM NEW | 4,577 | $42,000 | thousands by filing date | |
| CREDIT SUISSE AG NASSAU BRH | 22539T100 | EXCH TRAD SPVXSP | 2,161 | $42,000 | thousands by filing date | |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 1,100 | $41,000 | thousands by filing date | put |
| CHUNGHWA TELECOM CO LTD SPON ADR NEW11 | 17133Q502 | ADR | 1,251 | $41,000 | thousands by filing date | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 12,800 | $41,000 | thousands by filing date | put |
| GREENBRIER COS INC | 393657101 | COM | 700 | $41,000 | thousands by filing date | call |
| PERFICIENT INC | 71375U101 | COM | 2,000 | $41,000 | thousands by filing date | call |
| FEDERATED HERMES PREM MUNI I | 31423P108 | COM | 2,742 | $41,000 | thousands by filing date | |
| LIQUIDITY SVCS INC | 53635B107 | COM | 4,116 | $41,000 | thousands by filing date | |
| ECHO GLOBAL LOGISTICS INC | 27875T101 | COM | 1,500 | $41,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J141 | CHINA ALPHADEX | 1,689 | $41,000 | thousands by filing date | |
| ARROWMARK FINANCIAL CORP | 861780104 | COM | 2,253 | $41,000 | thousands by filing date | |
| NATURAL HEALTH TRENDS CORP | 63888P406 | COM | 2,267 | $41,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 14,493 | $41,000 | thousands by filing date | |
| WISDOMTREE TRUST | 97717W240 | BRAZILN RL ETF | 2,807 | $41,000 | thousands by filing date | |
| REVOLUTION LIGHTING TECHNOLO | 76155G107 | COM | 36,500 | $41,000 | thousands by filing date | |
| REALNETWORKS INC | 75605L708 | COM | 6,098 | $41,000 | thousands by filing date | |
| CHEROKEE INC | 16444H102 | COM | 2,116 | $41,000 | thousands by filing date | |
| MIDSTATES PETROLEUM CO INC | 59804T100 | COM | 48,012 | $41,000 | thousands by filing date | |
| STAR BULK CARRIERS CORP SHS NEW | Y8162K121 | Stock | 11,235 | $41,000 | thousands by filing date | |
| MARKET VECTORS ETF TR BUSI DEVCO | 57060U316 | ETF | 2,190 | $41,000 | thousands by filing date | |
| DEUTSCHE BK AG LONDON | 25153Q658 | ETN DJ HY 2022 | 2,706 | $41,000 | thousands by filing date | |
| HUNTINGTON US EQUITY ROTATIO | 446698102 | CMN | 1,073 | $41,000 | thousands by filing date | |
| UBS AG JERSEY BRH | 902641679 | DJ COMMD ETN39 | 2,258 | $41,000 | thousands by filing date | |
| RELYPSA INC | 759531106 | Common Stock | 1,150 | $41,000 | thousands by filing date | |
| PLEXUS CORP COM | 729132100 | Stock | 977 | $40,000 | thousands by filing date | |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 600 | $40,000 | thousands by filing date | put |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 1,300 | $40,000 | thousands by filing date | call |
| ACCELERON PHARMA INC | 00434H108 | COM | 1,053 | $40,000 | thousands by filing date | |
| VALEANT PHARMACEUTICALS INTL | 91911K102 | COM | 200 | $40,000 | thousands by filing date | put |
| FIRST BUSINESS FINANCIAL SER | 319390100 | COMMON STOCK | 935 | $40,000 | thousands by filing date | |
| COMPUGEN LTD | M25722105 | ORD | 5,664 | $40,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W565 | 7 10YR TRES BULL | 857 | $40,000 | thousands by filing date | |
| PROSHARES TR II | 74347W601 | ULTRA GOLD | 1,048 | $40,000 | thousands by filing date | |
| MGIC INVESTMENT CORP | 552848AE3 | CORPORATE OBLIG | 27,000 | $40,000 | thousands by filing date | principal |
| OMNOVA SOLUTIONS INC | 682129101 | COMMON STOCK | 4,659 | $40,000 | thousands by filing date | |
| OCEAN RIG UDW INC | Y64354205 | COMMON STOCK-FO | 6,102 | $40,000 | thousands by filing date | |
| CALLON PETE CO DEL | 13123X102 | COM | 5,400 | $40,000 | thousands by filing date | call |
| ENTERPRISE BANCORP INC MASS COM | 293668109 | Stock | 1,868 | $40,000 | thousands by filing date | |
| GS CONNECT S+P GSCI ENH COMM | 38144L852 | SP E | 1,465 | $40,000 | thousands by filing date | |
| PLATINUM GROUP METALS LTD | 72765Q205 | COMM STK | 71,200 | $40,000 | thousands by filing date | |
| BANCORP NEW JERSEY INC NEW | 059915108 | COM | 3,426 | $40,000 | thousands by filing date | |
| Coeur D'Alene | 192108ar9 | CONV BOND | 40,000 | $40,000 | thousands by filing date | principal |
| PROSHARES ULTRASHORT FTSE EUROPE | 74348A434 | ETF | 712 | $40,000 | thousands by filing date | |
| UBS ETRACS M PY 2XLVG WF MLP EX-ENGY ETN | 90273A207 | ETF | 1,682 | $40,000 | thousands by filing date | |
| WORLD PT TERMS LP | 98159G107 | UNIT REP LTD PT | 2,452 | $40,000 | thousands by filing date | |
| TOLL BROTHERS INC COM | 889478103 | Stock | 1,000 | $39,000 | thousands by filing date | put |
| MOOG INC CL A | 615394202 | Stock | 518 | $39,000 | thousands by filing date | |
| CENTRAL GARDEN & PET CO | 153527205 | CL A NON-VTG | 3,692 | $39,000 | thousands by filing date | |
| VERA BRADLEY INC | 92335C106 | COM | 2,400 | $39,000 | thousands by filing date | |
| RENAISSANCE CAP GREENWICH FD | 759937204 | IPO ETF | 1,611 | $39,000 | thousands by filing date | |
| TOWNSQUARE MEDIA INC | 892231101 | CL A | 3,000 | $39,000 | thousands by filing date | |
| WESCO AIRCRAFT HOLDINGS INC | 950814103 | COMMON STOCK | 2,500 | $39,000 | thousands by filing date | |
| ARCTIC CAT INC | 039670104 | COMMON STOCK | 1,071 | $39,000 | thousands by filing date | |
| CONTINENTAL BUILDING PRODUCTS | 211171103 | COMMON STOCK | 1,712 | $39,000 | thousands by filing date | |
| Synta Pharmaceuticals Corp. | 87162T206 | COM | 20,000 | $39,000 | thousands by filing date | call |
| TEAM INC | 878155100 | COM | 1,009 | $39,000 | thousands by filing date | |
| ELLIE MAE INC | 28849P100 | COM | 710 | $39,000 | thousands by filing date | |
| CARDIOME PHARMA CORP | 14159U301 | COM NO PAR | 4,243 | $39,000 | thousands by filing date | |
| EZCHIP SEMICONDUCTOR LIMITED | M4146Y108 | ORD | 2,031 | $39,000 | thousands by filing date | |
| VASCO DATA SEC INTL INC | 92230Y104 | COM | 1,800 | $39,000 | thousands by filing date | call |
| DIREXION SHS ETF TR | 25459Y488 | DLY SC BEAR3XNEW | 3,900 | $39,000 | thousands by filing date | call |
| PROSHARES TR II | 74347W866 | PSHS ULTRA YEN | 2,758 | $39,000 | thousands by filing date | |
| STARZ | 85571Q201 | COM | 1,183 | $39,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B852 | S&P SMCP MAT P | 948 | $39,000 | thousands by filing date | |
| TRONC INC | 896082104 | Common equity shares | 1,993 | $39,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y561 | DLY JR GMNR BEAR | 3,215 | $39,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 400 | $38,000 | thousands by filing date | put |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 4,200 | $38,000 | thousands by filing date | call |
| AH RLTY TR INC | 04208T108 | COM | 3,523 | $38,000 | thousands by filing date | |
| ALLEGIANT TRAVEL CO | 01748X102 | COM | 200 | $38,000 | thousands by filing date | call |
| SENECA FOODS CORP NEW | 817070501 | CL A | 1,290 | $38,000 | thousands by filing date | |
| STEELCASE INC-CLASS A | 858155203 | CL A | 2,000 | $38,000 | thousands by filing date | call |
| MAXIM INTEGRATED PRODS INC | 57772K101 | COM | 1,100 | $38,000 | thousands by filing date | put |
| HIGHLAND FDS I | 430101774 | HI LD IBOXX SRLN | 1,981 | $38,000 | thousands by filing date | |
| CIRCOR INTL INC | 17273K109 | COM | 689 | $38,000 | thousands by filing date | |
| AGIOS PHARMACEUTICALS INC | 00847X104 | COM | 400 | $38,000 | thousands by filing date | call |
| SINOVAC BIOTECH LTD | P8696W104 | SHS | 7,626 | $38,000 | thousands by filing date | |
| PROSHARES TR | 74347R172 | ULTRA 20YR TRE | 438 | $38,000 | thousands by filing date | |
| HERZFELD CREDIT INCOME FUND | 42804T106 | COM | 4,049 | $38,000 | thousands by filing date | |
| VERIFONE SYS INC | 92342Y109 | COM | 1,100 | $38,000 | thousands by filing date | put |
| ZOGENIX INC | 98978L105 | COM | 27,989 | $38,000 | thousands by filing date | |
| TRISTATE CAP HLDGS INC COM | 89678F100 | COM | 3,689 | $38,000 | thousands by filing date | |
| INTL SHIPHOLDING CORP | 460321201 | COM | 3,118 | $38,000 | thousands by filing date | |
| CALIFORNIA FIRST NATL BANCOR | 130222102 | COM | 2,741 | $38,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y108 | 7-10YR TR BEAR | 1,285 | $38,000 | thousands by filing date | |
| MADISON COUNTY FINANCIAL INC | 556777100 | COM | 1,675 | $38,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H198 | ETN DJUBS TIN 38 | 1,030 | $38,000 | thousands by filing date | |
| B COMMUNICATIONS LTD | M15629104 | SHS | 2,256 | $38,000 | thousands by filing date | |
| INSULET CORP COM | 45784P101 | Stock | 1,100 | $37,000 | thousands by filing date | |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 1,642 | $37,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 100 | $37,000 | thousands by filing date | call |
| FIRST TR EXCH TRD ALPHDX FD | 33737J125 | LATIN AMER ALP | 2,159 | $37,000 | thousands by filing date | |
| INNODATA INC | 457642205 | COM NEW | 13,933 | $37,000 | thousands by filing date | |
| INVESTORS TITLE CO | 461804106 | COMMON STOCK | 500 | $37,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 2,300 | $37,000 | thousands by filing date | |
| REX AMERICAN RESOURCES CORP | 761624105 | COMMON STOCK | 605 | $37,000 | thousands by filing date | |
| FIRST NORTHWEST BANCORP | 335834107 | COM | 3,040 | $37,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G202 | VIRTUS LIFESC BT | 1,179 | $37,000 | thousands by filing date | |
| GRUPO AVAL ACCIONES Y VALORE | 40053W101 | SPONSORED ADS | 4,100 | $37,000 | thousands by filing date | |
| MESA RTY TR | 590660106 | UNIT BEN INT | 1,789 | $37,000 | thousands by filing date | |
| PREMIERE GLOBAL SVCS INC | 740585104 | COM | 3,866 | $37,000 | thousands by filing date | |
| ENDURO ROYALTY TRUST | 29269K100 | COMMON | 9,238 | $37,000 | thousands by filing date | |
| GALMED PHARMACEUTICALS LTD | M47238106 | SHS | 3,902 | $37,000 | thousands by filing date | |
| DEUTSCHE HIGH INCOME OPPORT | 25158Y102 | COM | 2,592 | $37,000 | thousands by filing date | |
| Invesco Optm Yd Dvrs Cdty Stra No K1 ETF | 73937V106 | ETF | 1,870 | $37,000 | thousands by filing date | |
| PROSHARES TR | 74348A392 | ULTPRO SHT MDCP | 1,217 | $37,000 | thousands by filing date | |
| Deutsche Global High Income | 25158V108 | 0 | 4,463 | $37,000 | thousands by filing date | |
| DECKERS OUTDOOR CORP | 243537107 | COM | 500 | $36,000 | thousands by filing date | call |
| MERCURY SYS INC COM | 589378108 | Stock | 2,301 | $36,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 2,900 | $36,000 | thousands by filing date | call |
| BENCHMARK ELECTRS INC COM | 08160H101 | Stock | 1,500 | $36,000 | thousands by filing date | |
| SHOE STA GROUP INC | 824889109 | COM | 1,206 | $36,000 | thousands by filing date | |
| GRAHAM CORP | 384556106 | COM | 1,500 | $36,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 9,400 | $36,000 | thousands by filing date | call |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 400 | $36,000 | thousands by filing date | call |
| SKECHERS U S A INC | 830566105 | CL A | 500 | $36,000 | thousands by filing date | put |
| DONEGAL GROUP INC CL A | 257701201 | COMMON STOCK | 2,290 | $36,000 | thousands by filing date | |
| RCI HOSPITALITY HOLDINGS INC | 74934Q108 | COMMON STOCK | 3,500 | $36,000 | thousands by filing date | |
| KAMADA LTD | M6240T109 | SHS | 8,196 | $36,000 | thousands by filing date | |
| PROSHARES TR | 74347R131 | SHRT HGH YIELD | 1,336 | $36,000 | thousands by filing date | |
| NORTH EUROPEAN OIL RTY TR | 659310106 | SH BEN INT | 2,968 | $36,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 7,800 | $36,000 | thousands by filing date | call |
| GASTAR EXPLORATION LTD | 36729W202 | COMMON STOCK | 13,742 | $36,000 | thousands by filing date | |
| TESCO CORP | 88157K101 | COMMON STOCK-FO | 3,159 | $36,000 | thousands by filing date | |
| QUALITY SYS INC | 747582104 | COM | 2,281 | $36,000 | thousands by filing date | |
| COBIZ FINANCIAL INC | 190897108 | COM | 2,899 | $36,000 | thousands by filing date | |
| DREAMWORKS ANIMATION SKG INC | 26153C103 | CL A | 1,500 | $36,000 | thousands by filing date | put |
| BRISTOW GROUP INC | 110394103 | COM | 648 | $36,000 | thousands by filing date | |
| MIDDLEBURG FINL CORP COM | 596094102 | COM | 1,959 | $36,000 | thousands by filing date | |
| ACTIVE POWER INC | 00504W308 | COM NEW | 16,207 | $36,000 | thousands by filing date | |
| UNI-PIXEL INC | 904572203 | COM | 5,156 | $36,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B834 | GLB AGRI SM CP | 1,363 | $36,000 | thousands by filing date | |
| POWERSHARES EXCHANGE TRADED | 739371102 | LARGE GROWTH | 1,102 | $36,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B605 | S&P SMCP CONSU | 661 | $36,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W200 | ENH US SCP ETF | 1,102 | $36,000 | thousands by filing date | |
| BAYLAKE CORP | 072788102 | COM | 2,850 | $36,000 | thousands by filing date | |
| SECOND SIGHT MED PRODS INC | 81362J100 | COM | 2,751 | $36,000 | thousands by filing date | |
| TRACON PHARMACEUTICALS INC | 89237H100 | COM | 2,557 | $36,000 | thousands by filing date | |
| HRG GROUP INC COM | 40434J100 | Stock | 2,900 | $36,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y363 | DLY R/E BEAR3X | 1,707 | $36,000 | thousands by filing date | |
| NXT ID INC COM | 67091J107 | Stock | 12,353 | $36,000 | thousands by filing date | |
| YUMA ENERGY INC | 98872E207 | Pref Stk | 1,936 | $36,000 | thousands by filing date | |
| 1 800 FLOWERS COM INC | 68243Q106 | CL A | 3,000 | $35,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932107 | COM | 1,000 | $35,000 | thousands by filing date | put |
| JAZZ PHARMACEUTICALS PLC SHS USD | G50871105 | Stock | 200 | $35,000 | thousands by filing date | put |
| IAMGOLD CORP COM | 450913108 | Stock | 18,700 | $35,000 | thousands by filing date | call |
| BRIGHT HORIZONS FAM SOL IN DEL COM | 109194100 | Stock | 684 | $35,000 | thousands by filing date | |
| OIL DRI CORP AMER COM | 677864100 | Stock | 1,054 | $35,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 500 | $35,000 | thousands by filing date | put |
| ISHARES TR | 46434V456 | MSCI INTL QUALTY | 1,313 | $35,000 | thousands by filing date | |
| CTS CORP | 126501105 | COM | 1,950 | $35,000 | thousands by filing date | |
| HINGHAM INSTN SVGS MASS | 433323102 | COM | 350 | $35,000 | thousands by filing date | |
| SEATTLE GENETICS INC | 812578102 | COM | 1,000 | $35,000 | thousands by filing date | put |
| NATHANS FAMOUS INC NEW | 632347100 | COM | 643 | $35,000 | thousands by filing date | |
| RCM TECHNOLOGIES INC | 749360400 | COMMON STOCK | 5,235 | $35,000 | thousands by filing date | |
| JOHNSON OUTDOORS INC A | 479167108 | COMMON STOCK | 1,051 | $35,000 | thousands by filing date | |
| GEOSPACE TECHNOLOGIES CORP | 37364X109 | COM | 2,100 | $35,000 | thousands by filing date | |
| CARRIZO OIL & GAS INC | 144577103 | COM | 700 | $35,000 | thousands by filing date | put |
| CAMBRIA ETF TR | 132061300 | CAMBRIA FGN SHR | 1,540 | $35,000 | thousands by filing date | |
| MOLSON COORS BEVERAGE CO | 60871R100 | CL A | 416 | $35,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 2,000 | $35,000 | thousands by filing date | put |
| CARLYLE GROUP L P | 14309L102 | COM UTS LTD PTN | 1,300 | $35,000 | thousands by filing date | put |
| REIS INC | 75936P105 | COM | 1,340 | $35,000 | thousands by filing date | |
| BLACKROCK N J MUN INCOME TR | 09248J101 | SH BEN INT | 2,152 | $35,000 | thousands by filing date | |
| WHITEWAVE FOODS COMPANY | 966244105 | COMMON STOCK | 800 | $35,000 | thousands by filing date | call |
| DRYSHIPS INC | Y2109Q101 | COMMON STOCK-FO | 46,178 | $35,000 | thousands by filing date | |
| AH BELO CORP | 001282102 | COMMON STOCK | 4,198 | $35,000 | thousands by filing date | |
| TETRALOGIC PHARMACEUTICALS COR | 88165U109 | COMMON | 7,967 | $35,000 | thousands by filing date | |
| FARMER BROS CO | 307675108 | COM | 1,401 | $35,000 | thousands by filing date | |
| LIONSGATE STUDIOS CORP F | 316394105 | COM | 2,036 | $35,000 | thousands by filing date | |
| DBV TECHNOLOGIES S A | 23306J101 | ADR | 1,478 | $35,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 9,000 | $35,000 | thousands by filing date | call |
| ALPHA NATURAL RESOURCES INC | 02076X102 | COM | 34,600 | $35,000 | thousands by filing date | put |
| Synta Pharmaceuticals Corp. | 87162T206 | COM | 18,000 | $35,000 | thousands by filing date | put |
| PAREXEL INTL CORP | 699462107 | COM | 500 | $35,000 | thousands by filing date | put |
| Ambac Financial Group Wt 4/30/2023 | 023139116 | *W EXP 04/30/202 | 2,635 | $35,000 | thousands by filing date | |
| USA TECHNOLOGIES INC | 90328S500 | COM NO PAR | 12,773 | $35,000 | thousands by filing date | |
| BBX CAPITAL CORP-A | 05540P100 | CL A | 1,869 | $35,000 | thousands by filing date | |
| EMC INS GROUP INC | 268664109 | COM | 1,039 | $35,000 | thousands by filing date | |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 1,000 | $35,000 | thousands by filing date | call |
| DIREXION SHS ETF TR | 25459W284 | DL RUSSIA BEAR | 2,894 | $35,000 | thousands by filing date | |
| HUNTINGTON STRATEGY SHS | 446698201 | ECOL STRAT ETF | 931 | $35,000 | thousands by filing date | |
| UNITED DEV FUNDING XXXREGISTRATION REVOKED BY THE SEC EFF: 08/13/20 | 910187103 | REAL ESTATE INVESTME | 1,991 | $35,000 | thousands by filing date | |
| ENZYMOTEC LTD | M4059L101 | SHS | 4,770 | $35,000 | thousands by filing date | |
| AMERICAN TOWER CORP NEW | 03027X308 | PFD CONV SER A | 339 | $35,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y355 | DLY DEV MKT BEAR | 1,175 | $35,000 | thousands by filing date | |
| NAVIOS MARITIME MIDSTREAM LP COM UNIT LTD | Y62134104 | MLP | 2,473 | $35,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC | 854502804 | UNIT 11/17/20166 | 297 | $35,000 | thousands by filing date | |
| BIND THERAPEUTICS INC | 05548N107 | Cmn | 6,340 | $35,000 | thousands by filing date | |
| DEUTSCHE BK AG LONDON BRH | 25154W209 | DB 3X JAP GOV BD | 1,373 | $35,000 | thousands by filing date | |
| WP CAREY INC COM | 92936U109 | REIT | 500 | $34,000 | thousands by filing date | call |
| GENERAC HLDGS INC | 368736104 | COM | 700 | $34,000 | thousands by filing date | call |
| UNITED CMNTY BKS BLAIRSVLE G | 90984P303 | COM | 1,808 | $34,000 | thousands by filing date | |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 3,100 | $34,000 | thousands by filing date | call |
| WCI CMNTYS INC | 92923C807 | COM PAR $0.01 | 1,424 | $34,000 | thousands by filing date | |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 5,205 | $34,000 | thousands by filing date | |
| THE ULTIMATE SOFTWARE GROUP IN | 90385D107 | COM | 200 | $34,000 | thousands by filing date | call |
| SENECA FOODS CORP NEW | 817070105 | CL B | 1,068 | $34,000 | thousands by filing date | |
| AEROPOSTALE INC | 007865108 | COMMON STOCK | 9,900 | $34,000 | thousands by filing date | put |
| LYDALL INC | 550819106 | COMMON STOCK | 1,091 | $34,000 | thousands by filing date | |
| VONAGE HLDGS CORP | 92886T201 | COM | 6,757 | $34,000 | thousands by filing date | |
| TARENA INTL INC | 876108101 | SPONSORED ADS | 3,464 | $34,000 | thousands by filing date | |
| BON-TON STORES INC | 09776J101 | COM | 4,796 | $34,000 | thousands by filing date | |
| TRIPLE-S MGMT CORP | 896749108 | CL B | 1,709 | $34,000 | thousands by filing date | |
| COMCAST CORP NEW | 20030N200 | CL A SPL | 600 | $34,000 | thousands by filing date | call |
| ITT EDUCATIONAL SERVICES INC | 45068B109 | COM | 4,905 | $34,000 | thousands by filing date | |
| INTRALINKS HLDGS INC | 46118H104 | COM | 3,347 | $34,000 | thousands by filing date | |
| THORATEC CORP | 885175307 | COM | 800 | $34,000 | thousands by filing date | call |
| WAGEWORKS INC | 930427109 | COM | 640 | $34,000 | thousands by filing date | |
| FRONTLINE LTD | G3682E127 | COM | 15,000 | $34,000 | thousands by filing date | put |
| PERFUMANIA HOLDINGS INC | 71376C100 | COM | 6,299 | $34,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y439 | DLY TECBEARX NEW | 3,228 | $34,000 | thousands by filing date | |
| DB-X FUNDS | 233052307 | XTRAK 2030TGT DT | 1,124 | $34,000 | thousands by filing date | |
| RUBICON PROJ INC | 78112V102 | COM | 1,905 | $34,000 | thousands by filing date | |
| COUNTY BANCORP INC | 221907108 | COM | 1,709 | $34,000 | thousands by filing date | |
| FORWARD PHARMA A/S | 34986J105 | SPONSORED ADR | 1,200 | $34,000 | thousands by filing date | |
| EXELON CORP | 30161N127 | UNIT 99/99/9999 | 689 | $34,000 | thousands by filing date | |
| FIRST MERCHANTS CORP COM | 320817109 | Stock | 1,386 | $33,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 2,300 | $33,000 | thousands by filing date | call |
| GEOPARK LTD USD SHS | G38327105 | Stock | 8,498 | $33,000 | thousands by filing date | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 300 | $33,000 | thousands by filing date | put |
| INOGEN INC | 45780L104 | COM | 1,020 | $33,000 | thousands by filing date | |
| INSPERITY INC | 45778Q107 | COM | 631 | $33,000 | thousands by filing date | |
| W & T OFFSHORE INC | 92922P106 | COM | 6,427 | $33,000 | thousands by filing date | |
| ANIKA THERAPEUTICS INC | 035255108 | COM | 800 | $33,000 | thousands by filing date | call |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 778 | $33,000 | thousands by filing date | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 700 | $33,000 | thousands by filing date | put |
| ZYNGA INC. | 98986T108 | CL A | 11,500 | $33,000 | thousands by filing date | call |
| TC PIPELINES LP | 87233Q108 | UT COM LTD PRT | 500 | $33,000 | thousands by filing date | put |
| CARLYLE GROUP L P | 14309L102 | COM UTS LTD PTN | 1,200 | $33,000 | thousands by filing date | call |
| BGC PARTNERS INC | 05541TAD3 | CORPORATE OBLIG | 30,000 | $33,000 | thousands by filing date | principal |
| CONTANGO OIL & GAS CO COM NEW | 21075N204 | Stock | 1,500 | $33,000 | thousands by filing date | call |
| ACE LTD | H0023R105 | SHS | 300 | $33,000 | thousands by filing date | call |
| TECO ENERGY INC | 872375100 | COM | 1,700 | $33,000 | thousands by filing date | call |
| CUMULUS MEDIA INC | 231082108 | CL A | 13,300 | $33,000 | thousands by filing date | |
| SPAN AMER MED SYS INC | 846396109 | COM | 1,714 | $33,000 | thousands by filing date | |
| OUTERWALL INC | 690070107 | COM | 500 | $33,000 | thousands by filing date | put |
| FIRST MIDWEST BANCORP INC/IL | 320867104 | COM | 1,900 | $33,000 | thousands by filing date | |
| ALASKA COMMUNICATIONS SYS GR | 01167P101 | COM | 19,435 | $33,000 | thousands by filing date | |
| ORION ENERGY SYSTEMS INC | 686275108 | COM | 10,499 | $33,000 | thousands by filing date | |
| LMI AEROSPACE INC | 502079106 | COM | 2,638 | $33,000 | thousands by filing date | |
| IMPERIAL HOLDINGS INC | 452834104 | COM | 4,747 | $33,000 | thousands by filing date | |
| BALDWIN & LYONS INC | 057755100 | CL A | 1,412 | $33,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHA FD I | 33737J166 | CMN | 1,346 | $33,000 | thousands by filing date | |
| BARCLAYS BK PLC IPTH NAT GAS | 06740P239 | COM | 1,658 | $33,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y546 | DRX DLYBRZB 3X | 6,577 | $33,000 | thousands by filing date | |
| ASTERIAS BIOTHERAPEUTICS INC | 04624N107 | COM SER A | 4,907 | $33,000 | thousands by filing date | |
| COLUMBIA LABS INC | 197779200 | COM NEW | 5,214 | $33,000 | thousands by filing date | |
| DOLLAR TREE INC COM | 256746108 | Stock | 400 | $32,000 | thousands by filing date | put |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 200 | $32,000 | thousands by filing date | put |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 3,500 | $32,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 12,500 | $32,000 | thousands by filing date | call |
| COGENT COMMUNICATIONS GROUP | 19239V302 | COM NEW | 900 | $32,000 | thousands by filing date | call |
| 51JOB INC | 316827104 | SPONSORED ADS | 993 | $32,000 | thousands by filing date | |
| AMES NATIONAL CORP | 031001100 | COMMON STOCK | 1,277 | $32,000 | thousands by filing date | |
| HURCO CO | 447324104 | COM | 963 | $32,000 | thousands by filing date | |
| INTREXON CORP | 46122T102 | COM | 700 | $32,000 | thousands by filing date | call |
| DELTIC TIMBER CORP | 247850100 | COMMON STOCK | 487 | $32,000 | thousands by filing date | |
| MEMORIAL PRODUCTION PARTNERS | 586048100 | COMMON STOCK | 2,000 | $32,000 | thousands by filing date | call |
| HEARTLAND FINL USA INC | 42234Q102 | COM | 1,000 | $32,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 5,341 | $32,000 | thousands by filing date | |
| CURIS INC | 231269101 | COM | 13,142 | $32,000 | thousands by filing date | |
| ORTHOFIX INTL N V | N6748L102 | COM | 904 | $32,000 | thousands by filing date | |
| RUDOLPH TECHNOLOGIES INC | 781270103 | COM | 2,891 | $32,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 4,300 | $32,000 | thousands by filing date | put |
| Ampio Pharmaceuticals | 03209T109 | COM | 4,300 | $32,000 | thousands by filing date | call |
| VELOCITYSHARES INV VIX SH-TM | 22542D795 | INVR | 921 | $32,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-15-005912 | this filing | 2015-05-14 | acceptance time not in the bulk data set |