13F-HR filed by UBS Group AG
UBS Group AG filed this 13F-HR for the quarter ended 2015-03-31, filed 2015-05-14, with 8,816 holding rows worth $144,826,421,000.
- Accession
- 0000950123-15-005912
- Filer
- CIK 1610520
- Filed
- 2015-05-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2015
A holdings report, 15,013 entries on the cover page, a total value of $144,826,421,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $144,826,537,000 with VALUE read as thousands by filing date, 13F file number 028-16612. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerUBS Financial Services Inc. 028-11496
- included managerUBS Swiss Financial Advisors AG 028-11603
- included managerUBS AG, New York Branch 028-07344
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| IDT CORP | 448947507 | CL B NEW | 5,110 | $91,000 | thousands by filing date | |
| THE BRAND HOUSE COLLECTIVE I | 497498105 | COM | 3,812 | $91,000 | thousands by filing date | |
| CROSSROADS SYS INC | 22765d209 | COM NEW | 35,974 | $91,000 | thousands by filing date | |
| CURRENCYSHARES SINGAPORE DLR | 23130K100 | SHS | 1,257 | $91,000 | thousands by filing date | |
| Chicopee Bancorp, Inc. | 168565109 | Common Stock | 5,535 | $91,000 | thousands by filing date | |
| MAKEMYTRIP LIMITED MAURITIUS SHS | V5633W109 | Stock | 4,102 | $90,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X719 | CHINADIV EX FI | 1,614 | $90,000 | thousands by filing date | |
| ENTERPRISE FINL SVCS CORP | 293712105 | COM | 4,386 | $90,000 | thousands by filing date | |
| THE CENTRAL AND EASTERN EU I | 153436100 | COM | 4,397 | $90,000 | thousands by filing date | |
| PCM FD INC | 69323T101 | COM | 8,431 | $90,000 | thousands by filing date | |
| SIRONA DENTAL SYSTEMS INC | 82966C103 | COM | 1,000 | $90,000 | thousands by filing date | put |
| EMERGE ENERGY SVCS LP | 29102H108 | COM REP PARTN | 1,900 | $90,000 | thousands by filing date | put |
| PROSHARES TR II | 74347W361 | VIX STRMFUT ETF | 5,296 | $90,000 | thousands by filing date | |
| Direxion All Cap Insider Senti | 25459Y769 | ETF | 1,267 | $90,000 | thousands by filing date | |
| Foundation Medicine Inc | 350465100 | COM | 1,869 | $90,000 | thousands by filing date | |
| SEMTECH CORP COM | 816850101 | Stock | 3,350 | $89,000 | thousands by filing date | |
| MIMEDX GROUP INC | 602496101 | COM | 8,525 | $89,000 | thousands by filing date | |
| DB GOLD DOUBLE LONG ETN | 25154H749 | DB GOLD DBL LNG | 3,822 | $89,000 | thousands by filing date | |
| JPMORGAN DVRSFD RTRN INTRNL EQT ETF | 46641Q209 | COM | 1,735 | $89,000 | thousands by filing date | |
| BIOSCRIP INC | 09069N108 | COM | 20,000 | $89,000 | thousands by filing date | put |
| CATAMARAN CORP | 148887102 | COM | 1,500 | $89,000 | thousands by filing date | call |
| CELLDEX THERAPEUTICS INC NEW | 15117B103 | COM | 3,200 | $89,000 | thousands by filing date | put |
| CON-WAY INC | 205944101 | COM | 2,017 | $89,000 | thousands by filing date | |
| WISDOMTREE TR ASIA LC DBT FD | 97717X842 | COM | 1,924 | $89,000 | thousands by filing date | |
| WISDOMTREE TRUST | 97717W828 | ASIA PAC EXJP FD | 1,336 | $89,000 | thousands by filing date | |
| CROWN CASTLE INTL CORP NEW | 22822V200 | CNV PFD STK SR A | 850 | $89,000 | thousands by filing date | |
| TREX CO INC | 89531P105 | COM | 1,600 | $88,000 | thousands by filing date | |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 2,500 | $88,000 | thousands by filing date | put |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 2,100 | $88,000 | thousands by filing date | put |
| GDL FD | 361570104 | COM SH BEN IT | 8,461 | $88,000 | thousands by filing date | |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 3,861 | $88,000 | thousands by filing date | |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 3,300 | $88,000 | thousands by filing date | call |
| HANGER INC | 41043F208 | COMMON STOCK | 3,905 | $88,000 | thousands by filing date | |
| SEQUENOM INC COM NEW | 817337405 | COM | 22,328 | $88,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q853 | GUGG CHN SML CAP | 3,259 | $88,000 | thousands by filing date | |
| Scorpio Bulkers Inc. | Y7546A106 | EQ | 37,000 | $88,000 | thousands by filing date | |
| NEW YORK TIMES CO MTN BE CL A | 650111107 | Stock | 6,328 | $87,000 | thousands by filing date | |
| QUANEX BLDG PRODS CORP COM | 747619104 | Stock | 4,425 | $87,000 | thousands by filing date | |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 3,100 | $87,000 | thousands by filing date | put |
| ISHARES TR | 464288448 | INTL SEL DIV ETF | 2,600 | $87,000 | thousands by filing date | put |
| DAILY JOURNAL CORP | 233912104 | COM | 477 | $87,000 | thousands by filing date | |
| BRINKS CO | 109696104 | COM | 3,160 | $87,000 | thousands by filing date | |
| CHASE CORP | 16150R104 | COM | 2,000 | $87,000 | thousands by filing date | |
| EMULEX CORP | 292475209 | COM NEW | 10,925 | $87,000 | thousands by filing date | |
| BONA FILM GROUP LTD | 09777B107 | SPONSORED ADS | 11,700 | $87,000 | thousands by filing date | |
| ISHARES TR | 464288190 | FTSE CHINA ETF | 1,593 | $87,000 | thousands by filing date | |
| 1ST SOURCE CORP COM | 336901103 | Stock | 2,684 | $86,000 | thousands by filing date | |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 1,500 | $86,000 | thousands by filing date | put |
| MORGAN STANLEY CHINA A SH FD | 617468103 | COM | 2,615 | $86,000 | thousands by filing date | |
| FIRST TR MTG INCOME FD | 33734E103 | COM SHS | 5,763 | $86,000 | thousands by filing date | |
| PROSHARES TR | 74347R263 | ULTRA COMMUNICTN | 920 | $86,000 | thousands by filing date | |
| Walter Energy Inc | 93317Q105 | COM | 138,559 | $86,000 | thousands by filing date | |
| ODYSSEY MARINE EXPLORATION I | 676118102 | COM | 122,906 | $86,000 | thousands by filing date | |
| VELOCITYSHARES 3X LONG CRUDE | 22542D589 | ETP | 39,249 | $86,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 1,200 | $85,000 | thousands by filing date | put |
| DENISON MINES CORP | 248356107 | COM | 107,673 | $85,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 300 | $85,000 | thousands by filing date | put |
| ALLIENT INC | 019330109 | COM | 2,554 | $85,000 | thousands by filing date | |
| UNITED GUARDIAN INC | 910571108 | COM | 4,534 | $85,000 | thousands by filing date | |
| UNITED STS 12 MONTH NAT GAS | 91288X109 | UNIT BEN INT | 6,781 | $85,000 | thousands by filing date | |
| AMTRUST FINL SVCS INC | 032359309 | COM | 1,500 | $85,000 | thousands by filing date | put |
| CAVIUM INC | 14964U108 | COM | 1,200 | $85,000 | thousands by filing date | put |
| FBL FINL GROUP INC | 30239F106 | CL A | 1,376 | $85,000 | thousands by filing date | |
| FT MEGA CAP ALPHADEX FD ETF(FMK) | 33737M508 | ETF | 3,139 | $85,000 | thousands by filing date | |
| ISHARES TR | 46432FAG2 | 2018 INVTGR BD | 855 | $85,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E226 | GLB X MLP ENRG I | 4,517 | $85,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y264 | IBILLION INDEX | 3,287 | $85,000 | thousands by filing date | |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 2,455 | $84,000 | thousands by filing date | |
| IMMUNOMEDICS INC | 452907108 | COM | 21,890 | $84,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 1,200 | $84,000 | thousands by filing date | put |
| ATHENAHEALTH INC | 04685W103 | COMMON STOCK | 700 | $84,000 | thousands by filing date | |
| ENDOLOGIX INC | 29266S106 | COM | 4,900 | $84,000 | thousands by filing date | |
| VIVUS INC | 928551100 | COM | 34,116 | $84,000 | thousands by filing date | |
| STRATEGIC GLOBAL INCOME FD | 862719101 | COM | 9,971 | $84,000 | thousands by filing date | |
| RYDEX GUGGENHEIM | 78355W585 | GUG RUSS2000 EQL | 1,821 | $84,000 | thousands by filing date | |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 2,500 | $83,000 | thousands by filing date | call |
| IPG PHOTONICS CORP | 44980X109 | COM | 900 | $83,000 | thousands by filing date | call |
| GENESCO INC | 371532102 | COM | 1,170 | $83,000 | thousands by filing date | |
| AEROPOSTALE INC | 007865108 | COMMON STOCK | 24,005 | $83,000 | thousands by filing date | call |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 26,750 | $83,000 | thousands by filing date | |
| HOME LN SERVICING SOLUTIONS | G6648D109 | ORD SHS | 5,000 | $83,000 | thousands by filing date | call |
| MEDASSETS INC | 584045108 | COM | 4,437 | $83,000 | thousands by filing date | |
| ANALOGIC CORP | 032657207 | COM | 915 | $83,000 | thousands by filing date | |
| PROSHARES SHORT OIL GAS | 74347R222 | COM | 3,175 | $83,000 | thousands by filing date | |
| BARCLAYS BANK | 06742A750 | IPATH S&P MLP | 2,898 | $83,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 2,000 | $82,000 | thousands by filing date | call |
| PAN AMERN SILVER CORP | 697900108 | COM | 9,400 | $82,000 | thousands by filing date | call |
| NETAPP INC COM | 64110D104 | Stock | 2,300 | $82,000 | thousands by filing date | call |
| COCA COLA CONS INC | 191098102 | COM | 721 | $82,000 | thousands by filing date | |
| POPEYES LA KITCHEN INC | 732872106 | COM | 1,363 | $82,000 | thousands by filing date | |
| UNIVERSAL FST PRODS INC | 913543104 | COM | 1,481 | $82,000 | thousands by filing date | |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 7,700 | $82,000 | thousands by filing date | |
| KRISPY KREME DOUGHNUTS INC | 501014104 | COM | 4,078 | $82,000 | thousands by filing date | |
| BARCLAYS BK PLC IPATH S&P MT E | 06740C519 | COM | 6,479 | $82,000 | thousands by filing date | |
| SPARK THERAPEUTICS INC | 84652J103 | COM | 1,051 | $82,000 | thousands by filing date | |
| CENTER COAST MLP & INFRSTR F | 151461118 | RIGHT 04/17/2015 | 156,596 | $82,000 | thousands by filing date | |
| BOYDGAMINGCORP | 103304101 | STOK | 5,700 | $81,000 | thousands by filing date | |
| HERSHEY CO COM | 427866108 | Stock | 800 | $81,000 | thousands by filing date | put |
| BUILDERS FIRSTSOURCE INC COM | 12008R107 | Stock | 12,081 | $81,000 | thousands by filing date | |
| DOLLAR TREE INC COM | 256746108 | Stock | 1,000 | $81,000 | thousands by filing date | call |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 1,000 | $81,000 | thousands by filing date | put |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 700 | $81,000 | thousands by filing date | put |
| OPKO HEALTH INC | 68375N103 | COM | 5,700 | $81,000 | thousands by filing date | put |
| ORION S.A. | L72967109 | COM | 4,472 | $81,000 | thousands by filing date | |
| CHESAPEAKE UTILS CORP | 165303108 | COM | 1,598 | $81,000 | thousands by filing date | |
| QUAKER HOUGHTON | 747316107 | COM | 939 | $81,000 | thousands by filing date | |
| DSW INC-CLASS A | 23334L102 | CL A | 2,200 | $81,000 | thousands by filing date | put |
| ORCHIDS PAPER PRODUCTS CO | 68572N104 | COMMON STOCK | 2,987 | $81,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD ARIZ FD | 09254K109 | COM | 4,946 | $81,000 | thousands by filing date | |
| SYNERGY RES CORP | 87164P103 | COM | 6,834 | $81,000 | thousands by filing date | |
| CTI BIOPHARMA CORP COM NEW | 12648L106 | Stock | 45,054 | $81,000 | thousands by filing date | |
| JAPAN SMALLER CAPITALIZATION | 47109U104 | COM | 8,002 | $80,000 | thousands by filing date | |
| SPROTT ASSET MANAGEMENT LP | 85207Q104 | PHYSICAL PLATINU | 9,987 | $80,000 | thousands by filing date | |
| MAGNACHIP SEMICONDUCTOR CORP | 55933J203 | CMN | 14,609 | $80,000 | thousands by filing date | |
| ADVISORSHARES | 00768Y883 | EXCHANGE TRADED | 7,200 | $80,000 | thousands by filing date | call |
| LATAM AIRLS GROUP S A | 51817R106 | SPONSORED ADR | 9,965 | $80,000 | thousands by filing date | |
| HARTE-HANKS INC | 416196103 | COM | 10,350 | $80,000 | thousands by filing date | |
| DIGIRAD CORP | 253827109 | COM | 17,562 | $80,000 | thousands by filing date | |
| NANOVIRICIDES INC | 630087203 | COM NEW | 35,725 | $80,000 | thousands by filing date | |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 7,500 | $79,000 | thousands by filing date | call |
| PIMCO MUN INCOME FD III | 72201A103 | COM | 6,867 | $79,000 | thousands by filing date | |
| PROSHARES TR | 74347X799 | ULTR RUSSL2000 | 759 | $79,000 | thousands by filing date | |
| PEOPLES FINANCIAL SERVICES | 711040105 | COMMON STOCK | 1,748 | $79,000 | thousands by filing date | |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 1,900 | $79,000 | thousands by filing date | put |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 16,500 | $79,000 | thousands by filing date | call |
| UNILIFE CORP NEW | 90478E103 | COM | 19,900 | $79,000 | thousands by filing date | |
| MONTGOMERY STR INCOME SECS I | 614115103 | COM | 4,655 | $79,000 | thousands by filing date | |
| HYATT HOTELS CORP COM CL A | 448579102 | Stock | 1,310 | $78,000 | thousands by filing date | |
| DIANA SHIPPING INC | Y2066G104 | COM | 12,726 | $78,000 | thousands by filing date | |
| COHERUS ONCOLOGY INC | 19249H103 | COM | 2,551 | $78,000 | thousands by filing date | |
| HAVERTY FURNITURE COS INC | 419596200 | CL A | 3,163 | $78,000 | thousands by filing date | |
| FARMERS CAP BANK CORP | 309562106 | COMMON STOCK | 3,348 | $78,000 | thousands by filing date | |
| CZR | 127686103 | Stock | 7,404 | $78,000 | thousands by filing date | |
| ALTISOURCE PORTFOLIO SOLNS S | L0175J104 | REG SHS | 6,116 | $78,000 | thousands by filing date | |
| MONSTER WORLDWIDE INC | 611742107 | COM | 12,300 | $78,000 | thousands by filing date | |
| GP STRATEGIES CORP | 36225V104 | COM | 2,108 | $78,000 | thousands by filing date | |
| WISDOMTREE TOTAL EARNINGS | 97717W596 | TTL | 1,047 | $78,000 | thousands by filing date | |
| Meru Networks, Inc. | 59047Q103 | COM | 53,894 | $78,000 | thousands by filing date | |
| ABERDEEN GTR CHINA FD INC | 003031101 | COM | 7,640 | $78,000 | thousands by filing date | |
| UNITED ONLINE INC | 911268209 | COM NEW | 4,912 | $78,000 | thousands by filing date | |
| Elevance Health, Inc. | 036752103 | COM | 500 | $77,000 | thousands by filing date | put |
| CLOROX CO DEL | 189054109 | COM | 700 | $77,000 | thousands by filing date | put |
| FTI CONSULTING INC | 302941109 | COM | 2,051 | $77,000 | thousands by filing date | |
| SUPERIOR GROUP OF COS INC | 868358102 | COMMON STOCK | 4,045 | $77,000 | thousands by filing date | |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 31,319 | $77,000 | thousands by filing date | |
| CARRIAGE SERVICES INC | 143905107 | COMMON STOCK | 3,236 | $77,000 | thousands by filing date | |
| INVESCO BD FD | 46132L107 | COM | 4,115 | $77,000 | thousands by filing date | |
| AEROPOSTALE INC | 007865108 | COMMON STOCK | 22,350 | $77,000 | thousands by filing date | |
| UNITED SEC BANCSHARES CALIF | 911460103 | COM | 14,459 | $77,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872104 | COM | 81,097 | $77,000 | thousands by filing date | |
| MASSEY ENERGY CO | 576203AJ2 | NOTE 3.250% 8/0 | 79,000 | $77,000 | thousands by filing date | principal |
| JA SOLAR HOLDINGS CO LTD | 466090206 | SPON ADR REP5ORD | 8,100 | $77,000 | thousands by filing date | call |
| POWERSHARES ETF TRUST | 73935X591 | DYN UTIL PORTF | 3,368 | $77,000 | thousands by filing date | |
| GLOBAL EAGLE ENTERTAINMENT I | 37951D102 | COM | 5,757 | $77,000 | thousands by filing date | |
| AVALON RARE METALS INC | 053470100 | COM | 322,000 | $77,000 | thousands by filing date | |
| WEIBO CORP SPONSORED ADR | 948596101 | ADR | 5,878 | $76,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 600 | $76,000 | thousands by filing date | call |
| ISHARES | 46434V548 | EXCHANGE TRADED | 4,200 | $76,000 | thousands by filing date | put |
| SOTHERLY HOTELS INC | 83600C103 | COM | 9,946 | $76,000 | thousands by filing date | |
| POLYPORE INTL INC | 73179V103 | COM | 1,291 | $76,000 | thousands by filing date | |
| Female Health Company | 314462102 | COM | 26,903 | $76,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 9,900 | $75,000 | thousands by filing date | call |
| UNITED STS GASOLINE FD LP | 91201T102 | UNITS | 2,137 | $75,000 | thousands by filing date | |
| WILLIS LEASE FINANCE CORP | 970646105 | COMMON STOCK | 4,069 | $75,000 | thousands by filing date | |
| LANDMARK BANCORP INC | 51504L107 | COMMON STOCK | 2,935 | $75,000 | thousands by filing date | |
| FIRST CASH FINL SVCS INC | 31942D107 | COM | 1,604 | $75,000 | thousands by filing date | |
| ANNALY CAP MGMT INC | 035710AB8 | NOTE 5.000% 5/1 | 75,000 | $75,000 | thousands by filing date | principal |
| RUBICON MINERALS CORP | 780911103 | COM | 77,980 | $75,000 | thousands by filing date | |
| DEPT TECHNOLOGY INC | 006854202 | COM NEW | 12,219 | $75,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B597 | VAR RATE PFD POR | 2,975 | $75,000 | thousands by filing date | |
| Direxion Daily Gold Miners Bul | 25459Y389 | ETP | 8,014 | $75,000 | thousands by filing date | |
| DESCARTES SYS GROUP INC COM | 249906108 | Stock | 4,914 | $74,000 | thousands by filing date | |
| ASSOCIATED BANC-CORP | 045487105 | COM | 3,982 | $74,000 | thousands by filing date | |
| ALICO INC | 016230104 | COM | 1,458 | $74,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972A301 | COM NEW | 8,024 | $74,000 | thousands by filing date | |
| MYERS INDUSTRIES INC | 628464109 | COMMON STOCK | 4,166 | $74,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 20,321 | $74,000 | thousands by filing date | |
| ELEMENTS ROGERS INTL CMDTY AGRI TR ETN | 870297603 | ETF | 10,878 | $74,000 | thousands by filing date | |
| CONTANGO OIL & GAS CO COM NEW | 21075N204 | Stock | 3,344 | $74,000 | thousands by filing date | |
| ASHFORD HOSPITALITY TR INC | 044103505 | 9% CUM PFD SER E | 2,787 | $74,000 | thousands by filing date | |
| PEREGRINE PHARMACEUTICALS IN | 713661304 | COM NEW | 55,011 | $74,000 | thousands by filing date | |
| ISHARES GLBL INFLATION LINKED BOND FUND | 46429B812 | ETF | 1,526 | $74,000 | thousands by filing date | |
| NUVEEN PA MUN VALUE FD | 67074K105 | COM | 4,800 | $74,000 | thousands by filing date | |
| BANK SOUTH CAROLINA CORP | 065066102 | COM | 4,935 | $74,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y504 | BAS MAT BULL3X | 1,196 | $74,000 | thousands by filing date | |
| DIAMOND RESORTS INTL INC | 25272T104 | COM | 2,195 | $74,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740P320 | IPTH LIVESTK | 1,498 | $74,000 | thousands by filing date | |
| ZULILY INC | 989774104 | CL A | 5,733 | $74,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 1,300 | $73,000 | thousands by filing date | call |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 900 | $73,000 | thousands by filing date | put |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 1,800 | $73,000 | thousands by filing date | put |
| BLACKROCK INC CL A COM | 09247X101 | COM | 200 | $73,000 | thousands by filing date | put |
| CANADIAN PACIFIC RAILWAYS | 13645T100 | COM | 400 | $73,000 | thousands by filing date | call |
| MAGELLAN HEALTH SERVICES INC | 559079207 | COM NEW | 1,030 | $73,000 | thousands by filing date | |
| DAVE & BUSTERS ENTMT INC | 238337109 | COM | 2,400 | $73,000 | thousands by filing date | |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 800 | $73,000 | thousands by filing date | put |
| ALBERTSONS CO SHS CL A CLASS CLASS A | 039380100 | COM | 73,000 | $73,000 | thousands by filing date | put |
| E HOUSE CHINA HLDGS LTD | 26852W103 | ADR | 13,409 | $73,000 | thousands by filing date | |
| CASH AMER INTL INC | 14754D100 | COM | 3,137 | $73,000 | thousands by filing date | |
| EXTERRAN HLDGS INC | 30225X103 | COM | 2,190 | $73,000 | thousands by filing date | |
| RIVERBED TECHNOLOGY INC | 768573107 | COM | 3,500 | $73,000 | thousands by filing date | put |
| NEWPORT CORP | 651824104 | COM | 3,832 | $73,000 | thousands by filing date | |
| POWERSHARES DB MULTISECT C | 73936B507 | DB OIL FUND | 5,410 | $73,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06741L609 | IPATH DYNM VIX | 2,526 | $73,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y743 | ADV GLBALPBETA | 2,396 | $73,000 | thousands by filing date | |
| FIFTH STR ASSET MGMT INC | 31679P109 | CL A COM | 6,500 | $73,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 500 | $72,000 | thousands by filing date | call |
| FLEXSHARES TR | 33939L795 | STOXX GLOBR INF | 1,612 | $72,000 | thousands by filing date | |
| U S PHYSICAL THERAPY | 90337L108 | COM | 1,522 | $72,000 | thousands by filing date | |
| JAMES RIV GROUP LTD | G5005R107 | COM | 3,090 | $72,000 | thousands by filing date | |
| COMSCORE INC | 20564W105 | COM | 1,400 | $72,000 | thousands by filing date | |
| HOMEAWAY INC | 43739Q100 | COM | 2,400 | $72,000 | thousands by filing date | call |
| MERCHANTS BANCSHARES INC | 588448100 | COM | 2,481 | $72,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740P262 | IPTH AGRIC ETN | 2,049 | $72,000 | thousands by filing date | |
| POLARIS INC COM | 731068102 | Stock | 500 | $71,000 | thousands by filing date | call |
| KEYCORP COM | 493267108 | Stock | 5,000 | $71,000 | thousands by filing date | put |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 1,700 | $71,000 | thousands by filing date | put |
| KELLY SVCS INC | 488152208 | CL A | 4,053 | $71,000 | thousands by filing date | |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 1,997 | $71,000 | thousands by filing date | |
| VERITEX HLDGS INC | 923451108 | COM | 5,102 | $71,000 | thousands by filing date | |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 4,800 | $71,000 | thousands by filing date | put |
| CHEGG INC | 163092109 | COM | 8,928 | $71,000 | thousands by filing date | |
| Lineage, Inc. | 536020100 | COM | 6,400 | $71,000 | thousands by filing date | put |
| DIEBOLD NXDF INC | 253651103 | COM | 2,000 | $71,000 | thousands by filing date | call |
| SILICONWARE PRECISION INDS L | 827084864 | SPONSD ADR SPL | 8,771 | $71,000 | thousands by filing date | |
| OMNIVISION TECHNOLOGIES INC | 682128103 | COM | 2,700 | $71,000 | thousands by filing date | call |
| ALCATEL-LUCENT | 013904305 | SPONSORED ADR | 19,100 | $71,000 | thousands by filing date | put |
| VITESSE SEMICONDUCTOR CORP | 928497304 | COM NEW | 13,389 | $71,000 | thousands by filing date | |
| PACHOLDER HIGH YIELD FD INC | 693742108 | COM | 9,625 | $71,000 | thousands by filing date | |
| SPEEDWAY MOTORSPORTS INC | 847788106 | COM | 3,116 | $71,000 | thousands by filing date | |
| CUSHING MLP TOTAL RETURN FD | 231631102 | COM SHS | 17,434 | $71,000 | thousands by filing date | |
| ISHARES INC | 464286566 | MSCI EMKT EUR | 4,108 | $71,000 | thousands by filing date | |
| INTRICON CORP | 46121H109 | COM | 8,851 | $71,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740P130 | IPTH PURE COCA | 1,800 | $71,000 | thousands by filing date | |
| PROSHARES TR | 74348A319 | ULTSHT RUSS2000 | 2,000 | $71,000 | thousands by filing date | call |
| CPI AEROSTRUCTURES INC | 125919308 | COM NEW | 5,738 | $70,000 | thousands by filing date | |
| PACKAGING CORP AMER COM | 695156109 | Stock | 900 | $70,000 | thousands by filing date | call |
| ADECOAGRO S A | L00849106 | COM | 6,830 | $70,000 | thousands by filing date | |
| STOCK YDS BANCORP INC | 861025104 | COM | 2,037 | $70,000 | thousands by filing date | |
| MITEK SYS INC | 606710200 | COM NEW | 22,134 | $70,000 | thousands by filing date | |
| OWENS RLTY MTG INC | 690828108 | COM | 4,642 | $70,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220106 | COM | 7,600 | $70,000 | thousands by filing date | call |
| SENOMYX INC | 81724Q107 | COM | 15,800 | $70,000 | thousands by filing date | |
| CHINA DISTANCE ED HLDGS LTD | 16944W104 | SPONS ADR | 4,153 | $70,000 | thousands by filing date | |
| VIVINT SOLAR INC. | 92854Q106 | Common Stock | 5,790 | $70,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 3,300 | $69,000 | thousands by filing date | call |
| GRUPO AEROPORTUARIO DEL SURE | 40051E202 | SPON ADR SER B | 517 | $69,000 | thousands by filing date | |
| NUVEEN NEW JERSEY MUN VALUE | 670702109 | SHS | 4,619 | $69,000 | thousands by filing date | |
| BILL BARRETT CORP | 06846N104 | COMMON STOCK | 8,394 | $69,000 | thousands by filing date | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 3,500 | $69,000 | thousands by filing date | call |
| SALIX PHARMACEUTICALS INC | 795435106 | COM | 400 | $69,000 | thousands by filing date | put |
| PROSHARES TR | 74348A582 | ULTRAPRO FINLS | 823 | $69,000 | thousands by filing date | |
| BulletShares 2024 Corporate | 18383M233 | COM | 3,325 | $69,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W299 | JAPAN INTRT FD | 1,410 | $69,000 | thousands by filing date | |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 10,640 | $68,000 | thousands by filing date | |
| AUTOZONE INC COM | 053332102 | Stock | 100 | $68,000 | thousands by filing date | put |
| GRUPO AEROPORTUNARIO DEL PAC | 400506101 | SPON ADS B | 1,043 | $68,000 | thousands by filing date | |
| ISHARES TR | 464288265 | MSCI KOKUSAI ETF | 1,230 | $68,000 | thousands by filing date | |
| PROSHARES TR | 74348A707 | ULTRA HIGH YLD | 1,181 | $68,000 | thousands by filing date | |
| DIGIMARC CORP NEW COM | 25381B101 | COM | 3,105 | $68,000 | thousands by filing date | |
| James Hardie Industries PLC | 47030M106 | Depositary Receipt | 1,179 | $68,000 | thousands by filing date | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 3,536 | $68,000 | thousands by filing date | |
| LEXMARK INTL NEW | 529771107 | CL A | 1,600 | $68,000 | thousands by filing date | call |
| SYNERON MEDICAL LTD | M87245102 | ORD | 5,500 | $68,000 | thousands by filing date | call |
| FIRST CONNECTICUT BANCORP | 319850103 | COM | 4,404 | $68,000 | thousands by filing date | |
| MARKET VECTORS GLOBAL ALT | 57061R593 | COMMON | 1,170 | $68,000 | thousands by filing date | |
| EQUITY COMWLTH | 294628201 | 6.5% CNV PFD D | 2,732 | $68,000 | thousands by filing date | |
| KRANESHARES TR | 500767702 | BLOOMBERG CHIINA | 1,977 | $68,000 | thousands by filing date | |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 5,025 | $67,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 1,100 | $67,000 | thousands by filing date | put |
| CARPENTER TECHNOLOGY CORP | 144285103 | COM | 1,721 | $67,000 | thousands by filing date | |
| EPR PPTYS | 26884U208 | PFD C CV 5.75% | 2,784 | $67,000 | thousands by filing date | |
| SPARTANNASH CO | 847215100 | COM | 2,124 | $67,000 | thousands by filing date | |
| WESTMORELAND COAL CO XXX | 960878106 | COM | 2,507 | $67,000 | thousands by filing date | |
| GLATFELTER | 377316104 | COM | 2,439 | $67,000 | thousands by filing date | |
| Breitburn Energy Ptnr Lp | 106776107 | COM UT LTD PTN | 12,300 | $67,000 | thousands by filing date | put |
| PROSHARES TR | 74348A749 | USD COVERED BD | 667 | $67,000 | thousands by filing date | |
| AXALTA COATING SYS LTD COM | G0750C108 | Stock | 2,410 | $66,000 | thousands by filing date | |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 1,600 | $66,000 | thousands by filing date | call |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 3,991 | $66,000 | thousands by filing date | |
| BANK MONTREAL MEDIUM COM | 063671101 | Stock | 1,100 | $66,000 | thousands by filing date | call |
| NU SKIN ENTERPRISES INC | 67018T105 | CL A | 1,100 | $66,000 | thousands by filing date | call |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 1,500 | $66,000 | thousands by filing date | put |
| CALIX INC | 13100M509 | COM | 7,884 | $66,000 | thousands by filing date | |
| FOSTER LB CO A | 350060109 | COMMON STOCK | 1,400 | $66,000 | thousands by filing date | |
| ANGIES LIST INC | 034754101 | COM | 11,335 | $66,000 | thousands by filing date | |
| WRIGHT MED GROUP INC | 98235T107 | COM | 2,524 | $66,000 | thousands by filing date | |
| REED ELSEVIER PLC-SPONS ADR | 758205207 | SPON | 956 | $66,000 | thousands by filing date | |
| CSR PLC | 12640Y205 | SPONSORED ADR | 1,274 | $66,000 | thousands by filing date | |
| OMNICARE | 68214L201 | PFD | 697 | $66,000 | thousands by filing date | |
| BOWL AMER INC BWL | 102565108 | COMMON | 4,432 | $66,000 | thousands by filing date | |
| KRANESHARES TR | 500767207 | CICC CHINA 100 | 966 | $66,000 | thousands by filing date | |
| iShares MSCI USA Equal Weighted ETF | 464286681 | SHS | 1,453 | $65,000 | thousands by filing date | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 1,400 | $65,000 | thousands by filing date | call |
| PLUG PWR INC | 72919P202 | COM NEW | 24,989 | $65,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092303 | CONSMR STAPLES | 2,206 | $65,000 | thousands by filing date | |
| DICERNA PHARMACEUTICALS INC | 253031108 | COM | 2,715 | $65,000 | thousands by filing date | |
| RESOURCES CONNECTION INC | 76122Q105 | COM | 3,700 | $65,000 | thousands by filing date | |
| PIMCO NEW YORK MUN FD II | 72200Y102 | COM | 5,174 | $65,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R705 | ST STR 1500MOM | 736 | $65,000 | thousands by filing date | |
| HIGHWAY HLDGS LTD | G4481U106 | ORD | 20,572 | $65,000 | thousands by filing date | |
| ASM INTERNATIONAL NV | N07045102 | Common Stock | 1,405 | $65,000 | thousands by filing date | |
| NATIONAL GRID PLC | 636274300 | SPONSORED ADR NE | 1,000 | $65,000 | thousands by filing date | put |
| SUPERIOR INDS INTL INC | 868168105 | COM | 3,459 | $65,000 | thousands by filing date | |
| ELIZABETH ARDEN INC | 28660G106 | COM | 4,159 | $65,000 | thousands by filing date | |
| TESSCO TECHNOLOGIES INC | 872386107 | COM | 2,622 | $65,000 | thousands by filing date | |
| ALTISOURCE RESIDENTIAL CORP | 02153W100 | CL B | 3,069 | $65,000 | thousands by filing date | |
| AMIRA NATURE FOODS LTD | G0335L102 | SHS | 7,269 | $65,000 | thousands by filing date | |
| PROSHARES TR | 74347R230 | PSHS SHTFINL ETF | 3,682 | $65,000 | thousands by filing date | |
| ISHARES INC | 464286418 | EMKT CNSM DISC | 1,193 | $65,000 | thousands by filing date | |
| Engility Holdings Inc | 29286C107 | COM | 2,149 | $65,000 | thousands by filing date | |
| Direxion Daily Gold Miners Bul | 25459Y389 | ETP | 6,900 | $65,000 | thousands by filing date | call |
| INLAND REAL ESTATE CORP | 457461507 | REDM PFD SER B | 2,545 | $65,000 | thousands by filing date | |
| KLA CORP | 482480100 | COM | 1,100 | $64,000 | thousands by filing date | put |
| INCYTE CORP COM | 45337C102 | Stock | 700 | $64,000 | thousands by filing date | put |
| PATRICK INDS INC | 703343103 | COM | 1,027 | $64,000 | thousands by filing date | |
| LAKELAND FINL CORP | 511656100 | COM | 1,561 | $64,000 | thousands by filing date | |
| AMPHASTAR PHARMACEUTICALS IN | 03209R103 | COM | 4,273 | $64,000 | thousands by filing date | |
| IDENTIV INC | 45170X205 | COM NEW | 7,470 | $64,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 19,950 | $64,000 | thousands by filing date | |
| SANOFI | 80105N113 | COMMON STOCK-FO | 93,801 | $64,000 | thousands by filing date | |
| PROSHARES TR | 74348A376 | SHRT SMALLCAP60 | 1,285 | $64,000 | thousands by filing date | |
| Telecom Italia S P A New Spons | 87927Y201 | ADR | 6,875 | $64,000 | thousands by filing date | |
| RARE ELEMENT RES LTD | 75381M102 | COM | 115,164 | $64,000 | thousands by filing date | |
| Vitamin Shoppe, Inc. | 92849E101 | COM | 1,552 | $64,000 | thousands by filing date | |
| HOUSTON WIRE & CABLE CO | 44244K109 | COM | 6,616 | $64,000 | thousands by filing date | |
| REPUBLIC AWYS HLDGS INC | 760276105 | COM | 4,654 | $64,000 | thousands by filing date | |
| INTELSAT S A | L5140P101 | COM | 5,333 | $64,000 | thousands by filing date | |
| PROSHARES TR | 74347X138 | BASIC MAT NEW | 2,196 | $64,000 | thousands by filing date | |
| PETROBRAS ARGENTINA SA-B | 71646J109 | CMN | 9,427 | $64,000 | thousands by filing date | |
| POWERSHARES FTSE | 73936T854 | ASIA PAC EX-JP | 1,231 | $64,000 | thousands by filing date | |
| MORGAN STANLEY | 61747W257 | RENMIN/USD ETN | 1,480 | $64,000 | thousands by filing date | |
| VERMILION ENERGY INC COM | 923725105 | Stock | 1,500 | $63,000 | thousands by filing date | call |
| PERFICIENT INC | 71375U101 | COM | 3,067 | $63,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 900 | $63,000 | thousands by filing date | put |
| DIREXION SHARES ETF TRUST | 25459W847 | DAILY SMALL CAP | 700 | $63,000 | thousands by filing date | call |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 3,985 | $63,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X418 | CMN | 1,013 | $63,000 | thousands by filing date | |
| EATON VANCE NJ MUNI INCOME T | 27826V106 | SH BEN INT | 5,069 | $63,000 | thousands by filing date | |
| TELECOM ITALIA SPA | 87927Y102 | COMMON STOCK-FO | 5,399 | $63,000 | thousands by filing date | |
| CEDAR FAIR L P | 150185106 | DEPOSITRY UNIT | 1,100 | $63,000 | thousands by filing date | call |
| SUN HYDRAULICS CORP | 866942105 | COM | 1,511 | $63,000 | thousands by filing date | |
| Taser Intl Inc | 87651B104 | COM | 2,600 | $63,000 | thousands by filing date | call |
| OCH ZIFF CAP MGMT GROUP CL A | 67551U105 | COM | 5,000 | $63,000 | thousands by filing date | put |
| GREAT BASIN SCIENTIFIC UNITS | 39013L205 | UNIT | 4,727 | $63,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 1,400 | $62,000 | thousands by filing date | put |
| S & T BANCORP INC COM | 783859101 | Stock | 2,179 | $62,000 | thousands by filing date | |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 900 | $62,000 | thousands by filing date | call |
| COHERENT INC | 192479103 | COM | 949 | $62,000 | thousands by filing date | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 5,800 | $62,000 | thousands by filing date | |
| CLIMB GLOBAL SOLUTIONS INC | 946760105 | COMMON STOCK | 3,500 | $62,000 | thousands by filing date | |
| FIRST BANK HAMILTON NJ | 31931U102 | COMMON STOCK | 10,334 | $62,000 | thousands by filing date | |
| UBIQUITI NETWORKS INC | 90347A100 | COM | 2,100 | $62,000 | thousands by filing date | put |
| ACCESS NATIONAL CORP | 004337101 | COMMON STOCK | 3,303 | $62,000 | thousands by filing date | |
| OM GROUP INC | 670872100 | COM | 2,059 | $62,000 | thousands by filing date | |
| SILVER STD RES INC | 82823L106 | COM | 13,600 | $62,000 | thousands by filing date | put |
| XOOM CORP | 98419Q101 | COM | 4,252 | $62,000 | thousands by filing date | |
| AEGERION PHARMACEUTICALS INC | 00767E102 | COM | 2,375 | $62,000 | thousands by filing date | |
| BRIDGEPOINT EDUCATION INC | 10807M105 | COM | 6,375 | $62,000 | thousands by filing date | |
| CENTURY BANCORP INC -CL A | 156432106 | CL A | 1,562 | $62,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E846 | GLB X BRAZ CON | 5,434 | $62,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740P403 | RUSS2000 3X LG | 477 | $62,000 | thousands by filing date | |
| iShares Currency Hedged MSCI Germany ETF | 97717W638 | COM | 2,219 | $62,000 | thousands by filing date | |
| RAMBUS INC DEL COM | 750917106 | Stock | 4,804 | $61,000 | thousands by filing date | |
| CONMED CORP COM | 207410101 | Stock | 1,209 | $61,000 | thousands by filing date | |
| INTERDIGITAL INC COM | 45867G101 | Stock | 1,200 | $61,000 | thousands by filing date | call |
| XPLR INFRASTRUCTURE LP | 65341B106 | COM UNIT PART IN | 1,400 | $61,000 | thousands by filing date | call |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 1,000 | $61,000 | thousands by filing date | put |
| LA JOLLA PHARMACEUTICAL CO | 503459604 | COM PAR $.0001 2 | 3,291 | $61,000 | thousands by filing date | |
| SCHULMAN (A.) INC | 808194104 | COM | 1,257 | $61,000 | thousands by filing date | |
| PROSHARES TR | 74348A525 | ULSHOIL&GASNEW13 | 1,145 | $61,000 | thousands by filing date | |
| DIREXION DAILY | 25459Y306 | TL BD MKT BEAR | 1,866 | $61,000 | thousands by filing date | |
| CURRENCYSHARES CHINESE RENMI | 23131C107 | CHIN RENMINBI | 770 | $61,000 | thousands by filing date | |
| 1ST CONSTITUTION BANCORP | 31986N102 | COM | 5,368 | $61,000 | thousands by filing date | |
| NOVA LTD COM | M7516K103 | Stock | 5,187 | $60,000 | thousands by filing date | |
| ATI INC COM | 01741R102 | Stock | 2,000 | $60,000 | thousands by filing date | put |
| ATI INC COM | 01741R102 | Stock | 2,000 | $60,000 | thousands by filing date | call |
| SELECTIVE INS GROUP INC | 816300107 | COM | 2,080 | $60,000 | thousands by filing date | |
| AMERICAN SUPERCONDUCTOR CORP | 030111207 | SHS NEW | 9,326 | $60,000 | thousands by filing date | |
| AARONS INC | 002535300 | COM PAR $0.50 | 2,112 | $60,000 | thousands by filing date | |
| CATHAY GEN BANCORP | 149150104 | COM | 2,083 | $60,000 | thousands by filing date | |
| SEATTLE GENETICS INC | 812578102 | COM | 1,700 | $60,000 | thousands by filing date | call |
| FIRST FINANCIAL CORP | 320218100 | COMMON STOCK | 1,662 | $60,000 | thousands by filing date | |
| FLEXSHARES IBOXX 5 YR TARGET D | 33939L605 | IBOXX 5YR TRGT | 2,419 | $60,000 | thousands by filing date | |
| EMPIRE ST RLTY OP L P | 292102308 | UNIT LTD PRT 250 | 3,269 | $60,000 | thousands by filing date | |
| CORE-MARK HOLDING CO INC | 218681104 | COMMON STOCK | 930 | $60,000 | thousands by filing date | |
| NIDEC CORP | 654090109 | COMMON STOCK-FO | 3,572 | $60,000 | thousands by filing date | |
| STANLEY BLACK & DECKER CON | 854502309 | UNIT 99/99/9999 | 444 | $60,000 | thousands by filing date | |
| FOREST CITY ENTERPRISES-CL B | 345550305 | COMMON | 2,360 | $60,000 | thousands by filing date | |
| MELA SCIENCES INC | 55277R308 | COM NEW | 23,502 | $60,000 | thousands by filing date | |
| GANNETT INC | 364730101 | COM | 1,600 | $59,000 | thousands by filing date | call |
| WINTRUST FINL CORP COM | 97650W108 | Stock | 1,232 | $59,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 300 | $59,000 | thousands by filing date | call |
| INDEPENDENT BK CORP MICH | 453838609 | COM NEW | 4,599 | $59,000 | thousands by filing date | |
| DTF TAX-FREE INCOME 2028 TER | 23334J107 | COM | 3,850 | $59,000 | thousands by filing date | |
| HMS HLDGS CORP | 40425J101 | COM | 3,812 | $59,000 | thousands by filing date | |
| MRC GLOBAL INC | 55345K103 | COM | 4,930 | $59,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 11,000 | $59,000 | thousands by filing date | call |
| INNOVATIVE SOLUTIONS SUPP | 45769N105 | COMMON STOCK | 15,609 | $59,000 | thousands by filing date | |
| MANNKIND CORP | 56400P201 | COM | 11,300 | $59,000 | thousands by filing date | call |
| THERAVANCE INC | 88338T104 | COMMON STOCK | 3,764 | $59,000 | thousands by filing date | |
| ABRDN JAPAN EQUITY FUND INC | 00306J109 | COM | 7,253 | $59,000 | thousands by filing date | |
| LORAL SPACE & COM INC | 543881106 | COM | 856 | $59,000 | thousands by filing date | |
| EPIZYME INC | 29428V104 | COM | 3,150 | $59,000 | thousands by filing date | |
| LEXMARK INTL NEW | 529771107 | CL A | 1,400 | $59,000 | thousands by filing date | put |
| XOOM CORP | 98419Q101 | COM | 4,000 | $59,000 | thousands by filing date | put |
| PROSHARES ULTRASHORT MIDCAP 400 ETF | 74348A343 | ETF | 1,601 | $59,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 30,900 | $58,000 | thousands by filing date | put |
| OPEN TEXT CORP COM | 683715106 | Stock | 1,100 | $58,000 | thousands by filing date | call |
| NEWS CORP NEW CL A | 65249B109 | Stock | 3,600 | $58,000 | thousands by filing date | call |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 623 | $58,000 | thousands by filing date | |
| M/I HOMES INC | 55305B101 | COM | 2,434 | $58,000 | thousands by filing date | |
| MARINEMAX INC | 567908108 | COM | 2,188 | $58,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 33848E106 | COM | 4,754 | $58,000 | thousands by filing date | |
| POLYCOM | 73172K104 | COMMON STOCK | 4,322 | $58,000 | thousands by filing date | |
| STONE ENERGY CORP | 861642106 | COMMON STOCK | 3,904 | $58,000 | thousands by filing date | |
| CHESAPEAKE ENERGY CORP | 165167BW6 | NOTE 2.750%11/1 | 67,000 | $58,000 | thousands by filing date | principal |
| ELLIS PERRY INTL INC | 288853104 | COM | 2,516 | $58,000 | thousands by filing date | |
| BLACKROCK NY MUNICIPAL BOND | 09249P106 | COM | 4,000 | $58,000 | thousands by filing date | |
| IKANG HEALTHCARE GROUP INC | 45174L108 | SPONSORED ADR | 3,559 | $58,000 | thousands by filing date | |
| ECOLAB INC COM | 278865100 | Stock | 500 | $57,000 | thousands by filing date | call |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 4,000 | $57,000 | thousands by filing date | put |
| TFS FINL CORP | 87240R107 | COM | 3,882 | $57,000 | thousands by filing date | |
| SANFILIPPO JOHN B & SON INC | 800422107 | COM | 1,315 | $57,000 | thousands by filing date | |
| PROSHARES TR | 74347X302 | MSCI EMRG ETF | 824 | $57,000 | thousands by filing date | |
| FIRST TRUST NEW OPPORTUNITIES | 33739M100 | COM | 3,325 | $57,000 | thousands by filing date | |
| TENNECO INC | 880349105 | COM | 1,000 | $57,000 | thousands by filing date | put |
| INPHI CORP | 45772F107 | COM | 3,200 | $57,000 | thousands by filing date | |
| HOMETRUST BANCSHARES INC | 437872104 | COMMON STOCK | 3,532 | $57,000 | thousands by filing date | |
| MARCUS CORPORATION | 566330106 | COMMON STOCK | 2,664 | $57,000 | thousands by filing date | |
| SILVER STD RES INC | 82823L106 | COM | 12,600 | $57,000 | thousands by filing date | call |
| POWERSHARES ACTIVE MNG ETF TUS | 73935B508 | COM | 752 | $57,000 | thousands by filing date | |
| U S ENERGY CORP - WYOMING | 911805109 | COM | 50,500 | $57,000 | thousands by filing date | |
| ETFS ASIAN GOLD TR PHYS ASAIN | 26923C102 | GLD | 492 | $57,000 | thousands by filing date | |
| DTE ENERGY CO COM | 233331107 | Stock | 700 | $56,000 | thousands by filing date | call |
| WIX COM LTD SHS | M98068105 | Stock | 2,913 | $56,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739N108 | MANAGD MUN ETF | 1,077 | $56,000 | thousands by filing date | |
| BJS RESTAURANTS INC | 09180C106 | COM | 1,105 | $56,000 | thousands by filing date | |
| QCR HOLDINGS INC | 74727A104 | COMMON STOCK | 3,141 | $56,000 | thousands by filing date | |
| OPPENHEIMER HOLDINGS CL A | 683797104 | COMMON STOCK | 2,397 | $56,000 | thousands by filing date | |
| HORTONWORKS INC | 440894103 | COM | 2,349 | $56,000 | thousands by filing date | |
| KOREA EQUITY FUND | 50063B104 | MUTUAL FUNDS EQ | 7,288 | $56,000 | thousands by filing date | |
| PROSHARES | 74347R503 | COMMON STOCK | 2,600 | $56,000 | thousands by filing date | call |
| DIREXION SHS ETF TR | 25459W771 | CHINA BULL 3X | 1,342 | $56,000 | thousands by filing date | |
| SEVENTY SEVEN ENERGY INC | 818097107 | COM | 13,339 | $56,000 | thousands by filing date | |
| ASHFORD INC | 044104107 | COM | 470 | $56,000 | thousands by filing date | |
| CREDIT SUISSE AG NASSAU BRH | 22539T613 | VELSHS DLY SHTRM | 33,169 | $56,000 | thousands by filing date | |
| PAYCHEX INC | 704326107 | COM | 1,100 | $55,000 | thousands by filing date | call |
| PTC THERAPEUTICS INC | 69366J200 | COM | 910 | $55,000 | thousands by filing date | |
| NEKTAR THERAPEUTICS | 640268108 | COM | 5,000 | $55,000 | thousands by filing date | put |
| FIRST TR EXCHANGE-TRADED FD | 33733E708 | DIVIDEND STRNGTH | 2,067 | $55,000 | thousands by filing date | |
| PROSHARES TR | 74347X500 | ULTR MSCI ETF | 524 | $55,000 | thousands by filing date | |
| LUMINEX CORP | 55027E102 | COMMON STOCK | 3,432 | $55,000 | thousands by filing date | |
| NW Biotherapeutics | 66737P600 | USD | 7,500 | $55,000 | thousands by filing date | put |
| ENERGOUS CORP | 29272C103 | COM | 5,840 | $55,000 | thousands by filing date | |
| DERMA SCIENCES INC | 249827502 | COM PAR $.01 | 6,514 | $55,000 | thousands by filing date | |
| AOL INC | 00184X105 | COM | 1,400 | $55,000 | thousands by filing date | put |
| PROSHARES TR | 74347B102 | PSHS HLTH CARE | 4,330 | $55,000 | thousands by filing date | |
| REMY INTL INC NEW | 75971M108 | COM | 2,489 | $55,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 500 | $54,000 | thousands by filing date | put |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 500 | $54,000 | thousands by filing date | put |
| ESCO TECHNOLOGIES INC | 296315104 | COM | 1,400 | $54,000 | thousands by filing date | |
| GREEN BRICK PARTNERS INC | 392709101 | COM | 6,564 | $54,000 | thousands by filing date | |
| CLOUGH GLOBAL DIVID & INCOME | 18913Y103 | COM | 3,571 | $54,000 | thousands by filing date | |
| PURSUIT ATTRACTIONS AND HOSP | 92552R406 | COM | 1,948 | $54,000 | thousands by filing date | |
| STRATTEC SECURITY CORP | 863111100 | COMMON STOCK | 730 | $54,000 | thousands by filing date | |
| CONNECTONE BANCORP INC | 20786W107 | COMMON STOCK | 2,784 | $54,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X651 | US S CAP QTY DIV | 1,806 | $54,000 | thousands by filing date | |
| ALPINE GLOBAL DYNAMIC DIVD F | 02082E205 | COM NEW | 5,188 | $54,000 | thousands by filing date | |
| NATIONSTAR MORTGAGE HOLDINGS | 63861C109 | COMMON STOCK | 2,200 | $54,000 | thousands by filing date | call |
| RYLAND GROUP INC | 783764103 | COM | 1,100 | $54,000 | thousands by filing date | put |
| BAZAARVOICE INC | 073271108 | COM | 9,640 | $54,000 | thousands by filing date | |
| EXACTECH INC | 30064E109 | COM | 2,100 | $54,000 | thousands by filing date | |
| RR DONNELLEY + SONS CO | 257867101 | COM | 2,800 | $54,000 | thousands by filing date | call |
| SHORETEL INC | 825211105 | COM | 7,900 | $54,000 | thousands by filing date | |
| REDIFFCOM INDIA LTD | 757479100 | ADR | 28,196 | $54,000 | thousands by filing date | |
| INSPIREMD INC | 45779A309 | COM | 167,985 | $54,000 | thousands by filing date | |
| LA QUINTA HLDGS INC | 50420D108 | COM | 2,300 | $54,000 | thousands by filing date | |
| ACTUA CORPORATION | 005094107 | COM | 3,455 | $54,000 | thousands by filing date | |
| iShares U.S. ETF Trust iShares GSCI Commodity Dynamic Roll Strategy ETF | 46431W853 | SHS | 1,389 | $53,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 11,300 | $53,000 | thousands by filing date | call |
| SPOK HLDGS INC COM | 84863T106 | Stock | 2,756 | $53,000 | thousands by filing date | |
| POWELL INDS INC | 739128106 | COM | 1,562 | $53,000 | thousands by filing date | |
| HURON CONSULTING GROUP INC | 447462102 | COM | 788 | $53,000 | thousands by filing date | |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 2,897 | $53,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C599 | VNG RUS3000IDX | 547 | $53,000 | thousands by filing date | |
| MECHANICS BANCORP A | 43785V102 | COMMON STOCK | 2,892 | $53,000 | thousands by filing date | |
| BUCKEYE PARTNERS LP (BPL) | 118230101 | UNIT LTD PARTN | 700 | $53,000 | thousands by filing date | call |
| CPS TECHNOLOGIES CORP | 12619F104 | COM | 19,016 | $53,000 | thousands by filing date | |
| WESTERN GAS PARTNERS LP | 958254104 | COM UNIT LP IN | 800 | $53,000 | thousands by filing date | put |
| KATE SPADE & COMPANY | 485865109 | COMMON STOCK | 1,600 | $53,000 | thousands by filing date | call |
| ORCHID IS CAP INC | 68571X103 | COM | 3,979 | $53,000 | thousands by filing date | |
| MIDDLEFIELD BANC CORP | 596304204 | COM NEW | 1,657 | $53,000 | thousands by filing date | |
| TIM PARTICIPACOES S A | 88706P205 | SPONSORED ADR | 3,175 | $53,000 | thousands by filing date | |
| RAMCO-GERSHENSON PPTYS TR | 751452608 | PERP PFD-D CV | 788 | $53,000 | thousands by filing date | |
| WALTER INVT MGMT CORP | 93317W102 | COM | 3,265 | $53,000 | thousands by filing date | |
| CHARLES + COLVARD LTD | 159765106 | COM | 45,000 | $53,000 | thousands by filing date | |
| SUN BANCORP INC | 86663B201 | COM NEW | 2,787 | $53,000 | thousands by filing date | |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 1,400 | $52,000 | thousands by filing date | call |
| PROSHARES TR | 74347X831 | ULTRAPRO QQQ | 500 | $52,000 | thousands by filing date | call |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-15-005912 | this filing | 2015-05-14 | acceptance time not in the bulk data set |