13F-HR filed by UBS Group AG
UBS Group AG filed this 13F-HR for the quarter ended 2015-03-31, filed 2015-05-14, with 8,816 holding rows worth $144,826,421,000.
- Accession
- 0000950123-15-005912
- Filer
- CIK 1610520
- Filed
- 2015-05-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2015
A holdings report, 15,013 entries on the cover page, a total value of $144,826,421,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $144,826,537,000 with VALUE read as thousands by filing date, 13F file number 028-16612. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerUBS Financial Services Inc. 028-11496
- included managerUBS Swiss Financial Advisors AG 028-11603
- included managerUBS AG, New York Branch 028-07344
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ETF SER SOLUTIONS | 26922A404 | VIDENT INTERNATI | 500 | $12,000 | thousands by filing date | |
| PROQR THERAPEUTICS NV | N71542109 | SHS EURO | 527 | $12,000 | thousands by filing date | |
| ISHARES TR | 464289842 | MSCI PERU GL ETF | 430 | $12,000 | thousands by filing date | |
| HARVARD BIOSCIENCE INC | 416906105 | COM | 2,011 | $12,000 | thousands by filing date | |
| MASTECH HLDGS INC | 57633B100 | COM | 1,295 | $12,000 | thousands by filing date | |
| BONANZA CREEK ENERGY INC | 097793103 | COMMON STOCK | 500 | $12,000 | thousands by filing date | call |
| ATHENAHEALTH INC | 04685W103 | COMMON STOCK | 100 | $12,000 | thousands by filing date | put |
| ECA MARCELLUS TRUST I | 26827L109 | COMMON STOCK | 3,241 | $12,000 | thousands by filing date | |
| GENERAL MOLY INC COM | 370373102 | Common Stock | 23,527 | $12,000 | thousands by filing date | |
| WISDOMTREE FLOATING RATETREASURY FUND | 97717X628 | COM | 478 | $12,000 | thousands by filing date | |
| GULF IS FABRICATION INC | 402307102 | COM | 757 | $12,000 | thousands by filing date | |
| FIRST BANCSHARES INC MISS | 318916103 | COM | 758 | $12,000 | thousands by filing date | |
| ATLAS RESOURCE PARTNERS LP | 04941A101 | COM UNT LTD PR | 1,600 | $12,000 | thousands by filing date | put |
| BRIGGS & STRATTON CORP | 109043109 | COM | 600 | $12,000 | thousands by filing date | call |
| STANLEY FURNITURE CO INC | 854305208 | COM NEW | 3,952 | $12,000 | thousands by filing date | |
| MILLENNIAL MEDIA INC | 60040N105 | COM | 8,300 | $12,000 | thousands by filing date | |
| MAST THERAPEUTICS INC | 576314108 | COM | 24,960 | $12,000 | thousands by filing date | |
| JAMBA INC | 47023A309 | COM NEW | 840 | $12,000 | thousands by filing date | |
| FORTRESS INVT GROUP LLC CL A | 34958B106 | COM | 1,500 | $12,000 | thousands by filing date | call |
| CARDICA INC | 14141R101 | COM | 18,407 | $12,000 | thousands by filing date | |
| PHOTOMEDEX INC | 719358301 | COM | 6,135 | $12,000 | thousands by filing date | |
| LIFEVANTAGE CORP | 53222K106 | COM | 15,461 | $12,000 | thousands by filing date | |
| ELECTRO RENT CORP | 285218103 | COM | 1,082 | $12,000 | thousands by filing date | |
| HERITAGE FINANCIAL GROUP INC | 42726X102 | COM | 430 | $12,000 | thousands by filing date | |
| M B T FINANCIAL CORP | 578877102 | Stock | 2,094 | $12,000 | thousands by filing date | |
| SPANISH BROADCASTING SYS INC | 846425833 | CL A NEW | 2,921 | $12,000 | thousands by filing date | |
| ALON BLUE SQUARE ISRAEL LTD | 02051Q106 | SPONSORED ADR | 4,341 | $12,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H248 | ETN DJUBS PMET38 | 216 | $12,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y447 | DLYFINBEAR3X NEW | 1,000 | $12,000 | thousands by filing date | call |
| INDEXIQ ETF TR IQ GLB | 45409B883 | RES ETF | 455 | $12,000 | thousands by filing date | |
| YOU ON DEMAND HOLDINGS INC | 98741R207 | COM | 5,940 | $12,000 | thousands by filing date | |
| IBIO INC | 451033104 | COM | 16,292 | $12,000 | thousands by filing date | |
| VENAXIS INC | 92262A107 | COM | 26,343 | $12,000 | thousands by filing date | |
| ISHARES TR | 46429B457 | MSCI HK SML CP | 452 | $12,000 | thousands by filing date | |
| ENVIVIO INC | 29413T106 | COM | 6,890 | $12,000 | thousands by filing date | |
| NTN BUZZTIME INC | 629410309 | COM | 30,000 | $12,000 | thousands by filing date | |
| CAROLINA BK HLDGS INC GREENS | 143785103 | COM | 1,217 | $12,000 | thousands by filing date | |
| EMPIRE RESORTS INC | 292052206 | COM | 2,699 | $12,000 | thousands by filing date | |
| ATLANTIC COAST FINL CORP | 048426100 | COM | 2,826 | $12,000 | thousands by filing date | |
| USMD HLDGS INC | 903313104 | COM | 1,125 | $12,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E804 | NASDQ CHINA TECH | 535 | $12,000 | thousands by filing date | |
| SWEDISH EXPT CR CORP | 870297504 | ELEMENT USETN22 | 773 | $12,000 | thousands by filing date | |
| RICEBRAN TECHNOLOGIES | 762831204 | COM NEW | 2,984 | $12,000 | thousands by filing date | |
| CONATUS PHARMACEUTICALS INC | 20600T108 | COM | 1,691 | $12,000 | thousands by filing date | |
| ZAIS GROUP HLDGS INC | 98887G106 | COM | 1,325 | $12,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D100 | ETN STOXX EUR 50 | 106 | $12,000 | thousands by filing date | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 200 | $11,000 | thousands by filing date | put |
| DRDGOLD LIMITED SPON ADR REPSTG | 26152H301 | ADR | 6,447 | $11,000 | thousands by filing date | |
| ARCBEST CORP COM | 03937C105 | Stock | 300 | $11,000 | thousands by filing date | put |
| XYLEM INC COM | 98419M100 | Stock | 300 | $11,000 | thousands by filing date | call |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 100 | $11,000 | thousands by filing date | put |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 2,700 | $11,000 | thousands by filing date | call |
| GAMING & LEISURE P COM | 36467J108 | REIT | 300 | $11,000 | thousands by filing date | call |
| MODINE MFG CO COM | 607828100 | Stock | 800 | $11,000 | thousands by filing date | |
| NETEASE COM INC SPONSORED ADS | 64110W102 | ADR | 100 | $11,000 | thousands by filing date | put |
| MAGIC SOFTWARE ENTERPRISES LTD ORD | 559166103 | Stock | 1,646 | $11,000 | thousands by filing date | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 6,200 | $11,000 | thousands by filing date | call |
| KFORCE INC COM | 493732101 | Stock | 500 | $11,000 | thousands by filing date | |
| CHART INDS INC | 16115Q308 | COM | 300 | $11,000 | thousands by filing date | call |
| ALBEMARLE CORP | 012653101 | COM | 200 | $11,000 | thousands by filing date | call |
| AZENTA INC | 114340102 | COM | 1,000 | $11,000 | thousands by filing date | |
| PATRIOT NATL BANCORP INC | 70336F203 | COM NEW | 803 | $11,000 | thousands by filing date | |
| DINE BRANDS GLOBAL INC | 254423106 | COM | 100 | $11,000 | thousands by filing date | call |
| ISHARES INC | 464286103 | MSCI AUST ETF | 500 | $11,000 | thousands by filing date | put |
| CHEMOCENTRYX INC | 16383L106 | COM | 1,501 | $11,000 | thousands by filing date | |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 100 | $11,000 | thousands by filing date | put |
| ENCORE WIRE CORP | 292562105 | COM | 309 | $11,000 | thousands by filing date | |
| TENNECO INC | 880349105 | COM | 200 | $11,000 | thousands by filing date | call |
| UFP TECHNOLOGIES INC | 902673102 | COM | 500 | $11,000 | thousands by filing date | |
| NATURAL GAS SERVICES GROUP | 63886Q109 | COMMON STOCK | 595 | $11,000 | thousands by filing date | |
| INTEST CORP | 461147100 | COMMON STOCK | 2,615 | $11,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W730 | CMN | 100 | $11,000 | thousands by filing date | put |
| SUMMIT ST BK SANTA ROSA CALI | 866264203 | COM | 860 | $11,000 | thousands by filing date | |
| ACCESS NEWSWIRE INC | 46520M204 | COM NEW | 1,302 | $11,000 | thousands by filing date | |
| WHEELER REAL ESTATE INVT TR | 963025309 | CV PFD SER B | 477 | $11,000 | thousands by filing date | |
| CLEAR CHANNEL OUTDOOR HLDGS | 18451C109 | CL A | 1,135 | $11,000 | thousands by filing date | |
| TILE SHOP HLDGS INC | 88677Q109 | COMMON STOCK | 900 | $11,000 | thousands by filing date | |
| MAXWELL TECHNOLOGIES INC | 577767106 | COMMON STOCK | 1,296 | $11,000 | thousands by filing date | |
| SANDRIDGE MISSISSIPPIAN TRUST I | 80007T101 | COMMON STOCK | 3,000 | $11,000 | thousands by filing date | call |
| DRYSHIPS INC | Y2109Q101 | COMMON STOCK-FO | 14,100 | $11,000 | thousands by filing date | put |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 600 | $11,000 | thousands by filing date | put |
| SMITH & WESSON BRANDS, INC. | 831756101 | COM | 900 | $11,000 | thousands by filing date | call |
| VOLITIONRX LTD | 928661107 | COM | 2,639 | $11,000 | thousands by filing date | |
| 58 COM INC | 31680Q104 | SPON ADR REP A | 200 | $11,000 | thousands by filing date | call |
| REDHILL BIOPHARMA LTD | 757468103 | ADR | 778 | $11,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 2,900 | $11,000 | thousands by filing date | put |
| TIVO INC | 888706108 | COM | 1,000 | $11,000 | thousands by filing date | put |
| PHARMATHENE INC | 71714G102 | COM | 6,596 | $11,000 | thousands by filing date | |
| PROVIDENCE SVC CORP | 743815102 | COM | 200 | $11,000 | thousands by filing date | |
| GIGAMON INC | 37518B102 | COM | 500 | $11,000 | thousands by filing date | |
| STEMCELLS INC | 85857R204 | COM NEW | 11,114 | $11,000 | thousands by filing date | |
| EAGLE ROCK ENERGY PARTNERS L | 26985R104 | UNIT | 4,900 | $11,000 | thousands by filing date | call |
| ONCOLYTICS BIOTECH INC | 682310107 | COM | 15,925 | $11,000 | thousands by filing date | |
| TRANS WORLD ENTERTAINMENT CP | 89336Q100 | COM | 3,009 | $11,000 | thousands by filing date | |
| SYNERGETICS USA INC | 87160G107 | COM | 2,082 | $11,000 | thousands by filing date | |
| WEST MARINE INC | 954235107 | COM | 1,200 | $11,000 | thousands by filing date | |
| ACURA PHARMACEUTICALS INC | 00509L703 | COM NEW | 13,400 | $11,000 | thousands by filing date | call |
| DIREXION SHS EXCH TRD FD DAILY 30 YR TREAS BEAR | 25459Y678 | ETF | 400 | $11,000 | thousands by filing date | |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 300 | $11,000 | thousands by filing date | put |
| COMMUNITY BANK SHARES/IN | 203599105 | COMMON | 394 | $11,000 | thousands by filing date | |
| DIREXION DAILY ENERGY BUL 3X | 25459W888 | CMN | 200 | $11,000 | thousands by filing date | put |
| REVETT MINERALS INC | 761505205 | COM NEW | 24,257 | $11,000 | thousands by filing date | |
| ECHO THERAPEUTICS INC | 27876L206 | COM NEW | 5,000 | $11,000 | thousands by filing date | call |
| GEEKNET INC | 36846Q203 | COM | 1,388 | $11,000 | thousands by filing date | |
| CAS MED SYS INC | 124769209 | COM | 8,423 | $11,000 | thousands by filing date | |
| PROSHARES TR | 74347X476 | SHT KBW REGBNK | 410 | $11,000 | thousands by filing date | |
| DS HEALTHCARE GROUP INC | 23336Q109 | COM | 14,865 | $11,000 | thousands by filing date | |
| HUTTIG BUILDING PRODUCTS | 448451104 | COMM | 3,935 | $11,000 | thousands by filing date | |
| UNITED STS COMMODITY IDX FDT | 911718203 | COM UTS US AGR | 541 | $11,000 | thousands by filing date | |
| DYNATRONICS CORP | 268157401 | COM NEW | 3,827 | $11,000 | thousands by filing date | |
| CHINA JO-JO DRUGSTORES INC | 16949A206 | COM NEW | 4,024 | $11,000 | thousands by filing date | |
| CANCER GENETICS INC. | 13739u104 | COM | 1,400 | $11,000 | thousands by filing date | |
| WILHELMINA INTL INC | 968235200 | COM NEW | 2,075 | $11,000 | thousands by filing date | |
| DBX ETF TR XTRACK | 233051861 | MSCI UK | 429 | $11,000 | thousands by filing date | |
| LDR HLDG CORP | 50185U105 | COM | 300 | $11,000 | thousands by filing date | |
| FIDELITY & GTY LIFE COM | 315785105 | Stock | 500 | $11,000 | thousands by filing date | |
| CHINA ADVANCED CONSTR MATLS | 169365202 | COM NEW | 2,885 | $11,000 | thousands by filing date | |
| ENTELLUS MED INC | 29363K105 | COM | 500 | $11,000 | thousands by filing date | |
| UBS AG LONDON BRH | 90270L792 | ETRACS 2XLEV | 358 | $11,000 | thousands by filing date | |
| UCP INC - CL A | 90265Y106 | Common Stock | 1,275 | $11,000 | thousands by filing date | |
| LIME ENERGY CO COM | 53261U304 | COM | 2,925 | $11,000 | thousands by filing date | |
| SUPERTEL HOSPITALITY INC NEW | 86852R207 | PFD STK SER A | 1,374 | $11,000 | thousands by filing date | |
| DIREXION SHS ETF TR II | 25490F100 | DLY GLD BULL3X | 429 | $11,000 | thousands by filing date | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 300 | $10,000 | thousands by filing date | call |
| ENNIS INC COM | 293389102 | Stock | 700 | $10,000 | thousands by filing date | |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 200 | $10,000 | thousands by filing date | call |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 1,500 | $10,000 | thousands by filing date | call |
| REALTY INCOME CORP COM | 756109104 | REIT | 200 | $10,000 | thousands by filing date | call |
| BIOLIFE SOLUTIONS INC COM NEW | 09062W204 | Stock | 6,165 | $10,000 | thousands by filing date | |
| WOODWARD INC COM | 980745103 | Stock | 200 | $10,000 | thousands by filing date | call |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 200 | $10,000 | thousands by filing date | call |
| BANCORP INC DEL | 05969A105 | COM | 1,100 | $10,000 | thousands by filing date | |
| HEALTHSTREAM INC | 42222N103 | COM | 400 | $10,000 | thousands by filing date | call |
| GOLAR LNG LTD | G9456A100 | SHS | 300 | $10,000 | thousands by filing date | put |
| MAXLINEAR INC | 57776J100 | COM | 1,200 | $10,000 | thousands by filing date | |
| SOLAREDGE TECHNOLOGIES INC | 83417M104 | COM | 457 | $10,000 | thousands by filing date | |
| EGAIN CORP | 28225C806 | COM NEW | 3,063 | $10,000 | thousands by filing date | |
| AON PLC | G0408V102 | SHS CL A | 100 | $10,000 | thousands by filing date | call |
| PARKE BANCORP INC | 700885106 | COMMON STOCK | 818 | $10,000 | thousands by filing date | |
| G WILLI FOOD INTL LTD | M52523103 | ORD | 1,685 | $10,000 | thousands by filing date | |
| CERAGON NETWORKS LTD ORD | M22013102 | Stock | 8,636 | $10,000 | thousands by filing date | |
| FRANKLIN ETF TR | 353506108 | SHRT DUR US GOVT | 100 | $10,000 | thousands by filing date | |
| NATURAL ALTERNATIVES INTL IN | 638842302 | COM NEW | 1,767 | $10,000 | thousands by filing date | |
| EPR PPTYS | 26884U307 | CONV PFD 9% SR E | 300 | $10,000 | thousands by filing date | |
| CRAWFORD & CO | 224633107 | COM | 1,149 | $10,000 | thousands by filing date | |
| Chubb Corporation | 171232101 | Equity | 100 | $10,000 | thousands by filing date | put |
| CHEVIOT FINANCIAL CORP | 16677X105 | COMMON STOCK | 670 | $10,000 | thousands by filing date | |
| THOMPSON CREEK METALS CO INC | 884768102 | COMMON STOCK | 7,485 | $10,000 | thousands by filing date | |
| GULFMARK OFFSHORE INC | 402629208 | COMMON STOCK | 802 | $10,000 | thousands by filing date | |
| PEP BOYS-MANNY MOE & JACK | 713278109 | COMMON STOCK | 1,000 | $10,000 | thousands by filing date | put |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 400 | $10,000 | thousands by filing date | put |
| ARC DOCUMENT SOLUTIONS INC | 00191G103 | COM | 1,100 | $10,000 | thousands by filing date | |
| LUBYS CAFETERIAS INC COM | 549282101 | COM | 2,000 | $10,000 | thousands by filing date | |
| KIMBALL INTL INC | 494274103 | CL B | 1,000 | $10,000 | thousands by filing date | |
| PROSHARES TR II | 74347W395 | FUND | 100 | $10,000 | thousands by filing date | put |
| 22ND CENTY GROUP INC | 90137F103 | COM | 12,186 | $10,000 | thousands by filing date | |
| SOCIETAL CDMO INC | 75629F109 | COM | 1,073 | $10,000 | thousands by filing date | |
| INFOBLOX INC | 45672H104 | COM | 400 | $10,000 | thousands by filing date | call |
| SEACHANGE INTL INC | 811699107 | COM | 1,380 | $10,000 | thousands by filing date | |
| BSB BANCORP INC MD | 05573H108 | COM | 500 | $10,000 | thousands by filing date | |
| MARTHA STEWART LIVING OMNIME | 573083102 | CL A | 1,561 | $10,000 | thousands by filing date | |
| SOLAZYME INC | 83415T101 | COM | 3,600 | $10,000 | thousands by filing date | put |
| SCIQUEST INC NEW | 80908T101 | COM | 600 | $10,000 | thousands by filing date | |
| BLUE NILE INC | 09578R103 | COM | 300 | $10,000 | thousands by filing date | |
| ALZA CORP 7/2 | 02261WAB5 | SDCV | 7,000 | $10,000 | thousands by filing date | principal |
| CVR REFINING LP COM UNIT REPSTG LTD PARTNER | 12663P107 | COM | 500 | $10,000 | thousands by filing date | call |
| RENESOLA LTD | 75971T103 | SPONS ADS | 6,500 | $10,000 | thousands by filing date | |
| WARREN RESOURCES INC | 93564A100 | COM | 11,665 | $10,000 | thousands by filing date | |
| ROYAL BANCSHARES OF PENN-A | 780081105 | CL A | 6,000 | $10,000 | thousands by filing date | |
| HUBBELL INC -CL A | 443510102 | CL A | 97 | $10,000 | thousands by filing date | |
| SKULLCANDY INC | 83083J104 | COM | 940 | $10,000 | thousands by filing date | |
| HARDINGE INC | 412324303 | COM | 830 | $10,000 | thousands by filing date | |
| FIRST SECURITY GROUP INC/TN | 336312202 | COM | 4,209 | $10,000 | thousands by filing date | |
| MGC DIAGNOSTICS CORP | 552768103 | COM | 1,362 | $10,000 | thousands by filing date | |
| INFOSONICS CORP | 456784107 | COM | 4,356 | $10,000 | thousands by filing date | |
| IPATH GSCI TOTAL RETURN INDEX ETF (GSP) | 06738C794 | ETF | 532 | $10,000 | thousands by filing date | |
| LAKE SHORE BANCORP INC | 510700107 | COM | 777 | $10,000 | thousands by filing date | |
| ALPHA NATURAL RESOURCES INC | 02076XAA0 | CNV | 10,000 | $10,000 | thousands by filing date | principal |
| CREDIT SUISSE NASSAU BRH | 22542D472 | CMDT BCH TOT RET | 761 | $10,000 | thousands by filing date | |
| GULF RESOURCES INC | 40251W309 | COM | 6,104 | $10,000 | thousands by filing date | |
| PROSHARES ULTRASHORT SILVER | 74347W114 | COM | 100 | $10,000 | thousands by filing date | call |
| Athens Bancshares Corporation | 047042106 | Common Stock | 411 | $10,000 | thousands by filing date | |
| FIVE OAKS INVESTMENT CORP | 33830W106 | CMN | 1,010 | $10,000 | thousands by filing date | |
| ZHONE TECHNOLOGIES INC NEW | 98950P884 | COM | 7,680 | $10,000 | thousands by filing date | |
| TOFUTTI BRANDS INC | 88906B105 | COM | 2,407 | $10,000 | thousands by filing date | |
| BIOANALYTICAL SYS INC | 09058M103 | COM | 5,118 | $10,000 | thousands by filing date | |
| IEC ELECTRS CORP NEW | 44949L105 | COM | 2,693 | $10,000 | thousands by filing date | |
| SCHMITT INDS INC ORE | 806870200 | COM | 4,108 | $10,000 | thousands by filing date | |
| CORDIA BANCORP INC | 218513109 | COM | 2,540 | $10,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E242 | GBLX CHIMATL NEW | 625 | $10,000 | thousands by filing date | |
| STEWARDSHIP FINL CORP | 860326107 | COM | 1,818 | $10,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y735 | PRING TRNR BUS | 380 | $10,000 | thousands by filing date | |
| ETRACS CMCI INDUST MTLS TR | 902641752 | ETP | 652 | $10,000 | thousands by filing date | |
| MORGAN STANLEY | 617480272 | LNG EURO ETN20 | 583 | $10,000 | thousands by filing date | |
| EMMIS COMMUNICATIONS CORP | 291525202 | PFD CV SER A | 801 | $10,000 | thousands by filing date | |
| BIOTIME INC | 09066L162 | W EXP 10/01/201 | 4,820 | $10,000 | thousands by filing date | |
| INTRAWEST RESORTS HLDGS INC | 46090K109 | COM | 1,181 | $10,000 | thousands by filing date | |
| GENETIC TECHNOLOGIES LTD | 37185R208 | SPONSORED ADR | 1,817 | $10,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E192 | GBL X MSCI PT ET | 894 | $10,000 | thousands by filing date | |
| National Holdings Corporation | 636375206 | COM NEW | 2,524 | $10,000 | thousands by filing date | |
| DBX ETF TR | 233051796 | XTRACK MSCI MEX | 400 | $10,000 | thousands by filing date | |
| Cogo Group, Inc. | G9363W104 | COM | 7,398 | $10,000 | thousands by filing date | |
| CAMBRIDGE CAP ACQUISITION CO | 13215Q106 | COM | 1,000 | $10,000 | thousands by filing date | |
| CAPITOL ACQUISITION CORP II | 14056V105 | COM | 1,000 | $10,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D720 | X LNK HOLT MKT | 533 | $10,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W862 | DA 500 BU 3X ETF | 99 | $9,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 2,500 | $9,000 | thousands by filing date | call |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 100 | $9,000 | thousands by filing date | call |
| ZOETIS INC CL A | 98978V103 | Stock | 200 | $9,000 | thousands by filing date | put |
| RAMBUS INC DEL COM | 750917106 | Stock | 700 | $9,000 | thousands by filing date | call |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 500 | $9,000 | thousands by filing date | put |
| COMMVAULT SYS INC COM | 204166102 | Stock | 200 | $9,000 | thousands by filing date | call |
| INSTEEL INDS INC | 45774W108 | COM | 400 | $9,000 | thousands by filing date | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 300 | $9,000 | thousands by filing date | call |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 600 | $9,000 | thousands by filing date | call |
| B & G FOODS INC | 05508R106 | COM | 300 | $9,000 | thousands by filing date | call |
| EVERTEC INC | 30040P103 | COM | 400 | $9,000 | thousands by filing date | |
| ISHARES INC | 464286103 | MSCI AUST ETF | 400 | $9,000 | thousands by filing date | call |
| TERADATA CORP DEL | 88076W103 | COM | 200 | $9,000 | thousands by filing date | call |
| VICOR CORP | 925815102 | COM | 632 | $9,000 | thousands by filing date | |
| LHC GROUP | 50187A107 | COM | 272 | $9,000 | thousands by filing date | |
| M.D.C. HOLDINGS INC | 552676108 | COM | 300 | $9,000 | thousands by filing date | put |
| ENANTA PHARMACEUTICALS INC | 29251M106 | COM | 300 | $9,000 | thousands by filing date | |
| L BRANDS INC | 501797104 | COM | 100 | $9,000 | thousands by filing date | call |
| NUVASIVE INC | 670704105 | COM | 200 | $9,000 | thousands by filing date | call |
| UTAH MEDICAL PRODUCTS INC | 917488108 | COMMON STOCK | 149 | $9,000 | thousands by filing date | |
| LANTRONIX INC | 516548203 | COMMON STOCK | 5,225 | $9,000 | thousands by filing date | |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 100 | $9,000 | thousands by filing date | call |
| TRANSCANADA CORP | 89353D107 | COM | 200 | $9,000 | thousands by filing date | call |
| ARK ETF TR | 00214Q302 | GENOMIC REV ETF | 398 | $9,000 | thousands by filing date | |
| McCormick & Company Inc | 579780107 | COM | 119 | $9,000 | thousands by filing date | |
| KELLY SVCS INC | 488152307 | CL B | 514 | $9,000 | thousands by filing date | |
| BRIDGFORD FOODS CORP | 108763103 | COM | 1,171 | $9,000 | thousands by filing date | |
| STATOIL ASA | 85771P102 | SPONSORED ADR | 500 | $9,000 | thousands by filing date | call |
| CHUY'S HOLDINGS INC | 171604101 | COMMON STOCK | 400 | $9,000 | thousands by filing date | |
| MELLANOX TECHNOLOGIES LTD | M51363113 | COMMON STOCK | 200 | $9,000 | thousands by filing date | call |
| CSS INDS INC | 125906107 | COMMON STOCK | 301 | $9,000 | thousands by filing date | |
| VERTEX ENERGY INC | 92534K107 | COM | 2,500 | $9,000 | thousands by filing date | |
| FONAR CORP | 344437405 | COM NEW | 708 | $9,000 | thousands by filing date | |
| DENISON MINES CORP | 91688T104 | COM | 7,761 | $9,000 | thousands by filing date | |
| CIT GROUP INC COM NEW | 125581801 | Stock | 200 | $9,000 | thousands by filing date | put |
| APPLOVIN CORP CLASS A | 023850100 | COM | 12,914 | $9,000 | thousands by filing date | |
| COOPER TIRE & RUBR CO | 216831107 | COM | 200 | $9,000 | thousands by filing date | call |
| TAITRON COMPONENTS INC | 874028103 | CL A | 9,243 | $9,000 | thousands by filing date | |
| GLYCOMIMETICS INC | 38000Q102 | COM | 1,081 | $9,000 | thousands by filing date | |
| FIRST NIAGARA FINANCIAL GROUP | 33582V108 | COM | 1,000 | $9,000 | thousands by filing date | call |
| P & F INDS INC | 692830508 | CL A NEW | 1,356 | $9,000 | thousands by filing date | |
| NATIONAL INTERSTATE CORP | 63654U100 | COM | 329 | $9,000 | thousands by filing date | |
| THRESHOLD PHARMACEUTICAL INC | 885807206 | COM NEW | 2,116 | $9,000 | thousands by filing date | |
| BOINGO WIRELESS INC | 09739C102 | COM | 1,200 | $9,000 | thousands by filing date | |
| PROTALIX BIOTHERAPEUTICS INC | 74365A101 | COM | 5,163 | $9,000 | thousands by filing date | |
| STANDARD PAC CORP NEW | 85375C101 | COM | 1,000 | $9,000 | thousands by filing date | put |
| ARIAD PHARMACEUTICALS INC | 04033A100 | COM | 1,100 | $9,000 | thousands by filing date | put |
| WIRELESS TELECOM GROUP INC | 976524108 | COM | 3,543 | $9,000 | thousands by filing date | |
| Ft Dearborn Inc Sec Inc | 347200107 | COM | 614 | $9,000 | thousands by filing date | |
| Accelerate Diagnostics | 00430H102 | COM | 400 | $9,000 | thousands by filing date | call |
| Galena Biopharma Inc | 363256108 | COM | 6,600 | $9,000 | thousands by filing date | |
| MERGE HEALTHCARE INC | 589499102 | COM | 2,000 | $9,000 | thousands by filing date | |
| HUDSON GLOBAL INC | 443787106 | COM | 3,299 | $9,000 | thousands by filing date | |
| HANSEN MEDICAL INC | 411307101 | COM | 10,100 | $9,000 | thousands by filing date | |
| PARKERVISION INC | 701354102 | COM | 10,300 | $9,000 | thousands by filing date | |
| RED LION HOTELS CORP | 756764106 | COM | 1,360 | $9,000 | thousands by filing date | |
| UNITED COMMUNITY FINANCIAL | 909839102 | COM | 1,595 | $9,000 | thousands by filing date | |
| SYNACOR INC | 871561106 | COM | 4,189 | $9,000 | thousands by filing date | |
| SAGENT PHARMACEUTICALS INC | 786692103 | COM | 400 | $9,000 | thousands by filing date | |
| BEASLEY BROADCAST GRP INC -A | 074014101 | CL A | 1,849 | $9,000 | thousands by filing date | |
| ALIMERA SCIENCES INC | 016259103 | COM | 1,771 | $9,000 | thousands by filing date | |
| BALDWIN + LYONS INC -CL B | 057755209 | CL B | 367 | $9,000 | thousands by filing date | |
| HF FINANCIAL CORP | 404172108 | COMMON STOCK USD.01 | 639 | $9,000 | thousands by filing date | |
| PROSHRE U/S DJ-UBS CRUDE OIL | 74347W668 | CMN | 100 | $9,000 | thousands by filing date | call |
| ROPER INDUSTRIES INC | 776696AA4 | CNV | 4,000 | $9,000 | thousands by filing date | principal |
| CREDIT SUISSE NASSAU BRH | 22542D787 | VIX MID TERM | 526 | $9,000 | thousands by filing date | |
| PROSHARES TR II | 74347W122 | COM | 790 | $9,000 | thousands by filing date | |
| DEUTSCHE BK AG LDN BRH | 25154H467 | PS CMDTY SH ETN | 190 | $9,000 | thousands by filing date | |
| IPATH PURE BETA CRUDE OIL | 06740P221 | CMN | 419 | $9,000 | thousands by filing date | |
| EVER GLORY INTL GRP INC | 299766204 | COM | 1,537 | $9,000 | thousands by filing date | |
| KONGZHONG CORP | 50047P104 | CMN | 1,591 | $9,000 | thousands by filing date | |
| MAM SOFTWARE GROUP INC | 55277Q201 | CMN | 1,654 | $9,000 | thousands by filing date | |
| NEUROMETRIX INC | 641255302 | COM PAR $0.0001 | 5,495 | $9,000 | thousands by filing date | |
| PARAGON SHIPPING INC | 69913R408 | CL A NEW | 9,101 | $9,000 | thousands by filing date | |
| NEPTUNE TECHNOLOGIES BIORESO | 64077P108 | COM | 5,462 | $9,000 | thousands by filing date | |
| RRSAT GLOBAL COMM NTWRK LTD | M8183P102 | SHS | 1,138 | $9,000 | thousands by filing date | |
| ELMIRA SVGS BK ELMIRA N Y | 289660102 | COM | 434 | $9,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B720 | KBW INS PORT | 133 | $9,000 | thousands by filing date | |
| TENAX THERAPEUTICS INC | 88032L100 | COM | 2,716 | $9,000 | thousands by filing date | |
| COMMUNITY HEALTH SYS INC NEW | 203668116 | RIGHT 99/99/9999 | 374,217 | $9,000 | thousands by filing date | |
| CYPRESS ENVIRONMENTL PARTNR | 232751107 | LTD PARTNER INT | 646 | $9,000 | thousands by filing date | |
| Adobe Systems Inc | 98979H103 | COM | 873 | $9,000 | thousands by filing date | |
| RICEBRAN TECHNOLOGIES | 762831113 | *W EXP 12/18/201 | 10,866 | $9,000 | thousands by filing date | |
| CAESARS ACQUISITION CO | 12768T103 | CL A | 1,361 | $9,000 | thousands by filing date | |
| TONIX PHARMACEUTICALS HOLDING | 890260201 | COM NEW | 1,445 | $9,000 | thousands by filing date | |
| TEJON RANCH CO-CW16 | 879080133 | WTS | 11,742 | $9,000 | thousands by filing date | |
| CREDIT SUISSE AG NASSAU BRH | 22539T621 | EXCHTRADE MIDTER | 264 | $9,000 | thousands by filing date | |
| DEMAND MEDIA INC | 24802N208 | Cmn | 1,519 | $9,000 | thousands by filing date | |
| OVERSEAS SHIPHOLDING GROUP I | 69036R400 | COM | 2,119 | $9,000 | thousands by filing date | |
| GARNERO GROUP ACQUISITION CO | G5866L124 | UNIT 06/25/2016 | 890 | $9,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57061R353 | CHINAAMC BD ETF | 371 | $9,000 | thousands by filing date | |
| ASCENT SOLAR TECHNOLOGIES IN | 043635309 | COM NEW | 8,236 | $9,000 | thousands by filing date | |
| ServiceNow,Inc. | 81762P102 | COM | 100 | $8,000 | thousands by filing date | call |
| Vanguard Real Estate | 922908553 | SHS | 100 | $8,000 | thousands by filing date | call |
| AMERICANRLTYINVSINC | 029174109 | STOK | 1,580 | $8,000 | thousands by filing date | |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 400 | $8,000 | thousands by filing date | put |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 200 | $8,000 | thousands by filing date | put |
| WORKDAY INC CL A | 98138H101 | Stock | 100 | $8,000 | thousands by filing date | call |
| FASTENAL CO COM | 311900104 | Stock | 200 | $8,000 | thousands by filing date | put |
| ECOPETROL S A SPONSORED ADS | 279158109 | ADR | 500 | $8,000 | thousands by filing date | put |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 100 | $8,000 | thousands by filing date | call |
| MCCORMICK & CO INC COM NON VTG | 579780206 | Stock | 100 | $8,000 | thousands by filing date | put |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 200 | $8,000 | thousands by filing date | put |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 800 | $8,000 | thousands by filing date | put |
| VSE CORP COM | 918284100 | Stock | 100 | $8,000 | thousands by filing date | |
| INFORMATION SVCS GROUP INC | 45675Y104 | COM | 1,921 | $8,000 | thousands by filing date | |
| TRIPADVISOR INC | 896945201 | COM | 100 | $8,000 | thousands by filing date | put |
| TRIPADVISOR INC | 896945201 | COM | 100 | $8,000 | thousands by filing date | call |
| DIGI INTL INC | 253798102 | COM | 800 | $8,000 | thousands by filing date | |
| JOINT CORP | 47973J102 | COM | 992 | $8,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 600 | $8,000 | thousands by filing date | put |
| GERMAN AMERICAN BANCORP | 373865104 | COMMON STOCK | 285 | $8,000 | thousands by filing date | |
| STEALTHGAS INC | Y81669106 | COM | 1,150 | $8,000 | thousands by filing date | |
| ISHARES MSCI UNITED KINGDOM SMALL-CAP ETF | 46429B416 | ETF | 213 | $8,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 2,600 | $8,000 | thousands by filing date | put |
| BB & T CORP | 054937107 | COM | 200 | $8,000 | thousands by filing date | put |
| GLOBAL X FDS | 37950E101 | MSCI NORWAY ETF | 321 | $8,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G301 | VIRTUS LIFESC CT | 234 | $8,000 | thousands by filing date | |
| EDAP TMS S A | 268311107 | SPONSORED ADR | 2,191 | $8,000 | thousands by filing date | |
| NAM TAI PROPERTY INC | G63907102 | Com | 2,159 | $8,000 | thousands by filing date | |
| DR PEPPER SNAPPLE GROUP INC | 26138E109 | COM | 100 | $8,000 | thousands by filing date | call |
| NUTRACEUTICAL INTERNATIONAL | 67060Y101 | COMMON STOCK | 400 | $8,000 | thousands by filing date | |
| UPLAND SOFTWARE INC | 91544A109 | COMMON STOCK | 1,084 | $8,000 | thousands by filing date | |
| HANDY & HARMAN LTD | 410315105 | COMMON STOCK | 194 | $8,000 | thousands by filing date | |
| SPIRIT AIRLS INC | 848577102 | COM | 100 | $8,000 | thousands by filing date | call |
| CARVER BANCORP ORD | 146875604 | COM | 1,670 | $8,000 | thousands by filing date | |
| VALARIS ORD | 920355104 | COM | 100 | $8,000 | thousands by filing date | call |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 1,000 | $8,000 | thousands by filing date | call |
| U S G CORP | 903293405 | COM NEW | 300 | $8,000 | thousands by filing date | call |
| STANDARD PAC CORP NEW | 85375C101 | COM | 900 | $8,000 | thousands by filing date | call |
| ARRHYTHMIA RESH TECHNOLOGY I | 042698308 | COM PAR $0.01 | 1,083 | $8,000 | thousands by filing date | |
| WALTER INVT MGMT CORP | 93317W102 | COM | 500 | $8,000 | thousands by filing date | call |
| MAST THERAPEUTICS INC | 576314108 | COM | 17,500 | $8,000 | thousands by filing date | call |
| CYANOTECH CORP | 232437301 | COM PAR $0.02 | 933 | $8,000 | thousands by filing date | |
| STILLWATER MINING CO | 86074Q102 | COM | 600 | $8,000 | thousands by filing date | put |
| CDI CORP | 125071100 | COM | 609 | $8,000 | thousands by filing date | |
| MKT VECTORS EMRG MKT LCL C | 57060U522 | ETF | 400 | $8,000 | thousands by filing date | call |
| CURRENCYSHARES AUSTRALIAN DLAU | 23129U101 | ETF - EQUITY | 100 | $8,000 | thousands by filing date | call |
| CYTORI THERAPEUTICS INC | 23283K105 | COM | 7,000 | $8,000 | thousands by filing date | |
| GOLDEN MINERALS COMPANY | 381119106 | COM | 19,749 | $8,000 | thousands by filing date | |
| HONG KONG TELEVISION NETWK L | 43858G107 | SPONSORED ADR | 865 | $8,000 | thousands by filing date | |
| EASTERN VA BANKSHARES INC | 277196101 | COM | 1,220 | $8,000 | thousands by filing date | |
| JAVELIN MTG INVT CORP | 47200B104 | COM | 1,045 | $8,000 | thousands by filing date | |
| EMMIS COMMUNICATIONS CORP | 291525103 | CL A | 4,097 | $8,000 | thousands by filing date | |
| QUICKLOGIC CORP | 74837P108 | COM | 4,000 | $8,000 | thousands by filing date | put |
| LIBBEY INC | 529898108 | COM | 200 | $8,000 | thousands by filing date | |
| RUCKUS WIRELESS INC | 781220108 | COM | 600 | $8,000 | thousands by filing date | put |
| GOLDEN ENTERPRISES | 381010107 | COM | 2,088 | $8,000 | thousands by filing date | |
| ENGLOBAL CORP | 293306106 | COM | 4,660 | $8,000 | thousands by filing date | |
| UNI-PIXEL INC | 904572203 | COM | 1,200 | $8,000 | thousands by filing date | call |
| ZWEIG FUND INC. | 989834205 | COM | 524 | $8,000 | thousands by filing date | |
| REEDS INC COM | 758338107 | Stock | 1,364 | $8,000 | thousands by filing date | |
| CENTRAL FED CORP | 15346Q202 | COM NEW | 5,536 | $8,000 | thousands by filing date | |
| IQ HEDGE MARKET NEUT TRACK | 45409B503 | CMN | 316 | $8,000 | thousands by filing date | |
| Professional Diversity Network | 74312y103 | COM | 1,738 | $8,000 | thousands by filing date | |
| WOLVERINE BANCORP INC | 977880103 | COM | 311 | $8,000 | thousands by filing date | |
| CUSHING ROYALTY | 23164R104 | COM SH BEN INT | 1,555 | $8,000 | thousands by filing date | |
| ORIGIN AGRITECH LIMITED | G67828106 | SHS | 5,160 | $8,000 | thousands by filing date | |
| FEDERATED PREM INTR MUN INC | 31423M105 | COM | 630 | $8,000 | thousands by filing date | |
| NEW SOURCE ENERGY PARTNERS L | 64881E109 | CMN | 1,662 | $8,000 | thousands by filing date | |
| CLEAN DIESEL TECHNOLOGIES INC | 18449C401 | COM PAR $.01 | 4,139 | $8,000 | thousands by filing date | |
| ATLAS FINANCIAL HOLDINGS INC | G06207115 | SHS NEW | 450 | $8,000 | thousands by filing date | |
| FQF TR | 351680707 | QUANT NEUT ANT | 394 | $8,000 | thousands by filing date | |
| LIONS GATE ENTERTAINMENT 3.625% CB 03/15/2025- REG | 53626YAA6 | Bond | 2,000 | $8,000 | thousands by filing date | principal |
| C-TRACKS ETN VOLATILITY INDX | 17318Q475 | ETP | 9,411 | $8,000 | thousands by filing date | |
| VASCULAR BIOGENICS LTD | M96883109 | COM | 1,512 | $8,000 | thousands by filing date | |
| ZAFGEN INC | 98885E103 | COM | 200 | $8,000 | thousands by filing date | |
| AMBER ROAD INC | 02318Y108 | COM | 858 | $8,000 | thousands by filing date | |
| ACRE RLTY INVS INCORPORATED REIT | 00489F106 | REIT | 5,300 | $8,000 | thousands by filing date | |
| SESEN BIO, INC. | 286221106 | COM | 923 | $8,000 | thousands by filing date | |
| Pacific Datavision Inc | 694171307 | COM | 168 | $8,000 | thousands by filing date | |
| Intercloud Systems, Inc | 458488202 | com | 3,500 | $8,000 | thousands by filing date | |
| iShares Currency Hedged MSCI Japan ETF | 97717X503 | COM | 250 | $8,000 | thousands by filing date | |
| MAJESCO ENTERTAINMENT CO COM PAR NEW | 560690307 | Stock | 7,584 | $8,000 | thousands by filing date | |
| Innocoll | 45780Q103 | SPONDS ADR | 1,000 | $8,000 | thousands by filing date | |
| BMC Stock Holdings Inc | 86101X104 | COM | 444 | $8,000 | thousands by filing date | |
| DEHAIER MEDICAL SYSTEMS LIMI | G27010100 | SHS | 2,531 | $8,000 | thousands by filing date | |
| QUEST RESOURCE HOLDING CORP | 74836W104 | COMM | 6,017 | $8,000 | thousands by filing date | |
| SIGNAL GENETICS INC | 826640104 | Cmn | 3,760 | $8,000 | thousands by filing date | |
| INVENTERGY GLOBAL INC | 46123X102 | Cmn | 13,442 | $8,000 | thousands by filing date | |
| CORNERSTONE PROGRESSIVE RTN | 21925C200 | COM NEW | 500 | $8,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 400 | $7,000 | thousands by filing date | put |
| CANADIANNATLRYCOF | 136375102 | STOK | 100 | $7,000 | thousands by filing date | put |
| UNUM GROUP COM | 91529Y106 | Stock | 200 | $7,000 | thousands by filing date | call |
| RESMED INC COM | 761152107 | Stock | 100 | $7,000 | thousands by filing date | put |
| ROGERS COMMUNICATIONS INC CL B | 775109200 | Stock | 200 | $7,000 | thousands by filing date | call |
| NAPCO SEC TECHNOLOGIES INC COM | 630402105 | Stock | 1,207 | $7,000 | thousands by filing date | |
| SMITH A O CORP COM | 831865209 | Stock | 100 | $7,000 | thousands by filing date | call |
| EASTMAN CHEM CO COM | 277432100 | Stock | 100 | $7,000 | thousands by filing date | put |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 4,340 | $7,000 | thousands by filing date | |
| RADIAN GROUP INC COM | 750236101 | Stock | 400 | $7,000 | thousands by filing date | call |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 1,200 | $7,000 | thousands by filing date | put |
| ARES CAPITAL CORP | 04010L103 | COM | 400 | $7,000 | thousands by filing date | call |
| SCHWAB STRATEGIC TR | 808524755 | FUNDAMENTAL INTL | 253 | $7,000 | thousands by filing date | |
| CORNERSTONE STRATEGIC INVEST | 21924B302 | COM | 332 | $7,000 | thousands by filing date | |
| EASTMAN KODAK CO | 277461406 | COM NEW | 383 | $7,000 | thousands by filing date | |
| PROSHARES TR | 74347R404 | PSHS ULT MCAP400 | 88 | $7,000 | thousands by filing date | |
| UNITED STS LIME & MINERALS I | 911922102 | COM | 112 | $7,000 | thousands by filing date | |
| MEXCO ENERGY CORP | 592770101 | COM | 1,324 | $7,000 | thousands by filing date | |
| CERNER CORP | 156782104 | COM | 100 | $7,000 | thousands by filing date | put |
| CERNER CORP | 156782104 | COM | 100 | $7,000 | thousands by filing date | call |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 100 | $7,000 | thousands by filing date | put |
| TRANSCONTINENTAL RLTY INVS | 893617209 | COM NEW | 607 | $7,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 400 | $7,000 | thousands by filing date | call |
| INGERSOLL-RAND PLC | G47791101 | SHS | 100 | $7,000 | thousands by filing date | put |
| HAWTHORN BANCSHARES INC | 420476103 | COMMON STOCK | 526 | $7,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 800 | $7,000 | thousands by filing date | call |
| BEL FUSE INC CL A | 077347201 | COMMON STOCK | 383 | $7,000 | thousands by filing date | |
| FRIEDMAN INDUSTRIES | 358435105 | COMMON STOCK | 1,134 | $7,000 | thousands by filing date | |
| REGIONAL MANAGEMENT CORP | 75902K106 | COMMON STOCK | 500 | $7,000 | thousands by filing date | |
| ARK RESTAURANTS CORP | 040712101 | COM | 300 | $7,000 | thousands by filing date | |
| COMPNHIA ENRG C | 204409882 | SPONSORED ADR | 1,867 | $7,000 | thousands by filing date | |
| DSW INC-CLASS A | 23334L102 | CL A | 200 | $7,000 | thousands by filing date | call |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 800 | $7,000 | thousands by filing date | |
| WILLAMETTE VY VINEYARD I | 969136100 | COMMON STOCK | 1,091 | $7,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W323 | CMN | 277 | $7,000 | thousands by filing date | |
| CANTERBURY PK HLDG CORP | 13811E101 | COM | 652 | $7,000 | thousands by filing date | |
| NORTHERN TECHNOLOGIES INTL C | 665809109 | COM | 389 | $7,000 | thousands by filing date | |
| MIND C T I LTD | M70240102 | ORD | 2,181 | $7,000 | thousands by filing date | |
| PROSHARES TR | 74348A814 | INFLATN EXPECTNS | 220 | $7,000 | thousands by filing date | |
| ENERGEN CORP | 29265N108 | COM | 100 | $7,000 | thousands by filing date | call |
| ADAMS RESOURCES & ENERGY INC | 006351308 | COMMON STOCK | 100 | $7,000 | thousands by filing date | |
| BIOLASE INC | 090911108 | COMMON STOCK | 3,692 | $7,000 | thousands by filing date | |
| PETROQUEST ENERGY INC | 716748108 | COMMON STOCK | 3,187 | $7,000 | thousands by filing date | |
| NOVAVAX INC | 670002104 | COMMON STOCK | 800 | $7,000 | thousands by filing date | put |
| SEMLER SCIENTIFIC INC | 81684M104 | COM | 1,910 | $7,000 | thousands by filing date | |
| WINDSTREAM HLDGS INC | 97382A101 | COM | 1,000 | $7,000 | thousands by filing date | put |
| TTOO | 89853L104 | Stock | 450 | $7,000 | thousands by filing date | |
| LIFEPOINT HEALTH INC | 53219L109 | COM | 100 | $7,000 | thousands by filing date | call |
| EMAGIN CORP | 29076N206 | COM | 2,700 | $7,000 | thousands by filing date | |
| UBS Alerian MLP/ MLPI | 902641646 | TR UNIT | 175 | $7,000 | thousands by filing date | |
| CHINA FIN ONLINE CO LTD | 169379104 | SPONSORED ADR | 1,811 | $7,000 | thousands by filing date | |
| PAREXEL INTL CORP | 699462107 | COM | 100 | $7,000 | thousands by filing date | call |
| REACHLOCAL INC | 75525F104 | COM | 2,550 | $7,000 | thousands by filing date | |
| REGULUS THERAPEUTICS INC | 75915K101 | COM | 400 | $7,000 | thousands by filing date | call |
| VERIFONE SYS INC | 92342Y109 | COM | 200 | $7,000 | thousands by filing date | call |
| ARQULE INC | 04269E107 | COM | 3,000 | $7,000 | thousands by filing date | call |
| SMART TECHNOLOGIES INC | 83172R108 | CL A SUB VTG S | 5,863 | $7,000 | thousands by filing date | |
| QUIKSILVER INC | 74838C106 | COM | 3,560 | $7,000 | thousands by filing date | |
| ENBRIDGE ENERGY PARTNERS L P | 29250R106 | Domestic Common | 200 | $7,000 | thousands by filing date | call |
| MOLYCORP INC DEL | 608753109 | COM | 16,900 | $7,000 | thousands by filing date | call |
| SEASPAN CORP | Y75638109 | SHS | 400 | $7,000 | thousands by filing date | put |
| LOCAL CORP | 53954W104 | COM | 15,425 | $7,000 | thousands by filing date | |
| LAYNE CHRISTENSEN CO | 521050104 | COM | 1,316 | $7,000 | thousands by filing date | |
| Newbridge Bancorp | 65080T102 | Com | 852 | $7,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287AA6 | NOTE | 7,000 | $7,000 | thousands by filing date | principal |
| INTERSECTIONS INC | 460981301 | COM | 2,000 | $7,000 | thousands by filing date | call |
| ALEXZA PHARMACEUTICALS INC | 015384209 | COM | 3,489 | $7,000 | thousands by filing date | |
| SOUTHWEST BANCORP INC/OKLA | 844767103 | COM | 436 | $7,000 | thousands by filing date | |
| SUNLINK HEALTH SYSTEMS INC | 86737U102 | COM | 3,861 | $7,000 | thousands by filing date | |
| DIVERSIFIED RESTAURANT HOLDI | 25532M105 | COM | 1,563 | $7,000 | thousands by filing date | |
| EUROSEAS LTD | Y23592200 | CMN | 9,910 | $7,000 | thousands by filing date | |
| RADIO ONE INC | 75040P405 | CL D NON VTG | 2,048 | $7,000 | thousands by filing date | |
| RAND LOGISTICS INC | 752182105 | COM | 2,153 | $7,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D753 | EXCH NT LKD 31 | 410 | $7,000 | thousands by filing date | |
| HOPFED BANCORP INC | 439734104 | COM | 520 | $7,000 | thousands by filing date | |
| Hamilton Bancorp Inc. | 407015106 | Common Stock | 529 | $7,000 | thousands by filing date | |
| United Community Bancorp | 90984R101 | Common Stock | 519 | $7,000 | thousands by filing date | |
| MARKET VECTORS TREASURY-HEDG | 57061R775 | HI YLD TREA BD | 273 | $7,000 | thousands by filing date | |
| VIMICRO INTL CORP | 92718N109 | ADR | 700 | $7,000 | thousands by filing date | call |
| BIOSTAR PHARMACEUTICALS INC | 090678202 | COM NEW | 5,407 | $7,000 | thousands by filing date | |
| SYNERGY PHARMACEUTICALS DEL | 871639209 | UNIT 12/06/20166 | 700 | $7,000 | thousands by filing date | |
| RADA ELECTR INDS LTD | M81863116 | SHS NEW | 2,469 | $7,000 | thousands by filing date | |
| XTL BIOPHARMACEUTICALS-ADR | 98386D208 | COM | 3,024 | $7,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740P650 | TRES 5YR BULL | 100 | $7,000 | thousands by filing date | |
| MER TELEMANAGEMENT SOLUTIONS | M69676126 | SHS | 4,494 | $7,000 | thousands by filing date | |
| LIQTECH INTERNATIONAL | 53632a102 | COM | 9,917 | $7,000 | thousands by filing date | |
| PROSHARES TR | 74348A426 | ULTSHRT QQQ | 200 | $7,000 | thousands by filing date | put |
| WBI BULLBEAR GLOBAL INCOME ETF | 00400R874 | ETF | 269 | $7,000 | thousands by filing date | |
| ON DECK CAP INC | 682163100 | COM | 349 | $7,000 | thousands by filing date | |
| ROCK CREEK PHARMACEUTICALS INC COM NEW | 772081105 | ROCK CREEK PHARMACEUTICALS INC COM NEW | 61,842 | $7,000 | thousands by filing date | |
| WESTMORELAND RESOURCE PARTNE COM UNIT RP LP | 96108P103 | Stock | 591 | $7,000 | thousands by filing date | |
| CORIUM INTL INC | 21887L107 | COM | 1,033 | $7,000 | thousands by filing date | |
| ISRA VANECK VECTORS ETF TR | 57061R676 | ETF | 217 | $7,000 | thousands by filing date | |
| EXCHANGE LISTED FDS TR HRZN SP500 CV C | 30151E103 | CEF | 160 | $7,000 | thousands by filing date | |
| MODUSLINK GLOBAL SOLUTIONS INC COM NEW | 60786L206 | Stock | 1,867 | $7,000 | thousands by filing date | |
| Alliqua BioMedical Inc | 019621200 | COM NEW | 1,365 | $7,000 | thousands by filing date | |
| CARTESIAN INC | 146534102 | COM ADDED | 2,010 | $7,000 | thousands by filing date | |
| LEVY ACQUISITION CORP | 52748T203 | COM | 446 | $7,000 | thousands by filing date | |
| FORCEFIELD ENERGY | 34520U103 | COM | 969 | $7,000 | thousands by filing date | |
| RUTHIGEN INC | 783330103 | COM | 1,906 | $7,000 | thousands by filing date | |
| XENON PHARMACEUTICALS INC COM | 98420N105 | Stock | 346 | $6,000 | thousands by filing date | |
| FMC CORP COM NEW | 302491303 | Stock | 100 | $6,000 | thousands by filing date | call |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 600 | $6,000 | thousands by filing date | call |
| ATMOS ENERGY CORP COM | 049560105 | Stock | 100 | $6,000 | thousands by filing date | call |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 100 | $6,000 | thousands by filing date | put |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 100 | $6,000 | thousands by filing date | call |
| COTERRA ENERGY INC COM | 127097103 | Stock | 200 | $6,000 | thousands by filing date | put |
| HECLA MNG CO | 422704106 | COM | 2,000 | $6,000 | thousands by filing date | call |
| NCR VOYIX CORPORATION | 62886E108 | COM | 200 | $6,000 | thousands by filing date | put |
| AVIS BUDGET GROUP INC | 053774105 | COM | 100 | $6,000 | thousands by filing date | put |
| ARTIVION INC | 228903100 | COM | 600 | $6,000 | thousands by filing date | call |
| AGILYSYS INC | 00847J105 | COM | 617 | $6,000 | thousands by filing date | |
| CRA INTL INC | 12618T105 | COM | 202 | $6,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-15-005912 | this filing | 2015-05-14 | acceptance time not in the bulk data set |